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Tropical Medicine and International Health doi:10.1111/j.1365-3156.2011.02888.

volume 17 no 1 pp 71–81 january 2012

Factors influencing adherence to antiretroviral treatment in


Asian developing countries: a systematic review
Sharada P. Wasti1, Edwin van Teijlingen2, Padam Simkhada1, Julian Randall3, Susan Baxter1, Pamela Kirkpatrick4
and Vijay S. GC5

1 Section of Public Health (ScHARR), University of Sheffield, Sheffield, UK


2 School of Health & Social Care, University of Bournemouth, Bournemouth, UK
3 Business School, University of Aberdeen, Aberdeen, UK
4 Faculty of Health and Social Care, Robert Gordon University, Aberdeen, UK
5 Norwich Medical School, University of East Anglia, Norwich, UK

Abstract objective To systematically review the literature of factors affecting adherence to Antiretroviral
treatment (ART) in Asian developing countries.
methods Database searches in Medline ⁄ Ovid, Cochrane library, CINAHL, Scopus and PsychINFO
for studies published between 1996 and December 2010. The reference lists of included papers were also
checked, with citation searching on key papers.
results A total of 437 studies were identified, and 18 articles met the inclusion criteria and were
extracted and critically appraised, representing in 12 quantitative, four qualitative and two mixed-
method studies. Twenty-two individual themes, including financial difficulties, side effects, access,
stigma and discrimination, simply forgetting and being too busy, impeded adherence to ART, and 11
themes, including family support, self-efficacy and desire to live longer, facilitated adherence.
conclusion Adherence to ART varies between individuals and over time. We need to redress
impeding factors while promoting factors that reinforce adherence through financial support, better
accessible points for medicine refills, consulting doctors for help with side effects, social support and
trusting relationships with care providers.

keywords HIV ⁄ AIDS, antiretroviral treatment, adherence, barrier, facilitator, Asia

effects, financial constraints, service-related factors,


Introduction
stigma, discrimination, inability to disclose HIV status
Antiretroviral treatment (ART) provides relief to HIV- and various socio-cultural issues may prevent patients
infected individuals by reducing the likelihood of oppor- from seeking treatment or maintaining adherence to it
tunistic infections rather than curing the disease. Since (Kgatlwane et al. 2005; Mills et al. 2006b; Nordqvist
1996, the introduction of ART has greatly improved the et al. 2006; Hendershot et al. 2009; Murray et al. 2009;
life span and quality of life for people living with HIV Sanjobo et al. 2009). Despite ‘a paucity of data to guide
(PLWH) (Amico et al. 2005). Better ART has led to a the implementation of adherence intervention in clinical
reduction in disease progression, but around 25% of new settings’ (Simoni et al. 2006), systematic reviews on
HIV cases are regimen-resistant (DoH 2001). Hence, HIV aspects of adherence to ART have been conducted
remains a life-threatening and lifelong infection. (DiMatteo 2004; Mills et al. 2006a,b; Simoni et al. 2006;
Medication adherence is crucial for successful treat- Falagas et al. 2008; Malta et al. 2008; Hendershot et al.
ment, i.e. clinically significant viral load reduction (Lopez 2009) but not in Asian developing countries. Therefore,
et al. 2007). However, maintaining optimal levels of we reviewed published articles on factors affecting
adherence over a lifetime is difficult (Cooper et al. 2009). adherence to ART in Asia.
Obtaining the full benefits of ART is a complex individual
behavioural process determined by many broader factors
Methods
including patient attributes and health care systems.
Human behaviours and beliefs are also critical: Inadequate This review considered qualitative, quantitative and
knowledge and negative attitudes towards ART, drug side mixed-method studies that examined factors affecting

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Tropical Medicine and International Health volume 17 no 1 pp 71–81 january 2012

