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A L E XA N DR A GAJ DA
1
Richard Greneway (trans.), The annales of Cornelius Tacitus. The description of Germanie
(1598), unpaginated.
2
‘Cornelio Tacito, Autor … per tutto il mondo, e particularmente ne’ tempi nostri’ (Malvezzi
(1635) d2v).
3
For these matters see above, pp. 249–51.
4
Burke (1990) 485.
5
Schellhase (1976) 14–17.
253
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6
Burke (1990) 484–90.
7
Muret, ‘Oration on Tacitus’, in Mellor (1995) 33.
8
Viroli (1992) 71–124.
9
This is – and was – to simplify Cicero’s position. See Salmon (1980) 310 and n. 12.
254
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Tacitus and political thought
Netherlands in the late sixteenth century, watched with horror by the rest
of Europe. War and fear of sedition and disorder contributed to the pain-
ful process whereby early modern rulers attempted to intensify the legal,
military and fiscal powers of government. Monarchs and states impressed
on subjects the necessity of obedience to superior powers, whilst the size,
grandeur and glitter of princely courts made potent statements of might and
power, both real and aspired.
Within the context of the development of the European dynastic state
political thinking was transformed, as the concepts and vocabulary of
civic humanism no longer seemed to reflect political reality. In a brilliant
engagement with Ciceronian humanism Machiavelli (1469–1527) famously
challenged the assumption that virtuous conduct in the conventional sense
equated to political success and coined his own distinctively secularised
conception of virtù, which acknowledged the role that craft, deception and
other expedient forms of conduct played in attaining political ends. But
Machiavelli’s slightly younger contemporary, Francesco Guicciardini (1483–
1540), was a more representative transitional figure between ‘Renaissance’
humanism and the world of the late sixteenth century. He also happened to
be the most influential early reader of Tacitus.
A Florentine aristocrat, Guicciardini lived through the wars of France
and Spain for domination of the Italian peninsula. He experienced at first
hand the final decline of Florentine independence, the transition of govern-
ment from republic to principality and the eventual establishment of the
Medici dukedom of Tuscany through Spanish support.10 Guicciardini’s early
writings addressed the difficulties in governing a republic and in protecting
republican liberty. His later writings reflect his disillusionment with the ide-
ology of the vivere civile, and his pessimistic view of the forces that shaped
human history.
Tacitus strongly influenced the colour, content and style of Guicciardini’s
mature writings about politics, his famous Storia d’Italia (History of Italy),
composed in his enforced retirement, and his Ricordi politici, or political
aphorisms, a series of private observations and maxims that he periodically
revised throughout his career. The Storia chronicled the devastation of the
liberty of Italy through the invasion of foreign powers. Tacitus’ influence is
evident in the work’s ambitious scope and intricate attention to detail, as
the narrative weaves between dense accounts of court politics and the wider
effects of intrigue and diplomacy, bloody battles and life-sapping sieges.
Guicciardini’s understanding of historical causation was the particularity
10
Florence was established as an hereditary dukedom in 1537. The Medici were titled Grand
Dukes of Tuscany in 1569.
255
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11
‘Insegna molto bene Cornelio Tacito a chi vive sotto a’ tiranni el modo di vivere e gov-
ernarsi prudentemente, così come insegna a’ tiranni e’ modi di fondare la tirannide’
(Guicciardini (1994 [1530]) 60).
12
‘La ambizione non è dannabile, né da vituperare quello ambizioso che ha appetito d’avere
gloria co’ mezzi onesti e onorevoli … Quella è ambizione perniziosa e detestabile che ha
per unico fi ne la grandezza, come hanno communemente e’ príncipi’ (Guicciardini (1994
[1530]) 67).
