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To cite this article: Jack G. Graham, Mark L. Wang, Michael Rivlin & Pedro K. Beredjiklian (2018):
Biologic and Mechanical Aspects of Tendon Fibrosis after Injury and Repair, Connective Tissue
Research, DOI: 10.1080/03008207.2018.1512979
Article views: 1
DOI: 10.1080/03008207.2018.1512979
Biologic and Mechanical Aspects of Tendon Fibrosis after Injury and
Repair
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1. Jack G. Graham, BS1
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2. Mark L. Wang, MD, PhD1,2
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3. Michael Rivlin, MD1,2,
University; 2Hand Surgery Division, The Rothman Institute, at Thomas Jefferson University,
*Corresponding Author:
Pedro.Beredjiklian@rothmaninstitute.com
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Biologic and Mechanical Aspects of Tendon Fibrosis after Injury and Repair
Tendon injuries of the hand that require surgical repair often heal with excess scarring
and adhesions to adjacent tissues. This can compromise the natural gliding mechanics
of the flexor tendons in particular, which operate within a fibro-osseous tunnel system
similar to a set of pulleys. Even combining the finest suture repair techniques with
optimal hand therapy protocols cannot ensure predictable restoration of hand function
in these cases. To date, the majority of research regarding tendon injuries has revolved
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around the mechanical aspects of the surgical repair (i.e. suture techniques) and
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postoperative rehabilitation. The central principles of treatment gleaned from this
literature include using a combination of core and epitendinous sutures during repair
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and initiating motion early on in hand therapy to improve tensile strength and limit
adhesion formation. However, it is likely that the best clinical solution will utilize
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optimal biological modulation of the healing response in addition to these core
strategies and, recently, the research in this area has expanded considerably. While
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there are no proven additive biological agents that can be used in clinical practice
currently, in this review, we analyze the recent literature surrounding cytokine
modulation, gene and cell-based therapies, and tissue engineering, which may
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ultimately lead to improved clinical outcomes following tendon injury in the future.
Introduction
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Whereas healing involves a process of controlled scar tissue formation, fibrosis can be
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defined as formation of excessive scar formation which hinders the structure and function of
the affected tissue. Fibrosis can occur in most tissues and organs. Cirrhosis in the liver, cystic
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gastrointestinal tract, and myelofibrosis in the spinal cord are examples of fibrosis or scarring
that is detrimental to organ function and health. While there have been attempts at
modulating or controlling fibrosis, no treatment solutions exist currently, and as such this
only of the continuity of the tendon fibers but of the gliding mechanism between the tendon
and its adjacent anatomic structures such as bones, joints, paratenon, and tendon sheaths
among others. This is especially the case in the more severe crush or degloving injuries
where injury to the adjacent tissues generates a more conducive environment for the
development of fibrosis (Figure 1A). Injury to the adjacent muscle, skeletal structures, and
soft tissue envelope creates further fibrosis around the injured tendon. Tendons can be
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classified as avascular or sheathed if they have a distinct direct blood supply (e.g. the flexor
tendons of the hand and foot) or vascular or unsheathed if the blood supply enters the blood
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parenchyma at multiple points along the tendon parenchyma (e.g. the patellar and rotator cuff
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tendons). In a manner similar to many other tissues, tendons heal by scar tissue deposition at
the site of injury. While the initial formation of scar between tendon ends provides physical
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continuity at the site of disruption, proliferation of the scar between the tendon and adjacent
tissues is undesirable because these attachments impede normal tendon gliding and function.
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Adhesion formation results in loss of motion, contracture formation and functional disability
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The majority of the research in the area of tendon injury and repair has focused on
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mechanical aspects: for example, the development of improved suture repair techniques and
the enhancement of postoperative rehabilitation protocols allowing early motion (2-5). Out of
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the large body of literature in this area, certain important principles of flexor tendon repairs
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have been established. Several of these principles are as follows: 1) Core sutures in
combination with a peripheral epitendinous suture provide the most strength at the repair site
(6); 2) Stress (motion) at the repair site will lead to an increase of the collagen deposited at
the site of injury and will aid in the organization of the collagen deposited, resulting in a
stronger repair (7,8); and 3) The strength of the repair is proportional to the number of sutures
and the caliber of the suture crossing the repair site (9-12).
