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Antes

de
Orellana

Actas del
3er Encuentro Internacional
de Arqueología Amazónica

Stéphen Rostain
editor

3
© Instituto Francés de Estudios Andinos,
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Este volumen corresponde al tomo 37 de la Colección


“Actes & Mémoires de l’Institut Français d’Études Andines” (ISSN 1816-1278)

Antes de Orellana.
Actas del 3er Encuentro Internacional de Arqueología Amazónica

Stéphen Rostain editor

Edición: - Instituto Francés de Estudios Andinos


- Facultad Latinoamericana de Ciencias Sociales
- Embajada de EEUU

Diseño: Stéphen Rostain

Diagramación: Stéphen Rostain

ISBN: 978-9942-13-892-7

Impresión: Artes Gráficas Señal

Impreso en Quito, Ecuador, Mayo de 2014

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Simposio “En honor de Donald Lathrap y Betty Meggers”

Amazonian Ethnoarchaeology
and the Legacy of Donald Lathrap
James A. Zeidler

Colorado State University

Introduction Don Lathrap and the Interpretation of


Lowland South American Archaeology
Donald Lathrap’s influence on Amazonian
archaeology, past and present, has been both Let me say at the outset that my treatment
legendary and long-standing even if in today’s of this aspect of Lathrap’s work represents
research environment some of his ideas have but a small part of his career and intellectual
been considerably refined or even discarded contributions. For a more comprehensive
due to new data and new analytical perspectives biography of both his life and his career,
(see, for example, Heckenberger 2002; Neves I strongly recommend the insightful and
1999) (Figure 1). His temporal focus was usually definitive summary provided by my colleague
set to “deep time” on the order of millennia and fellow Lathrap student, Dr. Jose Oliver,
rather than centuries and his geographic gaze in 1991 shortly after Don’s untimely death the
typically ranged from the macro-regional to previous year (Oliver 1991).
the continental (e.g., Lathrap 1970a), and Don Lathrap’s early forays into
sometimes even inter-continental. Still he was “ethnoarchaeology” occurred before that term
always capable of attending to the minutiae of was even invented and recognized as a separate
complex archaeological excavations and that field of study. They began with his dissertation
attention was no less acute when he observed research in the late 1950’s and early 1960s
daily life among contemporary Amerinidan (Lathrap 1962) and his immersion in Shipibo-
groups such as the Shipibo-Conibo on the Conibo society in his archaeological study area
Central and Upper Ucayali River in eastern on the Ucayali River in the Upper Amazon.
Peru.
In this article, I briefly explore two aspects
of his Lathrap’s work that have had a lasting
effect on many of his students and followers:
ethnoarchaeology and the use of ethnographic
analogy. His pioneering ethnoarchaeological
insights among the Shipibo-Conibo peoples
have had a tremendous influence on the
archaeological study of ceramic production
as well as ceramic use and discard behavior
in Lowland South America. Furthermore,
much of his interpretive work in diverse
areas such as archaeological settlement plan,
domestic architecture, long-distance trade, and
iconography is infused with detailed analogies
gleaned from his encyclopedic knowledge
of Lowland South American ethnographies.
After reviewing the highlights of Lathrap’s
legacy, I then show how ethnoarchaeological
research derived from an Amazonian context
has been productively applied in Lathrap’s
archaeological investigations in the tropical
lowlands of coastal Ecuador, specifically at the Figure 1. Donald W. Lathrap, 1927-1990
Early Formative Valdivia site of Real Alto. (Photograph by David Minor)

