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ABSTRACT
A spectral analysis of benzene derivatives is extended to s ~ ~ b s t i t ~phenols.
~ t e d The disc~lssion
emphasizes hydrogen bonding and steric effects which occur in phenols. Some of the phenolic
absorption bands are ascribed to locally escited states.
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INTRODUCTION
T h e effect of the hydroxy group on the electronic spectra of benzene derivatives is of
interest for a number of reasons. First, phenols are known to give rise t o various forms
of hydrogen bonding, and hence the investigation of spectral effects which may be
ascribed to hydrogen bonding affords further information concerniilg the nature of the
hydrogen bond. Next, compounds which m a y be regarded as substituted phenols, for
example flavones, frequently occur a s natural products, and hence a n understanding of
pheilolic spectra assists in the identification and quantitative estimation of such naturally
occurring compounds. Lastly, previous papers in this series have attempted to analyze
the spectra of benzene derivatives in terms of mesomeric and steric interactions, and
i t is therefore of interest t o test these hypotheses on the observed spectra of phenols.
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T H E SPECTRUM O F PHENOL
Phenols generally exhibit two absorption bands in the spectral region under investi-
gation, t h a t is, between 200 and 360 mp. T h e band a t longer wavelength is referred to
a s the C-band, and the band a t shorter wavelength a s the B-band. This assignment
corresponds to the assignment for anilines and is based on similar reasoning (cf. ref. 6).
T h e d a t a for phenol are listed in Table I.
T h e bands are somewhat altered with change of solvent, and i t has been shown by
Coggeshall and Lang (3) t h a t some of these spectral changes do not depend on stable
hydrogen-bonded complexes, although there is evidence t h a t some of the observed
spectral changes are caused b y some type of hydrogen bonding (5). Various forms of
intermolecular hydrogen bonding are certainly possible, involving both the hydrogen
atom of the hydroxy group and the oxygen atom. T h e wavelength displacement between
the spectra in the vapor phase a n d in cyclohexane solution must also result from some
solute-solvent interaction; but the latter interaction is unlikely t o be associated with
hydrogen bonding because similar displacements are observed for phenols and anilines
(cf. ref. 6). In more concentrated solutions of phenol in cyclohexane, yet other spectral
effects occur, presumably caused by intermolecular hydrogen bonding between phenol
~nolecules(see ref. 4).
T h e fine structure of the C-band for phenol or anisole in cyclohexane or similar inert
media is fairly characteristic of these chro~nophores,and can often be recognized in
substituted, including sterically hindered, phenols (see also later section). T h e fine
structure disappears if the phenolic species no longer contributes appreciably t o the
liVIanicscript receiued Nouenzber 10, 1956.
Contribution front the Memorial Uniuersity of Newfoundland, St. John's, Newfoundland.
Can. J. Chem. Vol. 37 (1959)
DEARDEN A N D FORBES: LIGHT ABSORPTION STUDIES. XIV 1295
TABLE I
Absorption maxima of phenol in various solvents
(Values in italics represent inflections in this and subsequent tables)
B-Band C-Band
Solvent Xrnnx(m~) ernnr Arnsx(m~) h2.~ Source
Vapor phase 205 t
I ;:: t 'L
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Ethanol
N NaOH
Conc. H,SO( 9500 261
ca. 27'1
278-279
*This series of papers. tIntensities not determined.
TABLE I1
Absorption maxima of substituted phenols
B-Band C-Band Phenolic B-band 2nd B-band C-Band Pllenolic B-band 2nd B-band C-Band
-- - --- -
For personal use only.