S. P. Wasti et al. Adherence to ART in Asian developing countries

adherence to ART for PLWH. Combining quantitative


Quality appraisal and data synthesis
and qualitative studies in a systematic review may
provide additional insights into links between theory and Included studies were assessed for quality and relevance to
practice (Dixon-Woods et al. 2005). Qualitative research understanding the strengths and weaknesses of the body of
may provide detailed information on delivery of inter- evidence (Pawson 2008; CRD 2009). Quality assessment
ventions, which is not the focus of quantitative studies. followed Hawker et al. (2002), whose tool is validated for
Therefore, this review included qualitative data from both qualitative and quantitative systematic reviews in
individual interviews and focus group discussions health care settings. Their checklist consists of 9 questions
together with quantitative survey data. Considering both in each category with four degrees (good, fair, poor and
kinds of studies in a review may limit bias, improve very poor) of methodological quality ranging from 9 (very
reliability and enhance accuracy of recommendations poor) to 36 (good). All articles were assessed to be of good
(Mulrow 1994). methodological quality with scores ranging from 22 to 34.
The included studies were read several times, and findings
were coded and tabulated. Owing to the heterogeneity of
Inclusion and exclusion criteria
the data (quantitative and qualitative), meta-analysis was
The population consisted of participants >18 years who not appropriate and a thematic synthesis was performed
had been prescribed ART. Data describing ART service instead (Harden & Thomas 2005); the results are presented
providers were included to provide the staff’s perspective. in table format (Dixon-Woods et al. 2005).
The included studies considered populations from 24 Asian
developing countries as defined by the World Bank (2010).
Results
Papers not written in English, published before 1996,
review articles, policy documents and adherence training Figure 1 shows that 12 articles were selected from the
manuals were excluded. database search and six emerged from reference lists. All
studies were conducted between 2004 and 2009. Papers
were excluded on the grounds of not covering Asian
Search and selection methods
developing countries, wrong age range, non-English lan-
We systematically searched Medline ⁄ Ovid, Cochrane guage and addressing effectiveness of treatment rather than
library, CINAHL, Scopus, PyschINFO for English lan- adherence. Twelve studies were quantitative, four were
guage articles published between which month? 1996 and qualitative and two were mixed methods. The sample size
December 2010 on factors influencing adherence to ART. of the studies ranged from 27 to 1,366. Ten of the 18
We used the key words HIV or AIDS, antiretroviral or studies were from India (Kumarasamy et al. 2005; Safren
HAART or ARV, adherence or compliance, factor* or et al. 2005; Shah et al. 2007; Sharma et al. 2007; Wanchu
determin* or barrier*, facilitate* or motivate*, Asia. et al. 2007; Sarna et al. 2008; Cauldbeck et al. 2009;
Reference lists of included papers were also checked, and Sogarwal & Bachani 2009; Akhila et al. 2010; Venkatesh
citations in key papers were searched. et al. 2010), four from China (Sabin et al. 2008; Starks
et al. 2008, Wang et al. 2008; Wang et al. 2009), three
from Thailand (Han et al. 2009; Li et al. 2010; Ruanjahn
Study selection and data extraction
et al. 2010) and one from Cambodia (Spire et al. 2008)
Two authors independently reviewed the retrieved studies (Table I). All studies identified factors affecting adherence
at title and abstract level. Those articles meeting the to ART, both negatively and positively (Appendices I and
inclusion criteria were critically appraised. A standard II).
data extraction form was used, which covered both
quantitative and qualitative researches. The data extrac-
Factors impeding adherence to ART
tion form was developed using the Centre for Reviews and
Dissemination guidance template (CRD 2009), which Twenty-two individual themes regarding factors impeding
records basic information first (authors, date, title of paper adherence were identified, comprising patient-related
and journal details), then detailed information about each factors, socio-cultural factors and beliefs about medica-
study (study design, study location, aims of the study, tion, financial, health system and drug-related factors
study population, sample size and major findings) and (Appendix I).
reviewers’ comments. Data extraction was double- Eighteen studies described individual factors impacting
checked, and if necessary, amendments were made after on adherence encompassing personal trust, beliefs and
discussion. motivation to take pills. Individual factors relating to non-

72 ª 2011 Blackwell Publishing Ltd


Tropical Medicine and International Health volume 17 no 1 pp 71–81 january 2012

S. P. Wasti et al. Adherence to ART in Asian developing countries

Medline = 73
CINAHL = 146

Identification
Cochrane = 84
Scopus = 71
Psyc INFO = 63
Total = 437

Duplicates excluded = 43

Number of records after duplicates removed = 394

Excluded at title level/irrelevant


title = 79

After title shifting and identified potential relevant


Screening

rerecords = 315

Excluded at abstract level not


original number, did not
examine barriers, affecting
factors, facilitators, motivators,
were not focused on adherence
to antiretroviral number,
geographic range (outside study)
Eligibility

