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Seminar

Pathogenesis and management of pain in osteoarthritis


Paul A Dieppe, L Stefan Lohmander Lancet 2005; 365: 965–73
MRC Health Services Research
Summary Collaboration, Department of
Social Medicine, University of
The term osteoarthritis describes a common, age-related, heterogeneous group of disorders characterised
Bristol, Canynge Hall,
pathologically by focal areas of loss of articular cartilage in synovial joints, associated with varying degrees of Whiteladies Road, Bristol
osteophyte formation, subchondral bone change, and synovitis. Joint damage is caused by a mixture of systemic BS8 2PR, UK (P A Dieppe FRCP);
factors that predispose to the disease, and local mechanical factors that dictate its distribution and severity. Various and Institute of
Musculoskeletal Diseases,
genetic abnormalities have been described, but most sporadic osteoarthritis probably depends on minor
Department of Orthopaedics,
contributions from several genetic loci. Osteoarthritic joint damage may be associated with clinical problems, but the Lund University, Lund, Sweden
severity of joint disease is only weakly related to that of the clinical problem. For this reason the associations and (Prof L Stefan Lohmander MD)
pathogenesis of pain are in as much need of investigation as joint damage. Subchondral bone and synovium may be Correspondence to:
responsible for nociceptive stimuli, and peripheral neuronal sensitisation is an important feature, and can result in Dr Paul A Dieppe
p.Dieppe@bristol.ac.uk
normal activities (such as walking) causing pain. Central pain sensitisation can also occur, and psychosocial factors
are important determinants of pain severity. We present a stepwise approach to the management of osteoarthritis.

Introduction factors, concentrating on progression of joint damage


Osteoarthritis is a common disorder of synovial joints. It and persistence of pain. We then consider the genetics
is characterised pathologically by focal areas of damage of osteoarthritis, and the inter-related issue of the
to the articular cartilage, centred on load-bearing areas, phenotypic expression of the disease. Finally, we present
associated with new bone formation at the joint margins some principles of diagnosis, assessment, and
(osteophytosis), changes in the subchondral bone, management.
variable degrees of mild synovitis, and thickening of the
joint capsule (figure 1).1 When this disease is advanced it Joint damage and joint pain
is visible on plain radiographs, which show narrowing Radiography has been the main method used to define
of joint space (due to cartilage loss), osteophytes, and osteoarthritis for epidemiological purposes. Community-
sometimes changes in the subchondral bone (figure 2).2 based radiography studies show that this condition is
Osteoarthritis can arise in any synovial joint in the body, extremely common in older people.3,6,7 But frequency
but is most common in the hands, knees, hips, and data vary, partly because of population differences,
spine. A single joint could be involved, but more perhaps also because of the use of different cut-off
commonly several joints are affected. This condition is
strongly age-related, being less common before 40 years,
but rising in frequency with age, such that most people
older than 70 years have radiological evidence of
osteoarthritis in some joints.3
The clinical problems associated with these
pathological and radiographic changes include joint
pain related to use, short-lasting inactivity stiffness of
joints, pain on movement with a restricted range, and
cracking of joints (crepitus). Pain is particularly
important, and osteoarthritis is thought to be the biggest
cause of the high rate of regional joint pain in older
people.4,5 However, the correlation between radiographic
evidence of osteoarthritis and the symptomatic disease
is rather weak. This raises issues relating to the
definition of the so-called disease and to the extent to
which we should be studying the cause of joint damage,
or the causes of pain and physical disability in older Figure 1: Slab radiograph of (A) normal and (B) osteoarthritic femoral head
people. Radiograph of osteoarthritic joint shows marginal osteophytes, change in shape of bone, subchondral bone cysts,
and focal area of extensive loss of articular cartilage.