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Back then, very little literature existed on the discovering cultural patterning and meaning in
idea of archaeologists studying living peoples a given cultural context, and (c) a tendency to
for the purpose of gaining insights on the apply quantitative statistical methods versus a
formation of the archaeological record, and reliance on qualitative and contextual methods
the primary reference was a 1956 article by of research. This should not be surprising since
Maxine Kleindienst and Patty Jo Watson on the scope of ethnoarchaeological research is
what they termed action archaeology (Kleindienst simply a reflection of the theoretical diversity
and Watson 1956). But for Don, this type and topical eclecticism found in contemporary
of endeavor was a “no-brainer” (in today’s archaeology generally (see for example, Hodder
parlance) and was simply part of the research [2001], Preucel and Hodder [1996], and Trigger
context in which he was working. He did not [1989], among others).
theorize about it nor did he attempt to give it While Don Lathrap did not verbally identify
a name. It was both a logical and an immediate his work with one camp or the other, he always
way to go about interpreting the archaeological steered clear of arguing for behavioral laws of
record, and as Oliver (1991:11) has noted, his any kind, and most would agree that the body
research program in the Ucayali “produced of his work in ethnoarchaeology, as well as
some of the earliest ethnoarchaeological his judicious use of ethnographic analogy, fell
reports in lowland South America,” (e.g., squarely in the camp of the post-processualists
Lathrap 1969, 1970b, 1983; DeBoer and even before this approach had a name. His
Lathrap 1970; DeBoer 1974). Moreover, he analytical style was always hermeneutic and
instilled an interest in ethnoarchaeology in was concerned with cultural patterning and
several cohort groups of his graduate students, the search for meaning in specific cultural
resulting in a series of South American contexts. Furthermore, with respect to
archaeology dissertations throughout Jerimy Cunningham’s (2003) discussion
the 1970s and 1980s that incorporated of various “roles” of ethnoarchaeological
ethnoarchaeological research. Many of these research, of the four he mentions,1 Lathrap’s
former students continued publishing on these work clearly conforms to numbers 3 and 4:
topics in subsequent decades (see, for example, ethnoarchaeology as a form of “interpretive
DeBoer 1991; Raymond et al. 1995; Roe 1995). discovery” and ethnoarchaeology “aimed at
Meanwhile, ethnoarchaeology finally came raising analogical consciousness.” In fact, Don
into its own as a sub-field of archaeology by was an absolute master at the latter role, as
1974 with publication of a volume of collected anyone familiar with his lecture style can affirm
papers entitled Ethnoarchaeology, co-edited by (see Oliver 1991).
Christopher Donnan and William Clewlow. Nicholas David (1992: Fig.1; see also David and
This was followed a few years later by two Kramer 2001) has developed a useful diagram
widely read volumes of collected papers in 1978 for understanding “the cultural domain and
(Gould 1978a) and 1979 (Kramer 1979), both its relationship to interpretive approaches
of which delved deeper into philosophical and and analytical styles” in ethnoarchaeology
methodological issues in ethnoarchaeological (Figure 2) and it can also be used to illustrate
research and both of which presented Don Lathrap’s place in this scheme (see text
a very wide array of topics, themes, and and boxes in red). As mentioned, Lathrap
methodological approaches. This eclecticism, was firmly in the “hermeneutic” camp as
both in topics and in methodological far as analytical styles went and his areas of
approaches, still characterizes ethnoarchaeology topical interest ranged from the Phenomenal
today and, as ethnoarchaeologist Nicholas Order containing Technical activities (ceramic
David (1992) has pointed out, at the forefront manufacture and discard behavior) to Social
of these differences are the processual activities (settlement patterns and site plans) to
approaches espoused by Lewis Binford and the Ideational Order where iconography, art style,
others pitted against post-processual approaches and symbolism were of paramount importance
characteristically associated with the work of in his thinking, his “comfort zone,” if you will.
Ian Hodder, among others. This distinction, His insights derived from his
of course, can be traced along a series of ethnoarchaeological research and his
related oppositions such as (a) “scientist” prodigious use of well-reasoned ethnographic
versus “hermeneutic” analytical styles, (b) an analogies can be found threaded through
ultimate goal of finding universal cross-cultural virtually all of his writings and here I would
behavioral laws or law-like generalizations versus highlight three works dating to the first half