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In addition to the large body of literature regarding the method of tendon repair, a
considerable amount of attention has also been given to the development of postoperative
preventing the development of peritendinous adhesions and joint contractures, protecting the
integrity of the tendon repair, and improving the tensile strength of the repaired tendon (13).
These improved surgical methods and rehabilitation schemes have led to better clinical
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results. Nonetheless, post-surgical scarring and adhesion formation still remain a
disappointingly frequent complication (Figure 1B). Even with the best technical repairs and
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the optimal therapy protocols, functional restoration is not reliably achieved and results are
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highly unpredictable (14). It is likely that the true clinical solution will encompass not only
the finest suture repair techniques and the best postoperative rehabilitation protocols, but also
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the optimal biological modulation of the healing response.
The tendon healing biologic response has been characterized into three sequential
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phases: the inflammatory, the fibroblastic, and the remodeling phases (15-21). Immediately
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after injury, the coagulation cascade is initiated whereby platelet aggregation and fibrin clot
promote hemostasis (22). Platelet aggregation leads to the release of chemotactic factors
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including transforming growth factor β (TGF-β) and platelet derived growth factor (PDGF)
(22). The release of these factors first promotes migration of neutrophils from the extrinsic
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(blood supply) and intrinsic (tendon sheath, paratendon, adjacent anatomic structures)
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sources to the injury site (15). These cells phagocytize necrotic tissue and clot and remove
any bacteria that may be present. Next, macrophages and lymphocytes are chemoattracted to
the injury site by TGF, PDGF, fibroblast growth factor (FGF) and epidermal growth factor
(EGF) (21). These cells help to maintain cytokine levels, promote angiogenesis, and release
factors that attract fibroblasts to the injury site. During the fibroblastic phase, fibroblasts
proliferate about the injury site and synthesize collagen and other components of the
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extracellular matrix (15,16,18). Finally, during the remodeling phase, newly produced
collagen fibers become organized longitudinally along the axis of the tendon. Fibroblasts are
the main structural cells in fibrotic healing reactions and the key cells responsible for
Historically, the biologic modulation of tendon repair after injury has been attempted
on two fronts. The first method was to place a physical and mechanical barrier between the
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healing tendon and the surrounding tissues (23-26). The rationale of this approach is to
diminish the amount of adhesions around the repaired tendon by limiting contact between the
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tendon and its sheath – the tendon would be allowed to heal to itself but not to the sheath and
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surrounding tissues. The various barrier materials that have been tried include silicone (23)
properties. In spite of the many different materials studied for this purpose, none are in
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routine clinical use at this time due to lack of clinical efficacy and size constraints, especially
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diminish the amount of scar formation after repair. The chemical agents that have been used
in these efforts include local corticosteroids (27), hyaluronic acid (28), and 5–fluorouracil
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(29) among many others. These methodologies unite around the common theme of reducing
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In the last several decades, our understanding of the molecular biology of soft tissues’
growth and repair has expanded dramatically. We have some knowledge regarding how genes
are regulated; how these genes are expressed and proteins are synthesized; and how these
proteins effect macroscopic and biomechanical changes in tissues. It is probable that the next
advance in the treatment of tendon injuries will result from the application of this basic science
knowledge. It is likely that the clinical solution will encompass not only the finest suture repair
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techniques and the best postoperative rehabilitation protocols, but also the optimal biological
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Molecular Mechanism of Tendon Fibrosis
scar tissue in injured tendons. Specifically, researchers identify three phases of tendon
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healing: (i) inflammatory, (ii) fibroblastic, and (iii) remodeling (Figure 2) (17-21). During the
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inflammatory phase, a group of cells that includes neutrophils, monocytes, and macrophages
migrate into the injury sites. At this stage, the strength of the repair site depends primarily on
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surgical sutures, and the fibrin clot (13). During the inflammatory stage, a number of growth
factors are produced by the inflammatory cells. These factors activate fibroblastic cells that
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upregulate production of elements of the extracellular matrix (ECM). The ECM components,
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including fibrillar collagens, assemble into randomly organized deposits. During the
however, the repaired tendon does not regain full mechanical strength (12).
the excessive production of the ECM components and formation of fibrotic tissue in a form
of tendon scars and adhesions (10). Studies demonstrated that cells contributing to the
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production of scar tissue in tendon are from extrinsic and intrinsic sources (30,31). The
extrinsic cells are fibroblasts that invade from outside of the tendon, while intrinsic cells are
resident tenocytes.
