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European Annals of Otorhinolaryngology, Head and Neck diseases (2014) 131, 33—47

Available online at

ScienceDirect
www.sciencedirect.com

REVIEW

Quality of life tools in head and neck


oncology
N. Heutte a,∗, L. Plisson b, M. Lange a, V. Prevost a, E. Babin a,b

a
Cancers & prévention, INSERM U1086, université de Caen Basse-Normandie, UFR de Médecine, avenue de
la Côte-de-Nacre, 14032 Caen cedex 5, France
b
Service ORL et chirurgie cervico-faciale, CHU, avenue de la Côte-de-Nacre, 14033 Caen cedex 9, France

KEYWORDS Summary
Quality of life; Objective: Quality of life (QoL) is now as much an assessment criterion in clinical trials in head
Cancer; and neck oncology as are survival and response rate. It is therefore important to be able to
Head and neck; choose an adapted tool from the wide range of QoL instruments available. The present study
Quantitative presents an inventory of QoL scales validated in their French-language version, to facilitate the
assessment selection of appropriate tools showing good psychometric properties.
Materials and methods: QoL scales cited in all 492 French and English language articles pub-
lished between March 1st, 2006 and April 3rd, 2012, referenced on Medline and retrieved using
the keywords ‘‘quality of life’’ AND ‘‘head and neck’’ AND ‘‘cancer’’, were inventoried and
classified thematically in a search of the literature.
Results: Ninety QoL scales are presented by theme (ORL oncology, voice, swallowing and mas-
tication, mucosities and xerostomia, etc.), specifying psychometric quality and citation level.
Conclusion: The present report constitutes a guide to selecting QoL tools adapted to head and
neck oncology studies.
© 2013 Elsevier Masson SAS. All rights reserved.

Introduction ships, personal beliefs and their relationship to salient


features of their environment’’ [1]. It concerns not only
In 1994, the World Health Organization (WHO) defined qual- physical, psychological and social well-being and functional
ity of life (QoL) as ‘‘individuals’ perception of their position independence but also self-fulfilment, spiritual life, sexual-
in life in the context of the culture and value systems in ity and finance [2].
which they live and in relation to their goals, expecta- Ultimately, however it may be defined in medical terms,
tions, standards and concerns. It is a broad ranging concept QoL is a subjective parameter representing the individual’s
affected in a complex way by the person’s physical health, perception of him- or herself in the world (social self).
psychological state, level of independence, social relation- In oncology, QoL is a function of health status and
the concept has evolved over the years. Cure in terms of
‘‘quantity of life’’ was long the oncologist’s main preoc-
∗ Corresponding author. Tel.: +33 2 31 45 86 20; cupation and survival the prime assessment criterion. The
fax: +33 2 31 45 50 97. ‘‘quality of life’’ criterion developed due on the one hand
E-mail address: natacha.heutte@unicaen.fr (N. Heutte). to patients’ limited life expectancy with ‘‘cure’’ as a rare

1879-7296/$ – see front matter © 2013 Elsevier Masson SAS. All rights reserved.
http://dx.doi.org/10.1016/j.anorl.2013.05.002
34 N. Heutte et al.

therapeutic endpoint, but also, on the other hand, to pro- insomnia, loss of appetite, constipation, diarrhea and
longed survival thanks to advances in treatment and family financial impact).
involvement. QoL has now become a factor in the assess- The various QoL scales can be divided into 2 groups:
ment criteria of clinical trials, on a par with survival and generic and specific. Generic scales (EuroQol, SF-36, PGI,
response rate [4,5]. etc.) address quality of life and health status indepen-
Taking QoL into account in head and neck oncology is dently of any pathology in particular, enabling comparison
no longer a matter of debate. Patients are confronted by between patients with different pathologies or with
a highly lethal pathology and moreover need to learn to healthy controls. Specific scales address a given disease
deal with the impact of both disease and treatment on their (EORTC QLQ-C30 for cancer, Fact-H&N for head and neck
physical appearance, on functions as basic as swallowing, cancer, etc.), a given field and/or symptom (fatigue,
breathing and speaking [6,7] and also on their everyday depression, xerostomia, dysphagia, etc.) or a given treat-
life. They are frequently disadvantaged and of low socio- ment modality (surgery or radiation therapy), making
economic status, with their social network impaired by the them more sensitive to clinical variations and treatment
impossibility of working [8]. Their physical disorders and the effects.
psychological results of damaging treatment lead to solitude Self-administered questionnaires are more sensitive than
and self-isolation, undermining quality of life [9]. those filled out by the physician or family [11]. They need
The following sections list the QoL assessment instru- to be ‘‘acceptable’’ to the study population so as to maxi-
ments available to head and neck oncology, detailing their mize response rates and the number of items answered (and
frequency of use, means of implementation and suitability. hence the number of domains assessed). They should be as
quick to fill out as possible.
To qualify as ‘‘validated’’, a scale has to meet a certain
Quantitative assessment number of criteria [12]:

The objective is to enable tools to be selected and adapted • validity: ability to measure what it claims to measure;
to assessment criteria while adhering to their specific • reliability: stability or reproductibility over time in a pop-
instructions for use, as they can neither be altered nor ulation with unchanged health status or quality of life;
implemented only partially. • sensitivity: ability to detect change over time, especially
QoL assessment involves choosing a tool from the many at both extreme ranges (no ceiling or floor effect).
available. In 2003, McHorney [10] cited more than 75 scales
for use in oncology. The choice of tool is fundamental to
study design and should be made according to the study Psychometric validation involves statistical analysis.
objective, target population characteristics (head and neck When a validated scale is altered in terms of content or
cancer patients) and the psychometric properties of the presentation or translated into another language, comple-
scale. mentary validation is required, to ensure validity [13]. Any
Quality of life is a multidimensional subjective parame- additional questions should be appended to the end of the
ter, requiring a scale covering a wide range of items in a questionnaire, so as not to ‘‘break’’ its structure [14].
variety of fields (physical, cognitive, etc.). Tables 1—21 present the scales referred to in the 492 arti-
The EORTC QLQ-C30, for example, comprises cles published between March 1st, 2006 and April 3rd, 2012,
30 questions in all, with 24 questions assessing 1 global referenced on Medline and retrieved using the key-words
health scale, 5 functional scales (physical, role, cognitive, ‘‘quality of life’’ AND ‘‘head and neck’’ AND ‘‘cancer’’, with
social and emotional) and 3 symptom scales (nausea, pain the following limits: Humans, English, French, Publication
and fatigue) and 6 questions for 6 simple items (dyspnea, Field: Title/Abstract. The scales that have been validated

Table 1 Generic scales.

Scale Nature Citations Misc.

Short Form-36 Validated generic scale 21 8 dimensions: physical functioning, role


(SF-36) http://www.sf-36.org/ limitations (physical problems), bodily pain,
general health, vitality, social functioning,
role limitations (emotional problems), and
mental health.
Short Form-12 Validated generic scale 6 Abridged version of Short Form-36, covering
(SF-12) http://www.sf-36.org/ the same dimensions
EuroQol EQ-5D Validated generic scale 3 5 dimensions: mobility, self-care, usual
http://www.euroqol.org/ activities, pain/discomfort and
anxiety/depression
Patient Generated Index (PGI) Validated disease- or 1 1 measure of global quality of life
treatment-specific scale [15]
Quality of life tools in head and neck oncology 35

Table 2 Cancer-specific scales.

Scale Nature Citations Misc.

QLQ-C30 Validated cancer-specific scale > 50 8 dimensions: physical, role, cognitive,


http://groups.eortc.be/qol/ social, emotional, nausea, pain, fatigue
6 simple items: dyspnea, insomnia, loss of
appetite, constipation, diarrhea and
financial impact
1 global QoL scale
EORTC QLQ-C15-PAL Validated scale specific to QoL 1 5 dimensions: physical, emotional, nausea,
in advanced, incurable, pain, fatigue
symptomatic cancer with a few 4 simple items: dyspnea, insomnia, loss of
months’ median life appetite, constipation
expectancy 1 global QoL scale
http://groups.eortc.be/qol/
Functional Assessment of Validated cancer-specific scale 14 4 dimensions: physical, social/family,
Cancer Therapy (Fact-G) http://www.facit.org/ emotional, functional well-being

