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access to The Musical Times
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ARNOLD WHITTALL
In comments made in 1953, Elliott Carter went to the heart of what can
still be understood as modernism in music. Referring to compositions
by Schoenberg, Berg and Webern 'written before and after they started
to use the [12-note] method', he identified some 'really important features:
a high degree of condensation, lending itself to rapid change and the quick,
intense making of points'. In addition,
The use of equally intense melodic shapes, often broken up into short, dramatic fragments,
joins with a very varied rubato rhythmic technique to produce a new kind of what might
be called instrumental recitative. The rapid increases and decreases of harmonic tension,
quick changes of register, and fragmented, non-imitative counterpoint are also worthy of
note. This all adds up to a style of remarkable fluidity which seems to have been derived
from the late works of Debussy but seen through the expressive extremes that characterize
late German Romantic music, particularly Mahler and Richard Strauss.1
i. Elliott Carter, ed. Jonathan Carter's vision of 'a style of remarkable fluidity' does not aspire to
W. Bernard: Collected essays
and lectures, 1937?1995 some Utopian absolute. There is no indication of a desire to avoid the
(Rochester, NY, 1997), p.207. establishment of motivic identities, or to ban all repetition, at least on a
2. Carter: Essays and lectures, small-scale. The third of Schoenberg's op. 11 piano pieces, written in August
p.217. 1909, shows what Carter might have had in mind, and a glance at the last
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6 i9?9 and after: high modernism and 'New Music'
Ex.i: Schoenberg: Piano piece op.n no.3, last six bars (? Universal Edition)
Ssb. * fifc #
six bars confirms that while near-exact or varied repetition of small figures
is not excluded, the larger-scale contrasts probably have an even stronger
impact, reinforcing the unstable, expressionistic mood of the music (ex.i)
As a recent publication marking Carter's centenary makes clear,3 what will
now seem to many as an unashamedly elitist attitude is one particular way in
which Carter's compositional thinking can be linked to that of Schoenberg.
This connection has provided Richard Taruskin with ammunition for his
twin-barrelled attack:4indeed, from such an angle, the entire post-tonal, high
modernist enterprise can seem a cultural-historical disaster. Nevertheless, I
believe that such a conclusion misrepresents the nature of high modernism,
and also misrepresents what listening to music (whether being 'read' at the
same time or not) can involve. It is a misrepresentation that only makes
sense when it is proposed by a thinker with the theoretical perceptiveness of
a Heinrich Schenker. It might even be that we can learn as much if not more
from Schenker's incomprehension of post-tonal initiatives as we can from
many would-be defences of those initiatives.
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Ex.2: Schoenberg: Piano suite op.25, 'Musette', bars 1-4 (? Universal Edition)
Rascher (J = 88)
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8 i9?9 ana1 after: high modernism and 'New Music'
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for such alternatives to co-exist, in a post-classical plurality that continues,
more progressively, more extremely, after 1909, and with renewed energy
from around 1970. It is the kind of materials that represent such plurality,
not extremist attempts to find newly integral models, that defines the
high modernism of the years between 1909 and c.1970, and that has most
fundamentally affected the late modernism that has followed on.
From this perspective, the birth of high modernism is to be found not so
much in the works Schoenberg and Webern composed in the years around
1909 which were exceptionally radical (avant-garde) in their repression of
thematic process and hierarchically organised harmony. In Ethan Haimo's
challenging formulation, 'beginning in August 1909, Schoenberg stopped
treating musical style as an evolutionary process and began thinking instead
in plainly revolutionary terms. The quality of newness became not just one
component of a larger picture: it became the central principle of the work,
to all intents and purposes, its raison d'etre.' This, in Haimo's terms, was
when Schoenberg tried 'to cut himself off from the past. This period might
be called New Music. It was brief, only a few years, approximately 1909 to
1911'.9
In turning away from revolution (it would take Webern rather longer
to follow the master along this road) Schoenberg was reconnecting with
the elements of high modernism explored before, and especially in the
unprecedented heterogeneity of the Second String Quartet op. 10, whose
disrupted first performance took place on 21 December 1908. Tempting
though it can be to seek to preserve a classical unity in one's reception
of op. 10, and to find ways of appearing to hear even the most radical and
sustained departures from diatonicism as enrichments or even prolongations
of that diatonicism, it seems to go against the aesthetic as well as the structural
grain to understand the work's ending as a resolution to end all resolutions,
perhaps after the model of Tristans eventual embrace of B major. Having
recently disputed David Lewin's argument that 'none of the local tonic keys
which one might detect during the course' of Tristan, and 'not even [...] the
explicit "final" B major [...] succeed in laying the Tristan chord to rest',10
I am all the more convinced that op.io's final F# minor/major (ex.3) ^a^s
to lay the music's most active post-tonal elements 'to rest', and that such
a 'failure' ? the suspension of decisive tonal closure, and of the functions
9. Ethan Haimo: Schoenberg's of tonal structural progression ? can be an enrichingly positive formal and
transformation of musical
language (Cambridge, 2006), expressive device in the world of post-tonal, high modernist composition.
pp.349, 354. Writing of the same passage, Severine Neff takes a different line. 'The
10. Arnold Whittall: review V?I cadence had always been the definitive element of a tonal work' and
of David Lewin: Studies
in music and text (Oxford, this harmonic formula is the closest to a universal principle that tonality provides. In
2006), in The Musical Times this light, it is not the juxtaposed or inverted events and weakened cadences of earlier
(Autumn 2006), p. 113. movements or even the atonal sections of Entriickung which definitively liberate the
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io igog and after: high modernism and 'New Music'
quartet from its tonality; it is this final F sharp major triad - paradoxically, a partial
resolution, which, therefore, by definition is not a resolution. It is this very triad that is the
ultimate 'breakthrough', conjuring the notion of change, of release 'from past cares' into
a new world, a new way of presenting a musical concept, an idea, of interpreting a poem
musically - and in this case a new, atonal language.11
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rather, a more radical rethinking of tonality itself, and of its relationship
to thematic process would be required. In future, the purpose of using
traditional chords and progressions (outside the academic, pedagogical
sphere) would be to expand the types of relevant material available and
to set up interactions between quite different types of material, aiming
for a coherent balance of differences rather than a synthesis in which such
differences were resolved into a higher unity.