Regardless of the source, the fibroblastic cells are activated by a group of growth
factors that include tissue growth factor β1 (TGF- β1), connective tissue growth factor
(CTGF), fibroblast growth factor (FGF) insulin-like growth factor 1 (IGF-1), vascular
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endothelial growth factor (VEGF), platelet-derived growth factor (PDGF), and bone
morphogenetic protein (BMP) (32). Numerous studies demonstrated that among these factors
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TGF- β1, CTGF, and BMP2, BMP4, BMP7 play a significant role in promoting fibrotic
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healing of the tendon (33).
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Cytokines and Growth Factors
level and are of critical significance in the repair of soft tissues (Table 1). TGF-β is a
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cytokine that has received a significant amount of attention in this area (34-36).
Intrinsic tenocytes and extrinsic tendon sheath fibroblasts are known to produce TGF-
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β1, and this production is activated in a tendon wound environment. Furthermore, it has
been shown that TGF-β1 receptor production is upregulated during tendon injury (35).
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Farhat and colleagues assessed the effects of TGF-β1 using an in vitro collagen gel
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model of flexor tendon healing (36). Their reverse transcription polymerase chain
with greater expression of genes tending toward the synthesis of extracellular matrix
synthesis versus matrix remodeling. This potentially predisposes the tendon to adhesion
formation (37). It was suggested that perioperative modulation of TGF-β1 levels (for
example, with neutralizing antibodies to TGF-β1) may help limit flexor tendon
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Connective tissue growth factor (CTGF), also referred to as CCN2, is a protein in the 36-
38 kilodalton range that is highly expressed in healthy flexor tendons and may contribute to
maintaining overall flexor tendon health (39,40). In addition, CTFG mediates TGF-β1 signals,
and in early tendon healing, both are upregulated (40-42). CTGF has also been shown to
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stimulate tendon stem/progenitor cells in rat patellar tendons, leading to enhanced healing after
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transection (43).
Growth differentiation factors (GDFs) are another group of signaling proteins within the
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TGF-β super family (14). Compared to controls, GDF-5 knockout mice exhibit delayed Achilles
tendon healing after tenotomy and repair (44). These tendons also demonstrate less structural and
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mechanical strength up to five weeks status post repair. In a similar study assessing tendon
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composition in GDF-6 knockout mice, significant changes in tendon phenotype were noted in
male rats, while no differences were demonstrated in females (45). This family of signaling
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Another cytokine that has generated interest in this area is basic fibroblast growth factor
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(b-FGF) (46). This cytokine is a 146 aminoacid polypeptide grouped in the heparin-binding
growth factor family. The principal effects of b-FGF, which has been isolated in normal canine
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and rabbit synovial flexor tendons, include induction of angiogenesis and fibroblast chemotaxis
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and proliferation (47). In addition, b-FGF mRNA was found to be upregulated in tenocytes and
tendon sheath fibroblasts following synovial tendon wounding in a rabbit model (47). These
findings suggest that b-FGF may play an important role in the repair of synovial tendons.
Thomopoulos and colleagues provided a sustained delivery of b-FGF to repaired canine flexor
digitorum profundus tendons following their transection (48). Sterile fibrin matrices were loaded
with two different doses of b-FGF using a heparin-binding technique, and these matrices were
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implanted on healing tendons. The tendons receiving this biological intervention ultimately
demonstrated increased vascularity, cellularity, and adhesion formation three weeks later when
compared to control tendons receiving only operative repair. The authors advised that application
of growth factors must be performed cautiously as the potential for increased biological activity
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tenocytes, and subsequently up-regulated following tendon injury (49,50). Previous in vitro
studies have demonstrated that both IGF-I and IGF-II stimulate essential macromolecules to
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increase extracellular matrix synthesis, such as type I collagen and proteoglycan (50,51), as well
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as increase fibroblast mitogenesis and proliferation at the epi- and endo-tendon levels (49,50,52).
