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Late Pleistocene Technology, Economic Behavior, and Land-Use Dynamics in Southern Italy
Author(s): Julien Riel-Salvatore and C. Michael Barton
Source: American Antiquity, Vol. 69, No. 2 (Apr., 2004), pp. 257-274
Published by: Society for American Archaeology
Stable URL: http://www.jstor.org/stable/4128419 .
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This paper proposes a new methodology to studyprehistoric lithic assemblages in an attempt to derivefrom thatfacet of
prehistoric behavior the greater technoeconomicsystem in which it was embedded.By using volumetricartifact density and
thefrequency of retouchedpieces within a given lithic assemblage, it becomespossible to identifywhetherthese stone tools
were created by residentially mobile or logistically organizedforagers. The linkingfactor between assemblage composi-
tion and land-use strategy is that of curation within lithic assemblages as an expression of economizing behavior. This
method is used to study eight sites from southeasternItaly to detect changes in adaptation during the Late Pleistocene. We
compare and contrast Mousterian, Uluzzian,proto-Aurignacianand Epigravettianassemblages, and argue that the first
three industries overlap considerably in terms of their technoeconomicflexibility. Epigravettianassemblages, on the other
hand, display a different kind of land-use exploitation pattern than those seen in the earlier assemblages, perhaps as a
response to deteriorating climatic conditions at the Last Glacial Maximum.Whilewe discuss the implications of these pat-
terns in the context of modern human origins, we argue that the methodology can help identify land-use patterns in other
locales and periods.
Nous proposons une nouvelle approchepour l'dtude des ensembles lithiques permettantd'identifier les systkmes techno-
economiquesdans lesquels ils s'inskrent. Utilisant commeparamktresanalytiques la densite volumdtriqued'artifacts et le
rapportoutils/ddbitage,il devientpossible d'attribuerun ensemble lithiqueprdhistoriquea un mode d'organisation< logis-
tique >>ou <<a mobilitdrdsidentielle>. Le degre'de <<conservation>~au sein d'un ensemble lithique, interprdt,comme l'ex-
pression variabled'une attitudedconomevis-ia-visde la matikrepremiere,constituele lien entrela compositiond'un ensemble
lithiqueet un modeprdffrentield'exploitationdu territoire.Nous appliquonsnotremethodologie le'tude de huit sites de 'I-
talie mdridionaleremontantau Pldistocknesupe'rieurEn comparantles rdsultatstirds d'ensembles mousteriens,uluzziens,
proto-aurignacienset dpigravettiens,nous constatons que les troispremieresindustriessemblentcaractdrisdespar une simi-
laritdmarqueeen ce qui a traita leurflexibilitdtechno-dconomiquealors que l' Epigravettienapparaitddfinipar un modkle
distinct d'exploitationdu territoire,reprdsentantvraisemblablementune adaptationaux climatsplus rudes du dernier maxi-
mum glaciaire. Nous interprdtonsles resultats de cette approche dans le contexte de l'origine de l'homme moderne, mais
soulignons que cette methodologiepeut aussi permettred'identifierles modklesd'exploitationdu territoiredans les sites strat-
ifies d'autresperiodes et regions.
257
touchedflakes were actively used componentsof retouchedtools, this whole assemblage analysis
prehistoriclithic assemblages and because other approachexaminesthenatureandintensityof tech-
formsof debitageandcores (as manufacturing and
nological behavior by comparing artifact volu-
maintenanceby-products)indicate artifactpro- metric density and the relative frequency of
ductionand use, it is necessaryto develop meth- retouchedpieces within an assemblage.Artifact
ods to incorporatethe full rangeof lithic productsvolumetricdensity is definedas the total number
in the analysis of chipped stone assemblagesin of pieces of chippedstonepercubicmeterof exca-
orderto gaina completepictureof prehistorictech- vated sediment,and serves as a proxy for artifact
nological-and therefore economic-behavior. accumulation rate. The relative frequency of
Despite its importance,studies of debitage have retouchedpieces is simply the count of retouched
tendedto be rarein general(see Ahler 1989; Sul- "tools" (e.g., the pieces in Bordes Middle Pale-
livan and Rozen 1985), althoughrecent publica- olithic type list minus unretouchedtypes 1-3 and
tions have begun to emphasize its analytical 5) dividedby the totalnumberof pieces (including
usefulness(e.g., papersinAndrefsky2001; see also all flakes,cores, andotherdebitage)in the assem-
Hiscock 2002). blage. Artifactvolumetricdensity potentiallycan
Lastly, it is essential that lithic variabilitybe
varywithexcavationtechnique(e.g.,different-sized
framedwithin broadertheoreticalframeworksin screensor no screening)andso directcomparisons
order to assign meaning to recurrentobservable can only be made between sites when this is
patternsin the archaeologicalrecordandhelp for- accountedfor. It also can vary as a resultof fluc-
mulate furtherresearchquestions. For example, tuatingsedimentationratesduringdeposition(see
building on forager studies by Binford (1979, Bartonand Clark1993; Farrand2001; Stein et al.