Scope
The purpose of this Seminar is to focus on three topical, Search strategy and selection criteria
important, inter-related, and controversial aspects of the
disorder. First, we consider the relations between joint We searched MEDLINE and Embase, combining the term “osteoarthritis” with “pain”,
damage and joint pain, before reviewing some data “genetics”, “genes”, “management”, or “treatment”.
about the risk factors and pathogenesis for each of these

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Seminar

Osteoarthritic Both Radiographic


symptoms osteoarthritic
changes

Population
High risk
groups

Figure 3: Schematic relations between different groups in the community


Some people have risk factors for osteoarthritis, but no disease; some have
radiographic changes but no symptoms; and some have symptoms and signs
associated with osteoarthritis, and hence so-called classical osteoarthritis. Our
understanding of drivers of conversion from one of these states to another is
incomplete.

sites that are commonly affected by osteoarthritis has led


to the assumption that this disorder is the sole cause of
such pain. Is this assumption justified?
In the 1960s, John Lawrence and colleagues6 showed
that people with radiographic evidence of osteoarthritis
were more likely to have joint pain than were those
without any such changes, but also that severe
radiographic changes could be present with few or no
Figure 2: Anteroposterior radiograph of knee joint with osteoarthritis symptoms. More recent studies have confirmed and
Note the varus malalignment (resulting in "bow-legs") due to loss of cartilage extended these findings.3,16–20 It is clear that radiographic
and therefore joint space width in medial compartment, and osteophyte
evidence of joint damage predisposes to joint pain, but
formation.
that the severity of the joint damage on the radiograph
bears little relation to the severity of the pain
points to define the presence or absence of osteo- experienced.
arthritis, and because problems exist with the sensitivity Joint damage and joint pain are both common: many
of the radiograph.8,9 The use of MRI and arthroscopy people are susceptible to one or both (through either the
make it clear that early osteoarthritic changes are not genetic or environmental risk factors outlined below).
apparent on the radiograph,10,11 but these techniques But there are few data about the incidence (rather than
cannot easily be used in population studies. prevalence) of either event, and it is unclear what causes
Joint pain is very common in older people in all the conversion from non-disease to disease (figure 3).
communities.12 Widespread chronic pain is present in
some 10–15% of the UK population at any one time.13 Risk factors associated with joint damage and
Regional joint pain is even more common, some 25% of its progression
the population reporting knee pain or back pain in cross- Problems with the definition of osteoarthritis, and the
sectional studies.5 However, there are no valid criteria populations used to study it, affect the data available
for epidemiological use that allow us to say which people about risk factors. Many data about the risk factors for
with regional joint pain have osteoarthritis. The only joint damage are available from community studies that
clinical criteria for this condition are those produced have generally used the Kellgren and Lawrence X-ray
some years ago by the American College of grading system to define osteoarthritis.8 In addition to
Rheumatology,14 but they were derived from data that age, the other main risk factors for radiographic changes
compared hospital patients with a diagnosis of include family history, some inherited and develop-
osteoarthritis with those who had inflammatory joint mental conditions that affect bone or joint growth or
disease; these criteria are therefore of limited value and shape, joint injuries, selected activities (such as farming
are unlikely to be applicable to community-based and hip osteoarthritis) and obesity (figure 4).17 However,
epidemiological studies.15 But nowadays the disease- the balance of risk factors varies according to joint site.
based, reductionist model of health is pre-eminent, so it For example, obesity is a very strong risk factor for knee
is not surprising that the high frequency of pain in joint disease. Being obese also increases risk of both hip and

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hand disease (suggesting that the issue might be more


than simply mechanical), but the odds ratios of these Age
Injury
associations are much smaller from those for knee
Genetics
osteoarthritis.21,22 Similarly, the female to male ratios Predisposition Joint Overload
to osteoarthritis biomechanics
differ at different joint sites: knee disease has a much Systemic
stronger female bias than hip disease, for example. factors Instability
(eg, obesity)
There is some evidence that the risk factors for Biochemical pathways
progressive joint damage are different from those of (cytokines, proteases, and so on)
incident osteoarthritis,23,24 although the problems with
definitions and cut-off points mentioned make it
difficult to make this distinction. Bone density is a risk
factor of interest in this regard. Some data suggest a Site and severity of osteoarthritis
negative association between osteoarthritis and osteo-
porosis, even after correction for body-mass index,25 Psychosocial and Comorbidities
although this association is disputed.26 It has also been socioeconomic characteristics