Spitzer Quality of Life Specific to cancer and chronic 1 5 dimensions: activity, daily living, health,
Index (SQLI) disease, not validated in support of family and friends, and outlook
French [17]
Memorial Symptom Specific to cancer, not 1 3 dimensions: physical, emotional and
Assessment Scale (MSAS) validated in French [18] global distress
1 global score

in French-language versions are at the top of the list in each is a validated instrument, easy for the therapist to imple-
Table. Otherwise, scales are ranked by citation rate. ment and for the patient to fill out: it takes 8 minutes, and
Finally, study parameters have to be scored according to can thus be incorporated in a vocal assessment session. A
the design of the scale used, which should therefore prefer- short version, the VHI-10, has been validated for both initial
ably accommodate as wide a range of scores as possible in assessment and follow-up of dysphonia.
the proposed target population of the study, so as to maxi- The SHI is a speech assessment scale for oral or
mize precision. oropharyngeal cancer patients. Unlike the VHI, it assesses
The most widely used generic scales are the SF-36 fol- phonation disorder in patients in whom it is not only the
lowed by the SF-12 (Table 1). Administration time for the voice that is affected.
SF-36 is 10 minutes [16]. Normal values are available on the The V-RQOL has the particularity of highlighting quality
website shown in Table 1 below. of life rather than disability. It can be implemented in all
The main cancer-specific scales available in validated types of dysphonia.
French-language versions are the QLQ-C30 and Fact-G The Voice Prosthesis Questionnaire (VPQ) is a
(Table 2). Administration times are respectively 11 and speech assessment scale for patients fitted with a
5 minutes [19]. tracheo-esophageal voice valve following total laryn-
The main scales specific to head and neck cancer and gectomy.
available in validated French-language versions are the QLQ- The SECEL is designed to assess communication disorder
H&N35, Fact-H&N and UW-QOL (Table 3). Administration following laryngectomy. A new version, the S-SECEL, is also
times are respectively 11, 5 and 5 minutes [19]. The EORTC adapted to communication disorder following other treat-
QLQ-H&N35 scale is currently under revision to improve its ments for laryngeal cancer (radio-chemotherapy).
management of side-effects related to surgery and radiation The VAPP scale is based on the World Health Organi-
therapy (severe mucositis, hair-loss, neuropathy, chronic zation’s ICIDH (International Classification of Impairments,
dysphagia, etc.). Disabilities and Handicaps, 1997). It highlights a distinction
Table 4 presents scales specific to other forms of cancer. between 2 dimensions of voice disorder: limitation of activ-
The one scale specific to care with a validated ities and restricted participation in these activities; this
French version concerns cancer patients’ natural caregivers distinction had not previously been made in QoL scales for
(Table 5). vocal disorder.
There are 2 scales specific to care satisfaction, both with The VoiSS is a sensitive assessment tool for dysphonia and
validated French versions (Table 6). its evolution.
The VHI is a self-assessment scale measuring the sever- The VPQ (Voice Performance Questionnaire) was origi-
ity of the disability entailed by voice disorder (Table 7). It nally designed for self-assessment of vocal performance in
36 N. Heutte et al.

Table 3 Scales specific to head and neck oncology.

Scale Nature Citations Misc.

QLQ-H&N35 Validated scale specific to head and > 50 7 dimensions: pain, swallowing,
neck oncology (supplementary taste/smell, speech, eating in public,
module to QLQ-C30) social life, sexuality
http://groups.eortc.be/qol/
11 simple items
Fact-H&N Validated scale specific to head and 27 4 dimensions: physical, social/family,
neck oncology emotional, functional well-being
http://www.facit.org/
12 simple items specific to head and
neck cancer
University of Washington Validated scale specific to head and 43 12 items: pain, appearance, activity,
Questionnaire (UW-QOL) neck oncology leisure, swallowing, mastication,
speech, shoulder dysfunction, taste,
http://depts.washington.edu/otoweb/ production of saliva, mood, anxiety
research/head neck cancer.htm