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of the 1970s (Lathrap 1970, 1973, 1975), an to ethnoarchaeology specifically, and to
extremely productive period in Don’s career as archaeological method, more generally, I
he moved his research focus from Amazonian would suggest that it was the unique form of
Peru and began a large archaeological project at modal ceramic analysis that he pioneered in his
the Early Formative Valdivia site of Real Alto dissertation research at Yarinacocha on the
on the coast of Guayas Province, Ecuador. The Ucayali River (Lathrap 1962, 1969, 1970b,
Upper Amazon (1970) is his tour de force summary and 1983) and prominently displayed in the
of cultural development and population DeBoer and Lathrap (1979) article on “the
movements in prehistoric Amazonia with making and breaking of Shipibo-Conibo
particular emphasis on the results of his own pottery.” He instilled this approach in all of
long-term archaeological and ethnographic his students, several of whom continued to
research program on the cultural history of publish ceramic studies and analyses of art style
the Ucayali River in the Peruvian montaña. using this method (see especially Raymond
This book provided a powerful alternative 1995; Raymond et al. 1975; Roe 1995). It has
model for cultural development in the since been introduced to new generations of
Amazon Basin to that previously proposed by students working throughout Latin America,
Meggers and Evans and remains a landmark the results of which have turned out to be a
in Amazonian archaeology today. The second significant counterpoint to the Type-Variety
work, his article entitled “Gifts of the Cayman: ceramic classification method and Fordian
Some Thoughts on the Subsistence Basis of seriation with “battle-ship curves” favored
Chavín” (1973), represents a key publication by Meggers and Evans, but which Lathrap
in his varied interpretations of Early Horizon abhorred as being largely useless analytical
iconography of the highland Chavín culture tools for archaeological interpretation. It is
from the perspective of the Tropical Forest noteworthy that ethnoarchaeologists Nicholas
cultures of the Peruvian montaña. It is also David and Carol Kramer open their influential
noteworthy for his articulation of a simple, 2001 volume on ethnoarchaeology with a small
yet elegant, tripartite methodology for the tribute to this 1979 study as an exemplary case
analysis of meaning in religious art, including of “ethnoarchaeology in action” (David and
the formal, the mythic, and the structural aspects Kramer 2001:2-4).
(see Roe 1995 for a masterful elaboration of
that approach). And finally, his text for the Ethnoarchaeology and the Domestic House
museum catalog Ancient Ecuador: Culture, Clay Floor: From Pechiche to Pumpuentza and
and Creativity, 3000 – 300 B.C., dictated almost Back Again
verbatim to a transcriber over the course of
two days, offers Don’s interpretive vision I turn now to another ethnoarchaeological
for the Formative Period cultures of coastal case study from South America also inspired
Ecuador (Valdivia, Machalilla, and Chorrera), by Don Lathrap’s vision, but in this case on
again viewed through the lens of Amazonian the coast of Guayas Province in southwestern
Tropical Forest Culture. Ecuador at the Early Formative Period Valdivia
Two points stand out in these works. First, site of Real Alto near the hamlet of Pechiche.
they nicely incorporate Don’s thinking The site was discovered by Ecuadorian
on all three levels of the cultural domain archaeologist and fellow Lathrap student Dr.
identified in Nic David’s chart (Figure 2)—the Jorge G. Marcos in 1972 and turned out to be
Technological, the Social, and the Ideational— a large Valdivia site (~12.4 ha) representing all
as well as demonstrate his careful application of but one of the 8 ceramic phases of the Valdivia
ethnoarchaeological insights and ethnographic ceramic sequence (Lathrap et al. 1975; Lathrap
analogies. The second point has to do with et al. 1977). In 1974, Lathrap received a National
one of the more curious aspects of Don’s Science Foundation grant to conduct extensive
contributions to South American archaeology excavations at Real Alto for a 12-month period,
and that is his role in providing a seemingly and that Fall semester of 1974, Lathrap, Marcos,
ever-present counterpoint to the research and myself, and Deborah Pearsall established
writings of Betty Meggers and Clifford Evans, residency in the fishing village of El Real to
both in Amazonia and in coastal Ecuador. begin the year-long campaign of fieldwork2. As
Out of all of these writings and ruminations soon as we initiated our excavations in Trench
on South American prehistory, if I were A at the far southwestern end of the site, we
asked to pick Don’s most important legacy struck archaeological “gold” in the form of