suggested that although osteoporosis might protect


somewhat from getting osteoarthritis, having osteo-
Pain
porosis greatly increases the chance of progressive joint
damage if one is already osteoarthritic.27,28 Disability Distress
Osteoarthritis has generally been thought of as a
progressive condition. Several studies suggest that this is
not necessarily the case, and that the group mean rate of Figure 4: Schematic representation of relations between environmental and endogenous risk factors for joint
progression of joint damage from earlier studies is damage, osteoarthritis, and joint pain, and their consequences
affected by a few fast-progressing individuals.29–32 These
data are consistent with the fact that only a small subchondral bone.36,37 Subchondral bone changes could
proportion of the huge numbers of people in the be an important part of the pathogenesis of progressive
community with osteoarthritis ultimately need joint joint destruction,38–40 partly because the bone has far
replacement. This point is important for clinicians, greater ability to repair, adapt, and change the shape of
because they can reassure their patients with early the joint than cartilage; and there might be an
osteoarthritis that they are unlikely to have progressive association between progression and osteoporosis, as
disease. mentioned. Whether events in cartilage precede those in
bone, are concomitant with them, or whether sub-
The pathogenesis of joint damage chondral bone changes can actually cause early cartilage
The tissue that has attracted most attention in relation to damage is uncertain.
the pathogenesis of this disease is articular cartilage, Cytokines and other signalling molecules released
largely because of the striking changes in this tissue in from the cartilage, synovium, and bone affect chondro-
advanced osteoarthritis (figure 1). The surfaces of joints cyte function. Osteoarthritis has traditionally been
are covered by a thin layer of articular cartilage resting regarded as non-inflammatory arthritis, but improved
on subchondral bone. Cartilage does not have nerves or
blood vessels, whereas both are plentiful in bone.
Pain behaviour
Healthy joint cartilage distributes static and dynamic Distress Pain
joint loading and decreases friction. Sparsely distributed
cartilage cells maintain a cartilage matrix rich in
collagen and proteoglycans. The quality of this matrix is
critical for maintaining the functional properties of the Inflammation Psychosocial factors

cartilage. Changes in the joint cartilage associated with


osteoarthritis include gradual proteolytic degradation of Cortical
the matrix, associated with increased synthesis of the Multilevel sensitisation of pathways compartment
same (or slightly altered) matrix components by the by mediators and neuromodulators
chondrocytes.33–35 These events at the molecular level
result in early morphological changes—cartilage surface
fibrillation, cleft formation, and later loss of cartilage Non-noxious Peripheral Spinal
volume. stimuli compartment compartment
Concomitant events in bone are less well understood,
but include the development of osteophytes at the joint
Figure 5: Pathogenesis of joint pain in osteoarthritis
margin, through ossification of cartilage outgrowths, Note opportunities for sensitisation and modulation of nociceptive input at
and major changes in the vascularity and turnover of the several levels.

