Professional Documents
Culture Documents
Practice-Based Research
in the Creative Arts
Foundations and Futures from the Front Line
Li n d a C a n d y a n d E r n e s t Ed m o n d s
This article explores the subject of practice-based research, its specific context, yet it must also reach beyond the particular
ABSTRACT
application in the creative arts and its role in generating new forms of cases if it is to be perceived as contributing to knowledge
knowledge in the context of the PhD. Our aim is to provide more clarity
in any way. That contribution is fundamental to the value
about the nature of practice-based research, the approach we advocate
and how it contributes to new knowledge that can be shared and placed on practitioner research by the wider community,
scrutinized in a form that is both accessible and rich in its representation whether academic, public or private. An emphasis on the
of the full scope of creative arts research. We draw on examples contribution of research outcomes to informing practice
spanning over 35 years of experience in supervising interdisciplinary distinguishes practitioner research from pure or basic re-
PhD research programs in the arts, design and digital media. search, where the aim is to increase our understanding of
fundamental principles without regard for utility or ap-
This article explores the subject of practice-based research plication to solving a particular problem. New knowledge
and its role in generating new forms of knowledge in the about practice that informs practice may at times only be
context of the PhD. Our aim is to provide more clarity about obtainable by adopting a practice-based approach.
the nature of practice-based research, in particular about
Practice-Based Research
how it fits within the discourse on what is both appropri-
Defined and Differentiated
ate and acceptable for doctoral-level research. In doing
so we will bring to bear our experience of research across The use of the term practice-based research has become
different traditions as well as extensive experience of PhD widespread in creative arts research but has yet to be char-
supervision from many relevant doctoral programs in the acterized in a way that is agreed upon across the variety
arts, design and digital media [1]. of disciplines where it is in use. There are differences in
Practice-based research is a research approach that has uses of the term among those fields where it is most often
yet to reach a settled status in terms of its definition and found. In design research, for example, the emphasis is on
discourse, despite its presence in academic contexts for understanding the nature of practice and how to improve
over 35 years. A basic principle of practice-based research is it rather than creating and reflecting on new artifacts. By
that not only is practice embedded in the research process contrast, in the creative arts, including new media arts,
but research questions arise from the process of practice, the emphasis is on creative process and the works that are
the answers to which are directed toward enlightening and generated: Here, the artifact plays a vital part in the new un-
enhancing practice. The attraction of this form of research derstandings about practice that arise. In this sense, practice
for creative practitioners is that by connecting closely to and research together operate in such a way as to generate
existing practice, it provides a means of exploration that new knowledge that can be shared and scrutinized.
extends that work in a personal sense as well as contributing Stated simply, practice-based research is an original inves-
to the wider picture. This form of research is usually set in a tigation undertaken in order to gain new knowledge, partly
by means of practice and the outcomes of that practice.
Linda Candy (researcher), Creativity and Cognition Studios School of Software Naturally this definition requires a closer interrogation of
FEIT University of Technology, Sydney & Cultural Communication and Computing the terms and the underlying assumptions. A key assump-
Research Institute (C3RI) Sheffield Hallam University, Sheffield, U.K.
Email: <linda@lindacandy.com>. tion that informs our perspective is that the research and
Ernest Edmonds (artist/researcher), Institute of Creative Technologies, Leicester the practice operate as interdependent and complementary
Media School, De Montfort University, Leicester, UK and Creativity and Cognition
Studios School of Software FEIT University of Technology Sydney, Australia.
processes. Moreover, research and practice are different, and
Email: <ernest@ernestedmonds.com>. Website: <www.ernestedmonds.com/>. it is ill advised to use the terms in ways that suggest they are
See <www.mitpressjournals.org/toc/leon/51/1> for supplemental files associated interchangeable, for example in phrases such as “research
with this issue.
as practice” or “practice as research,” where the danger of
©2018 ISAST doi:10.1162/LEON_a_01471 LEONARDO, Vol. 51, No. 1, pp. 63–69, 2018 63
PhD in Art and Design
conflating the two activities leads to misconceptions about searching for new methods and techniques for realizing
both and gives rise to much misunderstanding about what ideas is a substantial part of everyday practice and is, for
practice- based research really is. In our view this confusion the most part, directed toward the individual’s personal
has led to a diminution of the significance of the practice- research goals rather than seeking to add to knowledge in
based approach to the PhD. a more general sense.