Potential relevant records after abstract shifting = 46

Excluded after full text design


due to geographic range,
population (children), insufficient
information regarding adherence,
different language = 34
Included

Citation search
Total studies included in paper = 6
review = 12

Total = 18

Figure 1 Review of studies for inclusion.

adherence to treatment were the following: forgetting to & Wu 2007; Sarna et al. 2008; Wang et al. 2008; Han
take medication on time (eight studies) (Shah et al. 2007; et al. 2009; Li et al. 2010), being away from home (six
Wanchu et al. 2007; Wang & Wu 2007; Sarna et al. 2008; studies) (Safren et al. 2005; Shah et al. 2007; Wanchu
Starks et al. 2008; Wang et al. 2008; Cauldbeck et al. et al. 2007; Sarna et al. 2008; Starks et al. 2008; Wang
2009; Li et al. 2010), being too busy with other things et al. 2008), not understanding treatment (five studies)
(seven studies) (Safren et al. 2005; Shah et al. 2007; Wang (Wanchu et al. 2007; Starks et al. 2008; Wang et al. 2008;

ª 2011 Blackwell Publishing Ltd 73


74
Table I Basic characteristics of the study

Study Sample Mode of


Author ⁄ year conducted year Location & setting Study design size & sampling methods information collection Outcome measured

Akhila 2006–2007 India ⁄ hospital Quantitative ⁄ 313 (sampling Not clear Factors affect the
et al. 2010 survey procedure unclear) patient’s adherence
to HAART
Cauldbeck 2006 India ⁄ hospital Quantitative ⁄ 60 (sampling Self-administered Assess the adherence to ART
et al. 2009 survey procedure unclear) anonymous
questionnaire survey
Han et al. 2009 2009 Thailand ⁄ hospital Qualitative ⁄ 27 (purposive In-depth interview Identify factors which
in-depth convenience sampling) facilitate or constrain
interview on ART taking
Kumarasamy Not stated India ⁄ private ARV Qualitative 60 (sampling Semistructured in-depth Assess the barriers and
Tropical Medicine and International Health

et al. 2005 treatment centre procedure unclear) interview facilitators on


adherence to ART
Li et al. 2010 2007 Thailand ⁄ hospital Quantitative ⁄ 507 ⁄ ARV (sampling Interview with Examine the barriers that lead
survey procedure unclear) structured questionnaire to non-adherence
Ruanjahn 2006 Thailand ⁄ Mixed approach 32 (purposive or Pre-tested self-reported Assess the factors impeding
et al. 2010 home ⁄ clinic judgmental sampling) adherence survey and adherence on ART
semistructured interview
Sabin 2005–2006 China ⁄ hospital Qualitative 36 (sampling Semistructured in-depth Assess barriers faced
et al. 2008 procedure unclear) interview and FGD to ART adherence
Safren Not stated India ⁄ clinic Quantitative ⁄ 304 (sampling Self-reported questionnaire Examine non-adherence
S. P. Wasti et al. Adherence to ART in Asian developing countries

et al. 2005 Survey procedure unclear) to ART and associate with


any variables
Sarna 2004 India ⁄ health Quantitative ⁄ 310 (sampling Semistructured Explore the factors associated
et al. 2008 facilities survey procedure unclear) interview with with adherence
pre-tested questionnaire
Shah 2004–2005 India ⁄ 3 private Quantitative ⁄ 279 (convenience Structured interview with Assess the
et al. 2007 outpatients clinics survey sampling) pre-tested questionnaire antiretroviral adherence
Sharma 2004–2005 India ⁄ hospital Mixed approach 226 ⁄ purposive sampling Semistructure questionnaire Explore adherence, access
et al. 2007 (snow ball sampling) survey ⁄ interview and impact amongst those
who use ART
Sogarwal 2007 India ⁄ 27 ARV centres Quantitative ⁄ 1366 (sampling Face to face interview Assess the antiretroviral
& Bachani survey procedure unclear) treatment reasons for
2009 non-adherence
Spire 2004–2005 Cambodia ⁄ hospital Quantitative ⁄ 346 (sampling Individual face to face Estimate the prevalence of
et al. 2008 survey procedure unclear) pre-tested standardizes non-adherence and identify
questionnaire interview the factors
Starks Not stated China ⁄ hospital Qualitative ⁄ in-depth 29 (sampling Semi structured in-depth Explore barriers to and
et al. 2008 interview procedure unclear) interview facilitators of antiretroviral
adherence
Wanchu 2004–2005 India ⁄ clinic Quantitative ⁄ 200 (sampling Self-reported Determine adherence and
et al. 2007 survey procedure unclear) questionnaire survey reasons for missing medications