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Seminar

detection methods show that the inflammatory pathways


are upregulated.41 These and other clinical and
laboratory data suggest that there is a role for
inflammation in osteoarthritis, at least in some patients
and in some phases of the disease.42,43
Several of the environmental risk factors mentioned
(obesity, joint injury, joint overload) are mechanical.
Studies have stressed the importance of muscle
weakness, joint instability, and malalignment as
possible causes of osteoarthritis (previously these factors
had been assumed to be the result of the joint damage
rather than its cause).44,45 Ligamentous instability is also
an early feature of naturally occurring osteoarthritis in
the guineapig knee.46 Figure 6: Hands showing florid distal interphalangeal osteoarthritis
Substantial effort is being spent in academia and (Heberden’s nodes)
These nodes are the common feature of so-called generalised osteoarthritis and
industry to explore the role of these different pathogenic often become overtly inflamed.
pathways in ostearthritis. With disease modification in
this condition as a goal, compounds that target directly generates pain. By contrast, subchondral bone,
proteinases, inflammation pathways, and bone periosteum, synovium, ligaments, and the joint capsule
metabolism are being tested in the laboratory, in are all richly innervated and contain nerve endings that
animals, and in clinical trials, and devices that reduce could be the source of nociceptive stimuli in
instability or correct malalignment are also being osteoarthritis.55 Imaging studies at the knee joint have
assessed and are in development. Implicit in the concept shown a correlation between pain and both synovitis
of osteoarthritis disease modification is the idea that and subchondral bone changes, suggesting that these
reduction of structural joint damage will translate into two tissues could be sources of pain in
symptomatic benefits and improved quality of life. This osteoarthritis.39,56,57 Normal joint tissues seem to be quite
concept remains unproven.47 insensitive to pain generation, presumably because a
low pain threshold would result in all normal
Risk factors for joint pain movements being painful. However, some evidence
Surprisingly few data are available about the risk factors indicates that peripheral pain sensitisation is a feature
for joint pain. Most published investigations assume of the osteoarthritic joint,58–60 perhaps mediated by nerve
that joint pathology is the main cause, and are then growth factors or cytokines.61 In addition to peripheral
concerned with the search for factors other than pain sensitisation, central pain sensitisation at the
radiographic changes that might explain the variance in spinal or cortical level can occur in osteoarthritis.62
pain in populations. But, as Hadler48 and others have Finally, the experience of pain will be modulated by
pointed out, investigations into the epidemiology of psychological, social, and other contextual factors
pain, without assuming a disease cause, are probably (figure 5).
worthwhile. Pain in osteoarthritis, therefore, could be due to local
One review5 divided musculoskeletal pain in the and central sensitisation of pain pathways resulting in
community into three main categories: spinal pain, normal stimuli becoming painful. Recent data on pain
sprains and strains, and arthritis. Arthritis was the indicate that we might also need to consider reverse
commonest cause of pain in older people. Many data causality, since experimental data suggest that
relate back pain to both mechanical and psychosocial neurogenic inflammation can contribute to joint
factors.49 Similarly, risk factors for knee pain, in addition damage (figures 4 and 5)61 and, as noted above,
to osteoarthritis, include various physical activities, inflammation might be an important feature of the
psychological wellbeing and health status,16 anxiety in process of osteoarthritis. Pain is accompanied by local
women,18 depression,50 hypochondriasis,51 and negative production of substance P and cytokines that can
affect (emotion).52 However, the ways in which questions interact with inflammation pathways and thereby make
about pain are asked, and the educational level and a secondary contribution to joint pathology.
ethnic origin of the person being asked also affect data In summary, it is clear that any simple unitary
on reporting of knee pain,53,54 and health-seeking concept about the link between joint damage and
behaviours will have a major effect on which people with symptoms in osteoarthritis is untenable. We are faced
pain seek medical help, complicating the subject. with a complex interaction between local events in the
joint, pain sensitisation, the cortical experience of pain,
The pathogenesis of joint pain and what people are doing in their everyday lives.
Cartilage is aneural, so whatever its role in the Context (psychosocial, economic and other factors) will
pathogenesis of joint damage, it cannot be the tissue that be everything in these complex interactions.

