Professional Documents
Culture Documents
OF SELF-ESTEEM
Recent Titles
in International History
ALESSANDRO BROGI
International History
Erik Goldstein, William R. Keylor,
and Cathal J. Nolan, Series Editors
Library of Congress Cataloging-in-Publication Data
Brogi, Alessandro.
A question of self-esteem : the United States and the Cold War choices in France
and Italy, 1944–1958 / Alessandro Brogi.
p. cm.— (International history, ISSN 1527-2230)
Includes bibliographical references (p. ) and index.
ISBN 0-275-97293-3 (alk. paper)
1. United States—Foreign relations—France. 2. United States—Foreign
relations—Italy. 3. France—Foreign relations—United States. 4. Italy—Foreign
relations—United States. 5. National characteristics, French. 6. National
characteristics, Italian. 7. United States—Foreign relations—1945–1989. 8. Cold
War. 9. North Atlantic Treaty Organization—History. 10. World War,
1939–1945—Influence. I. Title. II. Series.
E183.8.F8 B725 2002
327.44073'09'045—dc21 2001034584
10 9 8 7 6 5 4 3 2 1
To my babbo
Contents
Series Foreword ix
Acknowledgments xiii
Abbreviations xv
Introduction 1
Conclusions 259
Bibliography 275
Index 305
Series Foreword
On the other hand, the series avoids works that concentrate exclusively
on the foreign policy of any single nation. While not ignoring the central
roles played by the United States in international affairs since World War II
and of Great Britain in the nineteenth century, history written according to
“the view from Washington” or the view from London does not satisfy the
editors’ criteria for international history. The books in this series do not
assume a parochial perspective. In addition to reviewing the domestic con-
text of any one country’s foreign policies, the works consider the conse-
quences of those policies abroad and the reciprocal relationship between it
and other countries (and actors) with which it comes into contact.
The majority of recent publications in international history, in both book
and article form, deal with the period since the end of the World War II. The
Cold War in particular has generated an impressive and constantly expand-
ing body of historical scholarship. While this series also publishes works
about this recent historical period, overall it takes a long view of interna-
tional history. It is deeply interested in scholarship dealing with much ear-
lier, even classical, eras of world history. The prospect of obtaining access
to newly declassified documentary records (from Western governments and
especially from the former members of the Warsaw Pact Organization) is an
exciting one, and will doubtless lead to the publication of important works
that will deepen our understanding of the recent past. But historians must
not be dissuaded from investigating periods in the more distant past.
Although most of the pertinent archives for such periods have been avail-
able for some time and have already been perused by scholars, renewed
interpretations and assessments of earlier historical developments are essen-
tial to any ongoing understanding of the roots of the contemporary world.
The editors of this series hold appointments in departments of history,
political science, and international relations. They are, therefore, deeply
committed to an interdisciplinary approach to international history and
welcome submissions from scholars in all these separate, but interrelated,
disciplines. But that eclectic, humanistic approach should not be miscon-
strued to mean that any political science or international relations work will
be of interest to the series or its readers. Scholars from any discipline who
locate their research and writing in the classical tradition of intellectual
inquiry, that which examines the historical antecedents of international
conflict and cooperation in order to understand contemporary affairs, are
welcome to submit works for consideration. Such scholars are not inter-
ested in constructing abstract, and abstruse, theoretical models that have
little relation to historical reality and possess no explanatory power for con-
temporary affairs, either. Instead, they share the conviction that a careful,
scrupulous, deeply scholarly examination of historical evidence is a prereq-
uisite to understanding the past, living in the present, and preparing for the
future. Although they may disagree on the precise meaning of this or that
past event or decision, they reject the fashionable, but ultimately intellectu-
Series Foreword xi
ally and morally sterile, assertion that historical truth is entirely relative,
and therefore that all interpretations of past events are equally valid, or
equally squalid, as they merely reflect the whims and prejudices of individ-
ual historians. This group of scholars, the natural clientele of this series,
instead believe that it is the principal obligation of scholarship to ferret out
real and lasting truths. Furthermore, they believe that having done so, the
results of scholarly investigation must be conveyed with clarity and preci-
sion to a more general audience in jargon-free, unpretentious language,
which any intelligent reader may readily comprehend.
Erik Goldstein
William R. Keylor
Cathal J. Nolan
Acknowledgments
This project has benefited greatly from the generous assistance of various
institutions. An entire year of my research and writing was sponsored by an
Award Fellowship from the John C. Baker Peace Studies Program at Ohio
University. I also received support from the Contemporary History Institute
and the John Houk Memorial Travel Grant at Ohio University for my
archival research in Rome, Paris, and at various locations in the United
States. International Security Studies at Yale University provided funding
for the final revisions of my manuscript. Additional support for my research
travels came from the Dipartimento di Studi sullo Stato of the University of
Florence, Italy, the Centro di Studi Americani in Rome, and the Università
Cattolica of Milan. To all these institutions that sustained my transatlantic
endeavor, I am deeply grateful.
Some archivists stand out for their remarkable skills and courteousness:
Madame Chantal Tourtier de Bonazzi of the National Archives in Paris,
Carlo Fiorentino of the State Archives in Rome, and, above all, David
Haight of the Eisenhower Library in Abilene, Kansas.
At Yale, International Security Studies provided not only funding but also
the congenial setting for the completion of my manuscript. I was lucky to
receive attention and constant intellectual stimulation from Professor Paul
Kennedy. Associate director Ted Bromund has always been remarkably
available for discussion and exchange of scholarly information, and Ann
Carter-Drier, as everybody knows at ISS, is the indispensable head of staff,
always on top of things.
xiv Acknowledgments
Another ideal setting for the completion of this work was provided by
Praeger Publishers. Heather Staines responded promptly and patiently to all
my queries and efficiently handled the various stages of publication. Cathal
Nolan, William Keylor, and Erik Goldstein of the International History
Institute at Boston University helped me during my final rush to turn in my
manuscript.
Several friends and colleagues from both sides of the Atlantic have dis-
cussed parts of my manuscript with me. In particular I would like to thank
the following—listed by country and not by importance: from the United
States—Charles Maier, Carole Fink, Chester Pach, Vladislav Zubok, Timo-
thy Naftali, Jeffrey Herf, Norman Goda, Marc Selverstone, Patricia Weits-
man, James Miller, Joel Blatt, and “co-Olin fellow” at ISS Anthony Loh;
from Italy—Marta Petricioli, Antonio Varsori, Leopoldo Nuti, Federico
Romero, Elena Aga-Rossi, Silvio Pons, Massimiliano Guderzo, Luciano
Tosi, and John Harper; from France—Marc Lazar and Pierre Melandri. My
special appreciation goes to Joseph Nye for talking with me about matters
of “soft power,” to Geir Lundestad for once again frankly and enthusiasti-
cally discussing our respective views and variations of his “empire by invi-
tation” thesis, and to Ennio Di Nolfo, my first mentor and always a fun-
damental inspiration for my work. My most avid reader and proofreader,
who patiently reminded me of the art of conciseness in the English lan-
guage, is former Ohio University “comrade” Raymond Haberski. So I wish
to say to him in Italian grazie mille.
I came to the United States eleven years ago to enroll in John Lewis Gad-
dis’ graduate seminars at the Contemporary History Institute of Ohio Uni-
versity. Since then and through these years as colleagues at Yale, John has
been my mentor and friend, a model in every respect. I have for him the
greatest admiration and owe him my greatest debt of gratitude.
Scholars sometimes are lucky to have someone who, with understanding
and caring, gives the most valuable support: in my case, her name is Ellen.
My father, Alberto, always supported my ambition, even when it took me
so far away from home. To him, who was sempre paziente but this time
could not see the results of his patience, this book is dedicated.
Abbreviations
This study challenges that common view in two ways. First, it shows that
appearance and substance were inextricably linked together for France and
Italy even in the first decade of the Cold War, when these two nations’ inter-
national power reached a nadir and their internal situation absorbed most
of their leaders’ attention and energy. France’s and Italy’s pursuit of prestige
served not only their political, but also their strategic and economic inter-
ests, and consequently had a significant impact on the Western alliance in
general. American leaders were quick to understand the domestic and inter-
national implications of the French and Italian “care for appearances,” and
particularly they tried to gear the two allies’ policies of “rank” toward the
establishment of a self-reliant Western Europe that would be able and will-
ing to share the burdens of the alliance with Washington.
And second, through a comparison between France and Italy, this
approach reveals patterns and characteristics of their foreign policies that
have remained hidden in separate treatments of the two countries. More-
over, a comparison of considerations and perceptions of status offers a new
paradigm for the study of the Atlantic Alliance in general, helping to solve
old questions and generate new ones on the reciprocal manipulation
between the United States and its European allies.
Most American and European historians of the Cold War now agree that
the Atlantic Alliance, while granting the United States a hegemonic posi-
tion, has always left a remarkably wide scope of initiative for its European
members. Each of America’s allies could base its leverage on its strategic
importance, or its enduring political and economic influence in many areas
of the world, or a long tradition of expertise in diplomacy; leverage could
even be founded on a nation’s vulnerability to external attacks or internal
subversion, if leaders of that nation could make the argument that its col-
lapse would hurt America’s vital interests.2
But all these elements of leverage were compounded by issues of status,
or prestige, particularly for Italian and French leaders. Prestige mattered;
and the appearance of leverage it projected was, to those leaders, just as
important as whatever more concrete means of influence on U.S. policies
they might gain. Indeed, a close reading of documents reveals that the con-
stant projection of the appearance of leverage was meant to create the sub-
stance of it in the near future. French and Italian leaders presumed that if
their nations were treated respectively as a “world power” and as one of
Europe’s “great powers,” they would become such powers; they believed
that prestige, usually a product of power could, under the particular cir-
cumstances leading to the formation and consolidation of the Western
alliance, precede power and even produce it. What follows not only illus-
trates how constant this assumption was in French and Italian international
choices, but also tests how constructive or misleading it turned out to be in
each of those choices.
Introduction 3
Why France and Italy? So why was status a crucial factor in French and
Italian foreign policies? That issue, to be sure, was rooted in historical tra-
ditions: for France those of the dynastic nation-state, which defined
national interests in terms of national honor; and for Italy the experience of
the Risorgimento, which had ushered the country into a precarious position
as the newest and least powerful member of the European Concert of Pow-
ers. But World War II and the early Cold War period added more specific
reasons.
The need to restore national self-esteem became a paramount element in
French and Italian prestige policies. After their humiliating defeat in the war
France and Italy were both discredited powers. Even though Germany and
Japan were defeated and prostrate as well, both nations were still respected
and feared as potential giants in the international system. The war con-
firmed for France that its position as one of the world powers was at best
problematic, and for Italy that it had hardly ever been a great power in the
first place. Both countries suffered a profound disappointment in their illu-
sions of grandeur, which resulted in a curious mixture of deference and
resentment toward the Anglo-Saxon “masters” of great power politics.
Often, their insistence on being treated as equals with those “masters”
reflected their urgent need to compensate for their actual loss of power and
to exorcize their inferiority complex. As the last of the great powers, France
constantly dreaded being demoted to the level of Italy; as the first of the
smaller powers, Italy aspired to catch up with France.
Weak parliamentary systems, persistent government instability, and the
threat of strong Communist parties further prompted the two nations’ lead-
ers to pursue international prestige in order to legitimize their authority or
to divert public attention from internal problems. Often those leaders
demanded a more “honorable” position within the alliance simply to refute
their Communist or Gaullist opponents’ charges of subservience to Ameri-
can interests. In the two governments’ view, therefore, such requests were
consistent with their alarms about their nations’ internal instability.
Differences were also important about which a few basic points must be
clarified. The difference in power and international clout between France
and Italy, big though it was, was not the most relevant one. Indeed this
study’s focus on status, revealing French fears of demotion in conjunction
with Italian yearnings for promotion, restores Italy as a factor almost as
crucial as France in certain Cold War events. There were more important
differences of style in French and Italian policies of prestige. Whereas the
“flexible” Italians generally appeared manipulative, the “quarrelsome”
French often resorted to defiance and confrontation.3 For postwar Italy,
prestige as a restored democracy often counted more than prestige deriving
from power policy. Despite Vichy, France needed no analogous endorse-
ment from the other democracies; instead with determination it held on to
4 A Question of Self-Esteem
its fading rank as a world power. Italy, with its weak sense of nation and
state, continued to spawn leaders who, more often than their French coun-
terparts, sought prestige for its own sake, as a matter of personal ambition,
or as a means to prevail in factional struggles at home.4
Prestige and National Identity. The pursuit of prestige, in all its defini-
tions and mutations, naturally intersected with issues of national identity.
Recent scholarship has amply discussed the crisis and redefinition of
Introduction 7
national identity in postwar France and Italy.12 While focusing on the work-
ings of diplomacy, I will refer to those studies on national identity where
appropriate to clarify certain turning points in French and Italian status
policies. At the same time, this study adds a new perspective to a debate
that still lacks an articulated analysis of the interplay between foreign pol-
icy and national identity. Indeed, since national identity describes the dis-
tinctiveness of a nation, and since that distinctiveness is based on that
nation’s self-perceptions as well as the images others have of that nation, it
follows that pursuit of international prestige is inherent in the making of a
national identity.
In particular, this study explores aspects of national identity that were
informed by perceptions of international hierarchy, and shows the extent to
which the assertions of a French or Italian identity were part of an effort to
attack or reshape that hierarchy. Because there existed a connection in post-
war France and Italy between the crises of power and national identity, this
analysis has the additional advantage of emphasizing important distinctions
between France’s and Italy’s status policies based on their respective ideas
of what constituted the “nation.”13 France was very clear about its status
pursuits, and rather reluctant to surrender a “nationalist” rhetoric of pres-
tige not only because it was a greater power than Italy, but also because,
unlike Italy, it had always strongly identified the nation with the state. By
contrast Italy, due to its traditionally weaker link between nation and state,
was less assertive than France, but also more prone to adapt to changing
notions of international prestige.
Prestige “Under” U.S. Hegemony. The basic arguments of this study come
into full relief once tested under Geir Lundestad’s “empire by invitation” the-
sis. Lundestad stresses the consensual nature of America’s hegemony—or
“empire”—over Europe, as well as the considerable space for maneuvers
America’s allies were able to maintain within the framework of U.S. global
strategies.14 By considering prestige in terms of “self-esteem,” I highlight the
contrast between the Europeans’ appeals for American protection and their
embarrassment or resentment for the conditions that came along with it.
Those feelings undoubtedly amplified French and Italian leaders’ need for
prestige. Many of those leaders displayed an almost hysterical mixture
between begging and defiant behaviors.15 But this was not the only way in
which French and Italian prestige policies interplayed with the “invited” U.S.
hegemony.
It is important to verify whether and how the French and the Italians
believed that their goals of rank could be best achieved by association with
the United States as hegemonic power. A focus on prestige suggests two
variations of the “empire by invitation” thesis. It shows more clearly how
the manipulative intent of the Europeans often overshadowed their sincere
need for American protection; and, even more importantly, it reveals the
8 A Question of Self-Esteem
Italian politics and policies often had considerable weight on the Atlantic
Alliance, I also show the limits of their influence and the profound con-
straints in which they conducted their diplomatic actions. By stating that
the two nations regarded the “appearance” of leverage as a way to obtain
“actual” power, I do not mean that such design was always clear and bound
to succeed. The French and Italian regimes were characterized by many
uncertainties and contradictions; their leaders’ appeals to status often
proved illusory or, conversely, revealed a “national” inferiority complex.
An inquiry on status—on appearance—is thus a key to assess how much
substantial leverage and power France and Italy enjoyed, as it points to the
crucial distinction between rank and role. As theorist Carlo Maria Santoro
has observed, while rank indicates a nation’s prominence not necessarily
founded on its political, military, and economic merits, and entailing no
specific function in the international system, role is a more substantial posi-
tion, involving responsibilities worthy of the actual power of a nation.17
And so, thinking broadly, to what extent was the United States willing to
upgrade the rank of France and Italy? How did it evaluate their potential
role? And how willing were France and Italy to accept the responsibilities
of role in order to attain the privileges of rank?
In the final analysis, this study offers an important explanation of why
NATO has been so stable, despite frequent disagreements among its mem-
bers. A focus on French and Italian prestige and on how it clashed or com-
bined with their acceptance and promotion of the American “empire” illus-
trates the relevance of civilizational values in the consolidation of the
Western alliance. Recognizing the importance those values had at the peak
of the Cold War may suggest interesting hypotheses about the post-Cold
War world. For today the United States and its European allies find them-
selves constantly redefining their understanding of international relations,
as traditional indices of power are compounded if not overwhelmed by the
imponderables of civilizational values such as ethnic nationalism, the con-
trast between modernization and tradition, and the issues of rank and pres-
tige that underscore those values, in Western Europe as in Russia,
Yugoslavia, India, and China.18
* * *
As a study in international history, this book combines an analysis of
French and Italian foreign policies with an examination of America’s man-
agement of the two allies, giving roughly equal consideration to archival
evidence and secondary literature from all three countries. In order to
answer significant questions about status and the workings of alliance
politics in this period, the range of topics is necessarily vast. But I do not
pretend to deal comprehensively with the various issues I selected. On
most of them there is already a relevant scholarly historiography. Refer-
ence to many of those works is due. But since this study reinterprets those
10 A Question of Self-Esteem
issues from a new angle, it relies more heavily on primary sources and
archival material.
NOTES
1. Luigi Barzini, The Europeans. New York: Simon and Schuster, 1983.
2. Some political scientists have concluded, as David Calleo puts it, that “to
some extent America’s allies are free riders on the benefits of [the] American effort”:
David Calleo, Beyond American Hegemony: The Future of the Western Alliance.
New York: Basic Books, 1987, p. 14; Robert Gilpin, War and Change in World Pol-
itics. Cambridge: Cambridge University Press, 1981, p. 232. The post-revisionist
school in Cold War history has also highlighted the manipulative attitude of minor
allies toward both superpowers. The list would be too vast to cite here but see espe-
cially [hereafter esp.] the most recent works by John Gaddis and Geir Lundestad
cited in this study; cf. Paul Kennedy, The Rise and Fall of the Great Powers: Eco-
nomic Change and Military Conflict from 1500 to 2000. New York: Random
House, 1987; Michael Doyle, Empires. Ithaca: Cornell University Press, 1986.
3. Most surveys on Cold War Franco-American relations announce this point in
their titles: Michael Harrison’s “Reluctant Ally,” Frank Costigliola’s “Cold
Alliance,” Charles Cogan’s “Oldest Allies, Guarded Friends,” Richard Kuisel’s
“Seducing the French,” are just the most significant examples. But the most impor-
tant accounts pointing out such “tensions” are Irwin Wall, The United States and
the Making of Postwar France, 1945–1954. Cambridge: Cambridge University
Press, 1991, and William Hitchcock, France Restored: Cold War Diplomacy and the
Quest for Leadership in Europe, 1944–1954. Chapel Hill: University of North Car-
olina Press, 1998.
4. Italy’s “policy of presence” soon became proverbial and frequently derided at
home and in diplomatic circles: see esp. Henry Kissinger, The White House Years.
Boston: Little Brown & Co., 1979, pp. 101–102. For general treatments describing
Italian foreign policy as mere reflection of domestic maneuvers, see Norman Kogan,
The Politics of Italian Foreign Policy. New York: Praeger, 1967; Primo Vannicelli,
Italy, NATO and the European Community: The Interplay of Foreign Policy and
Domestic Politics. Cambridge: Harvard Center of International Affairs, 1974; Fred-
eric Spotts and Theodore Wieser, Italy, A Difficult Democracy. A Survey of Italian
Politics. Cambridge: Cambridge University Press, 1986, pp. 263 ff. For a recent cri-
tique of this thesis, see Leonard Weinberg, The Transformation of Italian Commu-
nism. New Brunswick and London: Transaction Publishers, 1995, pp. 1–15. For evi-
dence that even de Gaulle’s “grandeur” policy had primarily a domestic purpose cf.
esp. Philip Cerny, The Politics of Grandeur: Ideological Aspects of de Gaulle’s For-
eign Policy. Cambridge: Cambridge University Press, 1980.
5. Ralph G. Hawtrey, Economic Aspects of Sovereignty. London: Longman,
Green, 1952, p. 64; Robert Gilpin, War and Change in World Politics. Cambridge:
Cambridge University Press, 1981, p. 31.
6. Hans J. Morgenthau, Politics Among Nations: The Struggle for Power and
Peace. 3d ed. New York: Knopf, 1960, pp. 72–73, 79–81; see also K. W. Deutsch,
“On the Concepts of Politics and Power,” in James N. Rosenau (ed.), International
Politics and Foreign Policy: A Reader in Research and Theory. New York: Free
Introduction 11
Press, 1969; John W. Burton (ed.), International Relations: A General Theory. Cam-
bridge: Cambridge University Press, 1967.
7. Norman J. Padelford and George A. Lincoln, The Dynamics of International
Politics. 2d ed. London: Macmillan, 1967, p. 15; John Spanier, Games Nations Play.
Analyzing International Politics. 5th ed. New York: Reinhart and Winston, 1984,
pp. 59–61; Spanier’s observations confirm historian Edward H. Carr’s argument
that a nation whose power is recognized by others “can generally achieve [its] aims
without having to use [its power],” in Martin Wight, Power Politics. New York:
Holmes and Meier., 1978 ed., p. 98.
8. A. F. K. Organski, World Politics. 1st ed. New York: A. Knopf, 1958,
pp. 101–103.
9. Qtd. Bruce Russett and Harvey Starr, World Politics. The Menu for Choice,
5th ed. New York: Freeman and Co., 1996, p.117; see also Bruce Russett, Power
and Community in World Politics. San Francisco: Freeman and Co., 1974, esp.
chap. 15; William C. Wohlforth, The Elusive Balance: Power and Perceptions Dur-
ing the Cold War. Ithaca: Cornell University Press, 1993, pp. 136 and 296; cf.
Robert Jervis, Perceptions and Misperceptions in International Politics. Princeton,
NJ: Princeton University Press, 1976; see also the interesting observations on pres-
tige and deterrence in Jonathan Mercer, Reputation and International Politics.
Ithaca: Cornell University Press, 1996, and Robert Jervis, Richard Lebow, and Jan-
ice Stein, Psychology and Deterrence. Baltimore: Johns Hopkins Press, 1985.
10. Qtd. Robert O. Keohane and Joseph S. Nye, Jr., “Power and Interdependence
in the Information Age,” Foreign Affairs, 77, 5 (September/October 1998), p. 86;
best treatment of “soft power” in Joseph S. Nye, Jr. Bound to Lead: The Changing
Nature of American Power. New York: Basic Books, 1990, chap. 2.
11. Charles S. Maier, “Supranational Concepts and National Continuity in the
Framework of the Marshall Plan,” in Charles S. Maier and Stanley Hoffmann, The
Marshall Plan: A Retrospective. Boulder: Westview, 1984; Robert Frank, La hantise
du déclin. La France, 1920–1960: finances, défense et identité nationale. Paris:
Balin, 1994; Andrew Moravcsik, The Choice of Europe: Social Purpose and State
Power from Messina to Maastricht. Ithaca: Cornell University Press, 1998. On sec-
ond thesis see esp. Alan S. Milward, The European Rescue of the Nation-State. Lon-
don: Routledge, 1992; Frances M. B. Lynch, France and the International Economy:
From Vichy to the Treaty of Rome. New York: Routledge, 1997; Federico Romero,
“L’Europa come strumento di nation-building. Storia e storici dell’Italia repubbli-
cana,” Passato e Presente, XIII (1995), n. 36. Balanced between the two theses is
Hitchcock, France Restored.
12. Among the most relevant works on French and Italian national identities that
also come closest to framing the issue in a foreign policy context see Brian Jenkins and
Spyros A. Sofos, (eds.), Nation and Identity in Contemporary Europe. London, New
York: Routledge, 1996; Pierre Nora (ed.), Realms of Memory: Rethinking the French
Past, 3 vols. New York: Columbia University Press, 1996–98; Robert Gildea, The Past
in French History. New Haven: Yale University Press, 1994; Richard F. Kuisel, Seduc-
ing the French: The Dilemma of Americanization. Berkeley: University of California
Press, 1993; Rogers Brubaker, Citizenship and Nationhood in France and Germany.
Cambridge: Harvard University Press, 1992; Michel Winock, Parlez-moi de la France.
Paris: Plon; 1995; Gabrielle Hecht, The Radiance of France: Nuclear Power and
National Identity After World War II. Cambridge, MA: MIT Press, 1998; Frank, La
12 A Question of Self-Esteem
hantise du déclin. cit.; Emilio Gentile, La grande Italia: Ascesa e declino del mito della
nazione nel ventesimo secolo. Milan: Mondadori, 1997; Ernesto Galli della Loggia,
L’identità italiana. Bologna: Il Mulino, 1998; Silvio Lanaro, L’Italia nuova: Identità e
sviluppo, 1861–1988. Turin: Einaudi, 1989; Guido Formigoni, L’Italia dei cattolici:
Fede e nazione dal Risorgimento alla Repubblica. Bologna: Il Mulino, 1998; Pier
Paolo D’Attorre, (ed.), Nemici per la pelle: Sogno americano e mito sovietico nell’
Italia contemporanea. Milan: Franco Angeli, 1991.
13. Cf. Brubaker, Citizenship and Nationhood in France and Germany, pp. 1–2.
14. Geir Lundestad, The American “Empire”. London, Oslo: Norwegian University
Press, 1991, pp. 31–115. Lundestad’s definition of “Empire” is divested of the most
negative connotations when applied to the United States; simply he uses the term to
illustrate the United States’ supremacy and influence in the West after World War II
comparable to if not bigger than that of formal empires of the past. For earlier formu-
lation of the thesis: America, Scandinavia and the Cold War, 1945–1949. New York:
Columbia University Press, 1980; see also “Empire” by Integration: The United States
and European Integration, 1945–1997. New York: Oxford University Press, 1998.
15. This is a phenomenon Alfred Grosser has first emphasized with regard to
France’s Fourth Republic: see La IVe République et sa politique extérieure. 3rd. ed.
Paris: Armand Colin, 1961.
16. For accounts reevaluating the diplomatic leadership of the French Fourth
Republic see esp. Hitchcock, France Restored; Lynch, France and the International
Economy; Frank, La hantise du déclin; Jasmine Aimaq, For Europe or Empire?
French Colonial Ambitions and the European Army Plan. Lund: Lund University
Press, 1996. Several authors have reevaluated the power of Italian initiative during
certain phases of the Cold War: see Ennio Di Nolfo, “Italia e Stati Uniti: un’alleanza
diseguale,” Storia delle relazioni internazionali, 1990, 1; Christopher Seton-Watson,
“La politica estera della Repubblica italiana,” in Richard J. B. Bosworth and Sergio
Romano (eds.) La politica estera italiana, 1860–1985. Bologna: Il Mulino, 1991;
several essays on Italy in Josef Becker and Franz Knipping (eds.), Power in Europe?
Great Britain, France, Italy and Germany in a Postwar World, 1945–1950. Berlin,
New York: Walter de Gruyter, 1986, and Ennio Di Nolfo (ed.), Power in Europe?
Great Britain, France, Germany, and Italy and the Origins of the EEC, 1952–1957.
New York: Walter de Gruyter, 1992; more balanced studies are: Leopoldo Nuti, Gli
Stati Uniti e l’apertura a sinistra. Importanza e limiti della presenza americana in
Italia. Rome: Editori Laterza, 1999, and Alessandro Brogi, L’Italia e l’egemonia
americana nel Mediterraneo. Florence: La Nuova Italia, 1996.
17. Carlo M. Santoro, La politica estera di una media potenza. L’Italia dall’Unità
ad oggi. Bologna: Il Mulino,1991.
18. On how civilizational values have informed American foreign policy see esp.
Frank Ninkovich, Modernity and Power: A History of the Domino Theory in the
Twentieth Century. Chicago: University of Chicago Press, 1994; and Tony Smith,
America’s Mission: The United States and the Worldwide Struggle for Democracy in
the Twentieth Century. Princeton: Princeton University Press, 1994. On the increas-
ing importance of civilizational values since the end of the Cold War: Samuel P. Hunt-
ington, The Clash of Civilizations and the Remaking of the World Order. New York:
Simon and Schuster, 1997 (Huntington however exaggerates the importance of reli-
gious revivals) and Immanuel Wallerstein, Geopolitics and Geoculture: Essays on the
Changing World System. Cambridge: Cambridge University Press, 1992.
1
But the monument’s symbolic value was resilient. The French trans-
formed its purpose from self-glorification of an authoritarian ruler into a
people’s national heritage. More importantly, they impulsively gathered
around the Arch each time after their liberation from the German invaders,
seeking a hallmark of continuity between past glories and a more brilliant
future. Never did that seem more true than on August 26, 1944, when
Charles de Gaulle, the charismatic leader of the French Resistance, led the
military procession of the Liberation through the Arc de Triomphe. That
cathartic event inaugurated a long series of celebrations, extending well into
the post-World War II era.
FRANCE’S “REBIRTH”
One of the parades, on June 18, 1945, attracted the attention of the
American ambassador, Jefferson Caffery. The grandiose pageant, commem-
orating the anniversary of de Gaulle’s 1940 Radio Appeal from London to
continue the struggle against Germany, seemed to the ambassador exagger-
ated for the occasion and neglectful of the woeful state of France’s economy.
Symbols of national rebirth were plentiful: the Sultan of Morocco review-
ing the troops next to General de Gaulle served as a reminder of France’s
mission civilisatrice; the mighty display of armored divisions was worthy of
a great military power; and, for the climax, the air force units flying down
the boulevards in Cross of Lorraine formations at roof-top height was a rit-
ual catching the imagination of a public avid for shows of national unity
and vigor. This ceremonial excess, Caffery thought, was clearly meant to
offset the sense of humiliation the French had suffered since the destruction
of their army in 1940.1 The exhilarated audience evidently validated de
Gaulle’s conviction that domestic renewal, including economic revival,
required first a demonstration of national grandeur. To the French leader,
spectacular celebrations would help the general interest to prevail over the
sectional and class tension that had traditionally divided France, thus cre-
ating a basis for the reconstruction of the nation’s security and economy.2
The ceremonies were deceptive. Caffery remarked, with biting sarcasm,
that the parade of June 18 showed off mostly American or British military
equipment—a fact that had received no mention “although it doubtlessly
[had come] to the mind of every observer.” Such posturing was not a new
phenomenon. Even for the ceremonial march on the day of the Liberation,
de Gaulle had begged General Dwight Eisenhower to lend him two Ameri-
can divisions, so that he could impress the still restless Parisians and estab-
lish firmly his authority. That American might would serve to restore
French image as a great power had a “a touch of the sardonic,” Eisenhower
later remembered.3
However, these “externally-supported” parades had a deeper signifi-
cance. They reflected a growing, sober awareness that only by association
Invitation and Pride 15
with the new hegemonic power could France restore its great power rank.
The sham performances on the Champs Élysées also indicated that this sub-
ordinate status had to be concealed as much as possible. The relationship
between liberators and liberated had to appear as one between partners.
More than that, the prevailing hope in Paris was that the appearance would
soon become substance; that rank, which usually comes as a result of
power, would this time precede it, and even produce it. Ideally, while over-
coming internal divisions and “ferments of dispersal,” a policy of prestige
would restore confidence in France both at home and abroad. Only through
its undeserved participation in diplomatic summits could France gain lever-
age and promote its interests, consequently resuming its deserved greatness.
U.S. Presence. Yet, could the French government expect the United
States to cooperate? The myth of American isolationism still loomed large
in Paris; it counterbalanced fears that the United States would now exert a
preponderance of power over Europe. The French, and de Gaulle especially,
presumed the reality fell between these opposites: the United States, wary of
its past mistakes, was now willing to intervene in Europe, short of impos-
ing its “imperial” whims.4 Washington appeared likely to accommodate
anything that would revive the Europeans’ self-confidence, in order to
increase their willingness to resist Soviet expansionism.
De Gaulle keenly showed how to balance a desire for American protec-
tion with claims of status and independence. In July 1944, for instance, he
complained to U.S. President Franklin D. Roosevelt about France’s proba-
ble exclusion from the conferences of the great powers. The General’s mes-
sage was a peculiar mixture of cajoling and reproach. While emphasizing
the centrality of France to the future of Europe, de Gaulle noted that the
nation’s best quality was its historical record as the only European state
“which was, is and always will be [America’s] ally.” And even though West-
ern Europe continued to be riddled with squabbles and distress, it was, the
General insisted, “still essential to the West,” for “nothing [could] replace
the value, the power, the shining example of these ancient peoples.” There-
fore, the top concern at the great powers’ conferences, according to de
Gaulle, should be the restoration of Western Europe under American lead-
ership (he surely meant a temporary one) and with France at its core. The
alternative would be “barbarism, ultimately sweep[ing] everything away.”5
It might as well have been the recrimination of an ever-faithful bride facing
hordes of rapists.
A few weeks before the Potsdam conference in July 1945, de Gaulle
threatened that France would deal with those violators, if it continued to be
excluded from the great powers’ club (in fact, he had been trying to make
deals with the Soviet Union since December 1944). He understood that the
war had left only “two real forces in the world: the United States and the
Soviets,” adding that he “would rather work with the United States than any
16 A Question of Self-Esteem
And yet, like his successors in the following decade, de Gaulle did not
hesitate to use weakness as a tool to blackmail a powerful protector. Count-
ing on the fact that the security and prosperity of France was indispensable
to American designs in Europe, he effectively invoked the image of the
Russian giant “gobbling up” Paris to get his point across to American lead-
ers. Some years later, Winston Churchill concluded that France was a model
of “tyrannical weakness,” keeping Europe hostage with its petty parlia-
mentary politics. But that “tyranny” was not simply a matter of a frag-
mented party system. As de Gaulle proved in 1945, it was an effective diplo-
matic instrument of leverage when used to secure U.S. strategic and
economic support.12 French weakness might have served diplomatic neces-
sity, but it actually worsened the nation’s inferiority complex. For even as
“begging” begat rewards, it also intensified the already existing sense of
humiliation and resentment toward the “donor.” As a result, the French
sought to bolster their prestige, thus bringing full circle the logic of French
diplomacy: prestige was both a means to gain more power as well as an end
in itself. Firmness and pride could actually make up for weakness in mate-
rial means, or, as de Gaulle explained to Churchill in 1945, France was
uncompromising because it was “too poor to be able to bow.”13
It is however far easier for the weak to be intransigent on symbolic issues
than on questions of substance. Among de Gaulle’s most remembered poses
was his spectacular rejection of Roosevelt’s invitation to meet him in Algiers
following the Big Three summit at Yalta as a compensation for France’s
exclusion from the conference. But early in 1946 the French leader did
“bow” to Jean Monnet’s advice that the nation could modernize its econ-
omy only by accepting a certain degree of trade liberalization and some
American “diktats” on that issue.14 Likewise, a reluctant surrender to the
substance of power relations, with occasional bursts of pride on matters of
principle, characterized the governments of the Fourth Republic.
De Gaulle’s reference to the “shining example” of “ancient” Europe in
1945 was, beyond mere rhetoric, another way to offset the humiliating
request for American protection. It suggested adding the value of history
and tradition to the new superpower confrontation. The struggle against
Communism was supposed to be a civilizational crusade against “bar-
barism.” This also meant that if France was now powerless, its glorious
past should be a sufficient asset for its claim to equal partnership at Yalta.
And although the United States was the new leader of Western heritage, it
was nevertheless “heir” to those who could still provide example and
expertise. Many of de Gaulle’s successors, like their British colleagues, con-
tinued to vaunt their nation’s experience as world leader and as beacon of
Western democracy. As Pierre Nora has put it succinctly, “it was easier for
France to suffer the loss of its power than to give up the idea of its mission
and vocation.”15 However, this obstinate emphasis on past glories could
backfire, highlighting instead present French weakness. Also, the appeal to
18 A Question of Self-Esteem
Pierre Rioux explains it, the French public continued to welcome the post-
war upsurge in nationalism as a “diversion from the humiliation of every-
day life, and one to which all shades of public opinion, including the Com-
munists, contributed.” So the “collective refusal to confront a possibly
unpalatable reality” had solidified into a permanent belief in the nation’s
prestige even after de Gaulle’s resignation in 1946.20 But ironically France
could search for greatness only through American support. In the Fourth
Republic the contrast between French invitation of an American presence,
even leadership, in Europe, and resentment for the conditions that came
with that leadership reached its apex.
ITALY’S “REBIRTH”
Following the collapse of Italy’s Fascist regime in 1943, the nation’s new
leaders followed the same pattern as the French in their approach to Amer-
ica’s rising hegemony: they acted not with timid submission but with pride
and presumption. Less “independentist” than de Gaulle, the Italians unam-
biguously linked the promotion of American leadership to their country’s
rank, presumably as the hegemon’s brilliant second.
Italy shifted its status from enemy to “co-belligerent,” thanks to the
unusual circumstances of its surrender in 1943—the dismissal of Benito
Mussolini, the alignment of his successor, General Marshall Pietro
Badoglio, with the Anglo-American “invaders/liberators” against the Ger-
mans. The provisional government in the liberated South immediately
aspired to be recognized as a member in the community of Western democ-
racies, first by seeking promotion from its status as “co-belligerent” to that
of full-fledged ally. Although the new Italian leaders understandably nur-
tured lesser ambitions than the French, they had an equal determination to
remove the humiliation of defeat and their own sense of guilt for having
consented to the shames of tyranny—a tyranny even more deplorable since,
on top of being oppressive and immoral, it had failed miserably in master-
ing aggression.
Even when the Italians admired foreign models, they did not simply deny
Italian national identity but rather formed a curious symbiosis between their
“nationalism” and those models. Italy could perhaps be seen as a microcosm
of the Cold War. By war’s end the majority of the Italian public worshiped
the “American dream,” while “Giuseppe” Stalin enjoyed mythical status
among almost as strong a minority.39 But the political debate generally
turned on which of the two models would guarantee Italy social justice and
national rebirth and independence. As strangely vicarious as this national-
ism may seem, it was founded on the presumption of the people and of their
representatives alike that one or the other model could be absorbed,
adapted, and even improved in the Italian way. So for example, the Christ-
ian Democrats followed their own interpretation of Fordism and of other
imports of American capitalism, while the Communists never seriously gave
up the idea that there would be a better, Italian path to socialism.
Finally, the public’s remoteness from the subtleties of foreign policy led to
another paradox: during the postwar period such aloofness left almost
complete discretion to Italian leaders and diplomats. These policy-makers,
who had their political upbringing during the pre-Fascist and Fascist years,
maintained a keen attachment to old-style balance of power policy and the
issues of status that went along with it.
AMERICA’S VIEW
When Ambassador Caffery noted the Parisians’ eagerness to offset the
humiliation of 1940, he reflected a prevailing view in Washington: the new
dominating power took special notice of the defeated power’s inferiority
complex more than of its potential recovery of status. Whether leaders in
France and Italy begged or boasted, they displayed a “psychology of the
vanquished,” according to most American officials. By 1944–45, both
France and Italy were only relatively important to America. France was far
from being the privileged ally it aspired to be; Italy, never a focal point in
U.S. policy before, seemed worthy only of sporadic attention at the top lev-
els in Washington. Although Americans had faith in the prospect of recon-
structing the two devastated countries, they had much less respect for their
chance to recover international prominence. Germany and the British
empire remained the crucial strategic and economic assets of America’s
future world policy.40
In January 1945, Harry Hopkins, the special assistant to President Roo-
sevelt, explained to a sober de Gaulle that most American officials had
agreed to exclude France from the forthcoming great power meeting at
Yalta primarily because of “the stupefying disappointment” they had suf-
fered seeing the rapid collapse of la grande nation in 1940. “Our traditional
conception of her value,” he emphasized, “was overthrown in an instant.”
26 A Question of Self-Esteem
Worse still, France seemed to have slid into “moral decline” with leaders
(Vichy) that Washington soon found, in Hopkins’ words, “untrustwor-
thy.”41 A few months later, Ambassador Caffery, never a cheerleader for de
Gaulle, added that the General’s policy of prestige might actually advance
France’s “moral decline,” for the gaullist interpretation of grandeur implied
a certain dose of authoritarianism; that policy also sacrificed the economic
and social reforms France needed to become really a “great” nation again.
Even though the United States eventually grew more optimistic about the
future of French democracy, American officials continued to consider
France a second-rank power with excessive pride.
Italy was not even a power from America’s point of view. Only a few in
the United States had believed that Mussolini, the new “Caesar,” could
revive Italy’s rank. His abysmal failure only confirmed Washington’s view
of Italy as a peripheral nation of Europe.42 Close contacts with the Italians,
their culture, politics, and problems during the long campaign of 1943–45
did not change that view. This meant not only that both Roosevelt and Tru-
man disregarded Italian appeals for a special partnership with the United
States, but also that these presidents had no coherent design toward an area
they considered of marginal importance. Roosevelt’s announcement in
1944 promising an increase in the bread ratio for the Italians, appeared too
manifestly as a carefully calculated pre-electoral move, that actually further
stressed Italy’s powerlessness.43
Only as a renewed democracy could Italy hope to regain international
“respect.” The desire of the Italian provisional governments to return to the
family of democratic nations was certainly welcome in Washington. But
Italy had to drop its own corollary that this “purification” would allow a
comeback on the international stage as well.
Perceptions and Stereotypes. During the early years of the Cold War,
American attitudes about the French and the Italians, shaped by cultural
stereotypes, served to undermine the two countries as respectable world or
even regional powers. Many in Washington believed that if the two “Latin
sisters” exemplified the decline of the Old Continent, it was also because of
their political culture and the nature of their people.
The most common contrast was the one that posed European obsoles-
cence—or experience, in the French and Italian interpretation—versus
American youth and pragmatism. The Americans dismissed French and
Italian attachment to tradition in economics and politics as archaic and
inefficient, while several French and Italian representatives dreaded the
materialistic and conformist aspects of American “efficiency.”44 And not
surprising, during the first decade of the Cold War many advocates of
national prestige in France and Italy passionately campaigned for the
preservation of national cultural heritage.
Invitation and Pride 27
leaders demanded. Even Italy’s most vocal advocates at the State Department
continued to indulge in derisive characterizations to get their point across: at
the end of 1946 the Italian Desk officer, Walter Dowling recommended “a pol-
icy so damned pro-Italian that even the dumbest wop would sense the drift
and even the cleverest Italian comrade would have trouble denouncing it.”53
Dowling and his colleagues looked at Italians based on the most common
stereotype they had, that of the poor immigrant. The uncertainty of Italy’s
democratic renewal in the postwar period even persuaded American diplo-
mats and leaders about the need to teach lessons of democracy to an
“immature” people. Italian representatives themselves resorted to the argu-
ment of the Italian citizens’ immaturity, after several years of tyranny, to
justify the delay of elections for a Constituent Assembly in 1945–46.
Tarchiani and De Gasperi in particular suggested that early elections would
only benefit the Communist party. Some American officials shared this fear
about the Communist threat in Italy; others were more worried that the
Italian provisional government’s hesitation would widen the gap between
the people and democratic institutions. Both arguments confirmed Ameri-
can reservations about the Italians’ sense of democracy. Washington pressed
for early elections precisely to help close the gap between rulers and ruled.
Finally held in June 1946, those elections awarded the moderate parties a
slim majority in the Constituent Assembly.54 It seemed curious at best that
the Italian government was demanding a less restrictive peace treaty and at
the same time inviting American tutelage until the country had matured
into a liberal democracy.55 But the argument behind both requests was the
same: the Communists would make hay of a punitive peace as well as of
early postwar elections. Consequently, it was not only with political—and
eventually financial—support that the United States endorsed the center
parties in Italy. It also resorted to its traditional sense of “mission,” under-
taking the role of “educator” toward the emerging Italian democracy, a
conduct that would reach its peak during the campaign for the first national
elections of the Italian Republic in 1948.
While certain characteristics of the Italians warranted a patron-client
relationship with the United States, the opposite can be said about
France. The French were less amenable to America’s “missionary”
impulse, mostly because France itself had traditionally justified its expan-
sion and influence in the world as a mission civilisatrice. French nation-
alism had a proselytizing nature in common with American nationalism.
For almost two centuries, the two nations had competed for the position
as the global leader of human rights and democracy. Since the time of
Thomas Jefferson, Americans had scoffed at French claims to be an
“equal” to the “Shining City on the Hill.”56 The wartime contrast
between Charles de Gaulle and Franklin Roosevelt was a classic example
of those competing claims, as was the contention between Jefferson and
the French Jacobins.
30 A Question of Self-Esteem
curb its influence in Europe. After Yalta, the French government, accusing
the Big Three of dividing up Europe into spheres of influence, posed as
advocate of the smaller European nations, particularly in the East, and tried
to empower them by promoting the United Nations’ General Assembly. It
was in part to prevent a French-led coalition of middle and small powers at
the United Nations that the Anglo-Americans admitted France as one of the
five permanent members of the Security Council.63 This was only the first
example of Washington’s tendency to “contain” France by manipulating its
ambitions of rank.
Concessions of status had to be reinforced by a formal display of respect
in order to win France’s cooperation. Roosevelt’s concession of great pow-
ers status to France was welcome. Yet the style of his gesture remained a
problem, for he declared he made the concession “only out of kindness.”
FDR’s suggestion to meet de Gaulle in Algiers as a compensation for
France’s exclusion from Yalta was another awkward move toward the ally
who demanded unconditional treatment as a victor—a contemptuous
summoning of a French president on French territory, the General thun-
dered. President Truman, more amenable than his predecessor to advice
from the State Department, and not engaged in any personal animosity
with the French general, granted the requested treatment. In May he
announced that France should resume “its rightful and eminent place”
among the world powers and promised it a portion of America’s occupa-
tion zone in Germany.64 Nothing but France’s own “misbehavior” with the
Allies during the following weeks in the Val d’Aosta—where the French
claimed corrections of the Italian borderline, almost clashing with U.S.
troops—and in the Middle East—where the French tried to resist British
hasty promotion of independence for Syria and Lebanon—precluded its
presence at the Potsdam Conference.65 But Truman made up for that exclu-
sion by receiving the French foreign minister, Georges Bidault, in May, and
de Gaulle in August (this time in Washington) as representatives of a great
power—“a great ally, wounded but victorious, and, above all, needed,” in
de Gaulle’s own words. On that occasion, the French leader, surrounded
by the pomp and circumstance he craved, felt less shy about pleading for
more economic assistance to help his country become “great” again. Tru-
man graciously complied with a promise of aid, ushering in the Blum-
Byrnes accords of the following year.66
While the British had, first among the allies, fostered a revived great
power status for France, the same cannot be said about Italy. Here Amer-
ica’s and Britain’s roles as champions of leniency were reversed. Having
been much less engaged than the British against Fascist Italy, the Ameri-
cans were able to perceive earlier the connection between the Italians’ self-
esteem and Western strategic interests. Nothing as far-fetched as a “victor’s
psychology” was possible for Italy, although Italian leaders kept fruitlessly
demanding the replacement of “co-belligerent” status with “allied power”
Invitation and Pride 33
status. Also, Dowling rightly complained that the United States continued
to treat Italy as a secondary theater, with sporadic attention to its prob-
lems. But although they had no clear plan until 1947, the Americans began
from as early as 1943 to argue in favor of a rapid economic and political
rehabilitation of the occupied country, which implied a certain respect for
its rank as “middle power.” Washington did wish a strong British role in
the Mediterranean, but not as a hegemon, particularly if it meant unset-
tling Italy’s fragile political situation. For this reason the United States
opposed Churchill’s attempt to preserve a monarchic regime in Rome, a
solution that would have enabled Great Britain to reduce Italy to a weak
complying client, subjugated by a punitive peace treaty, and as a result,
also highly unstable.67 The Russians above all might use that instability to
extend their influence in the Mediterranean, thus jeopardizing, in the
words of a report by the State-War-Navy Coordinating Committee,
“American dependence upon the lines of communication to oil supplies in
the Near East.”68
By war’s end, the Chief of the Allied Control Commission, American
Admiral Ellery W. Stone, was advocating a non-punitive approach to Italy,
paying particular attention to the Italians’ sensitivity and pride. The recip-
ient of Stone’s recommendation was the Supreme Allied Commander in the
Mediterranean, British General Harold Alexander, who acknowledged that
his government had attempted to dominate Italy while hoping it would be
“strong enough to give [the] West time to mobilize itself against [the]
East.” The government in London insisted on a five-year waiting period to
revise any peace terms with Italy. But to Alexander the combination of
punishment, threats, indecision, and eventual promises appeared “too
reminiscent of Hebrew theology.” “No donkey,” he added, “allows the
prospect of [an] amorphous carrot five years distant in space to influence
its reactions to [the] present;” therefore, he agreed with his American
counterpart that it was not possible to keep Italy “deliberately in suspense
as to whether her place [was] in the sun or in [the] shadow.” However,
even the most pro-Italian British officials kept arguing against Italy’s pre-
tense as a great power. At best they wanted to prevent what they still con-
sidered as a “Western European country” from being “Balkanized” and
falling “under Soviet influence,” in Alexander’s words. That Italy should
be considered a Mediterranean “equal” partner, possibly with the preser-
vation of its administration over Libya, even as a UN trusteeship, was a
different matter for the British: Italy should not retain control on both
sides of the Mediterranean.69
Because the British would confine Italy’s rehabilitation by demanding ret-
ribution from the former enemy and strict limits on its freedom of action in
foreign policy, the initiative of improving Italy’s status remained primarily
American. Less concerned about Italy as a potential aggressor and now
viewing the Italians as “essentially a peaceful people,”70 the United States
34 A Question of Self-Esteem
continued to detect more clearly than Great Britain the political and strate-
gic perils of a persistent psychology of the vanquished in Rome.
It was not only on ideological grounds that the Americans opposed the
unconditional preservation of the monarchy in Italy; they were also con-
vinced that complicity with the Fascist regime had discredited the Italian
royalty at home and abroad. Less bound than the British to the status quo
in the former enemy state, they perceived the importance of a good reputa-
tion for the first representatives of a democratic Italy.71
American prodding was behind the joint Declaration made by Roosevelt
and Churchill at Hyde Park, New York, in September 1944. A grand “ges-
ture”—as the British premier called it—the Declaration promised Italy a
revision of the armistice clauses, aid through the United Nations Relief and
Recovery Administration (UNRRA) and, not the least, the deletion of the
word “Control” from the Allied Control Commission, a correction imply-
ing greater administrative and diplomatic autonomy for the occupied coun-
try.72 With just as grandiose a proposal at Potsdam, Truman promised the
Italians “the dignity of the Free” and the “certainty that no condition essen-
tial to their development w[ould] be denied or impaired.” He also pressed
the British and the Soviets into a joint declaration announcing the Big
Three’s intention to negotiate a final peace treaty quickly with the Italian
government and to support Italy’s application for membership in the United
Nations. This was no specific promise, but a sign of “respect” that most
Italian officials took as an endorsement of future partnership, the same way
the French had interpreted Truman’s steps in their favor after Potsdam.73
However, the United States gave less encouragement to Italy than to France
in that direction. Beyond rhetorical respect, the State and War Departments
in Washington harbored no illusion about Italy’s potential role, if not rank,
as a middle power, and they invited it “to look primarily to the Interna-
tional Security Organization for [its] security,” thus justifying its “partial
disarmament.”74 Military revival, the most traditional path to national
power and assertion, remained out of Italy’s reach. But as will be shown,
these limits further motivated Italian leaders to explore alternative ways to
rehabilitate their nation.
Erasing the Recent Past. France’s and Italy’s need for self-esteem and
regained self-determination were also intertwined with their “moral” res-
urrection. Condoning the recent past was another way for the United States
to cure both nations’ inferiority complex. Although most American officials
found the purges of collaborators (in France) and Fascists (in Italy) ques-
tionable either because they were excessive, permitting rituals of private
revenge, or because they were ineffective, focusing on a few scapegoats and
show trials, the United States ultimately chose a hands-off policy; many
officials feared accusations of interference. By the spring of 1944, Secretary
of State Cordell Hull urged diplomats in France and Italy to avoid “scrupu-
Invitation and Pride 35
lously any public comment on the trials.”75 There was no law of the victors
in France and Italy comparable to that established at Nuremberg.
The point was not only to show respect for French and Italian sover-
eignty or for their sensitivity on this particular issue. The mild purge, the
concentration of justice against a few top hierarchs, found its justification
in the argument that Fascism and Vichy had been a brief parenthesis, an
aberration in the two countries’ continuous democratic growth—as the
then popular thesis of Italian historian and philosopher Benedetto Croce
put it. This thesis helped perpetuate the idea that the Italian people and the
French under Vichy had been victims of an unwanted regime and an
imposed collaborationism. Reducing and even exonerating collective guilt
guaranteed for the two nations a rapid, if perhaps superficial, moral reha-
bilitation, a fundamental element in their resumption of international
respectability and rank. Furthermore, Washington understood all too well
that thorough punishment of the offense would have warranted a deeper
search into the political, economic, social factors that allowed Fascism to
take place in the two nations. This soul-searching risked provoking chaos
in the already unstable governments in Paris and Rome. To make this argu-
ment fully persuasive, de Gaulle justified his indulgence toward Vichy col-
laborators as a contribution to national unity—the main requirement for
grandeur. The “epuration” would have rekindled partisan passions; the
resulting factionalism would have undermined the legitimacy of the demo-
cratic government.76
concessions in terms of status that France and Italy obtained within only
two years, for they were disproportionate to the contribution the two dev-
astated nations could offer the West; but they also did prove to be matters
of “appearance” more than substance.
By 1945, France had become one of the five UN “policemen,” joined the
European Advisory Commission, obtained an occupation zone in Germany
with consequent equal membership in the Allied Control Council, received
its share as a winner in Italy too, entering the Advisory Commission. In
addition, France had received, during de Gaulle’s visit to Washington in
August 1945, America’s “blessing” as a “world power,” with responsibili-
ties not only in Europe but also in Africa and Indochina—responsibilities
that were to be fortified by U.S. diplomatic cooperation and economic assis-
tance.
Italy, once it obtained recognition as co-belligerent, rapidly became,
among the former enemies, the first candidate in the community of demo-
cratic nations. After lifting several armistice restrictions, the United States
at Potsdam prompted the other two great powers’ official endorsement of
Italy’s contribution to the war effort, a promise for a rapid negotiation of a
mild peace treaty, and tripartite support of Italian membership in the United
Nations (pending signature of the peace treaty, as the Soviets requested).
But participation in summits or formal welcomes into the “family” of
democratic nations guaranteed no substantial equality of power or dignity.
For France, being a member of the EAC and ACC bore only limited results,
since the Big Three continued to discuss the substance of their policies
toward Germany and the rest of the world in the Special London Commit-
tee of the Three and at other informal meetings within the Conferences of
Foreign Ministers that took place until 1947. The Advisory Commission for
Italy proved to be a shallow consultative body with no leverage over the
Anglo-American Allied Commission. Having renounced leading the discon-
tented small powers at the United Nations, France found itself contained
more than protagonist in the Security Council.82 The lesson the French
would have a hard time learning was that the informal entente among the
great powers counted more than any official summit.
Promises to Italy also soon appeared hollow. Already during the first
Peace Talks in London in September 1945, it became obvious that the Ital-
ian treaty would be neither swift nor mild. Conflicting interests among the
great powers—the British and the French with their Mediterranean ambi-
tions, the Soviets pressing for the same punitive treatment of Italy as the for-
mer German satellite states of Eastern Europe—mollified America’s support
for the ex-enemy and relegated the Potsdam Declaration to the realm of
rhetoric. The Italians, while still harboring hopes of preserving status sym-
bols such as the colonies, saw even the prospect of UN membership fade
away, due to the Soviet veto. Ambassador Tarchiani exemplified Italy’s jun-
ior status when, shortly after the London Conference, he protested against
38 A Question of Self-Esteem
weak Western resistance to Soviet attempts “to place at the same level the
Italian, Roumanian and Bulgarian situation.” While no peace was in sight
“the armistice continu[ed] to weigh heavily on Italy’s difficult situation,”
Tarchiani warned, “preventing the Government from regaining the mini-
mum of prestige necessary to restore its authority and to promote economic
normalization and the re-establishment of democratic life.”83
American diplomats had correctly analyzed French and Italian sensitivity
to questions of status, and urged remedies in terms of formal and “ceremo-
nial” recognition. Indeed, too frequently they focused their attention on
matters of appearance, turning them into a “Franco-Italian” cliché. For
example, after the Potsdam Conference, Ambassador Caffery considered
the French leaders’ apprehensions that the next Councils of Foreign Minis-
ters would simply ratify the Big Three’s decisions regarding Germany as a
symptom of their “well-known inferiority complex;” he believed that such
feeling was nevertheless balanced by their satisfaction for being invited to
those Councils and for becoming members in the German Reparations
Commission.84
The hard step to make was to recognize the link between France’s and
Italy’s rank and their concrete strategic and economic interests. France was
struggling and would continue to struggle for a position of prominence
among the Western allies because this was the only position that would
enable it to exert direct influence over American and English planning for
Europe, to maintain a continental supremacy over Germany, and to obtain
American endorsement of its colonial policies. The German question was
on top of the list: status was supposed to help achieve security and eco-
nomic goals such as the detachment of the Rhineland from Germany or the
internationalization of the Ruhr. The French delegates at the Council of
Foreign Ministers continued to face opposition or delaying tactics from the
Anglo-Americans and did not get any of the help they expected from the
Soviet Union.
The Italians, to be sure, established a less consistent connection between
status and security interests. But even for Italy, so discredited for being an
aggressor without teeth, recovery of status was not an achievement per se.
