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USSR ACADEM Y OP S C IE N C E S

In stitu te o f O rie n ta l S tu d ie s . L e n in g r a d B r a n c h
S o v i e t O r ie n t a lis t s ' A s s o c i a t i o n

M .B .P io t r o v s k y

THE A R A B IA N RO O TS OP IS L A M

P a p er P re s e n te d
a t th e 3 2 n d In te r n a tio n a l C o n g r e s s
fo r A s i a n a n d N o rth A f r i c a n S t u d ie s
(H a m b u r g , 1 9 8 6 )

N a u k a P u b lis h e r s
C e n tr a l D e p a rtm e n t o f O r ie n ta l L ite r a tu r e
M o s c o w 1 98 6
T h e birth o f Islam w a s part o f th e m ajor h is ­
to r ic a l c h a n g e s w h ic h m a rk ed the tra n s itio n from
th e A n c ie n t T im e s to th e M id d le A g e s . Its e m e r­
g e n c e w a s la r g e ly stim u lated b y e x te r n a l in flu en ­
c e s - s o c ia l, p o litic a l a n d cu ltu ral - w h ich te n ­
E d ito ria l B o a r d d e d to b rin g A r a b ia to th e s o c io - c u lt u r a l le v e l
o f the s u rro u n d in g w o rld a n d c h a n g e d th e p attern
o f life o f its p o p u la tio n 1. F rom A r a b ia Islam s p r e ­
G .F .K IM ( C o rre s p o n d in g M em b er, a d to th is s u rro u n d in g w o rld - th e N e a r an d M id ­
U S S R A c a d e m y of S c ie n c e s ), d le E a s t - a s th e p r e v a le n t id e o lo g ic a l e x p r e s ­
L .B .A L A Y E V (D r .S c .H is t .) , N .M .K A R P O V IC H s io n o f th e fe u d a l s o c io - e c o n o m ic form ation.
H o w e v e r , the h is to r ic a l e s s e n c e o f Islam a s
w e ll a s its s u c c e s s e s an d a b ility to r e s is t d is ­
s o lv in g in a lie n cu ltu ral a n d id e o lo g ic a l in flu e n c e s
c a n n o t b e u n d e rs to o d b y a n o n -M o s le m if h e h a s
not fo rm ed a c o r r e c t id e a ab o u t the A r a b ia n p r e ­
r e q u is it e s for, an d s o u r c e s of, Islam a n d the
Islam ic sta te. S c h o la r s h a v e not y e t e v o lv e d su ch
a c o r r e c t id ea . N e w e p ig r a p h ic an d a r c h a e o lo g i­
c a l d is c o v e r ie s a n d n e w p r o c e d u r e s fo r the stu­
d y o f p r e -Is la m ic A r a b ia n o w make p o s s ib le a
fr e s h a p p r o a c h to th e s tu d y o f the A r a b ia n ro o ts
o f Islam . T h e a fo re m e n tio n e d q u e s tio n s a r e of
g r e a t th e o r e t ic a l r e le v a n c e to the p ro b lem o f c o n ­
tin u ity in th e c a s e o f a c h a n g e o f e p o c h s an d
c u ltu re s , in o th e r w o rd s , to the p rob lem o f the
m ech a n ism o f s y n th e s is o f con tinu ity a n d c h a n g e
in th e h is t o r ic a l p r o c e s s .
T h e s tu d y o f th e A r a b ia n ro o ts o f Islam h a s
b e e n c h o s e n a s o n e o f the b a s ic a s p e c t s o f a
v a s t p rogram m e o f the s tu d y o f the a n c ie n t an d
e a r ly m e d ia e v a l h is to r y o f the A r a b ia n P e n in s u la ,
257
w h ic h is n ow b e in g c a r r ie d out b y a s s o c ia t e s o f
th e L e n in g r a d B ra n c h o f th e Institute o f O rien ta l
S tu d ie s o f th e U S S R A c a d e m y o f S c ie n c e s . B e ­
lo w is a n ou tlin e o f c e r ta in fundam ental p rin c ip le s ,
id e a s an d re s u lts o f th is b y fa r not c o m p le te d r e ­
s e a r c h 3.