Substituent Solvent hrnnx(lnp) Emnx hrnnx(mp) Emnx hmnx(m~)Emns hmax(mp)Emax X~nnx(mp) Emax hmax(mp) Emax hm:,x(mp)~m:,x hmux(mp) Emnx
/
(
ca. 286
289
292
ca. 299
2600* ca.217
2800
2900
2200
6800* -
-1 ca.268
273.5
279.5
1660*
2150
1800
214 6800 - ca. 270 2200
I ca. 267
270
273
276
282
1400
1600
1800
2200
2000
ca. 265
{ :::
-CH(CHz)
-C(CHs) s
2 Cyclohexane
Cyclohexane
6850
6800
I
{
ca. 267
ca. 270
ca. 272
275
281
ca. 268
274
280
1560
1600
1700
2100
1900
1GOO
2100
2050
1 :::
ca. 264
{
ca. 265
268.5
275
DEAR DEN A N D FORBES: LIGHT ABSORPTION STUDIES. XIV 1297
N W
O O r-
N N N
N LO-m
mr-r-
W N N
(om01 m a -
w.
(or-r- o r - m
W N N N N N
w
N
m
I
r-
r-
m
Nu2
a
m m
-
W
a
h h
0 0
m m
-u
-
- -
-
Z O O
w o o
0 0
0 0
X 88 8 88
2 2
4 4
2 F% 2 %2
Y m
ma, o h $ $E 2 N
I m
W
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-N NN N
N w NwN N N N N h N
0 0 0 0 0 0 0 0
- *
- =
o w 0 w o w 0 0 8 8s 8 88
"3'2'2 Z E R E2 w
a 0e 4r- n 2 %E
-- -
w
W W N
(oar-
W N O
O r - h
WNrn N h 2 2% N ""
W N N N N N
(Or-h
N N N O
m 0
4 m m m k: E Z
d d
-+
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1298 CANADIAN JOURNAL O F CHEMISTRY. VOL. 37. 1959
benzaldehyde, although the excited state of phenol may represent a locally excited state
(see below). This follows because the gradual displacement of the band for a series of
compounds such a s phenols indicates t h a t the main absorption band in phenol (and
iilcideiltally aniline) is of similar nature for the compounds listed in Table 11. Further,
as shown in Parts X I and XI1 (10, l l ) , this same band, for example in P-hydroxyaceto-
phenone, call likewise be related to the B-band in acetophenone. This confirms the
suggestioil t h a t all the above-mentioned absorption bands m a y be described a s B-bands.:"
T h e B-band in phenol is shown to be displaced t o loilger wavelength on parasubstitu-
tion. I i the parasubstitueilt is electron-withdrawi~lg,this displaceinent is greater, quali-
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tatively related to the electron-withdrawii~g effect of the substituent, and the usual
high-intensity band corresponding t o a n extended coiljugated system is obtained. T h e
wavelength displacements with respect to pheilol in cyclohexaile are parallel t o the
displacements in the aniline series (6). T h e qz~a7ttitativerelation observed between spectra
of parasubstituted nitrobenzenes, acetophenones, and beilzaldehydes (10, 11) is, however,
absent for the displacemeilts observed between parasubstituted ailisoles and phenols,
since in the latter example the straight line plot of the wavelength displacements does
not pass through the origin (see followiilg paper).
As will also be shown in the followiilg paper and elsewhere, this difference can be
rationalized by assuming t h a t the B-band in phenol involves transitions which should
be associated t o a n appreciable extent with locally excited states of type I. In support
of this hypothesis the following m a y be cited: (i) the B-band of phenol a t 210 m p in
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I t may be noted that this hypothesis assumes that the absorption of parasubstituted
phenols such as p-cresol, hydroquinone, or p-bromophenol may still iinvolve locally
excited states of type I with both substituents exerting only a secondary effect. However,
in compouilds of this type, structures involving appreciable resonance interaction with
a t least one substituent seem more probable because the second substituent facilitates
additional electronic interaction. The relevant structures may be represented by resonance
forms of types I11 and IV, and coilsideratioil of structure IV also suggests that structure
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V cannot be ruled out. The actual contributing structures will depend on the relative
over-all electronegativities of the two substituents in the ground and excited states. For
phenols in basic media, a different type of resonance interaction presumably occurs in
the excited state because of the replacemeilt of the phenol group by the phenolate
ion. Since this resonance interaction will be reflected in the maximal wavelengths i t
follows that the mesomeric interaction between the hydroxy group and the benzene
ring is less than the mesomeric interaction between the amino group and the benzene
ring. Extending the argument one step further, the maximal absorptions suggest an
order of mesomeric interaction PhO- > P h N H ? > PhOH > PhNH3+.