Recognition as a democratic nation in the victors’ coalition could diminish
the economic burden of reparations, perhaps even allow a share of U.S. aid,
through an extension of Lend Lease (which did not happen) or inclusion in
the new UNRRA program (which Italy enjoyed). Other concessions would
more easily be granted to a universally recognized democracy: on Trieste
the issue would no longer be defined as that of Italian imperialism versus
Slavic self-determination; as a member of the United Nations Italy would
have a fair chance to retain some of its colonies as trusteeships.85 The dis-
pute over Trieste, the most urgent one for the Italians, as it entailed the most
probable threat to their security, was bound to stay unresolved for several
years, as the main hostage of the great powers’ differences over Italy.
Invitation and Pride 39
To a large extent, France and Italy were responsible for the feeble con-
nection between prestige and substance. During the first years after their
liberation, they believed they could achieve greater recognition, particularly
in the West, by maneuvering between the two superpowers. This was an
attempt at fitting the old-style European balance of power policy within the
context of the dawning Cold War. The problem was that neither France nor,
for more obvious reasons, Italy could any longer exert such a strong inter-
national influence. In fact, with their diplomatic moves, they reinforced
their own condition as captives of Cold War rivalries. We must consider the
complexities of this development, and especially how inextricable the two
nations’ “obsolete” diplomatic game was from matters of prestige. Ameri-
can reactions to French and Italian maneuvers also must be analyzed, for
they help us understand better how the United States’ view of those issues
of status and, more generally, of its own role in Europe evolved during the
first postwar years.
NOTES
1. Tel. 2354 Caffery to Secretary of State, June 23, 1945, 851.41, Record Group
[hereafter RG] 59, National Archives, College Park, MD [hereafter NA].
2. See esp. Charles de Gaulle, The War Memoirs of Charles de Gaulle,
1940–1946. Vol. 1 The Call to Honor. New York: Simon and Schuster, 1955, p. 1;
Cerny, The Politics of Grandeur, pp. 3–4; Andrew Shennan, Rethinking France.
Plans for Renewal, 1940–1946. Oxford: Clarendon Press, 1989, p. 72; Douglas
Johnson, “De Gaulle and France’s Role in the World,” in Hugh Gough, John Horne
(eds.), De Gaulle and Twentieth Century France. London: E. Arnold, 1994, p. 85;
cf. Nora, introduction, Realms of Memory, vol. 1, p. 18. In de Gaulle’s philosophy,
France and the State were superior entities superseding and even redeeming through
the “genie de la patrie” the faults of the individual Frenchmen: see esp. Michel
Winock, Parlez-moi de la France. Paris: Plon, 1995, p. 25.
3. Caffery to Sec. State, June 23, 1945, cit.; Dwight D. Eisenhower, Crusade in
Europe. Garden City: Doubleday, 1948, pp. 297–298; cf. Robert Aron, An Expla-
nation of De Gaulle. New York: Harper & Row, 1966, pp. 69–70.
4. For a different view: Melvyn P. Leffler, A Preponderance of Power: National
Security, the Truman Administration, and the Cold War. Stanford: Stanford Univer-
sity Press, 1992; cf. Charles de Gaulle, War Memoirs. Vol. 3. Salvation. New York:
Simon and Schuster, 1960.
5. Qtd. Charles de Gaulle, War Memoirs. Vol. 2. Unity. New York: Simon and
Schuster, 1959, p. 574, highlighted also in Tony Smith, America’s Mission: The
United States and the Worldwide Struggle for Democracy in the Twentieth Century.
Princeton: Princeton University Press, 1994, p. 128.
6. Caffery to Sec. State, May 5, 1945, FRUS, 1945, IV, p. 686; cf. George-Henri
Soutou, “France,” in David Reynolds (ed.). The Origins of the Cold War in Europe.
International Perspectives. New Haven: Yale University Press, 1994, p. 100; Charles
G. Cogan, Oldest Allies, Guarded Friends: The United States and France Since
1940. Westport, CT: Praeger, 1994, p. 5.
40 A Question of Self-Esteem
7. However, very few would accept de Gaulle’s portrait of the Fourth Republic as
Washington’s lackey. The myth of national grandeur affected the leaders of the
Fourth Republic as much as those of the Fifth Republic. But, as traditional historian
Alfred Grosser puts it, the Fourth Republic adopted a “nationalism of resentment”
whereas de Gaulle forged a “nationalism of pride”: Alfred Grosser, The Western
Alliance: European-American Relations Since 1945. New York: Continuum, 1980.
Resentment and pride, one should add, were interchangeable in both the Fourth and
the Fifth Republics. On differences in style see Richard F. Kuisel, Seducing the
French: The Dilemma of Americanization. Berkeley: University of California Press,
1993, p. 136; on the Fourth Republic’s incoherence in foreign policy: Michael M.
Harrison, The Reluctant Ally: France and Atlantic Security. Baltimore: Johns Hop-
kins University Press, 1981, p. 12; Philip H. Gordon, A Certain Idea of France.
French Security Policy and the Gaullist Legacy. Princeton: Princeton University
Press, 1993, p. 5.
8. See esp. Jean-Pierre Rioux. The Fourth Republic, 1944–1958. Cambridge:
Cambridge University Press, 1987; Pierre Melandri. “France and the Atlantic
Alliance, 1950–1953: Between Great Power Policy and European Integration” in
Olav Riste (ed.) Western Security: The Formative Years. European and Atlantic
Defence. New York: Columbia University Press, 1985; Serge Bernstein and Pierre
Milza, “Les forces politiques françaises entre l’humiliation et la volonté de grandeur
(1956–1962).” Relations internationales, 57, Spring 1989; Hitchcock, France
Restored; Frances Lynch, France and the International Economy: From Vichy to the
Treaty of Rome. New York: Routledge, 1997; for an older assessment stating a sim-
ilar view: Stanley Hoffmann, “Paradoxes of the French Political Community,” in
Hoffmann (ed.), In Search of France.
9. See chapter 6.
10. Best on this point are Maurice Vaïsse, La Grandeur: politique étrangère du
General de Gaulle, 1958–1969. Paris: Fayard, 1998; Andrew Shennan, De Gaulle.
London: Longman, 1993, p. 51; Gordon, A Certain Idea of France, pp. 5–6.
11. Qtd. Hoffmann, “Paradoxes,” p. 56.
12. Qtd. Churchill to Eisenhower, Dec. 7, 1954, FRUS, 1952–54, VI-1, p. 1057;
on French leverage thanks to weakness cf. Pierre Melandri, Maurice Vaïsse,
“France: From Powerlessness to the Search for Influence,” in Becker and Knipping
(eds.), Power in Europe?, pp. 467–468.
13. Qtd. in Richard J. Barnet. The Alliance: America, Europe, Japan, Makers of
the Postwar World. New York: Simon and Schuster, 1983, p. 24; see also Young.
France, The Cold War, p. 53; Stanley Hoffmann, Decline or Renewal? France
Since the 1930s. New York: The Viking Press, 1974, p. 95; Alfred Grosser. La VIe
République et sa politique extérieure. Paris: Librairie Armand Colin, 3d ed., 1972,
pp. 33–34; drawing an analogy from French theater Grosser calls the resentful-
beggar syndrome “Perrichon complex.”
14. De Gaulle, Salvation, pp. 269–270; Jean Monnet, Memoirs. Garden City: Dou-
bleday, 1978, p. 228; John S. Hill. “Germany, the United States and de Gaulle’s
Strategy for Economic Reconstruction, 1944–1946,” in Robert O. Paxton, Nicholas
Wahl (eds.). De Gaulle and the United States. A Centennial Reappraisal. Oxford,
Providence: Berg, 1994, pp. 108–115.
15. Cf. esp. Françoise De la Serre, Jacques Leruez, Helen Wallace (eds.), French
and British Foreign Policies in Transition: The Challenge of Adjustment. New York:
Invitation and Pride 41
Berg Publishers, 1990, intr.; qtd. Pierre Nora, “The Era of Commemoration,” in
Realms of Memory, Vol. 3, p. 633.
16. Jean Lacouture, De Gaulle: the Ruler. New York: W. W. Norton & Co, 1992,
p. 40; Anton W. DePorte, De Gaulle’s Foreign Policy, 1944–1946. Cambridge: Har-
vard University Press, 1968, p. 55; Simone de Beauvoir, Force of Circumstance.
New York: Putnam’s Sons, 1964, pp. 3–4; François Mauriac, Le bâillon dénoué.
Après quatre ans de silence. Paris: Grasset, 1945, p. 168.
17. See esp. Brian Jenkins and Nigel Copsey, “Nation, Nationalism and National
Identity in France,” in Jenkins and Sofos, Nation and Identity, p. 111; Frank, La
hantise du déclin.
18. Gildea, The Past in French History, pp. 133–134. Polls from Frank, La hantise,
p. 229.
19. Jean-Baptiste Duroselle, “Changes in French Foreign Policy Since 1945,” in
Hoffmann, In Search of France, esp. pp. 335–340; Melandri and Vaïsse. “France:
From Powerlessness to the Search for Influence,” and—less explicitly—other essays
on France in Becker, Knipping, Power in Europe?.
20. Rioux, The Fourth Republic, p. 82; Hoffmann, “Paradoxes,” p. 57.
21. Ennio Di Nolfo. Le paure e le speranze degli italiani, 1943–1953. Milano:
Mondadori, 1986, p. 15; Francesco Alberoni, Movimento e istituzione. Bologna: Il
Mulino, 1977, pp. 69–73; Stuart J. Woolf, “The Rebirth of Italy, 1943–1950,” in
The Rebirth of Italy, 1943–1950. London: Longman, 1972, pp. 222–223.
22. On this point esp. Elena Aga-Rossi, Una nazione allo sbando. L’armistizio ital-
iano del settembre 1943. Bologna: Il Mulino, 1993, pp. 160–161; Ernesto Galli
della Loggia, La morte della patria. Bari: Laterza, 1996, pp. 12 ff.
23. As the Washington Post commented on the occasion: cited in the memoirs of the
Italian diplomat Egidio Ortona, Anni d’America. Vol. 1. La ricostruzione, 1944–1951.
Bologna: Il Mulino, 1984, p. 133; cf. Galli della Loggia, La morte della patria.
24. The armistice imposed everything short of “unconditional surrender,” a defi-
nition that was pulled out of the text at the last minute. All the same, Italy had to
recognize the Allies’ right to occupy its territory and utilize all available resources
to carry on the war against Germany; the economy was under the jurisdiction of the
Allied Control Commission; war criminals were surrendered to the Allied authori-
ties; all the activities of the provisional government were supervised by the ACC and
Italy could have virtually no foreign relations: see James E. Miller. The United States
and Italy, 1940–1950. The Politics and Diplomacy of Stabilization. Chapel Hill:
University of North Carolina Press, 1986, pp. 57–58.
25. Memorandum cited also in Miller, The United States and Italy, pp. 29–30; and
John L. Harper, America and the Reconstruction of Italy, 1945–1948. Cambridge:
Cambridge University Press, 1986, pp. 12–13, but both with different conclusions.
26. Badoglio to Roosevelt, Apr. 3, 1944, FRUS 1944, III, pp. 1087–8; Mtg.
Badoglio-Donovan, Jan. 28, 1944, Archivio Storico del Ministero degli Esteri Ital-
iano, Roma [hereafter: ASMAE], Fondo Cassaforte [hereafter FC], Italia-USA,
“Missione Pazzi,” also in Di Nolfo, “Italia e Stati Uniti,” p. 17.
27. Antonio Varsori, “L’Italia nel sistema internazionale post-bellico: dalle illusioni
di grande potenza alla realtà di una media potenza,” in La politica estera italiana
nel secondo dopoguerra, 1943–1957. Milano: LED, 1993, p. 10.
28. “Seduta del 23 maggio 1944” in Archivio Centrale dello Stato, Verbali del
Consiglio dei Ministri. Vol. 2 22 aprile 1944–18 giugno 1944. Roma: Presidenza del
42 A Question of Self-Esteem
University Press, 1972; David F. Schmitz, The United States and Fascist Italy,
1922–1940. Chapel Hill: University of North Carolina Press, 1988.
43. Robert A. Divine, Foreign Policy and US Presidential Elections, 1940–1948.
New York: New Viewpoints, 1974, pp. 144–145.
44. See Kuisel, Seducing the French; Denis Lacorne, Jacques Rupnik, “France
Bewitched by America,” in Lacorne, Rupnik, and Toinet, The Rise and Fall of Anti-
Americanism, pp. 1–2; Angelo Ventrone, “L’avventura americana della classe diri-
gente cattolica,” in D’Attorre (ed.), Nemici per la pelle, pp. 141–160. Blaming the
powerful “alien” culture has long been a form of national self-identity: cf. Benedict
Anderson, Imagined Communities. Reflections on the Origins and the Spread of
Nationalism. London: Verso, 1983, esp. chap. 8.
45. Cf. Crane Brinton, The Americans and the French. Cambridge, MA: Harvard
University Press, 1968, pp. 37–38; Kuisel, Seducing the French, pp. 120 ff.; Paul
Ginsborg, A History of Contemporary Italy, 1943–1988. London: Penguin Books,
1990, pp. 239ff.
46. Cf. Percy Allum, “The Changing Face of Christian Democracy,” in Duggan
and Wagstaff, Italy in the Cold War, p. 122; Ennio Di Nolfo, Vaticano e Stati Uniti
(1939–1952). Dalle Carte di Myron C. Taylor. Milano: Franco Angeli, 1978,
pp. 175–190; Russel B. Capelle, The MRP and French Foreign Policy. New York:
Praeger, 1963, pp. 19–21; on de Gaulle cf. Jean-Marie Mayeux, “De Gaulle as
Politician and Christian,” in Gough and Horne, De Gaulle and Twentieth Century
France, pp. 95–107.
47. Caffery to Sec. State, Jan. 3, 1945, FRUS, 1945, IV, p. 665; Gen. G. Bryan
Conrad, August 1945, qtd. in Costigliola, Cold Alliance, p. 40; tel. 2298 Harrison
(Bern) to Sec. State, Apr. 13, 1945, 865.01, RG 59, NA. On American reductionist
definitions of French politics and foreign policy as those of a “neurotic patient” cf.
Frank Costigliola, “Tropes of Gender and Pathology in the Western Alliance,”
Diplomatic History, 1997, 2, pp. 165–166.
48. La Guardia qtd. in Ortona, Anni d’America, 1, p. 85: Ortona edited the quote
as “a leader with two male attributes this big.” Jefferson Caffery thought the real
reason for de Gaulle’s resignation was his incompetence, especially in the economy:
tel. 158 Caffery to Sec. State, Jan. 10, 1946, 851.00, RG 59, NA.
49. Mtg. Roosevelt-Stalin, Feb. 4, 1945, FRUS, Malta and Yalta, pp. 570–3;
Brandt (Naples) to Sec. State, May 3, 1944, FRUS, 1944, III, pp. 1105–8; Georges
Bidault, Resistance. The Political Autobiography of Georges Bidault. New York:
Praeger, 1967, p. 77; Costigliola, Cold Alliance, pp. 39–43; Di Nolfo, Le paure e le
speranze, pp. 82 ff.; Lorenza Sebesta, “Politica di sicurezza italiana e innovazioni
strategiche nell’Europa degli anni cinquanta,” Italia Contemporanea, June 1990,
n.179, pp. 286–287; on French reactions to Arch of Triumph: tel. 733 Bonnet to
Bidault, March 27, 1946, Amérique 1944–52, États-Unis, vol. 123, Archives His-
toriques du Ministère des Affaires Etrangères, Paris [hereafter AHMAE].
50. Ortona, Anni d’America, I, p. 53; J. L. Harper, America and the Reconstruc-
tion of Italy, p. 3.
51. Qtd. in Ilaria Poggiolini, Diplomazia della transizione. Gli alleati e il problema
del trattato di pace italiano (1945–1947). Florence: Ponte alle Grazie, 1990, p. 24;
cf. Harrison to State, Apr. 13, 1944, cit.
52. Letter John Murphy to W. Benton (Assist. Sec. State), Nov. 6, 1945, 865.4061
MP, RG 59, NA.
44 A Question of Self-Esteem
53. Memo W. Dowling to H. F. Matthews, Nov. 21, 1946, 865.00, RG 59, NA,
the most extended quotation of this famous document is in E. Di Nolfo, “Italia e
Stati Uniti,” pp. 19–20. On stereotypes and American double-standards between the
“refined” Italian elite and the “uncultured” Italian masses cf. observations in 1945
by Allen Dulles, then an OSS agent, in Sallie Pisani, The CIA and the Marshall Plan.
Lawrence, KS: University Press of Kansas, 1991, pp. 108–111.
54. On Italy’s first elections see: tel. 2402 Kirk (ambassador to Italy) to Byrnes,
Aug. 21, 1945; tel. 1417 Byrnes to Kirk, Aug. 22, 1945; tel. 2465 Kirk to Byrnes,
Aug. 25; tel. 1528, Acheson to Kirk, Sept. 6, 1945, 865.00, RG 59, NA; also doc-
uments in FRUS, 1945, IV, pp. 963–991.
55. Cf. tel. 2402 Kirk to Sec. State, cit.; Acting Sec. State to Kirk, May 1, 1945,
FRUS, 1945, IV, pp. 967–71.
56. Brinton, The Americans and the French, pp. 45–46; on Jefferson and France
see esp. Lawrence S. Kaplan, Entangling Alliances with None. American Foreign
Policy in the Age of Jefferson. Kent: Kent State University Press, 1987; Robert W.
Tucker, David C. Hendrickson, Empire of Liberty. The Statecraft of Thomas Jeffer-
son. New York: Oxford University Press, 1990, chaps. 24–26.
57. Cf. Arthur L. Funk, “Negotiating the ‘Deal with Darlan’,” Journal of Con-
temporary History, 8, April 1973, pp. 81–117; John L. Harper, American Visions of
Europe. Franklin D. Roosevelt, George F. Kennan and Dean G. Acheson. Cam-
bridge: Cambridge University Press, 1994, p. 113.
58. Qtd. Harper, Visions of Europe, p. 114.
59. Qtd. Aron, An Explanation of de Gaulle, p. 152; qtd. de Gaulle, Salvation,
p. 100 and p. 61; cf. Caffery to Sec. State, March 1, 1945, FRUS, 1945, IV, cit.
60. See Lacouture, De Gaulle. The Ruler, pp. 33–39; Aron, An Explanation of de
Gaulle, pp. 78–79; Gordon, A Certain Idea of France, p. 15. Theodore Zeldin
argues that France no longer represents a universal civilization because its culture is
too elitist for the democratic age: Zeldin, The French. New York: Vintage Books,
1984, p. 35; cf. Winock, Parlez-moi de la France, pp. 152–153.
61. Churchill to Roosevelt, Nov. 16, 1944, FRUS, Malta and Yalta, pp. 284–6; cf.
Mtg. Roosevelt-Stalin, Feb. 4, 1945, pp. 570–3; Ledwidge, De Gaulle, pp. 194–195.
62. Briefing Book (Paper of the Executive Secretariat of the Department of State),
FRUS, Malta and Yalta, pp. 300–4 (qtd. p. 302); Stettinius to Roosevelt, Jan. 4,
1945, pp. 293–4.
63. Briefing Book Paper, Jan. 15, 1945, FRUS, Malta and Yalta, pp. 89–90; Brief-
ing Book Paper, cit. in previous note; Third Plenary Meeting, Feb. 6, 1945, at
pp. 664–6; DePorte, De Gaulle’s Foreign Policy, pp. 107–121.
64. Mtg. Roosevelt-Stalin, Feb. 4, 1945, FRUS, cit.; Caffery to Sec. State, March
1, 1945, FRUS, 1945, IV, cit.; de Gaulle, Salvation, pp. 99–100. Statement by Pres-
ident Truman, May 18, 1945, FRUS, 1945, IV, pp. 690–1.
65. Grew to Caffery, June 6, 1945, FRUS, 1945, IV, pp. 734–5.
66. Caffery to Sec. State, May 20, 1945, FRUS, 1945, IV, pp. 697; Mtg. Truman-
Bidault, May 21, pp. 698–9; Mtg. Truman-de Gaulle, Aug. 22, 1945, pp. 707–711;
Mtg. Byrnes-Bidault, Aug. 23, 1945, pp. 711–722; de Gaulle, Salvation,
pp. 237–238; Irwin M. Wall, “Harry S. Truman and Charles de Gaulle,” in Paxton
and Wahl, De Gaulle and the U.S., pp. 122–124.
67. Churchill to Roosevelt, March 13, 1944 and Cordell Hull to Chapin (for-
warding message of Roosevelt to Churchill) March 15, 1944, FRUS, 1944, III,
Invitation and Pride 45
pp. 1043–4 and 1053–5; cf. David W. Ellwood, Italy 1943–1945. New York:
Holmes & Meier, 1985, p. 71; Moshe Gat, Britain and Italy, 1943–1949: The
Decline of British Influence. Brighton: Sussex Academic Press, 1996, pp 38–40.
68. Ad Hoc State-War-Navy Coordinating Committee, Sept. 6, 1945, FRUS, 1945,
IV, p. 1038.
69. Kirk (Political Adviser to SAC) to Sec. State, July 31, 1945 and Kirk to Sec.
State, Aug. 3, 1945, FRUS, 1945, IV, pp. 1013–5 and 1015–6; recent studies have
argued that Alexander, Harold Macmillan, then Acting President of the Allied Com-
mission in Italy, and Sir Noel Charles, British representative in Italy mitigated the
harsh position of their government: see esp. Gat, Britain and Italy, and Poggiolini,
Diplomazia della transizione. For a more balanced view: Miller, The United States
and Italy, p. 118 and Ellwood, Italy, 1943–1945, pp. 6–7.
70. Qtd. State-War-Navy Committee, Sept. 6, 1945, cit. p. 1038. The report also
advocated a quick revision of draft peace treaty’s restrictive clauses on Italy’s mili-
tary, arguing that a weak Italy was more likely to fall prey of another power, possi-
bly the Soviet Union, while a restored and rearmed Italy would have confirmed its
traditional sympathy for Western democracies.
71. See Kirk to Sec. State, Apr. 12, 1945, cit.; Acting Sec. of State to Kirk, May 1,
1945, FRUS, 1945, IV, pp. 967–71; Kirk to Sec. State, Sept. 22, 1945, pp. 1052–4.
72. Cf. Gat, Britain and Italy, pp. 91–95 (qtd. Churchill); Ellwood, Italy,
1943–1945, pp. 113–115.
73. Qtd. remarks in Tarchiani to Sec. State, Aug. 8, 1945, FRUS, 1945, IV, p. 1019;
see also docs. in FRUS, Conference of Berlin, vol.2, pp. 1078–87, esp. Proposal by the
U.S. Delegation, July 17, 1945, pp. 1080–1; see also text of Potsdam joint declaration
for Italy’s admission at the UN: Text . . . , July 24, 1945, pp. 1592–1593; on Italy’s
gratitude see also: Parri (Italian President of the Council of Ministers) to Truman,
Aug. 22, 1945, FRUS, 1945, IV, pp. 1022–4; De Gasperi to Truman, Aug. 22, cit.
74. Qtd. Grew to Sec. of War Stimson, June 15, 1945, FRUS, 1945, IV,
pp. 1008–9.
75. Hull to Chapin (Algiers), March 13, 1944, FRUS, 1944, III, p. 654; Key
(Rome) to Sec. State, July 19, 1946, FRUS, 1946, V, pp. 925–6; tel. 1454 Sec. of
State to Key, July 16, 1946, 865.00, RG 59, NA. Only for a short time, after the
embarrassing Darlan affair, did Roosevelt and Secretary of Treasury Henry Mor-
genthau insist on a serious purge in Italy: cf. Ellwood, Italy, 1943–1945, pp. 144 ff.
76. Stone to Bonomi, September 5, 1944, 10000/136/327, RG 331, NA; cf. Duggan,
“Legacy of Fascism,” pp. 7–8; Peter Novick, The Resistance versus Vichy: The Purge
of Collaborators in Liberated France. New York: Columbia University Press, 1968;
Robert Aron, Histoire de l’épuration. Des prisons clandestines aux tribunaux d’ex-
céption (septembre 1944-juin 1949). Paris: Fayard, 1969; Alexander Werth, France,
1940–1955. New York: Holt & Co., 1956, pp. 239–241 and chap. 13; Rioux, The
Fourth Republic, pp. 32–41; Lacouture, De Gaulle. The Ruler, pp. 74–78. Lacouture
agrees with the general thesis of Vichy as a “pseudo-government,” exceptional in
France’s democratic path, but refutes the argument (primarily Novick’s) that the purge
was very lenient, and insists that the presence of Communist and Socialists in the gov-
ernment pushed de Gaulle’s hand; and precisely because the Consultative Assembly
had limited powers it was very “vociferous on matters of principle” (p. 78). Against
the “aberration” thesis: Michel Winock, Nationalism, Anti-Semitism and Fascism in
France. Stanford: Stanford University Press, 1998, pp. 21–22.
46 A Question of Self-Esteem
77. Caffery in Young, France, the Cold War, pp. 39–40; Stettinius to Truman, Jan.
4, 1945, FRUS, Malta and Yalta, pp. 293–4; Wall, “Truman and de Gaulle,”
pp. 119–121; Truman cautiously worded his protest on Val d’Aosta: Grew to Caf-
fery, June 6, 1945, FRUS, 1945, IV, pp. 734–5.
78. Murphy (Berlin) to Sec. State, Oct. 20, 1945, Murphy to Sec. State, Oct. 28,
1945, Caffery to Sec. State, Oct. 31, 1945, FRUS, 1945, III, pp. 884–5; 887–90; F.
Roy Willis, The French in Germany, 1945–1949. Stanford: Stanford University
Press, 1962, pp. 31–34; Young, France, the Cold War, pp. 82–83; Costigliola, Cold
Alliance, p. 48.
79. See Murphy to Sec. State, Apr. 4, 1945; Report Stone, June 23, 1945; Report
SWNCC, Sept. 6, 1945, all cit. Tarchiani in Memo by W. Phillips, May 30, 1945,
FRUS, 1945, IV, pp. 1260–1; cf. response Truman to Acting Sec. State, July 2, 1945,
pp. 1265–6.
80. Qtd. Alexander in Kirk to Sec. State, May 30, 1945, FRUS, 1945, IV, p. 1008;
cf. Miller, The United States and Italy, pp. 156–157. After Churchill’s defeat at the
elections of July 1945, the Labor government of Clement Attlee, with Foreign Sec-
retary Ernest Bevin confirmed its alignment with the U.S. thesis on Italian rehabili-
tation as an anti-Soviet move: cf. record at the London Conference of Foreign Min-
isters in September 1945 in FRUS, 1945, II, esp. pp. 163–4 and 188–90.
81. See stunned reactions of the State Department to news that Communist leader
Palmiro Togliatti, as Italy’s minister of Justice, had granted an amnesty for common
and political crimes: tel. 1454 Sec. State to Key, July 16, 1946, 865.00, RG 59, NA;
Key to Sec. State, July 19, 1946, FRUS, 1946, V, pp. 925–6; cf. Irwin M. Wall,
French Communism in the Era of Stalin. The Quest for Unity and Integration,
1945–1962. Westport, CT: Greenwood Press, 1983, chap. 3.
82. Cf. De Porte, De Gaulle’s Foreign Policy, pp. 92–98; Arthur L. Funk, Charles
De Gaulle. The Crucial Years, 1943–1944. Norman: University of Oklahoma Press,
1959, p. 298.
83. Tarchiani to Sec. State, Oct. 16, 1945, FRUS, 1945, IV, pp. 1069–70; cf. Dowl-
ing to Reber, Sept. 27, 1945, 865.00, RG 59, NA.
84. Caffery to Sec. State, Aug. 7, 1945, FRUS, Conference of Berlin, 2,
pp. 1549–50; also Caffery to Sec. State, Aug. 7, 1945, pp. 1554–5; Mtg. Bidault-
Byrnes, Aug. 23, 1945, pp. 1557–64.
85. See for ex. De Gasperi’s claims on “unresolved” questions after Potsdam: De
Gasperi to Sec. State, Aug. 22, 1945, cit.; cf. Memorandum Sforza, no date (pre-
sumably mid-1947), Carte Sforza [hereafter CS] b. 3, f. 9, Archivio Centrale dello
Stato, Rome, Italy [hereafter ACS], on UN membership.
2
Some French and Italian historians have correctly traced this kind of
diplomacy back to the Bourbon and Savoy traditions. From Francis I to
Poincaré, France had persistently tried to outflank the Germans with a grand
alliance in the East. In Italy, during the struggle for independence, the Count
of Cavour had mastered the European Concert, playing the great powers
against one another.2 Less accurate is the conventional argument that
describes the two nations’ flirtation with the Soviet Union as an attempt to
become arbiters between East and West; an attempt that is said to have
lasted until 1947–48, when France and Italy, because of Moscow’s refusal to
cooperate with them and because of their economic dependency on the
United States, had no other choice but to join the Western camp.3 It is true
that in both countries the majority of public opinion for a while leaned
toward neutrality, and that the government contained significant neutral
groups, not to mention the powerful Communists, who until 1947 insisted
on preserving the Grand Alliance. Yet no French or Italian government ever
seriously embraced neutrality in the emerging Cold War. While negotiating
with the Soviet Union, the French and Italian rulers invited the United States
to assume a responsible role in Central Europe and in the Mediterranean.
Indeed their “appeal” to Moscow revealed itself mainly as a ploy to attract
the Americans’ attention, with whom they always preferred to cooperate. At
the same time, the deal with the East was supposed to help the French and
Italians attach conditions to their invitation to the United States. They hoped
that the Soviets, on the basis of common interests, would support some of
their claims against the Anglo-Americans—regarding Germany for France,
or the peace treaty, in the case of Italy—without requiring their rupture with
those Allies in return.
Reliance on status diplomacy was pivotal in determining Italy’s and
France’s maneuvers and choices in 1944–45. But the failure of nineteenth
century style diplomacy, or “old game” as a French diplomat called it,
induced the two nations to reevaluate their traditional concepts of rank. By
the late 1940s they began to adapt to their limits in a bipolar world, and
especially to redefine their notions of national prestige around the growing
European and transatlantic interdependence.
MANEUVERS
Italy, because of the armistice restrictions on its freedom to conduct
external relations, acted furtively, while the French announced and trum-
peted de Gaulle’s visit to the Soviet Union. But the main motive, a pursuit
of status and consequent greater leverage, was the same for both.
On March 8, 1944, the Soviet representative in the Advisory Council for
Italy, Aleksandr Bogomolov, notified his astounded British and American
colleagues that his country had agreed to exchange representatives with the
Badoglio government. The reestablishment of Soviet-Italian diplomatic
The Old Game 49
The head of the PCI startled almost everybody, including many of his
own party comrades, when, a few days later he announced his intention of
serving in the government and under the king. In April the forces of the
CLN joined the Badoglio regime, which became a six-party coalition
including Socialists, Communists and pro-Republic independents such as
Croce and Sforza, all agreed on postponing the discussion on the country’s
next institutions (monarchy or republic) until the end of the war. A first
example of the PCI’s parliamentary tactics, Togliatti’s action, in conjunction
with the Soviet de facto recognition of Badoglio, raised fears among the
Anglo-Americans of a Communist fifth-column plot in Italy. These con-
cerns became graver during the following months, as Togliatti kept gaining
prestige and credit among the Italian masses for having bridged the politi-
cal impasse.8 These developments overshadowed the fact that the Soviet
Union decided to send an ambassador to Italy only when the other Allies
did, and that it withdrew its air forces from Southern Italy at the end of
Tito’s campaign.
councils (Alexander Kirk, Selden Chapin, and Robert Murphy) to fulfill the
Italian request at least in part, perhaps granting “associate power” status.
While Washington was relatively indifferent to the whole question, it had
to consider how such a concession would alienate the victims of Italian
aggression, among them France, Greece, and Yugoslavia. At best, Cordell
Hull contemplated minor revisions of armistice clauses, such as that which
maintained prisoners of war status for Italians who were already con-
tributing to the Allied cause.15
The most remarkable feature of Roosevelt’s reply to Badoglio’s appeals
on April 30 was its tone, the way it harped on the issue of national pride.
The president cleverly did not question the marshall’s argument about
Italy’s future Mediterranean role. He simply stated that “it [was] for the
Italians themselves to prove that they [did] not seek spurious rehabilitation
through external acts but Italy’s national and international regeneration
through their own courageous efforts.”16 That was an invitation to shoul-
der responsibilities worthy of an ally, especially if the “want-to-be-ally”
continued to brag about its “pivotal” role in the region’s security. The Ital-
ians still had to prove their total dedication to the Allied cause. Recognition
and concessions would come as a consequence, not as a preliminary to
action. Roosevelt’s reply was a double rejoinder against Badoglio’s pre-
sumption about Italy’s present role and his eagerness to cooperate with the
future dominant power in the Mediterranean.
According to several State Department officials, Badoglio was treading a
dangerous path when he hinted that he “was forced to rely upon [the dom-
inant] Mediterranean power for friendship and protection.”17 Having
drawn the Soviet Union into the region, Italy now seemed to present the
uncomfortable alternative of being another Czechoslovakia or a faithful but
extremely dependent ally—and probably a demanding one, trying to use
that dependency to redress old scores with its traditional Mediterranean
competitors.
While prodding the Italians to take their destiny in their own hands, high
ranking British and American officials were studying all possible ways to
fend off Moscow’s initiative. London discarded Cordell Hull’s idea of
coopting the Soviets with a minimal concession, the introduction of one of
their representatives on the ACC’s Political Section (a body designated to
handle the relations between the United Nations and Italy).18 But the British
did compromise on the issue that had most divided them from Washington:
Churchill and his foreign secretary, Anthony Eden, finally admitted that an
unreformed monarchy would cause instability in Italy and thus play in the
hands of Togliatti and the Russians; they instead encouraged the abdication
of King Victor Emanuel in favor of his son Umberto, who became Lieu-
tenant of the Realm pending a decision on the country’s institutions by a
Constituent Assembly to be elected at war’s end. For the same reason, once
Rome was liberated in June, they also reluctantly joined the Americans in
The Old Game 53
endorsing a new government under the CLN leader Ivanoe Bonomi, who
was not as compromised by association with the previous regime as their
favorite candidate, Badoglio.19
From a personal point of view, the Italian marshall’s success in forming a
six-party coalition in April and in drawing the Anglo-Americans’ attention,
thanks to the Soviet recognition, had been a Pyrrhic victory. The most
remarkable international result was the one he had called for: America’s
influence did grow in the peninsula at British expense. But paradoxically
this happened at Badoglio’s own expense too. Moreover, Togliatti and the
PCI were still the most popular elements in the new coalition.
Having resolved their differences over Italian politics, the Anglo-Americans
also tried to address the social problems that seemed to benefit the Commu-
nists. The root of the problem, according to Washington and London, was
less political (the national appeal of the PCI and the Resistance fighters) than
economic. The idea that Communism thrives in conditions of economic dis-
tress was not new and seemed accurately reflected in the Italian situation.
Indeed the left-wing parties were easily combining their newly found patriot-
ism and their call for social justice: they emphasized the link between the peo-
ple’s material conditions and the Allies’ restrictions, such as the imposition of
an unfavorable exchange rate, the limitations on trade, the troops’ payments
depleting the country’s financial resources and setting inflationary trends in
the liberated areas. Several American and British officials had for some time
told their leaders that by lifting those restrictions they would at the same time
curb Communist influence and counterbalance the rejection of Italy’s request
for Allied status. The Americans concluded that whichever nation—probably
the United States—offered Italy economic assistance would become dominant
in that region.20 Under electoral pressure and at his diplomats’ urging Roo-
sevelt turned economic concessions to Italy into a prominent feature of the
joint Hyde Park Declaration of September 26: he promised the Italians indus-
trial reconstruction, aid, and food supplies through UNRRA, and the cancel-
lation of the Trading with the Enemy Acts.21
Although these adjustments failed to guarantee Italy’s economic stability,
the White House correctly assumed that the majority of Italians would be
grateful for such assistance. Most Italians increasingly saw American GIs as
freedom and wealth incarnate. The Americans were wrong, however, to
expect that economic relief would supersede any other claim from the Ital-
ian government. During the negotiations for the Italian peace treaty, the
Anglo-Americans continued to believe that economic concessions could
make up for Italy’s subordinate status, its losses of territories and colonies.
This was a mistake, first because, until the ratification of the peace treaty
in 1947, the United States provided only short-term relief measures; and
second, because the Western Allies continued to ignore Italian leaders’
objections that “bread was not enough to rebuild a nation,” to use
Badoglio’s expression.22
54 A Question of Self-Esteem
France Outraged. Meanwhile, the French were the only ones in the
Allied coalition to overestimate the recognition the Italian government had
just obtained. De Gaulle had been pursuing the same goal fruitlessly since
early that year. An editorial in the left-wing newspaper Franc Tireur
reflected the sentiment of the provisional government, quipping that after
the allies recognized all the ex-enemies, and perhaps even the “Papuans,
Hottentots, and the Laps,” the French “[would] at least get a look in.”
France started dreading any possible “demotion” to the same rank as Italy,
if not lower—an anxiety that would continue plaguing the Fourth Repub-
lic. Besides the desire to maintain superiority over the “lesser Latin sister,”
the French resented the other Allies’ generosity toward a former enemy,
with obvious misgivings about the future treatment of Germany.25 De
Gaulle’s demand for recognition had bounced against the reservations of
the Anglo-Americans, and particularly of President Roosevelt, about the
democratic nature of the CFLN, even after it had become a more represen-
tative coalition government in September 1944. At the end of October, Gen-
eral Eisenhower, following talks with a desperate de Gaulle, pointed out to
the State Department that lack of diplomatic recognition would allow “the
forces of disorder to take advantage”of the situation. Ike then added that
“if France [fell] into the orbit of any other country the other countries of
Western Europe [would] do the same”—he meant a Soviet orbit by way of
the PCF’s increasing power. The official recognition from Washington
finally arrived on October 23, two weeks after the Allies’ diplomatic
exchange with Rome.26 De Gaulle, determined to rapidly restore France’s
great power rank, immediately worked on a state visit to Moscow. The fact
that the Allies had treated the French less seriously than the Italians in part
motivated such a move.27
forced the entente with London. In November Churchill paid him a visit in
Paris, hailing the “resurrection” of a great power. Yet de Gaulle dismissed
the possibility of full solidarity while Britain and France clashed over issues
in Europe and in the Mediterranean, and while the British premier stuck to
strict cooperation with Roosevelt. For de Gaulle it was evident that the
British still “considered themselves players of a game to which [the French]
were not admitted.”28 Russia was the other traditional European ally of
France, and now happened to be the one with fewer causes of controversy
with Paris. That the East was under an immoral, totalitarian dictator made
little difference, since de Gaulle, like Roosevelt, viewed Stalin as a prag-
matic nationalist above all, with whom it was possible to make deals.
Rather the French leader wanted to prevent the dictator from striking the
wrong deals with the West, such as the Churchill-Stalin percentage division
of influence over Eastern and Southern Europe of the previous October.
But the future of Germany more than the fate of Eastern Europe made
France’s status inextricable with its security. De Gaulle hoped to use the
alliance with Russia to gain leverage against the British and the Americans
in the negotiations on Germany, and particularly to secure the left bank of
the Rhine.29 The Soviet Union naturally shared with France the goal of keep-
ing Germany down. But this common interest had a broader implication. De
Gaulle primarily wanted to offset the hierarchy among allies. And in order
to gain respect from the Western allies, France’s relationship with the Soviet
Union had to appear more friendly than it actually was. Like Badoglio, the
French leader believed he could extract concessions from the Anglo-Saxon
allies by threatening to succumb to Soviet influence. This psychological tac-
tic illustrated the paradox of de Gaulle’s policy, and perhaps of old-Europe
power politics in general. As historian Robert Aron described it best, the
paradox was that the General treated those he considered “first class” allies
“roughly, uncompromisingly, and often brutally, because he [was] sure that
a feeling of kinship [would] survive all the squabbles and storms,” while
with the “transient or doubtful allies,” with whose ideologies and faiths
France had nothing in common, he cloaked his criticism “in amiability and
approaches” putting on “a smiling mask while he prepare[d] a snare for
them and maneuver[ed] to make use of them.”30 De Gaulle’s ideological
commitment to Western democracy and civilization was so strong as to
overwhelm any specific common interest over Germany he might have with
the Soviet Union; but in the short term he had to be a realist with Moscow,
if he wanted to turn the vague ideological solidarity with Washington and
London into a working relationship based on security guarantees.
According to early historical accounts, domestic politics was the pri-
mary motive behind de Gaulle’s approach to the Soviet Union. Because
one third of the coalition government were Communists, de Gaulle
thought it necessary to secure their support. The president of the Provi-
sional Government wanted to tame Communist influence and neutralize
56 A Question of Self-Esteem
the United States of his loyalty, while pointing out the dangers of commu-
nist takeover, if his authority did not receive unconditional endorsement.
In this case too, archival research in Moscow has permitted at least a pre-
liminary analysis of Stalin’s motives. While for de Gaulle the full coopera-
tion with the PCF was a secondary issue, the Soviet dictator expected to
gain influence in French internal politics using Popular Front tactics, as he
was doing in Italy. Stalin’s dream of driving a wedge between France and
the United States died early. But not until his actual exchanges with de
Gaulle did he abandon his hope to obtain from France, as from Britain, a
recognition of Soviet interests in Eastern Europe, and in Poland in particu-
lar. Most important, Stalin was determined to exploit de Gaulle’s desire for
greater rank in order to hinder the consolidation of a Western bloc. Krem-
lin officials even echoed the French leader’s best expectations about rank
becoming role, as they speculated that, certainly more than Italy, a restored,
self-reassured and friendly France would counterbalance the Anglo-Saxon
powers in Europe.36
George Kennan, the chief Soviet expert at the State Department, observed
that beyond immediate reasons of military strategy, what motivated
Moscow were considerations of status. Stalin intended to advance France’s
rank primarily as an encouragement to stand up against German power, but
at the same time he was unwilling to introduce another actor in Germany
for the postwar settlement, for it would “encumber existing agreements.”
But even more tellingly, Kennan argued “the Kremlin welcome[d] the
visit . . . as a gesture of courtesy and recognition of Russian prestige
rather than as the occasion for any particularly fruitful or significant dis-
cussions.”37 The Russians’ inferiority complex toward the Anglo-Saxons,
and, even more, Stalin’s personal desire to be Roosevelt’s and Churchill’s
peer mirrored the French leader’s aspirations. This meeting was to nurture
both leaders’ craving for prestige.
In any case, the United States worried less about the specific motives for
the Franco-Soviet rapprochement than about its broader implications for
American postwar plans. In Paris few officials immediately recognized the
possible consequences of the government’s obsession with rank. In Novem-
ber, the secretary general of the French Foreign Ministry, Jean Chauvel,
almost echoing his Italian counterpart, bragged that de Gaulle’s imminent
trip to Moscow had awakened the United States from its passivity toward
France. But, he warned, that move could just as well alienate the Ameri-
cans. Washington feared that the Soviet-British pact in 1942, Churchill’s
visit to Paris, and the French entente with the Kremlin portended the
resumption of the “ancien jeu” of Europe’s balance of power geared toward
military alliances. This would imperil the system based on international
cooperation that had just received its baptism at the Dumbarton Oaks Con-
ference. Chauvel correctly assessed America’s and Roosevelt’s personal
attachment to the concept of collective security versus alliance politics. As
58 A Question of Self-Esteem
from Stalin that Russia would act in concert with France on the German
peace settlement. Indeed, the treaty seemed to privilege Moscow’s concerns
about Germany’s “military” threat, as it committed the two parties even to
a possible preventive attack on Germany. This was a heavy demand on the
much less powerful French. In addition, de Gaulle had to yield on Poland.
Though refusing to grant formal recognition to the Soviet-controlled Lublin
committee, he agreed to exchange representatives with Warsaw, first among
the Western leaders to do so.41
A SOBER REASSESSMENT
Both the French and the Italians soon abandoned their expectations that
the Russians would continue to be so gracious and supportive. A few years
60 A Question of Self-Esteem
At the same time the Soviets attacked France’s great power pretensions,
using its request to discuss the peace treaties with the German satellites as
a pretext to interrupt the London Conference of Foreign Ministers in
October 1945. By the end of that year Molotov accused Bidault of sup-
porting Soviet policies only “five per cent” while the French foreign min-
ister privately growled that the Russians “hate us.” Finally Germany,
where Franco-Russian interests had met, became the main cause for their
divorce. By mid-1946 Molotov began to advocate a unified central admin-
istration, a move largely meant to counter the Anglo-American decision to
join their two zones of occupation, but which would end up hurting above
all French interests in the Ruhr and the Rhineland. France did reject both
the Bizone and the Soviet project but started cooperating with the Anglo-
Americans (the Bizone had 78% of the country’s coal and 80% of its
steel).55 As the last straw, at the end of that year the Russians denounced
France’s unilateral introduction of a custom barrier in the Saar, while the
British and the Americans condoned it.56 If France had signed a treaty with
the Soviet Union primarily to gain leverage vis-à-vis the Anglo-Saxons on
the German question, it failed to achieve its goal also because of its own
presumption that Moscow would grant concessions for the sake of main-
taining a partner on the Western border of Germany, as if this had been the
alliance of 1893–94.
As the Italians and the French saw their hopes of playing the “ancien jeu”
fading quickly, they reexamined their position in the emerging Cold War.
Both produced increasingly sober assessments of their nations’ limits and of
their own wrong steps; and both began to adapt to a new concept of
national rebirth and reputation based more on internal democracy and
reconstruction than on external manifestations of power.
Even at what seemed the peak of their respective cooperation with
Moscow, neither the Italians nor the French tried a policy of perfect equi-
librium. They always acknowledged that any restoration of their status—
particularly as such status was becoming inextricable from internal recon-
struction—depended on their ability to establish closer ties with the
United States.
In August 1944, Prime Minister Bonomi launched Italy’s most explicit
appeal to the Soviet “empire.” In a letter to Stalin he extolled all the virtues
of the Soviets, from their “dazzling victories” to their “wise and humane
[sic] occupation regime in the territories their troops [were] gradually liber-
ating,” and called for help against the cumbersome and oppressive admin-
istration by the ACC. There was apparently little difference between this
letter and the messages the prime minister had sent to Roosevelt and
Cordell Hull a few days earlier, asking for “support and assistance” from
the “great and free North American Republic,” the most “disinterestedly
close” to the Italians. In fact the letter to Stalin was merely soliciting a heav-
ier Soviet presence in the Italian peace negotiations. While calling for a
64 A Question of Self-Esteem
closer relationship with Moscow, Bonomi specified that he was not trying
to capitalize on inter-Allied divisions and fears, and especially that he
wished to maintain the strictest cooperation with the United States, “with-
out whose economic power no reconstruction would be possible.”57
While never as ingratiating as the Italian premier, de Gaulle and Bidault
did feign to ignore the immediate difficulties with Moscow, striving to
maintain a cordial relationship with Molotov and Ambassador Bogomolov.
But such efforts were meant primarily for domestic consumption. As
Bidault confessed to Ambassador Caffery in June 1946, the French govern-
ment since the end of the war had feared not Germany per se, but rather a
“Sovietized Germany.” However, to French public opinion he “c[ould] not
say that out loud. [He] must still talk of the German menace.” De Gaulle
himself never hid the fact that he preferred to cooperate with the Ameri-
cans, although he continued to contemplate the United States’ presence in
Europe in old-fashioned terms, as “establish[ing] . . . the conditions of a
necessary balance of power.”58
Both Paris and Rome only slowly surrendered their hope that the United
States would balance the Soviet Union without limiting the Europeans’
margin for maneuver. France and Italy did, however, differ on how much
American presence to invite. This difference eventually informed their
respective views on Western integration and how their status and leverage
could be improved in that process. In mid-1945 de Gaulle began to talk of
an independent European “third force” between the two superpowers. This
idea was behind his decision to improve relations with London. After Pots-
dam, it was clear that the British, due to their own notions of continental
balance, were among the Allies the most conciliatory to French demands on
Germany. For that reason, during the following months, the French gov-
ernment rushed a settlement on the Levant—meanwhile Britain too started
looking for cooperation to stymie Soviet attempts to gain access to the
Turkish Straits. The compromise on Syria and Lebanon recognized British
prominence in the region, but it also opened the path toward the Dunkirk
Treaty of 1947, which apparently had less to do with the emerging Cold
War than with the old goal of containing Germany. Furthermore, the first
projects for customs unions between France and its Western neighbors, pos-
sibly with British endorsement (in September 1946 Churchill gave his
famous speech in Zurich calling for European unity) underscored the search
for economic stability and a “European voice” as independent as possible
from the two superpowers.59
Italy too in the following two years welcomed French projects of customs
union as a first step toward a broader European cooperation. Fear of hav-
ing a subordinate role in the new Europe, however, made Italy far less keen
than France on the European “third force,” which clearly London or Paris
would have dominated. This suspicion grew when France, while supporting
Italian Mediterranean claims at the Paris peace conference, and while invit-
The Old Game 65
According to common wisdom, France and Italy did not firmly align
themselves with the West until the Moscow conference of 1947 and Rome’s
internal debate on the Atlantic Pact in the summer of 1948 respectively.
These were indeed turning points. Bidault, in his memoirs, still portrayed
the Moscow CFM as France’s last chance for “non-alignment between East
and West.” On that occasion he fully understood that following such a pol-
icy “the French nation would soon become isolated, powerless and weak.”
Quaroni, two years after the end of his unproductive mission to Moscow,
reminded those who still hesitated applying for membership in the Atlantic
Alliance, “the truth is that we, like all other European nations, are no
longer independent . . . we are as free to approach Russia as Poland is to
approach the United States.”66 Until 1947–48, prominent members of both
governments continued to toy with the idea of combining the legacy of the
Resistance with that of the old European balance of power in order to find
an independent path to recovery and security.
But it is evident that the “ancien jeu” had from its start concealed a desire
to secure American aid and protection. The mistaken assumption of those
who propounded that “jeu” was that the promotion of America’s presence in
the Continent could be obtained free of subservience to America’s whims. Old-
style power diplomacy from a severely weakened international position was
counterproductive. The French and the Italians failed to comprehend that real-
ity largely because they were blinded with illusions of grandeur and prestige.
It was not thanks to their contacts with Moscow that the French and the
Italians obtained concessions from the Americans and the British at Yalta,
Potsdam, and the CFM meetings. The geographic position and vulnerabil-
The Old Game 67
prestige or, according to some of their most prominent leaders, could even
help them to redefine their countries’ notions of prestige.
NOTES
1. Werth, France, 1945–1955, p. 232n.
2. Qtd. Lacouture, De Gaulle. The Ruler, p. 45; Duroselle, France and the United
States, pp. 171–175; on Italy Ennio Di Nolfo (ed.) L’ Italia e gli Stati Uniti durante
l’amministrazione Truman. Milan: Franco Angeli, 1976, pp. 7–10.
3. A concise discussion and partial revision of French historiography on this issue
in Soutou, “France,” pp. 96–104; cf. Annie Lacroix-Riz, La choix de Marianne
Paris: Messidor, 1985. The most notable work supporting the “neutralist” thesis on
Italy is Roberto Morozzo della Rocca, La politica estera italiana e l’Unione Soviet-
ica (1944–1948). Roma: La Goliardica, 1985.
4. Chapin to Sec. State, March 9, 1944, Chapin to Sec. State, March 10;
Churchill to Roosevelt, March 13; Eden to Clark (Moscow), March 12, FRUS,
1944, III, pp. 1038–44, 1046; Bruno Arcidiacono, “L’Italia fra sovietici e
angloamericani: la missione di Pietro Quaroni a Mosca (1944–1946),” in Ennio Di
Nolfo, Romain H. Rainero, and Brunello Vigezzi (eds.), L’Italia e la politica di
potenza in Europa (1945–1950). Florence: Marzorati, 1987, pp. 93–95. On previ-
ous disputes between the Soviets and the Anglo-Americans on Italy, cf. Miller, The
United States and Italy, pp. 68–76.
5. Chapin to Sec. State, March 11, 12, 20, 1944, FRUS, 1944, III, pp. 1041–3
and 1068–9; preparing Prunas’ disclaimer: Memo Prunas, Jan. 10, 1944 in Minis-
tero degli Affari Esteri (MAE), Renato Prunas, Collana di testi diplomatici, n. 2.
Rome: Tipografia del M.A.E.,1974, p. 51.
6. Chapin to Sec. State, March 10, 1944, FRUS, 1944, III, pp. 1039–41; Winant
(London) to Sec. State, March 16, 1944, 865.01, RG 59, NA; Michail Narinski, “La
politica estera sovietica verso l’Europa occidentale (1941–1945),” in Elena Aga-Rossi
and Gaetano Quagliarello (eds.), L’altra faccia della luna: I rapporti tra PCI, PCF e
Unione Sovietica. Bologna: Il Mulino, 1997, pp. 37–42; Elena Aga-Rossi and Victor
Zaslavski, Togliatti e Stalin: Il PCI e la politica estera staliniana negli archivi di Mosca.
Bologna: Il Mulino, 1997, pp. 68–69; Silvio Pons, “Stalin, Togliatti, and the Origins of
the Cold War in Europe, Journal of Cold War Studies, vol. 3, 2, Spring 2001.
7. Ambassador Gromyko to Sec. State, March 19, 1944, FRUS, 1944, III,
pp. 1062–5; tel. A/30 Hull to Reinhardt, March 25, 1944, 865.01, RG 59, NA.
8. On the PCI’s changing strategy: Chapin to Sec. State, March 24, 1944, 865.01,
RG 59, NA; tel.1083 Chapin to Sec. State, Apr. 3, 865.01, RG 59, NA; Harriman
(Moscow) to Sec. State, Apr. 4, 1944, FRUS, 1944, III, pp. 1089–90; cf. Ennio Di
Nolfo, “La svolta di Salerno come problema internazionale,” Storia delle relazioni
internazionali, 1985, 1, pp. 17–18; Roberto Gualtieri, Togliatti e la politica estera
italiana. Dalla Resistenza al trattato di pace 1943–1947. Roma: Editori Riuniti,
1995, pp. 24–27; on increasing PCI influence see Memo ACC, Apr. 19, 1944, FRUS,
1944, III, pp. 1112–4.
9. Massigli in Chapin to Sec. State, March 15, 1944, FRUS, 1944, III, p. 1052;
cf. C. Hull to Harriman, March 18, 1944, pp. 1061–2; Hull to various embassies,
March 11, 1944, 865.01, NA.
70 A Question of Self-Esteem
10. Memo Prunas Jan. 10, 1944, Renato Prunas, pp. 51–52.
11. Ibidem; cf. Mario Toscano, Designs in Diplomacy. Pages from European
Diplomatic History in the Twentieth Century. Baltimore: The Johns Hopkins Press,
1970, pp. 271–275 and 284–294.
12. First quote from Chapin to Sec. State, March 21, 1944, FRUS, 1944, III,
pp. 1069–70; second quote from Memo Conv. Prunas, Samuel Reber and Harold
Caccia, March 20, 1944, Renato Prunas, pp. 57–58; cf. Di Nolfo. “La Svolta di
Salerno,” p. 14. On how Vishinsky denied the Czech-Italian analogy see Harriman
to Sec. State, March 27, 1944, FRUS, 1944, III, pp. 1079–80; on Badoglio: Chapin
to Sec. State, March 22, pp. 1070–1.
13. See esp. Badoglio to Roosevelt, Apr. 3, 1944, cited in chap. 1; cf. Murphy to
Sec. State, Apr. 22, 1944, III, pp. 1102–4; Cordell Hull, The Memoirs of Cordell
Hull, vol. II. New York: Macmillan., 1948, pp. 1554–5.
14. Murphy to Sec. State, Apr. 22, 1944, cit., p. 1103.
15. Hull to Brandt, May 11, 1944, cit.; cf. Hull, Memoirs, II, p. 1559, on British
objections too. Ellwood argues that the British were at this point ready to grant
“Associate Power” status to Italy, but only if Italy pledged territorial surrenders in
the colonies, Yugoslavia and the Greek islands: Ellwood, Italy, 1943–1945, p. 99.
16. Roosevelt to Badoglio, Apr. 30, 1944, FRUS, 1944, III, p. 1106; on pressures
from other officials see esp. Brandt (Naples) to Sec. State (reporting from Kirk),
May 3 and 5, 1944 pp. 1106–10; tel. 127 Murphy to Sec. State, Apr. 28, 1944,
865.01, RG 59, NA.
17. Qtd. (added emphasis) tel. signed RHG, Jr. to Reber (Algiers) March 27, 1944,
865.01/2233, RG 59, NA; cf. Chapin to Sec. State, March 22, 1944, FRUS, 1944,
III, pp. 1071–2.
18. Tel. 1158 Harriman to Hull, Apr. 3, 1944, 865.01/2292, RG 59, NA; Hull to
Harriman, Apr. 13, 20, 1944, FRUS, 1944, III, pp. 1097 and 1102–3.
19. Cf. Anthony Eden, The Memoirs of Anthony Eden. The Reckoning. Boston:
Houghton Mifflin Co., 1965, p. 439; Miller, The United States and Italy, pp. 93–95;
MacFarlane to Wilson, June 12, 1944, 1000/136/116, RG 331, NA; Chapin to Sec.