1980), a numberof scholarshave providedinte- 2003) and/ora range of post-depositionaltapho-
grated models linking technologicalbehaviorto nomic processes that can reduce its final volume
stone artifactform and patternsin lithic assem- throughselectivediagenesisof certainsedimentary
blages (e.g., Bamforth1986, 1991; Bamforthand components(e.g., Karkanaset al. 2000; Weineret
Bleed 1997;Bleed 1986; Kuhn1989, 1991, 1992; al. 2002). To avoid the potentialimpact of time
Nelson 1991; Shott 1989, 1996). Nelson (1991), averaging,it wouldbe preferableto calculateactual
for instance,articulatesa cleardifferencebetween artifactaccumulationratesratherthanuse artifact
curated and expedient lithic assemblages in the densityas a proxy,butmanysites-including those
archaeologicalrecord.Theuniquenatureandstruc- discussed here-lack the high-resolutionradio-
tureof eachtype of assemblage,andtheirposition metricdatingrequiredto do this.Fortunately,there
atoppositeendsof a continuumof economicbehav- is no indicationthatsedimentationratesvariedby
ior (see also Shott 1996, for a review of the con-ordersof magnitudewithin each of the sites ana-
cept of curation), constitute useful theoretical lyzed here and in fact, as we discuss below, the
referencepoints upon which we can formulatea analysisof lithicassemblagespresentedhereholds
general model of the relationbetween economic thepossibilityto helpdistinguishthosecaseswhere
behavior,mobility strategies,andrelevantaspects sedimentationratesdo vary significantly.We cer-
of lithic variabilityat the assemblagelevel. With tainlydo notmeanto trivializetheneedfordetailed
this in mind,we endeavorto identifyvariablesthat geoarchaeologicalstudiesin helpingto understand
monitorlithicvariabilityconsistentlyacrossdiverse site formationprocesseswhenpossible.Rather,our
assemblages within a framework designed to model simplyposits thatceterisparibusthereis a
addressquestionsof prehistoricforagerland-use. directrelationshipbetween an assemblage'srela-
tive frequencyof retouchedpieces and its artifact
volumetric density that holds constant the rela-
Methodology
tionshipbetween threecomponentsof an assem-
Recently,Bartondevelopeda simple approachto blage:(1) its absolutesize, (2) its relativefrequency
link assemblage-scalevariabilitywith Late Pleis- of retouchedpieces, and (3) the sedimentaryvol-
tocene behavioralpatternsat sites in Gibraltarand ume in which it was found.Based on the expecta-
easternSpain(Barton1998;Villaverdeet al. 1998). tions aboutlithic technologyoutlinedbelow, if an
Rather than focusing on formal properties of assemblagedoes not to conformto the model, the
Gorham'sCave
100
Curated
A
10-
S AA UpperPaleolithic
0?Middle Paleolithic
A
a 1
r = -.924 Expedient
.1 1 10 100 1000
Artifact VolumetricDensity
Figure 1. Patterns for Paleolithic assemblages from Gorham's Cave, predicting a negative relationship (r = -.924,p = .000,
N = 10) between artifact volumetric density and frequency of retouched pieces, along with associated technological strate-
gies (after Barton 1998).
mostlikely sourceof distortionshouldbe theexca- Under conditions of effective local lithic abun-
vatedvolume of archaeologicalsediment,a factor dance, on the otherhand,such conservationmea-
thatcanthenbe isolated,therebyhighlightingthose suresareunnecessary,leadingforagersto produce
layers that might have been subjectedto variable and discardmoreflakeswhile investingcompara-
ratesof sedimentdepositionandretention. tivelylittleeffortin extendingtheiruse-lifethrough
Resultsfrom Gorham'sCave andotherIberian repeatedmaintenanceandresharpening.