In a rabbit Achilles tendon injury model, a single application of platelet-rich plasma (PRP) in a
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ruptured tendon alters the expression of IGF-I in the early phase of healing in an animal wound
model. IGF-I was localized in the epitenon and endotenon, with an overexpression in the
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epitenon in subjects treated with PRP group, which exhibited more rapid healing (52).
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synthesis, and angiogenesis to local injured tissues, ultimately promoting dermal wound healing
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and mediating scar tissue generation (50,53). Previously, Boyer et al. demonstrated elevated
VEGF gene expression at one-week status post flexor tendon repair, and a return to baseline
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VEGF mRNA levels at Week 2 (54). Researchers have postulated that elevated VEGF
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production at the flexor tendon repair site coincides with the neovascularization phase of the
PDGF is associated with initial tissue repair at the injury site and promoting wound
healing. In vitro studies have demonstrated that PDGF increases cellular proliferation and
canine flexor tendon injury repair model, PDGF released from a fibrin matrix delivery system
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stimulated increased cellular proliferation and collagen remodeling (57). Delivery of PDGF
resulted in an increase in cell density, cell proliferation, and type I collagen mRNA expression
(57). Researchers postulated that the sustained delivery of growth factors by means of such a
delivery system could potentially accelerate flexor tendon healing and repair under clinical
conditions (57).
Interleukins are a group of cytokines that play a role in the body’s inflammatory response.
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Interleukin-10 (IL-10) in particular exhibits anti-inflammatory effects against its pro-
inflammatory counterparts (IL-6 and IL-8) and has been shown to suppress the migration of
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monocytes, neutrophils, and macrophages by way of secreted chemokine signals (58,59). Liechty
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and colleagues found that IL-10 was associated with decreased formation of scar and fibrosis in
murine models of fetal wound repair (60). Additionally, overexpression of IL-10 in a murine
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tendon model showed improved biomechanical properties versus control, although the trend did
Linderman et al. studied flexor digitorum profundus tendons in a canine model and
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utilized a novel, porous suture as a sustained delivery mechanism of CTGF (62). The growth
factor was introduced via the suture into transected tendons during repair and demonstrated
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positive effects. Based on histology and gene expression analysis, deleterious inflammation and
adhesions associated with other delivery systems were absent two weeks after the experimental
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repair (62).
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Also utilizing a murine tendon model to investigate inhibition of TGF-β1, Wong and
colleagues reported favorable in vivo and in vitro effects of high-dose, hypertonic Mannose 6-
phosphate (M6P) solution (63). At two months post-op, in vivo results showed a 47% decrease in
tendon adhesions without any compromised tendon strength or predisposition to rupture when
compared to contralateral controls. The in vitro data demonstrated a “lag phase” of reduced cell
migration and proliferation for four to five days depending on the fibroblast samples’ exposure
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time to the M6P solution. These findings paralleled the decreased adhesion production noted in
injury/repair site is an attractive notion, it is unlikely that this approach will represent a
panacea for this difficult clinical problem. First, the interactions between these various
cytokines are extremely complex and beyond our current level of understanding. For
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instance, changing the concentration level of one cytokine is likely to have significant
repercussions on other cytokine systems (1). Second, it is likely that these cytokines, like
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most other biologic systems, have a built-in level of redundancy – it seems unlikely that
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suppression of only one pro-inflammatory protein will decrease the degree of scarring at one
particular site (33). Third, it is likely that the effect of these cytokines is dependent on
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specific concentrations of these proteins at the site of injury (34). Fourth, it is likely that the
role of each cytokine is extremely dependent on timing, being only effective in a narrow
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Gene Therapy
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Gene therapy may provide such a biological delivery system. Gene therapy involves
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the introduction of these genetic materials into cells and can be achieved using viral or non-
viral techniques. Gene therapy provides the ability to insert the genetic material of any
specific cytokine into the injury site. Moreover, with the use of various inducers, the timing
of the expression and concentration of the genetic material can be controlled (60). Several
researchers have reported successful transfer of genetic material into tendons using viral
vectors. Nakamura et al. were able to transfect cells from an injured patellar ligament with
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the PDGF-B gene using liposomes in a rat model (64). The authors found enhanced
modification of tenocytes with exogenous PDGF gene has been demonstrated to promote
increased collagen gene expression (65). Researchers concluded that exogenous PDGF genes
can be effectively transferred into tenocytes and the transfer of the PDGF gene may offer a
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novel way of effectively promoting healing of intrasynovial flexor tendons (65).