State, Apr. 14, 1944, Brandt to Sec. State, May 27, 1944, Chapin to Sec. State, June
10, 1944; FRUS, 1944, III, pp. 1097–1100, 1119–21 and 1125–6.
20. See for ex. Harrison (Bern) to Sec. State, Apr. 13, 1944, 865.01, RG 59, NA;
British Aide-Memoire to Dept. State, May 25, 1944, FRUS, 1944, III, pp. 1116–8;
Aga Rossi, Rapporto Stevenson, cit.; Gat, Britain and Italy, pp. 74–75; Harper,
America and the Reconstruction of Italy, pp. 24–27.
21. Text in Sec. State to Kirk, Sept. 26, 1944, frus, 1944, III, pp. 1153–4; cf. Miller,
The United States and Italy, pp. 112–116.
22. See for ex. Mtg. De Gasperi-Byrnes, Aug. 22, 1946, Office of WEA and Italy
Lot Files 1943–1951, b. 1, RG 59, NA; Poggiolini, Diplomazia della transizione,
pp. 45–46 and 77; Prime Minister Bonomi also firmly denounced the indefinite sub-
jection of a “civilised people like the Italians to a state of tutelage and minority:”
Bonomi to Hull, July 22, 1944, FRUS, 1944, III, at p. 1143.
23. See docs. in FRUS, 1944, III, pp. 1151–8 and Kirk to Sec. State, pp. 1185–6.
24. Toscano, Designs in Diplomacy, pp. 352–354.
25. Franc Tireur qtd. in Funk, Charles de Gaulle, p. 292; tel. 834, Chapin to Sec.
State, March 14, 1944, 865.01, RG 59, NA; Crane Brinton writes: “because the
French too have their peck order of nationalities, in which the Italians stand—or
The Old Game 71
stood in those days—much lower below them, the very equation of France and Italy
under AMGOT [Allied Military Government in Occupied Territories] was an
offense to them”: Brinton, The Americans and the French, p. 89.
26. Eisenhower qtd. in Caffery to Sec. State, Oct. 20, 1944, FRUS, 1944 III,
pp. 742–3; see also Roosevelt to Churchill, May 12, 27, 1944, Chapin to Sec. State,
Sept. 15, 1944, and Hull to Roosevelt, Sept. 17, 1944, all in pp. 683, 692, 733–4
and 735–6; on recognition: Acting Sec. State to Caffery, Oct. 21, and Chapin to Sec.
State, Oct. 22, 23, 1944, pp. 744–8; cf. de Gaulle, Salvation, pp. 48–50; de Gaulle
consistently used the argument of the Communist threat to obtain recognition: Led-
widge, De Gaulle, pp. 186–187.
27. “Note sur les rapports franco-sovietiques de 1941 à 1944,” Oct. 25, 1944,
Série Z [hereafter not mentioned] Europe, Sous-Série URSS 1944–49, vol. 51,
AHMAE; de Gaulle claimed he responded to an invitation from Moscow: de Gaulle,
Salvation, pp. 61–62; for a realist account of Soviet-French relations during the war
see Georges-Henri Soutou, “General de Gaulle and the Soviet Union, 1943–5: Ide-
ology or European Equilibrium,” in Francesca Gori and Silvio Pons (eds.), The
Soviet Union and Europe in the Cold War, 1943–53. London, New York: Macmil-
lan, St. Martin’s Press, 1996; cf. Henri-Christian Giraud, “Les rélations de Gaulle-
Staline pendant la guerre,” in Stephane Courtois and Marc Lazar (eds.), 50 ans
d’une passion française: De Gaulle et les communistes. Paris: Balland, 1991.
28. Qtd. in Lacouture, De Gaulle. The Ruler, p. 44; cf. de Gaulle, Salvation,
pp. 54–60.
29. Ibidem; cf. Soutou, “de Gaulle and the Soviet Union,” pp. 316–325.
30. Aron, An Explanation of de Gaulle, p. 137; see also Chauvel (Paris) to
Embassy Moscow, Nov. 27, 1944, Europe, URSS 1944–49, vol. 51, AHMAE.
31. Philippe Robrieux, Histoire intérieure du parti communiste. Paris: Fayard,
1981, pp. 24 ff.; Philippe Buton, “Le Parti communiste français à la Libération,
stratégie et implantation,” L’Information Historique, 51 (1989); cf. Chauvel (Paris)
to Emb. Moscow, Dec. 2, 1944, Europe, URSS 1944–49, vol. 51, AHMAE, report-
ing Thorez’s revelations that de Gaulle had pursued the agreement with Moscow
and not vice-versa.
32. Qtd. Bidault, Resistance, p. 70; cf. tel. 727, Roger Garreau (Amb. Moscow) to
MAE, Nov. 20, 1944, Europe, URSS 1944–49, vol. 51, AHMAE; Herbert Luethy,
France Against Herself. New York: Praeger, 1955, p. 112.
33. A copy of de Gaulle’s letter to Maisky of September 26, 1941 is in Europe,
URSS 1944–49, vol. 51, AHMAE; see also “Note sur les rapports franco-sovietiques
. . . ” cit. cf. Soutou, “de Gaulle and the Soviet Union,” pp. 310–312.
34. De Gaulle, Salvation, p. 60.
35. Cf. de Gaulle, Salvation, pp. 94–95; Gordon, A Certain Idea of France, p. 21.
36. Cf. esp. F. Lévêque, “La place de la France dans la stratégie sovietique de la fin
de la guerre en Europe (fin 1942–fin 1945)”, Materiaux pour l’histoire de notre
temps, 36, 1994, pp. 28–33; Narinski, “La politica estera sovietica.”
37. Tel. 4527 Kennan to Sec. State, Nov. 27, 1944, 851.01, RG 59, NA; on other
Soviet reasons as perceived by de Gaulle and other Western allies: tel. 4580 Kennan to
Sec. State, Nov. 30; “Note sur les rapports franco-sovietiques,” cit.; “Note VI.6: ‘La
politique sovietique,’ ” no date, Sécrétariat Général [hereafter SG] 1945–1966, dossier
[d.]16 (URSS), AHMAE; on Stalin’s views: Dimitri A. Volkogonov, Stalin: Triumph
and Tragedy. New York: Grove Weidenfeld, 1991, chap. 50; Edvard Radzinski, Stalin.
72 A Question of Self-Esteem
New York: Doubleday, 1996, chap. 25; Isaac Deutscher, Stalin. A Political Biography.
New York: Oxford University Press (2nd ed.), 1967, p. 526; Amos Perlmutter, FDR
and Stalin: A Not So Grand Alliance, 1943–1945. Columbia: University of Missouri
Press, 1993, pp. 203–206; on Stalin’s “national pride:” Robert C. Tucker, Stalin in
Power. The Revolution From Above, 1928–1941. New York: W. W. Norton & Co.,
1990, p. 43.
38. Chauvel to Garreau, Nov. 27, 1944, URSS 1944–49, vol. 51, AHMAE; tel.
460 Stettinius to Caffery, Nov. 17, 1944, tel. 4700 Harriman to Stettinius, Dec. 8,
1944, 851.01, RG 59, NA; cf. Caffery to Stettinius, Nov. 9, 1944; on Roosevelt’s
concern about a possible demise of collective security as a consequence of the
Franco-Soviet treaty: Roosevelt to Churchill, Dec. 6, 1944, FRUS, Malta and Yalta,
p. 291; tel. 2802 Stettinius to Harriman, Dec. 8, 1944, 851.01, RG 59, NA.
39. Tels. 620, 784, 806, Caffery to Sec. State, Nov. 21, Dec. 3, Dec. 5 1944,
851.01, RG 59, NA.
40. Text in DePorte, De Gaulle’s Foreign Policy, pp. 78–79.
41. See tel. 30, Bidault to General Juin (Chief of Staff), Jan. 9, 1945, Europe, URSS
1944–49, vol. 51, AHMAE; cf. Soutou, “France,” p. 99; de Gaulle, Salvation,
pp. 74–83; on de Gaulle’s full understanding of the Soviet threat only by 1945:
Soutou, “General de Gaulle and the Soviet Union,” cit.; for an exaggerated account
of Soviet clout in Paris, also emphasizing the role played in this event by Maurice
Dejean, at the time de Gaulle’s main foreign policy adviser: Thierry Wolton, La
France sous influence. Paris-Moscou, 30 ans de relations secrètes. Paris: Grasset,
1997, pp. 46–53.
42. De Gaulle, Salvation, pp. 76–77 (qtd. passage at p. 77); cf. tel. 2802 Stettinius
to Harriman, Dec. 8, 1944, cit; tel. 519, Massigli (London) to MAE, Dec. 4, 1944,
Europe, URSS 1944–49, vol. 51, AHMAE; on Bidault’s reassurances see tel. 829,
Morris (Teheran) to Sec. State, Dec. 14, 1944, 851.01, RG 59, NA.
43. Tel. 727 Garreau to MAE, Nov. 20, 1944, Europe, URSS 1944–1949, vol. 51,
AHMAE; on Bogomolov’s statement and the press’ reactions: DePorte, De Gaulle’s
Foreign Policy, pp. 79–80.
44. Tel. 4599 Kennan to Sec. State, Dec. 2, 1944, 851.01. RG 59, NA; tel. 4770
Harriman to Sec. State, Dec. 12, 1944; tels. 620 and 784 Caffery to Sec. State, Nov.
21, Dec. 3, 1944, cit.
45. Qtd. in Poggiolini, Diplomazia della transizione, p. 138.
46. Tel. 7 Quaroni to MAE, June 5, 1944, Direzione Generale Affari Politici [here-
after DGAP], 1931–45, URSS, b. 44, f. 1, ASMAE; cf. Arcidiacono, “l’Italia fra
sovietici e angloamericani,” pp. 100–102; Toscano, Designs in Diplomacy,
pp. 302–303.
47. Tel. 501/2 Garreau to MAE, Feb. 22, 1945, Europe, URSS, vol. 51, AHMAE;
Soutou, “de Gaulle and the Soviet Union,” pp. 325–326; Lacouture, De Gaulle. The
Ruler, pp. 56–57.
48. Mtg. Roosevelt-Stalin, Feb. 4, 1945 and First Plenary Meeting, Feb. 4, 1945,
Bohlen Minutes, FRUS, Malta and Yalta, pp. 570–580; Robert E. Sherwood, Roo-
sevelt and Hopkins. New York: Harper and Row, p. 394; qtd. Lacouture, De Gaulle:
The Ruler, pp. 53 and 57; cf. Volkogonov, Stalin, chap. 50; Deutscher, Stalin, p. 526.
49. Memo Bohlen, May 7, 1945, FRUS, 1945, III, pp. 1208–10.
50. Quaroni to MAE, Aug. 23, 1944, DGAP, URSS, b. 44, f. 1, ASMAE; Rep.
143/17 by Quaroni, Apr. 23, 1945, DGAP, URSS, b. 45, f. 1, ASMAE.; Morozzo
The Old Game 73
della Rocca, La politica estera italiana e l’Unione Sovietica, p. 43; Ellwood, Italy,
1943–1945, pp. 116–118; on Stalin’s skepticism about the strength of the PCI and
acceptance of Anglo-American influence in Italy: Paolo Spriano, Stalin and the
European Communists. London: Verso, 1985, pp. 211–212; on Stalin’s reassur-
ances: Stalin to Roosevelt, Dec. 2, 3, 1945, FRUS, Malta Yalta, pp. 288–9.
51. French Delegation at CFM, Sept. 20, 1945, FRUS, 1945, II, pp. 285–7; Y.
Lacaze, “Edouard Benes et la France Libre à la lumière des documents diplomatiques
Français,” Revue d’histoire diplomatique, 97 (1983), pp. 279–321; Young, France,
The Cold War, pp. 80–82, 123–125; Memo Conv. Sept. 22, 1945, Attlee to Truman,
Sept. 23, 1945, FRUS, 1945, II, pp. 313–5, 331–3; Gianluigi Rossi, L’Africa italiana
verso l’indipendenza, 1941–1949. Milano: Giuffré, 1980, pp. 243–256.
52. Tel. 591–600 Garreau to Bidault, March 2, 1945, Europe, URSS 1944–49, vol.
51, AHMAE; on Ruhr: Bidault to Embassy Moscow, Aug. 26, 1945, Y Interna-
tionale, vol. 126, AHMAE.
53. Report 935/419, Quaroni to MAE, Oct. 14, 1945, DGAP, Italia, 1945, b.
100/1, f.1; cf. Arcidiacono, “L’Italia fra sovietici e angloamericani,” pp. 115–121;
Acheson to Kirk, Oct. 2, 1945, Gallman to Sec. State, Oct. 12, 1945, FRUS, 1945,
IV, pp. 1057, 1063–4.
54. U.S. Delegation Record, CFM, Apr. 26, 1946, FRUS, 1946, II, pp. 112–121;
Memo by Soviet Delegation at CFM, Apr. 26, 1946, U.S. Delegation Record, CFM,
May 6, 1946, Report to the CFM by Committee of Reparations, May 7, 1946, all
in Idem, pp. 126–127, 249–256, 291–296; Poggiolini, Diplomazia della transizione,
esp. pp. 93–110, and 142 ff.
55. Caffery to Sec. State, Oct. 5, 1945, FRUS, 1945, II, 558–9; Moscow Embassy
to MAE, Oct. 17, 1945, Europe, URSS, vol. 52, AHMAE; Massigli to MAE, Oct.
7, 1946, Papiers d’Agents [PA], 93, Massigli, AHMAE; Jean Chauvel, Commentaire
Vol. 2 d’Alger à Berne. Paris: Plon, 1972, pp. 185–186; Young, France, The Cold
War, p. 73 (Bidault quoted).
56. Murphy to Sec. State, Dec. 27, 1946, Byrnes to Clay, Dec. 30, 1946, FRUS,
1946, V, pp. 656–8; Bidault to MAE, Jan. 18, 1947, Europe, URSS, vol. 52,
AHMAE; on these events: Young, France, The Cold War, pp. 107–114, 129,
143–144; Luethy, France Against Herself, pp. 344 ff.; F. Roy Willis, The French in
Germany, pp. 41–44.
57. Letter Bonomi to Stalin, Aug. 7, 1944, CS, b. 3, f. 9, ACS; qtd. passage from
Bonomi to Roosevelt, July 2, 1944, FRUS, 1944, III, pp. 1139–40; see also Bonomi
to Hull, July 22, 1944, pp. 1142–4; tel. 47 Quaroni to MAE, Sept. 2, 1944, DGAP,
URSS 1944, b. 44, f. 1.
58. Qtd. Charles de Gaulle, Lettres, Notes et Carnets, vol. 5, juin 1943 - mai 1945.
Paris: Plon, 1983, pp. 424–5. Bidault with Caffery qtd. in tel. 2724, Caffery to
Sec.State, June 5, 1946, 851.00, RG 59, NA. Before the London CFM, de Gaulle
was particularly worried about Soviet strides in the Danubian area, and repeatedly
urged Washington to restore a closer Franco-American cooperation: Caffery to Sec.
State, Apr. 11, 1945 and May 5, 1945, 851.71, FG 59, NA.
59. On the Levant: Memo by G. Allen, July 23, 1945, FRUS, Conference of Berlin,
II, pp. 317–9; DePorte, De Gaulle’s Foreign Policy, pp. 150–151; on early references
to European “third force” Massigli to MAE, Sept. 5, 1946, Y Internationale, vol.
287, AHMAE; John W. Young, Britain, France, and the Unity of Europe
1945–1951. Leicester: Leicester University Press, 1984, pp. 20–42.
74 A Question of Self-Esteem
60. Pietro Nenni, Tempo di Guerra Fredda: Diari, 1943–1956. Milan: SugarCo,
1981, pp. 136–139; Pierre Guillen, “Le déclin de la puissance italiènne à la fin de la
seconde guerre mondiale,” Relations Internationales, 9, 1977.
61. Memo Political Affairs Bureau, July 20, 1945, Y Internationale, vol. 7,
AHMAE; Hitchcock, France Restored, p. 81.
62. Report 142/16, Quaroni to MAE, Apr. 24, 1945, DGAP, URSS 1945, b. 47, f.
9, ASMAE; De Gasperi to Quaroni, Aug. 31, 1945 and Sforza to Moscow Embassy,
(June 1947), CS, b.3, f.9, ACS; see also Memo Conv. by Dowling, Dec. 28, 1945,
FRUS, 1945, IV, p. 1100.
63. As the Socialist Party leader, Pietro Nenni, found out when, as foreign minis-
ter in early 1946 he vainly tried to balance Premier De Gasperi’s imminent request
for a U.S. loan with a parallel petition for Russian wheat: Nenni, Tempo di guerra
fredda, pp. 301–2; Di Nolfo, Le paure e le speranze pp. 181–182.
64. Report 61/2, Quaroni to Bonomi, Aug. 8, 1944, DGAP URSS 1944, b. 44, f.
1, ASMAE; cf. Arcidiacono, “l’Italia fra sovietici e anglo-americani,” pp. 105ff.
65. Capelle, The MRP and French Foreign Policy, pp. 19–20; Pineau qtd. in
Robert Frank, “The French Dilemma: Modernization with Dependence or Indepen-
dence and Decline,” in Becker and Knipping, Power in Europe?, p. 265; D. Mayer
in Young, France, The Cold War, p. 93; tel. 158 Caffery to Sec. State, Jan. 10, 1946,
851.00, RG 59, NA; see precedents and esp. Caffery’s admiration for Léon Blum:
tels. 2895, 4944 Caffery to Sec. State, May 23, Aug. 15, 1945, 851.41, RG 59, NA.
66. Bidault, Resistance, p. 149; Quaroni qtd. in Tarchiani, Dieci anni, p. 154.
67. See Doc. by State Department and SWNCC cited in chap. 1; document from
State Department qtd. in Ellwood, Italy, 1943–1945, p. 109; cf. Memo Conv. by
Sec. State, Apr. 20, 1947, FRUS, 1947, II, pp. 367–70; tel. 3175 Caffery to Sec.
State, Aug. 8, 1947, 711.51, RG 59, NA.
68. Bevin qtd. in Young, France, The Cold War, p. 122; Caffery qtd. in Wall, Mak-
ing of Postwar France, p. 48; Memo Norris Chipman, Nov. 23, 1946, FRUS, 1946,
V, pp. 471–7; Dunn to Acheson, Feb. 4, 1946, WEA, Italy 1943–1951, RG 59, NA;
Memo U.S. Delegation at CFM, May 15, 1946, FRUS, 1946, II, pp. 423–4; Byrnes,
Speaking Frankly, pp. 148–149.
69. Caffery to Sec. State, Feb. 7, 1947, and Memo Conv. by Sec. State, Feb. 12,
1947 FRUS, 1947, II, pp. 154–8; Mtg. Tarchiani-Byrnes, July 19, 1946, 865.00, RG
59, NA; cf. Quartararo, Italia e Stati Uniti, pp. 121 ff.; Memo Chipman, cited in
previous note, on French and Italian governments’ compromises and “intrigues”
with Thorez and Togliatti respectively.
3
Mastering Interdependence?
Status, the “Third Force,”
and the Western Alliance
By 1947, government leaders in Rome and Paris began to fear that their
coalition partners from the moderate left, with their pro-neutralist inclina-
tions, would turn Europe’s federation projects into easy prey for the Com-
munist forces. For this reason above all, the conservatives, even those who
were not unconditionally pro-American, ended up favoring the Atlantic
option over the third force. In the aftermath of the Truman Doctrine, sev-
eral French Socialists of the SFIO and Christian Democrats of the MRP sig-
nificantly abandoned their idea of a neutral third force. The Cominform
campaign against the Marshall Plan confirmed their resolve to strengthen
their ties with Washington. Some of them still advocated a third force
chiefly to expose the Soviets’ tendency to ‘divide and rule’ and “to draw
some Eastern Europeans back into the [Western]fold,” as Bidault—still
dreaming a revival of a French-guided “Little Entente”—told President Vin-
cent Auriol shortly after the secretary of state’s Harvard Speech.8 This sug-
gestion showed that the “old game” had already yielded to the logic of
spheres of influence.
Indeed more than other nations in Europe, France’s and Italy’s role in
continental integration was to be affected by their tendency to establish a
client-patron relationship with the United States. Such a relationship crys-
tallized for both nations before the implementation of the Marshall Plan. It
is beyond the scope of this work to analyze the evolution of the U.S. finan-
cial commitment to European economic recovery and the use France and
Italy made of American aid before and after the establishment of the Euro-
pean Recovery Program (ERP). It will be sufficient to highlight the impor-
tance of the first French and Italian requests for long-term U.S. economic
assistance, and to show how the reconstruction process confirmed a pattern
of reciprocal perceptions between France and Italy on one side and the
United States on the other, that had emerged during the days of the Libera-
tion, and that peculiarly revolved around issues of status. This brief excur-
sion into the theme of economic rehabilitation provides a background that
will help clarify the two nations’ roles in the debate around European secu-
rity and integration.
The Italian government seemed less sensitive than the French to infringe-
ments of sovereignty. This “flexibility” was largely due to Italy’s eagerness
to be welcome again in the community of Western European democracies.
With the imminent Italian national elections, then scheduled for 1947, a
display of American faith in Italy’s future seemed all the more urgent. On
the eve of De Gasperi’s visit, John Hickerson concluded that the loan was
above all the “barometer of American confidence in Italy” and that the Ital-
ian prime minister felt it “ha[d] acquired an importance far beyond its
financial significance.”22
This emphasis on formal recognition easily degenerated into trivial hom-
age to French and Italian need for prestige. As Irwin Wall has pointed out,
the red-carpet treatment reserved for Léon Blum was the veneer hiding the
little money the State Department could “shake loose” from Congress. It
was the imminent visit of De Gasperi that inspired Walter Dowling’s rec-
ommendation to satisfy the “wops.” His “recipe” consisted of a “judicious
mixture of flattery, moral encouragement and considerable material aid;”
the flattery was crucial, as Dowling believed that Byrnes’ handshake with
De Gasperi at the Paris Peace Conference “meant as much to the Ital-
ians . . . as all the assistance from UNRRA.”23 While a little simplistic,
these analyses confirmed Washington’s focus on the low morale of France
and Italy.
Blum and De Gasperi, for their parts, displayed leverage as “clients”
more specifically by establishing with their “protector” the terms of their
countries’ political stabilization. It is now widely recognized that the Amer-
icans carefully avoided asking either statesman to expel the Communists
from the French and Italian governments as condition for the loans.24 It is
also true, however, that both the French and the Italian leaders themselves
hinted that the loans would encourage their governments to get rid of the
Communists.25 Although the French and the Italian governments kept pro-
ceeding cautiously in that direction, and although American officials’ pres-
sures on De Gasperi to oust the PCI increased in the months following his
trip to the United States, it was clear that Rome and Paris’ parallel action
in May 1947 was rooted in their own invitation for American political, as
well as economic help.
In the final analysis, Blum and De Gasperi influenced Washington’s deci-
sions more than vice-versa. Yet, this did not mean that they avoided sub-
ordination to the powerful ally. Both statesmen had gone to Washington
not only to “beg” for money but also to lay the basis for the restoration of
their countries’ international status. Closer association with the United
States was, in their expectations, going to guarantee both material benefits
and greater leverage versus the other Western European states. They out-
did themselves, though, in stressing the fragility of their political position
more than their countries’ economic prospects. As a result, Washington
continued to pay most attention to the weakness of the French and Italian
84 A Question of Self-Esteem
when they ostensibly embraced federalism their aim was not so much the
integration of Europe as the integration of their nation in Europe—of
course high in the pecking order.30
Italy took the Marshall Plan as an opportunity to offset the most humil-
iating features of the peace treaty: a disarmed Italy, deprived of its colonies
and excluded from Trieste for an indefinite time, could at least count on
being equal partner with the other democracies in the coordinated recon-
struction effort. Foreign Minister Carlo Sforza considered Italy’s partici-
pation in the Organization for European Economic Cooperation (OEEC—
the sixteen nations council established in April 1948 to oversee and
coordinate Marshall aid) as the country’s first chance to regain interna-
tional acceptance and even equal rank with the other large Western Euro-
pean nations. He did not conceal his hopes of renegotiating the colonial
and Trieste issues.31
Similarly, France viewed the establishment of the OEEC as a chance to
recoup its power and influence as the leading nation of European federation
projects. Following Monnet’s precepts, the French immediately heralded
economic integration, advocating strong institutions with wide-ranging
powers, including the political level. But, rather than simply accelerate the
pace of European federation, they wanted to use powerful institutions to
keep the initiative and play “arbiter” of German reintegration in Europe’s
economy. As a memorandum from the Quai d’Orsay put it, the priority was
to make sure “that the recovery of Germany not gain a step upon our
own.” Inconsistent with its enthusiasm about a European economic “third
force,” France refused to accept the inclusion of a restored German state in
the original OEEC. From late 1948, the Queille-Bidault government, con-
scious of the potential superiority of German industry, subordinated Euro-
pean integration and trade liberalization to the “harmonization of the
[French and German] economies,” (that is, internationalization of the
Ruhr).32 At the same time, France took the opportunity to pose as
spokesman for the minor powers, accelerating the negotiations for a cus-
toms union with Italy and the Benelux. In most respects this claim of rep-
resenting Europe signaled France’s growing realization that it could not
gain prestige and power on its own, but might attain both as leader of a
continental coalition.33
It is also significant that the other ERP recipients joined the United
States in favoring Germany’s revival and in opposing France’s attempts to
utilize the Marshall Plan for its own continental hegemonic design. In
1947 they immediately objected to French desire to fund the costly Mon-
net Plan through American aid. Rome especially kept a wary eye on
France, much as Paris did with Germany. But what hurt Paris most was
British opposition to France’s integration plans and to their corollary of
German subordination. Only in cooperation with London and the sterling
economy could the French have hoped to empower the OEEC and to
86 A Question of Self-Esteem
become at the same time a full-fledged member of the great powers club.
Britain’s stand further motivated France to pursue membership in that club
currying special favor with America.
Conscious of this reliance on U.S. support, ECA officials ingeniously
turned the theme of grandeur against French obstructionism on the Ruhr:
they repeatedly warned France that without serious reform the nation could
no longer count on a large ERP share, losing ground to Germany, and
would jeopardize American endorsement of French leadership in promoting
European unity.34 While this blackmail worked in obtaining concessions
from Paris on German industrial production in the short term, it also left a
residue of resentment that would corrupt Franco-American relations once
the two countries undertook steps toward Europe’s strategic integration.
The contrast between ERP policies and status considerations was finally
most apparent among French and Italian “traditionalists.” Many business
and political representatives in both countries identified national prestige
and the protection of national identity with the preservation of ancestral
traditions and old practices in the economy. For this reason they posed a
proud resistance against the American “productivist,” mass-consumption
model. They were the orthodox entrepreneurs, whose “feudal mentality”
ECA officials vehemently denounced. Joining those entrepreneurs were the
vast ranks of the little bourgeoisie, with their political advocates, who
claimed independence above all, even at the price of economic stagnation.
Several accounts of Italian postwar economy have shown that,
although the ECA campaign to introduce scientific management in Euro-
pean industries—the so-called “productivity drives”—matched the needs
of Italy’s large corporations, the overwhelming majority of Italian firms,
due to their small size, valued the old “human relations” between the
untrained padrone and his workers. Richard Kuisel has effectively
described French ambivalence toward America as model and as menace.
The massive cultural and informational campaign the United States
mounted to advertise the benefits of the Marshall Plan, successful at the
popular level and with the modernizers à-la-Monnet, further provoked
local traditional elites to side with the Communists and their denuncia-
tions of Americans as “dominateurs.”35
American officials for their part kept stereotyping French and Italian
business communities as traditionalist and inefficient. ECA representatives
criticized their lack of dynamism, their Malthusianism, their phony pater-
nalism. They made jokes about the French businessmen’s tardiness and
morbid attachment to social status. Even the pro-laissez-faire Henry J.
Tasca, U.S. Treasury representative at the Rome embassy, lambasted the
“disorganized and disoriented” Italian industrialists and landholders for
their lack of “social responsibilities.” For many Americans the “monopo-
listic structure, practices and outlook” of Italian industry, were “a heirloom
of the 13th century.”36 Marshall planners never tired of admonishing
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 87
French and Italian politicians that their nations’ power and prestige would
benefit from industrial development and technocratic efficiency, as the
American experience had demonstrated.
But many French and Italian conservatives reversed that argument. Resis-
tance to change and innovation was for them another way to assert their
nations’ role as true representatives of Western Civilization, whether they
did it from a laissez-faire, or Catholic, or simply a nostalgic viewpoint. One
problem with this argument was that American aid—which even backward-
looking entrepreneurs and politicians demanded—and cultural influence—
which they tried to shun—could be hardly separated, since American cul-
ture was founded on the pillars of market economy and mass consumerism.
Moreover, the Marshall Plan was so inextricably mixed with the message of
liberty and Western constitutionalism versus Soviet totalitarianism in the
East that most Western Europeans could not disavow the ascendancy of
America’s world view, once they acknowledged its economic leadership.
The French and Italians’ emphasis on being the most legitimate representa-
tives of Western culture, again, as at war’s end, reflected their attempt to use
“historic” value to counter the leverage of those who enjoyed economic and
military mastery: the only immediate avenue to prestige for the presently
powerless was the celebration of a glorious past. The ultimate paradox was
that this desire for independence from America, espousing backward modes
of production, would prolong economic dependency and powerlessness.
The debate around this issue continued after the end of the Marshall Plan,
especially in France, where by the mid–1950s the Poujadists, political
spokesmen of the most conservative petits bourgeois, made electoral strides
with slogans such as that calling for “a new freedom—the freedom to be
inefficient.”37
Despite squabbles between Americans with a “missionary” impulse and
local authorities, a technocratic elite did finally emerge as the dominant
economic actors in France and Italy by the early 1950s. Scientific manage-
ment and corporative collaboration, as Charles Maier and Michael Hogan
have argued, helped transform political problems into technical ones and to
diminish the role of class conflict in the French and Italian economies. The
managerial approach to reconstruction benefitted from the appearance of
new rulers in both nations, who refrained from an “independentist” rheto-
ric as the only avenue to prestige. Stanley Hoffmann has pointed out an
important passage of power in France: from the leaders who had been
deeply involved in the battle for status as exiles in London or Algiers to
those (Robert Schuman, Antoine Pinay, Pierre Mendès France) who, acting
in the back stage, had acquired better understanding of the advantages of
interdependence. In Italy, at that same time, mounting mass protest against
the deflationary measures of the pro-free market representatives justified
the rise to prominence in the DC party of leaders (Giovanni Gronchi, Gior-
gio La Pira, Amintore Fanfani) who advocated public intervention in the
88 A Question of Self-Esteem
a prelude to partnership for the common cause more than an act of sub-
mission. As the leader of the “last” and most vulnerable “frontier” of
Western democracy, Bidault requested “reassurances on the political
ground [the Italian national elections were imminent], and, as soon as pos-
sible on the military ground, that the old and the new world will cooper-
ate in strict solidarity for the protection of the only worthy civilization.”
Although representing a weakened and prostrate nation, the foreign min-
ister seemed to echo Victor Hugo’s words: “France, France, sans toi le
monde serait seul” (the world would be alone without you). What was the
ultimate purpose of this line of argument? Bidault sought consistency
between his plea for help and his call for tripartite political and military
consultations among the French, the British and the U.S. government. It
was the first of several attempts from Paris to establish a three-power
directorate of the West. In this body, France would be the voice for the
whole Western European continent.41
Ostensibly, the French also resolved to form a European system of
alliance based on self-help, first signing the Dunkirk Treaty with Great
Britain, then extending the geographic and strategic scope of that entente
through the Brussels Treaty of March 1948. But the resulting Western
Union was a pretty anemic defense system, mainly “a device to entangle the
United States in European affairs,” especially from the French viewpoint.
Under the Brussels Treaty the French felt they would become the cannon
fodder of Western Europe. By promoting an American presence in the Con-
tinent, they expected more respect for their role and security from both
Britain and the United States.42 The very theme of “Western solidarity”
helped France to dispel the humiliation that came from needing foreign
assistance, as well as to justify concessions it would have to make in a bind-
ing alliance. By emphasizing “solidarity” Paris enhanced the aspects of
interdependence more than its deference to the hegemon, and consequently
the considerable incentives it expected from the United States. Paul
Ramadier, as defense minister at the end of 1948, best summarized French
goals during the Atlantic negotiations: “we will accept neither the idea of
going it alone nor the policy of being a satellite. We will choose solidarity,
which will give us the power to make others respect our independence
[emphasis added].”43
Such considerations underscore why the French had endorsed the Lon-
don accords of June 1948 for the restoration of sovereignty in West Ger-
many. Apparently, it was a surrender for French diplomacy. The three West-
ern occupation powers announced the creation of a provisional
government—not as decentralized as France had wished—which was to
convene a Constituent Assembly by September; it also ruled out the possi-
bility of a detachment of the Rhineland, and for the Ruhr, it set up an emas-
culated International Authority. Undoubtedly, leaders in Paris finally came
to the conclusion Raymond Aron had reached as early as February 1947
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 91
when, from the columns of the radical paper Combat, he had warned: “if
Germany is not reconstructed with us, it will be reconstructed against us.”44
A memorandum from the Quai d’Orsay after the agreements suggested
how France was in fact reevaluating its status within Western solidarity: “to
refuse to ratify this accord,” the document read, “would be equivalent to
France renouncing its role in the continent” and the possibility of Franco-
German cooperation.45 Furthermore, even from their rearguard negotiating
position, the French expected they could reap concessions from the United
States, based on their country’s presumed indispensability to the Western
alliance. In a report at the eve of the conference in London in April, Bidault
wrote that France should no longer worry about suppressing German
recovery, but concentrate on forming a cooperative European scheme, using
firm international controls over its resources. The French priority at the
conference was rather to prevent “any sort of German rearmament or
reconstruction of its military potential” and to prolong the occupation
regime as much as possible. While relegating Germany as the “economic”
arsenal of Europe, France would attain security and leadership in Europe,
both of them through American guarantees.46
Not satisfied by “informal” British and American reassurances to hold a
defensive line on the Rhine, the French escalated their demands for U.S. mil-
itary supplies and “formal” guarantees, and, as the Soviet Union started
blocking Western access to Berlin, they reiterated their request for a tripar-
tite command. Between August and September, Paris even threatened that
the fulfillment of its requests was its precondition for signing the Pact. Even
though the French never seriously considered going neutral, they simply
believed they could do some hard bargaining in return for their concessions
on Germany. Clearly, their demands for U.S. forces on the Rhine, for a
“special” bilateral arms deal with Washington, and for a unified command
(the strongest form of entanglement) demonstrated that their need for
American presence and their fears of staying out of a Western group were
greater than ever.47 Above all, France believed that only as one of the lead-
ers in the alliance could it retain continental supremacy. The Atlantic nego-
tiations, therefore, illustrated most apparently France’s realization that rank
and security could not be separated.
The United States had a different view of the problem. A State Depart-
ment memorandum summarized that “France [was] animated more by
fearfulness of its own weakness vis-à-vis a revived Germany than by con-
fidence in the strength of a Western Europe into which at least Western
Germany has been integrated.”48 This was the core of the “third force”
theme. Its advocates, Kennan in the forefront, contended that France’s
status concerns distorted instead of complemented its security interests.
To set draconian limits on German revival, Kennan and others argued,
would hamper Europe’s recovery, thus favoring the Kremlin’s game more
than the West. Whatever progress the French made toward compromise
92 A Question of Self-Esteem
ERP countries, and by the end of that year Communist-led strikes resumed
with a vengeance. During the summer, at the peak of the Berlin crisis, the
Fourth Republic offered one of its first and poorest spectacles of instability,
with three cabinets in rapid succession.
In September, the chief of the ECA mission in Paris, David K. E. Bruce,
observed that French “political instability [was] root of [the] failure to deal
constructively with [the] economic situation” and that “the steady deterio-
ration of confidence” was a “menace not alone to French economy but to
the whole European recovery effort.” Worse still, Washington continued to
overstress Bidault’s comment of two years earlier that a lot of the French
leaders’ talk of security against Germany was for domestic consumption. So
it was easy to conclude that, haunted by political instability, those leaders
preferred to seek immediate legitimacy by complying with the nation’s col-
lective fears rather than taking the more difficult route of educating the pub-
lic. In other words, they showed poor statesmanship in the eyes of the Amer-
icans, too poor to assume command in Europe. In October John Hickerson
gave his scathing judgment on France’s incompetence as master of European
integration: “the French,” he wrote “are temperamentally selfish, individu-
alistic and reluctant to cooperate with anyone . . . Since the second world
war they have been demoralized and exhausted . . . ;” their franc could be
restored, their security needs satisfied, but “there [was] little anyone outside
France [could] do toward obtaining a French government in which anyone
[could] have confidence.” The French ambassador to Washington, Henri
Bonnet had for some time feared that government instability and declining
reputation of statesmanship might alienate any form of American support.52
That perhaps could have been the case, if those in Washington who
pressed for European self-help had their way. But precisely because the
French problem appeared so much as one of diminishing self-esteem, the
thesis that prevailed was that of reassuring Paris with a few important
incentives. Already, as we have seen, the Anglo-Americans were considering
a forward defense strategy in the Continent. Then, in September came the
first tangible concession: President Truman finally approved the reequip-
ment of three French divisions in Germany. It was far less than Paris had
requested, but even “token shipments” would have an inspiring effect on
French public opinion, as Averell Harriman, then director of the U.S. For-
eign Aid program, concluded. In December, Lovett concurred that both the
ERP and arms deliveries to France had a fundamentally political goal: not
to let the ally “succumb to [internal] Communism.” Furthermore, the act-
ing secretary of state admitted that “France [was] the keystone of Conti-
nental Western Europe.” While France’s bid for a three power world direc-
torate remained in a limbo, what already seemed certain was that its role in
the Atlantic Pact would be a prominent one.53
These conclusions indicated the growing American persuasion that the
alliance should be above all a “morale-booster.” That idea held a firm
94 A Question of Self-Esteem
position in Washington after the Czech coup had highlighted the danger of
a Soviet “fifth column” strategy in Europe. Instability in France and Italy,
next to Soviet encroachments in Norway and the Berlin blockade, became
a chief source of concern at the Exploratory Talks.54
To be sure, restoring self-esteem might ideally be reconciled with the
promotion of self-help in Europe. That was supposedly the second purpose
of the “morale boosting” operation. In particular, material and status con-
cessions to Paris were meant to encourage French reconciliation with the
recovery of Germany. As Lovett observed in his December memorandum:
“The crux of the problem is French concern over Germany’s rapidly reviv-
ing economic power and the high level, relative to France, which it must be
allowed to reach if Germany is to become self-sustaining. We must take all
possible steps to allay French fears consistent with conditions which would
give Germany a chance for economic recovery.”
In fact, once the issue of self-esteem waxed so pervasive, the goal of self-
help became elusive. By emphasizing the risk of internal subversion, the
negotiations fell even deeper into the cycle of dependency: each nation had
more leeway in assessing its domestic threats over its external ones; also,
dependency and internal oppositions tended to feed on each other. Further-
more, there was no guarantee yet that the French would accept all condi-
tions on German reconstruction, while it seemed certain, as Kennan
insisted, that a military buildup would divert energy from Europe’s eco-
nomic rehabilitation.55
Such emphasis on dependency did not bode well for French ambitions of
continental leadership either. Only Bidault’s and Bonnet’s calls for rescue
had received attention in Washington, not their promise of turning their
nation into Europe’s bulwark. Rather than the leader of Europe’s resur-
gence, France appeared as one of its weak links.
But before taking the French story to its conclusion, we must turn to the
issue of Italian participation in the alliance, for by the end of 1948, France’s
struggle for status and security had become inextricable with that issue.
Indeed, at no other time would French and Italian status ambitions be so
conveniently linked. During the phase of the “old game” the two nations
had analogous but no shared goals. In 1949, their diplomatic ambitions
finally converged. However, Italy remained more wary of its European com-
petitors, mainly of France, than of the distant and “detached” hegemon.
Rome: they drove the Italian government’s initial hesitations, its unrealistic
expectations about negotiating its candidacy, and ultimately its final yearn-
ing to be among the original signatories of the treaty. Yet how and to what
ends did those concerns work, how did they merge with the French ones,
and how did they affect Washington’s choices?
Italy’s inclusion in the Atlantic Pact presented several problems: first of
all it was not a North Atlantic country; second, its contribution to a com-
mon defense scheme would be irrelevant, due to the limitations on its rear-
mament sanctioned by the peace treaty of 1947; third, even more than in
France, the presence of a strong Communist party prevented Italy’s partic-
ipation in the Exploratory Talks, especially before the electoral test of
April 1948.
The Italians, on their part, had several reasons for hesitation. Before the
April elections, De Gasperi favored caution, since the Communist party
could easily denounce any “warmongering” choice by the government.56
The public had a natural aversion to military alliances, a few years after a
disastrous war. Most officials assumed that the country’s security needed
economic and political solutions, not military ones—this persuasion would
later help the Italians define the ultimate ends of their status policies.
However, Rome wavered mainly because, like Paris, it wanted to set a
price for its adherence. Following Bevin’s proposal in January, Foreign Min-
ister Carlo Sforza declared that his country would be “happy to cooperate
with all her force (but) on a footing of equality, even in the organizing
stage.” This hint at a revision of the peace treaty was too arrogant to be
welcomed by the five Brussels nations, who refused to include Italy in the
original group. After overcoming the hurdle of the April elections, De
Gasperi presented his country’s candidacy to the Western group again.57
Partly as a consequence of the electoral success, the government’s demands
for equal status and revision of the peace treaty—particularly the
colonies—became even more audacious. At the same time, De Gasperi and
other Italian officials made it clear that the Brussels Treaty had no value for
them without American guidance. It was obvious that Rome, like Paris,
expected little or no protection from its European partners, still resented
their attitude at the Peace Conference, and as usual, assumed the United
States, the distant “hegemon,” would be more disinterested and generous.
As a result the Western Union powers kept Italy on hold regarding the Brus-
sels Treaty, while opposing its direct access to an Atlantic system. This atti-
tude confirmed the Italians’ diffidence toward their Anglo-French “allies,”
and fostered their suspicion that Europe would be divided along a North-
South line between first and second rank partners of the United States.58
Italy’s aspiration to be equal to the English and the French and its reliance
on the United States to achieve that goal became even more apparent when
Rome seemed to accept isolation. For a few weeks, in the summer of 1948,
the Italian government, like the French, ostensibly explored a neutral
96 A Question of Self-Esteem
option. The plan for what Rome called an “armed neutrality”59 entailed a
bilateral deal with the United States for a partial rearmament, free of the
entanglements of an alliance. The word “neutrality,” therefore, should not
be interpreted literally. By no means did Italy take a middle position
between East and West.
De Gasperi and Sforza faced a mounting Communist campaign against
the Western alliance, as well as increasing dissent from their coalition mem-
bers—even among left-wing Christian Democrats—and the nationalists.
None of the moderate or right-wing opponents to an alliance was ready to
give up U.S. aid, though. To the foreign minister, a U.S.-supported “armed
neutrality” seemed the best solution to satisfy those groups.
However, this bilateral deal was not conceived to isolate the country from
the rest of Europe. On the contrary, the main purpose of De Gasperi,
Sforza, and several Italian diplomats was that of achieving equality with the
members of the Western alliance through a privileged cooperation with the
United States. This objective was founded on two assumptions: that the
United States was ready to revise the Italian peace treaty and that American
planners would deem the Italian peninsula strategically crucial.60 What mat-
tered most, if the United States provided sufficient protection against possi-
ble threats from Tito or the PCI, the Italians would be able to focus on the
economy. The government sincerely believed it was possible to remain a full
European partner through the OEEC—Sforza was at this time soliciting the
transformation of the Marshall Plan into the nucleus for a European polit-
ical union—while staying clear of military integration. This was the vision
that was emerging in Rome: an exclusive entente with the United States
would in itself be an indication of improved status; from such a position
Italy would be able to negotiate not only its security but also its economic
and political integration in Europe, truly as a peer of Europe’s leaders and
with the consequent material advantages. At home this result would war-
rant the Italian government prestige and foster consensus more than if
Rome had unconditionally accepted an Atlantic Pact.61
Italy’s desire to enter the “inner circle” of European powers was perhaps
best demonstrated by its adamant rejection of a separate Mediterranean
security system as an alternative to either a special deal with the United
States or, later, to its participation in the North Atlantic Treaty. London
especially, inspired by Turkish and Greek proposals, had envisioned that
separate arrangement as the best way to incorporate “indirectly” Italy and
those countries into the Western defense system.62 But this indirect coverage
was not welcome in Rome. A separate defense system would have served
British or French imperial interests first and foremost, while excluding Italy
from a more substantial share of American aid. Even worse, it would have
prevented the Italians from claiming equal partnership, or any part at all,
in Western European political and economic integration. That project, in
sum, was the antithesis of Rome’s own plan for a separate deal, the “armed
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 97
their request went unheeded. What made them change their minds about
the value of their southern neighbor? The most widely acknowledged rea-
son is that they had “Algeria in mind.” At the Washington Security Talks
the French saw an opportunity to obtain treaty coverage for their precious
North African possessions. But such extension could not be justified with-
out Italy as an original signatory. This desire to have Algeria protected was
in itself mainly a matter of status, for it implied Western recognition of the
French Union and of France as a world power. But just as relevant is the
fact that Paris sensed an imminent demotion of its status in Europe. Its sup-
port of Italy was also a response to the progressive shift of American and
British concerns toward the Scandinavian region during the latter part of
1948. Besides losing the prospect of a privileged deal with Washington, the
northward extension might also confirm that the distinction between first
and second rank allies ran along a North-South line, with France precari-
ously hanging in between. In sum, it seemed that in order to claim its right
to establish a tripartite leadership of the alliance, France needed to advance
Italy’s rank as well. To make its argument more poignant, the Quai d’Or-
say pointed out that a collapse of self-confidence in Rome would harm
French politics as well.71
The French and the Italians thus had a common cause, but their ultimate
purposes remained antithetical. French generosity toward Italy was aimed
at preventing exactly what Rome was pursuing: equality among major
allies. Interestingly, while the Quai d’Orsay and French military officials
flattered their Italian counterparts with references to the “Latin sisterhood”
against the Anglo-Saxon entente, the French government on March 26
signed a very diluted version of the Customs Union between the two coun-
tries, essentially aborting the project.72 By sponsoring Italy, France tried to
make sure it would have a grateful partner in the alliance; its own claim to
the top of the Western hierarchy could benefit from its role as guardian of
Mediterranean interests. Of course, Rome remained diffident toward its
transalpine friend.
France’s blackmail had worried Washington’s officials. To avert any pos-
sibility of French neutrality, no matter how remote, it seemed wise to grant
Paris additional incentives. Furthermore, the Americans had by now
understood Schuman’s design of keeping an independent West Germany in
check within an Atlantic framework, and concluded that the integration of
a democratic Germany into Western Europe would be possible only if
France felt secure and, at least nominally, at the summit of the alliance.73
In March Charles Bohlen suggested turning a renewed French project for
a three power directorate managing Western strategy at a global level into
a “Steering Group” with functions limited to the area covered by the Pact.
This was a compromise between the Anglo-American Chiefs of Staff, who
saw no advantage in sharing their worldwide responsibilities with the
“inadequate” French, and the State Department, which argued that “the
100 A Question of Self-Esteem
Fragile Allies. The way the United States saw it, France and Italy’s sta-
tus concerns in the late 1940s stemmed more than ever from their inferior-
ity complex and political fragility. That fragility, to be sure, awarded the
French and Italian governments considerable diplomatic victories. Paris
obtained treaty coverage for Algeria, the set-up of a Military Assistance
Program, with half of the first $1 billion pledged to its forces, and Wash-
ington’s promise of a tripartite executive body of the alliance. More impor-
tantly, the restoration of sovereignty and the cancellation of reparations in
West Germany occurred within the Atlantic framework, as Schuman had
wished: the Basic Law of the Federal Republic of Germany was approved a
few days after signing the Atlantic Pact in April; with the Petersberg proto-
cols in November, the Western occupying powers put an end to reparations
and invited the new German state in the Council of Europe, an organiza-
tion linked to NATO and aimed at forming a European economic and polit-
ical union; in return they obtained Bonn’s commitment to cooperate on
demilitarization with the Military Security Board and to join the Interna-
tional Authority of the Ruhr (IAR), which set up limits on steel produc-
tion.75 At the same time, as most American officials had predicted, Paris
was more prone to accommodation with its neighbor, thanks to the boost
French security and status had received from the Atlantic Alliance.
Original membership in the Atlantic Pact was the ultimate demonstration
of Italy’s return into the fold of Western European democracies, a prestige-
boost in itself. This recognition also lifted Italy’s hopes of obtaining a quick
and favorable settlement on Trieste, and perhaps some colonial recovery.
Even more crucial, original membership opened up its long-sought oppor-
tunity to resume a role in European politics. That the alliance provided the
context for Franco-German reconciliation was a welcome prospect in Rome
as well: because of its peculiar background as former Axis power, then co-
belligerent, Italy viewed itself as a potential mediator on German issues.
Exclusion from the Brussels Treaty was no handicap to the Italians’ pursuit
of a Western European identity, since they still counted on America’s sup-
port to achieve that goal (Italy too entered the Council of Europe in May).76
But naturally, weakness also undermined the two nations’ more ambi-
tious claims of status. From Paris, Caffery argued that the signature of the
Treaty was “only half the battle to defeat [a] basic feeling of insecurity in
this country,” which rested “on a widespread realization of France’s mili-
tary weakness and of [the] fact that this weakness cannot be remedied with-
out US help.” French participation in the alliance’s Steering Committee
(later named Standing Committee), as Bohlen had recommended, involved
no recognition of France as a world power, despite its military engagement
in Indochina. To the French this was another example of Anglo-Saxon
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 101
ostracism.77 Meanwhile, the fact remained that Paris had to make conces-
sions on Germany that its people still had a hard time digesting.
Italy had hoped that original membership would entail equal status with
the great powers of Europe. But those powers repeatedly frustrated Italian
requests to join the Steering Committee. In June Defense Minister Ran-
dolfo Pacciardi warned Washington that the Italian public opinion and
Armed Forces “would regard Italy’s subordination to France as a blow.”
When later that year NATO established regional defense planning groups,
Rome added its bid to the Western European committee, but obtained a
command role only in the Southern Europe-Western Mediterranean com-
mittee. The gap between Northern and Southern Europe seemed confirmed
not only in terms of rank but also in NATO’s strategic order of priority.
Despite American promises of protecting the entire peninsula, the Italians
felt that if they were cut off from the Western European Group the Italo-
Yugoslav border would be neglected; even worse, Italy might be marginal-
ized from the Continent’s political and economic integration. The Ameri-
cans time and again reassured that Italy would not be excluded from
continental integration or defense. They rather reversed Rome’s argument:
if it persisted in its unrealistic claims of rank, it might alienate the other
powers. In August an exasperated Acheson reminded the Italians “that
owing to their former status they certainly [did] not . . . enjoy full confi-
dence and respect [of] all Parties.”78
Also troubling for both France and Italy was that their left and right-wing
oppositions denounced membership in NATO not only as a partial surren-
der of sovereignty but even of national identity. But the French government
had a more solid case than its Italian counterpart. Prospects for Paris to
assume a leading role in Europe under the Atlantic framework seemed plau-
sible; the very escalation of the Cold War enhanced the potential of France
as Europe’s strategic and political lynchpin, thus reinforcing mutual
dependence with the United States.79 Italy was weaker and relatively mar-
ginal to the perceived main area of Cold War conflict. Also, because of the
massive American interference in its domestic politics during the campaign
for the 1948 elections, the Atlantic choice could more easily appear as the
ultimate outcome of a series of “impositions” from the United States. Most
Italian analysts have agreed that Rome’s acceptance of the Atlantic Pact was
“the last step in the country’s process of de-nationalization” during the
Cold War. The Manichean division of Italy between pro-Soviets and a pro-
Americans seemed established, with the DC stigmatized as the partito amer-
icano. In an effort to refute such label, De Gasperi at the Parliament intro-
duced the treaty “not as an act of necessity or submission . . . but as a
chance to add to this alliance our thrust for peace . . . and all of [Italy’s]
vital civilizational contributions.” NATO, in other words, would
strengthen, not suppress Italy’s identity, and, even more ideally for a party
still struggling to demonstrate that it was the quintessential “Italian” party,
102 A Question of Self-Esteem
than the Italians about their security. But Paris looked beyond pursuing
guarantees from its allies. Like the Italians, the French interpreted the
Atlantic Alliance as an instrument to throw the burden of rearmament on
the United States, thus freeing up resources to bolster the nation’s colonial
power status and, even more important, its economic prominence in the
continent. The Americans were developing their own way of manipulating
French sense of prestige by appealing to France’s high regard for its military
glories. In January 1949, the then Deputy to the Assistant Secretary of State
for Economic Affairs, Paul H. Nitze argued that “only the motivation of
national pride might be strong enough to support an increased military pro-
gram involving sacrifices on the part of the French people;” the “sense of
participation,” so coveted in Paris, must be complemented with “sacrifice”
in order to build a “sound psychological foundation for an expanded
defense program,” thus the morale necessary to resist Soviet aggression.
Nitze finally suggested basing U.S. assistance “upon increased military
budget appropriations by individual Western Union countries.” The French
immediately resisted such conditions, which they saw in fact as hurting
their national pride—and their security—as they realized that the MDAP
tended to relegate their nation as the “provider of infantry,” letting the
British rely on the Royal Navy and the United States on strategic bombing.
But this feeling of military inferiority had a profound impact on France’s
reelaboration of its status policies. In light of its limited leverage in military
affairs, Paris became even more determined to pursue economic and politi-
cal leadership on the Continent. Between 1949 and 1950 it tried to per-
suade the British to strengthen the Council of Europe, an organization that
could usher European integration on French terms, with a disarmed, eco-
nomically tamed Germany. By keeping the Germans “down,” and main-
taining the Council’s close identification with NATO, this plan was not
meant to loosen, but actually bolster the “partnership” with the United
States acquired through participation in the Standing Group.83 Since Britain
turned down this design, Paris then conceived the alternative project of a
Coal and Steel Community.
If France and Italy used the MDAP to boost their status, security, and
internal stability, they also had to reckon with the inevitable subordination
that their demands entailed. Both subordinated their “projected military
expenses on an undisclosed amount of American aid” as Irwin Wall has
written about the French. The irony was that by doing so they “invited
Americans to scrutinize every category of their budget to find the funds nec-
essary for defense,” thus allowing “an unprecedented degree of U.S. con-
trol.” As a consequence, both France and Italy became increasingly sensi-
tive to the superpower’s encroachments in their affairs and not quite as
grateful as Washington expected. Hence status concerns in some cases led
the French and Italians to resist rather than promote or manipulate U.S.
hegemony. Indeed France’s resentment against American pressures for its
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 105
defense expenses became notorious. In Italy, the United States obtained mil-
itary bases—the quid pro quo of “mutual”assistance—only by 1951, after
long negotiations with the reluctant Italian leaders, sensitive to the opposi-
tions’ charges of subservience.84
Broadly speaking, between the late 1940s and early 1950s the vicious
cycle of “invitation and pride” continued, and even got worse. This
meant that French and Italian progress toward mastering—or even sim-
ply understanding—interdependence was all but smooth. More than ever
the French and Italian governments had to rely on American support to
pursue their ambitions in Europe. But the promotion of American hege-
mony amplified their inferiority complex, making them perversely more
sensitive to matters of traditional prestige founded on nationalism.
France’s obsession with maintaining great power status and Italy’s fixa-
tion about reaching equal rank with France thus became stronger during
the first phase of Western integration. So the leaders of both countries
began rather slowly to equate prestige with their potential but still elu-
sive role as masters of that integration, while they still pursued more
immediate rewards and recognition, in Indochina for example, or in the
dispute over Trieste.
In the early 1950s, however, France did proceed with determined efforts to
achieve continental leadership through interdependence, devising the Schu-
man Plan and the European Defense Community project. Britain’s abdication
from Europe by itself would not have induced France to take the initiative;
Paris found the necessary encouragement from the prominent role it had
acquired in NATO. The best opportunity for Italy to exploit interdependence
to enhance its own international stature came in the second half of the 1950s,
as a result of the decolonization crisis in the Mediterranean. In both cases the
United States welcomed the two allies’ diplomatic activism, using it to bolster
the morale and prestige of their moderate coalitions, but tried to restrain the
intra-European rivalry that became part of the “new game.”
NOTES
1. Minutes Fourth Mtg. Washington Exploratory Talks, July 8, 1948, FRUS,
1948, III, qtd. p. 167; Bohlen to J. C. Grew, Aug. 27, 1947, Bohlen Records, Gen-
eral Correspondence, b. 1, RG 59, NA.
2. Memo Conv. by Hickerson, Jan. 21, 1948; Kennan to Sec. State, FRUS, 1948,
III, pp. 9–12 and 7–8. Best accounts on the “third force” are Gaddis, The Long
Peace, chap. 3; We Now Know: Rethinking Cold War History, Oxford: Clarendon
Press, 1997, pp. 37–39; Lundestad ‘Empire’ by Integration, pp. 54–57; Barnet, The
Alliance, pp. 110–118; Harper, Visions of Europe, pp. 122–132; Thomas A.
Schwartz, America’s Germany: John J. McCloy and the Federal Republic of Ger-
many. Cambridge, MA: Harvard University Press, 1991, pp. 18–19, 44–45; Pierre
Melandri, Les Etats Unis face à l’unification de l’Europe, 1945–1954. Paris, Edi-
tions A. Pedone, 1980, pp. 34–35.