(^Институт востоковедения АН СССР, 1986. 1


6th c e n tu rie s , w h e n alm ost the w h o le of its t e r ­ Islam r e fle c te d a num ber o f e s s e n t ia l c h a n ­
rito r y b e c a m e d iv id e d b e tw e e n s e v e r a l s ta te s o f g e s w h ic h to o k p la c e in 4 th -7 th -c e n tu r y A r a b ia ,
the north a n d s o u th 10. S h o r tly b e fo r e the e m er­ c r e a tin g e a r ly m e d ia e v a l p r e -Is la m ic A r a b ia , w h o ­
g e n c e o f Islam th e s e k in g d o m s (K in d a , Lahm ide, s e e s s e n t ia l d iffe r e n c e s from a n c ie n t A r a b ia in c ­
S h a s a n id e and H im y a r ite ), b a s e d o n d yn am ic in­ lu d e d a g r e a t e r d e g r e e o f e c o n o m ic , p olitica l,
te r c o n n e c tio n b e tw e e n the n om adic an d the s e t­ eth n ic a n d cu ltu ral h o m o g e n e ity an d unity. It d e ­
tle d p o p u la tio n (p a r t ic u la r ly c h a r a c te r is tic o f p r e - v e lo p e d th e s e c h a n g e s further.
Islam ic tim e s ) d is in te g ra te d . H o w e v e r , th e y le ft b e ­ R e c e n t r e s e a r c h c o n c e r n e d with e a r ly m ed ia­
hind m em ory, tra d itio n s a n d e x p e r ie n c e , u s e d e v a l A r a b ia y ie ld s in d ic a tiv e an d in fo rm ative mate­
an d d e v e lo p e d b y Islam , w h ic h fo r the first time ria l w h ic h s h o w s h o w p r e -Is la m ic cu stom s an d
im plem en ted th e p o litic a l u n ifica tio n of A r a b ia . A in stitu tion s p a rtic ip a te d in the fo rm a tio n o f Islam
p a rticu la r r o le w a s p la y e d b y th e c e n tu r ie s - lo n g an d in its gro w th from p r e -Is la m ic h e r it a g e 12. M a ­
tra d itio n s o f th e tw o K in d a k in g d o m s, o ld an d n y im portant elem e n ts o f th e s o c io - p o lit ic a l o r g a ­
n ew , w h o s e h is to r y is o n ly b e g in n in g to b e un­ n iz a tio n o f p r e -Is la m ic A r a b ia n s o c ie t y w e r e f o ­
c o v e r e d th a n k s to e p ig r a p h ic a n d a r c h a e o lo g ic a l und to b e c o n v e n ie n t to o ls o f the p ro p a g a tio n
fin d s 11. a n d p lan tin g o f n ew id e a s an d re la tio n s . A t the
W ith th e s e p r o c e s s e s w a s a ls o c o n n e c te d the e a r ly s ta g e the M o s le m com munity, o r ' umma -
s lo w ly in c r e a s in g s o c ia l s tra tific a tio n o f s o c ie t y a c a t e g o r y o f human en tity c o m p le te ly n ew to
an d the fo rm a tio n o f e a r ly c la s s s tru c tu re s , an d A r a b ia - in o p p o s in g th e M o s le m s to the en em i­
with th e la tte r th e d is c o n te n t o f the u n d e r p r iv ile ­ e s a s s u m e d the fu n ctio n s o f a tra d itio n a l trib e,
g e d , c o n flic ts an d c r is e s , a s a re s u lt o f w h ich a p a tria rc h a l an d c la n a s s o c ia tio n . T h e cu sto m a ­
( in com b in a tio n with e x te r n a l in flu e n c e s an d the r y fe e lin g o f trib a l -s o lid a r ity p a s s e d into the s o ­
com m on form a tion a l p r o c e s s e s w h ic h w e r e at lid a r ity o f c o - b e lie v e r s .
w o rk a ll o v e r th e N e a r E a s t) th e r e lig io u s s e a r c h R e s e a r c h b y R .B .S e r je a n t h a s s h o w n h ow
o f o n e in d iv id u a l e v o l v e d into a s p iritu a l an d s o ­ b ig r o le w a s p la y e d in p r e -Is la m ic A r a b ia b y s a ­
c ia l m ovem en t o f w o rld s ig n ific a n c e . c r e d e n c la v e s k n o w n a s haram s. T h e y r e lie v e d
T h e g r e a t n e s s o f M uh am m ad's m is s io n an d a man w ho g o t th e re o f th e lo a d o f com mitments
its n a tu ra ln e s s in th e c o n te x t o f A r a b ia n h is to ry to h is trib e , o f h is d e p e n d e n c e o n tra d itio n s and
c a n b e s e e n from a c o m p a ris o n o f th is m is s io n cu sto m s. T h e statu s o f s u c h a te r r ito r y e n a b le d
with o th e r s p iritu a l p h en o m en a in the life o f p r e - th e s e ttle r s to p r e a c h u n o rth o d o x id e a s an d e s ­
Islam ic A r a b ia , w h ich s h o w a s in g le d ire c tio n of ta b lis h n e w c o n n e c tio n s with o th e rs m ore fr e e ly ,
the d e v e lo p m e n t o f id e o lo g ic a l v ie w s in its d iffe ­ without fe a rin g b a n s o n the part o f e ld e r s in the
ren t p arts. T h is e m b r a c e s A r a b ia n m onotheism , trib e an d clan . M uham m ad's jo u r n e y to Y a th rib
o r H anifism , a n d Y e m e n i R ahm anism , an d th e t e a ­ r e p r e s e n t e d not o n ly a b re a k with n a tive tra d iti­
c h in g s o f v a r io u s C h ris tia n a n d Judaic s e c ts . o n s, but a ls o a s p e c ific w a y o f th e ir u tilization .
F rom th is m ixture o f id e o lo g ic a l tr e n d s a r o s e Y a th rib c h a n g e d into a h ara m , an d tra d itio n a l
the A r a b ia n p ro p h e t m ovem ent, t y p o lo g ic a lly a k in r e s p e c t fo r s a c r e d e n c la v e s e n s u r e d a m ea su re
to b ib lic a l p ro p h etism a n d r e p r e s e n t e d b y p e o p le o f p ro te c tio n an d a g r e a t e r p o s s ib ility o f r e c o g ­
w h o p ro c la im e d c e rta in sim ila r m on o th eistic p rin ­ n iz in g the id e o lo g ic a l an d s o c ia l in n o v a tio n s p ro ­