ª 2011 Blackwell Publishing Ltd


volume 17 no 1 pp 71–81 january 2012
Tropical Medicine and International Health volume 17 no 1 pp 71–81 january 2012

S. P. Wasti et al. Adherence to ART in Asian developing countries

Assess the levels of adherence


Han et al. 2009; Li et al. 2010), feeling depressed or

associated with suboptimal


and determine the factors
overwhelmed (five studies) (Safren et al. 2005; Sabin et al.
2008; Sarna et al. 2008; Sogarwal & Bachani 2009; Akhila

associated with ART


Assess the reasons for
Outcome measured
et al. 2010), concurrent substance misuse (including alco-

Examine variables
hol and drugs, four studies) (Safren et al. 2005; Sharma
non-adherence

non-adherence
et al. 2007; Wang et al. 2008; Venkatesh et al. 2010) and

adherence
wanting to be free of pills (two studies) (Starks et al. 2008;
Wang et al. 2008). Furthermore, one study each identified
sleeping in (Wang & Wu 2007), lack of motivation (Akhila
et al. 2010), stopping pills after feeling better (Starks et al.
administered questionnaire 2008), involvement in socio-community activities (Wang
pre-tested questionnaire
Interviewer administered

& Wu 2007) and personal problem at home (Safren et al.


information collection

Structured interviewer

2005).
Socio-cultural factors preventing adherence to ART were
Structured face to

the following: stigma and discrimination, fear of being


face survey

recognized, fear of disclosure of status to community and


Mode of

fear of stigma from family (seven studies) (Kumarasamy


et al. 2005; Wang & Wu 2007; Sabin et al. 2008; Starks
et al. 2008; Wang et al. 2008; Akhila et al. 2010; Li et al.
2010). To prevent unwanted disclosure, participants hid
size & sampling methods

their medication, which, in turn, led to either delayed or


missed doses. Four studies reported that lack of family
procedure unclear)

procedure unclear)

procedure unclear)

support led to non-adherence (Kumarasamy et al. 2005;


308 (sampling

181 (sampling

198 (sampling

Wanchu et al. 2007; Wang et al. 2008; Akhila et al. 2010).


Two studies reported that patients did not think pills
were needed (Starks et al. 2008; Wang et al. 2008), one
Sample

that pills were a burden (Wang & Wu 2007) and one that
taking pills over a long period could lead to non-adherence
(Venkatesh et al. 2010).
Quantitative ⁄

Quantitative ⁄

Quantitative ⁄
Study design

Thirteen studies reported non-adherence because of


financial difficulties (Kumarasamy et al. 2005; Safren et al.
Survey
survey

survey

2005; Sharma et al. 2007; Wang & Wu 2007; Sabin et al.


2008; Sarna et al. 2008; Spire et al. 2008; Starks et al.
2008; Cauldbeck et al. 2009; Han et al. 2009; Sogarwal &
China ⁄ 7 ART centres

Bachani 2009; Akhila et al. 2010; Ruanjahn et al. 2010).


Location & setting

China ⁄ rural areas

Transport, prescription charges, food costs and hospital


diagnostic costs were also prominent reasons for patients
India ⁄ clinic

failing to access their medication.


Health-system factors included inaccessibility of services
and the relationship with service providers. Some health
care delivery systems made it difficult to seek regular
treatment. Eight studies reported that distance from home
conducted year

to health services caused problems (Sharma et al. 2007;


ART, Antiretroviral treatment.
Not stated

Wanchu et al. 2007; Wang & Wu 2007; Sarna et al. 2008;


Starks et al. 2008; Cauldbeck et al. 2009; Sogarwal &
Study

2006

2005

Bachani 2009; Li et al. 2010), and two studies found that


Table I (Continued)

inadequate counselling (limited instruction provided)


(Wang & Wu 2007; Starks et al. 2008) prevented
& Wu 2007
Author ⁄ year

et al. 2008

et al. 2010

adherence.
Venkatesh

Ten studies reported that drug side effects were an


Wang

Wang

important reason for non-adherence (Kumarasamy et al.