106 A Question of Self-Esteem
Milano: Franco Angeli, 1980, introd.; Roberto Faenza and Marco Fini, Gli ameri-
cani in Italia. Milan: Feltrinelli, 1976.
10. For detailed descriptions of those conditions and consequent fears of political
subversion see esp. tel. 158 Caffery to Sec. State, Jan.10, 1946, 851.00, RG 59, NA;
Rioux, The Fourth Republic, pp. 66–68; Vera Zamagni, “Betting on the Future. The
Reconstruction of Italian Industry, 1946–1952,” in Becker and Knipping, Power in
Europe?, pp. 283–285; Mario De Cecco, “Economic Policy in the Reconstruction
Period, 1945–1951,” in Woolf, The Rebirth of Italy, pp. 158–170; Antonio Gam-
bino, Storia del dopoguerra dalla liberazione al potere DC. Bari: Laterza, 1975,
pp. 314–318.
11. Monnet, Memoirs, pp. 232–249; Philippe Mioche, “Le démarrage du Plan
Monnet,” Revue d’histoire moderne et contemporaine, 31 (1984), 3, pp. 398 ff.;
Richard F. Kuisel, Capitalism and the State in Modern France: Renovation and Eco-
nomic Management in the Twentieth Century. Cambridge: Cambridge University
Press, 1981, pp. 219–225; John S. Hill, “American Efforts to Aid French Recon-
struction Between Lend-Lease and the Marshall Plan,” Journal of Modern History,
64 (September 1992), pp. 509–517; Frances M. B. Lynch, “Resolving the Paradox
of the Monnet Plan: National and International Planning in French Reconstruc-
tion,” Economic Historical Review, 37 (1984), 2; Michel Margairaz, “Autour des
accords Blum-Byrnes: Jean Monnet entre le consensus national et le consensus atlan-
tique,” Histoire, Economie et Société, 3, 1982; François Duchene, Jean Monnet.
The First Statesman of Interdependence. New York: Norton, 1994.
12. Key to Sec. State, Sept. 5, 1946, FRUS, 1946, V, pp. 930–2; De Cecco, “Eco-
nomic Policy,” pp. 160–163; Harper, America and the Reconstruction, pp. 67–69,
101–103; E. Mantovani, “L’industria dall’economia di guerra alla ricostruzione,” in
Pierluigi Ciocca and Gianni Toniolo (eds.), L’economia italiana nel periodo fascista.
Bologna: Il Mulino, 1976.
13. Cf. texts (with conditions but also additional concessions from the U.S.):
FRUS, 1946, V, pp. 461–4, 1947, III, pp. 859–61; Memo by Moore, Jan. 8, 1947,
pp. 852–4; Truman to President De Nicola, Jan. 20, 1947, Public Papers of the Pres-
idents of the United States [hereafter PP], Harry S. Truman, vol. 1947 p. 105; tel.
3356–7 Bidault to Bonnet, May 28, 1946, Amérique 1944–52, vol. 246, AHMAE;
L. Pietromarchi to Sforza, Sept. 8, 1948, CS, b. 4, ACS.
14. It is interesting to note that, facing a mounting Communist-led propaganda
against the Hollywood invasion, the State Department pressed a reluctant Motion
Picture Association to revise the Blum-Byrnes accords on cinema in 1948, allowing
France to raise Europe’s highest protectionist quota of national showings: cf. J.
Portes, “Les origines de la légende noire des accords Blum-Byrnes sur le cinema,”
Revue d’histoire moderne et contemporaine, 33 (1986), 2, esp. pp. 326–7; Wall,
Making of Postwar France, pp. 113–126. The U.S. applied a similar leniency on Ital-
ian quota restrictions. Italy could also count on the commercial success of “neore-
alism,” a success which for political reasons the State Department was willing to
encourage: cf. Carl E. Milliken (MPA) to George R. Canty, (Assist. Chief Telecom.
Division Dept. State), March 6, 1945, tells. 272, 720 Kirk (Rome) to Sec. State, Jan.
18 and Feb. 10, 1946 865.4061 MP, RG 59, NA; Letter Murphy to Benton, Nov.
6, 1945, cit. in chap. 1; Christopher Wagstaff, “Italy and the Post-War Cinema Mar-
ket,” in Duggan and Wagstaff, Italy in the Cold War, pp. 103–105.
108 A Question of Self-Esteem
15. As recognized in Jean Lacouture, Léon Blum. New York: Holmes & Meier,
1982, pp. 486–487 and Di Nolfo, Le paure e le speranze, pp. 235–237.
16. Cf. Note by “Direction Générale des Etudes et Recherches de la Présidence du
Gouvernement Provisoire,” Feb. 21, 1946, Amérique 1944–52, E-U, vol. 246,
AHMAE; tel. 780 Lacoste (reporting Bonnet) to Bidault, Apr. 9, 1946; on America’s
initial puzzlement about Blum’s appointment as envoy: Lacroix-Riz “Négociation et
signature,” pp. 423–4.
17. Lacouture, Léon Blum, p. 486–7; Leon Blum, L’Oeuvre de Léon Blum, Vol. 6,
1945–1947. Paris: Albin Michel, 1958, pp. 190–1 and 199; tel. 2895 Caffery to Sec.
State, May 23, 1945, 851.00, RG 59, NA; tel. 2631-4 Bonnet to MAE, May 22,
1946, Amérique 1944–52, E-U, vol. 246, AHMAE. On foreign influence over
America’s bureaucratically fragmented government in the early Cold War cf. Ernest
R. May, “The American Commitment to Germany, 1949–1955,” Diplomatic His-
tory, 1989, 4.
18. Alberto Tarchiani, America-Italia. Le dieci giornate di De Gasperi negli Stati
Uniti. Milan: Rizzoli, 1947, pp. 60–71; Miller, The United States and Italy,
pp. 217–218; Harper, America and the Reconstruction, pp. 111–116; Giulio
Andreotti, De Gasperi visto da vicino. Milan: Rizzoli, 1987, pp. 120–5; Maria
Romana Catti-De Gasperi, De Gasperi scrive. Corrispondenza con capi di stato,
cardinali, politici, giornalisti, diplomatici. Brescia: Morcelliana, 1981, Vol. 2,
pp. 127–9; Ortona, Anni d’ America, 1, pp. 179–180; Federica Pinelli, “L’Italia vista
dal ‘New York Times’ 1947–1951,” Italia Contemporanea, 193, December 1993,
pp. 668–9; Mtg. Tarchiani-Marshall, Feb. 28, 1947, 711.65, RG 59, NA.
19. First quote is by Donato Menichella, Director of the Bank of Italy, in Memo
by McGhee, Jan. 7, 1947, FRUS, 1947, III, at p. 848; cf. Mtg. De Gasperi-Clayton,
Jan. 14, 1947, 033.6511, RG 59, NA; Tarchiani in Ortona, Anni d’America, 1,
p. 184; Pesenti in Miller, The United States and Italy, p. 219; Lacouture, Léon Blum.
pp. 487 ff.
20. Qtd. Caffery to Sec. State, Feb. 9, 1946, FRUS, 1946, V, pp. 412–3; cf. Hill,
“American Efforts,” pp. 508–509; Leon Martel, Lend Lease, Loans, and the Com-
ing of the Cold War. Boulder, CO: Westview Press, chaps. 6–7; on Truman admin-
istration’s new commitment cf. Charles S. Maier, “Revisionism and the Interpreta-
tion of Cold War Origins,” in The origins of the Cold War and Contemporary
Europe. New York: New Viewpoints, 1978; James E. Miller, “Roughhouse Diplo-
macy: The United States Confronts Italian Communism, 1945–1958,” Storia delle
relazioni internazionali, 1989, 2, p. 289. The centrist coalition in France was known
as “third force” (between the PCF and the Gaullists), but to avoid confusion with
the main theme of this chapter I omitted that definition.
21. Caffery to Sec. State, Feb. 9, 1946, cit.; Minutes NAC mtgs., Apr. 25, 1946 and
May 6, 1946, FRUS, 1946, V, pp. 431–4, 440–6.
22. Minutes NAC mtgs., March 4, 1946 and Apr. 19, 1946, FRUS, 1946,
pp. 894–7, 902–6; Memo by Hickerson, Jan. 6, 1947, FRUS, 1947, III, pp. 837–8.
23. Wall, Making of Postwar France, pp. 52–53; Dowling to F. Matthews, Nov.
21, 1946, cit. in chap. 1.
24. On France: cf. tel. 3666 Caffery to Sec. State, July 26, 1946, 851.51, RG 59,
NA; Washington showed caution at the National Advisory Council meetings during
the negotiations of the Blum-Byrnes agreements: see for ex. NAC Mtg., May 6,
1946, FRUS, 1946, V, pp. 440–6. Most historians of France now (with above cited
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 109
Spring 1984, pp. 17–36; Gerard Bossuat, L’Europe des français, 1943–1959. La IVe
République aux sources de l’Europe Communautaire. Paris: Publications de la Sor-
bonne, 1996, pp. 151–163.
33. Guillen, “Le Projet d’Union Economique;” Hoffmann, “Paradoxes,”
pp. 54–55, 62; cf. Kuisel, Capitalism and the State, pp. 244–249.
34. Varsori, “L’Italia nel sistema internazionale,” p. 23. Economic integration, it
should be reminded, offered scant advantages to the Commonwealth-oriented
market, and political federation was anathema for a British empire that relied more
on its Atlantic and imperial ties than on its bonds with the European continent.
Furthermore, neither the prospect of a European parliament crowded with Com-
munist deputies from France and Italy, nor that of a Christian Democratic major-
ity in the executive appealed to the Labor government of Clement Attlee: see esp.
Mtg. Bohlen-Bevin, Oct. 4, 1948, Bohlen Records, b. 4, RG 59, NA; Milward, The
Reconstruction chap. 5; Young, France, Britain and the Unity of Europe,
pp. 122–124; Raymond Aron, Les articles de politique internationale dans Le
Figaro de 1947 à 1977, tome 1, La guerre froide (juin 1947 à mai 1955), (ed. by
G.-H. Soutou). Paris: Editions de Fallois, 1990, pp. 97–100.
35. Vera Zamagni, “American Influence on the Italian Economy (1948–1958),” in
Duggan and Wagstaff, Italy in the Cold War, pp. 83–86; Pier Paolo D’Attorre, “ERP
aid and the Politics of Productivity in Italy during the 1950s,” Project Paper n. 15,
EUI, Florence, 1985; Francesco Malgeri, Storia della Democrazia Cristiana, vol. 2,
De Gasperi e l’eta’ del centrismo. Rome: Cinque Lune, 1988, pp. 61–63; Kuisel,
Seducing the French, chap. 4; on ECA campaign Albert Hemsing, “The Marshall
Plan’s European Film Unit, 1948–1955: a memoir and filmography,” Historical
Journal of Film, Radio and Television, 14 (1994), 3; Pisani, The CIA and the Mar-
shall Plan, cit.; Richard Pells, Not Like Us. How Europeans Have Loved, Hated,
and Transformed American Culture since World War II. New York: Basic Books,
1997, pp. 55–57.
36. Kuisel, Seducing the French, pp. 84–89; Tasca in Harper, America and the
Reconstruction, p. 157; second quote from David W. Ellwood, “Italy, Europe and
the Cold War: The Politics and Economics of Limited Sovereignty,” in Duggan and
Wagstaff, Italy in the Cold War, p. 36; George Kennan saw a connection between
“the profound exhaustion of [Europe’s] physical plant” and that of its “spiritual
vigor,” when in the spring of 1947 he recommended an economic aid program:
Paper PPS “Aid to Western Europe,” May 23, 1947, FRUS, 1947, III, pp. 223–230
(qtd. p. 225).
37. Qtd. in Kuisel, Capitalism and the State, p. 271; cf. D’Attorre, “Il Piano Mar-
shall,” pp. 542–4.
38. Hogan, Marshall Plan, p. 19; Charles S. Maier, “The Politics of Productivity;
Foundations of American International Economic Policy after World War II,” Inter-
national Organization, vol. 31 (1977, Fall, pp. 610–8; Charles S. Maier, In Search
of Stability: Explorations in Historical Political Economy. Cambridge: Cambridge
University Press, 1988; cf. Federico Romero, The United States and the European
Trade Union Movement, 1944–1951. Chapel Hill: University of North Carolina
Press, 1992, conclusions; Kuisel, Capitalism and the State, pp. 249–255; Alain Lip-
ietz, “Governing the Economy in the Face of International Challenge: From
National Developmentalism to National Crisis,” in James F. Hollifield and George
Ross (eds.), Searching for the New France. London: Routledge, 1991; Michele Sal-
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 111
70. Dunn to Sec. State, Oct. 22, 1947, FRUS, 1948, III, pp. 809–11; Walworth
Barbour (Chief Division South European Affairs) to Col. F. J. Grailing (GSC, Dept.
of the Army), Nov. 10, 1948 and tel. 4432 Dunn to Sec. State, Nov. 24, 1948, both
in 033.6511, RG 59, NA; Leopoldo Nuti, “La missione Marras, 2–22 dicembre
1948,” Storia delle relazioni internazionali, 1987, 2.
71. The French also argued that the Italian Po valley, access to Southern France,
should remain closed to Communist invasion. On French support of Italy cf. Memo
Acheson, March 2, 1949, cit.; Armand Bérard, Un ambassadeur se souvient. Vol. 2.
Washington et Bonn 1945–1955. Paris: Plon, 1978, pp. 181 ff.; Auriol, Journal,
1949, p. 113; Reid, Time of Fear, pp. 203–210; Wall, Making of Postwar France,
pp. 145–146; on attempts to link the Italian and the Norwegian membership cf.
FRUS, 1949, IV, pp. 122–135.
72. On this last point see esp. Note Secretariat Général, Nov. 27, 1948, Mtg. Gen.
Billotte-Gen. Marras, Dec. 17, 1948, PA, Bonnet, vol.1, AHMAE; Memo Conv.
Bohlen-Schuman, Nov. 20, 1948, Bohlen Records, Memo series, b. 4, NA; Maurice
Vaïsse, “George Bidault, ministre des affaires étrangères et l’Italie,” in Duroselle and
Serra, Francia e Italia, pp. 306–307.
73. Cf. Memo Conv. by Sec. State, Feb. 14, 1949, FRUS, 1949, IV, pp. 108–10; Ire-
land, Creating the Entangling Alliance, pp. 108–112.
74. Mtg. Bohlen-Bonnet, Jan. 3, 1949, Bohlen Records, Memo series, b. 4, NA; tel.
10153 Bonnet to MAE, Feb. 19, 1949, PA, Bonnet, vol. 1, AHMAE; Memo Sec.
State, February 14, 1949; Hickerson to Sec. State, Feb. 17, 1949; Memo Bohlen to
Sec. State, March 31, 1949 (qtd.); FRUS, 1949, IV, pp. 107–8, 120–1, 255–7; cf.
Melandri and Vaïsse, “France: From Powerlessness,” p. 469; Guillen, “France and
the Defence,” pp. 131–132.
75. Memo Caffery and Harriman to Schuman, March 3, 1949; Acheson to Emb.
in France, July, 8, 1949, FRUS, 1949, IV, pp. 148–50, 309; on German agreements:
Auriol, Journal, 1949, pp. 400 ff.; Acheson, Present at the Creation, pp. 286–301;
Schwartz, America’s Germany, pp. 80–83.
76. Cf. Pierre Guillen “L’Italie et le problème allemand, 1945–1955,” Relations
Internationales, 1987, autumn, pp. 269–275; Varsori, “la scelta occidentale,” II,
pp. 364–368.
77. Caffery to Sec. State, Apr. 7, 1949, FRUS, 1949, IV, pp. 288–9; Melandri,
“France and the Atlantic Alliance,” pp. 268–9.
78. Cf. Mtg. G. W. Perkins (Assist. Sec. Eur.) Tarchiani, Sept. 8, 1949 and Mtg.
Mario Luciolli (Counselor Italian Embassy) L. Unger (WE) Oct.13, 1949, both in
Records WEA, Italy 1943–51, b. 1, NA; Pacciardi and Acheson qtd. in Smith, The
US, Italy and NATO, pp. 97, 99, and chap. 5.
79. Cf. Marc Trachtenberg, A Constructed Peace: The Making of the European
Settlement, 1945–1963. Princeton: Princeton University Press, 1999, p. 77; Brian
Jenkins and Nigel Copsey, “Nation, Nationalism and National Identity in France,”
in Jenkins and Sofos, Nation and Identity in Contemporary Europe, pp. 114–115.
80. Qtd. Silvio Lanaro, Storia dell’Italia repubblicana: Dalla fine della guerra agli
anni novanta. Venice: Marsilio, 1993, p. 148; qtd. De Gasperi’s speech of May 15,
1949, in De Gasperi, Discorsi politici, Vol. 1, p. 235; on DC as “the Italian party”
see also Guido Formigoni, L’Italia dei cattolici: Fede e nazione dal Risorgimento alla
Repubblica. Bologna: Il Mulino, 1998; Agostino Giovagnoli, Il partito italiano: La
Democrazia Cristiana dal 1942 al 1994. Rome: Bonacci, 1996.
Mastering Interdependence? Status, the “Third Force,” and the Western Alliance 115
81. Qtd. Chester J. Pach, Jr., Arming the Free World. The Origins of the United
States Military Assistance Program, 1945–1950. Chapel Hill: University of North
Carolina Press, 1991, p. 230 (also chaps. 5 and 7); cf. Lawrence S. Kaplan, A Com-
munity of Interests: NATO and the Military Assistance Program, 1948–1951.
Washington DC: Office Secretary of Defense, Historical Office, 1980, esp. p. 70;
Policy Papers by Foreign Relations Assistance Correlation Committee, Feb. 7, July
1, 1949, FRUS, 1949, I, pp. 250–7, 347–9.
82. The last portion of Article 2 reads: “[The Parties] will seek to eliminate con-
flict in their international economic policies and will encourage economic coopera-
tion between any or all of them.” Memo Bohlen for Acheson, Feb. 21, 1949, Bohlen
Records, Correspondence, b.1, NA; on U.S. views of the OEEC: Dunn to Sec. State,
Sept. 13, 1948, FRUS, 1948, III, pp. 252–3; cf. Alan S. Milward, “NATO, OEEC,
and the Integration of Europe,” in Heller and Gillingham, NATO. The Founding.
On Italian views of MDAP: Lorenza Sebesta, “American Military Aid and European
Rearmament: the Italian Case,” pp. 284, 290; Antonio Varsori, “L’Italia fra alleanza
atlantica e CED (1949–1954),” Storia delle relazioni internazionali, 1988, 1,
pp. 132–134; on DC internal discord: Formigoni, La Democrazia Cristiana e l’al-
leanza, chap. 5; Gianni Baget Bozzo, Il partito cristiano al potere. La DC di De
Gasperi e Dossetti, 1945–1954. 2d ed. Florence: Vallecchi, 1978.
83. Memo Nitze, Jan. 31, 1949, FRUS, 1949, IV, pp. 54–60; cf. Memo Conv. by
Acheson, Apr. 1, 1949, pp. 265–6; P. Guillen, “France and the Defence of Western
Europe,” pp. 140–142; on French dependence on U.S. military aid: Jean Doise and
Maurice Vaïsse, Diplomatie et outil militaire. Paris: Imprimerie Nationale, 1987,
pp. 401–420; on attempt to strengthen the Council of Europe: Hitchcock, “Origins
of the Schuman Plan” pp. 625–626; Melandri, Les Etats-Unis face à l’unification,
pp. 38–40.
84. Wall, Making of Postwar France, p. 200; Smith, The US, Italy, and NATO,
pp. 118–119.
4
Mastering Interdependence?
Status, Nationalism, and the
European Army Plan
recover from the debacle of 1940 and had committed its scarce resources to
Indochina. Moreover, Jean Monnet’s own philosophy of grandeur, so pred-
icated on economic recovery, depended on French political skills (the abil-
ity to forge Europe’s institutions) and on the resources of others, namely
Germany and the United States. Second, and in connection with this
reliance on others, the Schuman Plan envisioned a powerful economic bloc
but without a separation between Europeanism and Atlanticism. Indeed, as
a European initiative framing a Franco-German rapprochement, the plan
satisfied Washington and strengthened Franco-American relations as well.
This rediscovered entente with the United States was the most important
achievement for France, especially as it seemed to erode Britain’s privileged
position in the alliance, while enabling Paris to assume the initiative of a
Franco-German balance of power.6
French leadership in Europe continued to depend on France’s association
with the United States and, through NATO’s command structure, on its
being recognized as a world power. That is why, in late 1950, Paris wel-
comed so enthusiastically the consolidation of NATO and the establishment
of the Standing Group, as well as a larger American role in the OEEC.7
Without such guarantees, Schuman would have hardly pursued other inte-
gration plans. So Monnet’s “Atlanticist” model of integration became inter-
twined with French grandeur. But to understand why that model became
accepted on both sides of the Atlantic, one must analyze how status con-
siderations shaped French fears and hopes from the Schuman Plan to the
EDC project.
Integration and the Atlantic Framework. The first factor that favored
Monnet’s designs was the devaluation of the pound in September 1949—a
sign of London’s unequivocal refusal to integrate with the continental pow-
ers. The British move, coupled with a U.S.-orchestrated devaluation of the
German mark, caused inflationary pressures and labor unrest in France.
Worse still, while London had shunned consultation with its European
associates, it had acted in close cooperation with Washington, rekindling
French fears that the Anglo-Americans would consolidate their special
entente, withdraw from the continent, and leave France alone to deal with
Germany. Moreover, the United States’ leniency toward the British and the
Germans (which was indeed meant to prevent the creation of a closed ster-
ling area and help Europe to cover the dollar gap), seemed to portend
American preference for Bonn’s continental leadership over Paris.8
U.S. reactions confirmed French apprehensions. After the devaluation
“shock,” Acheson urged Schuman to take the lead to “integrate the Ger-
man Federal Republic promptly and decisively into Europe,” warning that
the Germans might otherwise take a “dangerous nationalist turn.” The new
American High Commissioner, John D. McCloy, argued that the “struggle
for the soul of Faust” might be lost if West Germany was not granted equal
120 A Question of Self-Esteem
partnership in the economic field. Paris yielded, signing the Petersberg pro-
tocols, which virtually stopped the dismantling of German industry, in
return for Bonn’s acceptance of the Ruhr Authority and disarmament.9 But
American pressures, together with growing German assertiveness, also
accelerated the French debate on European integration.
While promoting integration, France made sure to reinforce transatlantic
ties, not only by encouraging a completed NATO, but also trying to improve
the organization in a way that would raise its own status and yet conceal its
low military capability. In April Georges Bidault, as vice-president of the
Council, paralleled Schuman’s initiative with a renewed proposal for a tri-
partite “High Atlantic Command,” this time coordinating defense and eco-
nomic affairs. Such promotion of rank would have allowed France to mon-
itor even more tightly economic Western integration, while preserving its
reliance on U.S. aid. Bidault thus hoped to throw the burden of rearmament
on its allies, especially Washington, while eluding their demands for a Ger-
man military contribution. Little came out of this proposal. Secretary Ache-
son simply promised more consultations within the North Atlantic Council,
the supreme body of NATO, and better coordination among the organiza-
tion’s financial and defense committees.10
Acheson’s response demonstrated America’s increasing ability to finesse
French concerns of status. The secretary of state viewed Bidault’s proposal
as an opportunity to give the French a “semblance” of leadership, which
might actually make them more amenable to German rearmament. A bet-
ter example of America’s growing awareness of French status policies was
an exchange that took place between George Kennan and Charles Bohlen
in the aftermath of the British devaluation. The PPS director was frustrated
by what he called French “neuroses” over Anglo-Saxon conspiracies. The
United States, he remarked, had done everything possible to give the
French “courage and self-confidence in their own dealings with the Ger-
mans.” But if they still went “into hysterics” over a disarmed and parti-
tioned Germany, Kennan wondered, would they “show greater capacity
for leadership and initiative in Europe” once the Germans “emerge[d]
from many of the present controls and handicaps?” Charles Bohlen, now
sharing the State Department’s prevailing skepticism about a European
“third force,” reproached Kennan for following the still widespread ten-
dency to label the feelings of France and other continental nations “as the
product of psychological jitters,” and to justify Britain’s “reservations and
inhibitions,” which, like those of the French, stemmed from deluded
dreams of world mastery. In fact, he argued, “French ‘hysteria’ or neuro-
sis [was] rooted in a very cold-blooded, realistic appraisal of the probable
result” of an American withdrawal from the Continent, which would be a
“German-dominated coalition.”11 Bohlen was not merely presuming
French “realpolitik.” His point was to suggest that Washington had to rec-
ognize the link between France’s concerns over status and its security.
Mastering Interdependence? Status, Nationalism, and the European Army Plan 121
and McCloy had concurred that the initiative for a European Army should
appear all French. In September, Bruce wrote that if Schuman “could relay
to his cabinet a course of action inspired by us but giving the French gov-
ernment opportunity to assert [its] Continental leadership, we
might . . . obtain happy and even unexpected results.” The “appearance”
of leadership, the ambassador anticipated, would help win the approval of
the most dogmatic and chauvinistic Frenchmen, such as Defense Minister
Jules Moch.15
So even though the French had conceived the plan for a European army,
the final impulse came from the Americans, who drew their own distinction
between rank and role: France’s rank would at first be hollow, an “appear-
ance” of leadership satisfying its prestige, while in fact the United States
would determine the final outcome; eventually France’s role would be com-
mensurate to its acceptance of a burden-sharing notion of the alliance, as
well as equality of rights for Germany. France, in sum, could become the
main vehicle of European integration, but only at considerable cost and
without a chance to “hegemonize” Europe and to share world responsibil-
ities with Britain and the United States.
The thinking in Paris was a mirror opposite. When the French rejected
the first American proposal for German rearmament under NATO, they
clearly indicated that they continued to conceive U.S. assistance and their
nation’s position of leadership in the organization as inextricable. Most
French officials, to be sure, quailed at a revived Wehrmacht, since they still
viewed the Germans as precariously balanced between revanchism and
openness to Moscow’s seduction. But what Paris dreaded most was German
rearmament as a prelude to an Anglo-American withdrawal from the Con-
tinent.16 This would not only damage France’s security, but also its “mem-
bership” in the club of world powers, and all the political and economic
assets that derived from such membership.
That was also why, before launching their European army project, the
French again struggled to secure their “Atlantic” position. During the sum-
mer, Bidault, together with the new prime minister, René Pleven, countered
American pressures for an increased military effort with a renewed request
for a tripartite management of the alliance. The new proposal envisioned
that the three powers administer a common defense fund to which each
country would contribute on the basis of its national income—of course
that meant the United States would carry a vastly disproportionate burden.
This was France’s most determined as well as paradoxical attempt at using
its weakness (its poor budget condition) to reshape NATO’s power direc-
torate. It floundered against American opposition. In another bid to
strengthen tripartite cooperation later that year, Jules Moch tried to set up
regular meetings among French, British, and American defense representa-
tives for the exchange of military and technological information. Such dis-
cussions were intended to lessen France’s impression of being confined as a
Mastering Interdependence? Status, Nationalism, and the European Army Plan 123
continental power and merely a provider of infantry. But since Moch could
not prove that the French Defense Ministry was immune from Communist
infiltration, the meetings soon became intermittent.17 After failing to con-
solidate the three-power club the French tackled the idea of a European
army with uncertainty.
The plan they finally came up with was an institutional twin of the coal
and steel pool. On October 24, Pleven announced his project to the
National Assembly: it called for the merging of military budgets, arms pro-
grams, and national forces into a European Army under a European Min-
ister of Defense, who in turn would be responsible to a Council of Minis-
ters from participating countries. Two parts of the plan were calculated to
preserve France’s status vis-à-vis Germany: troops engaged overseas would
be exempt from integration; and some provisions secured coordination with
NATO strategic planning.
Secretary Acheson initially recoiled at what appeared a bit too obviously
as a scheme to defer German involvement in the Atlantic system—one that
“accorded to Germany a second-class status.” But then he resolved to seek
a compromise. In December, the American Deputy Representative on the
North Atlantic Council, Charles Spofford worked out a revised version of
Pleven’s proposal. While maintaining safeguards and limitations on Bonn’s
contribution, the new plan allowed Germany to raise forces in the interim
period; it also strengthened the Atlantic framework by further integrating
NATO under a Supreme Commander (SACEUR), the first being Dwight
Eisenhower. Eisenhower’s Command was yet another reassurance of Amer-
ica’s commitment. This was how Acheson at least presented it the follow-
ing July, arguing that European integration must occur under the protective
“NATO umbrella.”18
In fact, what mattered most was the reinforcement of Germany. The
Spofford compromise was only a step toward a truly autonomous third
force. Eisenhower, Bruce, and McCloy, fervent paladins of this idea, fore-
saw that a European federated army would make American withdrawal
from the Continent possible in a few years. To back up this point, the Amer-
icans described France’s need for self-esteem in a way that blended Kennan’s
view of French “moods” with Bohlen’s effort to understand French security
concerns: U.S. support of the plan, as Ambassador at Large to NATO Philip
Jessup put it in January, would give the French enough prestige “to combat
[their] psychological depression” and increase their “will to resist” against
the enemy. At the end of July the Truman administration began to pin its
hopes on the creation of a European army with a vaguely defined Anglo-
American logistic backing.19
Apparently, the American champions of a European army followed on the
heels of Jean Monnet, who had helped mastermind this integration as well.
In fact, the French Commissioner had never intended to create an
“autonomous” European army. With his faith in “Atlantic” interdependence
124 A Question of Self-Esteem
the occupation would end when Germany joined the European Army. This
promise was sanctioned in the “contractual agreements,” signed almost
simultaneously with the EDC Treaty at the end of that month. The tripar-
tite occupation of Germany was “one of the French ‘Great Power’ status
symbols,”23 and the contractual agreements reminded France that it owed
that position largely to the expediency of Anglo-American benevolent
diplomacy.
Much more than a “symbol” was at stake. The prospect of German con-
tinental supremacy based on a special bond with Washington seemed to
Paris almost as pernicious as the specter of a German-Russian entente.
French officials thought the Americans naive enough to foster inadvertently
German revanchism in the East.24 But, compounding the French leaders’
concerns about security was their unconcealed fear of losing privileged
access to Washington, and consequently what they regarded as their
nation’s “natural” claim to continental and even world leadership.
Above all, a Bonn-Washington “entente” might corrupt France’s own
notion of “transatlantic” integration. Indeed, Adenauer’s way of gaining
American favor was as troublesome as the substantial implications of that
favor. Thanks to its potential strength and relative political stability, Ger-
many could with ease yield to America’s will. Adenauer managed to shun
the virulent nationalism of his main opponent, the Social Democratic leader
Kurt Schumacher, showing, as he put it, that “patience [was] the sharpest
weapon of the defeated.” His behavior, like that of Churchill after the war,
was another reminder for French leaders that more prosperous and solid
nations than their own could afford compliance and even a certain meek-
ness toward the hegemonic power. Those statesmen appeared dangerous
not only because their conduct by contrast highlighted how divided and
quarrelsome the French were, but also for the different concept of alliance
they suggested.
American presence was supposed to bring benefits as well as certain
inevitable humiliating conditions. For a nation as politically polarized as
France, Bonn and London’s relative acceptance of the second element, albeit
temporary, intensified the danger of internal collapse. Nationalism was a
greater necessity for a state “too poor to be able to bow,” as de Gaulle had
said, even under the American protection the French so querulously invited.
NATO was actually the arena of solidarity the French centrist parties had
elected to “make others respect our independence” in Ramadier’s words of
1948. That is why for example, in June 1951, the French representative at the
Atlantic Council, Hervé Alphand, alerted the Foreign Ministry that “it was
increasingly important to explain . . . NATO airfields, NATO infrastructure
to the French people, portraying them as a triumph of French diplomacy,
which had requested and finally obtained such protection.” Losing the appear-
ance of leadership in the EDC, he warned a month later, was as harmful as los-
ing its substantial privileges. France could be in charge if it was “recognized”
126 A Question of Self-Esteem
as the undisputable driving force of the European Army. Implicit in this obser-
vation was the deep-seated belief of most French leaders that only their nation
could bring European unity, which in the long term might improve Europe’s
power differential with Washington. Echoing de Gaulle, some French officials
suggested that appearance would help create power, and a veritable European
third force, linked yet not subordinated to America. Bonn’s diplomacy for the
moment entailed a docile Europe (where France’s great power ambitions
would be tamed), and for the long-term an independent Germany free to bend
America and Europe to its own national agenda.25
what Schuman called France’s “five years of sacrifices” in East Asia had
two motivations: the fear that a European army would be dominated by
Germany, should the French keep fighting in Indochina (or that in an effort
to match the Germans militarily, “the French would lose their economic
lead over them”); and the attempt at portraying all challenges to the French
empire as a Cold War development—the common cause for which Wash-
ington and Paris should pull their resources together.31 Either motive
reflected France’s continuous belief that the Empire was still its best vehicle
to influence in the world.
a “sinking power” like France, as in late 1951 the secretary general of the
Dutch Foreign Ministry acrimoniously put it. To overcome the hesitations
of the Dutch and Belgians, Washington specified that the EDC would most
likely enjoy U.S. assistance. Ironically, in an effort to bring the Europeans
together and to assuage their fears about French hegemonic designs, the
United States had to vow its indefinite intervention in their affairs. In an
even more paradoxical twist, its aid priority to the EDC, calculated to cre-
ate consensus, was to become another issue of contention with French lead-
ers, who increasingly felt blackmailed, worried that their nation would lose
its “due” share of financial assistance, and would consequently be placed at
the same level as the other “continentals.”33
In order to combat those feelings and prevent a complete breakdown of
the EDC Conference in early 1952, the United States gave France additional
incentives. This was the most direct impact French status concerns had on
American commitments. Along with Great Britain, the United States prom-
ised to stay in Germany “as long as it appear[ed] necessary” to prevent Ger-
man secession from the European army. Washington also helped the French
obtain a British pledge of “automatic” armed assistance to all EDC parties.
But this was only for the duration of NATO, that is, twenty years (the EDC
had a fifty-year term). Under such limitations, this commitment was still a
meager consolation for the French. And, as Massigli noted, there was no
reassurance that France’s relations with the other two members of the
Standing Group would not be loosened. Paris then requested further inter-
locking guarantees among the Brussels Treaty, NATO and the EDC, espe-
cially in regard to NATO’s American commanders. Acheson decided to
promise additional support and, as a face-saving device for Adenauer, a sep-
arate protocol for safeguarding Berlin.34
The EDC Treaty was signed on May 27, with much public fanfare, but
still a good deal of private skepticism on the French side. Leaders in Paris
conceived the period between the signature and the ratification of the treaty
as another bargaining opportunity, a necessary time lag to extract more
concessions from the United States. After ratification, they believed, the
opportunity would be lost, and the EDC, as they saw it, would lead almost
certainly to unconditional German rearmament.35
Public Opinion and National Honor. But even the most fervent inte-
grationists, such as Schuman, knew that no amendment short of an almost
complete transformation of the treaty would be sufficient to win domestic
approval. Internal repercussions of the EDC as much as its international
vicissitudes corroded their faith in their own idea. The French leaders’ con-
cerns for security and status seemed to pale in comparison with the French
generals’ and the French people’s attachment to national identity and pres-
tige. The Pleven Plan was, as Georges-Henri Soutou has called it, a “mon-
stre juridique et politique,” oblivious of the main currents of opinion
130 A Question of Self-Esteem
among the French public and the Army. It failed to take into account, in
Edward Fursdon’s words, “France’s immemorial military traditions, the
sanctity of its army’s flag and uniform, and its revulsion to the whole idea
of a European defence force.”36 Most top military officials, including the
highest authority, General Pierre Alfonse Juin—Commander in Chief of
NATO’s Central European Sector from 1951—relentlessly portrayed the
Armée as the abiding symbol of the nation’s pride and glory. It is interest-
ing to note that the “symbolic,” or nominal loss of authority seemed to
these officials far more appalling than the “substantial” dependence on the
United States they engendered with their requests for help and advice,
especially in Indochina. The few who favored the EDC, such as General
Paul Ely—a friend of Eisenhower—significantly conceived the European
Army as an independent “third force,” in which the French contribution
would be predominant. It is also noteworthy that the Army’s characteris-
tic attachment to its glorious traditions—and to the empire, another sym-
bol of the past—became even more morbid as a consequence of the recent
defeat. Like the politicians, the military leaders cherished the nation’s past
in a desperate attempt to overcome its present weakness and their own
feelings of inferiority.37
Politics did not bode well for the EDC either. De Gaulle’s Rassemblement
du Peuple Français (RPF) made its triumphal entry in the National Assem-
bly, gaining over 21 percent at the elections of June 1951. This shift to the
right, together with steady popular support for the Communists, indicated
that the public condemned the government’s apparent “subservience” to
American interests. A supranational army was anathema to Charles de
Gaulle. For the sake of national independence, and confident of France’s
military potential, he was ready to accept a European defense force made
of strong independent states, including a rearmed Germany. Integration, he
believed, had become a snare Washington set on France to deprive it of its
equality with Britain and the United States and to include Germany in an
ultimate Anglo-Saxon entente. Along with most of France’s top military and
government officials, de Gaulle knew that to become “independent” and
one of the great powers, France had to rely heavily on U.S. aid for the time
being; but more tenaciously than government leaders, he considered such
aid as a contribution to the “common cause.” American refusal to grant as
much as France needed was therefore yet another offense to the nation lead-
ing the battle for Western Civilization in Indochina.
The Gaullist rebellion exacerbated the anti-American tones of French
nationalism in this period and, Ambassador Bruce pointed out, ultimately
played into the hands of the Communists. Certainly, it sowed further uncer-
tainty and divisions in the centrist coalition. The main Radical Party lead-
ers, Pierre Mendès France and Edouard Herriot, shared the RPF’s resent-
ment against American impositions. The Christian Democrats, sensitive to
criticism from the right, had a divided soul on supranationality; Bidault in
Mastering Interdependence? Status, Nationalism, and the European Army Plan 131
particular had never shared Schuman’s enthusiasm about the EDC and was
ready to strike deals with the Gaullists. Most Socialists posed as zealous
integrationists: this meant they wanted all—that is, inclusion of Great
Britain—or nothing. Worried about being outflanked by Communist prop-
aganda, they were also first to explore the possibility of compromise with
Moscow.38
The government of Antoine Pinay in the second half of 1952 epitomized
the main inconsistency of the centrist coalition. A conservative with pop-
ulist leanings, the prime minister relied on Gaullist backing and promised
to lessen the effects on the French economy of an American-imposed rear-
mament, relaunch the country’s consumer sector, and resist the interna-
tional anticolonial campaign. In order to do all this, however, he had to ask
for more American military assistance, which Washington would grant on
the usual conditions, in particular progress on the EDC treaty. This in turn
caused further indignation in the prime minister against U.S. pressures.
Pinay faced the same problem as previous French leaders; he only carried it
to its extreme consequences. Caught between a demanding public opinion
and the nation’s limited resources, he undertook the impossible task of
“combin[ing] a hat-in-hand attitude with national dignity,” as the paper
Combat quipped.39
A similar ambivalence regarding the issue of French honor was thus fos-
tered in Washington. James Dunn, then ambassador to Paris, understood
that the issue was more prominent than ever. On October 11 he concluded:
If we are to maintain and strengthen our Atlantic partnership, we have got to treat
our partners as truly partners. We must use our great strength and influence very
gently and tactfully. We must consult our partners more and earlier in [the] formu-
lation of our own policies. We must be careful not to give [the] impression of inter-
vening in their internal affairs and not to ask them to do things we are not prepared
to do ourselves.
A few weeks later, an embittered Acheson specified that the French idea of
honor and partnership presumed unlimited U.S. backing as much as tact
and respect: “while we are able to support them and agree with them up to
90% of their views and wishes,” he fumed, “we cannot do so 100%.”40
More enthusiastic about European federalism and more fiscally conserva-
tive than its predecessor, the Eisenhower administration would be even less
patient with Paris.
Army, was that the De Gasperi cabinet became plus realiste que le roi, the
most ardently integrationist among the allies. Yet this position was moti-
vated for the most part by Italy’s obdurate attempt to reach equality with
the major European powers—it was not, however, immune from grave con-
tradictions.
ing for economic and political integration, which better served both Italy’s
ambitions of rank and its economic interests.
The Italian government argued that the main risk it faced was that of
internal subversion, not foreign attack. A military build-up, it reiterated,
would divert basic resources from the country’s economic recovery, thus
rekindle social tension and benefit the Communists. Moves toward rear-
mament also corroborated Communist charges of the government’s sub-
servience to American “orders.” Rome’s argument became stronger once
the possibility of Soviet action in Europe to capitalize on the outbreak of
the Korean war subsided. At the Atlantic Council held in Ottawa in Sep-
tember 1951, De Gasperi began Italy’s long campaign for the implementa-
tion of NATO’s article 2, which called for closer economic collaboration
among allies. During a visit to Washington a few days later, the prime min-
ister told Acheson that Italy had supported Greek and Turkish NATO mem-
bership not so much in order to strengthen the military aspect of the
alliance as to improve economic cooperation between Northern and South-
ern Europe.44
The Italian government was even more explicit on recouping prestige as
a universally recognized democratic nation. It was for this reason, for
example, that Italy showed more flexibility than France on German reha-
bilitation. A morally restored Germany reflected well on Italy’s own full
redemption in the eyes of the world. The restoration of Italy’s military
rights, De Gasperi specified to Acheson, were not sufficient to “correct [its]
moral position.” Admission to the United Nations was needed as well. The
prime minister reproached the West for failing to press Moscow hard
enough to surrender its veto.45
Rome’s position on the EDC blended two images of Italy, as a morally
redeemed nation, and as a champion of cooperation in the Western alliance.
In the fall of 1951 Italy became the main sponsor of the plan’s expansion
toward a European Political Community (EPC).46 Within a political com-
munity, Italy believed it could better safeguard its interests, press for the
economic aspects of European cooperation and downplay military con-
cerns. Through the very authority De Gasperi would gain by outdoing
France and other partners as architect of integration, the Italian govern-
ment might enjoy greater international leverage. In a way, the diplomacy
and prestige of ideas was supposed to compensate for the diplomacy and
prestige of power which Italy did not have.
EPC and Nationalism. Italy’s drive for greater economic and political
integration would have probably enjoyed a better reception in the United
States, had the Italian government not contradicted that position with its
nationalist stance over Trieste. During his visit in Washington in September,
De Gasperi hinted that he would not introduce the EDC Treaty in Parlia-
ment before obtaining a satisfactory settlement on the disputed area. Status
in Italy, as in France, maintained strong jingoistic accents that clearly ran
against the Italians’ quest for prestige through “European” patriotism.
Nationalism was in part a way for the Italian government to offset its image
as NATO’s ultra-loyalist, and to preempt Communist propaganda. And
even though the prime minister had built a solid constituency among the
Italian youth for his EPC project, the majority of the Italian public was
experiencing a nationalist revival. The State Department had started ana-
lyzing the nationalist phenomenon as early as the summer of 1950, ascrib-
ing it to Italy’s “almost miraculous” economic recovery, the open sore of the
colonial and Trieste questions and, not least, a natural end to the “period
of self-vilification” that followed the shameful performance of the Fascist
regime. In January 1952, Ambassador Dunn began to report frantically
about this situation: “the astonishing economic recovery of Italy,” he wrote,
“ha[d] concealed the relatively much slower program in psychological and
moral recovery.” All parties, he added, “increasingly rel[ied] on [a] nation-
alist appeal as [a] measure of self-assertion and to distract [the public] from
Mastering Interdependence? Status, Nationalism, and the European Army Plan 135
Even the propaganda publicizing the benefits of U.S. economic aid fol-
lowed an indirect approach: although Washington—in cooperation with
Hollywood—orchestrated the publicity campaign for the Marshall Plan, it
preferred to use the local governments, labor groups, and media networks
to carry out the job. Recovery, too, had to appear as indigenous as possi-
ble, a national success achieved in cooperation, not under the direction of
the United States.61
The United States hoped that by bolstering the reputation of French and
Italian centrist parties as true representatives of their nations’ interests, it
would expose the contradiction between the PCF’s and PCI’s nationalist
stance and their subservience to Moscow. The PCI and PCF were particu-
larly damaged by their regimentation under the Cominform (a renewed ver-
sion of the Comintern). At the first meeting of the organization in Septem-
ber 1947, Soviet official Andrei Zhdanov instructed the French and Italian
Communists to hold “aloft the banner of defence of national independence
and sovereignty in their countries.”62 Evidently, the two parties’ nationalism
appeared “commanded,” as their insurrectionary strikes of late 1947
against the Marshall Plan demonstrated.
The PSB and the Struggle for European Integration. All these risks
prompted the Truman administration to perfect its own instruments of psy-
chological warfare. Still uncomfortable with adopting the enemy’s own
methods—“propaganda,” with all its pejorative connotations, simply
seemed “un-American”—the United States preferred to launch its psycho-
logical offensive in the West (and across the Iron Curtain), using its method
of “indirection.” Washington tried to counter the two Communist parties
by resorting to all indigenous means available in France and Italy, from gov-
ernment to private associations, and from organized groups to the media.67
The United States began to strike back at the Communist Peace Movement
as early as 1949, helping to organize parallel pacifist campaigns under the
leadership of pro-Western groups, the most dynamic of which was the Union
Démocratique pour la Paix et la Liberté in France. By the early 1950s the pur-
pose of these organizations became not only to denounce the deceitfulness of
Communist propaganda, but also to rally French, Italian, and German public
opinion, especially the youth, around the banner of European integration.68
The United States needed to forestall Soviet “phony” pacifism, and
simultaneously tame its own allies’ nationalist resurgence, which the PCF
and PCI so easily brandished against the European Defense project. By
stressing the identification of pacifism with Western integration, Washing-
ton also meant to encourage statesmen such as Schuman and De Gasperi to
aspire to international prestige as leaders of the European movement rather
than as guardians of national prerogatives.
Significantly it was at the onset of the EDC debate that the Truman
administration undertook a thorough coordination of its anti-Communist
offensive. In April 1951 the president authorized the creation of a Psycho-
logical Strategy Board (PSB) as an annex to the National Security Council,
including the under secretary of state, the deputy secretary of defense and
the CIA director.69 By the end of 1951 this board relaunched a campaign for
peace and European integration, while developing more specific plans for
the reduction of Communist power in France and Italy. By sponsoring var-
ious information and education programs—through the local media and
the activities of the United States Information and Education (USIE)—the
PSB targeted public opinion. Through secretly coded projects (“Cloven” for
France, “Demagnetize” for Italy), it helped the governments in Paris and
Rome to take bold measures, such as the removal of Communists from key
political or military offices, the passage of electoral laws that granted a
prize to coalition parties, restrictions on leftist-oriented press, a distribution
of Off-Shore Procurement contracts that discriminated against industries
where communist trade unions were predominant, the banning of certain
demonstrations, raids on the two parties’ headquarters, and seizure of their
paramilitary capabilities. This last measure was important to preclude any
insurrection the Communists might have been tempted to wage in case their
anti-EDC campaign failed.70
Mastering Interdependence? Status, Nationalism, and the European Army Plan 141
These plans thus dealt with a variety of issues, but the main thrust of the
PSB remained to maneuver French and Italian nationalism, or at least to sti-
fle Communist attempts of exploiting nationalist feelings. The 1951 elec-
toral tests underscored an obvious nationalist turn in both France and Italy.
This made the French and Italian governments more jealous than usual of
their sovereignty. The Truman administration for its part confirmed that it
had to keep its propaganda role as invisible as possible. This caution had to
be applied to all the PSB campaigns, from the most innocent ones to the
repressive measures of “Cloven” and “Demagnetize.” In order to avoid
leaks that would surely have tarnished the image of the United States as well
as that of the French and Italian administrations, only a handful of officials
in Washington and in the embassies had complete knowledge of the opera-
tions. The ambassadors were the sole links between the PSB and the gov-
ernments in Rome and Paris. But while potentially in charge of the opera-
tions, the two chief diplomats never took their task beyond “discreet
stimulation,” as James Dunn put it in July 1952. Sometimes, the United
States found itself rejecting requests from French and Italian officials
(whose “jealous” protection of national sovereignty was not always consis-
tent) for more overt forms of support. By leaning too heavily on Washing-
ton, even the “hard-fisted” Pinay government might “dampen its ardor” in
cracking down on the Communists, Ambassador Dunn observed, and “put
the blame on us in case of failure.”71
While operating behind the scenes, the United States encouraged Italian
and French leaders to couch the assault on Communism in terms of
national security. The two governments needed to revamp their image as
undisputable guardians of national sovereignty. Helping this argument,
raids on Communist Party headquarters revealed the intimate role the
Soviet Union played in the PCI’s and PCF’s strategies plans and tactics. The
most famous of such raids led to the arrest of PCF’s leader Jacques Duclos
on charges of conspiracy in May 1952. Three months later the PSB panel in
Paris concluded:
by pointing out its pro-Soviet and anti-militarist activities [the Peace Campaign], the
Government has been endeavoring to undermine other principal sources of the
[Communist] Party’s strength—its guise of being merely a leftist French political
party and its false reputation for patriotism . . . This type of campaign is particu-
larly timely in view of the current resurgence of French nationalistic sentiment.
West and East. In the final analysis, both France and Italy might resume the
old game because, as the PSB saw it, their pursuit of rank together with the
twin resilience of their communists and nationalists, turned the two allies’
“understanding and feelings of the immediate Russian danger many degrees
below [Washington’s] own.”80
Quarrelsome Allies. Western Europeans did not feel so lethargic and inse-
cure as “Ike” portrayed them. Rather, the governments of Western Europe
felt less compelled to do their own part in the common defense because they
perceived a diminished threat from the East, while they took U.S. commit-
ment almost for granted, thanks also to the nomination of the first truly inter-
nationalist candidate on the Republican ticket. Upon taking office, Eisen-
hower denounced Europe’s abuse of American generosity, protesting,
I get weary of the European habit of taking our money, resenting any slight hint as
to what they should do, and then assuming, in addition, full right to criticize us as
bitterly as they may desire. In fact, it sometimes appears that their indulgence in this
kind of criticism varies in direct ratio to the amount of help we give them.
Worse still, both Eisenhower and Dulles felt that through manipulation,
criticism, or a combination of both, the Europeans might end up embrac-
ing neutralism.82
Mastering Interdependence? Status, Nationalism, and the European Army Plan 145
From Rome in August 1953, Clare Luce reminded the president that
“Italy [did] not wish to abandon NATO, but she [did] wish it to be . . . less
of an ‘American Show.’ ” Toward the last phase of the EDC debate, the
ambassador defined “Europe’s neutralism” primarily as an attempt “to
make it impossible for America to go it alone and equally possible for her
to make America go along with her.” Neutralism, in other words, stemmed
from Europe’s reinvigorated nationalism. But, Luce added, in France and
Italy, where the left was strong, such nationalism/neutralism could ulti-
mately lead to “pro-Russian policies.”
Equally ominous was Europe’s questioning of Washington’s “enlight-
ened” leadership. Most French in particular reciprocated Dulles’ preaching
with their own moral indignation against the politics of McCarthyism.
After the execution of Julius and Ethel Rosenberg in 1953, Paris accused
“the world’s leading democracy” of indulging in a “behavior which the
French associate[d] with dictatorship,” as James Dunn reported. “To the
extent that they have lost faith in us as the symbol of freedom and toler-
ance,” special assistant John W. Hanes warned Dulles a year later, “French-
men tend to start looking elsewhere for the protection of their national
security. ‘Elsewhere’ is the East, which means a neutralist search for ‘re-
insurance.’ ”83
Whether it saw the Europeans as lethargic or restless, the Eisenhower
administration understood that catering to France’s and Italy’s needs for
reassurance and prestige might help win the few additional French and Ital-
ian parliamentary votes necessary to ratify the EDC treaty. One way to con-
front European nationalism and its neutralist connotations, some U.S.
diplomats argued, was paradoxically to encourage it and then let it burn
out quickly. In October 1952 the second secretary of the embassy in Paris,
Martin F. Herz—who remained in office under the new administration—
devised his “cure” to rekindle French pro-EDC “dynamism.” Expanding on
Ambassador Dunn’s recommendations of non-interference, Herz noted that
“American sponsorship or advocacy of the EDC [was] counterproductive”;
allowing a measure of anti-Americanism, he added, would be more benefi-
cial than threatening France with ostracism and the prospect of separate
German rearmament. For:
the national plane, and if above all it were defended as the best means of prevent-
ing alleged American designs for a direct alliance with Germany, such an argumen-
tation would have a large potential appeal here.
symbolic value” for the French, and its fall would probably compromise the
EDC treaty in the National Assembly. Secretary Dulles drew conclusions
diametrically opposed to those of the French leaders about their country’s
role in the world. France, he believed, had “reached a position where the
government [was] no longer capable of taking hard decisions required of [a]
great power” and its “weakness would leave [a] vacuum in Asia, Africa and
the continent in which our enemies would be tempted to move.”92
Some “Old Game” Revival. Status concerns were also behind France’s
approach to détente with Moscow. French leaders wanted to test the Krem-
lin’s peace initiatives (clearly calculated to derail the EDC) not simply to
avoid undue provocations or the danger of a reunified Germany “under”
Russian control, but also to reassert their independence within the Western
alliance. Under pressure from the still influential de Gaulle, they became
again sensitive to the idea of an old-style balance of power. In October
1953, the chief Gaullist spokesman, Gaston Palewski, explained to an
American official that the French main task should be to “control the dan-
gerous dynamics of Germany,” by reviving four power contacts with
Moscow. Through those contacts, Paris might also press for a confederated,
not supranational, Europe that would include some countries of the East
and keep the Germans as junior partners.
While not sharing with the Gaullist party the illusion of resuming an
“Eastern” approach, the French government became convinced that it was
the best candidate for brokering détente with Moscow. Or at least it strove
to show French public opinion that it could lead this major diplomatic ini-
tiative before others did it on their terms. Indeed the French public, tired of
bloodshed in Indochina, seemed ready to welcome the nation’s “leadership”
in pacifism both as a wise choice of security and as a source of prestige
other than the mission civilisatrice.93
Anxiety over Anglo-Saxon privileges, colonial concerns, and a measure of
“old game” policy all converged in the choices of Pierre Mendès France,
who took the lead of the French government in June 1954. Anticipating the
ways of de Gaulle’s regime four years later, the energetic prime minister
courageously liquidated an increasingly unpopular colonial war, focusing
instead on French quest for leadership in Europe. That quest, he thought,
should no longer be anchored on a European Army project that now bla-
tantly shortchanged French international status and clearly undermined
French political cohesion. In August, Mendès France proposed new proto-
cols that virtually erased the supranational features of the EDC Treaty and
granted a veto power to France. This change was essential, he lectured the
other members at the last EDC conference in Brussels, to secure the
National Assembly’s ratification. The prime minister’s hope that the other
partners would comply testifies more to his conscious attempt to overcome
a sense of national decline than to his faith in the nation’s grandeur. As it
150 A Question of Self-Esteem
turned out, he faced anger and recriminations from the Americans and the
other five EDC members.94
Mendès France did not make things easier by telling an astounded Dulles
that he would accept Molotov’s latest invitation for a summit. The prime
minister declared that he intended to “expose” Soviet designs and throw the
responsibility for the failure of the talks to the Russians. But Washington
had long suspected the Radical leader focused too much on independence
from the United States and too little on the perils of “appeasement.” The
Americans resented his “selling out” Indochina at the Geneva Conference
in July 1954. Rather than maneuvering the Russians, Dulles thought, the
French might become their main accomplices in dividing the Western
alliance.95
The policy of Mendès France, in sum, appeared to the Americans as a
step back from Schuman’s understanding of the benefits of integration for
French status. French illusions of grandeur, the Eisenhower cabinet con-
cluded, were paradoxically “defeatist,” for the source of Europe’s strength
lay in its unity, not in old illusions of mastering the Continent’s balance of
power. Even more, a united Western Europe under the EDC, as the NSC
had argued in August 1953, would usher in the pan-European “confedera-
tion” the Gaullists dreamed of, for it would “exert a strong and increasing
attraction on Eastern Europe, thus weakening the Soviet position there and
accelerating Soviet withdrawal from that area.”96 Naturally, U.S. forces on
the Continent would have to be considerably reduced for this American ver-
sion of the “magnet theory” to work out. But the French continued to
believe in their full sovereignty and privileged status in NATO, both to be
assisted by U.S. power.
“Agonizing Reappraisal?” Perhaps even more than the policies, the style
of the New Look had a negative impact on French and Italian attitudes
toward the EDC. The Eisenhower administration’s emphasis on regaining
the initiative in the Cold War hinged on a firmer command of the alliance.
Dulles used his trips abroad more to communicate decisions he had already
made in Washington than to conduct genuine consultations with the allies.
Worse still, the Eisenhower administration, against the advice of Martin
Herz, James Dunn, and other diplomats, exerted all kinds of pressures on
the allies to ratify the EDC. Sometimes it would try cajolery, exhorting
French or Italian statesmen to resume their “inspirational” leadership on
European matters. More often it resorted to threats: after hinting on several
occasions that the United States would adopt an alternative strategy, Dulles
launched his famous ultimatum in December 1953, announcing that he
might be forced into an “agonizing reappraisal” of America’s commitments
to Europe—most likely a resumption of a peripheral strategy. The follow-
ing April the administration endorsed the Richards Amendment to the
Mutual Security Act, pledging greater military assistance to the countries
that had ratified the EDC.99
Foot-dragging and persistent demands put America’s patience to the test.