257
c i p l e s 1 2 . Islam s u r p a s s e d a ll th e s e p h en om en a c la im e d an d im plem en ted t h e r e 14. S im ila rly , the
in term s o f c o n s is t e n c y an d d ep th o f te a c h in g d e p a rtu re o f so m e M o s le m s to E th io p ia w a s a
an d o f s p iritu a l, s o c ia l a n d p o litic a l re s u lts . H o w ­ h e g ir a in the tra d itio n a l A r a b ia n s e n s e o f the
e v e r , th e p r e s e n c e of a c e r ta in s im ila rity b e tw e e n w o rd (w ith d ra w a l to h a r a m ). In E th io p ia M o s le m s
them a ll s h o w s that this n ew r e lig io n w a s not fou n d p ro te c tio n from b a n s an d the v e n g e a n c e o f
som eth in g a lie n p la n ted from th e o u tsid e . A ll its th e ir k in s fo lk an d fe llo w -trib e s m e n . O n ly th e re
b a s ic ro o ts lie in A r a b ia n s o il.

4 5
c o u ld M u h am m ad's m a rria g e with th e d a u g h ter o f in term ed ia te c a t e g o r y ( "m en of the S c r ip tu re " -
the M o s le m 's w o rs t e n e m y A b u S u fy a n b e c o n c lu ­ 'A h l a l - K i t a b ) b e tw e e n the b e lie v e r s an d the
d e d in h is a b s e n c e 1 5 in fid e ls w e r e p a r a lle l to a tra d itio n a l A r a b ia n s y s ­
T r a d itio n a l in stitu tion s a n d c o n c e p tio n s w e r e tem w h ich d iv id e d tr ib e s into g ro u p s d e p e n d in g
a b ly u s e d in th e e ffo rts to r e d u c e the r e a l an d o n h o w s c r u p u lo u s ly th e y p e rfo rm e d the sh rin e
p oten tial s o c i o - p s y c h o l o g i c a l r e s is t a n c e to n ew w o rs h ip ritu a ls 20.
id e a s . T h e a b s o lu te t h e o c r a t ic p o w e r o f the p r o ­ T h e u s e o f tra d itio n a l in stitu tion s fo r p ro p a ­
phet in th e com m unity ( " d e le g a t e d " to him b y g a tin g n ew id e a s w a s s u p p le m e n ted b y the p r e ­
A lla h ) in its c o n c r e te form s c o n c e n tr a te d in h is s e r v a t io n o f in d iv id u a l e lem e n ts o f tra d itio n a l e v e ­
h an d s s e v e r a l fu n ctio n s o f au th ority, w h ic h in the r y d a y life an d id e o lo g y . T h e s o le a n d s in g le M o s ­
A r a b ia n tr ib e s w e r e u s u a lly d iv id e d b e tw e e n d if­ lem g o d w a s c a lle d A lla h - the name o f a d eity
feren t in d iv id u a ls . A lla h 's m e s s e n g e r w a s sim u lta­ w id e ly k n o w n in a n c ie n t A r a b ia 21. H e w a s w o r­
n e o u s ly , a s it w e r e , a trib a l c h ie f ( s a y y id ), a s h ip p e d , in p articu lar, b y the M e c c a n s an d b y
m ilitary c a m p a ig n le a d e r ( 'a q id ), a n a r b ite r ( h a k a m ), th e ir c lo s e n e ig h b o u rs r e fe r r e d to in the Q uran -
an d o ra to r ( h a tib ) , a p o e t ( s h a 'ir ), a c u s to d ia n the T h a m u d ia n s 22. M e c c a 's k a a b a , o n e o f the
o f sanctum ( s a d in ) , an d a s o o t h s a y e r ( k a h in ). s ta n d a rd s h r in e s o f the s a c r e d e n c la v e s , b e ­
T h e fo rm er s o c i a l r o le s a c q u ir e d a n e n tir e ly dif­ cam e a s y m b o l o f this s in g le g o d . O ld -tim e sm al­
fe re n t c h a r a c te r an d a q u a lita tiv e ly n ew con ten t. le r A r a b ia n d e itie s - jin n s - p a rtly cam e to " b e ­
H o w e v e r , th e p r e s e n c e o f m any e lem e n ts o f tra d iti­ l i e v e " in A lla h , thus s e ttin g a n exa m p le to p e o ­