2005; Safren et al. 2005; Shah et al. 2007; Sharma et al.

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Tropical Medicine and International Health volume 17 no 1 pp 71–81 january 2012

S. P. Wasti et al. Adherence to ART in Asian developing countries

2007; Wanchu et al. 2007; Wang & Wu 2007; Sarna et al. observed therapy. Patients who are depressed could be
2008; Spire et al. 2008; Li et al. 2010; Ruanjahn et al. advised to undergo psychological treatment before initiat-
2010). Two studies reported that the complexities of the ing ART. Patients’ self-efficacy, their desire to live longer
medication regimens (Wang & Wu 2007; Ruanjahn et al. and improve their overall health because of ART, moti-
2010) affected adherence to ART. vated adherence (Kumarasamy et al. 2005; Starks et al.
2008; Akhila et al. 2010; Ruanjahn et al. 2010). This
indicates that individual perceptions of ART effectiveness
Factors facilitating adherence
or visible signs that medications work are helpful to
Eleven themes were identified as facilitators or motivators reinforce adherence (Adam et al. 2003).
of adherence to ART (Appendix II). Four studies men- We found that fitting the complex regimens into daily
tioned that social support (Kumarasamy et al. 2005; life and side effects of the drugs was an important reason
Starks et al. 2008; Akhila et al. 2010; Ruanjahn et al. for non-adherence, as were the toxicities and adverse side
2010), predominantly from partners, children and friends, effects (varying from mild to severe and from acute to
played a significant role in increasing adherence. Three chronic) of ART drugs (Catz et al. 2000). One study
studies reported that self-efficacy (Kumarasamy et al. reported that 92% of its study population were non-
2005; Starks et al. 2008; Akhila et al. 2010) and will- adherent because of the ART side effects (Altice et al.
ingness to live longer (Kumarasamy et al. 2005; Starks 2001). An individual’s belief about treatment, based on
et al. 2008; Ruanjahn et al. 2010) positively influenced trust or mistrust, influences adherence (Wilson et al. 2002).
adherence. Two studies noted that improved overall The primary reason for medication discontinuation often
health (Kumarasamy et al. 2005; Starks et al. 2008), was regimen intolerance (Melbourne et al. 1998), which
financial assistance (Kumarasamy et al. 2005; Ruanjahn shows how important it is to educate and counsel patients
et al. 2010) and being in higher income groups (Li et al. on how to cope with these side effects (Lewis et al. 2006).
2010; Ruanjahn et al. 2010) resulted in better adherence. Trust in ART medication, self-awareness of one’s health
Electronic reminders (Starks et al. 2008), obligation to and knowledge of the consequences of adherence and non-
live for family (Starks et al. 2008), good relationship with adherence are an important basis of trust and belief that
care providers (Starks et al. 2008), status disclosure (Spire can reinforce adherence despite ART side effects. Notably,
et al. 2008) and worries regarding a fear of drug all included papers date from the time span 2004 to 2009,
resistance (Starks et al. 2008) were other motivating when there was no significant variation in available
factors. regimens and patients were mostly prescribed first-line
ART.
Twelve studies identified cost as a factor affecting non-
Discussion
adherence, confirming findings in other resource-limited
This review of both quantitative and qualitative studies settings (Mills et al. 2006a; Konkle-Parker et al. 2008;
reporting views of patients and health care providers on Bartlett & Shao 2009; Naik et al. 2009; Tuller et al. 2009).
ART adherence revealed that individual factors such as Having a higher income, better access points for repeat
simply forgetting, being too busy or depressed and prescriptions, financial aid or support with travel costs
substance misuse were common reasons for non-adherence generally improves adherence (Kumarasamy et al. 2005;
(Kumarasamy et al. 2005; Shah et al. 2007; Sharma et al. Li et al. 2010; Ruanjahn et al. 2010). Addressing non-
2007; Wanchu et al. 2007; Sabin et al. 2008; Sarna et al. adherence to ART in Asian developing countries may,
2008; Starks et al. 2008; Wang et al. 2008, 2009; Cauld- therefore, require different solutions from those in devel-
beck et al. 2009; Sogarwal & Bachani 2009; Li et al. 2010; oped countries, where financial issues are not such a major
Venkatesh et al. 2010). Regular patient follow-up and concern. The countries included in this study varied in the
health carers giving attention during follow-up might help range of governmental and non-governmental support
improve adherence. Patient-specific counselling may lead available for ART treatment, which will have affected
to better knowledge and, in turn, help to promote adherence.
adherence. Asking patients to describe their daily behav- This review shows that patients were embarrassed to
iour may be helpful, and care providers could repeat take medication in front of others and concerned about
instructions during follow-up appointments. Health care their privacy when collecting repeat prescriptions. Patients
providers should provide personal support (reminders) or who had not disclosed their HIV status, did not have
directly observe treatment to improve adherence rates. support or were unable to disclose their status to others
Substance misuse was a determinant of non-adherence. were more likely to be non-adherent (Ferguson et al. 2002;
Patients with concurrent substance misuse need direct Kumarasamy et al. 2005; Rao et al. 2007; Wang & Wu