http://www.headandneckcancer.co.uk/
MD Anderson Symptom Validated scale specific to head and 2 3 dimensions: level of general
Inventory -Head and Neck neck oncology associated symptom severity, impact
(MDASI-HN) of symptom severity on daily life,
http://www3.mdanderson.org/depts/ level of specific head and neck
symptomresearch/ symptom severity
Head and Neck Performance Validated scale specific to head and 9 3 dimensions: normality of feeding,
Status Scale (PSS-HN) neck oncology [20,21] and ability to speak and to eat in
public
University of Michigan Head Scale specific to head and neck 8 4 dimensions: pain, communication,
and Neck Specific Quality of oncology, not validated in French [22] feeding and emotion
Life Instrument (HNQoL)
Head and Neck Cancer Scale specific to head and neck 10 4 dimensions: eating, speech,
Inventory (HNCI) oncology, not validated in French [23] esthetics, and social disruption (pain,
work, etc.)
Auckland Quality of Life Scale specific to head and neck, not 3 5 dimensions: physical, symptoms,
Questionnaire (AQLQ) validated in French [24,25] social, psychological, well-being
comprising 3 questionnaires:
Life Satisfaction Score, 11 items of psychological well-being
General Health and life satisfaction
Questionnaire12 and
Functional Ability
questionnaire

patients with non-organic dysphonia, but has been extended (Table 9). A preliminary validation phase is needed for the
to studies of organic dysphonia. others.
The PHI is the only instrument originally designed and Neither of the two scales specific to shoulder function has
validated in French; it is based on the Voice Handicap Index been validated in their French-language versions (Table 10).
(VHI) and Deglutition Handicap Index (DHI) and enables A preliminary validation phase will be needed for them to
self-assessment of speech and communication disability in be employed.
dysarthria patients. The only scale specific to dental pathology with a val-
No scales specific to mucosities or xerostomia have been idated French-language version is the GOHAI (Table 11),
validated in their French-language versions (Table 8). A pre- which was validated in a general population. A comple-
liminary validation phase will be needed for them to be mentary module of the QLQ-C30, the QLQ-OH17 [74], is
employed. presently under validation in various translations, includ-
The only deglutition-specific scales with validated ing French, assessing the QoL impact of oral and dental
French-language versions are the DHI and SWAL-QOL issues.
Quality of life tools in head and neck oncology 37

Table 4 Scales specific to ‘‘other cancers’’.

Scale Nature Citations Misc.

Functional Assessment of Specific to nasopharyngeal cancer, 1 4 dimensions: physical, social/family,


Cancer Therapy validated emotional, and functional well-being
-Nasopharyngeal (FACT-NP)
http://www.facit.org/ 16 specific items: e.g., eating,
swallowing, dry mouth, appetite,
taste, voice quality, communication,
appearance, pain, neck motion,
tinnitus, hearing, vision, smell and
nasal obstruction
QLQ-OES18 Specific to esophageal cancer 1 18 items: dysphagia, feeding, reflux,
(supplementary module to QLQ-C30), chest/abdominal pain.
validated

http://groups.eortc.be/qol/
Fact-E Specific to esophageal cancer 1 4 dimensions: physical, social/family,
emotional and functional well-being
http://www.facit.org/
17 simple items specific to feeding,
appetite, swallowing, dry mouth,
nocturnal cough, voice,
communication, pain, weight loss.

Table 5 Scales specific to care impact.

Scale Nature Citations Misc.

Caregiver Quality of Life Index Specific to care impact, validated 1 1 total score and 4 sub-scales: burden
- Cancer (CQOLC) [26,27] of care, disturbance, positive
adaptation, and financial worry.
Head and Neck Radiotherapy Specific to head and neck cancer, not 3 6 dimensions: oral cavity (mouth),
Questionnaire (HNRQ) validated in French [28] throat, skin, digestive function,
energy, and psychosocial.
Neck Dissection Impairment Specific to treatment, not validated 2 10 items for 1 global score
Index (NDII) in French [29]
Quality of Life Radiation Specific to treatment, not validated 1 25 general QoL items
Therapy Instrument in French [30,31] 14 more specific head and neck items
(QOL-RTI/H&N)
Quality of Life - Enteral Specific to impact of enteral feeding 1 20 items
Feeding questionnaire tubes on head and neck cancer
(QOL-EF) patients, not validated in French [32]

Table 6 Scales specific to care satisfaction.

Scale Nature Citations Misc.

EORTC SAT 32 (Satisfaction Specific to care satisfaction, 1 32 items on perceived care quality
with care) validated and patient’s relation to physicians
and nurses and to care organization
http://groups.eortc.be/qol/ and hospital organization as a whole
OUT-PATSAT 35 Specific to ambulatory care 1 35 items on outpatient satisfaction
satisfaction (chemotherapy and with physicians and care staff and
radiotherapy), validated [33] organization of care and departments
38 N. Heutte et al.