256
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Tacitus and political thought
avoidance of the plague: ‘Flee from him as far and as fast as you can.’13
A ‘prudent’ tyrant, however, would secure stability by forging relationships
with ‘bold’ as well as ‘timid’ supporters and by recognising the utility of the
support of powerful subjects. The subjects of prudent tyrants must learn
how to act prudently themselves: by maintaining their own secret counsel,
by learning to understand the ruler’s psychology and by engaging in conduct
that might involve the suspension of ordinary virtue. Deception, in particu-
lar, is an advantageous political technique, that would necessarily be prac-
tised by princes and their subjects in the modern world. For Guicciardini
insisted that accommodation with a prudent tyrant was not only possible
but was the duty of public-minded subjects and citizens, who must ‘try to
cooperate’ with a tyrant, and ‘counsel him to rule well and to renounce evil
deeds’.14
The problems of balancing conscience and political engagement under
tyranny were ones that Guicciardini obviously shared with Tacitus, as was
the recognition that republican and Ciceronian codes of virtue and politi-
cal conduct were inadequate guides for the subjects of tyrants. In particular
Guicciardini’s notion that a tyrant could be ‘prudent’ represents a develop-
ment in political vocabulary. In traditional ‘humanist’ and Aristotelian terms
prudence was a cardinal virtue, a quality that a tyrant could not possibly
possess; Guicciardini’s application of the term to tyranny and to the conduct
of subjects under tyranny unmoored the word from its conventional ethical
meaning. Prudence could be re-translated as ‘statecraft’.15
Guicciardini’s reading closely foreshadowed the ways in which Tacitus
would be read in the late sixteenth century. Guicciardini’s Storia d’Italia,
however, remained unpublished until 1561, his Ricordi until 1576. By the
1570s the political climate of Europe was more fertile for the reception of
Tacitus. To admiring and hostile observers alike the Spanish crown, with
its sprawling dominions, seemed poised to realise ambitions to recreate the
‘universal monarchy’ of the Roman Empire. Standing in the way of this
ambition, though, the Spanish Netherlands rose in revolt against the oppres-
sive religious and secular policies of the Habsburg regime. In France religious
violence between Huguenot and Catholic reached a horrific climax on St
Bartholomew’s Day 1572, when a Catholic mob murdered thousands of
13
‘A salvarsi da uno tiranno bestiale e crudele non è regola o medicina che vaglia, ecc-
etto quella che si dà alla peste: fuggire da lui el più discosto e el più presto che si può’
(Guicciardini (1994 [1530]) 95).
14
‘Credo sia uficio di buoni cittadini, quando la patria viene in mano di tiranni, cercare
d’avere luogo con loro per potere persuadere el bene e detestare el male’ (Guicciardini
(1994 [1530]) 135).
15
See the important discussion by Viroli (1992) 178–200.
257
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16
Cited in Salmon (1980) 327.
17
Tuck (1993) 40–5.
18
Momigliano (1947).
19
Burke (1990) 485.
258
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Tacitus and political thought
The flood of Tacitean commentaries that professed to lay bare the ‘reali-
ties’ of political conduct, however, shaped a new strain of political thinking
that interpreted Tacitus’ writings in ways that at first seem unlikely. The
instability of the late sixteenth century, this ‘sick and troubled state’, engen-
dered a desire to remedy the sickness: a yearning for security, civil peace,
the suppression of disorder and the need to discipline the unruly masses.
There sprang up a new set of apologists arguing for the necessity of strong
or ‘absolute’ government to achieve these goals. Tacitus’ account of Rome’s
bloody civil wars in the Histories, and the methods used by Augustus and
Tiberius to create and sustain the Principate in the Annals, were pressed
into demonstrations of the ways that a state – almost always a monarchical
state – must establish strong, stable rule over subjects.
No scholar had a more comprehensive knowledge of Tacitus than Justus
Lipsius, Tacitus’ superlative editor. He was born in Brabant in 1547, and his
thought was forged by his experience of living through the Dutch Revolt.