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S. P. Wasti et al. Adherence to ART in Asian developing countries

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Corresponding Author Sharada P. Wasti, Section of Public health (ScHARR), University of Sheffield, Sheffield, S1 4DA, UK.
Tel.: +44 (0) 1142 226 389; Fax: +44 (0) 1142 724 095; E-mails: s.wasti@sheffield.ac.uk; Spwasti@gmail.com

ª 2011 Blackwell Publishing Ltd 79


Tropical Medicine and International Health volume 17 no 1 pp 71–81 january 2012

S. P. Wasti et al. Adherence to ART in Asian developing countries

Appendix I: Factors negatively impacting on adherence

Reference/year Individual personal factors


Simply Being too Away Don’t Feeling Substance Wants to Being Lack of Stopped Personal Being busy
forgot busy from understand depressed abuse be pills sleep-in motivation after problems in social
other home treatment (alcohol free feeling well at home activities
things /drug)
Akhila et al. 2010
Hanv et al.2009
Li et al. 2010
Sabin et al. 2008
Safren et al. 2005
Sarna et al. 2008
Shah et al. 2007
Sharma et al. 2007
Sogarwal & Bachani
2009
Spire et al. 2008
Starks et al. 2008
Venkatesh et al. 2010
Wanchu et al. 2007
Wang et al. 2008
Wang & Wu 2007
Total studies 7 7 6 5 5 4 2 1 1 1 1 1
Reference/year Socio-cultural Financial Beliefs about medication Health system Drugs-related factors
factors factors related factors
Stigma & No family Financial Wants to Pills Longer Long Inadequate Drug side- Complexity
discrimin support difficulties (cost be pills free burden duration distance counselling effects of regimens
ation transport, to take home to service
diagnosis, ART pills health
& food) facility
Akhila et al. 2010
Cauldbeck et al.
2009
Han et al. 2009
Kumarasamy et al.
2005
Li et al. 2010
Ruanjahn et al.
2010
Sabin et al. 2008
Safren et al. 2005
Sarna et al. 2008
Shah et al. 2007
Sharma et al. 2007
Sogarwal &
Bachani 2009
Spire et al. 2008
Starks et al. 2008
Venkatesh et al.
2010
Wanchu et al. 2007
Wang et al. 2008
Wang & Wu 2007
Total studies 7 4 13 2 1 1 8 2 10 2

80 ª 2011 Blackwell Publishing Ltd


Tropical Medicine and International Health volume 17 no 1 pp 71–81 january 2012

S. P. Wasti et al. Adherence to ART in Asian developing countries

Appendix II: Factors positevely impacing on adherence

Reference/year Factors
Family Self- Willingness Improved Getting Higher Fear of Use Obligation to Good Status
support efficacy to live longer overall financial income drug electronic live for family relationshi disclosure
health assistance resistance reminder p with
providers
Akhila et al.
2010
Kumarasamy
et al. 2005
Li et al. 2010
Ruanjahn et
al. 2010
Spire et al.
2008
Starks et al.
2008
Total studies 4 3 3 2 2 2 2 1 1 1 1

ª 2011 Blackwell Publishing Ltd 81

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