In order to understand the special relationship between Research involves seeking knowledge where it did not
the two streams of research and practice within the prac- exist before and is frequently used to denote both a process
tice-based research process, it is important first to make and a product: the process of seeking out new knowledge
explicit the attributes of research as well as those of practice. and the knowledge itself. For something to be perceived
From there, having drawn clear lines between them, we can as public research, as distinct from gathering information
then consider how they work together. This kind of clarity of personal value, we expect it to produce something in-
is a necessary forerunner to describing how research and sightful, useful or, indeed, groundbreaking. Research of this
practice operate in such a way as to generate new knowledge kind offers the prospect of achieving something new in
that can be shared and scrutinized. Let us first take the ques- the world, and both its outcomes and methodology are
tion of what is practice and relate it to notions of research. expected to be available to anyone wishing to scrutinize
Practice: There are, of course, multiple meanings of the or challenge it. The results of research are shared, as are
word “practice.” A simple definition is something like “the the arguments and evidence used to arrive at those results.
actual application or use of an idea, belief or method, as Scrivener argues that practice-based research generates cul-
opposed to theories relating to it.” Note the contrast with turally novel apprehensions that are not just novel to the
“theory” and the emphasis on the use or application of creator or individual observers of an artifact [3].
ideas and methods. The word is also used to describe an Research that makes a broader contribution to knowl-
activity that we do often (e.g. piano practice) or a lifelong edge, rather than personal research that benefits only the
professional activity (e.g. medical practice). In art and de- individual, is fundamental to the approach advocated in
sign, practice is often qualified by adding “art,” “artistic,” this article. Research is not the same as practice and must
or “design” and suggests something more than a pastime be differentiated clearly if it is to have any meaning. We
but rather a lifelong pursuit in which we express our cre- believe that conflating research and practice leads to insuf-
ative instincts and desires. Above all, “practice” connotes ficient emphasis on scrutinizing and sharing any claims of
doing something that extends beyond everyday thinking originality and diminishes any claims to new knowledge.
into actions that may lead to new outcomes. Thus practice
involves taking those ideas further by realizing them in Different Approaches
some way—from designing food packaging or making an to Practice- Related Research
artwork in paper, in wood or steel, to creating new dance There are multiple dimensions and interpretations of prac-
moves or writing poems or travel journals. tice-related research and those differences are reflected in
In professional and academic life, practice, and in par- small but significant terminological variants. Already men-
ticular “creative practice,” combines the act of creating tioned is the concept of “research as practice” and “practice
something novel with the necessary processes and tech- as research,” which unhelpfully conflate the two:
niques belonging to a given field, whether art, music, de-
PaR [Practice as Research] involves a research project in
sign, engineering or science. In the life of an individual
which practice is a key method of inquiry and where . . .
person, it involves conceiving ideas and realizing them in
a practice . . . is submitted as substantial evidence of a
some form as artifacts, musical compositions, designs or
research inquiry [4].
performances. Practice that is creative is characterized not
only by a focus on creating something new but also by the Another variant is that of Smith and Dean, who propose a
way that the making process itself leads to a transformation model of creative arts and research processes: an iterative
in the ideas—which in turn leads to new works. This form cycle of practice-led research and research-led practice, in-
of practice does not necessarily require repeated effort to tended to be a representation of practitioner processes. The
make “perfect,” although to achieve anything truly novel it stages within each large cycle of activities (idea-generation,
usually requires considerable effort over many years. investigation, etc.) involve many iterations, during which
Research: Research, put simply, is a systematic investiga- the practitioner identifies which results from the task in
tion to establish facts, test theories and reach new knowl- hand are useful or best discarded [5].
edge or new understandings. Other characteristics must In our experience, we have found a variant of practice-
also apply; for example, as Biggs and Büchler [2] put it, based research that distinguishes “practice-led research”
research must be disseminated, original and contextual- from practice-based research to be helpful in certain cases.
ized. Most important, however, is to distinguish between That distinction can be summed up as follows:
research as a “public” activity resulting in generally available
• If a creative artifact is the basis of the contribution
outcomes, and personal research, which is a private matter.
to knowledge, the research is practice-based.