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Phenotypes, genotypes, and classification of radiographic criteria, which will miss early or
The spectrum of joint problems and symptoms emergent disease. Joint replacement can be used, but
experienced by people with so-called osteoarthritis is includes only those people with advanced osteoarthritis
very wide. Many have suggested that this condition is a who have chosen to have surgery. The complexity is
group of disorders with a similar pathological endpoint deepened by the fact that many people with clear-cut
rather than a single disease entity, and many attempts osteoarthritis in one joint may also have the disease at
have been made to subdivide osteoarthritis by the different stages of development in other joints. Perhaps
number and distribution of joints affected (generalised osteoarthritis should be regarded as a quantitative trait,
or localised osteoarthritis) or the presence or absence of with phenotypic expression (based on one or several
any obvious cause (primary or secondary osteo- genetic variations) of variable severity in a variable
arthritis). number of anatomical locations, determined partly by
Debate has raged for years about the existence of the environmental influences. The expression of the
specific disease entity of generalised, inflammatory or condition in any individual (presence or absence of
erosive osteoarthritis (figure 6), and the question inflammation, pain, cartilage loss, bone formation, and
remains unresolved.63–65 So-called lumpers consider this so on) might be determined by the particular mix of
condition part of the continuum of osteoarthritis; genetic and environmental influence in that person.
splitters think of it as a separate entity. Improved Recent reports have identified several chromosomal
understanding of the disease means that the common loci and gene variations associated with an increased
classification into primary and secondary cannot be risk for osteoarthritis.80 Among the relevant genes are
maintained. Osteoarthritis is a multifactorial disease those coding for molecules in the cartilage matrix such
with genetic and environmental determinants. All cases as collagen types II, IX, and XI, COMP, and matrilin-3.
are probably affected by both genetics and More recent work suggests that variations in the genes
environment, with a continuous distribution between for molecules of joint signalling or differentiation
the extremes of predominantly genetic or pathways are also associated with osteoarthritis.81–83 For
predominantly environmental. For example, the risk of example, functional variants within the gene for
post-traumatic osteoarthritis after a meniscal injury of secreted frizzled-related protein 3 are associated with
the knee is strongly affected by a family history of hip osteoarthritis in females.82 This protein is involved
osteoarthritis, by the presence of nodal osteoarthritis of in the Wnt pathway, which is critical in skeletal and
the hand (the classical marker of generalised joint patterning in embryogenesis, and which might
osteoarthritis), by obesity, and by sex.66–68 Also, MRI and also be a determining factor of mature adult bone mass.
clinical studies show that meniscus and ligament Many but not all genetic variations or mutations are
lesions, usually considered associated with secondary associated with variable expression of the phenotypes
osteoarthritis, are much more common in primary spondyloepiphyseal dysplasia (SED) or multiple
knee osteoarthritis than was previously thought.45,69–71 epiphyseal dysplasia (MED).84 Only few of the identified
Familial aggregation was first noted by Stecher for loci and genes have been confirmed in more than one
hand osteoarthritis,72 and later confirmed for other population,85,86 and so far each identified gene variation
joints.73–76 However, familial clustering of osteoarthritis explains only a small proportion of all osteoarthritis.
could be explained both by genetic determinants and by Cross-population comparisons are often hampered by
the shared environmental factors in the family, such as use of different phenotype definitions. Much work on
dietary intake, physical activity, and occupation. The genetics has so far focused on the concept of one joint,
relative roles of genetics and shared environment in one gene, by which it is assumed that a single
causing this disease can be assessed with a classical haplotype, polymorphism, or mutation is linked to an
twin study design, and several such studies have increased risk for the disease in the hand or the hip, for
confirmed a substantial genetic contribution for example.85,87 It is unclear to what extent this concept
radiographic knee osteoarthritis in women.77,78 holds true, or if specific genomic variations are
However, as noted, the relation between radiographic pleomorphic and variably influence development of
changes and progressive symptomatic osteoarthritis is osteoarthritis in more than one anatomical site. For
weak, which might question some of the relevance of either scenario, environmental effects might be key.
this finding. A more recent twin study79 only included Continued analysis of shared and non-shared
cases in which symptomatic osteoarthritis led to total environmental effects, and of their interaction with
hip or knee joint replacement as the phenotype. It each other and with genetic factors, is important for our
confirmed the substantial genetic contribution for knee understanding of osteoarthritis. We need to understand
osteoarthritis for both men and women, and extends it the role of a permissible environment for initiation and
to include hip osteoarthritis. phenotypic expression of the genotypic variations in the
There are great difficulties in defining the real disease. Doing so should help identify high-risk groups
osteoarthritis phenotype for use in genetics. The use of and determine the role of variations in the genome
self-reported pain is obviously problematic, as is the use associated with osteoarthritis.

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diagnosis of osteoarthritis, but in view of the poor