Table 7 Scales specific to voice and speech.

Scale Nature Citations Misc.

Vocal Handicap Index Specific to voice, validated for 10 3 dimensions: functional, physical
(VHI/VHI-10) 30-item version [34,35], and emotional aspects of vocal
not validated in French for 10-item handicap
version [36,37] 1 global score
Speech Handicap Index (SHI) Specific to speech, validated [38,39] 2 2 dimensions: speech and
psycho-social
2 isolated items
1 global score
University of Michigan Specific to voice, not validated in 3 2 dimensions: social-emotional and
Voice-Related Quality of Life French [40] physical
(V-RQOL) 1 global score
Voice Prosthesis Questionnaire Specific to voice, not validated in 1 45 items
(VPQ) French [41]

Self Evaluation of Specific to head and neck cancer, not 1 3 dimensions: general, experience of
Communication Experiences validated in French [42,43] voice, attitude
after Laryngectomy 1 global score
(SECEL/S-SECEL)
Voice Activity Participation Specific to voice, not validated in 28 items on: severity, social,
Profile (VAPP) French [44] occupational and
(specific scale not retrieved communication-related impact,
in literature search) emotional impact
1 global score
Voice symptom scale (VoiSS) Specific to voice, not validated in 3 dimensions: deficiency, emotional
(specific scale not retrieved French [45] aspect, physical symptoms
in literature search)
Voice Performance Specific to voice, not validated [46] 12 items: physical symptoms and
Questionnaire (VPQ) socioeconomic impact of vocal
(specific scale not retrieved disorder
in literature search) 1 global score
Parole Handicap Index (PHI) Specific to speech, validated in 3 dimensions: physical,
(specific scale not retrieved French [47] communication, and social handicap
in literature search) Global score

No scales specific to feeding issues have been validated Sexual Functioning Inventory (DSFI) [105] does not have a
in their French-language versions (Table 12). A preliminary validated French-language version, but assesses the quality
validation phase will be needed for them to be employed. of patient’s sexual life.
Both of the fatigue-specific scales cited in the reports A scale specific to sleep has yet to be validated in a
have validated French-language versions (Table 13). Some French-language version (Table 17). A preliminary validation
questions are found in both questionnaires. phase will be needed for it to be employed.
A complementary module of the QLQ-C30, the QLQ-FA13 The only scale specific to alcohol consumption and
[77], is presently under validation in various translations, related issues to have a validated French-language version
including French, assessing cancer-related fatigue. is the AUDIT (Table 18).
No scales specific to oral pain have been validated in There are almost no data in head and neck oncology
their French-language versions (Table 14). A preliminary concerning the cognitive impact of cancer and cancer treat-
validation phase will be needed for them to be employed. ment (Table 19): the only specific study found that 9 out of
Five scales specific to anxiety and depression have vali- 10 patients showed cognitive disorder [110]. A specificity
dated French-language versions (Table 15). The most widely of head and neck oncology is the likelihood of alcohol-
used is the HADS. A stress-specific scale, the PSS, comes in related comorbidity, with neuropsychological consequences
a validated French-language version. of varying severity that make the question of cognitive func-
A scale specific to sexuality has yet to be validated in a tioning particularly complex and interesting. There are 2
French-language version (Table 16). A preliminary validation essential cognitive assessments to perform: pre-treatment,
phase will be needed for it to be employed. The Derogatis to screen for risk of non-compliance, and post-treatment,
Quality of life tools in head and neck oncology 39

Table 8 Scales specific to mucosities and xerostomia.

Scale Nature Citations Misc.