In art and design, many practitioners would say they do
“research” as a necessary part of their everyday practice. As • If the research leads primarily to new understand-
the published records of creative practitioners demonstrate, ings about practice, it is practice-led.
The Artifact in Practice-Based Research in his review of different kinds of PhD, with a particular
The artifacts that practitioners create are an integral part emphasis on writing in an art or design PhD [15]: “While
of practice and, within PhD research, the making process doctoral work in the creative and performing arts and in
provides opportunities for exploration, reflection and eval- design may reflect differences from work in other fields,
uation. For a practitioner, the object that is made, be it a the degrees of variety and difference are not as significant
painting or a novel or a symphony, is normally the main as many authors believe.” In particular, an important ele-
point of the exercise. As we will see, it is a little more com- ment of any kind of research is communicating it through
plicated than that. For example, the point of the artifact can writing. His article goes on to offer advice on just how that
be to enable an experiment, and it can be rather intangible. should be done.
For our purpose, a broad view of the meaning of “artifact”
can be taken: It might be an object, such as a table, painting Contributions to New Knowledge
or building. It might exist over time, such as a piece of music and the Practice-Based PhD
or a film. On the other hand, it might be less persistent in Some kinds of new knowledge are derived from empirical
time, such as an exhibition or performance. An interactive studies of audiences and art systems, while others are more
artwork would also count, even though, in some sense, it speculative and exploratory. The outcomes from research in
only exists in relation to the presence and behavior of its au- creative practice represent a wide variety of contributions
dience. Goodman drew an important distinction between to culture and knowledge. The artworks and interactive
what he called notional and non-notional works of art [13]. art systems stand for themselves, of course, but also, in
Notional works of art have many different but equivalent formal practice-based academic research are placed in con-
forms. In a novel, for example, he argued that any sequence text through written theses and disseminated in published
of letters that corresponds with the original text is a genuine papers. In our view, making an original contribution to the
instance of the work, no matter, for example, what font is knowledge of the field is an essential feature of a practice-
used. One might say that the essence of the novel is not based PhD. The question that usually arises, however, is
the book object at all. It is in the “notional object” that we what exactly do we mean by an “original contribution” and,
access through the book. Our use of the word “artifact” is assuming we can define this, can it include the creation of a
intended to cover all these cases. novel, previously unknown artifact or work? Let’s take the
In a practice-based context, the role of the artifact is question of what is new knowledge a little further before
viewed as central to the research process. This raises the presenting examples of contributions from PhDs.
question of how the outcomes of this research can be shared As we have stated previously, it is important to be clear
with the wider world, so to speak. Scrivener argues against that knowledge that is new for the practitioner alone is not
the notion of art research that includes the generation of included in any definition of PhD practice-based research.
new knowledge in the traditional sense because, he con- Such material is, in our view, insufficient for the argument
tends, art is not concerned with communicating knowledge of a PhD to rely on it and calls into question the validity
based on a justification of that knowledge. Artworks offer of the submitted work. An important distinction between
perspectives or ways of seeing: art is made in order to create personal practitioner research and doctoral practice-based
what he terms “apprehensions” [14]. He proposes that, in ef- research is the form that the knowledge generated takes.
fect, “new knowledge” can be understood within the context The practice-based doctoral research outcome that is
of any particular discipline by reference to the norms and shared with a wider community arises from a structured
tests employed in that discipline. Even between traditional process that is defined in university examination regula-
disciplines, such as experimental physics and historiogra- tions. Knowledge arising from practice-based research is
phy, different norms and tests are used, and it follows that embedded in a range of outcomes: understandings about
arts-based research inevitably has its own standards that audience experience, strategies for designing engaging art
must be used in understanding the nature of the research systems, taxonomies of emergent behavior and models of
being conducted. This raises the need to ensure that, when collaboration, to take a few examples. And of course, there
research results are communicated, the relevant norms and are the works themselves: the artifacts, the compositions,
tests are made explicit. As a minimum, a commentary is the performances, the exhibitions and installations.