Even the pro-French David Bruce—whom Eisenhower had appointed U.S.
observer to the EDC Interim Committee—soon had second thoughts on
Herz’s call for non-interference. By the end of 1953, he believed pressures
would be appropriate. Finally in March 1954 he vented the anger of a
betrayed friend and perceptively cabled to Secretary Dulles:
After almost two years [of] experience with French instability of political purpose on
EDC we have a proper right to demand an answer from a nation whose standing
152 A Question of Self-Esteem
among one of the three great Western powers has been almost entirely dependent on
our good offices [italics added]. . . . We have tried reason, persuasion, generosity,
understanding, sympathy, patience: all have failed and I see no alternative but to deal
with [the] French as cold bloodedly as they deal with us.
Having thus emphasized the link between France’s status and its need for
U.S. “good offices,” the special envoy recommended unilateral Anglo-
American measures in Germany and a suspension of military supplies to
France. Eisenhower echoed his adviser, blurting out “must we go on forever
coddling the French?” The administration was almost as exasperated with
the Italians, accusing them of hypocrisy on political integration as long as
they “blackmailed” the allies on Trieste. But neither the president nor
Dulles in the end accepted Bruce’s suggestions. This was not because they
had suddenly understood the futility of pressure tactics, but because they
believed that any hint of a NATO solution for the Germans would prove
their diminished faith in the EDC and justify French demands for a com-
promise. Washington had virtually staked American credibility on the idea
of a federated Europe.100
With the United States championing European unity, the French con-
firmed their impression that the EDC was no longer their creature. But lead-
ers in Paris also realized that neither Dulles nor the Pentagon seriously con-
templated any alternative to the EDC. Moreover, they were confident that
nobody in Washington would deny that their nation was the keystone to
European security, even though it was still clear that the United States
would use the EDC to distinguish between nuclear and non-nuclear pow-
ers. So by the spring of 1954 Paris was on its own considering the possible
alternatives to the European Army that the State Department was still dis-
carding.101
Italy took the “agonizing reappraisal” more seriously. As a country that
had barely made it into NATO, it feared isolation more than France did. A
peripheral strategy, Italian leaders worried, would rely primarily on bases
in Spain and on a Balkan alliance centered around Belgrade. That latter
prospect made Italy even more intransigent about a solution for Trieste
before the ratification of the EDC treaty.102
In the final analysis, America’s threats of an “agonizing reappraisal”
illustrated to both France and Italy the connection between their status and
security concerns. France was unwilling to accept second-class status as a
continental and non-nuclear power. Italy dreaded being marginalized from
Europe and shortchanged in favor of its neighbor and adversary.
It is somewhat ironic that the Eisenhower administration, so keen on
restoring its allies’ self-esteem and self-reliance, adopted a policy bound to
lower America’s assistance as well as to sharply define NATO’s hierarchy, a
twin solution that France and Italy regarded as American dominance with-
out benefits. It is even more ironic that the French and the Italians inter-
Mastering Interdependence? Status, Nationalism, and the European Army Plan 153
preted the New Look in just that way because of their inflated emphasis on
rank. Indeed marrying status ambitions with security concerns did not
always produce favorable results.
Rome a result of prestige in itself. But again, U.S. attention could go both
ways. For all her passion in upholding Italy’s case, Clare Luce remained the
most glaring example of American heavy-handed meddling in Italian
affairs. The merits of having her as a privileged diplomatic channel with
Washington were generally overwhelmed by the disadvantages.105
So France’s and Italy’s attachment to nationalism as source of prestige,
whether it manifested itself in anti-American or pro-American ways, did
not work as planned. But French and Italian leaders also continued to pur-
sue status through interdependence and to gain prestige as masters of inter-
dependence. This policy however, as conceived in Paris and Rome, kept
containing several contradictions.
REDESIGNING INTERDEPENDENCE
The French National Assembly finally rejected the EDC Treaty on August
30, 1954. But it took only a few weeks to create an alternative solution to
German rearmament. The Paris agreements of the following October sanc-
tioned the adherence of the German Federal Republic to NATO and to the
Brussels Treaty, which, including also Italy, was renamed Western European
Union, a loose cooperative organization compared to the EDC.
The idea of a NATO solution actually originated in Paris. The military
circles around General Alfonse Juin first suggested it early in 1954. The
Quai d’Orsay anxiously began to examine it during the summer; and
Mendès France finally adopted it as a fall-back option to the compromise
he tried to work out at the Brussels Conference of August 1954. The French
premier then persuaded Anthony Eden to propose the new plan. Since the
allies still suspected France of wanting to harness NATO, it was wiser to
have Britain identified with the new project.106
The creation of a German national army was the very reality France had
tried to prevent since 1950. But the new project did not simply reestablish
a Wehrmacht. With the Western European Union, France obtained many of
the benefits it had sought through its diluted version of the EDC at the
Brussels Conference: German rearmament in a European framework (the
new treaty established among other things a system of arms control aimed
at curbing Germany’s military production), the abolition of supranational-
ity, British participation, and American “entanglement” to the Continent
through the NATO formula (the WEU maintained close coordination with
SACEUR). As Georges-Henri Soutou has noted, the French wanted prima-
rily to “anchor Germany to the West” and assure Atlantic cooperation; they
did not pursue “une vision de Troisième Force.” The WEU, in Paris’ view,
was also crucial to secure for la grande nation its due place in the Anglo-
Saxon world-directorate of the alliance and to gain access to nuclear capa-
bility (in September the government officially launched the French nuclear
program).107
Mastering Interdependence? Status, Nationalism, and the European Army Plan 155
The ultimate advantage for both France and Italy, as well as the rest of con-
tinental Western Europe, was that by tying the United States “militarily” to
NATO, they could focus on economic integration. The ECSC Messina Con-
ference of June 1955 “relaunched” Europe, by adopting a functionalist
approach that led to the creation of EURATOM and of the Common Market
(EEC) two years later. Still reaping benefits from cooperation with the United
States (especially EURATOM) the two organizations could be seen as the basis
for the “economic” third force many Europeans, from Monnet to De Gasperi
had had in mind all along. Even better, under such auspices European inte-
gration was a fine example of “soft power”: using their political and diplo-
matic skills, the French and the Italians contributed substantially to design
institutions that would best serve their national interests, marshaling both
European and U.S. resources. “Hard power” would come as a consequence.
Italy immediately saw Europe as a vehicle to reach “European” levels—that is
to measure up to the European great powers. For France the complementarity
of grandeur and European integration seemed increasingly plausible.108
Apparently such “mastery” of interdependence was promising for U.S.
purposes as well. The Americans, despite their initial anxiety about several
protectionist provisions of the Common Market, concluded that an “eco-
nomic” European third force would offer more benefits than disadvantages
to the Western alliance: a revived and tamed German powerhouse, political
stability, even the prospect that Western prosperity would exert a “magnet”
force on Eastern European countries (as French and Italian leaders had sug-
gested). Besides, the Eisenhower administration was confident that the
Europeans, wishing to preserve strong trans-Atlantic ties above all, would
soon bend to American pressures to adopt free trade.109
But things were not so ideal. Indeed, from the start of the EDC debate,
the complementarity of French grandeur and European integration had
been anything but clear-cut. Italy too had earned very little reputation from
its sponsoring of an EPC. For both nations the whole idea of anchoring
their status to their role in European integration had been marred by per-
sistent problems and deep contradictions. The main problem was that the
EDC, especially under the New Look strategy, confirmed an “Anglo-
Saxon” leadership in the Western alliance; the French and the Italians thus
concluded that through the creation of a European Army, they would miss
many of the opportunities—especially
opportunities—especially the economic and the nuclear
ones—offered
ones— by Western interdependence. Adenauer’s own ingratiating
attitude toward Washington only deepened those fears in both Paris and
Rome. The French in particular dreaded the German chancellor’s sugges-
tion that his nation, like Britain, was strong enough “to be able to bow” to
America, and even to induce the rest of continental Europe to do the same;
for weaker, internally divided France—and Italy—the transatlantic partner-
ship had first to appear as close to genuine partnership as possible, in order
156 A Question of Self-Esteem
to actually become that way. These perceptions were even more revealing
of France’s and Italy’s failures, respectively, to define clearly their discourse
on prestige through interdependence. Primarily, interdependence still meant
continuous pursuit of America’s special favor, hence their demand for U.S.
assistance, which prolonged the pattern of dependency. Secondly, the very
prospect of supranationality had further galvanized right-wing, as well as
left-wing nationalism in both countries; this in turn prodded French and
Italian government leaders too often to reevaluate their “nationalist” cre-
dentials over those they were acquiring as architects of integration. Under
pressure from those same oppositions French and Italian leaders made their
first approaches to détente look like the old game of balance of power—or
so, at least the Americans viewed moves such as Sforza’s call for a non-
aggression pact in 1951 or Mendès France’s conduct at the 1954 Geneva
Conference.
Even the WEU and EEC solutions did not fully establish France’s prestige
as master of interdependence. By insisting on a three-power directorate, the
French revealed more their need for American assistance and their fear of
isolation than their potential as equal partners with the British and Ameri-
cans. Indeed, the French leaders embraced the WEU under the constant
threat of exclusion. As Mendès France warned the National Assembly in
December 1954, without an “unquestionable” ratification of the Paris
Agreements, France would lose the confidence of the allies and its negoti-
ating power at the next summits. Paris did not rule out the possibility of a
separate treaty between the Anglo-Americans and West Germany. And even
though officials at the Quai d’Orsay disparaged the threat of American
withdrawal from the Continent, they foresaw that Dulles’ pronouncements
might induce Britain to seek a stronger nuclear partnership with Washing-
ton.110 That was precisely what happened. NATO’s adoption of nuclear
strategy with the document MC-48 in December 1954 did not lead to
France’s inclusion in the Anglo-Saxon club; on the contrary, it shifted the
power of the alliance disproportionately to the United States, with Britain
as “brilliant second.”111
France’s role as leader of European integration was even more eclipsed by
its colonial decline. Washington kept questioning France’s world power sta-
tus: from late 1954 it frustrated French endeavors to preserve some influ-
ence in Indochina; and, more important for Paris, it gave rare and luke-
warm support to the French “colonial” cause in North Africa. Struggling to
maintain the empire, France relied increasingly on defiant nationalism to
regain its status, a conduct that, compounded by the Fourth Republic’s
institutional weakness and need for America’s help, proved fatally counter-
productive for those who represented the French constitutional status quo.
The Italians did not participate in the “relaunching” of Europe with the
confidence of the “equal.” The WEU frustrated their vision of a politically
federated Europe—or rather deprived them of the possibility to pose as
Mastering Interdependence? Status, Nationalism, and the European Army Plan 157
NOTES
1. Bruce to Sec. State, May 11, 1950, FRUS, 1950, III, pp. 696–7; U.S. Deleg.,
First Mtg. CFM, Sept. 10, 1951, FRUS, 1951, III, at p. 1230; Memo De Gaulle-
Eisenhower, Apr. 20, 1952, FRUS, 1952–54, VI, pp. 1200–3; Bruce as “fran-
cophile”: Acheson, Present at the Creation, p. 294; Wall, Making of Postwar
France, p. 154; Nelson D. Lankford, The Last American Aristocrat: The Biography
of Ambassador David K. E. Bruce. Boston: Little Brown and Co., 1996.
2. Among the works cited in this chapter, esp. those by Fursdon, Bernstein, Fau-
vet, and Canavero.
3. Edward Fursdon, The European Defence Community: A History. London:
Macmillan, 1980; (short version as “The Role of the European Defence Community
in European Integration,” in Heller and Gillingham, NATO); Armand Clesse, Le
Projet de la C.E.D. du Pleven Plan au “crime” du 30 aôut: histoire d’une malen-
tendu européen. Baden-Baden: Nomos, 1989 (Clesse offers a global approach and
yet almost ignores status considerations at the diplomatic level); cf. also Daniel
Lerner, “La France dans l’arène mondiale,” in Raymond Aron and Daniel Lerner,
(eds.) La Querelle de la C.E.D. Paris: Librairie Armand Colin, 1956; Varsori “L’I-
talia fra Alleanza Atlantica e CED,” cit.
4. Aimaq, For Europe or Empire?; Hitchcock, France Restored, qtd. pp. 208–209.
5. Cf. Geoffrey Warner, “The Labour Government and the Unity of Western
Europe, 1945–51,” in Ritchie Ovendale (ed), The Foreign Policy of the British
Labour Government, 1945–1951. Leicester: Leicester University Press, 1984;
Edmund Dell, The Schuman Plan and the British Abdication of Leadership in
Europe. Oxford: Oxford University Press, 1995.
158 A Question of Self-Esteem
Fisher Howe to Bonbright (WE), Sept. 27, 1950, and Memo W. Park Armstrong to
Bruce, Nov. 15, 1950, 751.00, RG 59, NA.
18. On delaying tactic of the French cfr Acheson to Bruce, Oct. 27, qtd. Acheson
to Bruce, Nov. 29, 1950, FRUS, 1950, III, 410–2, 496–8; Georges-Henri Soutou,
“France and the German Rearmament Problem, 1945–1955,” in Robert Ahman,
Adolf M. Birke, and Michael Howard (eds.), The Quest for Stability. Problems of
West European Security 1918–1957. Oxford: Oxford University Press, 1993;
Harper, Visions of Europe, pp. 291–299; on “umbrella”: Acheson and Lovett to
Truman, July 30, 1951, FRUS 1951, III, pp. 849–52.
19. Bruce to Sec. State, Nov. 17, 1950, FRUS, 1950, III, pp. 465–7; July 3, 19,
1951, FRUS, 1951, III, 805–12 and 839–4; Jessup to Sec. State, Jan. 24, 1951,
FRUS, 1951, IV, pp. 297–300; Lankford, The Last American Aristocrat, pp. 232–9.
Bonnet felt the Americans adopted the EDC mainly out of fear that “their own
power would decline if they could not discharge some of the commitments they
ha[d] made” tel. 4558 Bonnet to Schuman, Oct. 5, 1950, Amérique 1944–52, E–U,
vol. 118, AHMAE.
20. Monnet, Memoirs, pp. 336–350; Bossuat, L’Europe des français, pp. 185–193
(qtd.192); Philippe Vial, “Jean Monnet, un père pour la CED?” in Girault and
Bossuat, Europe brisée, Europe retrouvée, cit.
21. On link as guarantee unvaried amount of aid cf. Bruce to Sec. State, Dec. 12,
1951, FRUS, 1951, III, pp. 961–2; on SHAPE as guarantee U.S. control: Interim
Report of Delegations . . . , July 24, 1951, pp. 843–6; cf. Note 2 Comité Minis-
teriel sur l’organisation de la CED, Dec. 6, 1951, SG, dossier [d.] 63 (CED),
AHMAE.
22. On equality encouraging German alignment see esp. Acheson to Bruce, June
28, 1951; McCloy to Acheson, Dec. 19, 1951, FRUS, 1951, III, pp. 801–5,
1739–41; cf. Wiggershaus, “The Decision for a West German Defence Contribu-
tion,” pp. 205–211; H. Jungers-Kusters, “West Germany’s Foreign Policy in West-
ern Europe, 1949–1958: The Art of the Possible,” in Wurm, Western Europe and
Germany, pp. 64–66; for thesis stressing how the Germans relied on solidarity with
Washington cf. David Clay Large, Germans to the Front: West German Rearma-
ment in the Adenauer Era. Chapel Hill, NC: University of North Carolina Press,
1996.
23. Fursdon, “The Role of the EDC,” p. 226; best on contractuals is Schwartz,
America’s Germany; last quote from Melandri, “France and the Atlantic Alliance
1950–53,” p. 271; cf. Note by Delegation at Interim Council NATO, Apr. 16, 1952,
F60, b. 3056, AN.
24. Cf. esp. Jean Daridan (Chargé in Washington) to Schuman, Oct. 5, 1950; tel.
5862, Bonnet to Schuman, Dec. 7, 1950, Amérique 1944–52, vol. 116; tel. 2575/96,
Apr. 2, 1951, vol.122; Note by Alphand (French Permanent Representative at
NAC), Aug. 14, 1951, SG, d. 62 (CED), AHMAE; Massigli to Parodi (Secretary
General Foreign ministry), March 4, 1951, Fonds Alexandre Parodi, PA 26, Fonda-
tion des Sciences Politiques, Paris [hereafter FSP].
25. Alphand in McCloy to Sec. State, June 4, 1951, FRUS, 1951, I, pp. 785–6;
Note by Alphand, Aug. 14, 1951, cit.; see also Bonnet to Schuman, Aug. 3, 1951,
Amérique 1944–52, vol. 118, AHMAE; on German compliance with the United
States cf. Grosser, The Western Alliance, esp. pp. 83 ff. and conclusions; Adenauer
qtd. in Barnet, The Alliance, p. 55.
160 A Question of Self-Esteem
26. Mtg. Moch, Parodi, Alphand, et. al., March 30, 1951, SG, d. 62 (CED),
AHMAE; Note by French Delegation at Interim Council NATO, Aug. 29, 1951,
Papiers Pleven [hereafter PP] AP 45, b. 560, d. 2, AN; Summary Mtg. “Comité
interministeriel sur la CED,” Nov. 7, 1951, Presidence du Conseil. Secrétariat
Général du Gouvernement (Pacte Atlantique, Réarmamament et CED) F60 [here-
after only this reference number], b. 3060, AN; Letters Schuman to Acheson, Aug.
26, 1951, FRUS, 1951, III, pp. 1188–91.
27. Tel. Bruce to Sec. State, Feb. 4, 1952, Paris Embassy, EDC and Rel. Intl. Org.,
RG 84, NA; cf. F. Roy Willis, France, Germany and the New Europe, 1945–1967.
London: Oxford University Press, 1968, pp. 70–79; Jacques Freymond, Le conflit
sarrois, 1945–1955. Brussels: L’Institut de Sociologie Solvay, 1959.
28. Cf. CIA-RR 36–50, “Neutrality and Third Force Tendencies in Western
Europe,” ORE files, NA; Bohlen to Jessup, March 9, 1951, Bohlen Recs., Memo
Series, b. 5; Ridgway Knight to Bonbright, March 7, 1952, 751.00, NA; Soviet
notes: Memo Alphand, May 10, 1952, SG, d. 64 (CED), AHMAE; cf. George-Henri
Soutou, “La France et les notes sovietiques de 1952 sur l’Allemagne,” Revue de
l’Allemagne, 20 (1988), 3; Large, Germans to the Front, pp. 145–149; Adenauer in
Barnet, The Alliance, p. 57.
29. Reynaud qtd. in Fursdon, “The Role of the EDC,” p. 227; on French pressures
on London cf. esp. tels. in collection PA, 271 - Massigli, vol. 70, AHMAE; on club
of “continentals” see tel. 2999-3011 Massigli, July 31, 1951, ivi; Massigli to Par-
odi, June 6, 1952, Fonds Parodi, PA 26, fonds 41, FNSP; Dunn to State, July 25,
1952, FRUS, 1952–54, pp. 1234–5; Cogan, Oldest Allies, Guarded Friends,
pp. 78–79.
30. Cf. Note for the President by General Secretary Staff, Jan. 19, 1952, SG, d. 64,
AHMAE; note French Delegation, Apr. 16, 1952, cit.; Note President of the Coun-
cil’s Sec. Gen. for NATO affairs, Aug. 13, 1951, F60, b. 3056, AN; Memo Dept.
State, March 1951, FRUS, 1952–54, at pp. 358–62.
31. Schuman Report to NAC, Nov. 27, FRUS, 1951, III, pp. 933–46; “economic
lead” qtd. Fursdon, “The Role of the EDC,” p. 233; Mtg. Bohlen-Daridan, Feb. 7,
1952, FRUS, 1952–54, V, p. 610–1.
32. Cf. docs. in previous note; on Indochina diverting resources from EDC see esp.
Bruce to Acting Sec. State, and Acting Sec. State to Bruce, Nov. 1, 1951, FRUS,
1951, III, pp. 908–11; Bruce to Acting Sec. State, Nov. 10, 13, and 17, 1951, FRUS,
1951, IV, pp. 437–44; Tel. Conv. Acheson-Lovett, Feb.12, 1952, 751.00, RG 59,
NA; on link between U.S. aid, Indochina and the EDC see esp. Aimaq, For Europe
or Empire?, Wall, Making of Postwar France, ch. 8 (Auriol qtd. p. 231); Lawrence
S. Kaplan “La France, l’OTAN, et l’Indochine française,” in Lawrence S. Kaplan,
Denise Artaud, Dîen Bîen Phu: L’Alliance Atlantique et la défense du Sud-Est Asia-
tique. Lyon: La Manufacture, 1989; cf. Lloyd Gardner, Approaching Vietnam: From
World War II Through Dien Bien Phu, 1941–1954. New York: Norton, 1988,
pp. 54 ff.
33. Chapin (The Hague) to Sec. State, Oct. 17, Trimble (The Hague) to Sec. State,
Dec. 22, 1951 (qtd.), FRUS, 1951, III, pp. 888–91 and 978–80; Bruce to Dept.
State, Jan. 3; Acheson to Emb. Paris, May 3; Chapin to Dept. State, May 22, 1952,
FRUS, 1952–54, V, pp. 572–6, 647–9, 672–3; on “blackmail”: tel. 3256 Acheson to
Bruce, Dec. 21, 1951, Paris Emb. (EDC) RG 84, NA.
Mastering Interdependence? Status, Nationalism, and the European Army Plan 161
34. Mtg. R. Schuman, M. Schumann and A. Eden, March 21, 1952, SG, d. 64
(CED), AHMAE; Anthony Eden, Full Circle. The Memoirs of Rt. Hon. Sir Anthony
Eden. London: Cassels, 1960, p. 42; Note by Massigli for President of the Council,
March 21, 1952, PA, 271 - Massigli, vol. 70, AHMAE; interlocking guarantees and
Berlin: Acheson to Bruce, May 3, 1952, FRUS, 1952–54, pp. 647–9.
35. Cf. Letter Gen. De Larminat to Minister of Defense and Minister Foreign
Affairs, Apr. 18, 1952, SG, d. 63 (CED), AHMAE; Dunn to Dept. State, June 20,
1952, FRUS, 1952–54, V, pp. 688–90; tel. 7555, Bruce to Acheson, June 24, 1952,
751.00, RG 59, NA.
36. Georges-Henri Soutou, L’alliance incertaine. Les rapports politico-stratégique
franco-allemands, 1954–1996. Paris: Fayard, 1996, p. 13; Fursdon “The Role of the
EDC,” p. 221.
37. Tel. 25 Ely to Pleven, January 9, 1951; Juin to Mayer, March 23, 1953, PP, 560
AP, b. 45, 51, AN; Excerpts Mtg. “Commission d’études du Traité sur la CED,”
Sept. 16, 1952, F60, b. 3059, AN; Letter De Larminat, Apr. 16, 1952, cit.; on Ely
and Laval cf. Bossuat, L’Europe des français, pp. 218–219.
38. On 1951 elections: Memo by G. McGuthrie (WEA), June 21, 1951, FRUS,
1951, IV, pp. 383–8, 395–7; on de Gaulle’s ideas on EDC cf. Maurice Vaïsse, “Gen-
eral de Gaulle and the Defence of Europe (1947–58),” in Varsori (ed.), Europe
1945–1990. The End of an Era?, pp. 173–177; on MRP: Soutou, “Bidault et la con-
struction européenne,” pp. 300 ff. On SFIO: Oakley (Geneva) to Emb. Paris, March
27, 1952, FRUS, 1952–54, V, pp. 623–4; on Radicals cf. docs. in Fonds E. Daladier,
AP 496, b.60, AN; Serge Bernstein, “The Perception of French Power by the Politi-
cal Forces,” in Di Nolfo Power in Europe?, and Jacques Fauvet, “Naissance et mort
d’un traité: du Plan Pleven au vote du 30 décembre 1954,” in Aron and Lerner, La
Querelle de la C.E.D.
39. Dunn to Dept. State, Oct. 24, 1952, FRUS, 1952–54, VI, pp. 1268–70; Werth,
France, 1945–1955, pp. 564–596 and Wall, Making of Postwar France
pp. 227–232; Combat qtd. from Harper, Visions of Europe, p. 321.
40. Dunn to Dept., Oct. 11, Acheson to Dunn, Nov. 8, 1952, FRUS, 52–54, VI,
pp. 1256–9, 1276–8.
41. Tel. 10/40 Cavalletti (Paris) to MAE, June 2, 1951; rep. 554 Quaroni to De
Gasperi, Aug. 2, 1951; rep. 2817 Malagodi to De Gasperi and Pella, July 28, 1951,
FC, b. 23, ASMAE; Cavalletti’s and Malagodi’s reports also in Varsori, “L’Italia fra
Alleanza Atlantica e CED,” pp. 138–142; Italy opposed the idea of a single Euro-
pean minister of Defense, knowing it could not aspire to that position: Bruce to
Acheson, May 9, 1951, FRUS 1951, III, pp. 783–4.
42. Cf. Tel. 444/C Tarchiani to MAE, March 17, 1951; tel. 722/388 Pietromarchi
(Ankara) to MAE, Apr. 14, 1951, FC, b. 7; FRUS, 1951, III, p. 719. in part.; Maria
Antonia Di Casola, “La contribution de l’Italie pour l’admission de la Turquie à
l’OTAN,” Il Politico, 1991, 4, pp. 691–700. On fear of Yugoslavia: telesp. 642/e
Delegation to Belgrade to MAE, Apr. 16, 1951, FC, b. 7; Giampaolo Valdevit,
“Italia, Yugoslavia, sicurezza europea: la visione americana (1948–1956),” in
Marco Galeazzi (ed.) Roma-Belgrado. Gli anni della guerra fredda. Ravenna:
Longo Editore, 1995, pp. 48–49; Beatrice Heuser, Western Containment, Policies
of the Cold War: The Yugoslav Case, 1948–1953. London: Routledge, 1989,
pp. 162–4 and 172.
162 A Question of Self-Esteem
51. On center-left parties and EDC: Mtg. Horsey, Davis, Matteotti, May 9, 1952,
Rec. WEA, Office of Ital. and Austrian Affairs 1949–53, b. 8, RG 59, NA. Even
Tarchiani blamed Washington for ignoring his country’s “legitimate” need for
greater recognition: Perkins (WE) to Acheson, July 29, 1952, 611.65, RG 59, NA;
Mtg. Tarchiani-Acheson, July 30, 1952, FRUS, 1952–54, VI, pp. 1587–91; cf.
rep. 976, Quaroni to De Gasperi, Oct. 23, 1952, FC, b. 7, ASMAE; Baget Bozzo, Il
partito cristiano al potere, pp. 321–353 (on DC dissent); Giampaolo Valdevit, La
Questione di Trieste 1941–1954. Politica internazionale e contesto locale. Milan: F.
Angeli, 1985, pp. 220 ff.
52. Mtg. Matthews-Tarchiani, June 12, 1952, FRUS, 1952–54, VI, pp. 1578–9;
Bonbright to Acheson, Sept. 4, 1952, 765.00, RG 59, NA; Dunn to Sec., Oct. 11, cit.
53. Paolo Spriano, Storia del PCI, vol. 5 La Resistenza. Togliatti e il partito nuovo.
Turin: Einaudi, 1975; Wall, French Communism in the Era of Stalin, pp. 21–22, 33,
116–117; Edward Mortimer, The Rise of the French Communist Party, 1920–1947.
London, Boston: Faber & Faber, 1984, pp. 310–313; on Left as a “badge of honor”
cf. Winock, Parlez-moi de la France, p. 154; Jenkins, Nationalism in France,
pp. 149–160.
54. Cf. Stephen Gundle, “The Legacy of the Prison Notebooks: Gramsci, the PCI
and Italian Culture in the Cold War Period,” in Duggan and Wagstaff, Italy in the
Cold War, pp. 136–147; Marcello Flores, “Il PCI, Il PCF, gli intellettuali:
1943–1950,” in Aga-Rossi and Quagliarello, L’altra faccia della luna; Nicola Ajello,
Intellettuali e PCI, 1944–1958. Bari: Laterza, 1979; David Caute, Communism and
the French Intellectuals, 1914–1960. New York: Macmillan, 1964, chap. 6 and
pp. 237–258; Michel Antoine Burnier, Les Existentialistes et la politique. Paris: Gal-
limard, 1966; Tony Judt, Past Imperfect: French Intellectuals 1944–1956. Berkeley:
University of California Press, 1992.
55. First quote from Donald Sassoon, One Hundred Years of Socialism: The West
European Left and the Twentieth Century. New York: The New Press, 1996, p. 183;
on myth of Joan of Arc cf. Dominique Colas, “Logique et symbolique de la nation
chez de Gaulle et les communistes,” in Courtois and Lazar, 50 ans d’une passion
française, p. 159; Pierre Nora, “Gaullists and Communists,” in Nora, Realms of
Memory, vol. 3; quotes by Togliatti from Palmiro Togliatti, Opere 1944–1955, vol.
IV. Rome: Editori Riuniti, 1984, pp. 145–6 and 375, also Gentile, La grande Italia,
pp. 321–332; Galli della Loggia, Morte della patria, p. 63.
56. Elena Aga-Rossi and Victor Zaslavski, “L’URSS, il PCI e l’Italia: 1944–48,”
Storia Contemporanea, 1994, 6, pp. 939–942 (see also expanded version, Togliatti
e Stalin: Il PCI e la politica estera staliniana negli archivi di Mosca. Bologna: Il
Mulino, 1997); Alfred J. Rieber, Stalin and the French Communist Party,
1941–1947. New York: Columbia University Press, 1962, chaps. 7–8; Severino
Galante, “The Genesis of Political Impotence. Italy’s Mass Political Parties in the
Years between the Great Alliance and the Cold War”; Serge Bernstein, “French
Power Seen by the Political Parties After World War II,” both in Becker and Knip-
ping, Power in Europe? pp. 189–190 and 175; last quote from Miller, “Roughhouse
Diplomacy,” p. 297.
57. Intelligence report n. 141 signed “n.b.c.” in Caffery to Byrnes, July 30, 1945,
851.00B, RG 59, NA; Memo Chipman, Nov. 23, 1946, FRUS, 1946, V, pp. 471–7;
cf. Edward Rice-Maximin, “The United States and the French Left, 1945–1949: the
164 A Question of Self-Esteem
New York: Penguin, 1984, pp. 123–127; Ralph G. Martin, Henry and Clare: An
Intimate Portrait of the Luces. New York: G. P. Putnam & Sons, 1991, pp. 301 ff.
76. See Luce’s disclaimers in Luce to Jackson, June 18, 1953, FRUS, 1952–54, VI,
pp. 1612–3; cf. Ortona, Anni d’America, 2, pp. 16–19, 57–76; Miller, “Roughhouse
Diplomacy,” pp. 303–309; William Colby and Peter Forbath, Honorable Men. My
Life in the CIA. New York: Simon and Schuster, 1978, pp. 108–127; Barnes, “The
Secret Cold War,” part 2, pp. 663–664.
77. PSB D-37, “Evaluations of the Psychological Impact of U.S. Foreign Economic
Policies and Programs in France,” Feb. 9, 1953, WHO, NSC Staff, PSB, b. 14,
DDEL.
78. Memo Kennan to Hooker, Oct. 17, 1949, cit.; Luce to Dulles, June 15, 1956,
John Foster Dulles Papers [hereafter JFD], Gen. Correspondence and Memoranda,
b. 2, DDEL.
79. For comparisons between Communist and Gaullist nationalism see esp. Nora,
“Gaullists and Communists”; Jenkins, Nationalism in France, pp. 160–161; Serge
Bernstein, “Le parti communiste français et de Gaulle sous la IVe République,” and
Stephane Courtois, “Gaullisme et le communisme: la double résponse à la crise d’i-
dentité française,” both in Courtois and Lazar, 50 ans d’une passion française; sim-
ilar observations on the PCI and right-wing nationalism: Gentile, La grande Italia,
pp. 329 ff.
80. Intelligence Rep. 6410, cit.; PSB D-29, cit; on neutralism and perceptions of
power in France see PSB D-37 (last quote also in Wall, Making of Postwar France,
p. 218); PSB D-29.
81. Ninkovich, Modernity and Power, pp. 212–214; on Ike’s support of European
federalism and Dulles’ position: Louis Galambos (ed.), The Papers of Dwight D.
Eisenhower. NATO and the Campaign of 1952, XII. Baltimore: J. Hopkins Uni-
versity Press, 1989, doc. 578; cf. Lundestad, The American ‘Empire’, pp. 70–71;
Pascaline Winand, Eisenhower, Kennedy and the United States of Europe. New
York: St. Martin’s Press, 1993, pp. 29–34.
82. Eisenhower qtd. in Stephen E. Ambrose, Eisenhower: The President. New
York: Simon and Schuster, 1984, pp. 143–144. Europeans feeling reassured: Memo
759 Gen. Ely to Minister Defense, Dec. 1, 1952, F60, b. 3059, AN; Dwight D.
Eisenhower, The White House Years: Mandate for Change, 1953–1956. Garden
City: Doubleday, 1963, pp. 13–22; Peter Lyon, Eisenhower: Portrait of the Hero.
Boston: Little Brown, 1974, pp. 425–432; on Dulles: Dulles to Eisenhower, Sept. 6,
1953, FRUS, 1952–54, II, pp. 457–9; Towsend Hoopes, The Devil and John Foster
Dulles. Boston: Little Brown & Co, 1973, p. 171.
83. Luce to Dept. State, Aug. 7, 1953, FRUS, 1952–54, VI, pp. 1624–1630 (qtd.
p. 1626); Memo Luce to Eisenhower, Aug. 20, 1954 (first quote at pp. 22–23), and
Aug. 31, 1954 (qtd.) Ann Whitman files [AW] Administration Series [AS], b. 25,
DDEL.; Dillon to Dept. State, Aug. 4, 1953 (qtd.), Hanes to Dulles, Apr. 3, 1954,
(qtd.) FRUS, 1952–54, VI, pp. 1372–5, 1405–7.
84. Herz to Dept. State, Oct. 12, 1952, Paris Emb., Recs. EDC and Intl. Org., b. 1,
RG 84, NA.
85. Luce to Dept. State, Aug. 7, 1953, cit.; cf. R. B. Knight to Bonbright, Oct. 29,
1952, 611.65, RG 59, NA.
86. For description of asymmetrical response: Gaddis, Strategies of Containment,
pp. 145–161; cf. Eisenhower, Mandate for Change, p. 446; Saki Dockrill, Eisen-
Mastering Interdependence? Status, Nationalism, and the European Army Plan 167
hower’s New Look National Security Policy, 1953–61 New York: St. Martin’s Press,
1996. Allies’ reactions: Dulles to Eisenhower, Sept. 6, 1953, cit.; Ninkovich, Moder-
nity and Power, pp. 207 ff.
87. Emmet J. Hughes, The Ordeal of Power: A Political Memoir of the Eisenhower
Years. New York: Atheneum, 1963, pp. 71–72; Gaddis, Strategies of Containment,
pp. 133–135; on Ike and withdrawal from Europe cf. Winand, Eisenhower,
Kennedy and U.S. of Europe, p. 36; Trachtenberg, A Constructed Peace,
pp. 147–156; last quote in Edit. Note, FRUS, 1955–57, IV, p. 349.
88. Cf. Mtg. Pinay-Dulles, Oct. 2, 1953, FRUS, 1952–54, VI, pp. 1389–1391; Let-
ter Mendès France to Laniel, May 21, 1954, in JFD, Gen. Correspondence and
Memo, b. 3, DDEL; rep. 283 Quaroni to MAE, Feb. 27, 1954, DGAP, ASMAE.
89. Note 114 by “Administrateur Général délégué du Gouvernement et le Haut
Commissaire” to Bidault, March 1, 1954 (qtd.), and Note for Secretary General,
March 15, 1954, SG, d. 70 (CED IV), AHMAE; cf. Trachtenberg, A Constructed
Peace, pp. 146–200; Varsori, “L’Italia fra alleanza atlantica e CED,” pp. 151–152;
Thomas H. Etzold, “The End of the Beginning . . . NATO’s Adoption of Nuclear
Strategy,” in Riste, Western Security, pp. 295–300; for a quick background cf. Mar-
cel Duval and Pierre Melandri, “Les Etats-Unis et la prolifération nucléaire: le cas
français,” Revue d’histoire diplomatique, 1995, 3, pp. 194–196.
90. Dunn to Dept. State, Feb. 17, 1953, Dulles to Emb. Paris, March 26, 1953, US
Delegation at Tripartite Foreign Minister Mtg. at Dept. State, Oct.18, 1953, FRUS,
1952–54, V, pp. 732–3,781–4, 826–7; Dulles to Emb. Paris, March 27, 1953,
FRUS, 1952–54, VI, 1331–4; On Bermuda mtgs. See vol. V, pp. 1710 ff. and com-
ments in Oral History [OH] 102 (Robert R. Bowie), DDEL. Bidault attended the
summit, instead of Prime Minister Joseph Laniel, who was ill.
91. Dulles to Emb. Paris, Feb. 18, 1953; Mtg. W. D. Fisher (WEA) with M. Faure
(French delegate at UNGA), Nov. 30, 1953 (qtd.); Paper by Dept. State, Jan. 1954,
all in FRUS, 1952–54, V, pp. 734–7, 856–8, 873–4; Rep. 1680, Dec. 31, 1953,
“Salient Psychological Factors in the EDC Ratification in France,” (p. 7), 751.5, RG
59, NA; cf. Hitchcock, France Restored, pp. 175–180; on Adenauer’s leverage in
Washington: Bidault to Bonnet, July 25, 28, 1953, SG, d. 69 (CED III), AHMAE;
Hans J. Grabbe, “Konrad Adenauer, John F. Dulles and West German-American
Relations,” in Richard H. Immerman (ed.). John Foster Dulles and the Diplomacy
of the Cold War. Princeton: Princeton University Press, 1990.
92. Bidault to various embassies, Feb. 16, 1953 (qtd.), SG, d. 69, AHMAE; Memo
by Fisher, Nov. 30, 1953, cit.; qtd. Memo Conv. by MacArthur, Apr. 23, 1954,
FRUS, 1952–54, V, pp. 942–6 (qtd. 944); qtd. Dulles to Dept. State, Apr. 13, 1954,
pp. 930–1; Eisenhower to Gruenther, Apr. 26, 1954; see also, June 8, 1954, AS,
b. 16, DDEL; detailed accounts on Dien Bien Phu and its impact on U.S.-French
relations in Wall, Making of Postwar France, pp. 246–262, and Artaud and Kaplan,
Dîen Bîen Phu, cit.; cf. Georgette Elgey, La République des contradictions,
1951–1954. 2nd ed. Paris: Fayard, 1993, pp. 619–638.
93. R. P. Joyce (Paris) to Dept. State, Oct. 8 1953, Paris Emb., EDC and Intl. Org.,
RG 84, NA; Memo Alphand, Sept. 25, 1953; tel. 7432, Bonnet to MAE, Oct. 10,
1953, SG, d. 69 (CED III) AHMAE.
94. Brussels Conference see esp. Documents Diplomatiques Français [hereafter
DDF], 1954, I. Paris: Imprimerie Nationale, 1987, docs. 66, 69, 70, 71, 80, 81;
Pierre Mendès France, Oeuvres Complètes, 3, Gouverner, c’est choisir, 1954–55.
168 A Question of Self-Esteem
Paris: Gallimard, 1986, pp. 226 ff.; cf. Memo Herz, Sept.16, 1954, FRUS, 1952–54,
V, pp. 1094–1113. Generally on Mendès France’s foreign policy: Renè Girault (ed.),
Pierre Mendès France et le role de la France dans le monde. Grenoble: Presses Uni-
versitaires de Grenoble, 1991.
95. DDF, 1954, doc. 49, Note du Président, Aug. 8, and doc. 63 Mendès France to
Bonnet, Aug. 13; doc. 70, Bonnet to Mendès France, Aug. 16; On U.S. opinion
about Mendès France and on Geneva cf. Dillon to Dept. State, Dulles to Emb. Paris,
Aug. 12, 1954, FRUS, 1952–54, pp. 1026–33; Mendès France, Oeuvres, 3,
pp. 119–123; for general view see essays by René Girault and Pierre Melandri in
François Bedarida and Jean-Pierre Rioux (eds.), Pierre Mendès France et le Mendè-
sisme. Paris: Fayard, 1985.
96. NSC 160/1, Aug. 17, 1953, AW, NSC Series, Policy Papers Subs., DDEL.
97. Merchant to Sec. State, July 6, 1953; tel. 405 Durbrow to Sec. State, July 31,
1954, 611.65, Subject Files Italian Affairs 1944–56, b. 13, RG 59, NA; Note by
Office I, “Direzione Generale Cooperazione Internazionale,” March 11, 1954, FC,
“Italia - CED,” b. 27, ASMAE; on France as the coldest ally on Trieste see esp. Qua-
roni to Pella, Sept. 11, 1953, FC, “Francia-CED,” b. 25, ASMAE; on lack of coor-
dination for ratification: tel. 21/0316 Note by Magistrati, Jan. 23, 1953, FC, b. 25,
“Francia-CED,” ASMAE; tel. 147-152 Fouques-Duparc (Rome) to MAE, March 5,
1954, SG, d. 70 (CED IV), AHMAE.
98. Luce to Dulles, June 21, 1953, FRUS, 1952–54, VI: 1614–7; U.S. Delegation
at NAC to Dept. State, Dec. 14, 1953, FRUS, 1952–54, V, p. 457; Luce to Eisen-
hower, Aug. 31, 1954, FRUS, 1952–54, VIII, p. 509; cf. Alfredo Canavero, “La
politica estera di un ministro degli interni. Scelba, Piccioni, Martino, e la politica
estera italiana,” Storia delle relazioni internazionali, 1990, 1, p. 81; on first steps
“opening to the left”: Gianni Baget-Bozzo, Il partito cristiano e l’apertura a sinistra.
Florence: Vallecchi, 1978, pp. 3–18; Nenni, Tempo di guerra fredda, pp. 590–601.
99. Cf. Ortona, Anni d’America, 2, p. 14; Immerman, John Foster Dulles, introd.
On cajoling: tel. 581-9 Bonnet to MAE, Jan. 30, 1953, Amérique 1952–63, vol.
373, AHMAE; Eisenhower to Laniel, Sept. 20, 1953, FRUS, 1952–54, V, pp. 812–3;
Dulles to Achilles, Feb. 16, 1954, AW, Dulles-Herter, b. 2, DDEL; tel. 21/1165
Tarchiani to MAE, FC., b. 25, “USA-CED,” ASMAE. On threats cf. Merchant to
Dulles, Nov. 20, 1953; Memo Conv. Sec. State, Feb. 17, 1954, FRUS, 1952–54, V,
pp. 853–4, 875–7; cf. Winand, Eisenhower, Kennedy, and the U.S. of Europe,
pp. 34–57; Melandri, Les Etats-Unis face à l’Europe, pp. 418–430; Brian R.
Duchin, “The Agonizing Reappraisal: Eisenhower, Dulles and the European
Defence Community,” Diplomatic History, 1992, 2.
100. On Bruce cf. tel. 59 Bruce to Dulles, Oct.1, 1953, Paris Emb., EDC, b. 1, RG
59, NA; OH 243 (Robert Thayer, Assistant Emb. Paris), DDEL; Bruce to Dept.
State, March 21, 1954 (qtd.); 187th Mtg. NSC (Eisenhower qtd.), March 4, 1954;
Dulles to Emb. Paris, June 25, 1954 FRUS, 1952–54, V, pp. 901–904, 886–7,
983–4. On Italy: Dillon to Dept. State, Sept. 20, 1953; Dulles to Scelba, Apr. 10,
1954, Idem, pp. 808–12, 929–30; Rep. 2151 Tarchiani to Piccioni, Feb. 18, 1954,
FC, b. 27, “USA-CED,” ASMAE.
101. On U.S. discarding alternatives: Memo Fueller to Bowie (PPS), Dec. 10, 1953,
FRUS, 1952–54, V, pp. 711–7, 863–5; Memo Jackson to the President, Feb. 6,
1954, VI, pp. 1399–1402; Gruenther to J. B. Conant (High Commissioner for Ger-
many), Nov. 20, 1953, Gruenther Papers, NATO series, b.1, DDEL; Massigli to
Mastering Interdependence? Status, Nationalism, and the European Army Plan 169
Parodi, Dec. 10, 1953, SG, d. 69 (CED III) AHMAE; OH 175, L. Merchant,
pp. 38–39, SGML.
102. Tel. 283 Quaroni to MAE, Feb. 27, 1954, cit.; tel. 21/0751, Tarchiani to Pic-
cioni, March 10, 1954, FC, b. 27, “USA-CED,” ASMAE; and docs. in FRUS,
1952–54, VIII, pp. 416–22.
103. On efforts to please de Gaulle cf. critical remarks in Note Bonnet, Jan. 3,
1953, PA, 271-Bonnet, vol.1, AHMAE; Dillon to Dept. State, Sept. 20, 1953, Memo
Achilles, Dec. 15, 1953, FRUS, 1952–54, V, pp. 808–12, 868–70; on Saar: Paper
Dept. State, Nov. 18, 1953, pp. 841–51; Note “Status of Negotiations . . . ”
March 17, 1954, Paris Emb., EDC, b. 1, RG 59, NA.
104. Cf. Diego De Castro, La questione di Trieste. L’azione politica e diplomatica
italiana dal 1943 al 1954. Trieste: LINT, 1981, pp. 265–277, 822–823; Massimo De
Leonardis, La “diplomazia atlantica” e la soluzione del problema di Trieste
(1952–1954). Napoli: ESI, 1992; Heuser, Western Containment, p. 183.
105. On Luce’s role, Italian hopes of using her influence and Washington’s reac-
tions: Gruenther to C. B. Luce March 3 1953, Gruenther Papers, Gen. Correspon-
dence, b. 11; OH 220 (C. B. Luce), pp. 45–50; Mtg. Eisenhower-Dulles, Oct. 6,
1953, JFD, Chronol. Series, Telephone Conv. Subs., b. 1, DDEL; E. J. Hughes to
Luce, July 15, 1953, C. B. Luce Papers, b. 604, Library of Congress [hereafter LC];
De Ferraris (N. Y.) to Tarchiani, Jan. 6, 1953; tel. 3238 Rossi Longhi to MAE, FC,
b. 4 (C. Luce), ASMAE; NSC 5411/2, pp. 40–46 of version from NA, NSC series,
RG 273; Eisenhower, Mandate for Change, pp. 409 and 416; see also Brogi, L’Italia
e l’egemonia americana, pp. 97–100.
106. Juin to Laniel, Jan. 27, 1954, Pleven Papers, 560AP, b. 51, AN; Georges-
Henri Soutou “La France, l’Allemagne et les accords de Paris,” Relations Interna-
tionales, 1987, winter, pp. 459–460 (though he does not attribute as much impor-
tance to this initiative). Note Jureconsulte du Dept., Sept. 8, 1954; Mendès France
to Massigli, Sept. 8, 1954, DDF, doc. 150 and annexe doc. 154; Summary Mtg.
Mendès France, Churchill, Eden, Aug. 23, 1954, SG, d. 73 (CED IV); tel. 2489-94
Massigli to MAE, June 18, 1954, PA, 271-Massigli, vol. 71 AHMAE. On Eden’s
hesitations cf. Aldrich (UK) to Emb. Paris, July 12, 1954, FRUS, 1952–54, V,
pp. 1016–8; for an account particularly favorable to Mendès France cf. Hitchcock,
France Restored, pp. 192–202.
107. Cf. esp. Soutou, “Accords de Paris”; Soutou, L’Alliance incertaine, pp. 26–36;
A. Coutrot, “La politique atomique sous le gouvernement Mendès France,” in
Bedarida and Rioux, Mendès France et le mendésisme; stressing nuclear power as
instrument of grandeur esp. Hecht, The Radiance of France, cit.
108. See Milward, European Rescue of Nation-State, chap. 4; Pierre Guillen,
“Europe as a Cure for French Impotence? The Guy Mollet Government and the
Negotiations of the Treaties of Rome,” in Di Nolfo, Power in Europe?; Romero,
“L’Europa come strumento,” p. 32; Jolyon Howorth, “France and European Secu-
rity, 1944–1994: Re-Reading the Gaullist ‘Consensus,’ ” in Tony Chafer and Brian
Jenkins (eds.), France, From the Cold War to the New World Order. London:
Macmillan, 1996, p. 18; Ghislain Sayer, “le Quai d’Orsay et la construction de la
Petite Europe: l’avènement de la Communauté économique européenne
(1955–1957),” Relations Internationales, 101, spring 2000. For a different thesis
see Moravcsik, The Choice of Europe, cit., and Michael Burgess, Federalism and the
170 A Question of Self-Esteem
European Union: The Building of Europe, 1950–2000. London, New York: Rout-
ledge, 2000.
109. Cf. Harper, American Visions of Europe, p. 323; on subsequent perceptions:
Romero, “Interdependence and Integration,” pp. 165–174; Winand, Eisenhower,
Kennedy and the U.S. of Europe, pp. 72–80; Lundestad, Empire by Integration,
pp. 49–57.
110. Note “Secretariat Génerale,” Jan. 15, 1954; Note “Direction Générale Affaires
Politiques - Europe Centrale,” March 29, 1954; Bonnet to MAE, June 25, 1954, SG,
d. 70 (CED IV) AHMAE; Mendès France cit. in Pondaven, Le Parlement et la poli-
tique extérieure, pp. 109–110.
111. Cf. Massigli to Mendès France, Jan. 7, 1955, DDF, 1955, 1, doc. 16; Marc
Trachtenberg, “The Nuclearization of NATO and US-Western European Rela-
tions,” in Heller and Gillingham, NATO.
112. Rep. 15490/1967 BabuscioRizzo (Bad Godesberg) to Piccioni, Sept. 9, 1954;
tel. 21/2271 Magistrati to MAE, Nov. 2, 1954; tel. 3725/1805 Zoppi to Martino,
July 21, 1955; Brosio to Martino, March 2, 1955, DGAP, Italia, b. 331, ASMAE.
5
Mediterranean “Missions”
At Dien Bien Phu, the French Armée lost more than ten thousand men.* It
was the worst defeat a Western regular army ever suffered at the hands of a
colonial resistance movement. The Algerian revolt, latent for several years
and an open war after November 1, 1954, was to be just as devastating for
France, its empire, and even more for the institutions of the Fourth Republic.
But the French were not ready to surrender Algeria the same way they sur-
rendered Vietnam. For they believed that their mission civilisatrice had
reached its zenith in North Africa, transmitting institutions and culture to a
population of bedouins. Further, the French unyielding gospel was that Alge-
ria, with over one million European “colons” was France. These myths were
compounded by France’s realization that North Africa was the last bastion of
the empire (significantly, French resurrection in World War II had started
from Algiers) and that the Algerian rebellion was the ultimate challenge to its
status as a world power. Consequently this was also what many French saw
as their last chance to preserve the nation’s true identity, for, as Pierre Nora
has put it, “the often denounced introversion of the traditional French system
of identity depended on a capacity for extroversion on a world scale.”
Considerations of rank and prestige molded France’s efforts to retain
Algeria more than they influenced its conduct in Southeast Asia. In the sum-
mer of 1954 François Mitterand, then minister of Interior, blamed the “dirty
war” in Indochina for making France “miss her European rendezvous and
*The figure includes allied indigenous troops, as well as prisoners who died in
Vietminh prision camps: see www.dienbienphu.org.
172 A Question of Self-Esteem
neglect her African mission.” A few months later, former governor general
of Algeria Marcel-Edmond Naegelen warned the National Assembly that
the loss of Northern Africa would mean “letting France fall into the rank
of a secondary power, even of a vassal power.” “What is at stake,” he
declared, “is not only our prestige, but also our national independence.”
Most French people continued to subscribe to these views, though not
with the same fervor as their representatives. So the politicians—across the
spectrum, including several Communists—outdid the public more than
usual in embracing the myth of grandeur.1 Since the Fourth Republic was a
shaky regime, upholding that myth appeared to be the quickest way to
maintain its international as well as internal legitimacy. But by relying so
much on imperial grandeur, the regime also raised the symbolic value of
colonialism to the level of an absolute, staking its survival on it.
Historians have widely conceded that prestige was crucial in the Algerian
crisis and that it hindered sober counsels in Paris. What needs to be
explained is how France specifically tied together its status policies in NATO
and the empire, and how the United States reckoned with that tendency.2
It is also important to test how decolonization, in conjunction with a cru-
cial phase of European integration, offered Washington another chance to
encourage its allies to explore different venues of national prestige, based
less on power and coercion than on morality, democracy, and interdepend-
ence. Western Europe’s rehabilitated democracies, Germany and Italy,
“free” from colonial dreams, now emerged as models of that path. Italy was
the more determined of the two to assert itself as a mediating power par
excellence in the Mediterranean. So Italy aptly presented itself as the
guardian of a Mediterranean “mission” that, alternatively to the British or
French imperial “mission,” emphasized the advantages of commercial
expansion and multilateral cooperation. In the final analysis, though,
Rome’s combination of “moral righteousness” and opportunism yielded as
little as Paris’ imperial resistance.
IMPERIAL DECLINE
Upon taking office, John Foster Dulles immediately recognized the impe-
rial priorities of the French: they had “no desire to hold Indochina,” he said
at a meeting of State Department officials and the Joint Chiefs of Staff on
January 28, 1953, “except for the effect that the loss of Indochina would
have in North Africa.” “They feel North Africa is vital,” his deputy, H.
Freeman Matthews added, “otherwise they would become a country like
Belgium.” The fear of demotion was particularly acute among the French
in light of the EDC negotiations, and because of their deep-seated convic-
tion that Europe and France’s Mediterranean possession constituted a unit,
as conceded in the Atlantic Treaty. Without “political, economic and demo-
graphic” alliance between Northern Africa and Western Europe, a memo-
Mediterranean “Missions” 173
randum from the Quai d’Orsay had argued a few months earlier, there
would be no real third force between a “Russified Asia and the American
continent.” As the pivot between the two continents, France would be the
natural leader of this third bloc. After the European army project had
foundered, and partly because of that, France kept pinning its status on that
“indissoluble” imperial link. Ambassador Douglas Dillon sharpened
Dulles’ argument in May 1955, as the Algerian conflict began escalating:
“North Africa has always been far more important than Indochina in
French thinking,” he wrote, “not only in Paris but throughout [the]
provinces. [The] French believe that their very existence as a factor on the
European and world scenes depends on their position in North Africa.”3
Surely, geostrategic and economic interests provided a powerful motiva-
tion for retaining the colonies. But France’s “obsession” with Algeria was
more a matter of national pride. Some U.S. officials speculated that having
abdicated Indochina, French nationalism needed a natural outlet, which it
found in its almost “illogical” resistance to the aspirations of the Arab peo-
ples. This was a reductionist view, to be sure. But there was a general con-
sensus in Washington that France’s self-perception as a “factor” in world
politics was quite at odds with “Anglo-Saxon” pragmatic considerations.
Regardless of their “Eurafrican” third force dreams, the French appeared
bizarrely galvanized by the possession of an empire that was obviously
draining their nation’s resources: “nationalism grows when French power
ebbs” a study from the Psychological Strategy Board reported in February
1953; “it is not so much the potential benefit of overseas territories, but the
liability itself which becomes an integral part of the French concept of
power, of a patrimony of prestige which France cannot renounce without
losing its self-respect.”4
Dillon and his colleagues at the embassy in Paris drew the conclusion that
in North Africa more than anywhere else the French needed American help
but would resent American interference. In November 1952 James Dunn
had argued that psychological support of the French in North Africa
“would cost [the United States] nothing financially.” This argument still
seemed plausible in 1954.5 But American leaders recognized that the
“moral” and probably “strategic” price Washington would have to pay for
backing European colonialism unconditionally was too high. The Eisen-
hower administration, prompted by America’s own tradition of anticolo-
nialism and by Soviet opportunist propaganda against Western imperialism,
found itself caught between the irreconcilable desires to satisfy Arab nation-
alism and to preserve the alliance with France. That dilemma cannot be
properly explained without dealing with prestige factors in Franco-Ameri-
can mutual perceptions.
The “pragmatic” Americans grew increasingly at odds with what they
saw as France’s almost “spiritual” attachment to its colonial grandeur. The
problem was compounded by the fact that the Arab elites of North Africa
174 A Question of Self-Esteem
had been schooled in French nationalism. Ironically this meant that, like
their teachers, the Arabs often subordinated economic imperatives (which
might have justified slower emancipation from France) to the “spiritual”
appeal of self-determination. The pragmatic Americans’ work of reconcili-
ation thus became even more arduous.
Before the Algerian War. Even before the Algerian rebellion, all the
ambiguities of France’s prestige policy converged in its management of
North African emancipation. Leaders in Paris recognized that their empire
had to be justified in the Cold War context, a notion confirming that rank,
in Europe as well as in Africa, might be preserved and even advanced only
in cooperation with the United States; at the same time, the specific cir-
cumstances of French colonial demise induced those leaders to link their
prestige to defying the American “challenge.”
Imperial decline for the French bore the imprint of the 1940 debacle.