Paleolithicsites (i.e., Barton1998;Villaverdeet al. Giventhese considerations,the two ends of the
1998) display a strong negative relationship curation-expediency continuumdepictedin Figure
between artifactdensityandrelativefrequencyof 1 can be assigned to prevalentsite-use strategies
retouched pieces (Figure 1). Assuming that the within a continuum of residential to logistical
overall need for stone tools does not change sig- mobility (sensu Binford 1979, 1980). Expedient
nificantlyover time, this relationshipcan serve as assemblages are often deposited at the "base
a heuristicdevice to infertechnoeconomicbehav- camps"or "centralresidences"of logisticallyorga-
ior from archaeologicalassemblages.If we com- nized hunter-gatherers(Binford 1980; Nelson
binethetheoreticalframeworkforlithictechnology 1991). In suchcontexts,lithic raw materialis usu-
discussed above with the long-termevolutionary ally effectivelyabundantdue to directlocal avail-
tendency for humans to make critical economic ability,embeddedprocurement,and/orstockpiling
decisions to maximizebenefit/costratioswithina of materialat the site. This reduces the premium
perceived socioecological context (Winterhalder of preservingraw material,resultingin compara-
and Smith 2000), assemblagecharacteristicswill tively higher artifactdensities and assemblages
be influencedby the propensityto maximizelithic comprised mostly of unretouchedflakes. These
utility under varying land-use strategies.Under high densitiesarealso theresultof thelongeroccu-
conditionsof effectivelocal lithic scarcity-con- pation spans that characterizesuch sites, which
trolledas much by humanland-usedecisions and directlyinfluencethe quantityof lithicproduction
situationalvariablesasby absoluterawmaterialdis- debristhataccumulatesat a site (Morrow1996a).
tribution-hunter-gatherersare expected to con- Coresassociatedwithsuch assemblagestendto be
serve lithic resourcesby producingfewer flakes only minimallyprepared,sinceextractingthemax-
and extendingthe use-life of flakes that are pro- imumnumberof blanksfroma singlenoduleis not
ducedthroughregularmaintenance(i.e., retouch). the most importantconsideration. Overall, this
1001 100
+ O
+
+ ++ +
r0=.074,NN= 4•
r= 9.074, r= -.647, N 24
100- 100-
0 0
S IIo
r -.199, N=4 r = -.182, N = 7
+ +
+
10- ++++++
10 +
r =.979, N = 3 r = -.307, N = 6
100- 100-
000
0 +
10- + +
S10-
Figure 2. Graphs showing the relationship between absolute artifact density and frequency of retouched pieces, for indi-
vidual assemblages from the eight sites included in this study. Symbols: + = Mousterian; LI = Uluzzian; 0 = proto-
Aurignacian; O = Epigravettian.
the lithic assemblages.While many documented ity of lithic artifactsmade on flint, chert and/or
Paleolithicindustriesfrom westernEurasiawere quartzite(Palmadi Cesnola 1996; Peretto 1992).
made on high-quality, fine-grained cryptocrys- Interestingly,in his studyof the assemblagesfrom
talline materialsuch as flint or varietiesof chert, Gorham'sCave, Barton(1998:15) also notes that
almostallMiddlePaleolithicandEarlyUpperPale- flint-which is not readilyavailablelocally-was
olithic assemblagesfrom coastal Salento contain the most intensively curatedraw materialwhile
substantialproportionsof tools, cores, and deb- locally abundantquartzitepebbles were used to
itage made on locally available, poor-quality manufacturemostly expedient,lightly retouched
siliceous limestoneof variouskinds and a minor- implements.