In an avian in vivo flexor tendon injury model, Tang et al. demonstrated that b-FGF gene
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transfer to digital flexor tendons significantly increases healing strength during the critical
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tendon-healing period without increased adhesion formation (66). However, the application of
growth factors in tendon models is nuanced, and the use of b-FGF in particular has had mixed
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results. More recently, Goomer et al. demonstrated high-efficiency in vivo gene transfer using
nonviral techniques (67). Using a novel method of gene transfection, this group introduced a
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marker gene into a canine model for intrasynovial flexor tendon injury during surgical repair
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using liposomes and found near perfect rates of gene transfer. Furthermore, Richetti et al.
demonstrated successful gene transfer of interleukin 10 (IL-10) into adult murine patellar tendon
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using a lentiviral vector. Injured mouse patellar tendons treated with the vector demonstrated
Using a chicken flexor digitorum profundus tendon model, Zhou et al. formed
gene (68). Western blot assays determined a significant decrease in TGF-β1 expression and
Collagen I and III synthesis. Tendons were assessed for adhesions under microscopy and given
an “adhesion score” - the experimental group scored significantly lower versus controls.
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However, treatment with plasmids significantly sacrificed strength of the repair, which could
Similarly, TGF-β1 and various components of its signaling pathways (Smad3, CTGF)
were individually targeted for suppression by antisense oligonucleotides (ASOs) in a recent study
by Loiselle and colleagues (69). The flexor digitorum longus in 8-week-old male mice was
transected and repaired using sutures. On post-operative days 2, 6, and 12, 300 μg of each
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specific ASO was injected into designated experimental tendons. The range of motion (ROM) of
the metatarsophalangeal (MTP) joint and tendon biomechanics were tested intermittently. At
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three weeks post-op, both the Smad3 ASO-treated and CTGF ASO-treated tendons demonstrated
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increased tendon gliding as a function of MTP ROM when compared to controls. Additionally,
the Smad3 ASO-treated tendons exhibited significantly improved strength in this early window.
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Equally as impactful was the finding that none of the experimental tendons lost strength or MTP
range of motion versus controls, and continued research in this area is needed to determine if
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One important concern with the gene therapy approach involves the substantial regulatory
hurdles that must be overcome to translate any progress in the laboratory into clinical trials and
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applications. The Food and Drug Administration (FDA) in the United States is charged with
regulating this process. Even though a faster process of clinical trial approval has been passed
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into legislation, most of these expedited approvals will be reserved for serious illnesses.
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Burdensome regulatory processes will still have to be met, which may hinder the application of
these technologies in the clinical setting. Gene therapy, at least in the arena of tendon healing,
The use of gene therapy and cytokine regulation may be inadequate if the cells
in the area are cannot be manipulated to reduce fibrosis. This presents another line of
research: introducing cells with those powers to the region of repaired tendon.
stromal cell (BMSC) therapies in ex vivo canine tendon models have demonstrated
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significant effects. Zhao et al. used a collagen gel patch seeded with BMSCs as a
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improved strength and stiffness in the experimental group compared to control (70).
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Another study using similar techniques added GDF-5 to BMSC-seeded gel patches and
reported greater maximum strength one month post-operatively in the tendons receiving
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this treatment combination (71). Interestingly, tendons treated with BMSCs or GDF-5
alone did not exhibit improved strength versus control. The same group performed a
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comparable study adding platelet-rich plasma (PRP) to the BMSC treatment (72).