Oral Mucositis Weekly Questionnaire - Specific to mucosities, not 1 12 simple items


Head and Neck Cancer (OMWQ-HN) validated in French [48]
Oral Mucositis Daily Questionnaire Specific to mucosities, not 1 12 simple items
(OMDQ) validated [49,50]
Oropharyngeal Mucositis Quality Of Specific to mucosities, not 2 4 dimensions: symptoms, feeding,
Life Scale (OMQoL) validated in French [51] social, swallowing
Xerostomia Questionnaire (XQ) Specific to xerostomia, not 2 8 items including 4 items on dryness
validated in French [52] when eating or chewing
Xerostomia Questionnaire (XQ) Specific to xerostomia, not 2 4 items: dryness, oral route pain, loss
validated [53] of taste, and dysphagia

1 dimension: perceived QoL impact


of xerostomia

1 pain intensity VAS


Xerostomia Questionnaire (XQoL) Specific to xerostomia, not 2 5 dimensions: global, emotional,
validated in French [54] functional, and physical
1 global score
Xerostomia Questionnaire VAS Specific salivary function, 1 8 items: oral mucosa dryness,
not validated in French [55] difficulty in swallowing and speaking,
quantity of saliva, thirst.
Xerostomia-related Quality of Life Specific to xerostomia, not 1 4 dimensions: physical, psychological,
scale (XeQoLs) validated in French [56] social, pain/discomfort
1 global score

Table 9 Scales specific to swallowing and mastication.

Scale Nature Citations Misc.

Deglutition Handicap Index Specific to swallowing, validated 3 dimensions: emotional, functional


(DHI) (specific scale not [57—59] and physical
retrieved in literature
search)
Swallowing Quality-of-Life Specific to swallowing, validated[60] 10 dimensions: eating (burden,
Questionnaire (SWAL-QOL) duration, desire, food selection),
(specific scale not retrieved communication, fear, mental health,
in literature search) social impact, fatigue and sleep
MD Anderson Dysphagia Specific to swallowing, not validated 9 4 dimensions: global, emotional,
Inventory (MDADI) in French [61] functional, and physical
Subjective Chewing Ability Specific, not validated in French [62] 2 9 items on ability to chew various
foods
Sydney Swallow Questionnaire Specific to swallowing, not validated 1 17 items
(SSQ) in French [63,64] 1 global score

http://stgcs.med.unsw.edu.au/stgcsweb.
nsf/resources/SSQ/$file/SSQ.pdf
Dysphagia Handicap Index Specific to swallowing, not validated 3 dimensions: physical, emotional
(specific scale not retrieved in French [65] and functional
in literature search) 1 global score
40 N. Heutte et al.

Table 10 Scales specific to functional assessment of shoulder pathology.

Scale Nature Citations Misc.

Shoulder Pain and Disability Index Specific, not validated in 1 2 dimensions: pain and disability
(SPADI) French [66]
Shoulder Disability Questionnaire (SDQ) Specific to pain-related disability, 1 16 items for 1 global score
not validated in French [67]
American Shoulder and Elbow Surgeons Specific to functional assessment 1 5 items on pain, ROM, force,
Shoulder of shoulder pathology, not stability and functional work
Assessment (ASESSA) validated in French [68]

Table 11 Scales specific to dental pathology.

Scale Nature Citations Misc.

Geriatric Oral Health Oro-dental specific index, 1 12 items for 1 global score
Assessment Index (GOHAI) validated [69,70]
Oral Health Impact Profile Oro-dental specific scale, not 2 6 oro-dental dimensions: functional
(OHIP) validated in French [71] limitation, physical pain, physical disability,
psychological discomfort, psychological
disorder and social handicap
Denture Satisfaction Dental specific scale, not 2 8 items: upper and lower dentures, and
validated in French [72] specific characteristics (esthetic, functional
comfort, etc.)
Groningen Activity Restriction Dental specific scale, not 2 11 items on impact on dental issues on
Scale - Dentistry (GARS-D) validated [73] social life

Table 12 Scales specific to feeding.

Scale Nature Citations Misc.

Trial Specific Questionnaire Specific to feeding and communication, 1 4 dimensions: feeding, language,
(TSQ) not validated in French [75] social contact and social anxiety
Willett Food Frequency Specific to foods, not validated in 1 Fruit and vegetable foods
Questionnaire French [76] questionnaire

Table 13 Scales specific to fatigue.

Scale Nature Citations Misc.

Facit-F Specific to symptoms, validated 3 4 dimensions: physical, social/family, emotional,


functional well-being
http://www.facit.org/
13 simple items specific to fatigue intensity
Fact-An Specific to symptoms, validated 1 4 dimensions: physical, social/family, emotional,
functional well-being
http://www.facit.org/
20 simple items specific to anemia and fatigue

Table 14 Scale specific to oral pain.

Scale Nature Citations Misc.