As mentionedabove,artifactassemblagesprob-
Gr. di Capelvenere
ablyrepresentpalimpsestsof multipleoccupations
in most cases, due to the often slow accumulation 1oo00
of depositsin cave androcksheltersites,regardless
of the care takenin excavation(Bartonand Clark
1993; Bartonet al. 2002). Underthese conditions, I to
thereareatleastthreescenariosthroughwhichlocal
andexoticrawmaterialscanbecomeamalgamated r=-.688,N=19
withina singleassemblage.First,logisticalhunter- 0.1 10 100 1000 0000
Mousterian
Uluzzian
Proto-Aurignacian
Epigravettian
I I I I I I
0 20 40 60 80 100
Frequencyof retouchedpieces
S ? Mousterian
Uluzzian
Epigravettian
0 20 40 60 80 100
Frequencyof retouchedpieces
Figure 4. Box-plots of the frequency of retouched pieces for Mousterian, Early Upper Paleolithic (Uluzzian, proto-
Aurignacian), and Late Upper Paleolithic (Epigravettian) assemblages (top), and for assemblages for which raw mater-
ial information is available (bottom).
linking hominidsto kinds of stone tools (see dis- on logistical strategiesin the Epigravettianof the
cussionin Riel-SalvatoreandClark2001), it is pos- LGM.Admittedly,we aredealingherewith a sam-
sible that the Uluzzian was a purelyNeanderthal ple of twoproto-Aurignacian layers,andwe should
industry (Kuhn and Bietti 2000). Given this, it be cautiousaboutgeneralizing.However,a simi-
shouldperhapsnot come as a surprisethatthe eco- larpatternis seen at Gibraltar(Barton1998). Fur-
nomic patternsit displayssharestrongsimilarities thermore,in otherstudiesin whicha singlemethod
to those extractedfromthe MiddlePaleolithiclay- of measuringvariabilityhasbeenappliedto archae-
ers of the sites from coastal Salento.Whatis sur- ological dataacrossthe Middle-UpperPaleolithic
prising, however, is that the proto-Aurignacian transition,changesin lithictechnologydo not cor-
industriesfromSerraCicoraA displaysimilartech- respond with the traditionaldistinctionbetween
noeconomicbehavioras those observedin Uluzz- the Middle and Upper Paleolithic (Graysonand
ian assemblages, patternsthat are quite distinct Cole 1998; Kuhn 1995; Simek and Price 1990).
fromtheEpigravettian patterns,despitetheassump- This leads us to suspectthatan important(maybe
tion that both technocomplexes were made by the most important) archaeological distinction
anatomicallymodernhumans. betweenthe MiddleandUpperPaleolithicin west-
In light of these ratherdistinctpatternsof land- em Eurasiamay be an artifactof the use of very
use, interestinginterpretiveinsights can also be differentMiddleandUpperPaleolithictypologies
gleanedfromtheunevennumberof sitesfromeach to characterizelithicvariation(Clark1997;Hiscock
period,especiallyas this relatesto the Epigravett- 1996). This does not discount the existence or
ian.As seen in Table2, absoluteandrelativenum- importance changein materialcultureandasso-
of
bersof assemblagesarenotdirectlycorrelated;4 for ciated behaviors through the Late Pleistocene.
example, the more numerous Mousterian assem- However,the most importantchanges may well
blagesarenonethelessless relativelyabundantthan not correspondwith the Middle-UpperPaleolithic
Uluzzian assemblagesin our area.Table2 shows boundaryas traditionallyenvisioned (Clark and
that,if we exceptthetwoproto-Aurignacian assem- Lindly 1989, 1991; Straus1997). For example,in
blages,Epigravettian assemblages relativelythe
are the technoeconomicbehaviorsand inferredland-
least abundantin oursample,being noticeablyless use strategiesinvestigatedhere, the most signifi-
frequentthanassemblagesfromthe previousperi- cant change seems to correspondwith the LGM
ods. In otherwords,in additionto showinga land- (see Bartonet al. 1994 for a comparableargument
use patterndistinctfromthoseof earlieroccupants based on Paleolithicart).Similarly,a recentstudy
of the Salento coast, the makersof Epigravettian of burialpracticessuggestedmore or less contin-
industriesappearto have occupied the area less uous, gradualchangethroughthe LatePleistocene
intensivelythanmost of theirforebears.Thus, the thatculminatedin recognizablymodernbehaviors
relativelylow numberof Epigravettian assemblages by the LGM (Riel-Salvatore2001).