Their “hypersensitivity” and failure to meet a changing world could be
largely ascribed to their “psychosis of defeat,” observed Julius Holmes in
1955, when he was U.S. minister in Tangier. By contrast with Great Britain,
where decolonization appeared a part of a continuing process that had
started before the war, the 1940 “shock of catastrophe,” as historian Jean-
Baptiste Duroselle calls it, induced the French to see colonial rebellions as
another unmitigated disaster. When the Americans invaded North Africa,
with all their impressive equipment and their democratic appeal, they further
diminished the Arabs’ respect for their debilitated, reactionary colonial
rulers. At the Casablanca Conference of 1943, President Roosevelt promised
to support the sultan of Morocco’s bid for independence—an act the French
deplored as an example of brazen and irresponsible anticolonialism.6
American interference continued unabated after the war. The French
repeatedly protested Washington’s indifference toward, if not encourage-
ment of, contact between American diplomats and nationalist movements
such as the Istiqlal in Morocco and the Neo-Destour in Tunisia. The U.S.
government, for its part, relentlessly pressured the French to grant reforms
and at least dominion status to the two protectorates. Such contacts and
pressures, the French believed, more than offset whatever support Wash-
ington offered to their nation’s position in North Africa, no matter how
substantial that was. Paris remained convinced that the Americans bore a
major responsibility for the events that ultimately led to the independence
of Morocco and Tunisia by 1956.7
Indeed, nowhere else did American help come with so many strings
attached: in the colonies even more than in the “metropole,” ECA officials
required the French government to comply with their advice on economic
and political reform. Leaders in France harbored a lingering suspicion, then
turned into a myth, that America’s political and business leaders acted in
concert to supplant Europe’s colonial interests in the Arab world.
Mediterranean “Missions” 175
The faith in the nation’s universalism was most enduring among French
military leaders, a group that had always strongly identified with the
empire. Moreover, many of the military leaders posed as the stalwart pro-
tectors of French honor and glory, and even of the whole Western heritage.
They also hoped that quelling “Moscow-inspired” independence move-
ments would erase the shame of 1940 and quickly restore the nation’s pres-
tige and improve its position within NATO. Yet, as the EDC debate had
shown, military engagements overseas threatened to undermine that posi-
tion. Unable to assume full responsibility in Europe and Southeast Asia at
the same time, France had failed to earn its claim to world leadership. The
French had even less of a chance for success when they tried to use a strong
stand in Algeria to bolster their position in NATO.14
Washington did not change its basic approach to French colonialism dur-
ing the Algerian war. By focusing on the main themes identified above—
U.S. interference, European integration, French exclusion from the Near
East, the “specter” of Communism, “universal” missions—we can put into
perspective America’s response to France’s status considerations and to
their possible impact on the Western alliance.
it, before the escalation of the Algerian conflict and the Suez crisis damaged
Franco-American relations again.15
The Eisenhower administration kept cautiously avoiding any “official”
interference. For example it did not condemn the French when, in October
1956, they arrested Ahmed Ben Bella and five other leaders of the Algerian
rebellion after hijacking the airplane on which they were traveling to a Con-
ference in Tunisia. Despite requests from Tunisia and Morocco to intervene
for the release of the prisoners, Washington stayed out of the affair, fearing
an anti-American backlash in France. Dillon reminded the State Depart-
ment that “French attachment to NATO [was] already worn out by [the]
Suez Affair.” A few months later, the Americans turned down an invitation
from the British for joint arbitration of the Algerian conflict, partly because,
following Suez, they preferred to avoid close association with London; but
also because they realized the French would perceive the move as an impo-
sition. A Moroccan-Tunisian mediation plan, which had been in store for
several months, seemed less likely to offend either side’s pride. It would also
keep it a “family” affair, as members of Mollet’s cabinet strongly argued.
(With the conflict in Algeria intensifying in 1957 these mediation efforts,
however, stalled).16
The French had much more reason to resent “unofficial” American inter-
vention. The examples of such interference were numerous. The American
Federation of Labor and the Congress of Industrial Organizations used the
same strategy in North Africa as they had in France: by supporting the mod-
erate Western-oriented trade unions and their own campaign for Algerian
independence, the American unions planned to curb the influence of the rad-
ical nationalists. The State Department and the U.S. delegation at the UN
maintained informal contacts with Algerian rebels of the National Libera-
tion Front (FLN), thus granting them tacit recognition. The most influential
American media openly advocated their cause. As soon as the oil was dis-
covered in Algeria in 1956, the French noticed with alarm that some Anglo-
American companies conducted their “shady deals” with the revolutionar-
ies, trading support to their movement in return for a promise of contracts.
Worst of all, American backing of France at the UN started dwindling by
late 1956. The French deplored these developments not so much because
they reiterated America’s traditional anticolonialism, but because they
revealed Washington’s diminishing faith in their efforts to retain Algeria.17
From mid-1957, that lack of faith induced the United States to act more
directly to keep North Africa in the Western camp. Military assistance
proved essential to secure Morocco’s and Tunisia’s pro-Western orientation.
Washington would have preferred to relegate this to the French, but Rabat’s
and Tunis’ support of the Algerian rebels made that prospect impossible. As
a result, the Eisenhower administration proceeded on its own. In April it
opened a renegotiation of the U.S.-French agreements of 1950–51 for bases
in Morocco with King Mohammed V, before Paris could revise defense
180 A Question of Self-Esteem
arrangements with the newly independent country. Later that year, with
Britain, it supplied arms to Tunisia. While reluctantly accepting the U.S.-
Moroccan military talks, the French government took the arms deal as an
affront. Accusing the two allies not only of supplanting French interests but
also of procuring weapons that almost surely would be turned over to the
FLN, Premier Felix Gaillard threatened to withdraw from NATO. He did
not follow up on his threat though: as a sign of protest there was only a
walkout of the French delegation at a NATO parliamentary meeting in
December. Because the French saw the problem mostly as an offense to their
national honor, they had missed the subtlety of the American move. Rather
than “conspiring” with the British to replace France, the United States had
responded to repeated appeals for assistance from Tunis and Rabat. The
stakes were high, as Tunisian leader Habib Bourguiba hinted he might turn
to the Soviets or to Nasser’s Egypt for help.18
U.S. economic assistance to Tunisia and Morocco evolved along similar
lines. At first, shunning Truman’s Point IV policy, the Eisenhower adminis-
tration counted on private investments and trade rather than aid to secure
stability in developing countries. By placing a special emphasis on burden-
sharing, Washington contended that the former colonial power should
assume responsibility for the welfare of these nations. Eisenhower was par-
ticularly insistent on letting France “maintain a certain position” in
Morocco and Tunisia “so that she w[ould] help them to meet their finan-
cial deficits.”
But the Algerian war was taking a heavy toll on French finances. And
Paris also withheld assistance because of the collaboration between the
FLN and leaders of Morocco and Tunisia. French arrogance in turn pushed
Bourguiba and Mohammed V to invite Washington to take up the slack.
Resorting to their own “tyrannical weakness,” they stressed that otherwise
pro-Nasser or pro-Soviet factions would take over their governments.
Morocco further blackmailed Washington by postponing the base deal. The
two countries had no qualms about replacing French rule with the loose
hegemony of the distant, powerful, and more “benevolent” United States.
They told Washington to stop considering them the “economic vassal[s] of
France.”19 By late 1957, the U.S. ambassador to Paris, Amory Houghton
worried that without continuous and generous French programs to the
Maghreb area, France and the United States were “likely to be drawn into
[a] position of rivalry which is contrary to both our interests and desires.”
Nevertheless, Washington had to step in. It granted far less than Rabat and
Tunis had pleaded for, enough however to have the desired psychological
effects there, and the undesired ones in France.20
The Eisenhower administration changed its mind also about the most
direct kind of diplomatic interference: a mediation of the North African
conflict. To be sure, it still rejected any idea of direct arbitration of the
Franco-Algerian war. But it decided to join the British in a “good offices”
Mediterranean “Missions” 181
Integration and Leverage. The French had learned that their country
exercised real leverage toward the United States when it held the reins of
European integration. With the Western European Union treaty ratified, it
became apparent that France could no longer keep the Americans hostage
Mediterranean “Missions” 183
to those of the French: before endorsing the project the United States had
to make sure it would be “a device for transferring the present colonial rela-
tionship into a partnership on more equal terms.” Instead it soon became
evident that France, unable to finance its own empire, was trying to do it
by association with its European partners. Worse, Paris seemed to subordi-
nate its cooperation with the Common Market in Europe to that associa-
tion. Rather than allowing Germany to play a pivotal role in development
projects—a role that Bonn was increasingly demanding—the French tried
to preempt it by way of integration.
Indeed, this was the core of the problem. Obsessed with counterbalanc-
ing the growing weight of Germany in Europe and in the alliance, the
French remained convinced that Algeria was vital to their nation’s status as
a world power. But the war in Algeria precipitated the crisis of the French
budget.29 This further increased France’s dependence on the United States,
proving the futility of the French claim to world mastery. Instead of con-
solidating a third force, “Eurafrica” was likely to make Europe more vul-
nerable (with the diversion of French troops) and still reliant on the United
States. As the French resented such dependence, Washington concluded,
they might then be tempted to make deals with the Russians; or more likely,
by clinging to their crumbling empire, they might let it fall prey to Soviet
influence.
Exclusion from the Middle East. The Suez crisis is universally known as
the watershed that marked the end of Great Britain and France as world
powers. What is worth emphasizing here is France’s unreadiness to adapt to
that reality, an attitude compounded by its old feeling of exclusion from the
Anglo-American “club.” Parity with the Anglo-Americans in the Middle
East was, in Paris’ vision, one of the best means not only to bolster France’s
imperial mission, but also to maintain a status above that of Germany.
But the Algerian war confirmed the Anglo-Americans’ resolution to keep
France, the most discredited power among the Arabs, out of permanent
consultations on the Middle East. From January 1955, the State Depart-
ment together with the British Foreign Office began to analyze warily
French ambitions in that region. While establishing military relations with
Israel, Paris also cultivated Syrian and Lebanese opposition to the Baghdad
Pact (which the French portrayed as a British hegemonic design in the
region, detrimental to Western Cold War strategy). To avert such disruptive
tactics, Washington and London agreed to exchange some information with
the French about the Middle East. But the Anglo-Americans still denied
France full partnership, an option they deemed of no strategic advantage
and politically too costly.30
France took Nasser’s nationalization of the Suez canal in July 1956 as an
opportunity for a comeback in the region. The idea of a punitive Anglo-
French-Israeli expedition against Egypt originated in Paris and quickly
Mediterranean “Missions” 185
drew enthusiastic support from British prime minister Anthony Eden. The
Mollet-Pineau cabinet and the French military conceived the operation pri-
marily as a strike against the nation that provided the main financial and
political support to the Algerian rebellion. Moreover, the French thought
that by consolidating their friendship with Israel, they could get a firmer
foothold in the region. Finally, Guy Mollet, sincerely dedicated to the
relaunching of Europe, hoped that this alignment with Britain would
strengthen the ties between the Commonwealth and the Continent. Confi-
dent that the United States would give its assent to the fait accompli, the
French premier also envisioned the operation against Egypt as a renewed
chance to promote a “Big Three” NATO directorate.31
Underlying French actions was the hope that distinction in arms would
restore Anglo-American respect in France’s command role within and out-
side NATO. For the army the delusion of grandeur reached a climax. On
November 4, General André Beaufre, French commander of the expedition,
thus addressed his troops: “France and the world have their eyes on
you. . . . If necessary, you will repeat the exploits of your forebears
[Napoleon] on Egyptian soil.”32
The Suez war came to an abrupt end after a few days, under the com-
bined pressure of the Soviet Union and the United States. It is widely
acknowledged now that, more than Moscow’s hint of “nuking” the aggres-
sors, it was Washington’s suspension of financial and oil assistance to its
allies that forced them to declare a cease-fire. The British, mired in one of
their worst financial crises—partly caused by the Suez operation—gave in
first, dragging the reluctant French in compliance with American
“orders.”33
As early as November 10, the Quai d’Orsay provided a lucid analysis of
the Suez operation. A memorandum from its Direction Générale Politique
admitted French blunders, particularly that of having irreparably antago-
nized the Arab peoples. But it also included stern rebukes of the British deci-
sion to leave France in the lurch one more time, and the American decision
to abandon its two most precious allies. The Quai d’Orsay also recognized
that the crisis had revealed “with implacable clarity that the security of
France depend[ed] entirely on the American alliance” and that France and
Great Britain were “no longer able to influence seriously world affairs.”
This realization had been latent since de Gaulle and Bidault’s failure to play
the Russian “card” between 1944 and 1947. But this time France felt the
burden of dependence on Washington more heavily than ever, since its need
for American support clashed with its rising expectations as a nation no
longer in the throes of postwar reconstruction, and because Suez marked
the climax of years of disagreement with the United States on colonial
issues. French “resentful nationalism,” as Maurice Vaïsse has noted, began
at Suez, not with the Fifth Republic. But because it was born of resentment,
it “led the country to an even deeper involvement in the Algerian war.”
186 A Question of Self-Esteem
Worse still for the stability of the Fourth Republic, the French Army
blamed the failure of the Suez operation on the government as much as on
the Anglo-Americans. The Army was an institution, as Raymond Aron
described it, “steeped in its past glories and . . . determined to put an end
to the chain of humiliations.” In his memoirs, de Gaulle thus portrayed its
attitude in the late 1950s: “ . . . haunted by fear of another Indo-China,
another military reverse inflicted on its colours, the army, more than any
other body, felt a growing resentment against a political system which was
the embodiment of irresolution.”34
The politicians in Paris found additional reasons for nurturing their own
rancor against London and Washington. It took only a few weeks for the
Anglo-Americans to restore their entente. With Anthony Eden, America’s
main culprit for the Suez collusion, out of the way, the new premier, Harold
Macmillan resumed the cooperation with the United States in the Middle
East, albeit from an inevitably subordinate position. While seizing the main
initiative in the region with the Eisenhower Doctrine, Washington was
reluctant to fill yet another strategic vacuum left by Britain and welcomed
sharing responsibilities and burdens with its old ally. Meeting at Bermuda
the following March, Macmillan and Eisenhower restored the “special rela-
tionship,” pledging economic and strategic cooperation in the Middle East
and permanent consultations on world affairs.35
Guy Mollet also tried to dispel the Suez incident when he paid a visit to
the White House in February 1957. On that occasion the prime minister
offered his good offices on virtually every pending issue in the Middle East.
The State Department concurred with Ambassador Dillon that reconcilia-
tion with Paris was urgent. France had just begun suffering the economic
effects of the Suez crisis, including oil shortages and spiraling inflation, and
considered resorting to protectionist measures. Worse, because of their cri-
sis of adjustment to “second or third rank,” as Dillon specified, the French
were in an “abnormal” state of mind, still angry, “bordering on traumatic
shock,” and ready to reconsider their NATO commitments. However, on
the eve of Mollet’s visit, Secretary Dulles wrote to the president that the
purpose of this exchange should be the “restoration of normal and friendly
relations” between the two countries “without reviving the ‘Big Three’ con-
cept [emphasis added],” which unfortunately was foremost in the French
premier’s mind.36
Paris concluded that the Anglo-Americans were jealously guarding their
newly combined preserve in the Middle East and perhaps were even cov-
eting the Saharan oil. More crucial, once again, as in 1944–45, London
had proven that it could obtain results by “bowing” to Washington. With
its unstable politics, fear of power demotion and indomitable faith in
national assertion, France, as ever, could not afford to bow. This became
evident from the way France began references to European autonomy
within NATO.
Mediterranean “Missions” 187
World nationalism and Moscow could still appear, Mollet contended that
the Algerian rebels, many of whom had served in Indochina, took Mao
Zedong as main Marxist model for their fight against the “white man.”38
The French were not lucky. Washington had so far displayed a “prag-
matic ability to deal with [Third World] neutralism on its merits,” as H. W.
Brands has argued. And, despite Dulles’ apparent phobia for the Commu-
nist monolith, the Eisenhower administration acted “in a remarkably non-
ideological fashion” toward Third World nationalism. Even the Eisenhower
Doctrine, passed in Congress as an aid package and military assistance to
Arab countries threatened by Communist infiltration, targeted primarily
pan-Arabism and aimed at isolating, then seducing Nasser.39
The Algerian rebels adamantly refuted French charges that they served
either Egypt’s or Russia’s interests. After the Suez crisis, FLN leader Ferhat
Abbas rushed to give such reassurances to State Department officials in
Washington. To strengthen his point, the Algerian rebel announced he
would favor a merger between Morocco, Tunisia, and Algeria, which
together could act as the link between the West and the Middle East.
Although Washington still harbored some skepticism about the moderation
of the FLN, it did see the potential advantage of Abbas’ offer. The project
for an independent North African federation, under study during the fol-
lowing years, seemed a great strategic opportunity, especially if, as
expected, it was going to have Bourguiba at its helm. Eisenhower in partic-
ular tried to oppose to Nasser an alternative leader in the Arab world, one
with unassailable pro-Western credentials.40
In its effort to entice the North African peoples, the United States of
course ran the risk of compromising the vital alliance with France. Egya
Sangmuah has pointed out that “Eisenhower ‘understood’ nationalist aspi-
rations in the colonies and, although bent on containing Communism, sat-
isfied these aspirations even to the extent of disregarding the wishes of
European allies.” It would be more accurate to say that the White House
calculated whether neutralism had better chances of developing and of
turning pro-Soviet, in France or in North Africa. U.S. perceptions of French
status goals were central to such assessment.
In the aftermath of Suez, Dillon warned Washington again that France, fac-
ing “a substantial number of further humiliations” could be capable of “retir-
ing into neutralistic isolation.” Moreover, he and other American officials
feared that, in Algeria, as in Indochina before, the French could desperately
seek a deal with Moscow that might allow them to retain their colony. Also,
a “popular front” solution always lurked behind French political instability,
especially after, late in 1957, the PCF tactically became more strongly pro-
colonial. But Dillon soon thereafter added a reassuring note: the “wave of
anti-Americanism [might] well subside [in France],” he wrote, because of
French “mercurial public and governmental opinion . . . with its special
bias and egocentric viewpoint.” The State Department underwrote this point,
Mediterranean “Missions” 189
A MEDITERRANEAN “VOCATION”
Italy was no economic powerhouse by the mid-1950s. Yet it was show-
ing the first signs of a formidable recovery. Through the period from 1948
to 1963 its GNP enjoyed rates of growth that were paralleled in Europe
only by Germany. For both former Axis powers that was a catch-up phe-
nomenon, since their economies had been more severely affected by the war
192 A Question of Self-Esteem
and by the production restrictions imposed by the victors. Yet the Germans,
and especially the underrated Italians found the rapidity of such phenome-
non striking, even exhilarating. By the end of the 1950s, commentators
hailed the German and Italian “economic miracles.”48
These results, together with Italy’s long-sought UN membership, nour-
ished many Italian leaders’ international ambitions. The new President of
the Republic, Giovanni Gronchi, time and again struck the American audi-
ence with bold assertions about the consideration the United States owed
his country with its “50 million people and such a geographic and strategic
position.” Gronchi, together with the president of the Italian State oil
industry (ENI), Enrico Mattei, and other dominant left-wing Christian
Democrats posed as champions of national—or nationalist—aspirations.
The clear intent of all these leaders was to overcome Italy’s ancestral inferi-
ority complex. As State Department advisor Lloyd Free noted in 1956, “the
very fact that Italians [felt] subservient render[ed] them acutely sensitive on
the subject of national dignity.”49
While helping to relaunch Europe (from Messina to the Treaty of Rome),
Italian leaders sought opportunities for national reassertion in the Mediter-
ranean. That was the arena where Rome had traditionally conducted its
power politics. Although any emphasis on a special role in the Mediter-
ranean was somewhat reminiscent of the Fascist myth of mare nostrum, this
time Italy naturally had no aggressive design. Its self-assigned mission was
that of mediating conflicts in the area, becoming the ideal diplomatic bridge
between the Arabs and the West. That role would first of all bolster Italy’s
“moral” prestige as a renewed and prosperous democracy. Of course such
regained reputation would also make it easier for the Italians to obtain a
lion’s share in the Middle Eastern oil and trade markets.
But most important of all, Italy conceived its status policy in the Mediter-
ranean with an eye on its rank among European powers. In Rome the offi-
cials and politicians who opposed a “Mediterranean” policy argued that it
would neglect European integration; in fact, proponents of such policy fol-
lowed an essentially European “design.” Most of them expected that by
establishing a privileged partnership with the United States—rising hege-
mon in the Mediterranean—Italy would improve its status within NATO
and consequently its negotiating position versus the other EEC members. It
was true, however, that by adopting an assertive Mediterranean policy Italy
risked alienating its French and British allies. More than ever, Rome’s ambi-
tions depended on a careful balance between national assertion and manip-
ulation of interdependence.
Finally, Italy’s Mediterranean diplomacy and national assertiveness fol-
lowed domestic goals: many of its advocates wanted to establish a dialogue
with non-aligned leader Nasser as a step toward the “opening to the left,”
the operation that aimed at extending the government coalition to the
proneutral Socialist Party. The discourse on “national dignity” that
Mediterranean “Missions” 193
favor of Belgrade. At base, they argued, it would have been hard to explain
to the Italian people how Tito’s Communism could pay better rewards than
their loyalty to Washington.57 (Rome felt vindicated when Yugoslavia drifted
away from the West soon after signing the Balkan Treaty in August 1954.)
So participation in defense arrangements in the Middle East, even
together with colonial powers, was supposed to serve Italy’s ultimate pur-
poses: it would enable it to consult more frequently with Washington; it
would increase its rank within NATO and the OEEC. Only from that posi-
tion, many in Rome believed, could Italy then better advance the psycho-
logical and economic dimensions of Western strategy.
This coherence was even clearer in light of Italy’s refusal to enter any
defense arrangement that would hinder its potential role as the “diplomatic
bridge” between the Arabs and the West. Such was the Balkan Treaty for
example. Its two main members, Turkey and Yugoslavia, were respectively
too hostile and too friendly to Arab nationalism.58 For similar reasons, dur-
ing the early 1950s Rome rejected Spain’s campaign for a Mediterranean
pact binding the two nations together with most Arab countries, plus
Greece, Turkey, and Iran. Though it still retained a protectorate over
Morocco, Franco’s regime had quickly reevaluated its stance toward Arab
nationalism, establishing friendly relations with most Middle Eastern coun-
tries and claiming a competence in Islamic affairs similar in many respects
to Italy’s Mediterranean “vocation.” The difference was that Madrid
offered no link between the Mediterranean and Europe. As the continent’s
“pariah,” even after its treaty for bases with the United States in 1953,
Spain conceived of the Mediterranean pact as a means to end its diplomatic
isolation, to strengthen its ties with Washington but also to exclude France,
its main rival, from the region. The Italians persuaded the Americans that
there was no advantage in a Mediterranean design disconnected from West-
ern integration.59 Persistently Rome refused any Mediterranean project that
would separate Southern Europe from the North and thus nullify the main
rationale for its own early adherence to the Atlantic Treaty.
Italy showed coherence also in recognizing its limits. It was always care-
ful not to offend its powerful European allies, especially during the crucial
phases of the EDC negotiations. That is why in 1951 De Gasperi, facing
London’s objections, promptly withdrew his first arbitration offer between
Britain and Egypt and soon thereafter declined an invitation from Bour-
guiba to mediate a Franco-Tunisian dispute.60 And it was due in part to its
weakness that Italy embraced a policy of concord and multilateralism (epit-
omized by NATO’s article 2). Furthermore, such caution was strictly corre-
lated to Italy’s desire to be a fully accepted member of the international
democratic community. A diplomacy of concord seemed the best avenue to
redemption and to UN membership.
Such an approach, nevertheless, might overemphasize Italy’s weakness:
mediation, without the means of a great power might seem a non-policy;
Mediterranean “Missions” 197
in 1955, Mattei was probably the main financial source of the “opening to
the left.”66
Italy’s moderates for their part continued to rely on manipulation of the
hegemon. Like Gronchi, they demanded institutionalized consultations, yet
without being as critical of NATO choices as the president. But they offered
nothing in return for their request. The conservative leader Gaetano Mar-
tino, who held the post of foreign minister for three years from September
1954, became the main international advocate of NATO’s article 2. In May
1956 the North Atlantic Council finally introduced the issue on its agenda,
charging a “Three Wise Men” committee (including Martino, Canada’s
Lester Pearson and Norway’s Halvard Lange) to draft a detailed proposal.
While satisfying the allies with such an official seal, Washington aimed at
shelving the issue as quickly as possible. In a letter to Eisenhower on May 5,
a skeptical and acid John Foster Dulles commented:
All of our allies are willing to follow the Italian lead and have NATO turned into
an economic organization which can probably extract a little more money out of the
United States; but when it comes to doing anything to develop Western European
unity or any real cohesion with respect to policies vis-à-vis the Soviet Union, then
there is very marked evasiveness. I believe we shall get in some form recognition of
the need to develop purposes of NATO along other than military lines . . . But the
decision will, I am afraid, be expressed in rather grudging and minimum terms that
hardly are responsive to our hopes or the needs of the situation.
That was what happened at the next NAC in December. The United States
turned down the Three Wise Men’s report, with the exception of a vague
commitment for more consultations from all allies. This commitment was
meant as a warning to the French and the British in the aftermath of their
Suez collusion, rather than as a pledge from Washington. Dulles reiterated
that due to its worldwide responsibilities, the United States could not sub-
ordinate all its decisions to previous NATO consultations.67
Washington nevertheless had already tried to find ways to satisfy and at
the same time harness Italy’s desire for prominence in the Mediterranean.
By 1955, with revolutionary Egypt drifting into the Soviet camp and Arab-
Israeli tension mounting, the Eisenhower administration felt ready to wel-
come any suggestion or initiative from NATO countries. In particular, it
was important to show to the Arabs that the Western alliance was not a
monolith obsessed with anticommunism or inspired by British and French
imperialism. And precisely because this had to be a demonstration of West-
ern “pluralism,” Italy seemed useful as an autonomous actor in the region,
rather than as an associate of the British, French, and Americans. For this
reason by the end of that year, the under secretary of state for Near Eastern
Affairs, George Allen, urged the Italians to refrain from their repeated sug-
gestions of co-sponsored mediation efforts in the region. By remaining
200 A Question of Self-Esteem
uncommitted, Allen specified, Rome could offer its good offices later, per-
haps under the aegis of the United Nations, an option no less prestigious
than participation in great power summits. On the other hand, if Italy
insisted on participating in such summits then it should demonstrate some
“audacity, publicly disagreeing on something with the Anglo-Americans,”
as CIA and State Department officials told Ambassador Brosio time and
again.68 And yet, those moderate Italian leaders Washington had tried to
buttress were still prudent toward their European partners. While friendly
with the Arabs, they did not want to approach them independently. Their
main goal was to improve the country’s role within NATO by joining the
powers’ summits on Mediterranean affairs. Italy’s rulers thus corroborated
Washington’s view that the appearance of being consulted was all they
cared about. In the end there was a touch of irony in the need the Ameri-
cans felt to beg those apprehensive leaders to show some disagreement with
their allies.
It was also true that such encouragement could easily play into the hands
of Italian “nationalists.” While a show of Western pluralism was likely to
counter Soviet appeal in the Middle East, leaders such as Gronchi or Mat-
tei appeared too rebellious even for Washington’s tolerance of dissent. Their
action could indeed rekindle anti-Americanism both among the Arabs and
in Italy. There seemed to be no middle path in Rome between the overly
cautious, almost sycophantic, and the overly critical, almost impudent.
America’s judgment of Italy’s potential role in the Mediterranean thus
remained suspended.
Italy’s hesitations and contradictions were best exemplified in its sole case
of participation in a great powers’ organization for the Middle East. In
November 1955, Foster Dulles invited Brosio to join as a permanent mem-
ber the Committee of Ambassadors, an interim of the Near East Arms
Coordinating Committee (NEACC). The secretary of state recognized that
Italy was “emerging as a prominent supplier of arms to the Middle East,”
and that it was necessary to channel that arms trade according to political
criteria. However, this invitation was mainly a prestige reward. And Dulles
was willing to be flexible with the Italians on those political criteria, since
an illustration of autonomy could give them enough publicity at home to
lessen the influence of the most dangerous among the leaders of the DC left.
Still, the Italian government complained that there was little prestige to
gain from such an off-stage organ as the Committee of Ambassadors. Full
participation in the NEACC would have been a different matter. In order to
obtain it, like the other members, Italy was required to pledge armed inter-
vention against any nation that violated the armistice lines of the 1948
Arab-Israeli conflict. But no Italian leader would have dared getting the
country involved in a military action. Martino and Brosio also shied away
from that prospect for fear of spoiling the “good image” Italy had recently
acquired among the Arabs.69
Mediterranean “Missions” 201
The decision to stay out of the NEACC epitomized the problem with Ital-
ian foreign policy: in its attempt not to offend anyone Italy remained para-
lyzed; despite the persistent claim of its natural competence in Mediter-
ranean affairs, it showed no forceful initiative, an essential prerequisite of
the prestige the government judged so imperative. Italy’s very emphasis on
its “good image” with everyone, that is, on its moral prestige, revealed its
powerlessness, as George McGhee had suggested, rather than leading to its
empowerment.
Suez: Italy’s Opportunity? The Egyptian crisis offered the Italian gov-
ernment its first real chance to solve its foreign policy impasse and to
strengthen its ties with the United States. Italy had a say in the resolution
of the Suez dispute not only because it ranked above France as the fourth
user of the Canal, but also because its vaunted Mediterranean “vocation”
and its emphasis on international arbitration found renewed appeal in
Washington.
Rome argued that its cordial relations with Nasser might help to recon-
cile the dictator to the West or, at least, to reduce his hostility. As to inter-
national arbitration, Dulles’ sincere faith in the role of the United Nations
also seemed propitious to the Italians, especially considering how that faith
put the secretary of state at odds with the French and the British on the Suez
affair.70 In the end, Rome’s moderation and balanced judgment, standing in
contrast with French and British recklessness, seemed less a rhetorical plat-
itude than a concrete contribution to NATO’s cohesion. The Italians thus
fancied promoting their country as America’s privileged ally in the Mediter-
ranean. But the United States mostly cared about the domestic ramifications
of the Suez crisis for Italy: faced with a potential crisis of the alliance, Ital-
ian leaders and diplomats who had previously lavished sympathy on
Nasser, reevaluated their Atlantic priorities and became more determined to
rein in those in the government who were too “open” to the Socialist left.
Italy was relevant in the Suez debate more for what it tried to do than for
what it accomplished. At both London Conferences of the Canal Users,
Martino showed the degree of autonomy the Americans had for some time
encouraged him to assume. The foreign minister criticized both of Dulles’
proposals—for an International Authority and the second one for a Canal
Users Association (SCUA)—and presented amendments containing broader
recognition of Egypt’s sovereignty. These compromises, Martino argued,
would be no surrender to Nasser, but acts of realism. Moreover, they could
help preempt the rise of a common front between the Soviets and the Afro-
Asian bloc at the United Nations. Regarding the SCUA in particular, the
foreign minister recommended a more flexible method of toll payment (and
a few days later the United States on its own came up with a similar solu-
tion). For Italy this was not only a matter of commercial interest but also
an attempt to prevent an armed conflict, since the French and the British
202 A Question of Self-Esteem
had made it clear that they considered the SCUA proposal to be an ultima-
tum. Regardless of Italy’s usual caution and opportunism, what mattered
for Washington was that the Italian government could help moderate
France and Britain, and especially that it could exhibit an autonomous ini-
tiative to its increasingly demanding public opinion.71
Clearly Rome was seeking an entente with the United States. Most reas-
suring for Washington, DC party secretary Fanfani revealed that this was
his main purpose. Visiting with Eisenhower in August, the DC leader unex-
pectedly presented no objection to U.S. foreign policy. Instead, he reiterated
the traditional Italian invitation to extend American control over the
Mediterranean. His only difference with Martino was his anticolonial rhet-
oric. Knowing of Fanfani’s good reputation in Cairo, Dulles decided to test
his mediation offers, albeit with caution. In late September, Fanfani’s spe-
cial envoy, Raimondo Manzini received permission from Washington only
“to inquire” about Nasser’s intention. The secretary of state then decided
together with Eisenhower to rely on UN general secretary Dag Ham-
marskjold as a more appropriate authority for mediation.72
In the aftermath of the Suez conflict Italy’s task was, according to the
Political Affairs Bureau of the Foreign Ministry in Rome, “to foster the
reestablishment of Allied unity . . . by joining the United States with an
autonomous action of balance and reconciliation in Europe as well as in the
Near East.” Some representatives emphasized cooperation with Washing-
ton. Staunch “anticolonialists,” such as Brosio and Fanfani, rejoiced at the
fact that all Europeans (that is the French and the British too) “must now
follow U.S. leadership.” Martino, together with Prime Minister Antonio
Segni guided a majority of “pro-Europeans,” who worried that the United
States, keen on “courting the Afro-Asians, might let Europe down a little
bit.”73 But this difference of opinion was more apparent than real. Both
groups wanted to safeguard NATO while promoting Italy as America’s
main Mediterranean partner. Such partnership, they all agreed, would
entail consultations on every European question. Not surprisingly then, the
Segni government invoked its active role at the Suez Conferences as a
precedent for its right to participate in the Four Power Working Group on
German disarmament. To make their candidacy for the “club” more
appealing, the Italians did not hesitate to point out that France’s design was
to set European integration on an independent path under its hegemony. To
keep the European Community within the Atlantic framework, the Italian
government avowed, the United States could count on Rome.74
Italy’s expectations rose also thanks to post-Suez developments. In
December, Martino and Gronchi made a highly publicized trip to Bonn to
discuss Mediterranean affairs. Reconciliation among allies at the NAC
meeting in January occurred officially under the auspices of the Three Wise
Men’s report. And the Eisenhower Doctrine nourished Italy’s best hopes.
The president’s program marked the American ascendancy in the Middle
Mediterranean “Missions” 203
East Rome had long exhorted. Most Italian officials also noted with satis-
faction that, despite its anticommunist rhetoric, the Doctrine adopted a
rather flexible approach to Arab nationalism and rested on psychological
and economic means more than military intervention; those who had feared
America’s abandonment of Europe appreciated Eisenhower’s highly selec-
tive aid criteria. Even better, since the Doctrine stressed the danger of Soviet
expansion in the Mediterranean, Rome understood Eisenhower’s basic
“eurocentric” motivation: as in 1947, it was necessary to protect Europe by
filling a vacuum created by British retreat elsewhere. Before launching his
program, Ike had told Dulles he had “no intention of standing idly by to
see the Southern flank of NATO completely collapse through Communist
penetration and success in the Middle East.”75
But “protection” of NATO’s Southern flank did not necessarily entail
great power “partnership.” Even though the Mediterranean had taken an
unprecedented priority in U.S. foreign policy, Washington saw nothing to
gain in consulting Italy on matters in which an Italian economic or strate-
gic contribution would be minimal at best. During the Suez crisis Clare
Luce and Secretary Dulles did not spare their praise of Rome’s diplomatic
“maturity.” But this resulted in no privileged contact on Mediterranean
affairs. Although in Bonn Gronchi had agreed with Adenauer to coordinate
their countries’ action in the Near East together with the Americans, par-
ticularly through joint development programs, Germany did not follow up
on its pledge. In May, the German foreign minister, Heinrich von Brentano
discussed with Dulles possible “joint ventures” in the Near East between
Bonn and Washington without envisioning any Italian contribution. He
also significantly objected to an Italian membership in the Four Power
working group, arguing that Europe’s minor powers simply had “to accom-
modate themselves” to a renewed Franco-German cooperation. The ulti-
mate irony for Rome was that the allied reconciliation it had so eagerly her-
alded at the post-Suez NAC allowed France and Britain to restore promptly
cordial relations with Washington (Italy overestimated the impact of Mol-
let’s trip to the United States in February).76
Most American officials in the end contemplated the possibility of closer
partnership with Rome only insofar as it would affect Italy’s political equi-
librium. As early as May 1956, at the eve of Italian municipal elections, the
chargé d’affaires at the Rome embassy, John D. Jernegan had urged Wash-
ington to refrain from any “direct action” to influence the vote. The United
States, the diplomat argued, had lost the power “to affect directly [Italy’s]
internal affairs.” In order to “keep the Italians in line,” he concluded, the
United States could give them some token recognition of their growing role
in the Mediterranean or grant some limited application of NATO’s article 2.
The notion of Italy, the first test-ground of CIA intervention, as a “client”
was about to be banished. Covert funding of the center-left parties did con-
tinue, with Ambassador Luce trying “to do anything to strengthen [Social
204 A Question of Self-Esteem
to face blackmail from its friends in the Middle East and even more daunt-
ing challenges from pan-Arabist groups.
At the domestic level the neutralist implications of Mattei’s activity were
more implicit yet more menacing. The government celebrated Mattei’s Iran-
ian deal with a state visit in Teheran, during which Gronchi did not mince
criticism against the Anglo-American “neocolonial” oil monopoly. Regard-
less of the opportunism reflected in these statements, what worried Wash-
ington was that even that celebration confirmed that the real power in Rome
resided with Gronchi and Mattei, the two strongest advocates of the “open-
ing to the left.” Worse still was the institutional aberration: a weak govern-
ment awarded the levers of its foreign policy to the president, whose pow-
ers, according to the constitution, were only ceremonial, and to the director
of the country’s main State enterprise. The government’s diminished author-
ity might further play into the hands of the pro-neutral Socialists.81
The tendency of status concerns to feed neutralism in Italy of course
depended largely on the evolution of the debate between the country’s
Socialist parties, the PSI and PSDI. The idea of a broad Italian center-left
coalition was no taboo for the Eisenhower administration. Several U.S. offi-
cials understood that the whole “opening to the left” operation was based
on the assumption that it would drive a wedge between the Socialists of
Pietro Nenni and the PCI. The Socialist leader had indeed started breaking
loose from Togliatti since the Twentieth CPSU Congress. Following the
Hungarian uprising, Nenni undertook negotiations with Giuseppe Saragat
for a possible reunification with the Social Democrats (which was accom-
plished only by 1962). And during 1957 the PSI leader gave his assent to a
“strictly defensive” NATO and to EURATOM. As early as June 1956, CIA’s
Allen Dulles contemplated the possibility that enlisting a reunified Socialist
party into the government would isolate the PCI.82
The Americans, however, would have felt more comfortable if Saragat’s
PSDI had dominated the process. They did not trust Nenni, who had
accepted NATO only as a lesser evil while still advocating neutralism, and
worse still, marrying his neutralist campaign with that of influential
Aneurin Bevan of the British Labor Party. In Washington’s opinion the
Socialist leader embodied all the worst of Italian opportunism and planned
to put his machiavellian tactics at the service of the Kremlin. But his party
was far stronger than the PSDI. And worst of all, nationalists like Gronchi
and Mattei were not pleased with Saragat’s weakness and “subservient”
attitude toward the United States. They found more affinity with Nenni’s
personality if not ideology. Fanfani himself, though more moderate than his
two party allies, was still undecided between Nenni and Saragat. All three
DC leaders felt confident that once they let Nenni in the government they
could bridle him. But there was no guarantee that the opposite would not
happen, that the Socialist leader, harping on wounded national pride,
would not set the country on a neutralist path.83
Mediterranean “Missions” 207
Less aggressive ways existed in which Italy might have underscored its
Mediterranean “mission.” Foreign Minister Pella tried to follow Mar-
tino’s footsteps, devising at the end of 1957 a complex multilateral pro-
gram for the development of the Middle East. The “Pella Plan” envisioned
a common fund managed by the OEEC members to grant low interest
loans to all countries in that region. Most of the financing would occur
through the recycling of the dollar loans Marshall recipient nations owed
to the United States. As insurance for reimbursement the lending countries
would obtain rights on the Middle Eastern subsoil. The plan, in Pella’s
view, was supposed to replace the Eisenhower Doctrine and its “strictly
political” criteria.
Above all, the “Pella Plan” confirmed Italy’s recognition of interdepend-
ence and of its possible uses to bolster both its economy—by becoming co-
investor in the Middle East—and its prestige—by finally acting as a
“bridge” between Islam and the West, and consequently, reaching a higher
rank in the Western alliance. Rome fully realized that a nation’s rise in sta-
tus in Europe increasingly depended on its capacity to master interdepend-
ence, even outside the continent; that is why it felt so hard pressed to pre-
empt analogous initiatives from the French (Christian Pineau’s project) and
especially from the Germans, on whose economic potential and popularity
among the Arabs Washington seemed to rely. According to the ambassador
to Bonn, Umberto Grazzi, if Italy failed to push for its own project, it would
soon have to “endorse a [development] plan leading to a German-American
entente.”84
The United States was by then examining several projects for multilateral
aid to the Third World. Causing this departure from bilateralism was a mild
recession in the American economy in contrast with economic resurgence in
Europe, where the postwar dollar-gap was finally covered. The “Pella
Plan,” though, was one of the least attractive projects under Washington’s
scrutiny. While placing the major burden on the U.S. Treasury (which
expected returns from the Marshall Plan), it granted Washington no equiv-
alent control. Pella’s argument that the Eisenhower Doctrine was more
expensive to the U.S. than his own project was to no avail. His plan seemed
rather an attempt to reintroduce the notion of NATO’s economic coopera-
tion (article 2), this time with less emphasis on American leadership and
more on European control.85
Another problem with Pella’s plan was that it did not conceal political
criticism of the Eisenhower Doctrine for having overreacted to an alleged
Communist plot in Syria. With his initiative, the foreign minister intended
to press Eisenhower to resume a more flexible approach toward Arab
nationalism. This reasoning revealed how even Italy’s moderate leaders
were tempted to use some anti-American rhetoric in order to gain popular-
ity at home. In the end, the United States realized how important the whole
matter was for Pella in terms of prestige. Dulles ostensibly took the plan
208 A Question of Self-Esteem
Eisenhower himself earlier that year had assigned to Dulles a broad man-
date to find ways to “give the Italians an additional dose of prestige within
NATO.”87
The best “cure” for Italian politics apparently continued to be the show
of that “damn pro-Italianism” Walter Dowling had championed a decade
earlier. In this case though, as Jernegan recommended, Washington would
shore up its friends in Italy by focusing almost exclusively on their interna-
tional ambitions. It was somewhat ironic that, as Jernegan specified in his
note of 1957, such ambitions became so intertwined with Italy’s Byzantine
political dealings, and that the Italian leaders’ struggle for higher rank in
NATO boiled down to a matter of internal politics more than even they
meant it. Washington became fully aware of this paradox when, in the fol-
lowing year, it dealt with Fanfani’s dynamic leadership.
was necessary to maintain the European “third force” within the Atlantic
framework. Also, Rome’s internationalism, which the Eisenhower adminis-
tration certainly appreciated, often concealed manipulation of America’s aid
no less than France’s imperial policy. The Pella Plan obviously did not envi-
sion the kind of transatlantic cooperation the Americans hoped for.
The same can be said about a possible missed opportunity with Italy’s
plans of mediation between the West and the Arabs. Perhaps they could
have been tested. But the main impression in Washington was that there
was nothing to test, since the Italians had not proven yet that their compe-
tence or influence in Arab affairs were so special as they claimed.
By 1957 Italy could consider itself better off in the Western alliance than
it had been before the Egyptian crisis: its diplomacy had caught Washing-
ton’s attention as never before; and its economic opportunities did grow, as
Mattei’s activities demonstrated. But these achievements led to none of the
changes in NATO’s hierarchy the Italian leaders dreamed of; nor did they
significantly bolster the legitimacy of the Christian Democrats at home.
Naturally for both France and Italy, institutional instability was a major
obstacle to their respective ambitions. France’s volatile governments were
forced to play upon nationalist feelings to boost their fortune; thus they
assumed a counterproductive confrontational attitude toward the United
States. Italy’s Mediterranean vocation could not be taken seriously while
the Italian government was so weak, irresolute, divided, and tempted to use
that “vocation” for similar nationalist purposes, and worse, in conjunction
with the Socialists. In 1958, the prospect of strong leadership in both coun-
tries appeared, especially to the United States, as the most immediate way
not only to enhance their prestige but also to channel their status ambitions
toward safer options.
NOTES
1. Nora, “The Era of Commemoration,” cit., p. 633; quotes by Mitterand and
Naegelen respectively in Horne, Alistair Horne, A Savage War of Peace: Algeria,
1954–1962. (2nd ed.) London: Penguin Books, 1987, p. 69, and Charles-Robert
Ageron, “ ‘L’Algérie dernière chance de la puissance française.’ Etude d’un mythe
politique (1954–1962),” Relations internationales, 57, spring 1989, p. 113; on
French public opinion: Charles-Robert Ageron, La décolonisation française. Paris:
Armand Colin, 1994, pp. 163–164; Martin Evans, The Memory of Resistance:
French Opposition to the Algerian War (1954–1962). Oxford: Berg, 1997; for back-
ground cf. esp. Pierre Miquel, La guerre d’Algérie. Paris: Fayard, 1993.
2. Irwin Wall and Egya N. Sangmuah in their works cited in this chapter provide
only a few hints on how such perceptions affected U.S.-French diplomatic relations.
On importance of prestige for France in Algeria see esp. works by Charles-Robert
Ageron, Maurice Vaïsse, Gérard Bossuat, René Girault, Pierre Guillen, Stanley Hoff-
mann, and Michael Harrison, cited in this chapter.
Mediterranean “Missions” 211
3. Mtg. State-MSA- JCS, Jan. 28, 1953, FRUS, 1952–54, V, at p. 715; Note for
Schuman, April 18, 1952, PA, 73-Schuman, vol. 7, AHMAE; on need for national-
ist outlet for ex. Memo R. B. Knight to Bonbright, March 7, 1952, 751.00, RG 59,
NA; Memo Holmes (Tangier) to Dept. State, Sept. 29, 1955, FRUS, 1955–7, XVIII,
pp. 105–10; qtd. tel. 5241 Dillon to Dulles, May 28, 1955, 751S.00, RG 59, NA.
4. PSB D-37, Feb. 9, 1953, cit. in previous chapter, qtd. p. 10; cf. Eisenhower to
Gruenther, Nov. 30, 1954, AW, AS, b.16, DDEL.
5. Dillon to Dulles, May 28, 1955, cit.; Dillon to Dept. State, March 21, 1953,
FRUS, 1952–54, VI, pp. 1311–2; idem June 5, 1955, OCB Report on NSC 5436/1,
FRUS, 1955–57, XVIII, pp. 95–7, 88–91, cf. Achilles to State, April 20, 1955, cit.;
Dunn to Dept. State, Nov. 3, 1952, FRUS, 1952–54, VI, pp. 1270–2.
6. Holmes to Dulles, Sept. 29, 1955, cit.; Duroselle, “Changes in French Foreign
Policy Since 1945,” pp. 318–320, 340–343; cf. Raymond F. Betts, France and
Decolonization, 1900–1960. London: Macmillan, 1991, pp. 66–77; on FDR and
the Sultan: Robert Murphy, Diplomat Among Warriors. London: Collins, 1964,
pp. 216–217.
7. On interference by local U.S. officials: “Note pour la direction d’Amérique,”
Oct. 10, 1945; tel. 1864, F. Lacoste (Rabat) to Bidault, Oct. 21, 1946, Amérique,
E–U, vol. 124; rep. 36-G Guillaume to Schuman, Oct. 29, 1951, PA, Schuman, vol.
6, AHMAE; Note Military Governor Fezzan to Governor General Algeria and Res-
ident General Tunis, Dec. 11, 1949, Fonds Auriol, 552 AP, b. 78, AN; on Marshall
Plan in North Africa see esp. Bossuat, La France, l’aide américaine, pp. 521–611;
on U.S. interest in preserving French North Africa but pressures for reform: Mtg.
Allen (British Emb.) - H. S. Villard, (NEA,) April 14, 1947, Recs. WEA 1947–51,
French Desk, b. 1, NA; PPS-25, March 22, 1948, FRUS, 1948, III, pp. 682–9; Mtg.
Schuman-Acheson et al., May 28, 1952, FRUS, 1952–54, XI, pp. 767–9; tel.
6324/30 Bonnet to Schuman Sept. 12, 1951, Amérique, vol. 125, AHMAE; Irwin
M. Wall, “The United States, Algeria, and the Fall of the Fourth Republic,” Diplo-
matic History, 1994, 4, pp. 492–493.
8. Cf. Bossuat, La France, l’aide américain; Annie Lacroix-Riz, Les Protectorats
d’Afrique du Nord entre la France et Washington. Paris: Editions L’Harmattan,
1988, emphasizes the Americans’ interest in replacing France in the region; on invi-
tation and Point IV: Mtg. G. Van Laetham (2nd Sec. French Emb.)-R. A. Hare (Dep.
Assist. Sec. NEA), Apr. 20, 1950, Recs. WEA 1947–51, French Desk, b. 1, NA;
Summary Rec. Colonial Policy Talks with the French, July 11, 1950, Acheson Recs.,
Subject Files, b. 13, RG 59, NA; OCB Report on NSC 5436/1, cit., p. 91; tel. 5645
Bonnet to Schuman, Dec. 21, 1951, Amérique, vol. 126, AHMAE; cf. Nicholas
Eberstadt, Foreign Aid and the American Purpose. Washington D.C.: American
Enterprise for Public Policy Research, 1988, pp. 25–34.
9. Guillaume to Schuman, Oct. 29, 1951, cit.; Summary Rec. of Colonial Policy
Talks, July 11, 1950, cit.; Report Mtg. Bonnet-MacGhee, Apr. 25, 1951; tel.
6023/8 Bonnet to Schuman, Aug. 23, 1951, cit. By 1952 President Auriol, whose
staunch imperialism at times puzzled his fellow Socialists, portrayed France’s posi-
tion around the world as the main Western pillar against the Communist tide; cf.
Vincent Auriol, Mon Septennat: 1947–1954. Journal entries selected by P. Nora
and J. Ozouf. Paris: Gallimard, 1970, p. 44; Werth, France, 1945–1955,
pp. 348–349.
212 A Question of Self-Esteem
10. W. Scott Lucas, “NATO, ‘Alliance’ and the Suez Crisis,” in Heuser and
O’Neill, Securing Peace in Europe, pp. 262–264; PSB D-22 “Psychological Strategy
Program for the Middle East,” Feb. 6, 1953, PSB files, Executive Secretary, RG 59,
NA; Ed. Note (Nitze qtd.), and Mtg. Acheson-Schuman, March 30, 1951, FRUS,
1951, IV, pp. 328–9, 369–74.
11. Cf. PSB D-37, cit.; Holmes to Dulles, Sept. 29, 1955, cit.; n. 2031 Bonnet to
Schuman, Apr. 25, 1952; n. 544 Bonnet to Bidault, Feb. 10, 1954, Amérique
1952–63, vol. 340; tel. 1440 Bonnet to Bidault, July 7, 1947, Amérique 1944–52,
vol. 106 AHMAE; Ageron, “ ‘L’Algérie dernière chance”; on French idea of nation-
hood and consequent messianic impulse cf. Brubaker, Citizenship and Nationhood
in France and Germany, pp. 7–8; Aimaq, For Europe or Empire?, pp. 78–80; on
affinity with Islam cf. Luethy, France Against Herself, p. 245; defenders of Chris-
tianity: Rep. 36-G Guillaume, cit.; Hoffmann, “Paradoxes,” p. 85; André Nouschi,
“France, the Empire and Power (1945–1949),” in Becker and Knipping, Power in
Europe?, p. 480; cf. Carl L. Brown, “France and the Arabs: An Overview,” in Carl
L. Brown and Matthew S. Gordon (eds.) Franco-Arab Encounters. Beirut: Ameri-
can University of Beirut, 1996.
12. Cf. Lacroix-Riz, Les Protectorats pp. 102 ff.; Ingrid Geay, “Les recours suc-
cessifs de la Tunisie à l’ONU de 1949 à 1962,” Revue d’histoire diplomatique,
1996, 3/4; Juin to Schuman, July 10,1951, cit.; tel. 6324/30, Bonnet to Schuman,
Sept. 12, 1951, Amérique, vol.125, AHMAE; Dunn to Dept. State, Oct. 27, 1952,
751.00, RG 59, NA.
13. On Socialists cf. Girault, “La sinistra europea di fronte alla crisi,”
pp. 254–255; on PCF: Wall, French Communism in the Era of Stalin, pp. 182–188;
Jacques Jurquet, Années de feu: Algérie, 1954–1956. Paris: Harmattan, 1997.
14. Cf. tel. 1103 Juin to Schuman, June 30, 1951, Amérique, vol. 125, AHMAE
(General Juin was a native of Bône in Algeria); Hoffmann, “Paradoxes,” pp. 83–85;
Harrison, The Reluctant Ally, pp. 14–16, 40–44; cf. Raoul Girardet, La crise mili-
taire française 1945–1962. Paris: FNSP, 1964.
15. Achilles to Dept. State, Jan. 17, 1956, FRUS, 1955–57, XXVII, at pp. 27–9;
Dillon to Dept. State, Feb. 21, 1956, FRUS, 1955–57, XXVII, pp. 32–3; March 2,
1956, 751.00; March 16, 751S.00, RG 59, NA; cf. Wall, “U.S., Algeria,” pp. 493,
and 497–9 (also statement by Dillon qtd. from here).
16. M’hammed Yazid (FLN) to Eisenhower, Oct. 23, 1956; Dulles to Emb. Libya,
Oct. 26, FRUS, 1955–57, XVIII, pp. 246–8; tel. 165 Jones (Tunis) to Dept. State,
Oct. 22; tel. 205 Cannon (Rabat) to Dept. State, Oct. 22; tel. 1894 Dillon to Dept.
State, Oct. 23; tel. 13144 Dulles to various emb., Oct. 24, 1956, 751S.00, RG 59,
NA; on mediation: tel. 02097 Dulles to Dillon, Apr. 4, 1957; Mtg. J. E. Coulson
(UK Embassy) J. W. Jones (Acting Assist. Sec. European Affairs), July 3, 1957; tel.
6068 Houghton to Dulles, May 28, 1957, 751S.00, RG 59, NA; Lalouette (Rabat)
to Savary, Apr. 18, 1956, DDF 1956, I, doc. 253.
17. On trade unions: Mtg. G. Meany (president AFL), W. Reuter (pres. CIO), R.
Murphy (Deputy Under Sec. State), Oct. 18, 1955, 751S.00; tel. 4018 Dillon to Sec.
State, March 5, 1956, 751.00, NA; tel. 7207 Lucet to MAE, Dec. 12, 1957,
Amérique, vol. 343, AHMAE; Pierre Melandri, “La France et le ‘jeu double’ des
Etats-Unis,” in Jean-Pierre Rioux (ed.), La guerre d’Algérie et les français. Paris:
Fayard, 1990, pp. 433–434; on FLN contacts with U.S. cf. Mtg. Alphand-Elbrick
(Assist. Sec. State), Jan. 31, 1958, 751S.00, NA; Melandri, cit. above; on oil com-
Mediterranean “Missions” 213
panies: Horne, A Savage War, p. 242 (also on Italian oil tycoon Enrico Mattei’s sup-
port to the FLN); general on U.S. informal interference and U.S. media: cf. Hervé
Alphand, L’étonnement d’être: Journal, 1939–1973. Paris: Fayard, 1977, p. 277;
Couve de Murville (Washington), June 3, 1955; Pinay to de Guiringaud (S. Fran-
cisco), June 22, 1955, DDF, 1955, I, docs. 314, 354.
18. Moroccan bases cf. Dulles to Emb. Morocco, Apr. 22, 1957, FRUS, 1955–57,
XVIII, pp. 569–71; on Tunisian arms deal cf. Palmer (Deputy Asst. Sec. State Afri-
can Affairs) to Jones (Tunis), Dec. 18, 1956, FRUS, 1955–57, XVIII, pp. 658–9;
Egya N. Sangmuah, “Eisenhower and Containment in North Africa, 1956–1960,”
The Middle East Journal, 1990, 1, pp. 83–86; Melandri, “La France et le ‘jeu dou-
ble’,” p. 438; Dulles to Emb. Paris, Sept. 12, 1957; Dulles to Emb. Tunisia, Nov. 13,
1957, FRUS, XVIII, pp. 688–9, 755.
19. Burton I. Kaufman, Trade and Aid: Eisenhower’s Foreign Policy, 1953–1961.
Baltimore: Johns Hopkins University Press, 1982, pp. 35–57; Sangmuah, “Eisen-
hower and Containment in North Africa,” pp. 81–83; Pierre Guillen, “La politique
française en Tunisie et au Maroc,” in Rioux, La guerre d’Algérie, pp. 466–468; 298th
NSC Mtg., Sept. 27, 1956, (Eisenhower qtd.); Dulles to Emb. Morocco, Dec. 8, 1956;
Cannon to Dept. State, May 8, 1957; Mtg. Bourguiba-Eisenhower, Nov. 21, 1956;
Jones to Dept. State, Sept. 4, 1957 (qtd.) all in FRUS, 1955–57, XVIII, pp. 133,
552–4, 574, 656–8, 679–83; tel. 5188 Yost (Paris) to Dulles, Apr. 9, 1957, 751S.00.
20. Tel. 2108 Houghton to Sec. State, Oct. 25, 1957, 751.00, RG 59, NA; on Alge-
ria depleting budget and pressure from U.S. to take measures about it: tel. 5141/44
Lucet to MAE, Aug. 12, 1957, Amérique, b. 343, AHMAE; Gerard Bossuat, “Guy
Mollet: La puissance française autrement,” Relations Internationales, 57, spring
1989, p. 46; Horne, A Savage War, pp. 238–239.