Panel: Common clinical features of osteoarthritis that
correlation between clinical problems and pain, the
allow a bedside diagnosis to be made
value of such an examination is debatable. The
Increased age radiograph can do harm, because it may convince a
It is unusual to develop the disease before age 40 years person that they have degeneration of their joints, when
in fact the radiographic changes are irrelevant to their
Pain
problems. However, such examinations with standard
Use-related joint pain, relieved by rest, is one of the cardinal
methods provide important information for the surgeon
features of the disease; in more advanced cases rest pain and
if an intervention such as osteotomy or joint replace-
night pain can also develop
ment is being considered.
Stiffness Many disease-specific questionnaires have been
Most people with symptomatic osteoarthritis of large joints developed and validated for standardised assessment of
experience short-lasting inactivity stiffness or gelling of symptoms, function, and disability in osteoarthritis.89
joints, which wears off in a few minutes with use Some of these instruments are useful in a routine
clinical setting, and might also be used for cost-utility
Reduced movement estimates.90 Other instruments are more extensive and
The range of movement of the joint is often restricted, and only appropriate for research. The validity of any
there is generally pain on movement, particularly at the end instrument for the particular patient group (and joint) to
of the range be studied must be considered before making a choice.
Swelling For example, the addition of new modules in the
Many osteoarthritic joints develop palpable firm swellings at questionnaire “knee injury and osteoarthritis outcome
the joint margin due to the formation of osteophytes; some score” (KOOS)91 to an already well tested instrument
have minor soft tissue swelling due to secondary synovitis such as the Western Ontario and McMaster Universities
osteoarthritis index (WOMAC)92 improved its respon-
Crepitus siveness when applied to patients with knee osteo-
Osteoarthritis joints often crack or creak on movement arthritis, who have higher expectations and are more
active than those for which WOMAC was originally
designed (www.koos.nu).
Diagnosis and assessment
The main clinical features of the disease make it, in Principles of management
general, an easily recognised clinical entity (panel). Several reviews and guidelines on the management of
In practice, the most common clinical problem is osteoarthritis exist, based on evidence from trials about
differentiation of painful osteoarthritis from three other
common causes of regional or generalised joint pain in
older people: referred pain, periarticular (soft-tissue)
conditions, and somatisation (regional pain in the
absence of any local pathological cause). Pain in lower Severe
Surgery
limb joints can be referred from the spine, or from the partial or total Few
joint above (hip disease causing knee pain is a classic joint replacement
and
case). Periarticular pain problems are common in all Surgery
ages, and can accompany osteoarthritis or mimic it; (joint preserving)
osteotomy, resurfacing
common examples are trochanteric bursitis causing Supervised Some
Advanced
apparent hip pain and anserine bursitis causing non-surgical interventions
apparent knee pain. Additionally, somatisation is a injections
common cause of musculoskeletal pain, especially back Simple non-surgical interventions,
pain, and clues to its presence are provided by so-called non-steroidal anti-inflammatory drugs,
other drugs, physiotherapy or occupational
yellow flags.88 A careful history and examination should therapy, orthoses, other aids
allow the clinician to make these diagnoses accurately. All
Self help
Gauging the severity of osteoarthritis involves simple analgesics, topical agents,
assessment of both joint and patient. This assessment lifestyle, nutraceuticals
Mild
may be done in the clinical setting in support of Information and advice
education, weight loss, exercise, lifestyle alterations
diagnosis, treatment decision, or evaluation of treatment
response. The clinical examination of the osteoarthritic Numbers of people
joint can be helpful in assessing the extent of joint
damage, such as deformity and instability, but the
reproducibility of findings is low.23 Radiographic Figure 7: Principles of the management of osteoarthritis
examination is often done in support of the clinical Suggested sequential, pyramidal approach to disease management.

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the effectiveness of the various interventions joint damage are potentially modifiable and, in theory,
available.47,93–95 We do not intend to review these data, but the rate of obesity and joint injury could be reduced.
rather outline some general principles that we believe However, such reductions are unlikely to happen;
are important for good management of people with this indeed, both obesity and injury seem to be on the
condition. increase, despite knowledge that they are detrimental to
Although symptomatic osteoarthritis is very common health.
in the community, much of it is mild, and progression to
severe disease is fairly uncommon. Moreover, it is clear Conclusions
that many elderly people regard musculoskeletal aches Osteoarthritis is an increasingly important public-health
and pains and stiffness as a normal part of the aging problem.99,100 Over recent years good progress has been
process, rather than a disease.96 Many never seek made in our understanding of many of the associations
medical help. We believe that it is important not to and pathogenic pathways responsible for both the pain
overtreat those who do seek help and advice, and that it and joint damage. As a result, we can develop theoretical
is inappropriate to medicalise most of those with mild strategies for primary prevention of joint damage,
osteoarthritis. through reduction of obesity and joint trauma in
Having said that, many of those who do consult a particular, but these strategies seem unlikely to decrease
doctor lead lives that are disrupted by the pain, disability, osteoarthritis in the short term.47 Therefore, more
and distress that accompany their osteoarthritis. It is research is needed about secondary prevention of
important that their management centres around a progressive joint damage and about control of pain.
careful assessment of the severity of those patient- References
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