in our sampleconstitutesa corroborating threadof Theseresultsholdthepotentialfor significantly
evidence indicatingthat ratherdifferentland-use reframingthe currentdebateaboutmodemhuman
strategieswerein placeforthisareapriorto andfol- origins. Most discussion today is focused on the
lowing the Last GlacialMaximum(LGM). natureof the biological transitionfrom archaicto
Thesecomplementary resultssuggestthat,while modernHomo sapiens. It is probablysafe to say
human land-use strategiesrangedfrom logistical that sometimebetween 40,000 and 25,000 years
to residentialmobilityovermuchof theLatePleis- ago Neanderthalsdisappearedfrom westernEur-
tocene atthese sites, theybecamestronglyfocused rasia.Whetherby extinction,gene flow, or in situ
layers of a site were subjectto unusualsedimen- given areaswhere one or both of these resources
tary processes and, thus, where it might be most are more easily procured.Ourevidence indicates
informativeto conductin-depthgeoarchaeological thatthis patternwas in place by the Middle Pale-
analyses. olithicin southernIberiaandsouthernItaly,andthat
The easy applicability of the methodology the appearanceof theAurignacianandof allegedly
describedabovepotentiallyalso makesit useful to modernhumansdid not fundamentallychangethe
tackle problemsrelatedto patternsin lithic tech- way people moved aboutand exploitedthe land-
nology in otherplaces and/orperiods.While we scape.OnlywiththeLastGlacialMaximumdo we
have thus far only tested it on Late Pleistocene see a significantchange,withhumansspecializing
assemblagesfrom southernEurope,it should be in a narrowsubsetof the strategiesthatcharacter-
emphasizedthat its applicabilityis by no means ized the LatePleistoceneas a whole.
limitedto thosecontexts.All archaeologicalassem- This study enrichesthe growing set of critical
blages comprisinga chippedstonecomponentare frameworks that archaeologists can usefully
amenableto a study of technoeconomicpatterns employ to translatematerialremainsinto increas-
based on the methodology presented here. For ingly secure inference about prehistoriclife. We
instance,one canreadilysee howit couldbe applied believe thatalternativemethodologiessuch as the
to Paleoindianassemblagesto addresssome of the one proposedhere can serve as stepping stones
issues relatedto land-usepatternsrecentlyraised from which renewedstudies of lithic technology
by Bamforth(2002) by allowingresearchersto bet- and associatedaspectsof prehistoricbehaviorcan
ter identify which assemblagesrepresentexpedi- be undertaken.
ent or curatedtechnologicalstrategies.
This paperhad two principalgoals: (1) to test Acknowledgments.Margaret Nelson generously took the
time to make extensive suggestions that helped tighten and
the utilityof a methodof whole assemblageanaly-
clarify the argumentspresentedhere, and overall make this a
sis proposedby Bartonandcolleaguesto studypre- better piece of work. Geoffrey Clark and Francis Harrold
historicforagerbehaviorin differentregions, and also provided useful commentaryon the methodology used
(2) to assess variabilityin technoeconomicbehav- in this study,applied in anotherpaper presentedat the 2002
SAA meetings. Thanksare also due to Steven Schmich for a
iors in hominid groups across the Middle-Upper
critical reading of a previous draftand for many useful edi-
Paleolithictransitionusing this uniformmethod- torial suggestions. Peter Bleed, Peter Hiscock and two
ological tool. By generatinginterpretablepatterns anonymousreviewers also offered valuable suggestions and
based on additionaldata,we demonstratethatthe constructive criticism that helped strengthen the paper.
methodis potentiallyapplicableto a wide rangeof Despite the importantinputof these colleagues, we alone are
contexts providedraw materialis given due con- responsiblefor any errorsof fact and/orlogic includedin this
study. Support for Riel-Salvatoreduring this research was
sideration.It would be interestingto apply it to
provided by the Social Sciences and Humanities Research
contexts other than Mediterraneancoastal Pale- Council of Canada.
olithic sites and in other periods, althoughsuch
studies are beyond the scope of this paper.Ulti-
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