o n a l form m ade it e a s ie r fo r p e o p le to a d o p t the p le 24.
id e a s o f M u h am m ad's a b s o lu te p o w e r. T h u s p r e ­ T h e f o r e f a t h e r o f th e A r a b s an d Jew s, Ib ra ­
s e n te d , it w a s fou n d to b e n o n - id e n tic a l to the him, o r A b ra h a m , b e c a m e o n e of the c e n tra l fig u re s
p o w e r o f a k in g ( m a lik ), w h ic h w a s at v a r ia n c e o f th is n e w re lig io n , the main p r e d e c e s s o r o f P r o ­
with the e n tire A r a b ia n s o c ia l m a k e -u p 16. phet Muhamm ad, h is "d o u b le ", th e first M oslem
M uham m ad's tr a n c e s h ad a g o o d d e a l in com ­ w h o s e c o r r e c t faith h ad to b e r e s t o r e d b y A lla h 's
mon with th e p r a c tic e o f th e p re —Islam ic s o o th ­ m e s s e n g e r . S u c h a n im a ge of Ibrahim, with w h o ­
s a y e r s - k a h in s w h ic h w a s n o tic e d b y M uham m ad s e m em ory w e r e c o n n e c te d the hadj ritu a ls , b e c a ­
h im self a n d b y h is fe llo w - t r ib e s m e n 17. Of c o u r s e , me th e s y m b o l an d id e o lo g ic a l e x p la n a tio n o f the
M uhamm ad w a s not a kahin. T h e con ten t an d c h a ­ a n c ie n t A r a b ia n s o u r c e s o f Islam.
r a c t e r o f h is s e rm o n s w e r e e n tir e ly d ifferen t. T y p o - T h e Q u ran le g e n d s fu rn ish o n e o f the c le a r -
lo g ic a lly , h e w a s a k in to th e b ib lic a l p ro p h e ts , w ho e s t illu s tra tio n s of h o w A r a b ia 's cu ltu ral h e r ita g e
a ls o o p p o s e d t h e m s e lv e s to the a n c ie n t s o o t h s a y ­ an d c u ltu ra l en viro n m en t w e r e u s e d an d a d o p te d
e r s . H o w e v e r , both in M o s le m a n d in b ib lic a l p r o ­ b y Islam . T h e Q u ran ic c o n te x t an d p r e -Is la m ic
p h etic m ovem en t a m ajor fa c to r b e h in d the s u c c e s s p oem s s h o w v e r y w e ll that the m ajority o f the
o f a s e rm o n w a s the human h abit o f b e lie v in g in b ib lic a l a n d p o s t - b ib lic a l le g e n d s w e r e a ls o k n ow n
the d e e p a n d d iv in e m ean in g o f what w a s s a id in in p r e - Is la m ic A r a b ia an d a lr e a d y b o r e fe a tu r e s
a sta te o f t r a n c e 18. w h ic h p o in te d to th e ir com m on o c c u r r e n c e in A r a ­
P u rify in g a n d r e in te rp r e tin g them, Islam a d o p ­ bia. ( In p a rticu la r, m any p e r s o n a g e s s u c h a s
te d m any a n c ie n t ritu als o f A r a b ia , e s p e c ia lly th o ­ N u h -N o a h , L u t-L o t an d Ib rah im -A b rah am w e r e
s e c o n n e c te d with p ilg rim a g e - circu m am bu lation r e g a r d e d a s h a v in g liv e d in A r a b i a ) . T h e sam e
of the s h rin e , s o le m n v ig il, ritu al r e p a s t s , e tc 1 9 Q u ran ic te x t s h o w s that the in te rp reta tio n o f ma­
T h e p attern o f Is la m 's attitude to th e p r o fe s s a n ts n y s t o r ie s r a is e d o b je c tio n s in M uham m ad's l i s ­
of o th e r r e lig io n s w a s not a b s o lu te ly n ew eith er. te n e r s , a n d not o n ly Ju daists. B ib lic a l le g e n d s
D iffe re n tia tio n b e tw e e n b e lie v e r s o f lo n g -s ta n d in g an d A r a b ia n le g e n d s p r o p e r a r e p u rp o s e fu lly an d
an d Islam ic c o n v e r ts an d th e id e n tific a tio n o f an o p e n ly in te rp re te d b y the Q uran a s e v id e n c e o f