21. Quote from JCS in Sangmuah, “Eisenhower and Containment,” p. 87; Memo
Holmes to Dulles Feb. 20, 1958; Herter to Emb. Tunisia, Feb. 13, 1958; Dulles to
Emb. Tunisia, March 1, 1958; Herter to Tunisia, March 13, and Apr. 18, 1958,
FRUS, 1958–60, XIII, pp. 626–8, 825–6, 831, 836–7; DDF, 1958, I, Docs. 158,
159, 165, 238; cf. Alphand, L’étonnement d’être, pp. 145, 151; qtd. Murphy, Diplo-
mat Among Warriors, p. 382; Wall, “U.S., Algeria,” pp. 503–505; Cogan, Oldest
Allies, Guarded Friends, pp. 110–117.
22. “Note Services des Pactes,” May 24, 1955; Pinay to Couve de Murville, May
26, 1955, DDF, 1955, I, docs. 299, 300; Memo Elbrick to Dulles, March 25, 1958,
FRUS, 1958–60, XIII, p. 631.
23. Cf. tels. 6068 and 2730, Houghton to Dept. State., May 28, and Nov. 27,
1957, 751S.00; tel. 5110 Yost to Dept. State, Apr. 4, 1957 (on tripartitism), 611.51,
RG 59, NA.
24. Couve de Murville to MAE, May 13, 1955, Amérique, vol. 427; Note Direc-
tion Générale Politique Amérique, Dec. 7, 1956, Amérique, vol. 342, AHMAE;
Memo of Conversations, June 18–19, 1956, FRUS, 1955–57, XXVII, at pp. 62–70
(on Pineau Plan); Edit. Note, FRUS, 1958–60, XIII, pp. 628–9.
25. Dillon to Dept. State, June 5, 1955, cit.; tel. 6068 Houghton, May 28, 1957, cit.
26. Murphy to Acting Sec. State, March 3, 1956; Dillon to State, March 3, 1956,
AW, Intl. Series, b. 12, DDEL; Dulles to Emb. Paris, Dec. 16, 1957 (Eisenhower
qtd.), 751S.00, RG59, NA; on “syndrome of decline” esp. Pierre Milza, “Public
Opinion and Perception of Power in France at the End of the Fourth Republic,
(1954–58),” in Di Nolfo, Power in Europe?
214 A Question of Self-Esteem
27. Cf. OCB Report, June 1, 1955, cit.; qtd. Holmes to Dulles, Sept. 29, 1955, cit.;
Massigli to MAE, Jan. 7, 1955; Pinay to Couve de Murville, May 26; “Note pour
la Direction Politique,” June 3, DDF, 1955, 1, docs. 16, 300, 315; tel. 5232 Dillon
to Dept. State, May 27, 1955, 751S.00, NA; Gen. Jean Valluy to Gen. Lawton
Collins, March 12, 1956, AW, Intl. Series, b. 12, DDEL.
28. N. 2031 Bonnet to Schuman, Apr. 25, 1952, cit.; Charles-Robert Ageron,
“L’idée d’Eurafrique et le débat colonial franco-allemand de l’entre-deux-guerres,”
Revue d’histoire moderne et contemporaine, July–September 1975; Bossuat, “Guy
Mollet,” pp. 31–35; Serge Bernstein and Pierre Milza, “Les forces politiques
françaises entre l’humiliation et la volonté de grandeur (1956–1962),” Relations
Internationales, 57, spring 1989, p. 13; on MRP in particular: Frédéric Turpin, “Le
Mouvement Républicain Populaire et l’avenir de l’Algérie (1947–1962),” Revue
d’histoire diplomatique, 1999, 2.
29. Qtd. Mtg. Dulles, Krekeler (German Ambassador) Feb. 11, 1957, FRUS,
1955–57, IV, pp. 523–4; qtd. Memo Dulles for Eisenhower, Feb. 23, 1957, FRUS,
1955–57, XXVII, pp. 104–5; NIE 22–57, Aug. 13, 1957, Idem, at pp. 150–158; cf.
Romero “Interdependence and Integration in American Eyes,” p. 170.
30. Mtg. E. Shuckburg (Foreign Office), J. D. Jernegan (NEA), Jan. 28, 1955,
751S.00, NA; Dulles to Emb. Iran, Feb. 18, 1955; Memo Conv. Dept. State, June
24, 1955, FRUS, 1955–57, XII, pp. 20–1, 112–21; NIE 30–55, June 21, 1955,
Idem, at pp. 78, 88, 92; Dulles to Dept. State, Nov. 3, 1955, FRUS, 1955–57, XIV,
pp. 705–7; Maurice Vaïsse, “France and the Suez Crisis,” in William R. Louis and
Roger Owen (eds.), Suez 1956. Oxford: Clarendon Press, 1989, p. 139; on Anglo-
American exclusiveness in the Near East during this period cf. esp. W. Scott Lucas,
Divided We Stand: Britain the United States and the Suez Crisis. London: Houder
& Stoughton, 1991 and Peter L. Hahn, The United States, Great Britain, and Egypt,
1945–1956: Strategy and Diplomacy in the Early Cold War. Chapel Hill: University
of North Carolina Press, 1991.
31. Cf. esp. Vaïsse, “France and the Suez Crisis,” cit.; Christian Pineau, 1956:
Suez. Paris: Laffont, 1976; Michael Bar-Zohar, Ben Gurion. London: Weidenfield &
Nicholson, 1978, pp. 228 ff.; Geoffrey Warner, “Aspects of the Suez Crisis,” in Di
Nolfo, Power in Europe?, pp. 53–56 (on French hopes for revived entente with
Britain); on misleading attitude of Washington, especially of Dulles, inflating
Franco-British self-confidence see esp. Donald Cameron Watt, “Demythologizing
the Eisenhower Era” in William R. Louis, H. Bull (eds.), The “Special Relation-
ship”: Anglo-American relations Since 1945. Oxford: Clarendon Press 1986, pp. 70
ff.; William R. Louis, “Dulles, Suez and the British,” in Immerman, John Foster
Dulles, cit.
32. Joint Rep. Defense, Chief of Staff, Navy, Aug. 9, 1956, SG, d. 82 (Suez),
AHMAE; Alphand to MAE, Oct. 30, 1956, DDF, 1956, III, docs. 61, 62; Baufre
qtd. in Horne A Savage War of Peace, p. 163.
33. Cf. esp. Diane B. Kunz, The Economic Diplomacy of the Suez Crisis. Chapel
Hill: University of North Carolina Press, 1991, (see in partic. pp. 113–114, arguing
that the France’s decision to take a loan from the IMF before the expedition made
her relatively resistant to American economic pressure); cf. Sherman Adams, First-
hand Report: The Story of the Eisenhower Administration. New York: Harper and
Brothers, 1961, pp. 260–270; Donald Neff, Warriors at Suez: Eisenhower takes
American into the Middle East. New York: Simon and Schuster, 1981, pp. 424 ff.;
Mediterranean “Missions” 215
Keith Kyle, Suez. New York: St. Martin’s Press, 1991, chaps. 25, 26; Cole C.
Kingseed, Eisenhower and the Suez Crisis of 1956. Baton Rouge, LA: Louisiana
University Press, 1995.
34. Note Direction Générale Politique, Nov. 10, 1956, DDF, 1956, III, doc.158;
Vaïsse, “Post-Suez France,” in Louis and Owen, Suez, p. 339; Charles de Gaulle,
Memoirs of Hope: Renewal and Endeavor. New York: Simon and Schuster, 1971,
p. 15, also in Horne, A Savage War of Peace, p. 176 (Aron, La tragédie algérienne.
Paris, 1957 qtd. here on p. 175).
35. Cf. Harold Macmillan, Riding the Storm. 1956–1959. London: Macmillan
Press, 1971, pp. 174 ff and 249–269; Eisenhower recalled Bermuda as “the most
successful conference . . . I had attended since the close of World War II”: Dwight
D. Eisenhower, The White House Years: Waging Peace, 1956–1961, Garden City:
Doubleday, 1965, p. 124; Lord Beloff, “The Crisis and Its Consequences for the
British Conservative Party,” in Louis and Owen, Suez, pp. 333–334; Nigel J. Ash-
ton, Eisenhower, Macmillan and the Problem of Nasser: Anglo-American Relations
and Arab Nationalism, 1955–59. London: Macmillan, 1996; Ray Takeyh, The Ori-
gins of the Eisenhower Doctrine: The US, Britain, and Nasser’s Egypt, 1953–57.
New York: St. Martin’s Press, 2000.
36. Dillon to Dept. State, Nov. 27, 28 (qtd.), 1956; Mtg. Dulles-Alphand, Jan. 22,
1957, FRUS, 1955–57, XXVII, pp. 86–91, 96–8; Dulles to Eisenhower, Feb. 23,
1957, cit.; cf. Note générale sur la politique Américaine, May 31, 1957, Amérique,
vol. 340, AHMAE.
37. Highlighting French reasons for focusing on Europe: tel. 4018 Yost to Sec.
State, Feb.11, 1957, 611.51, RG 59, NA; cf. Vaïsse, “Post-Suez France”; Soutou,
L’Alliance incertaine, chap. 3; Leopoldo Nuti, “Le role de l’Italie dans les négocia-
tions trilatérales, 1957–1958”; Colette Barbier, “Les négociations franco-germano-
italiennes en vue de l’établissment d’une cooperation militaire nucléaire au cours des
années 1956–1958,” both in Revue d’histoire diplomatique, 1990, 1–2.
38. On PCA-FLN links, terrorism and U.S. reactions cf. desp. 138 Clark (Algiers)
to Dept. State, March 16, 1955; Mtg. Ben Bella-David G. Nes (First Sec. Emb.
Tripoli), Dec. 6, 1955, 751S.00, RG 59, NA; Mtg. Alphand-Murphy, June 14, 1957,
FRUS, 1955–57, XVIII, pp. 264–6; on consequences Bandung: Jacob J. Kaplan, The
Challenge of Foreign Aid. New York: Praeger, 1968, pp. 45–46; Dejean to Pineau,
Nov. 14, 1956, DDF, 1956, III, doc. 182; Note Diréction Générale Politique, Nov.
10, cit.; Dillon to Dept. State, March 13, 1956 (Mollet qtd.), FRUS, 1955–57,
XXVII, pp. 44–6.
39. H. W. Brands, The Specter of Neutralism: The United States and the Emer-
gence of the Third World 1947–1960. New York: Columbia University Press, 1989,
pp. 308, 9; cf. Immerman, John Foster Dulles.; Hahn, The U.S., Great Britain and
Egypt; William Stivers, “Eisenhower and the Middle East,” in David Mayers and
Richard A. Melanson (eds.), Reevaluating Eisenhower. Chicago: University of Illi-
nois Press, 1987; Ali E. H. Dessouki, “Nasser and the Struggle for Independence,”
in Louis and Owen, Suez, pp. 39–40; for old argument showing Eisenhower as
inflexible on neutralism cf. Robert J. McMahon, “Eisenhower and Third World
Nationalism: A Critique of the Revisionists,” Political Science Quarterly 101
(1986), 3; Stephen G. Rabe, “Eisenhower Revisionism: A Decade of Scholarship,”
Diplomatic History, 1993, 1; Paterson, Meeting the Communist Threat,
pp. 177–189.
216 A Question of Self-Esteem
40. Abbas in Mtg. at State Dept., Nov. 29, 1956, FRUS, 1955–57, XVIII,
pp. 255–8. The king of Saudi Arabia, Abdul Aziz ibn Saud, was Ike’s first candidate
as leader of the Arabs, but eventually failed the test due to internal problems and to
disputes with the British: Mtg. White House, Oct. 8, 1956, AW, DDE Diary Series,
b. 9, DDEL; Mtg. White House Feb. 19, 1957, FRUS, XIII, pp. 481–3; Notes by
Berding for Press Conf. by Sec. State, Apr. 3, 1958, JFD papers, b. 133, SGML; on
Bourguiba: Cannon to Dept. State, May 6, 1957, FRUS, 1955–57, XVIII pp. 664–8;
A. Dulles to NSC, 358th Mtg., March 13, 1958, NSC Series, b. 9, DDEL.
41. Qtd. Sangmuah, “Eisenhower and Containment,” p. 76; Dillon, Nov. 28,
1956, cit.; on PCF: Dillon to H. Hoover, Jr., Nov. 19, 1956, Recs. State Dept. Par-
ticipation in OCB and NSC 1947–63, b. 89; Mtg. Under Sec. State-Paul Devinat
(French Radical Socialist) Dec. 9, 1957, 611.51, RG 59, NA; Dillon’s second quo-
tation: tel. 2671, Dillon to Sec. State, Nov. 29, 1956, qtd. Tel. Conv. Dulles-Eisen-
hower, Nov.11, 1957, FRUS, 1955–57, XVIII, p. 741; NSC 5721/1, Oct. 19, 1957,
FRUS, 1955–57, XXVII, pp. 181–193. On PCF cf. René Dazy, Le parti et le tout: le
PCF et la guerre franco-algerienne. Paris: Syllepse, 1990.
42. Dulles at NSC 356th Mtg. Feb. 27, 1958, FRUS, 1958–60, XIII, at p. 759;
Memo by Dept. State, Apr. 2, 1958, pp. 838–40 (Becker qtd.); cf. Pierre Melandri
and Maurice Vaïsse, “la boite à chagrin,” in Rioux, La guerre d’Algerie, p. 371.
43. Juin and Weygand to Eisenhower, Nov. 30, 1956, AW, Intl. Series, b. 12,
DDEL; Boussuat, “Guy Mollet,” pp. 26–27; Ageron, “L’Algérie dernière chance,”
p. 119; Pineau to Various Emb., Apr. 13,1957,DDF, 1957, I, doc. 312; first quote:
Staff Study attached to NSC 5614/1, Oct. 3, 1956, p. 22, NSC Records, RG 273,
NA; second quote: tel. 195 Clark to Dept. State, Jan. 4, 1957, 751S.00; third and
fourth quotes: OCB, “Operations Plan for France,” Feb. 28, 1958, pp. 3–4, Recs.
State Dept. participation in OCB and NSC 1947–63, b. 18, RG 59, NA; Memo
Holmes to Sec. State, Sept. 29, 1955, cit., p. 109–10.
44. Cf. Walter LaFeber, America, Russia and the Cold War, 1945–1990. (6th ed.).
New York: McGraw Hill, 1991, pp. 174 ff.; William J. Burns, Economic Aid and
American Foreign Policy Toward Egypt, 1955–1981. Albany: State University of
New York, 1985, pp. 49 ff.
45. Tel. 2184-94 Alphand to MAE (Mtg. with Eisenhower, Dulles and Figaro cor-
respondent Serge Groussard), Apr. 25, 1958, Amérique 1952–63, vol. 334,
AHMAE; on pressures to publicize the French Union’s economy cf. records by Bon-
net, Couve de Murville, Alphand, in above AHMAE collection and in DDF; on
Lacoste see Horne, A Savage War of Peace, p. 154; cf. Dillon to State, March 13,
1956 (on Mollet’s resentment), cit.; Alphand, L’étonnement d’être, p. 316. On
French double identity as dominator (as colonial power) and dominated (by Amer-
ican capitalism and modernism) see Kristin Ross, Fast Cars, Clean Bodies: Decolo-
nization and the Reordering of French Culture. Cambridge, MA: MIT Press, 1995.
On intellectual debate cf. Mohammed Khane, “Le Monde and the Algerian War
during the Fourth Republic,” in Alec G. Hargreaves, Michael J. Heffernen (eds.),
French and Algerian Identities from Colonial Times to the Present. Lewiston: E.
Mellen Press, 1993.
46. Lodge to Dept. State, Oct. 5, Nov. 1, 1955 (qtd.), Dillon to State, Nov. 21,
1956, Memo Wilcox to Dulles, Dec. 9, 1957, FRUS, 1955–57, XVIII, pp. 225–6,
230, 250–1, 299–300; Memo Rountree to Wilcox, July 15, 1957, 751S.00, RG 59,
NA; on Lodge, H. W. Brands, Cold Warriors: Eisenhower’s Generation and Amer-
Mediterranean “Missions” 217
ican Foreign Policy. New York: Columbia University Press, 1988, pp. 167–171; for
overview: Maurice Vaïsse “La guerre perdue à l’ONU?,” in Rioux, La guerre d’Al-
gérie, pp. 451–462.
47. Alphand to Pineau, June 29, 1957, DDF, 1957, I, doc. 491; Memo Dulles-
Alphand, July 1, 1957, FRUS, 1955–57, XVIII, pp. 270–1; cf. Lucet to Pineau, Aug.
2, 1957, Amérique, vol. 343, AHMAE; Horne, A Savage War of Peace, chap. 11;
Melandri, “La France et le ‘jeu double,’ ” pp. 437–438; on UN impact cf. also
Samya el-Machat, Les Etats-Unis et l’Algérie: De la méconnaissance à la reconnais-
sance, 1945–1962. Paris: L’Harmattan, 1996.
48. Cf. Michele Salvati, Economia e Politica in Italia dal dopoguerra a oggi.
Milan: Garzanti, 1984, pp. 47–58; Vera Zamagni, “Un’analisi critica del miracolo
economico italiano,” in Di Nolfo, et al. L’Italia . . . 1950–60.
49. Gronchi qtd. in Leo J. Wollenborg, Stars, Stripes and Italian Tricolor: The
United States and Italy, 1946–1989. New York: Praeger, 1990, p. 22; cf. Mtg.
Gronchi-Eisenhower, Feb. 28, 1956, FRUS, 1955–57, XXVII, pp. 337–9; qtd. Lloyd
A. Free, Renzo Sereno, Italy: Dependent Ally or Independent Partner? Princeton:
Institute for International Social Research, 1956, p. 60.
50. Cf. Rossi, L’Africa italiana, cit. pp. 578–579; Adstans (P. Canali), Alcide De
Gasperi nella politica estera italiana (1944–1953). Milan: Mondadori, 1953,
p. 222; Bruna Bagnato, Vincoli europei, echi mediterranei. L’Italia e la crisi francese
in Marocco e Tunisia. Florence: Ponte alle Grazie, 1991, pp. 19–22.
51. Note by Sforza, no date (June–July 1947), CS, b. 3, f. 9, ACS; second quote in
Paolo Cacace, Venti anni di politica estera italiana (1943–1963). Rome: Bonacci,
1986, p. 344; on cooperation: Dunn to Dulles, Apr.15, 1950, FRUS, 1950, V,
p. 1620; Sforza, Cinque anni a Palazzo Chigi, p. 162; cf. Bagnato, Vincoli europei,
pp. 28–37; Maria Grazia Enardu, “Una politica per l’Oriente: due visioni a con-
fronto,” in Di Nolfo, et al. L’Italia . . . 1945–50.
52. Douglas to Marshall, March 6, 1948, FRUS, 1948, III, pp. 843–5; Antonio
Varsori, “L’incerta rinascita di una ‘tradizionale amicizia:’ i colloqui Bevin-Sforza
dell’ottobre 1947,” Storia Contemporanea, 1984, 4.
53. On consolidation of Anglo-American defense cooperation especially in Libya
cf. Bourgerie (Director Office African Affairs) to Palmer (First Sec. Embassy in UK),
Dec. 11, 1950, FRUS, 1950, V, pp. 1638–9; David R. Devereux, The Formulation
of British Defence Policy toward the Middle East, 1948–1956. London: Macmillan,
1990; Hahn, The U.S., Great Britain and Egypt, pp. 109–154.
54. Taviani from Sebesta, L’Europa indifesa, p. 138; U.S. Minutes De Gasperi’s
Second Formal Mtg., Sept. 25; Mtg. De Gasperi-Truman, Sept. 25, 1951, FRUS,
1951, IV, pp. 695–705; cf. Giorgio Rumi, “Opportunismo e profezia. Cultura cat-
tolica e politica estera italiana, 1949–1963,” Storia Contemporanea, 1981, 4–5,
pp. 814–815.
55. On this last point see Formigoni, L’Italia dei cattolici, pp. 53–57, and Gentile,
La Grande Italia, pp. 302–309 (Montini quoted).
56. V. L. Collins to Byroade, Sept. 11, 1952; Memo Conv. State Dept. Sept. 25,
1952, Recs. WEA, Subj. Files 1941–54, Office Italian and Austrian Affairs, b. 10;
Third US-French Foreign Minister Mtg., March 27, 1953, FRUS, 1952–54, IX,
pp. 358–61; on Italy and MEDO cf. also Sebesta, L’Europa indifesa, pp. 138–139;
on Baghdad Pact: qtd. Memo Dixon, March 24, 1955, Italian Desk Files, b. 20, RG
59, NA; cf. Memo Conv. Dept. State, June 24, 1955, FRUS 1955–57, XII, p. 115.
218 A Question of Self-Esteem
57. Cf. Collins to Byroade, Sept.11, 1952, cit.; on failed entente Rome-Belgrade cf.
Eisenhower, Mandate for Change, p. 414; Dulles to Emb. Turkey, Feb. 8, 1953, JFD,
Gen. Correspondence and Memo series, DDEL; Dulles to Dept. State, Apr. 24,
1954, FRUS, 1952–54, VIII, pp. 416–8; Elena Calandri, “The Neglected Flank?
NATO and the Mediterranean, 1949–1956,” in Heuser and O’Neill, Securing Peace
in Europe, pp. 180–182; Italian objections: Note Political Office Ministry Foreign
Affairs, Dec. 24, 1952, DGAP, ASMAE; Mtg. Bonbright - Luciolli, May 18, 1954,
Italian Desk, b.15, NA; Luce to Dept. State, May, 4, 1954, FRUS,1952–54, VIII,
pp. 419–22; Heuser, Western Containment, pp. 170–171.
58. Magistrati to Brosio, Feb. 3, 1955, DGAP, 1951–57, b. 368, ASMAE; Brogi,
L’Italia e l’egemonia americana, pp. 177–178.
59. See “Dopo il viaggio di Martin Artajo,” editorial of Esteri, 1952, 9; Taliani to
Zoppi, Jan. 31, 1952, FC, b. 32, pos. 3000 (Italia-Spagna); tel. 1731 Tarchiani to
MAE, Feb. 10, 1954, DGAP, b. 977, ASMAE; Shannon Fleming, “North Africa and
the Middle East,” in James W. Cortada, Spain and the Twentieth Century World:
Essays on Spanish Diplomacy. London: Aldwick Press, 1980, pp. 133–43; A. Mar-
quina, Espana en la politica de seguridad occidental (1939–1986). Madrid: EME,
1986, pp. 312–313; Juan Carlos Pereira, “Spain’s Changing Role in International
Relations in the 1950s,” in Varsori, Europe 1945–1990.
60. Bruna Bagnato, “Bourguiba in Italia nel 1951: decolonizzazione e alleanze ital-
iane,” Storia delle relazioni internazionali, 1988, 2.
61. McGhee in U.S. Minutes De Gasperi’s Second Mtg. Sept. 25, 1951, cit., p. 695;
Quaroni (Paris) to MAE, Aug. 3, 1951, FC, b. 7, ASMAE; Acheson in Smith, The
U.S., Italy and NATO, p. 132; cf. Luce to Dulles, Aug. 7, 1953, FRUS, 1952–54,
VI, pp. 1624–30.
62. Qtd. Ortona, Anni d’America, 2, p. 58; cf. Durbrow to Dept. State, Aug. 20,
1954, FRUS, 1952–54, VI, pp. 1696–8; desp. 433 Williamson to Dept. State, Sept.
1, 1954, 765.00, RG 59, NA; on Gronchi and Luce esp. Memo OCB, May 3, 1955,
OCB f., b.111, DDEL, and Ortona above, pp. 128–129.
63. Lloyd Free, “Italian Political Behavior and Psychological Diagnosis,” enclosed
in letter Luce to Eisenhower, Apr. 11, 1955 (qtd.), AW, Intl. Series, b. 30, DDEL; cf.
Tasca to Merchant, June 28, 1955, WEA, Italian Desk, folder “Luce,” RG 59, NA.
64. On this last point see 230th NSC Mtg. Jan. 5, 1955, FRUS, 1955–57, XIX,
p. 19 (Allen Dulles’ remarks); Free and Sereno, Italy, Dependent Ally.
65. Mtg. Gronchi-Eisenhower, Feb. 28, 1956, cit.; Giovanni Gronchi, Discorsi
d’America. Milan: Garzanti, 1956, pp. 15–27; H. Hoover to Emb. Rome, March 6,
1956, 765.11, RG 59, NA; OCB “Progress Report,” Aug. 8, 1956, (NSC 5411/2)
RG 273, NA; Ortona, Anni d’America, 2, pp. 151–176; Bedeschi Magrini, “Spunti
revisionistici nella politica estera di Giovanni Gronchi,” in Di Nolfo et al. L’I-
talia . . . 1950–60.
66. Marcello Colitti, Energia e sviluppo in Italia. La vicenda di Enrico Mattei.
Bari: De Donato, 1979, pp. 201–204.; Luigi Bazzoli, Riccardo Renzi, Il miracolo
Mattei. Sfida e utopia del petrolio italiano nel ritratto di un incorruttibile corruttore.
Milan: Rizzoli, 1984, pp. 166–176; Paul Frankel, Mattei, Oil, Power and Politics.
New York: Praeger, 1966, pp. 94–96, 140; on Mattei’s internal activities: Tasca to
Henry Luce, Aug. 24, 1954; Jones (WEA) to Durbrow, Sept. 16, 1954, FRUS,
1952–54, VI, pp. 1699–1700, 1700–2; Tasca to Merchant, June 28, 1955, Italian
Desk, folder “Luce,” RG 59, NA.
Mediterranean “Missions” 219
67. US Delegation at NAC to Dept. State, Dec. 17, 1955; Dulles to Eisenhower,
May 5, 1956, FRUS, 1955–57, IV, pp. 41–4, 75; Dulles to Cutler, Jan. 14, 1957,
WHO, Staff Sec., Intl. Trips and Mtgs., b. 3, DDEL.
68. Tel. 17058/4658 Brosio to Martino, Nov. 29, 1955; Quaroni to Martino Apr.
6, 1956, DGAP, b. 1093; Brosio to MAE, Feb. 22 and 29, 1956, DGAP, b.440,
ASMAE; Memo Elbrick (WEA) to Dulles, Feb. 29, 1956, 765.11, RG 59, NA.
69. Memo Conv. Geneva, Nov. 9, 1955; Mtg. at Dept. State, Nov. 20, 1955, FRUS,
1955–57, XIV, pp. 720–3, 790–2; Mtg. Dulles-Eisenhower, Oct. 19, 1955 (on Dulles’
flexibility), JFD, Memo Series, Mtgs. with President Subs., b. 3, DDEL; Martino to
Brosio, Feb. 4; Brosio to Martino, Feb. 7, 1956, DGAP, b. 1093, ASMAE.
70. On this last point see esp. Louis, “Dulles, Suez, and the British,” pp. 143–148;
Zoppi (London) to Martino, Sept. 1, 1956, DGAP, b. 1062; Ortona to Martino
Aug. 29, 1956, SG, b. 77 (Italia-USA) ASMAE.
71. Notes on Conversations Dulles-Martino, Aug. 15 and 20, 1956, DGAP,
b. 1053, ASMAE; Dulles to Eisenhower, Aug. 21, 1956, FRUS, 1955–57, XVI,
pp. 253–4; on SCUA and Italian position: Dulles to Dept. State, Sept. 20, 1956;
Report Exec. Secretariat Dept. State, Sept. 25, 1956, pp. 528–9, 571–3; Zoppi to
Martino, Sept. 24; Quaroni to MAE, Oct. 2, 5, 1956, DGAP, b. 1062, ASMAE; on
evolving American position on SCUA: Robert R. Bowie, “Eisenhower Dulles and
the Suez Crisis,” in Louis and Owen, Suez 1956, pp. 204–206.
72. On visit: tel. 728 Ortona to MAE, Aug. 27, 1956, cit.; Memo Conv. Aug. 27,
1956, FRUS, 1955–57, XXVII, pp. 375–8; Mtg. Fanfani-Dulles, Aug. 27, 1956,
765.00, RG 59, NA; on mediation: Fanfani to Eisenhower, Sept. 27, 1956, AW, Intl.
Series, b. 30, DDEL; Manzini to Ellsworth Bunker, Oct. 10, 1956, JFD, b. 118,
SGML; Mtg. Eisenhower-Dulles, Oct. 2, 1956, FRUS, 1955–57, XVI, pp. 625–6.
73. Note “Ufficio III” DGAP, Dec. 4, 1956; Brosio to MAE, Nov. 29, 1956 (sec-
ond quote), DGAP, b. 439, ASMAE; Ortona, Anni d’America, 2, p. 217 (third
quote); Mtg. Luce, Segni, Gronchi, Nov. 15, 1956, 611.65, RG 59, NA.
74. Burke Elbrick to Dulles, Jan. 17, 22, 1957, Office WEA, Decimal Files Austria-
Italy, b. 3, RG 59, NA; Quaroni to Martino, Dec. 3, Brosio to Martino, Dec. 11,
1956, DGAP, b. 439, ASMAE.
75. On Italian reactions to the Eisenhower Doctrine: Brosio to MAE, Jan. 11,
1957, DGAP, b. 439, ASMAE; Zellerbach to Dulles, 611.80, RG 59, NA; on selec-
tive criteria: tel. 688 Martino to Brosio, Jan. 18, 1957, Telegrammi Ordinari [here-
after TO], Ambasciata Washington, ASMAE; Kaufman, Trade and Aid, pp. 109 ff.;
qtd. Eisenhower to Dulles, Dec. 12, 1956, AW, Dulles-Herter Series, b. 6, DDEL.
76. Luce to Eisenhower, Aug. 25, 1956, AW, AS, b. 25; Tel. Conv. Dulles-
Ellsworth-Bunker, Oct. 3, 1956, JFD, Gen. Correspondence Series, b.5, DDEL; Mtg.
Gronchi-Adenauer, and Mtg. Martino-Adenauer-Von Brentano, Dec. 6, 1956, SG,
folder Martino, b. 117, ASMAE; Mtg. Von Brentano-Dulles, et al., May 4, 1957,
FRUS, 1955–57, XXVI, pp. 230–143 (qtd. 233); Dulles to Eisenhower, May 3,
1957, AW, Dulles-Herter Series, b. 6, DDEL; on Mollet’s visit: tel. 4294 Brosio to
MAE, Feb.27 1957, TO, Washington, ASMAE.
77. Jernegan to J. W. Jones (WEA), May 17, 1956, and Luce to Dulles, Oct. 10,
1956, 611.65, RG 59, NA; on CIA’s “Civic Action” program for the center-left
forces in Italy cf. chap. 4.
78. Cf. Intelligence Report n.7641, “ ‘Neo-Atlanticism’ as an Element in Italy’s For-
eign Policy,” Jan. 10, 1958, OIR files, NA; Memo Sec. State Special Assistant for Intel-
220 A Question of Self-Esteem
ligence (Cumming) to Undersec. State (Herter), Aug. 20, 1957, FRUS, 1955–57, XII,
pp. 937–8; Luce to Eisenhower, Aug. 31, 1954, cit.; on origins “Neo-Atlanticism” see
also Brunello Vigezzi, “L’Italia e I problemi della ‘politica di potenza’ dalla crisi della
CED alla crisi di Suez,” in Di Nolfo et al., L’Italia . . . 1950–60, pp. 18–22. Pella
argued that his “neo-Atlanticism” was a weapon to defeat Italy’s “anti-Atlanticists:”
Giuseppe Pella, “Gli orientamenti della politica estera italiana,” Relazioni inter-
nazionali, 34, XXI, 1957; see also Maria Rosaria Grieco, “Politica estera italiana e
mondo cattolico: la parabola del neoatlantismo negli anni ’50,” in Salvatore Minolfi
(ed.), L’Italia e la NATO: Una politica estera nelle maglie dell’alleanza. Napoli:
CUEN, 1993.
79. Mtg. Perrone, M. W. Williams, G. Mouser (GTI), Jan. 21, 1958, 865.00, RG
59, NA; on this point see esp. Leonardo Maugeri, L’arma del petrolio. Questione
petrolifera, guerra fredda e politica italiana nella vicenda di Enrico Mattei. Florence:
Loggia dei Lanzi, 1994. Arguing that Mattei opposed the U.S. is Daniel Yergin, The
Prize: The Epic Quest for Oil, Money and Power. New York: Simon and Schuster,
1991, p. 504. The new ambassador to Rome James D. Zellerbach remained quite
hostile to Mattei: Zellerbach to Dulles, March 28, 1958, 611.65, NA.
80. Minutes 337 Mtg. NSC, Sept. 23, 1957, FRUS, 1955–57, XXVII, p. 424;
Memo Elbrick to Dulles, Sept. 25, 1957 (encl. OCB Report “Mattei-Iranian Oil
Deal,” Sept. 3), 765.13, RG 59, NA; Frankel, Mattei, pp. 116–117; Maugeri,
L’arma del petrolio, pp. 142–143; on the shah cf. Note DGAP on Gronchi’s and
Pella’s trip to Iran, Sept. 13, 1957, SG, Gab. A/52, b. 129, ASMAE; Barry Rubin,
Paved with Good Intentions. The American Experience in Iran. New York: Oxford
University Press, 1980, pp. 91–102; James Goode, The United States and Iran: In
the Shadow of Mussadiq. New York; St. Martin’s Press, 1997; Dulles commented
that the shah fancied himself as a “military genius” and wanted no more no less
than command of the Baghdad Pact: Dulles (Teheran) to Eisenhower, Jan. 28, 1958,
AW, Dulles-Herter, b. 7, DDEL. Mattei’s deals in North Africa: Report DGAP
Annex n. 5 to Fanfani’s trip to U.S. SG, Gab A/52, b. 130 ASMAE; desp. 195 Sohm
to Dept. State, Aug. 12, 651.65, RG 59, NA.
81. Note DGAP, Sept. 13, 1957, cit.; tel. 2408 Pietromarchi (Ankara), Oct. 10,
1957, SG, Gab. A/52, b. 129, ASMAE; Mtg. Pella-Dulles, Sept. 25, 1957, FRUS,
1955–57, XII, pp. 945–6; on power Gronchi and Mattei: tel. 470 Zellerbach to
Dulles, Aug. 7, 1957, 865.2553; J. W. Jones to Under Sec. State, Aug. 29, 1957,
enclosed Progress Report on 5411/2, section “Mattei’s threat,” Records State Dept.
Participation in OCB and NSC, b. 21, NA; Nico Perrone: Mattei, il nemico italiano:
politica e morte del presidente dell’ENI attraverso i documenti segreti, 1945–1962.
Milan: Leonardo, 1989, pp. 97–131.
82. Cf. Intelligence Report May 6, 1957, “Western European Socialism: Italy,”
OIR files, NA; Progress report on NSC 5411/2, Feb. 13, 1957, RG 273, NA; Galli,
Storia del Partito Socialista Italiano, pp. 221–2; Nenni, Tempo di Guerra Fredda,
pp. 748–50; A. Dulles in Memo 289th mtg. NSC, June 28, 1956, FRUS, 1955–57,
XXIV, pp. 118–23; Robert V. Fisher, “Foreign Policy as Function of Party Politics:
Italy, the Atlantic Alliance and the Opening to the Left, 1953–1962,” Ph.D. thesis,
Harvard University, 1995.
83. OIR report, May 6, 1957, cit.; 298th Mtg. NSC, Sept. 27, 1956, DDRS, 1980,
doc. 382C; Mtg. Saragat-Dulles, Sept. 10, 1957, FRUS, 1955–57, XXVII,
pp. 425–7; Jernegan to Dept. State, Feb. 21, 1958 (on weakness Saragat), 765.00,
Mediterranean “Missions” 221
RG 59, NA; on entente with Bevan for project of a “neutral belt” in Central Europe:
Pietro Nenni, I nodi della politica estera italiana. Milan; SugarCo, 1974,
pp. 146–147; on tendencies in DC left: Baget Bozzo, Il partito cristiano e l’apertura,
p. 100, 104–108; tels. 4357 and 4479, Zellerbach to Dept. State, Apr. 30, May 9,
1957, 765.00, RG 59, NA; cf. Maurizio Degli Innocenti, Storia del PSI, vol. III. Dal
dopo-guerra ad oggi. Bari: Laterza, 1993, pp. 224 ff.; Nuti, Gli Stati Uniti e l’aper-
tura a sinistra, pp. 53–67 and 109–112.
84. Annex 1 Visit Pella in the U.S. of Sept. 1957, drafted Dec. 1957, SG, Gab A/52,
b. 119, f. 2, ASMAE; cf. Ortona, Anni d’America, 2, pp. 256–9, 427–30; Elbrick to
Dulles, Nov. 27, 1957, 611.65, RG 59, NA. On competition with the Germans and
their “Colombo Plan” for the Middle East cf. Note Office III DGAP, March 1956
and Grazzi (Bonn) to MAE, Apr. 10, 1956, DGAP, b.1092, ASMAE; Ernst O. Czem-
piel, “Germany and the Third World: The Politics of Free Trade and the Free
Hand,” in Wolfram F. Hanrieder (ed.), West German Foreign Policy: 1949–1979,
Boulder, CO: Westview Press, 1980, pp. 181–182. For a more detailed argument
and further annotations on this issue: Brogi, L’Italia e l’egemonia americana,
pp. 280–292.
85. Tels. 1072, 1082, Brosio to MAE, Dec. 8, 10 1957, TO, Washington, ASMAE;
Dulles to Emb. Rome, Nov. 22, 1957, FRUS, 1955–57, XII, 661–2; cf. Kaufman,
Trade and Aid, pp. 100–101; Brands, Cold Warriors, pp. 174–175.
86. Brosio to MAE, Dec. 8, 1957, cit.; Dulles to Emb. Rome, Nov. 22, 1957, cit.;
Mtg. Pella-Dulles, and Mtg. Cattani-Dillon, Dec. 6, 1957, FRUS, 1955–57, XII,
pp. 663–8; Memo Elbrick to Dulles, Oct. 29, 1957, 611.41; Mtg. Fawzi-Dulles,
Dec. 9, 1957, 611.74, RG 59, NA; Douglas Little, “Cold War and Covert Action:
The United States and Syria, 1945–1958,” The Middle East Journal, 1990, 1; on
OECD: Romero, “Interdependence and Integration,” pp. 176–8.
87. Jernegan to Dulles, Sept. 11, 1957, FRUS, 1955–57, XXVII, pp. 428–9; Mtg.
Eisenhower-Dulles, Feb. 5, 1957, DDRS, 1989, doc. 3426.
6
A Question of Leadership
In the late 1950s Sofia Loren became one of the few known Italian celebri-
ties in the United States. By then, Hollywood had triumphantly inducted
her in its collection of stars; the popular magazine Look dedicated an
August 1957 cover to her, hailing the “Americanization” of the Italian
artist. That same month, Egidio Ortona, minister of the Italian embassy in
Washington, decided to “borrow” the actress from the set of the film
House Boat to honor her with a banquet. In his memoirs he fondly
describes this initiative as a “public relations coup.” Never had so many
Congressmen and White House officials attended a public function at the
Italian embassy. Sofia Loren’s beauty and glamour seemed to mesmerize
Richard Nixon too. Escorted by Ortona, the actress paid an official visit
to the vice-president, who gladly accepted her invitation to include Italy in
his next state trip to Europe. Several officials in Rome criticized Ortona’s
decision to give the 22-year-old star so much political exposure. Their
objection was justified: Sofia Loren was an excellent emblem of the
renewed appeal of Italian popular culture, even of its happy marriage with
Hollywood; but her extraordinary “flirt” with Washington’s political
world highlighted by contrast the inadequacy of Italy’s regular diplomatic
channels. Like every anecdote, the episode has a symbolic significance. It
is only a slight exaggeration to argue that the institutions in Rome were so
debunked, the politicians so anonymous, that Italian diplomacy had to
resort to the magnetic presence of a famous actress to attract the attention
of America’s leaders.
224 A Question of Self-Esteem
seemed to be the continuity of the coalitions they represented. But the elec-
tions of 1951 in France, increasing the polarization between the right and
left parties, foreshadowed the possible rupture of that continuity. This would
happen especially if de Gaulle, returning to power, decided, as many in Paris
predicted, to outlaw the Communist Party, thus tempting the Socialists to
“go underground and to affiliate in some forms with the PCF,” as Bruce
observed at the end of that year. In Italy the center was more consolidated.
But from 1953, after failing to strengthen the ruling coalition with a new
electoral law, the government began relying on increasingly unstable majori-
ties. Also, more than in France, the “static quality” of the Italian government
approximated political “stagnation.” The fact that political stagnation could
cause cabinet instability in a strongly ideologized party system was quite
obvious; yet to most American officials it remained an exotic phenomenon
often beyond comprehension.7
Continuity between government coalitions and within the government
bureaucracy could be an element of overall stability. It allowed the economy
to perform better than it would elsewhere with such a rapid turnover of
leaders. But it did not produce the statesmanship necessary for France and
Italy to face major international tests. Weak, transient leaders were unable
to educate their parliaments and public opinion about the big choices in for-
eign policy. Washington constantly reprehended the crippling effect such
inability had on the rest of the alliance. Feeble governments and anxious
leaders, Kennan noted in the summer of 1947, made coordination of Mar-
shall aid almost impossible in Europe. The “pathetic weakness” of those
leaders, the PPS director said, might eventually hamper his own designs for
a European third force. Lack of statesmanship in France and Italy, accord-
ing to Foster Dulles, had not only compounded but in several cases had even
created the problems of the EDC debate. In late 1954, Churchill and Eisen-
hower feared that the “tyrannical weakness of the French chamber” might
again play a dirty trick on the Western European Union treaty as it had on
the EDC. Finally, according to a NSC Staff study of 1956, the French gov-
ernment tried to fend off its own weakness and instability by becoming
almost irrationally intransigent on alternatives to the Union Française.8
It was true that the United States did everything it could to shore up the
French and Italian regimes. But that choice was not a superpower’s “natural
instinct,” not the least because dependent allies were often the hardest to
manage. The United States rather acted that way because French and Italian
leaders were able to persuade Washington that there was no appealing alter-
native to their rule. The Americans always hoped that both countries’ insti-
tutions could be reformed, allowing for stronger executive power. Even bet-
ter, more dynamic or charismatic leaders would guarantee for both countries
a greater international prestige that might “heal” their sore self-esteem,
which had so easily translated into either timidity or “resentful” nationalism.
A Question of Leadership 227
government. Instead of the man who would bring about national unity, by
1948 de Gaulle seemed to Caffery a “catalyst of further division and disin-
tegration” in French society.
Particularly worrisome was the fact that the General called for national
unity by “beating the chauvinistic drums,” as Bruce remarked in 1951 at
the peak of the EDC debate: such appeal nourished the “constant tempta-
tion” of the average Frenchman to view the Cold War not as the con-
frontation between the totalitarian and the free worlds but as a “struggle
between two world powers whose actions his own nation cannot influence.”
This viewpoint might have in turn plunged France into either apathy or
rebellion, both of which would be pernicious to the Atlantic Alliance. The
main problem lay in the philosophy and style of leadership underlying de
Gaulle’s grandeur: the French leader’s “mystical” ideas about his country’s
world mission seemed of little use to stave off the threat of Communist sub-
version; pragmatic, day-to-day economic stabilization, Washington
thought, must take priority over status concerns. De Gaulle woefully lacked
basic economic and administrative notions; and worse, most U.S. officials
noted, he was surrounded by self-seeking advisers, who were often as
incompetent on administrative issues as he was.11
Yet, while proscribing any official contact with de Gaulle through the
mid-1950s, Washington continued to view him as the “needed leader,” pro-
vided he would get rid of his “penchant for dictatorship,” as Acting Secre-
tary of State Lovett put it in late 1947. Most U.S. officials calculated that
even the mere presence of de Gaulle as the strong man waiting to take over
French politics could in itself be an asset: it was sometimes a pressure suf-
ficient to goad the French government into some inventive action, particu-
larly with respect to Western integration (during the EDC debate, however,
such pressure worked against the American viewpoint). In general, Wash-
ington noted that the RPF, with its electoral successes, served as a warning
to the fragile Fourth Republic, and helped “prevent the regime from yield-
ing too far to its vice of inter-party quarreling.”12
Actually, as Jean-Pierre Rioux has argued, the General throughout his
“exile” from the government—and starting from 1953, from the political
scene tout court—had no clear plan for a return to power. Waiting on the
sidelines, he took the opportunities as they appeared. But as a charismatic
leader, de Gaulle believed that his greatest chance lay only in a situation of
national emergency. As Jean Lacouture explains, the General had with-
drawn from power in 1946 with the expectation he might be begged to
return as the savior of the nation—probably, he thought then, “against a
new invasion,” from Russia. He did not imagine that he would be called to
rescue France from itself, from the specter of a coup d’état, and in general
from a misleading dream of imperial grandeur that he himself had elevated
to an article of faith during his first government.13
A Question of Leadership 229
the arrest of Ben Bella. According to an American report, the Algerian gov-
ernor general, Robert Lacoste, had given the final OK, leaving Mollet no
other choice but to approve it, “because of [the] French wave of chauvin-
ism.” The Sakiet incident of a year and a half later occurred under similar
circumstances. Local commanders interpreted orders from Defense Minis-
ter Jacques Chaban-Delmas with extreme discretion. Premier Gaillard first
admitted to Ambassador Houghton that the raid had been a mistake, but
Chaban-Delmas contradicted him, giving his own belated endorsement to
the action.16
From Washington’s viewpoint there was no worse scenario for France than
that of such governmental disarray, of feeble, petulant statesmen following
and inflating rather than heading and harnessing their country’s nationalist
outcry.17 In the aftermath of Suez, the Americans reached the conclusion that
the main threat to French institutions came no longer from the Communist
party but from the growing extreme right. By November 1956, Ambassador
Dillon began to point out the danger that disgruntled generals in Algeria
might create “some type of Fascist movement . . . largely anti-US and isola-
tionist.” It was not a new prospect. As early as during the EDC debate in
1953 the CIA had gathered evidence that the French military had contingency
plans for a coup d’état in Paris. Reporting to the National Security Council
in January 1957, Allen Dulles warned that rebellion was likely “if the Alger-
ian situation became sour.” A military dictatorship was the kind of “irra-
tional reaction” Washington feared from the French people, who refused to
accept the “naked problem” (the abandonment of their empire) once it began
“to stare them in the face,” as the American consul in Algiers described the
situation at the end of that year.18
It was primarily the prospect of a military insurrection—compounded
by concerns over French “irrationality”—that led Washington to discard
the options available within the Fourth Republic’s regime. Dillon anx-
iously favored the “progressive” Guy Mollet. Mendès France, according to
some U.S. officials, enjoyed a good chance to lead a stable government,
since he was a stronger than average leader, balanced on the left and
uncharacteristically pragmatic. And through the peak of the crisis in May
1958, Eisenhower kept inquiring about President René Coty as a possible
alternative to de Gaulle, while Ambassador Houghton wished to support
René Pleven’s last bid for prime minister. In regard to all these leaders
Washington’s main conclusion was the same: they lacked sufficient author-
ity over the military.19
Grandeur under the Fourth Republic also had a chance of becoming syn-
onymous with left-wing neutralism. Naturally, it could not be ruled out
that, in reaction to the right-wing resurgence, the Socialists might revert to
a Popular Front strategy. In particular, after the military had carried out
their coup in Algiers on May 13, Jacques Soustelle, one of the rebel leaders,
and other Gaullist representatives circulated rumors that the leader of the
A Question of Leadership 231
SFIO’s left wing, Jules Moch, then Interior minister, was preparing a resist-
ance front with the Communists. While unfounded, the charges illustrated
how much the Algerian affair had aggravated the polarization of French
politics. Although the chance of a Communist-dominated countercoup was
minimal, the Fourth Republic during its last two years seemed far too
tempted by a Popular Front option. Dulles figured by February 1958 that
such a coalition would be able to “liquidate the Algerian affair,” but unfor-
tunately it “was likely to liquidate NATO as well.” A French Popular Front
could have fatal repercussions in Europe, the secretary added two months
later. It might jeopardize the leadership of Adenauer and the continental
integration movement which Dulles now identified with the chancellor; the
secretary of state could not forget that the “EDC received its death blow
from the left wing government that liquidated the Indochina war.”20
Self-Confident Grandeur. But what evidence did the United States have
that de Gaulle would not be just as calamitous to Western integration? And
why should Washington favor the man whom most right extremists emu-
lated and in whose name the generals finally waged their uprising on May
13? The second question partly answered itself. Thanks to the respect, and
in some cases adoration he enjoyed among the military, de Gaulle was the
only person who could quell a right-wing rebellion. Following the coup,
Gaullist senator Michel Debré promptly reassured the Americans that le
général was not part of the conspiracy; if he had not condemned the rebels
it was partly because Prime Minister Pierre Pfimlin had not done so either,
partly for tactical reasons. The truth, many in Paris and Washington were
ready to concede, was that the General manipulated the threat from the
insurrectionary leaders and that, as Jean Lacouture has contended, he was
“detached from intrigues but not from news.”21 After de Gaulle took power
at the end of May, the State Department still noted with optimism that the
top French military authorities closest to the prime minister—Juin, Ely, Val-
luy, Lorillot—were also strong NATO supporters. Some in Washington
plausibly speculated that de Gaulle’s insistence on granting the French mil-
itary a greater role in NATO was in part his way of diverting the generals’
attention from Algeria, even a sort of compensation for the inevitable con-
cessions they would have to make there.22
Above all, what prevented de Gaulle from endorsing the rebels was his
faith in the supremacy of the State and in national unity. Since the highest
institutions had become so decrepit, the General felt it was his “duty” to
“restore” them, and especially to restore their link to the people. He
branded military dictatorship as “heresy,” a harbinger of the most appalling
scenarios: to de Gaulle it was the solution typical of lesser, unstable nations;
it would foment more divisions in the country; and overnight it could
erase the glory of France in the eyes of the world and its standing among
the great powers. Most significant was the explanation that on May 21,
232 A Question of Self-Esteem
Man for the Emergency? The formation of the new cabinet was per-
haps the most crucial test of de Gaulle’s pragmatism and flexibility. The
United States was at first still worried about his possible impact on
domestic politics; but those fears soon turned into America’s best hopes.
On May 16, Colonel Henri Tournet, one of the General’s confidants, told
Dillon the United States should stop being alarmed about a possible Fas-
cist dictatorship. De Gaulle “is no Franco,” the officer protested, “he
[rather] wants a strong democracy” and a constitution similar to that of
the United States. Washington began to understand de Gaulle’s commit-
ment to “public-spirited statesmanship,” as Daniel Mahoney has called it.
This definition meant that the true man of character, the true “spokesman
for grandeur” would not be tempted by tyranny, for the greatness of the
nation was possible “only if it respect[ed] human liberty.” In de Gaulle’s
A Question of Leadership 235
Elbrick, sharing the hopes of many other State Department officials, pre-
dicted that “de Gaulle w[ould] not last forever and [might] decide to with-
draw from the scene after a limited period of time.” In inviting Eisenhower
to deal with the “unusual man,” Foster Dulles also emphasized the
“unusual circumstances” that had made such a comeback possible. Noth-
ing precluded that the chief who stood “between France and chaos” would
have to pull back after solving the immediate problem, and would be
replaced by a leader more fit for the everyday administration of the coun-
try, someone like René Coty for example. Was this view inconsistent with
Washington’s point about the need to teach the French discipline and
respect for their government, a process that naturally would require time?
Not necessarily, since U.S. officials had often referred to “shock therapy”
as a remedy to straighten out the French.36 It is also plausible to conclude
that to the pragmatic Americans it seemed inconceivable that a leader so
prone to elitism and mysticism might last very long. Washington did prize
charisma. As the leader for the emergency de Gaulle evoked the case of
Franklin D. Roosevelt, the American “savior.” But that comparison high-
lighted how the U.S. president remained in power for so long thanks to his
pragmatism and the longevity of an emergency; the French leader soon
quelled the emergency, and, because of that success, he might give up the
pragmatism that had characterized his first months in office.
By the end of the summer, however, Washington had realized that de
Gaulle “would be around for a while.” For months after the French had
approved the new Constitution at the referendum of September 28, the
U.S. press was, as Ambassador Alphand described it, “dithyrambique”
about the new président. In 1959, Time magazine elected him its “man of
the year.”37
Whether they were truly enthusiastic or soberly realistic about the
Gaullist solution, Americans did not hide their preference for the man who
would save France from herself. Relations with him would be, in Elbrick’s
words, “admittedly difficult.” But, as Irwin Wall has put it, Washington
realized “it would do better with a stable political order in France, even one
that threatened to clash with American policies, than to continue dealing
with the shifting cabinets that were increasingly tempted to play upon irra-
tional anti-American sentiment in order to preserve themselves in power.”
The Fourth Republic was, no less than its successor, obsessed with obtain-
ing recognition as a great power, but it used the issue primarily to bolster
its weak leadership thus perpetuating the national inferiority complex.
The United States never went as far as intentionally undermining the sta-
bility of the Fourth Republic. But during the May crisis, under the threat
that the military coup might reach Paris, the Eisenhower administration
exercised a restraint that ultimately favored de Gaulle’s exploitation of that
“scare.” This decision reflected the United States’ growing realization that
its direct interference in the internal affairs of its European allies tended to
A Question of Leadership 237
with the Nenni Socialists. In the early 1950s it represented the main chal-
lenge to De Gasperi’s leadership and, for this reason, appeared as one of the
most deleterious elements of factional power among Christian Democrats.39
By the time Fanfani became prime minister in June 1958, the United
States had grown convinced that the ambitious “insider” of the Italian
party system could also rejuvenate it, thus guaranteeing internal stability
and a more effective contribution to the Western alliance. From the time of
the Suez crisis, Fanfani had bridged the gap with Washington, showing that
his project for a center-left coalition did not affect his pro-Americanism.
Indeed the DC secretary became the foremost champion of the opportunis-
tic alignment with the United States founded on the “Mediterranean voca-
tion.” His decision to include the Social Democrats in his government
against President Gronchi’s advice was an additional assurance that he was
now determined to isolate the Nenni Socialists, possibly also in order to
render them more malleable. By naming his economic program “progress
without adventures” Fanfani clearly projected the image of a moderate
reformer, with a strong preference for “technocracy,” and little of the ideo-
logical impulse Luce and others at the Rome embassy had feared. (Only his
plan to nationalize the energy services and other key industries caused some
concern in Washington).
Above all, the Americans compared the situation in Italy to that of
France. As odd as the comparison between the charismatic de Gaulle and a
shrewd manipulator of “partitocracy” as Fanfani might seem, Washington
nevertheless regarded the two leaders as different “cures” for similar prob-
lems. The two leaders had an analogous determination to stabilize politics
through firm command, as well as through steadfast pursuit of greater
diplomatic initiative and international prestige. Those commonalities
appeared evident to Allen Dulles, who spent three weeks in September
between Paris and Rome specifically to assess the two allies’ parallel trend
in leadership. The CIA director became confident that Fanfani might enjoy
the same success as had de Gaulle and that both leaders would manage to
isolate the Communist parties. As he reported to the NSC in October, Italy
had “the best government since De Gasperi” and Fanfani was “very astute,
very friendly to the United States and strongly anti-Communist.”40
Astuteness, sagacity, even a dose of wile were the qualities a leader
seemed to need to rule effectively in Italy, as reports from the U.S. embassy
in Rome began to suggest right after the formation of the Fanfani cabinet.
Although Italy, like France, desperately sought parliamentary stability, it
was not within the same context. Moreover, Italy’s experience with author-
itarianism had been disastrous. Fascism not only had been oppressive; it
had also reduced the whole idea of an authoritarian leader in Italy into a
“comic opera.” But if Americans did not welcome the “man of destiny” as
in France, they still hoped for somebody able to take charge of the situation
A Question of Leadership 239
the Italian proposal for a development program in the Near East. Unlike
Pella a few months earlier, the prime minister carefully presented only a
vague blueprint, and avoided insisting on Europe’s primary control of the
plan, or considering the Arabs’ collaboration with the West as a condition
for receiving assistance. He instead recommended that the United Nations
manage the new project so as to safeguard its “neutrality”; the West, and
the United States in particular, would have received the main credit for the
initiative in any case. As a political condition the prime minister envisioned
a “non-aggression pact” among the Middle Eastern countries (including
Israel) enforced by the UN. That pact would naturally hinge on the good
offices of “impartial” nations such as Italy, Fanfani told the president,
announcing that he had already started an attempt at reconciling Israel’s
Ben Gurion with King Hussein of Jordan.46 This offer of mediation was the
crucial point to the Italian prime minister. Fanfani confirmed that Italy’s
best chance for greater status lay in its ability to shape international com-
promises, and in particular in its potential as diplomatic and strategic
bridge between NATO and the Middle East. While preserving a good dose
of nationalism, the Italian leader primarily tried to project his reputation as
an international statesman. Given the combination between Italy’s
improved economic conditions and its more dynamic leadership, this time
there seemed to be no risk that the Italian appeal to international arbitra-
tion would come across as a dull initiative typical of the small power.