63
a complete floor plan of a domestic dwelling writing by another year (at least). It was also
(Figure 3a) with deep, intact floor deposits Don that suggested that the dwellings (jea) of
dating to Valdivia Phase 3 (2800 -2400 BC). the Jivaroan-speaking Shuar and/or Achuar
Numerous other domestic house structures groups of Amazonian Ecuador would be
(Zeidler 1984) and ritual structures (Marcos suitable analogues for comparative study.
1988a, 1988b) were discovered, mapped, and By 1976, I was in contact with ethnologist
at least partially excavated in the succeeding Michael Harner, then of the New School for
months and artifact recovery was carried out Social Research, who had recently published
through careful excavation and screening of his well-known monograph on Shuar culture
floor fill in 1 x 1m units and 10cm deep units, (Harner 1972), as well as ethnologist Norman
or where sediments were unconsolidated, Whitten of the University of Illinois who
through piece-plotting of individual artifacts in had been working with the Canelos Quichua
situ followed by their removal in 1 x 1m x 10cm peoples in the Ecuadorian Amazon, to discuss
units (Figure 3b). Separate sediment samples suitable research localities. It was through them
were taken from each one of these units that I was later able to contact ethnologist
and any internal features that were excavated Pita Kelekna (then at the University of New
so that they could be processed through Mexico), who was conducting dissertation
flotation analysis and examined for charred research among the Achuar and she suggested
macrobotanical remains as well as microscopic some of the Achuar settlements of her study
opal phytoliths and starch grains by Deborah area as possible locations where I could
Pearsall (1988). conduct my research. At that time, Salesian
These excavation results presented an missionaries had just published a brief booklet
attractive opportunity to reconstruct activity on Achuar houses (Bolla and Rovere 1977)
areas and the internal organization and use of and ethnologist Phillippe Descola was also
household space and they formed the basis of working in the Achuar territory at this time but,
my doctoral dissertation (Zeidler 1984). They regrettably, our paths never crossed until we
also presented an attractive opportunity for finally met at this EIAA conference in Quito
comparative ethnoarchaeological research on some 36 years later. His subsequent writings
household spatial organization and artifact (e.g., 1996a, 1996b) have nevertheless been of
discard behavior in “living” house floors of tremendous value as I pondered the nature of
contemporary Amerindian societies, and it was Achuar domestic space over the years.
Don Lathrap who encouraged me to pursue In June of 1977, with the assistance of the
this additional field research even though we Salesian missionaries in Taisha, I was able to
both knew it would prolong my dissertation arrange for a flight to the Achuar settlement

Figure 4. Lateral view of Tsamirku’s house in Pumpuenzta (Morona-Santiago Province, Ecuador, July, 1977. Diagram above
house shows household composition. The male area (tankamash) and female area (ekent) of house are shown in red text