6 7
2. S e e , fo r in s ta n c e , W .M o n tg o m e ry Watt.
the fu n dam en tal t h e s e s of th e Q u ran ic te a c h in g - T h e A r a b ia n B a c k g ro u n d o f the Q u r'a n . - D ira s a t
th e p o w e r o f A lla h , th e in e v ita b ility o f h is c h a s ­ ta 'rik h a l- ja z ir a a l- 'a r a b iy a . L A r - R iy a d , 19 79,
tisem en t, a n d h is c o n c e r n fo r th e p ro p h e ts . M a ­ pp. 3 - 12.
ny o f the d e ta ils , r e a lia a n d d ia lo g u e s c o n ta in e d 3. T h e y a r e c o n ta in e d in a s e r ie s o f a lr e a ­
in th e s e Q u ran ic s to r ie s a r e d id a c tic p a r a lle ls to d y p u b lis h e d a r tic le s an d in the b o o k O b s h c h o s t-
M u h am m ad's argu m en ts with the M e c c a n s , to h is v o d r e v n e y i r a n n e s r e d n e v e k o v o y A r a v ii ( S o c ie t y
e x h o rta tio n s to th e in fid e ls . B a s ic a lly , th e y r e p ­ o f A n c ie n t an d E a r ly M e d ia e v a l A r a b ia ) p r e p a r ­
r e s e n te d a n a d d e d s p e c ific form o f the re p e titio n e d fo r p u b lica tion . A u th o rs : M .B .P io t r o v s k y ( E x ­
o f Q u ran ic s e rm o n s . A g a in , tra d itio n a l an d fam i­ e c u tiv e E d it o r ), P .A .G r y a z n e v ic h , A .G .L u n d in ,
lia r form s a n d p lots w e r e u s e d fo r c o n v e y in g LS h .S h ifm an , A .G .G r u s h e v o y , V l.V .P o lo s in , Y e . A . R e -
n ew id e o lo g ic a l m e s s a g e 25. zvaa
F in a lly , o n the p u re ly te r m in o lo g ic a l p la n e 4. S e e , fo r in s ta n c e , I.Ephal. T h e A n c ie n t
the p r e a c h in g o f Islam put new, con ten t into m any A r a b s . N o m a d s o n th e B o r d e r s o f the F e r tile
c u s to m a ry a n d fam iliar n o tio n s - id e o lo g ic a l, eth - C r e s c e nt: 9 th -5 th C e n tu rie s B .C . L e id e n , 1982,
n o s o c ia l a n d p o litic a l - o f A r a b ia n life 26. T h e pp. 149, 163.
n ew r e lig io n , Islam , w a s p r e a c h e d not o n ly th ro ­ 5. F o r th e p attern s e e Ibn H abib. K ita b a l-
ugh the medium o f A r a b ic , a la n g u a g e k n o w n to M u h a b b a r. H a id a ra b a d , 1946, pp. 2 6 3 -2 6 8 .
the s u rro u n d in g p e o p le , but a ls o th ro u gh the m e­ 6. S e e , fo r in s ta n c e , B .V .A n d ria n o v . N eosed-
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P rin te d in the U S S R

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