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Biomechnical testing determined that up to one month after the repair, the group
mesenchymal stromal cells (ASCs) within the healing tendon environment delivered via a cell
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sheet (73). One week after tendon repair and treatment, ASCs were noted to promote anti-
inflammatory effects via increased expression levels of M2 macrophages (73). More research
tissue with substitutes developed using the principles of engineering and biology (74). As such,
the design of the engineered tissues should mimic the anatomic properties and constraints of each
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individual tendon. For example, recreating the normal anatomy would be critical in the flexor
tendons in the hand, where the tendons travel in a constrained environment in the tendon sheath
(Figure 3). In the ideal tissue engineered tendon, the surrounding sheath could also be generated,
providing the necessary mechanical properties inherent in the annular and cruciate pulleys. In the
case of flexor tendon injury, autologous tendon grafting is one classic treatment option, but has
the disadvantage of surgical site morbidity (75). Additionally, the number of potential autologous
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tendon grafts is finite. The ultimate goal is to create a bioengineered tendon construct that is able
to reproduce the natural flexor tendon’s ability to transmit tensile loads while natural gliding
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mechanics are maintained (75). Research efforts to design tissue-engineered tendons are ongoing.
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This design process begins with either a bio-compatible synthetic scaffold or a biological
scaffold using mammalian tissues (human, porcine, bovine, or equine) (76). In general, these
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scaffolds are chosen to maintain basic structural stability long enough for the seeding or coaxing
cells to incorporate into the construct and deposit extracellular matrix (75,76). Specifically, these
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materials are selected for biocompatibility, degradation properties, porosity, cell adhesion
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profiles, and mechanical properties. Types of synthetic scaffolds using polymers that have been
investigated include: polyclycolic acid (PGA) sheets (77), devices using woven poly-L-lactide
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(78), bioabsorbable polyacetic acid patches (79), and nanofiber poly(lactic-co-glycolic acid)
(PLGA) (80,81). Theoretically, biological scaffolds have a decreased risk of host rejection.
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(87), porcine small-intestinal mucosa (88), and human umbilical veins (89).
As cellular proliferation increases within the scaffold, the strength of the tissue-
engineered tendon also increases. Maintaining a gliding surface while adding mechanical
Shen and colleagues used a knitted silk-collagen scaffold integrated with stromal cell–
derived factor-1α (SDF-1α) that resulted in increased expression of collagens I and III and a
reduced inflammatory response during healing (90). Similarly, Sahoo and coinvestigators
used similar constructs with a layer of poly-lactic coglycolic acid (PLGA) fibers coated with
bFGF on the surface (91). Rabbit mesenchymal progenitor cells seeded onto the PLGA fibers
infiltrated into the knit silk portion of the scaffold. The addition of bFGF led to increased
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expression of collagen, fibronectin, and biglycan, mediators potentially beneficial to tendon
healing. Research and development of these models will continue to progress, and access to a
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rapidly available and reliable tissue-engineered tendon may eventually become a real clinical
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option versus the theoretical one that it is today.
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Conclusion
The ability to restore functional ability following treatment of tendon injuries has
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been greatly improved due to the development of improved suture techniques and
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often less than desirable due to scarring at the injury site. At present, there are no proven
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additive biological agents that can be reliably used in clinical practice to augment surgical
repair and diminish adhesion formation. Developments in our understanding of soft tissue
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healing at the cellular, molecular, and genetic levels are likely to give the treating surgeon an
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ability to modulate the healing response to improve the strength of the repair while
simultaneously diminishing the degree of adhesion formation following injury and surgical
repair. Given the difficulties entailed in the cytokine approach (redundant mechanisms,
timing, delivery systems) and regulatory issues with the genetic therapy approach, it appears
that cell therapies (mesenchymal stem cells) in combination with bioengineered scaffolds
using a tissue engineering approach are likely to be the approaches that may yield clinically
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Funding
Declaration of Interests
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The authors report no conflicts of interest.
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Legends
Figure 1A. Severe degloving injury to the dorsal aspect of the hand with extensor tendon
injuries. The white arrow reveals complete devitalization of the soft tissue envelope
including the skin and subcutaneous tissues. The white asterisk shows intrinsic muscle injury
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Figure 1B. Fibrosis encasing all of the tendons three months post tendon repair. The white
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arrows reveal adhesions between the extensor tendons, while the star reveals substantial
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Figure 3. Schematic of a flexor tendon apparatus (volar aspect) including the annular (A1-
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A5) and cruciate (C1-C3) ligaments, which serve as pulleys within the fibro-osseous sheath.
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BMP-12 Differentiation
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IL-1Ra, IL-10 Anti-inflammatory
IGFI, IGFII Proteoglycan synthesis
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Legend:
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B-FGF = basic fibroblast growth factor; VEGF = vascular endothelial growth factor;