64
of Pumpuentza near the Makuma River and Different kinds of activity areas were identified
spent the next three and a half months there and mapped, generally categorized as either
examining Achuar household space and artifact “individual, multi-purpose activity areas”
discard behavior, principally in the household of (e.g., the household matriarch Chakukui’s
Tsamirku (see Bolla and Rovere 1977) (Figure personal space at the back of the structure),
4). As with all Shuar and Achuar dwellings, or “communal, task-specific activity areas”
internal household space was rigidly separated such as the centralized chicha storage area in
into a male area (tankamash) and a female area the ekent sector of the house that was shared
(ekent), so they provided an intriguing field by all of the adult females of the household.
laboratory for examining “gendered space” Observations were made on sweeping and
and associated artifact discard behavior and cleaning habits as well as trampling behavior
material deposition in house floor contexts. that resulted in the incorporation of small
Michael Schiffer’s (1972) flow models for materials culture items into the floor matrix.
artifact discard and deposition were all the Differential deposition of refuse in floor
rage in ethnoarchaeology at that time (see also sediments across the house floor could also
DeBoer and Lathrap 1979) and that scheme also be observed, both in actively inhabited houses
guided my research. Over several month’s time, and in abandoned houses, and it was noted that
observations of artifact use and discard in the the female-associated ekent sectors consistently
gendered space of the Achuar house allowed demonstrated thicker depositions of floor
for real-time ethnographic documentation of sediments, ash, and cultural refuse than the
the archaeological formation processes that male-associated tankamash sectors.
Schiffer was describing in his flow diagrams. These ethnoarchaeological insights obtained
Fixed features in the house interior such as in Pumpuentza on the gendered use of
furniture, storage racks, multiple hearths, and internal household space, artifact breakage
postholes were mapped much like the mapping and discard behavior, and the differential
of cultural features in an archaeological site. deposition of cultural refuse and its differential
Next, a wide variety of material cultural items accumulation in the floor deposits, all became
was mapped in situ, including items resting extremely useful analogues for returning to
on the floor surface as well as items stored in Pechiche and analyzing the floor deposits of
above-ground storage racks and shelves. Here the Valdivia dwellings at Real Alto (Zeidler
special attention was paid to the mapping of all 1983, 1984) (Figure 5). But in this case, the
ceramic vessels found in the house at the time analogies were “contrastive” (Gould 1978b)
of mapping including the five basic ceramic rather than completely homologous. One
vessel categories in Achuar culture, whether thing that became immediately clear is that the
these were in primary or secondary use. Valdivia dwellings did not exhibit as rigid and
These included the large chicha brewing jars pronounced a gender separation in the use of
(muits), the cooking ollas (ichinkian), the chicha internal space as that evidenced among the
drinking bowls or “beer mugs” (pininkias), the Shuar and Achuar peoples. Nor did it conform
food bowls (tachau), and a specialized cooking to a front-to-back segregation as in the Shuar/
vessel (yukunt) for brewing tea. Special note Achuar case. Instead, we find a centralized
was also made of how these different vessel food preparation area centered between two
categories were used within household space, small hearths and a large area of burned
how they were broken and discarded, and how earth as a probable female-associated activity
they were deposited into the floor deposits area, with an area of probable male-oriented
of the house structure. For example, only the activities around the periphery of this central
drinking bowls and food bowls would have space. The right side of the house between the
been circulated from storage in the ekent sector central hearth and the wall also appears to have
of the house into the tankamash sector when been a major traffic area. At the very front of
in use for chicha drinking and meal serving, the house was a partition wall that delineated
and would thus have had a greater probability a separate activity area or personal space
of breakage, discard, and deposition in large (perhaps for adolescent males?). At the back,
areas within the household space, whereas we found a slightly burned area perhaps used
the other vessel categories would have had a for small heating fires, and based on posthole
greater propensity for breakage, discard, and density and patterning (not shown in Figure 5),
deposition only within the ekent sector in the it is suggested to be the private sleeping area
rear half of the house. of the house.

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Valdivia houses. It is likely that the more
constrained space of a smaller Achuar house
with an encircling wall would have provided a
better analogical study. Such a house existed in
Pumpuentza when I was there, but it belonged
to Chiriap, a well-known Achuar shaman, and
although I was invited in on occasion for social
visits, I was unable to conduct a thorough study
of the structure’s interior space.