University of California San Specific to head and neck cancer, not 2 6 items on pain: intensity, sharpness
Francisco (UCSF) Oral Cancer validated in French [78,79] and throbbing nature, of pain during
Pain Questionnaire and not during oral function
Quality of life tools in head and neck oncology 41

Table 15 Scales specific to anxiety, depression psychological impact.

Scale Nature Citations Misc.

Hospital Anxiety and Specific to anxiety and 21 2 dimensions: anxiety and depression
Depression Scale (HADS) depression, validated [80,81]
Beck Depression Inventory Specific to depression, 7 21 items on depression symptom level
(BDI) validated [82] 1 total score
Centre for Epidemiological Specific to depression, 4 1 dimension: depression
Studies Depression Scale validated [83,84]
(CES-D)
General Health Questionnaire Specific psychiatric 2 4 dimensions: depression, anxiety,
(GHQ-30)/ questionnaire, unacceptable social behavior,
Goldberg Mental Health validated [85,86] hypochondria
Survey-12 (GHQ-12)
Montgomery Asberg Depression Specific to depression, 1 10 items: emotional, cognitive, and
Rating Scale (MADRS) validated [87,88] physical symptoms

Perceived Stress Scale (PSS) Specific to stress, validated 1 1 score


[89]
Geriatric Depression Scale - Specific to depression, not 5 1 dimension
Short Form (GDS-SF) validated in French [90,91]
The Illness Perception Specific, not validated in 3 8 dimensions measuring cognitive and
Questionnaire - Revised French [92] emotional representations of disease
(IPQ-R)
Mini Mental Adjustment to Specific to cancer, not 2 5 dimensions: fighting spirit,
Cancer (MINIMAC) validated in French [93] helpless/hopeless, fatalism, anxious
preoccupation and cognitive avoidance.
Hamilton Rating Scale for Specific to depression, not 1 21 items
Depression (HRSD) validated in French [94] 1 final score
Clinical Global Impression - Specific to depression, not 1 1 dimension
Severity (CGI-S) validated
Hopkins Symptom Checklist-25 Specific to depression, not 1 25 items on depression and anxiety
validated in French [95]
Beck Depression Inventory - Specific to depression, not 1 7 items on level of depression symptoms
Fast Screen (BDI-FS) validated in French [96] 1 total score
Brief Symptom Inventory (BSI) Specific psychiatric inventory, 1 3 global scales and 9 sub-scales, including
not validated in French [97] somatization, depression, anxiety
Beliefs about Medicine Specific to head and neck, not 1 2 dimensions: necessity of treatment and
Questionnaire - Specific validated in French [98] worries about health and possible
Scale (BMQ-Specific) side-effects
Distress Inventory for Cancer Specific to cancer, not 1 7 dimensions: emotional distress, spiritual
(DIC2) validated in French [99] distress, social distress, medical distress,
activity of daily living and family-specific
distress and a total distress score
Mental Health Inventory (MHI) Generic scale, not validated in 1 3 dimensions: psychological distress,
French [100] psychological well-being, global
Eysenck Personality Inventory Specific to neurasthenia, not 4 3 dimensions: neurosis, neurasthenia,
validated in French [101,102] emotional instability
Life Orientation Test - Revised Specific, not validated in 2 12 items on optimism and pessimism
(LOT-R) French [103]
42 N. Heutte et al.

Table 16 Scale specific to sexuality.

Scale Nature Citations Misc.

Modified Sexual Adjustment Specific to sexuality and head and 1 7 items: sexuality, sexual function,
Questionnaire for Head and neck cancer, not validated [104] relation/activity
Neck Cancer (SAQ) (specific
scale not retrieved in
literature search)

Table 17 Scale specific to sleep.

Scale Nature Citations Misc.

Medical Outcomes Study - Specific to sleep, not validated in 2 6 dimensions: sleep disorder, sleep
sleep (MOS) French [106] quality, somnolence, snoring,
respiratory problems, amount of
sleep
http://gim.med.ucla.edu/FacultyPages/Hays/surveys.htm

Table 18 Scales specific to alcohol consumption and related issues.

Scale Nature Citations Misc.