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12 i9?9 and after: high modernism and 'New Music'
melody is the most primitive form of expression in music. Its goal is to present a musical
idea through many repetitions (motivic work) and the slowest possible development
(variation) so that even the dense can follow it. It treats the listener the way a grown-up
treats a child or a sensible person treats an idiot. For the swift intellect this is an insulting
presumption, but that's the reason our grown-ups make it the essence of music.17
It is not so much that op. 11 no.3 anc^ tne 'new kind of [...] instrumental
recitative' found in op. 16 no.5 that Haimo links with it are incoherent
and incomprehensible: rather, they are simply less representative of high
modernism than works (like the Second Quartet or Pierrot lunaire) which
retain links with more traditional kinds of thematicism and which regard
harmonic complexity as a continuum between centred and floating harmonic
thinking. Above all, the need for comprehensibility meant that invariants
and emphases of various kinds (assuming that they could never be totally
excluded) should not be suppressed, but positively exploited in order to
enhance the music's audible coherence.
ij. A Schoenberg reader, p.64.
As noted above, the phase in which 'Schoenberg breaks with tradition'
18. A Schoenberg reader,
and tries 'to cut himself off from the past' lasted only from 1909 to 1911, and
pp.69-77.
was, Haimo suggests, perhaps the product of quasi-parental unease about the
19. Haimo: Schoenberg's
transformation of musical running being made by Webern. Schoenberg soon 'returns to the axiomatic
language, p.3 37. assumptions that musical coherence rests on recurrence of theme and
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Ex.4: Schoenberg: Das Buch der hangenden Garten, no. 15, ending (? Universal Edition)
Tempo [J = __h_A
c. 60]A_A
_ "A_\^\
?---^.^^
h? ../V-^A_q^^" ^^ A
rit. _
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14 1909 and after: high modernism and 'New Music'
Post-tonal resonances
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Ex.5: Neuwirth: Marsyas for piano, ending (? Boosey & Hawkes)
[J*=c.66]
8va
i ^?~?-g?-^j, ^
molto rail. _J = 44
(so dicht wie moglich)
1 ~ ?=- PPPP
\\ _ *"- --*~i
I _?^-_ ^y-wwvwwwwwwskwvwwvvwwwvwvvw
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16 1909 and after: high modernism and 'New Music*
I i>^ "" -1
\ espansivo-sonoro
I 1-11:7-1
I 1 7:5 -,_____^^
scurrilo
,-5.-4-,
I I I p 'I ' I ' 5-1 I I I I I I I | I I I I J J J gMjag 1 1 ' 1
/ ffff f PP -'
\ subito ma distinto
J 1-8:9- -1 ^-^
#? * h* =====
cow massima fortezza
' '?74?"?7:4^>?7:4?"?
.Tiipippp
\ -^M?mi??-?M-M-?-???M?M-?
&&_ -_I
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The second century?
Many other examples of recent music which continue the modernist initiative
could be given. That those ruthlessly radical attributes of New Music first
tried out in 1909 might finally fade and die after 2009 might be deduced
from the reluctance of most younger composers to acknowledge them, and
also from the degree to which ? as in recent Carter ? at least some of the
older composers feel the same way. As John Link has observed, Carter's
short orchestral piece More's Utopia (2004) ? one of the Three illusions for
orchestra ? is 'a political work, both a rejection of the totalitarian control
implicit in so many dreams of an ideal society, and a trenchant depiction
of the violent end that Thomas More's Utopian dream was heir to. More's
imaginary world (in Carter's staging) is an awful place', and even if Carter
still associates percussion ostinatos with 'dehumanising mechanization' the
kind of varied repetitions found in those 'long expressive melodies that
persist in spite of frequent and tumultuous interruptions',22 as in Symphonias
crowning 'Allegro scorrevole', confirm a sense of stabilisation that suggests
degrees of alignment with Boulez's 'recognisable musical objects' and,
through them, with those Schoenbergian 'tones of the motive' by means of
which comprehensible compositional working might be realised.23 As one of
the crowning glories of post-tonal music's first century, Carter's Symphonia
builds bridges both to Schoenberg's radical op. 16 no. 5 and to the kind of
late-romantic, Mahlerian echoes that Schoenberg, Berg and Webern used
in 1909, as if in acknowledgement that worthwhile music could never be
constructed on complete loss of memory, still less on intransigent refusals
of inheritance.
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18 1909 and after: high modernism and 'New Music'
pure, great post-tonal music will invariably suggest associations with great
tonal music. But in suspending tonality, post-tonal modernism shows its
richest, most constructive response to the overwhelming need to provide
the contemporary world with a music as challenging and distinctive as any
other authentic manifestation of contemporary culture.
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