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As has previously been noted by Lemon (2, cf. also ref. 7),* the effect of alkali on
the spectra of hydroxybenzaldehydes and hydroxyacetophenones is greatest in the para
isomers.
Our data also show that for the B-bands the displacement in the para isomers in
basic media is much more pronounced. For example, the phenolic B-band of m-nitro-
phenol on passing from neutral to alkaline solution shows a wavelength displacement
of 23.5 mp (see Table II), comparable with the displacement of 24 mp for phenol (see
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Table I). In the para isomer, presumably because appreciable primary resonance inter-
action occurs, the displacement of the B-band, caused by the addition of alkali, is ca.
90 mp (see Table 11). These observations may be of some practical importance. For
example, if the B-band of an acetyl-substituted phenol on changing the solvent from
neutral to basic medium does not show a bathochromic wavelength displacement greater
than ca. 25 mp, it may be assumed t h a t no uninhibited, direct mesomeric interaction
occurs between the hydroxy and acetyl groups.
The effect of the second substituent on the phenolic B-band is also illustrated for
some of the compounds listed in Table 11. Unfortunately, the relevant absorption band
frequently occurs a t too short a wavelength to be identified with certainty. However,
for a few compounds the band assignment presents little difficulty, as for example, in
m-nitrophenol where the phenolic absorption is appreciably displaced to longer wave-
length (see Table 11). This latter displacement has previously been ascribed to the
nitrosubstituent facilitating the phenolic absorption (10). This bathochromic displace-
ment for the phenolic B-band in compounds like m-nitrophenol may be related to the
changes in the integrated absorption intensities for the infrared hydroxyl absorption in
phenols, since the integrated absorptioil intensity for compounds like m-nitrophenol is
greater than for phenol (17, 18), and since increased integrated absorption intensities,
like bathochromic wavelength displacements in the B-band, may be related to increased
m e s ~ m e r i cinteractions.
I t should be noted t h a t when the metasubstituent is electron-withdrawing, the phenolic
B-band appears sometimes to be moved to longer wavelength (see Table 11), whereas the
anilinic B-band under these conditions is moved to shorter wavelength (see ref. 6). More-
*Lemon arrives at this concllision, although for the ortho and meta isomers he considers what we believe to be
the C-band, whereas for the para isomers he considers the B-band. Another example of what we believe i s a n
incorrect assignment i s provided by the reported data for the intense o-hydroxyacetopheno?le band near 315-330
m p , which has been described as a B-band (K-band, see ref. 16), whereas we wozrld regard it as a displaced
C-band.
DEARDEN AND FORBES: LIGHT ABSORPTION STUDIES. XIV 1301
over, these wavelength displacements are parallel in the correspondillg infrared bands. For
example, in m-nitroaniline compared with aniline (19), the N H 2 stretching vibration is
moved to higher frequency, that is to shorter \vavelength, whereas the OH stretching
vibration in m-nitrophenol compared with phenol is moved to lower frequency. These
anomalous wavelength displacements for phenols can be explained by assuming that
the B-band of phenol occurs a t unusually short wavelength because of the contribution
of locally excited states of type I (see section on parasubstituted phenols). In this way,
the above-mentioned comparisons involving phenol are rendered invalid, in the sense
that metasubstituted phenols compared with hypothetical phenol molecules containing
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more similar contributions of locally excited states than aniline may still afford the
anticipated hypsochromic wavelength displacement.
If the above assignments are accepted, examination of the relative intensities of the
two B-bands suggests that the phenolic B-band absorption usually occurs preferentially.