Alcohol Use Disorder Specific to alcohol, validated [107] 5 10 items: alcoholization level and
Identification Test (AUDIT) associated problems
Michigan Alcoholism Screening Specific to alcohol, not validated in 2 13 items: alcohol consumption
Test (MAST) French [108,109]

Table 19 Scales specific to cognitive functions.

Scale Nature Citations Misc.

Fact-cog Specific to cancer, validated 1 4 subscales: Perceived Cognitive


Impairments, Perceived Cognitive
http://www.facit.org/ Abilities, Comments From Others,
and impact of deficits on QoL
Mini-Mental State Examination Specific to cognitive functions, 1 30 points
(MMSE) validated [128]

Table 20 Scales specific to independence.

Scale Nature Citations Misc.

Activities of Daily Living (ADL) Specific to independence, 1 1 global score for body care, dressing,
validated [113] eating, toileting,
continence, transferring

Instrumental Activities of Daily Specific to independence, validated 1 1 global score: shopping,


Living (IADL) [114] housekeeping, laundering,
accounting, food preparation/meds,
telephone/transportation
Quality of life tools in head and neck oncology 43

Table 21 Scales specific to support.

Scale Nature Citations Misc.

Brief COPE Specific to socialization, 3 14 dimensions: active coping, planning,


validated [115,116] suppression of competing activities,
restraint coping, seeking of instrumental
social support, seeking of emotional social
support, positive reinterpretation,
acceptance, denial, turning to religion,
focus on and venting of emotions,
behavioral disengagement, mental
disengagement
Short-form Social Support Specific to social support, 1 2 dimensions: number of available social
Questionnaire (SSQ6) validated [117,118] supports, satisfaction with available
support
Functional Assessment of Specific to spiritual well-being, 1 12 items
Chronic Illness validated
Therapy-Spiritual
(FACIT-Sp-12) http://www.facit.org/
Cope inventory Specific, not validated [119] 5 5 dimensions of socialization
Social Provisions Scale (SPS) Specific, not validated in 2 6 dimensions: attachment, social
French [120,121] integration, reassurance of worth, reliable
alliance, guidance, and opportunity for
nurturance
Work and Social Adjustment Specific to disease impact, not 1 1 global score
(WASA) validated in French [122]
Openness to Discuss Cancer in Specific, not validated in 1 1 dimension
the Family scale (ODCF French [123]
scale)
Utrecht Coping List Specific, not validated in 1 7 dimensions: active problem-focusing,
French [124] looking for distraction, avoidance, seeking
social support, palliative reaction patterns,
expression of emotions, and optimism
Svebak’s Sense of Humor Generic scale, not validated in 1 1 dimension: liking or loathing humorous
Questionnaire (SHQ) French [125] situations

to assess the impact of chemotherapy. The origin of dis- the disease in the context of the patient’s everyday life
orders observed at end of treatment, however, is hard to broadens a medical vision centered on physical data.
determine: impact of cancer, of anti-cancer treatment, of The most experimental attitude, that of the ‘‘participant
alcohol consumption, etc. Subjective cognitive assessment observer’’, is time-consuming but rich in information.
on the FACT-Cog (Functional Assessment of Cancer Therapy- Systematic ‘‘field-work’’ is the ethnological approach
Cognitive Function) [111,112] must therefore be associated underpinning the theoretic value of research. The accu-
to a neuropsychological assessment and take account of sation of subjectivity is unfounded, even if this technique
alcohol-related comorbidity. seems far removed from the scientific requirement of
The 2 scales specific to independence have been quantitative research. Lévi-Strauss and other renowned
validated in their French-language versions and are com- anthropologists have brushed aside the accusation: rather
plementary (Table 20). than avoiding subjectivity, they have made it a ‘‘means of
The most widely used support-specific scale, the Brief objective demonstration’’ [126,127]. The privileged posi-
COPE, has a validated French-language version (Table 21). tion we occupy in the care-giving relationship has a very
particular participant-observer aspect, as we have both lit-
erally and metaphorically ‘‘operated on’’ the patient’s body.
Qualitative assessment What is essential is to constantly maintain one’s ethno-
graphic identity so as totally to respect the object of
In QoL assessment, the qualitative is not opposed to the one’s research. This is a fairly novel attitude in head and
quantitative: they are useful complements. This method of neck oncology, shedding new light the daily life of patients
investigation is little known to physicians, although seeing marked by disease and treatment [8].
44 N. Heutte et al.

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