In his first lectures delivered at the University of Jena in 1572, Lipsius made
an explicit parallel between the tyranny of Tiberius and the bloodthirst of
the Duke of Alba, the Spanish governor of the Netherlands who had been
reviled for his draconian persecution of rebels in the early years of the revolt.
But, as the conflict in the Low Countries drew on, Lipsius developed a far
more conciliatory attitude towards Spain. By the 1590s, Lipsius’ sympathy
for the rebels’ resistance to tyranny had been replaced by a more strongly
articulated desire that order and peace be restored to the Netherlands and
to Christendom. His political works examined the mechanisms of state that
founded strong powers, and the qualities that rulers must cultivate to secure
effective government.20
Lipsius’ major political treatise, the Politicorum … libri sex (Six Books
of Politics), first published in 1589, wove a dense series of quotations into a
defence of the means of achieving strong princely rule: the prefatory material
declared, unsurprisingly, that of the authors cited in the treatise ‘Cornelius
Tacitus stands out’, being more full of useful material than any other writer.21
In Lipsius’ interpretation, Tacitus ‘proves’ with historical examples his own
preference for powerful monarchy – ‘the straight and princely path to stable
Authority’.22 Tacitus is cited as a sage who disavows the likely longevity
of mixed monarchy (cf. A. 4.33.1) and approves that a prince handle the
most weighty matters of state himself, ‘lest he should weaken the force of
20
Tuck (1993) 45–64; Oestreich (1982).
21
‘Inter eos eminet CORN. TACITVS extra ordinem dicendus: quia plus unus ille nobis
contulit, quam ceteri omnes’ (Lipsius (1589) sig. [***4r]).
22
‘Viam primam vides: alteram tibi POTENTIAE ingredior, quae est illa ipsa directa &
Regia ad solidam Auctoritatem via’ (Lipsius (1589) 140–1).
259
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23
‘A te quidem, vt maxima rerum aut agas ipse, aut fi rmes: neu vim Principatus resolvas,
cuncta ad Senatum revocando’ (Lipsius (1589) 140); cf. A. 1.6.3.
24
‘Naturâ nos feroces, indomiti, aequi impatientes’ (Lipsius (1589) 73–4).
25
‘Vsus enim aliquis in istâ re: cum ita ferociores populi, eoque bello faciles, quieti & otio
per voluptates assuescunt’ (Lipsius (1589) 132); see A. 1.2.1; Agr. 21.
26
‘Ab illâ primum: quoniam omnino vtile habere te Speculatores quosdam sive Auricularios
… conari ne te lateat, quid quisque subditorum faciat aut dicat’ (Lipsius (1589) 154–5).
27
‘Displicebit hoc ingenuae alicui fronti, & clamabit: Ex omni vitâ Simulatio, Dissimulatioque
tollenda est. De priuata, fateor: de publicâ, valde nego. Numquam regent, qui non tegent’
(Lipsius (1589) 210).
260
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28
‘Quidni ergo laudabilius, nostrum Ferre? meminisse temporum, quibus nati sumus, &
bonos Principes voto expetere, qualescumque tolerare’ (Lipsius (1589) 365); cf. H. 4.8.2.
29
See Burke (1990) 479–80.
30
Viroli (1992) 194.
31
But see Rubiés (1995).
261
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for the security of the state. Tacitus’ writings were deemed to be the richest
treasury of arcana imperii: he was esteemed as un grand Homme d’Estat, a
great man of ‘state’ or ‘policy’.32
In the preface to his Della Ragion di Stato Botero denounced both
Machiavelli and Tacitus as teaching a false reason of state, which allowed
men to legitimise behaviour that clashed with Christian ethics.33 But Botero’s
subsequent discussion of statecraft – the techniques of political manipula-
tion and the fiscal and military foundations of a strong monarchy – bore
strong similarities to that of Lipsius, and the text, too, was larded with quo-
tation from Tacitus.