Conclusion

In conclusion, then, I would argue that Don


Lathrap’s legacy to Amazonian ethnoarcheology
Figure 5. Contextual reconstruction of household space in was foundational and prophetic, and his
Structure 1 at Real Alto (from Zeidler 1984:480) influence on students and colleagues was
profound. It certainly was for me. I suspect
Still, despite the lack of congruence in the that he would be very pleased with the long-
positioning of gendered space between term ethnoarchaeological research of Peter
the Achuar case and the Valdivia case, the Siegel in Guiana and Perú going back more
depositional processes at play in the Achuar than 25 years (see, for example, Siegel and Roe
house seem to hold for the Valdivia dwelling 1986, Siegel 1990, this volume) as well as the
in that the female-associated activity areas more recent work of Michael Heckenberger
exhibit a greater accumulation of very small and his students in the Upper Xingu Basin of
cultural material refuse when compared to Brazil (see, for example, Heckenberger 2005,
inferred male-associated activity areas and/or 2013, this volume; Schmidt this volume). Here
areas of heavy foot traffic. In the Valdivia case, we must also cite the work of Irmhild Wüst
this has been convincingly documented by (1994) on eastern Bororo ethnoarchaeology
my colleague Peter Stahl in his analysis of the (see also Wüst and Barreto 1999). And he
distribution of faunal bone across the house would be gratified to know that this conference
floor and vertically through the depositional included an entire session on the topic of
matrix (Stahl and Zeidler 1990). He was able to ethnoarchaeology (see papers by Siegel, Mans,
demonstrate a distinct patterning of small bone Salles Machado, and Silva, this volume).
accumulation and deposition in the inferred Still, if he were to assess the status of
food preparation area and small pockets of Amazonian ethnoarchaeology today, I suspect
deposition at the very front of the house and he would say that its potential for enhancing
the very back of the house. But these denser archaeological interpretation is far from fully
areas of bone were arrayed in a linear fashion realized and its ethnographic richness still has
from the front to the back of the house on its much to offer the inquiring archaeologist in a
left half, with lighter deposition on the far left wide range of cultural domains. In short, we
side of the structure. In contrast, the inferred need more—not less—ethnoarchaeological
traffic area on the right half of the structure research.
was relatively devoid of bone material. This
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Archaeology in Latin America, edited by by A. C. Roosevelt, University of
G. G. Politis and B. Alberti, Routledge, Arizona Press, Tucson: 315-342.
London: 216-243. Wüst, Irmhild, and Christiana Barreto, 1999,
Oliver, Jose, 1991, Donald W. Lathrap: The Ring Villages on Central Brazil: A
Approaches and Contributions in New Challenge for Amazonian Archaeology.
World Archaeology. Antropológica 75-76: Latin American Antiquity 10(1): 1-23.
5-60. Zeidler, James A., 1983, La etno-arqueología de
Pearsall, Deborah M., 1988, La producción de una vivienda Achuar u sus implicaciones
alimentos en Real Alto. Escuela Superior arqueológicas. Miscelánea Antropológica
Politécnico del Litoral, Guayaquil, and Ecuatoriana 3. Guayaquil: 155-193.
Corporación Editora Nacional, Quito. Zeidler, James A., 1984, Social Space in Valdivia
Preucel, Robert W., and Ian Hodder (eds), Society: Community Patterning and Domestic
1996, Contemporary Archaeology in Theory: Structure at Real Alto, 3000-2000 B.C. Ph.
A Reader. Blackwell Publishers, Oxford, D. dissertation, University of Illinois
United Kingdom. at Urbana-Champaign. University
Raymond, J. Scott, 1995, From Potsherds Microfilms, Ann Arbor.
to Pots: A First Step in Constructing
Cultural Context from Tropical Forest
Archaeology. In Archaeology in the Lowland 1
Cunningham (2003) makes reference to
American Tropics: Current Anaytical four roles for ethnoarchaeology, as follows: (1)
Methods and Recent Applications, edited by ethnoarchaeology aimed at identifying law-like
P. W. Stahl, Cambridge University Press, “translations” of the archaeological record; (2)
Cambridge: 224-242. ethnoarchaeology that tests archaeologically
Raymond, J. Scott, Warren R. DeBoer, and derived propositions; (3) ethnoarchaeology
Peter G. Roe, 1975, Cumancaya: A as a form of “interpretive discovery”; and (4)
Peruvian Ceramic Tradition. Universit of ethnoarchaeology aimed at “raising analogical
Calgary, Department of Arhaeology, consciousness”.
Occasional Papers No. 2. Calgary. 2
We were subsequently joined by Jonathan E.
Roe, Peter G., 1995, Style, Society, Myth, Damp, then a graduate student at the University
Structure. Style, Society, and Person: of Calgary, who focused his field research on
Archaeological and Ethnological Perspectives, the early Valdivia occupations at Real Alto
edited by C. Carr and J. Neitzel, Plenum dating to Phases 1 and 2 (Damp 1988).

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Amazonian Ethnoarchaeology and the Legacy of Donald Lathrap
James A. Zeidler

Figure 2. The cultural domain and it relationship to interpretive approaches and


analytical styles in ethnoarchaeology and ethnoanalogy. Donald Lathrap’s approach and contributions are highlighted in red.
Reproduced from Nicholas David (1992: 335)

480
Amazonian Ethnoarchaeology and the Legacy of Donald Lathrap
James A. Zeidler

Figure 3. (a) Structure 1 at Real Alto prior to systematic excavation of the floor deposits (April, 1974).
(b) Systematic excavation of 1 x 1 m grid squares in 10 cm levels in consolidated floor deposits in Structure 1

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