needed that frames the context in which the artwork is to We have argued above that if creating an artifact is an
be understood, including the research norms and tests. The integral part of the practice-based research process, then
context may be physical, social or cultural, including the sharing the results of the research is near impossible to do
framing of its perception: We need signposts that guide without reference to the relevant artifacts. On the other
us to an understanding of its significance. The practice- hand, the creative work exists within a context: an artwork
based research thesis has a key part to play in guiding that alone, without text, cannot be seen as a research outcome.
experience. The expression of knowledge and whether or not it is com-
Research of a doctoral standard involves creating some- municable in a generally agreed sense is an important issue
thing novel and original that can be understood more gen- in judging whether or not there is a genuine contribution
erally, and to achieve that an accompanying text is needed. to knowledge.
Friedman provides an expanded explanation of this point The nature of the particular form used to “transmit”
process, the artist’s practice, that new understandings about that led to both the realization of new art forms and to
the particular class of algorithms being used was obtained. theoretical results relating to their use in performance.
Again, the results were described in words in the thesis, but Jen Seevinck’s PhD research also investigated new art
to properly understand the contribution to time-based and forms in a theoretical context [21]. The theory that she
interactive art it was necessary to see the results in action investigated was emergence, a subject touched upon in
and not just to read a description on a static page. many of the examples given in this section. In this case,
Moving forward in time to the 2000s, Dave Burraston’s however, the question was, could emergence could be a
PhD explored the use of particular formal systems, cellular central aspect of an interactive computer-based artwork? By
automata, to generate music [19]. This work was a classic its very nature, emergence is something that comes out of
blend of theory and practice both in its execution and in its actions unexpectedly. It hardly lends itself to investigation
results. Cellular automata were investigated formally and by contemplation but rather demands investigation through
new theoretical results produced. At the same time, the action, through practice. As with Burraston and Johnston,
automata and the new results were used in a variety of ways theory informed practice and practice led to theoretical
to make new music. The theory in many ways drove the work. The central results were embodied in artworks that
practice but the practice also brought out clearer theoretical facilitated and encouraged emergent thinking in members
questions to be investigated. The way in which the automata of the participating audience. It was necessary to demon-
were employed made a new contribution to knowledge in strate that this was, in fact, the case; so, as well as delivering
this context—but that absolutely depended on hearing the the results of the research in both text and documented-
results and confirming that they were interesting, in some artifact forms, the results of evaluations of participant re-
sense, as music. What was required was both the presenta- sponses were reported. Thus the argument that what was
tion of the sound, which was done by submitting a CD, claimed was indeed justified was supported by evidence
and by providing a description of how that music might be gathered in a relatively conventional way. This is an example
apprehended so as to confirm the findings. of practice-based research in which art-making is central
By the time that Andrew Johnston conducted his PhD, the but in which evidence based conclusions are provided.
potential for more explicit evaluation within the practice-
based research had become clearer [20]. This work inves- Conclusions
tigated the potential of interactive audio/visual computer In the cases described above, we can see that practice-based
systems in performances by musicians playing conventional research has particular characteristics that do not conform
instruments, such as trombones. This research had, as a to traditional norms about research, new knowledge and
major component, the investigation of new art forms but how it is generated. The central practice is primarily di-
also looked at how those forms might be used in practice rected toward making artifacts, whether they are visual
by musicians. Obviously, the practice of devising and de- or sound objects, installations or performances, that pro-
veloping the interactive systems was central to the work. It vide the basis of the research. Nevertheless, it is equally
was through the making that much of the understandings important to recognize that practice-based research is
emerged. Indeed, the research goals and opportunities were research and not practice alone. This means that reporting
only discovered out of practice. The evaluation element came the research in a PhD submission requires a written thesis
about in trying to see what the implications were for the that might well include a description of how a submitted
performing musicians; that was done by observing and dis- artifact should be apprehended, as well as other evidence
cussing their practice in the context of these new forms. This that demonstrates that the results are new, not just to the
then was a multifaceted example of practice-based research practitioner researcher, but to the wider world.