It was no coincidence that the earliest printed treatise to explore system-
atically the concept of reason of state was penned by an Italian. After the
Treaty of Cateau-Cambrésis between France and Spain in 1559, Spanish
hegemony in the Italian peninsula was maintained by alliances with Italian
rulers, who in the subsequent years of peace intensively developed their own
fiscal and military powers. Scipione Ammirato (1531–1601), a scholar from
Lecce in southern Italy, who wielded his pen at the court of Grand Duke
Cosimo I of Tuscany, most keenly appropriated Tacitus as the chief author-
ity for an understanding of reason of state in a Christian world. Grand Duke
Cosimo, allied to the Spanish Habsburgs, typically magnified his ‘absolute’
authority in his own principality: Ammirato’s writings, like those of Lipsius,
praised this amplification of the authority of the ruler and the state within a
religious and conventionally ethical framework.
Ammirato’s Discorsi … sopra Cornelio Tacito (1594) was one of the
most influential and widely read commentaries on Tacitus and reason of
state in early modern Europe, reprinted eight times before 1619 and trans-
lated into Latin and French.34 He sought to reclaim Tacitus as an ethical
source of wisdom about reason of state, distanced from the irreligion of
Machiavellianism. The very title of the work was a response to Machiavelli’s
Discorsi sopra la prima deca di Tito Livio (Discourses on the first ten books
of Livy), making a deliberate contrast between Machiavelli’s defunct, sus-
picious enthusiasm for republican government and Tacitus’ legitimate
and profoundly useful source of wisdom about monarchies. Ammirato’s
discourses are hung from Tacitean quotation, mostly extracted from the
Annals. But, like Lipsius’ Politicorum, Tacitean maxims awkwardly illus-
trate rather than illuminate Ammirato’s text, the purpose of which is to
demonstrate that Christian religion, virtue and princely rule are necessarily
32
Melliet (1619) frontispiece; the work is a translation of Ammirato (1594).
33
Botero (1589) xiii–xiv.
34
De Mattei (1963).
262
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Tacitus and political thought
35
Ammirato (1594) 540–2.
36
Ammirato (1594) 239–40.
37
Ammirato (1594) 300–5, 525–7.
38
Tuck (1993) 65–119; Bireley (1990); Salmon (1980).
263
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39
‘Percioche è tanto gustosa la sicurezza, che il Popolo più tosto elege la servitù pur che sia
sicuro, che esporsi a pericolo per la Libertà’ (Malvezzi (1635) 90–1).
40
Malvezzi (1635) 21.
41
Malvezzi (1635) 93.
42
Boccalini (1656) 1. The translation is that of Henry Carey, 2nd Earl of Monmouth.
43
Boccalini (1656) 185–6.
264
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44
Boccalini (1656) 47–50.
265
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45
Skinner (2002) 316.
46
Malvezzi (1635) 21–2.
47
Skinner (2002) 308–43.
48
See also comments by Burke (1990) 489–90.
49
Smuts (1994).
266
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Tacitus and political thought
50
Worden (2006).
51
Eliot (1879) 1–80; Skinner (2002) 321–2.
52
National Register of Archives, London: State Papers 16/86/87 I; a translation can be found
in Mellor (1995) 118–21; also see Todd (2003).
53
Todd (2004).
267
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F U RT H E R R E A DI NG
The influence of Tacitus in early modern Europe has an enormous bibliography, cov-
ering reception in many European nations which for reasons of space are not treated
in this chapter. The best recent general discussion of the deep impact of Tacitus on
early modern European political thought is the masterly discussion by Tuck (1993).
A useful starting place, with much material relating to editions and commentaries, is
also Burke (1969). For general introductions to reason of state literature in the early
modern period see De Mattei (1979) and Bireley (1990).
54
The authorship by Hobbes of a Tacitean discourse published anonymously in 1620 is still
disputed: Malcolm (2004).
268
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