Thanks to well-calculated timing and the favorable predisposition of
Eisenhower, Fanfani found Washington uncharacteristically attentive to Ital-
ian ideas. Despite the immediate success of the American intervention in
Lebanon, the White House worried about the long-term consequences of
that operation. The United States was certain to antagonize Arab national-
ism, since it had rescued the Christian government in Beirut and had coor-
dinated actions with the British to save the Jordanian monarchy. As early as
July 18 Eisenhower contemplated a reevaluation of his Middle East strategy,
downplaying military means and targeting more directly pan-Arab propa-
ganda: “we should be able” he wrote to Macmillan, “to do [a better propa-
ganda job] in regions where the particular theme of extreme Pan-Arabism
and anti-Israelism does not carry much weight, and where more emphasis
can be put upon nationalism which, in fact, Soviet Communism tries to
destroy.” America’s next step, he added, would be to relaunch economic
development projects, including Egypt again. Later that year the NSC con-
firmed that there was an opportunity to “normalize” relations with Nasser.47
A revitalized economic aid policy, coupled with the attempt to reach an
understanding with the Egyptian leader, reflected Fanfani’s thesis. Further-
more, in the midst of national economic recession, the Eisenhower admin-
istration was finally opting for a multilateral approach to development
managed jointly by the World Bank and the United Nations’ agencies but
aimed at drawing a substantial European participation. As the president
242 A Question of Self-Esteem
a possible mediation with Egypt. There was no official seal yet. The White
House very cautiously recommended a mere inquiry of Nasser’s intentions.
The Italian premier was optimistic though, and insisted he would try to rec-
oncile Nasser not only to Washington but to Israel as well.50
Downfall. But Fanfani had not convinced all political circles in Wash-
ington. The most conservative ones in Congress and at the State Depart-
ment, rallying behind the still influential Clare Boothe Luce, argued that the
Italian statesman was treading on thin ice. Instead of taming Gronchi and
Mattei, they thought, he seemed likely to fall victim to their neutralist
“plots.” By favoring Nasser, Fanfani was only going to precipitate the
“opening” to the Nenni Socialists. Luce and her friends concluded that a
machiavellian who so recklessly “purged” the foreign ministry of his oppo-
nents simply could not be relied upon. In late November, the influential
columnist Cyrus L. Sulzberger laid out these arguments in a series of edito-
rials in the New York Times. His sources of inspiration, it was later known,
were the Luces and the politicians and diplomats Fanfani had cast out from
the Foreign Ministry.
Meanwhile the administration had already mobilized to prop up the Ital-
ian leader. First to take the initiative was the U.S. ambassador to Rome
James D. Zellerbach, a former director of the ECA program in Italy who
showed more open-mindedness than Clare Luce on Italian reformism and
“Mediterranean vocation.” A few days before the appearance of
Sulzberger’s articles, the ambassador praised the prime minister in a speech
at San Francisco’s World Affairs Council of Northern California: Italy’s
diplomatic initiatives, he contended, were a sign of its “maturity” and
renewed “self-confidence,” and a sound demonstration of “pluralism” for
the Western alliance. Even more remarkable, Secretary Dulles himself issued
a rebuttal of the New York Times’ editorials, by endorsing the Italian “new
course” at a press conference: “if . . . Italy,” he declared “is seeking to
develop closer ties with the Arab countries, that is something that we would
look upon with favor and not in any way as incompatible with its relation-
ship with NATO.”51
Yet neither Zellerbach nor Dulles could rescue Fanfani from his internal
adversaries. In fact, their intervention rekindled the domestic political strife
that hinged so much on the prime minister’s Mediterranean diplomacy. By
the end of November the American ambassador reported that the days of
the Italian government were numbered. He admitted he had trouble defend-
ing Fanfani’s “arbitrary methods” and the way he had “rearranged” the
Italian Foreign Ministry.
Indeed the United States had overestimated the potential of a statesman
who often acted like an American-style “party boss” to accrue his power.
Even in Italy a leader’s “astuteness” could work only if backed by his
charisma, as De Gasperi had demonstrated. Fanfani’s high-handedness and
244 A Question of Self-Esteem
arrogance made things worse: more than France, Italy had built an immu-
nity against anything even vaguely evoking authoritarianism. Even Fan-
fani’s efforts to improve the DC’s grass-root organizations and the state eco-
nomic sector ironically backfired: such change nourished regional bossism
and “systematic clientele networks,” which ultimately undermined not only
the government’s reform programs but also its capacity to wield power or
even to create a modicum of political cohesion.52
By the time Fanfani traveled to Egypt in January 1959, the Eisenhower
administration had lost all faith in the Italian leader’s capacity to reform his
nation. Nor did Washington trust Nasser yet. Eisenhower, therefore, did not
confirm any official endorsement of the premier’s mediation effort. This
was to a certain extent a vicious circle, for without American support Fan-
fani could not achieve the prestige that would perhaps increase his political
leverage at home and in Egypt. His trip to Cairo was further handicapped
by Nasser’s recognition of East Germany a few days before, a gesture that
widened the rift between the Egyptian leader and the West. The Italian pre-
mier’s ambitious plan to mediate on every regional problem—Western rela-
tions with pan-Arabism, the Arab-Israeli conflict, the Algerian war—
appeared ludicrous in this context. The failure of Fanfani’s “mission” to
Cairo ultimately allowed the right-wing DC leaders to torpedo his govern-
ment. In February, a “back to normalcy” cabinet of Antonio Segni, with
Pella again heading the Foreign Ministry, elicited neither grief nor enthusi-
asm in Washington.53 Some U.S. officials were actually relieved that Italy
postponed its “opening to the left” and kept a low profile on Mediter-
ranean affairs while the main Cold War theater shifted back to Central
Europe. Italy’s subsequent attempts to manipulate interdependence—par-
ticularly through the OECD—would no longer be linked to a pursuit of sta-
tus and greater initiative as consistently as its Neo-Atlanticist policy of the
late 1950s.
NOTES
1. Ortona, Anni d’America, 2, pp. 244–248; Frank Costigliola, “France between
the Superpowers,” in Robert S. Jordan (ed.), Europe and the Superpowers. Essays
on European International Politics. New York: St. Martin’s Press, 1991, p. 115.
2. Dillon to Dept. State, Jan. 10, 1957, FRUS, 1955–57, XXVII, pp. 93–6.
3. Aron, An Explanation of de Gaulle, p. 91; on Bidault: Bruce to Sec. State, Nov.
5, 1949, 851.00; Bruce to Sec. State, March 31, 1950, 751.00; on Mendès France:
tel. 1840 Dillon to Sec. State, Oct. 30, 1954, 751.00, RG 59, NA; cf. Hoffmann,
Decline or Renewal, pp. 88–89; Tom Bottomore, Elites and Society. 2d. London,
New York: Routledge, 1993, pp. 56–57; Italy: tel. 746 Luce to Dulles, Aug. 24,
1954, 765.00, RG 59, NA; Allum, “The Changing Face of Christian Democracy;”
Mantovani, Gli eredi di De Gasperi; Giorgio Galli, Storia della Democrazia Cris-
tiana. Bari: Laterza, 1978; Galli della Loggia, “Morte della patria,” p. 150.
4. Bonnet to Bidault, Sept. 10, 1953, Amérique 1952–63, vol. 329, AHMAE; cf.
Caffery to Sec. State, Aug. 30, 1947 (qtd. “national duty,”); Memo R. B. Knight to
Emb. Paris, Sept. 10, 1947, FRUS, 1947, III, pp. 730–2, 739–42; Bruce to Sec. State,
Sept. 2, 1951, FRUS, 1951, IV, at p. 418; PSB D-29, Feb. 26, 1953, cit.; Memo L.
A. Free “Italian Political Behavior,” cit.; Eisenhower to Dulles, March 16, 1954,
AW, Dulles-Herter Series, b. 2, DDEL; Memo Luce, Nov. 3, 1953, FRUS, 1952–54,
VI, 1632–3; cf. Luethy, France Against Herself, p. 123, who comments that about
one-third of the electorate endorsed the constitution of the Fourth Republic “as the
lesser evil,” nearly one-third rejected it, and “the remainder were bewildered or dis-
gusted, or simply stayed indifferently at home.”
5. Cf. FRUS, 1946, V, pp. 434–8; Hickerson to Matthews, May 29, 1946,
851.00B, RG 59, NA.
6. Kennan to Sec. State, March 15, 1948, cit.; Harper, American Visions, p. 202;
on Luce: Luce to State, Dec. 15, 1954, FRUS, VI, pp. 1713–5; Ortona, Anni
d’America, 2, pp. 57–76; Canavero, “La politica estera di un ministro degli interni,”
pp. 86–89.
7. On France cf. NSC 5721/1, Oct. 19, 1957, FRUS, 1955–57, XXVII, at
pp. 181–3; Bruce to Dept. State, Dec. 20, 1951, FRUS, 1951, IV, p. 467; Maurice
Duverger (ed.), Partis politiques et classes sociales en France. Paris: Colin, 1955.
On Italy: Dunn to Dept. State, Jan 21, 1952, FRUS, 1952–54, VI, pp. 1565–9; tel.
5211, Luce to Dept. State, 765.00, RG59, NA; Baget Bozzo, Il partito cristiano al
potere, part 2.
8. Kennan report, Sept. 4, 1947, FRUS, 1947, III, pp. 397–405; Dulles to Luce,
March 19, 1953, FRUS, 1952–54, V, pp. 777–8; Churchill to Eisenhower and
Eisenhower to Churchill, Dec. 7 and 14, 1954, FRUS, 1952–54, pp. 1056–60 also
highlighted in Lundestad The American ‘Empire’, p. 80; Staff Study attached to
NSC 5614/1, Oct. 3, 1956, cit.; cf. Pondaven, Le Parlement et la politique
extérieure, chap. 4.
9. Wall, “The United States, Algeria, and the Fall of the Fourth Republic;” Fred-
eric Bozo and Pierre Melandri, “La France, devant l’opinion américaine: le retour
de De Gaulle début 1958- printemps 1959,” Relations Internationales, 1989, sum-
mer, pp. 195–215.
10. See esp. Wall, Making of Postwar France, pp. 81–87; Lacouture, De Gaulle.
The Ruler, pp. 141–147.
252 A Question of Self-Esteem
11. Tel. 4855 Caffery to Sec. State, Sept. 27, 1946, 851.00, RG 59, NA; Caffery to
Sec. State, April 11, 1947, FRUS, 1947, III, pp. 697–8; Feb. 14, 1948, FRUS, 1948,
III, pp. 625–6; qtd. Bruce to Sec. State, Sept. 2, 1951, FRUS, 1951, IV, at pp. 420–1;
cf. Bruce to Dept. State, Dec. 20, 1951, cit. In 1948, John Hickerson had lambasted
the General’s incompetence with his own sexist remark, writing: “he talks about eco-
nomics as a woman talks of carburetors”: Hickerson to Emb. Paris, Oct. 5, 1948,
FRUS, 1948, III, pp. 666–7; Ledwidge, De Gaulle, pp. 214–215; for a view of de
Gaulle as a “pragmatist” at least from the mid-1950s cf. Vaïsse, La grandeur (obvi-
ously, though, the General failed to convey this image to the Americans).
12. Lovett to Emb. Paris, Oct. 25, 1947, FRUS, 1947, III, pp. 790–2; Acting Sec.
State to U.S. Special Representative in Europe (Harriman), Dec. 3, 1948, FRUS, 1948,
III, pp. 307–8; qtd. Ledwidge, De Gaulle, p. 214; cf. Bruce to Sec., Sept. 2, 1951, cit.
13. Jean-Pierre Rioux, “De Gaulle in Waiting, 1946–1958,” in Gough and Horne,
De Gaulle and Twentieth Century France, pp. 35 ff; Douglas Johnson, “De Gaulle
and France’s Role in the World,” p. 87; de Gaulle, Salvation, p. 309; Lacouture, De
Gaulle. The Ruler, p. 123.
14. Tel. 4807 Dillon to Sec. State, April 16, 1956, 751.00, RG 59, NA.
15. Dulles to Emb. Bonn, April 2, 1958, FRUS, 1958–60, VII, pp. 4–5; Dulles’
remarks at 299th Mtg. NSC, Oct. 4, 1956, AW, NSC, b. 8, DDEL; cf. Wall, “U.S.,
Algeria,” p. 500; Vaïsse, “Post-Suez France.”
16. Memo Wilkins to Rountree, Oct. 26, 1956; Memo by Col. Doyle (SHAPE Liai-
son Officer) to Defense Dept., March 26, 1958, 751S.00, RG 59, NA; cf. Wall,
“U.S., Algeria,” pp. 493–495; on Bella’s arrest cf. Y. Courière, La guerre d’Algérie,
1954–1957, I, Paris: 1990, pp. 755–757.
17. Brian Jenkins writes that the “ ‘nationalisms’ [from various parties] of the
Fourth Republic had a strangely shallow and ephemeral character, lacking in ideo-
logical substance and coherence. They appear to have been provoked above all by
external factors, by perceptions of France’s changed status within the international
community, rather than by internal dynamics of class which was so central to
nationalist ideology in earlier times”: Jenkins, Nationalism in France, p. 165.
18. Tel. 2669 Dillon to Dept. State, Nov. 29, 1956 751.00, RG 59, NA; 151st mtg
NSC (reporting CIA evidence of coup plans), June 25, 1953, AW, NSC, b. 4; 311th
Mtg. Jan. 31, 1957, AW, NSC, b. 8, DDEL; Memo J. V. Imhof to M. Looram
(WEA), Dec. 4, 1956, 751S.00, RG 59, NA.
19. On Dillon cf. previous chap., and Bossuat, “Guy Mollet,” pp. 47–48; on
Mendès France: desp. 1523 Robert P. Joyce (Counselor Emb. Paris) to Dept. State,
Feb. 6, 1956, 751.00, RG 59, NA; on Coty: Eisenhower to Dulles, Jan. 11, 1958,
AW, Intl. Series, b. 12; 367th Mtg., May 29, 1958, AW, NSC, b. 9, DDEL; on
Pleven: tel. 5099 Houghton to Sec. State, May 7, 1958, 751.00, RG 59, NA; cf.
Paul-Marie de la Gorce, Apogée et mort de la IVe République, 1952–1958. Paris:
Grasset, 1979, pp. 516–517.
20. Tel. 470 Lyon (Consul Algiers) to Dept. State, May 25, 1958, 751S.00; Mtg.
Alphand-Dulles, May 21, 1958, 751.00, RG 59, NA; cf. Wall, “U.S., Algeria,”
pp. 506–509; on Popular Front: desp. 1663 R. P. Joyce (Paris) to Dept. State, Feb.
23, 1956, 751.00, RG 59, NA; NSC 5721/1, cit.; Dulles at 356th NSC Mtg.,
Feb. 27, 1958, AW, NSC, b. 9, DDEL; Dulles to Emb. Bonn, Apr. 2, 1958, cit.
21. Memo by E. H. Germann (Conv. Gen. Ely - Gen. Norstad) May 22, 1958,
Norstad Papers, b. 47, DDEL; Houghton to Dept. State, May 15, 1958, FRUS,
A Question of Leadership 253
1958–60, VII, pp. 9–10; Dulles to Emb. Paris, May 18, 1958, 751.00, RG 59, NA;
on Debré cf. Wall, “U.S., Algeria,” p. 507; de Gaulle’s manipulation of the coup: qtd.
Lacouture, De Gaulle. The Ruler, p. 165; cf. Odile Rudelle, Mai 1958: de Gaulle et
la République. Paris: Plon, 1988, pp. 107–110; Shennan, De Gaulle, pp. 80–81.
22. Memo B. E. L. Timmons to C. B. Elbrick, June 2, 1958, Records WEA, Sub-
ject Files, France, 1944–60, b. 2, RG 59, NA; OIR Rep. 7823, “The Threat from
the Extreme Right to French Institutions,” Oct. 27, 1958, pp. 30–31, OIR files, NA.
23. Tel. 5434 Houghton to Sec. State, May 21, 1958, 751.00, RG 59, NA; Memo
of Conference Dulles-Eisenhower, July 3, 1958, FRUS, 1958–60, VII pp. 50–2. As
Michel Winock has observed, there was no chance that de Gaulle might turn into
another Boulanger; the military was an instrument to him, but “the French people
saw that this man, military to the core, would never let his conduct be imposed by
the ‘colonels’ ”: Winock, Nationalism, Anti-Semitism and Fascism in France, p. 305;
cf. de Gaulle, Memoirs of Hope: Renewal and Endeavor. New York: Simon and
Schuster, 1971, pp. 17–18; Discours et Messages, t. III, May 15, 1958, p. 3; for gen-
eral thesis see also Christophe Nick. Resurrection: naissance de la Ve République:
un coup d’État democratique. Paris: Fayard, 1998.
24. Memo Tel. Conv. Dulles-Eisenhower, Feb. 9, 1958, FRUS, 1958–60, XIII,
pp. 821–2; cf. Grosser, Affaires Extérieures, p. 11; Michael Harrison, “French Anti-
Americanism under the Fourth Republic and the Gaullist Solution,” in Lacorne,
Rupnik, and Toinet, The Rise and Fall of Anti-Americanism, cit.
25. Achilles to Dept. State, May 2, 1956; J. K. Emmerson (Paris) to Dept. State,
June 21, 1957, FRUS, 1955–57, XXVII, pp. 49–50, 127–30; Alphand, l’étonnement
d’être, p. 282.
26. De Gaulle, Memoirs of Hope, pp. 58 ff.; cf. Michel Winock, “De Gaulle and
the Algerian Crisis, 1958–1962,” in Gough and Horne, De Gaulle and Twentieth
Century France pp. 72–74; Jean Daniel, De Gaulle et l’Algérie. Paris: Seuil, 1986;
Alfred Grosser, “La France en Occident et en Algérie,” in Rioux, La guerre d’Algérie
et les français, p. 387; on taking initiative cf. Johnson “De Gaulle and France’s
Role,” p. 90.
27. Tel. 1563 Jones (Tunis) to Dept. State, May 16; Mtg. Mongi Slim-Dulles, May
17; tel. 426 Lyon (Algiers) to Dept. State, May 23; tel. 1314 Cannon to Dept. State,
May 22, 1958, 751S.00, RG 59, NA; Dulles to Emb. Tunisia, June 27, 1958, FRUS,
1958–60, XIII, pp. 848–9; Wall, “U.S. Algeria,” pp. 508–509; Lacouture, De
Gaulle. The Ruler, pp. 161–2.
28. Jenkins, Nationalism in France, p. 176.
29. Tel. 5299 Houghton to Dept. State, May 16, 1958, 751.00, RG 59, NA;
Houghton to Dept. State, May 21; Elbrick to Herter, May 27; Houghton to State,
June 30, 1958 FRUS, 1958–60, VII, pp. 13–5, 17–20, 45–8. The United States
hoped to concede only an informal and loose sort of directorate, which would be
sufficient to harness French nuclear ambitions.
30. Qtd. Dulles to Eisenhower, May 29, 1958, WHO, Staff Sec., b. 3, DDEL; cf.
Dejean (Moscow) to MAE, June 14, DDF, 1958, II, doc. 415; that a flirt between de
Gaulle and Khrushchev was unlikely became evident after the approval of the new
French Constitution project, which Moscow condemned as repressive (toward the
PCF): Mtg. J. Laloy - W. J. Stoessel, Jr., Oct.2, 1958, FRUS, 1958–60, VII, pp. 86–8.
31. Cf. tel. 2690-3 Alphand to MAE, May 21, 1958, Amérique 1952–63, vol. 334,
AHMAE; Elbrick to Herter, May 27, cit., p. 19; Dillon to State Dept., May 24; tel.
254 A Question of Self-Esteem
3532 Trimble (Bonn) to State Dept., May 31; Mtg. Von Brentano-Dulles, June 5,
1958, 751.00, RG 59, NA; qtd. Gordon, A Certain Idea of France, p. 21; Lacou-
ture, De Gaulle.The Ruler, pp. 333 ff.; Bossuat, L’Europe des français, pp. 379–399;
cf. Winand, Eisenhower, Kennedy and the U.S. of Europe, chaps. 9–10; Lundestad,
‘Empire’ by Integration, pp. 58–62.
32. B. E. L. Timmons to Elbrick, June 2, 1958, cit.; Houghton to Dept. State, May
21, cit.: Bozo and Melandri, “La France devant l’opinion américaine,”
pp. 207–208; on grandeur and technological achievements under the Fifth Republic
see also Vaïsse, La grandeur, p. 43.
33. Tel. 5299 Dillon to Sec. State, May 16, cit.; Daniel J. Mahoney, De Gaulle:
Statesmanship, Grandeur and Modern Democracy. Westport CT: Praeger, 1996,
qtd. pp. 2, 18, see also chaps. 2 and 5; Nora, “Gaullists and Communists,” p. 234;
on de Gaulle’s neutralization of right and left oppositions: Jenkins and Copsey,
“Nation, Nationalism, and National Identity,” p. 110; de Gaulle, Memoirs of Hope,
pp. 18 ff.; Hans Kohn, Nationalism: Its Meaning and History. Princeton, NJ: Van
Nostrand, 1965, pp. 20–22.
34. Houghton to Dept. State, May 15, 1958, FRUS, 1958–60, VII, pp. 9–10; tel.
5624, May 29, 1958, 751.00, NA; OIR Rep. 7823, Oct. 27, cit.; however, Wash-
ington did not rule out the possibility that such cooption might precipitate a schism
within the SFIO, letting its left wing “go the way of the Nenni Socialists” as Allen
Dulles’ argued in 371st Mtg. NSC, July 5, 1958, AW, NSC, b. 10, DDEL.
35 Qtd. de Gaulle, Memoirs of Hope, p. 19; Cerny, The Politics of Grandeur, p. 4;
Eisenhower to Gruenther, June 22, 1953, Adm. Series, b. 16, DDEL.
36. Qtd. de Gaulle, Lettres, notes, et carnets. Vol. 6, p. 190; cf. Shennan, De
Gaulle, pp. 56–58,162–163; Elbrick to Herter, May 27, cit., p. 18; Dulles to Eisen-
hower, May 29, 1958, cit; Mtg. Dulles-Eisenhower, July 3, 1958, cit.; on shock ther-
apy cf. Costigliola, “Tropes of Gender and Pathology,” p. 174.
37. First quote in Bozo and Melandri, “La France devant l’opinion américaine,”
p. 203, (see also p. 206); tel. 6373/7 Alphand to MAE, Oct. 29, 1958, Amérique,
vol. 334, AHMAE qtd. also in Wall, “U.S., Algeria,” p. 510; cf. tel. 2939/40 Alp-
hand to MAE June 3, 1958.
38. Qtd. Wall, “U.S., Algeria,” p. 492; cf. Bozo and Melandri, “La France devant
l’opinion américaine;” NSC 5721/1, cit.; Dillon, Jan.10, 1957, cit., p. 95; Houghton
to Dept. State, May 21, 1958, cit.
39. Cf. Baget Bozzo, Il partito cristiano e l’apertura a sinistra, pp. 124–136; Qtd.
Dunn to Dept. State, Jan. 21, 1952 cit. pp. 1567–8; Ellsworth Bunker to Dept. State,
May 20, 1952, FRUS, 1952–54, VI, pp. 1573–7; Alan S. Zuckerman, The Politics
of Faction: Christian Democratic Rule in Italy. New Haven: Yale University Press,
1979.
40. On previous assessments of Fanfani cf. chap. 5; on his coalition and program:
Biographical Note Fanfani, by Asst. Sec. Jandrey, July 27, 1958, 765.13; OIR
Report 7870, “The Outlook for Italy,” Dec. 10, 1958, pp. 26–8, OIR files, NA;
Mtg. Fanfani-Zellerbach, June 18, 1958, FRUS, 1958–60, VII, 2, pp. 458–62; Baget
Bozzo, Il partito cristiano e l’apertura a sinistra, pp. 135–136; Giorgio Galli, I par-
titi politici italiani, 1943–1991. Dalla resistenza all’Europa integrata. Milan: Riz-
zoli, 1991, pp. 115–116; qtd. A. Dulles at 381st NSC Mtg., Oct.2, 1958, AW, NSC,
b. 10, DDEL.
A Question of Leadership 255
41. Note Jaundrey, July 27, 1958, cit.; desp. 178 and 263 E. D. Sohm to Dept.
State, Aug.11 and 27, 1958, 765.13; tel. 1927 Zellerbach to Dept. State, Nov. 25,
1958, desp. 757 H. G. Torbert, Jr. to Dept. State, Dec. 23, 1958, 765.00 RG 59,
NA; cf. H. Stuart Hughes, The United States and Italy. Cambridge: Harvard Uni-
versity Press, 1979, p. 212; definition “comic opera” see Duggan, “Legacy of Fas-
cism,” p. 8. On general impact of Gaullism on Italy and Italian fear of its “author-
itarian” implications: Pietro Scoppola, La Repubblica dei partiti: Profilo storico
della democrazia in Italia (1945–1990). Bologna: Il Mulino, 1990.
42. Cf. NA docs. previous note; Interview Horace Torbert Jr., Nov. 2, 1965, OH,
pp. 2–3, SGML; Piero Ottone, Fanfani. Milan: Longanesi, pp. 114–116; Cacace,
Venti anni di politica estera, p. 508.
43. Zellerbach to Dept. State, July 25, 1958, 765.00 RG 59, NA; OIR rep. 7870,
p. 24; Baget Bozzo, Il partito cristiano e l’apertura, pp. 124–127; Kogan, The Poli-
tics of Italian Foreign Policy, pp. 81 ff. After the 1953 elections Fanfani had already
begun to create grass-roots organization to counterbalance the Catholic collateral
organizations: Allum, “Changing Face of Christian Democracy,” p. 125.
44. OIR rep. 7870, pp. 40–41; desp. 263 Sohm to Dept. State, Aug. 27, 1958, cit.;
desp. 397 A. V. Nyren (2nd Sec. Rome Emb.), to Dept. State, Sept. 22, 1958,
865.2553; Report by DGAP “Ricerche petrolifere dell’ENI in Marocco,” Aug. 3,
1958, in folder “Viaggio di Fanfani negli USA,” SG, Gab. A/52, b. 130, ASMAE;
tel. G307 Zellerbach to Dulles, Jan. 16, 1959, 765.00 RG 59, NA; Maugeri, L’arma
del petrolio, p. 184; on Gronchi: qtd. desp. 263 above; also tel. G-123 Zellerbach
to Dulles, Sept. 9, 1958, 665.00, NA.
45. Mtg. Fanfani-Dulles, others and Mtg. Fanfani-Eisenhower, July 29, 30, 1958,
FRUS, 1958–60, VII, pp. 466–73; on Capodichino and IRBM bases cf. Memo U.S.
Rep. at Military Com. Standing Group NATO for JCS, July 22, 1958. CCS 381,
b. 92, RG 218, NA; J. F. Dulles to A. Dulles, July 29, 1958, JFD, Tel. Calls Series,
b. 8, DDEL.
46. Tel. G-153 Jernegan to Dulles, June 14, 1958, 651.65, RG 59, NA; Palewski
to MAE, June 29, 1958, Italie, vol. 279, AHMAE; Briefing on Fanfani’s Conversa-
tions, July 31, 1958, 611.65, RG 59, NA; Mtg. Eisenhower-Dulles-Fanfani, July 30,
1958 (version not in FRUS), AW, Intl. Series, b. 30, DDEL; Ortona, Anni d’Amer-
ica, 2, pp. 310–314.
47. Cf. comments in Eisenhower, Waging Peace, pp. 266 ff.; Murphy, Diplomat
Among Warriors, pp. 502 ff.; Brands, Cold Warriors, pp. 102–111; Idem, The
Specter of Neutralism, pp. 295–7; Erika G. Alin, The United States and the 1958
Lebanon Crisis: American Intervention in the Middle East. Lanham, MD, 1994;
Eisenhower to Macmillan, July 18, FRUS, 1958–60, XI, pp. 330–1; NSC 5820/1,
Nov. 4, 1958, NSC Recs., b.75, RG 273, NA.
48. The Development Authority, however, drew heavily from the suggestions of
adviser C. D. Jackson, World Bank director Eugene Black, and from a study by
MIT’s Max F. Millikan and Walt W. Rostow: Walt W. Rostow, The Diffusion of
Power: An Essay in Recent History. London: Macmillan, 1963; cf. Brands, Cold
Warriors, pp. 130–131; Kaufman, Trade and Aid, pp. 49–50 and 159–161; Memo
Jackson, “A Follow Through Eisenhower’s Speech,” August (no date), 1958, AW,
Adm. Series, “Jackson Folder,” DDEL; Address at UN, Aug. 13; Press Conference,
Aug. 20, PPDE, 1958, pp. 606–17, 624; “I tre motivi del successo di Fanfani negli
Stati Uniti,” Esteri, 1958, 15.
256 A Question of Self-Esteem
57. Memos Conversations, July 5, 1958, cit.; Edit. Note, FRUS, 1958–60, VII, 2,
p. 76; Newhouse, De Gaulle and the Anglo-Saxons, p. 73; Ledwidge, De Gaulle,
pp. 261–262.
58. Tel. G-123 Jernegan to Dulles, June 14, 1958, cit.; Mtg. Brosio-Eisenhower,
Oct. 6; Mtg. Dulles-Caccia, Oct. 9, 1958, FRUS, 1958–60, VII, 2, pp. 88–93; see
also Memo Deputy Assistant. Sec. State Eur. Affairs (Jandrey) to Dulles, Oct. 9;
Dulles (Rome) to Dept. State, Oct. 18, 1958, Idem, pp. 95–7, 105–7; Brosio to
MAE, Nov. 22, 1958, TO, Washington, ASMAE.
59. Tel. 4593 Dulles to Emb. Paris, June 7, 1958; Thurston (Counselor Embassy
Paris) to Norstad, July 15, 1958; tel. 493 Houghton to Dulles, Aug. 8, 1958; Zeller-
bach to Eisenhower, Sept. 3, 1958; Thurston to Dulles, Oct. 6, 1958, all in L.
Norstad Papers, b. 89, DDEL; Philip Nash, The Other Missiles of October. Chapel
Hill: University of North Carolina Press, 1997, pp. 45–53, 68–73; Leopoldo Nuti,
“Italy and the Nuclear Choices of the Atlantic Alliance, 1955–1963,” in Heuser and
O’Neill, Securing Peace in Europe.
60. Eisenhower to de Gaulle, Oct. 20, 1958 (emphasis added), FRUS, 1958–60,
VII, 2, pp. 108–9; qtd. Memo Confer. with the President, July 3, 1958, cit.; qtd.
Memo After-Luncheon Conv., July 5, cit.
61. Memo After-Luncheon Conv. July 5, cit.; on alternative: Memo Elbrick to
Dulles, Recs. WEA, France, Subject, 1944–60, b. 2, RG 59, NA; tel. 6714–7 Alp-
hand to MAE, Nov. 28, 1958, cit.; Alphand to MAE, Dec. 4, 1958, DDF, 1958, II,
doc. 390; cf. FRUS, 1958–60, VII, 2, pp. 128 ff. (passim); Memo C. D. Jackson to
J. K. Jessup, May 28, 1958, Jackson papers, b. 46, DDEL (Jackson worried that the
State Department would treat de Gaulle with old prejudices).
62. Maurice Vaïsse distinguishes de Gaulle’s “declaratoire” policy of the
1958–1963 period from his “opératoire” policy of the period after 1963: La
grandeur, p. 52.
63. Kuisel, Seducing the French, pp. 152–153; Vaïsse, La grandeur, quotes at
p. 682; cf. Mahoney, De Gaulle, p. 14; Hoffmann, France: Decline or Renewal?
p. 378; Brian Jenkins in Nationalism in France argues that de Gaulle’s policy was
basically a “self-delusion, a rhetorical device which drew a veil over the realities of
France’s deep integration within the western capitalist bloc and the relative weak-
ness of her industrial and military resources” (p. 178).
64. Cerny, The Politics of Grandeur, pp. 4–6; cf. Gordon, A Certain Idea,
pp. 29–30, 36–40; Harrison, “French Anti-Americanism”; on avoiding the breaking
point: Melandri, “Troubled Friendship,” p. 125.
65. Klaus Schwabe (“Atlantic Partnership and European Integration,” in Lun-
destad, No End to Alliance, p. 72) argues that even through the difficult 1960s the
United States remained confident that the Atlantic community was “based on com-
mon values, which precluded fundamental clashes of interests” and that de Gaulle
“still respected the principles that underlay the notion of Atlantic partnership.” Cf.
Frederic Bozo, Two Strategies for Europe: De Gaulle, the United States, and the
Atlantic Alliance. Lanham, MD.: Rowman & Littlefield, 2001.
66. Mtg. Eisenhower, Segni, Herter, Pella, Sept. 30, 1959, AW, Intl. Series, b. 30, f.
2, DDEL; Kaufman, Trade and Aid, pp. 182 ff.; Winand, Eisenhower, Kennedy, and
the U.S. of Europe, pp. 128–137. On Kennedy and “opening to the left” cf. esp.
Nuti, Gli Stati Uniti e l’apertura a sinistra.
Conclusions
At the end of World War II, Charles de Gaulle strongly conveyed to the
leaders of the Grand Alliance the notion that prestige for a devastated
France was a substitute rather than a complement of power. He soon found
out that the Italians, as well as his successors in the Fourth French Repub-
lic, shared this assumption, thus also its corollary that higher rank might
not only precede but also produce power.
Yet what did French and Italian statesmen specifically obtain in their
reliance on international status? How constructive or misleading for their
nation’s interests were their assumptions on prestige? And what lessons did
they and their American counterparts learn from these status policies?
France hope to secure their commitment to its security, to maintain its conti-
nental supremacy over Germany, and to win American endorsement of the
Union Française. By the mid-1950s France’s directorate proposals also aimed
at compensating for the growing intimacy between Germany and the United
States. At the same time, those demands for world power status were meant
to preempt what the French saw as an Anglo-American collusion to supplant
their colonial preserves, especially in North Africa. To most French leaders,
moreover, the empire had a practical value as much as a symbolic one, for
without it they could not legitimately aspire to master world strategy. And
many in Paris regarded the “Eurafrican” project as the nucleus of a veritable
third force under French control, privileging French economic and strategic
interests.
For the Italians, original membership in the Atlantic Alliance was not
only a matter of recognition but also the best way to gain a sizable share of
U.S. aid and strategic support. Their refusal to subscribe to a separate
defense system for the Mediterranean, as well as their request to participate
in NATO’s Central European Command and Steering Committee, were
meant to cover not only the psychological but also the strategic and eco-
nomic gap between Northern and Southern Europe. In most respects,
Rome’s Mediterranean “vocation,” with its related advocacy of NATO’s
article 2, had that same purpose. In particular, Italian leaders intensified
contacts with Islam not simply as a policy of presence or to break away
from the European continent, but in order to enhance their country’s role
in Europe and to improve economic cooperation among Western allies.
Both Italy and France opposed any attempt to build a hierarchy of
powers through the EDC not only because of their captivation with the
rhetoric of status, but also to avoid a division of tasks between the “con-
tinentals” and the Anglo-Americans that seemed to jeopardize their own
security and economic interests. The French dreaded the prospect of pro-
viding Europe’s shock troops, while the Italians feared that European
integration at the military level would create privileged partnerships
between their Northern allies and Washington and would overshadow
the economic and psychological cooperation that best suited Italy’s inter-
ests. In this context, even French and Italian fixations with issues such as
the Saar or Trieste were dictated by economic and security imperatives as
much as by considerations of national honor.
French and Italian efforts to modernize the economy inevitably sacrificed
some of their independence. But following one of Jean Monnet’s arguments,
many politicians and entrepreneurs of both countries advanced moderniza-
tion as the best avenue to grandeur. So the recent argument that through a
sort of “Copernican revolution” French and Italian statesmen of this period
shifted their priority from power policy to internal reconstruction must be
amended:1 these two priorities became intertwined rather than antithetical.
And those statesmen did see prestige as the most immediate way to tran-
Conclusions 261
scend the traditional social and political divisions that hindered the two
countries’ economic performance.
For both nations, however, the pursuit of prestige was at crucial times
short-sighted and inconsistent with their ultimate interests. Until 1949,
French leaders, hinging their nation’s status on a punitive and nationalist
approach to the German question, failed to envision alternative ways to
harness the power of a revitalized Germany that would be more beneficial
to their country’s economy and security. Later, France’s inflexibility on its
sovereign rights during the EDC debate ironically increased its depend-
ence on U.S. help; it also brought Bonn and Washington closer together.
And finally, the French leaders’ anachronistic attachment to the Empire
compromised their European priorities instead of serving them. By sur-
rendering the Empire in Indochina and especially Algeria they actually
improved their country’s international standing and its autonomy vis-à-vis
the United States.
Italy’s demand for a semblance of colonial power status in the late 1940s
was counterproductive. Its stubbornness on Trieste eclipsed its contribution
to European integration. With their jingoist explosion in 1953, Italian lead-
ers not only forswore any possibility of future cooperation with Tito but
alienated their Western allies as well. Later, the “Mediterranean vocation”
risked subordinating the conspicuous, if less showy and immediate assets of
European cooperation to uncertain ones in the Middle East. It also threat-
ened to become an instrument that Italian “neutralists” could use to manip-
ulate the nation’s ruling coalition.
Finally, in both France and Italy, those who conceived prestige as protec-
tion of national traditions at all costs failed to see the benefits of modern-
ization. For they staunchly upheld their nation’s heritage, even when this
meant, as the famous Poujadist slogan put it, the “freedom to be inefficient.”
Using counterfactual hypotheses helps to assess even better the advan-
tages and drawbacks of French and Italian policies of prestige. It is espe-
cially plausible to wonder whether that emphasis on prestige induced the
United States to make concessions to its two allies. Certainly the poor eco-
nomic conditions and political weakness of France and Italy provided a
basic motivation for such help. But the picture would be incomplete with-
out considering the French and Italian leaders’ insistence on status, which
indeed, especially from Washington’s viewpoint, became indistinguishable
from their pleas based on their political fragility. Emphasis on rank rein-
forced France’s candidacy to the Allied Control Council for Germany and
even determined its promotion as one of the five UN “policemen”; it is hard
to imagine how, without that emphasis, France could have obtained so
quickly the set-up of a Standing Group within NATO, or for how long it
would have been able to delay German rearmament. And de Gaulle’s prom-
ise of restoring French self-esteem through grandeur was of course his main
diplomatic weapon in winning America’s confidence in 1958.
262 A Question of Self-Esteem
Status and Invitation. In most cases, France and Italy attuned their pur-
suit of status to their promotion of American hegemony over Europe. Their
need for economic and military assistance made such dependence
inevitable. But from as early as 1944, both nations tried to use the dawn-
ing Cold War to boost their international position as well. They understood
that only cooperation with the Western superpower would secure their
international “rebirth,” which for the French meant resuming continental
leadership, and for the Italians avoiding ostracism from the inner circle of
European powers. Indeed this study has underlined the competitive charac-
ter of Europe’s invitation to the United States. The French and Italian
rivalry with the other European states was compounded by a nagging infe-
riority complex toward the Anglo-Saxons.
France and Italy followed a parallel path in promoting American presence
in Europe. They did it at first by using their diplomatic deals with Moscow
as signals to Washington; but their illusion that the old European Concert of
powers could be replicated within the Cold War bipolarity faded quickly.
Their attempt to play that “old game” actually deepened their dependence
on the United States to an extent even their most pro-American representa-
tives would have preferred to avoid. Fully recognizing such dependence by
the late 1940s, the French and Italian governments embraced European inte-
gration under America’s aegis as a means to satisfy their traditional ambi-
tions of respectively continental leadership and equality.
As they competed to gain America’s special favor, both governments
strove to turn their “submission” to the United States into a “partnership.”
And while it was virtually impossible to obtain American protection free of
Conclusions 265
The Broader Question. Both the achievements and the limits of French
and Italian status policies illustrated the complexity of the reciprocal influ-
ence, or “double-flow,” between major and minor allies, as they revealed a
fundamental distinction between rank and role. America’s concessions of
prestige to its allies might at first sight appear as yet another sign of its lim-
ited influence. In fact, through calibrated concessions, Washington tested,
and often even regulated its allies’ determination to equate the privileges of
rank with the responsibilities of role; or sometimes, the Americans simply
decided that rank (appearance) should be a substitute for role (substance).
It was true that the United States was neither “omnipotent” nor “marginal”
to European politics and foreign policies; but the recent historiography has
overemphasized the limits of America’s influence, even arguing that the
European allies significantly contested American hegemony, and that they
extracted from Washington more than the Americans obtained from them.6
266 A Question of Self-Esteem
received another boost from its effective use of its position as a G-7 member
to forge relations with states on the fringes of the international community,
such as Korea, Iran, and Libya; these moves have cleared the path for greater
European leverage against U.S. economic sanctions against those countries.13
While deeming cooperation with Washington still essential to its status ambi-
tions, Italy has nevertheless found a diplomatic niche for greater assertiveness
and prestige within the post-Cold War growing global interdependence.
The French and Italian transition from chauvinism to international
statesmanship as main source of prestige was largely an indigenous phe-
nomenon. But the United States certainly played a crucial role, applying
pressure, providing incentives, and giving inspiration to both nations to
move in that direction. Today, Washington has a clear interest in reinforc-
ing that trend, prodding the European Union to go beyond economic inte-
gration toward greater coordination—and responsibility—in military and
foreign policy affairs as well, still within an Atlantic framework and with
the United States as primus inter pares.
America could apply the lessons it learned from its interaction with
French or Italian prestige policies to its relations outside Western Europe as
well. Clearly issues of status are reemerging powerfully in the age of glob-
alization, crisis of national identities, and ethnic exclusion. The discourse
on status has become particularly intense today in nations that, like France
and Italy in post-World War II, suffer from power decline and/or an inferi-
ority complex: most obvious examples are the campaigns for Greater Rus-
sia, or Chinese and Indian competitive claims of representing Asia, or, of
course, India flexing its newly found nuclear muscles as symbols of status
as much as security devices. Each challenge has specific, complex charac-
teristics; also these nations are far from being as like-minded with the
United States as France and Italy during the Cold War. But prestige follows
some universal rules the United States must reckon with. Certainly Amer-
ica’s civilizational triumphalism in a one-superpower world is not going to
help smooth things out, even if the American model of democracy and
power is so widely admired. The United States has tended to exclude
nations like Russia, India, and China from international decision making,
thus galvanizing their prestige rhetoric based on jingoism. Even without
going all the way toward accommodating Russian, Chinese, or Indian poli-
cies, Washington may at least satisfy in part their rank ambitions by involv-
ing them to a greater extent in international diplomacy—through, for
example, a more officialized G-8, or permanent trade relations with Beijing,
or development programs for South Asia coordinated with New Delhi. By
giving these nations a sense of “shared” leadership in global interdepend-
ence, the United States might refocus their prestige concerns toward inter-
national, democratic statesmanship, or at least to adopt an “open” rather
than a “closed” nationalism. These broad hypotheses are the only sugges-
tions the historian can provide at this point.
272 A Question of Self-Esteem
NOTES
1. Robert Frank applies the definition of “Copernican revolution” to France in
La hantise du déclin, pp. 138–139; for similar theses: Lynch, France and the Inter-
national Economy, and Romero, “L’Europa come strumento di nation-building.”
2. Winock, Nationalism, Anti-Semitism and Fascism in France, introduction; on
different brands of nationalism and their relation with internationalism: Jenkins,
Nationalism in France, pp. 191–193.
3. Cf. Spotts and Wieser, Italy, A Difficult Democracy, p. 264; Bosworth, Italy
and the Wider World, p. 56.
4. Germany and Japan, as Charles Maier has written, have changed from “military-
bureaucratic establishments, pursuing objectives of prestige and expansion, call[ing]
upon the resources of production for statist ends . . . [into] political economies in
which the concept of state has become virtually otiose”: Maier, “The Politics of Pro-
ductivity,” p. 629; cf. Grosser, The Western Alliance, introduction. Even more accu-
rate would be to conclude that those two nations have earned prestige, only no
longer with their nationalist, militarist pursuits but thanks to their economic per-
formance.
5. Among recent accounts upholding this dichotomy see esp. Costigliola, The
Cold Alliance and Perrone, Il nemico italiano; favorable to that thesis but more bal-
anced: Hitchcock, France Restored.
6. The distinction between “omniponent” and “marginal” is in Nuti, Gli Stati
Uniti e l’apertura a sinistra, p. 676; see other sources stressing the Europeans’ lever-
age in Introduction.
7. Mendès France qtd. in Wight, Power Politics, p. 98; Quaroni qtd. here in chap.
5. Archival records from both countries abound with objective, sober assessments
of the “realities of [world] power” by diplomats who were least committed to and
blinded by political struggles at home.
8. Lundestad, “Empire” by Integration, p. 2.
9. Cf. Nora, “The Era of Commemoration”; Winock, Parlez-moi de la France,
conclusions; Jenkins and Copsey, “Nation, Nationalism and National Identity in
France”; Kuisel, Seducing the French; on Italy: qtd. Lanaro, Storia dell’Italia repub-
blicana, p. 148; William Brierley and Luca Giacometti, “Italian National Identity
and the Failure of Regionalism,” in Jenkins and Sofos, Nation and Identity in Con-
temporary Europe; Gentile, La grande Italia, pp. 290–299; Rusconi, Se cessiamo di
essere una nazione, pp. 33–39.
10. Frank Costigliola, “Culture, Emotion, and the Creation of the Atlantic Iden-
tity, 1948–1952,” in Lundestad, No End to Alliance, p. 24.
11. Lanaro, Storia dell’Italia repubblicana, p. 157; cf. Gentile, La Grande Italia,
pp. 257 ff. and for an emphasis on European integration as the context that made
Italian foreign policy less “provincial,” Romero, “L’Europa come strumento di
nation-building”; on France: Jenkins and Copsey, “Nation, Nationalism and
National Identity in France,” p 114; Howorth, “France and European Security
1944–1994”; Anton W. DePorte, “The Foreign Policy of the Fifth Republic:
Between the Nation and the World,” in Hollifield and Ross, Searching for the New
France.
12. On Chirac’s attempt to obtain U.S. recognition of a “European military iden-
tity” see Melandri, “Troubled Friendship,” p. 129; for general aspects cf. “Why It’s
Conclusions 273
Not a New Cold War: Secondary Powers and the New Geopolitics,”
http://www.stratfor.com, March 6, 2000; Anthony Chafer and Brian Jenkins,
“France: From the Cold War to the New World Order,” in Jenkins and Sofos,
Nation and Identity in Contemporary Europe, pp. 118–119; Hollifield and Ross,
Searching for the New France, introduction. In the 1990s the French have revived
their nationalist posturing, but, as several authors observe, such attitude is less
about foreign policy and more about issues of culture (particularly the danger of
“Americanization” in the new world order) cf. Richard F. Kuisel, “American His-
torians in Search of France: Perceptions and Misperceptions,” and Eric Fassin,
“Fearful Symmetry: Culturalism and Cultural Comparison After Tocqueville,” both
in French Historical Studies, 19, 2 (Fall 1995).
13. Cf. editorial “Italy: Thinking Bigger,” The Economist, October 16, 1999;
“Italy Brings North Korea Out of Isolation,” http://www.stratfor.com, Janu-
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Bonbright, James, 135 148; Hyde Park Declaration (on
Bonomi, Ivanoe, 53, 63–64, 70 n.22 Italy), 34; percentage deal with
Bonnet, Henri, 81, 93, 225; and Stalin, 55, 61; and Soviet recognition
decolonization, 175, 177, 183; and of Italy, 49, 52
EDC, 159 n.19; and U.S. aid, 94 Clay, Lucius D., 36
Bourguiba, Habib, 180–81, 188–89, Clayton, William, 82
196, 232 Clesse, Armand, 118
Bozo, Frederic, 227 “Cloven,” 140–41
Brands, H. W., 188 Colby, William, 143
Brosio, Manlio, 157, 247; and Colonna di Paliano, Ascanio, 20
“Mediterranean vocation,” 200, 202 Cominform, 78, 138
Index 307
29, 126, 130, 141, 153, 173, 185, 91, 261; in World War II, 58. See
235, 252 n.17, 263; national identity also postwar settlement under
in, 26, 86–87, 101, 171, 268–69; various countries; West Germany
nuclear power status, 147, 154, 156, Gildea, Robert, 18
187, 233, 245, 247–48; perceptions Gilpin, Robert, 4
of American society, 26–27, 79, 145, Giraud, Henri, 30
268, 273 n.12; public opinion in, Gramsci, Antonio, 36, 136
18–19, 129–31, 225; purges, Grazzi, Umberto, 207
postwar, 34–35; pursuit of prestige, Great Britain, 25; aid to Tunisia, 180;
1–9, 17, 18, 26, 37–39, 63–66, and decolonization 174, 184–86,
79–80, 87–88, 105, 118, 153–56, 194, 196, 202; and EDC, 129, 148;
172, 209, 237, 249, 259–66, and European integration, 85–86,
268–70; requests for U.S. aid, 78–83, 110 n.34, 118–20; France, relations
127–28, 131, 134, 153, 181–82; with, 64, 67; and German
Resistance, 56; in Security Council, rearmament, 121; Germany, postwar
37–38; style of foreign policy, 1, 3–4, settlement of, 63, 88; Italy, postwar
16–17; and “third force” treatment of, 33, 70 n.15, 97; in the
(European), 77–78, 88; Third Middle East, 195; nuclear power
Republic, 224; treaty with Soviet status, 147, 156, 245; Soviet
Union, 54–59, 264; and U.S. recognition of Italy, reactions to, 49,
hegemony, 17, 48, 64–68, 77–78, 88, 54; special relationship with the
90, 102–5, 175, 264, 268, 270; and United States, 148, 176, 186,
Western alliance, 78, 88–94, 98–101, 203, 260
119, 127, 263, 270; in World War II, Greece, 52, 58, 132–33, 195–96
13–14, 30. See also Algeria; French Gronchi, Giovanni, 87, 192, 225;
Union; French Ministry of Foreign contrast with C. Luce, 198; and
Affairs; Indochina; North Africa; “Mediterranean vocation,” 200,
Three-Power Directorate 202–4, 206, 208, 239–40; and
Francis I, 48 “opening to the left,” 205–6,
Franco, Francisco, 196 238–39, 243; and U.S. hegemony,
Free, Lloyd A., 192 265; visits Washington, 198
French Ministry of Foreign Affairs, 65; Grosser, Alfred, 40 n.7, 40 n.13
and decolonization, 173, 185, 187; Gruenther, Alfred M., 235
and EDC, 127; and Italy, 99, 240;
and U.S. aid, 81, 85; and Western Hammarskjold, Dag, 202
alliance, 91, 99, 156; and WEU, 154 Hanes, John W., 145
French Union, 89, 99, 175, 183, Harper, John L., 23
190, 226 Harriman, Averell W., 58, 93
Fursdon, Eric, 118, 130 Hawtrey, Ralph, 4
Herriot, Edouard, 130
G-7 (G-8), 270–71 Herz, Martin F., 145–46, 151
Gaddis, John L., 76–77 Hickerson, John D., 76, 83, 93, 252
Gaillard, Felix, 180–81, 189, 230 n.11; favors Italy in NATO, 97–98
Gallarati Scotti, Tommaso, 113 n.61 Hitchcock, William I., 118
Garreau, Roger, 59–60 Ho Chi Minh, 177
Geneva Conference (1954), 150, 156 Hogan, Michael J., 87
Germany, 3, 6, 25, 36; postwar Hoffmann, Stanley, 87
settlement of, 37–38, 48, 54–55, 63, Holmes, Julius C., 174, 183, 190
310 Index
Modernization Plan. 79, 81, 84–86, Nitze, Paul H., 104, 176, 266
175, 234. See also Monnet, Jean Nixon, Richard M., 223
Mohammed V, King, 179–80 Nora, Pierre, 17, 171, 235
Molotov, Vyacheslav, 49, 60–61, 63–64 North Africa (French colonies), 37,
Mollet, Guy, 178, 183, 185–89, 203, 156, 172–78, 182, 191, 193;
229–30, 232; and de Gaulle, 235; federation project, 188, 232; wooed
and prestige, 259 by United States, 179–80, 188–90.
Monnet, Jean, 17, 88, 155; analyzes de See also Algeria; Morocco; Tunisia
Gaulle, 232; Modernization Plan, North Atlantic Treaty Organization,
79–80, 260; and Pleven Plan, 76, 154; article 2 of, 133, 194, 204,
123–24; and Schuman Plan, 118 247, 260, 264; France’s withdrawals
Monroe, Marilyn, 224 from, 248–49; integration, 123;
Montand, Yves, 224 coordination with EDC, 129. See
Montini, Giovan Battista, 194 also Western Alliance
Morgenthau, Hans, 4 Norway, 94
Morgenthau, Henry, 45 n.75 Nouschi, André, 177
Morocco, 174–75, 178–79, 188, 196; NSC 68, 121, 146
bases deal with U.S., 179–80; Nye, Joseph S., Jr., 5
collaborates with FLN, 180; U.S. aid
to, 180. See also North Africa Off-Shore Procurement (OSP), 140, 225
(French colonies) Operations Coordinating Board (OCB),
Mossadegh, Mohammed, 175 142, 175, 190
Mouvement Républicain Populaire Open City, 28
(MRP), 65, 82; and EDC, 130–31; Organization for European Economic
and “third force” (European), 77–78 Cooperation (OEEC), 85–86, 96,
Murphy, Robert, 51–52, 181–82 103, 119, 193, 198, 207–8. See also
Mussolini, Benito, 4, 19–20, 24, 26, 60 Marshall Plan
Organization for Economic
Naegelen, Marcel-Edmond, 172 Cooperation and Development
Napoleon I, 13, 185 (OECD), 208, 244, 249
Napoleon, Louis (Napoleon III), 13 Organski, A. F. K., 5
Nash, Philip, 247 Ortona, Egidio, 223
Nasser, Gamal Abdal, 180, 184,
187–88, 192, 201–2, 240–44 Pacciardi, Randolfo, 101
National Liberation Front (FLN), Pach, Chester J., Jr., 103
179–81, 187–88, 205, 232. Padelford, Norman J., 5
See also Algeria Pahlavi, Reza, 205, 220 n.80
National Security Council (NSC), Palewski, Gaston, 149, 240
226, 241 Pan-Arabism, 181, 188, 241
Near East Arms Coordinating Parti Communiste Français (PCF), 54,
Committee (NEACC), 176, 200–201, 57, 67–68, 81–82,136–143, 225,
204, 209 268; and decolonization, 177, 188;
Nehru, Jawaharlal, 187 and European integration, 138–143;
Nenni, Pietro, 74 n.63, 206, 238, 243 expulsion from government, 83, 137;
Neo-Atlanticism (Italian), 204–5, 244, targeted by de Gaulle, 226–27, 235.
250, 267 See also Thorez, Maurice
Neo-Destour, 174 Partito Comunista Italiano (PCI), 23,
Neorealism, Italian, 28, 107 n.14 53, 60, 68, 95–96, 136–143, 206,
Ninkovich, Frank A., 144 225, 237, 250, 268; and European
Index 313
84–88, 103, 119–20, 150, 152, 155, Wall, Irwin M., 83, 104, 178, 210 n.2,
267; and Italian candidacy to 227, 236
NATO, 97–98, 101, 262; and Italy’s Wallace, Henry A., 82
“Mediterranean vocation,” 199–200, Werth, Alexander, 47
239, 267; perceptions of French West Germany: birth of, 90, 100; and
prestige policies, 2, 8, 25–39, 82–83, decolonization, 172, 184, 197, 203,
104, 122, 145– 46, 150, 172–74, 207; economic growth, 191–92,
189, 209–10, 227, 229, 234, 245, 272 n.4; and European integration,
261–62, 265–68, of Italian prestige 134; in NATO, 127, 154, 183, 197,
policies, 2, 8, 25–39, 82–83, 145–46, 246, 248, 250, 270; rearmament,
197, 209–10, 227, 240, 261–62, 91, 121–35 passim, 138, 146; Saar,
265–68; postwar purges in France reannexed, 153; and U.S.
and Italy, 34–36; as sole superpower, hegemony, 125–26, 260–61, 264.
271; Soviet recognition of Italy, See also Germany, postwar
reactions to, 49, 51–54, 67–69; settlement
Soviet treaty with France, reactions Western Alliance, 209; founding,
to, 57–59, 67–69; and Trieste 75–76, 88–89, 94; and de Gaulle’s
dispute, 135, 267; and Western September memorandum, 245–47,
alliance, 8, 75–76, 89, 92–94, 250; and EDC, 155; and U.S.
98–105, 144, 246–50, 262, 265–68, hegemony, 76–77, 268, 270–71. See
270–71; views of French and Italian also North Atlantic Treaty
societies, 26–31, 86–87, 225; See Organization
also NATO; Three-Power Western European Union (WEU)
Directorate; Western Alliance 154–57, 182, 226
Umberto, Lieutenant of the Realm of Western Union. See Brussels, Treaty of
Italy, 52 Weygand, Maxime, 189
Winock, Michel, 253
Vaïsse, Maurice, 185, 248, 256 n.56, n.23, 263
257 n.62 Wohlforth, William C., 5
Val d’Aosta, 32, 35 World Movement of Peace Partisans,
Valletta, Vittorio, 80 139–40
Valluy, Jean, 231
Varsori, Antonio, 118 Yalta Conference, 17, 28, 31
Vatican, 27, 194, 239 Yugoslavia, 6, 9, 49, 52, 60, 62, 132,
Vichy (regime of), 18, 26, 30, 34–35, 138, 195–96. See also Balkan Treaty;
45 n.75 Italy, and Trieste dispute
Victor Emanuel, King, 52
Vietnam, 249. See also Indochina Zeldin, Theodore, 44 n.60
Vinson, Fred, 82 Zellerbach, James D., 243
Vishinsky, Andrei, 49–51 Zhdanov, Andrei, 138
Von Brentano, Heinrich, 203, 234 Zoli, Adone, 204, 225
ABOUT THE AUTHOR
ALESSANDRO BROGI, educated in Italy and the United States, has pub-
lished in both countries. He teaches U.S. Foreign Relations and Interna-
tional History at Yale University, where he is also a fellow in International
Security Studies.