For example, in m-nitrophenol, compared with the two monosubstituted parent com-
pounds, the nitrobenzene B-band absorption decreases, whereas the phenolic absorption
increases in intensity. A similar relative intensity increase is observed for the aniline
B-band in m-nitroaniline ( G ) , although the relative increase in the intensity of the
phenolic B-band is less than for the anilinic B-band. These observations may be rational-
ized by a converse of the mechanism postulated to account for the increased extinction
coefficient in associated benzoic acid inolecules (see ref. 20). There it was shown that
an electron-withdrawing substituent, in the absence of direct resonance interaction,
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TABLE 111
Absorption~masirnaof orthosubstit~~ted
phenols in cyclohesane and ethanol
Cyclohexane Ethanol
Orthosubstitnents Xrnns(n1~) C ~ : L X Atr,.,x (111~) Enlnx
1400
2200
2100
{ ca. 266
271
276
{
[
ca. 263
268.5
275
1400
2050
2100
( :::
CH3,CH3(B-Band) 211-212 7900 ca. 214 8600
Yet another spectral effect which may be associatecl with steric interactions is the
progressive increase in extinction coefficient of the C-band for the spectra of ortho-
substituted phenols in alltaline solution with increasecl size of the orthosubstituent (cf.
ref. 13). The relevant C-bancl data are listed in Table IV, and Table IV also shows t h a t
the B-baiids are not appreciably affected under these conditions.
TABLE IV
Absorption maxima of orthosubstitutecl phenols in allcaline solution
(iV aqueous NaOH)
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Next, in neutral solution, there is evidence for intramolecular hyclrogen bonding, and
the spectral effects ascribed to hydrogen bonding are more pronounced for orthosubsti-
tuted phenols than for the corresponding anilines (cf. ref. 6). The evidence is obtained
by comparing the B-bands of a number of orthosubstituted phenols with the B-bands
of the lneta isomers, where the former B-bands show a bathochromic wavelength dis-
placement accompanied by an increased absorption intensity.
Since these spectral changes are much more pronounced in orthosubstituted phenols
than in the corresponding anisoles (see following paper) it is assumed that the spectral
changes must be caused, a t least partly, by intramolecular hydrogen bonding. Evidence
for an intramolecular hydrogen bond in, for example, o-nitrophenol is also provided
by the appreciably displaced hydroxyl band in the infrared region a t 3240 cm-I for
o-nitrophenol compared with the band a t 3590 cm-' for the meta and para isomers
(23, 26, cf. also refs. 27, 28, 29). Further evidence is provided by the C-H bending
frequency a t 748 cm-I for o-nitrophenol (30).
EXPERIMENTAL
The ultraviolet absorption spectra were determined by standard methods using a
Unicam SP5OO spectrophotometer. For each compound a t least two independent sets
of observations were made. Some of the spectra have previously been described in
this series.
1304 CANADIAN JOURNAL O F CHEMISTRY. VOL. 37, 1959
ACICNOWLEDGRIENTS
T h e authors are greatly indebted to Miss Floreilce Jackmail for very competent
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techilical assistance in the deterinillation of some of the spectral data. They also wish
to thank the Fisheries Research Board of Canada for fillailcia1 support, since the major
part of this work was carried out under a contract between the Fisheries Research
Board of Canada and Memorial University of Newfouildland. T h e authors further
acknowledge the general assistailce of the National Research Council in support of
these studies.
REFERENCES
1. BURAWOY, A. and CHAMBERLAIN, J. T. J. Chem. Soc. 2310 (1952).
2. LEMON,H. W. J . Am. Chem. Soc. 69, 2998 (1947).
3. COGGESHALL, N. D. and LANG,E. M. J. Am. Chern. Soc. 70, 3283 (1948).
4. ICEUSSLER,V. VON. Z. Elektrochem. 58, 136 (1954).
5. NAGAKURA, S. and BABA,H. J. Am. Chem. Soc. 74, 5693 (1952).
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