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Energy Research & Social Science 22 (2016) 69–78

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Energy Research & Social Science


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Original research article

The political ecology of hydropower: Social justice and conflict in


Colombian hydroelectricity development
Viviana Martínez, O.L. Castillo ∗
Department of Rural and Regional Development, Faculty of Environmental and Rural Studies, Pontificia Universidad Javeriana, Transversal 4 No. 42-00
(Piso 8), Bogotá, Colombia

a r t i c l e i n f o a b s t r a c t

Article history: This paper offers the identification of the hydropower energy systems events that have led to eco-
Received 26 February 2016 distributive conflicts in the Colombian case and other countries of the region supported by the
Received in revised form 24 August 2016 socio-energy systems framework and political ecology concepts.
Accepted 30 August 2016
The analysis of secondary information about the building and installation of thirteen hydroelectric
Available online 9 September 2016
plants between 1980 and 2010 in Colombia led to the identification of three consecutive time peri-
ods in which the conflicts generated by the installation of the mentioned plants exhibited distinctive
Keywords:
characteristics.
Eco-distributive conflicts
Socio-energy systems
The social and political effects of chosen energy systems on individuals, organizations and communi-
Risk of hydropower projects ties can be diverse and vast, but are usually neglected by decision makers and national policy designers
implementation to focus instead on economical and technological aspects. The lessons from past Colombian energy tran-
sitions could be integrated not only into the current national policy debates, but also into those of other
countries in the region undergoing similar transitions. Doing so could help to avoid or minimize the social
and political costs of energy policies, obtaining reliable energy systems which hopefully will remain in
the longer term.
© 2016 Elsevier Ltd. All rights reserved.

1. Introduction The group of thirteen dams studied as part of this investiga-


tion, all comprise of hydropower plants installed between 1980
The identification and analysis of the facts that have led to con- and 2010. All are categorized as ‘generators’, due to their installed
flicts in the implementation of the Colombian hydropower energy capacity being equal or greater than 20 MW, which allows them
system were supported by the socio-energy systems framework to participate in the wholesale national electricity market. Table 1
and the eco-distributive conflicts and energy justice concepts. shows both the opening year and the generating capacity of the
We understand hydroelectric expansion conflicts as ecologi- thirteen dams – including the improvement phases of four of them:
cal and distributive and hence, the offered analysis is focused on Chivor, Guatapé, San Carlos and Porce. This particular time period
the power relationships of different actors around the appropria- is justified as Colombia questioned its energy planning following
tion and transformation of nature. Therefore, the eco-distributive the 1973 oil crisis and offered the first comprehensive energy stud-
conflicts analysis is focused on the identification of the main par- ies and diagnostics of the sector in the early 1980s. In follow-on
ticipating actors, their rationales and the legal or illegal tools used it has since adopted number of changes and policies in the sec-
to enforce those rationales. tor that have had environmental, social, political and economical
With regard to the conceptual framework, socio-energy systems consequences until today.
design represents an opportunity to overcome obstacles such as The significance of the thirteen analyzed projects lies in the
the disconnection between energy policies with social and cultural economic investment that they represented, in the engineering
sectors given the recognition that energy systems are embedded in innovation, landscape transformation, social impacts and techno-
these socio-political and cultural contexts. logical development, among other facts. In addition, they represent
55% of the current power capacity of the country and 83% of the
hydroelectric production, adding to the wholesale national mar-
ket 7455 MW (to the remaining 6100 MW) as installed capacity
∗ Corresponding author.
(calculations based on XM S.A. E.S.P. [95]).
E-mail addresses: martinezviviana@javeriana.edu.co (V. Martínez),
olga.castillo@javeriana.edu.co (O.L. Castillo).

http://dx.doi.org/10.1016/j.erss.2016.08.023
2214-6296/© 2016 Elsevier Ltd. All rights reserved.
70 V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78

Table 1
Analyzed hydropower plants.

Identified Periods Name Opening Year Generating Capacity (MW)

The National Electricity Guatapé I 1972 280


Expansion Chivor I 1977 500
(1970–1989) Guatapé II 1978 280
Chivor II 1983 500
San Carlos I 1984 620
Salvajina 1985 285
Guatrón 1985 202
Betania 1987 540
San Carlos II 1987 620
Playas 1988 201
Jaguas 1988 170

Privatization and Guavio 1990 1150


Decentralization Tasajera 1993 306
(1990–1999)

Intensification of Urrá I 2000 340


Violence (2000–2015) Porce II 2001 405
La Miel 2002 396
Porce III 2010 660

Source: Based on XM S.A. E.S.P. [95].

This analysis has revealed two main drivers of the eco- Hence, the remainder of this paper is organized around four sec-
distributive conflicts: the first one is the political and economic tions of discussion: in the next, the evolution of the Colombian
context where electricity sector was formed in Colombia. The sec- electricity sector is described. It serves as context to the estab-
ond highlights the fact that the construction of mega dams has also lishment of energy infrastructure and energy policy since 1970.
been aligned with the interests of political elites and their expec- The following section exposes the conceptual framework used for
tations of a development model supported by economic growth, this analysis, comprising of the principles of socio-energy systems
not only in Colombia, but also in other countries within the region. and the concept of eco-distributive conflicts. Section four offers the
These conflicts display different characteristics across three dis- identification of the ecological and distributive conflicts and justice
tinct periods: the national electricity expansion (1970–1989), the energy issues that have arisen from the construction of these dams.
privatization and decentralization period (1990–1999) and the The analysis here focuses on the sides in the conflicts, why they are
intensification of violence period (2000–2015). confronted, and what their tools are to enforce their rationales. The
As is usual in analysis based on a timeline, in practice the nar- last section sums up and concludes.
ratives, policies and practices around energy expansion are not
trapped in time capsules conveniently organized in decades. Ideas 2. The evolution of the colombian electricity system since
that first appear in one decade often gain strength in the follow- 1970
ing decade, having effects in a widespread line that goes from the
immediate term to years after they were first put forward [21]. The Colombian panorama of energy production and consump-
With that in mind, these three periods have served as temporal tion has been dramatically transformed over the past four decades.
guidance for describing some facts that are part of the evolution of Table 2 offers data on the primary energy production, the pri-
the Colombian electricity system, for explaining the energy poli- mary energy supply available for internal consumption and the
cies adopted, and also for analyzing distinctive characteristics of ratio between production and domestic supply that exposes the
the eco-distributive conflicts generated by them. extractive character of the Colombian energy sector.
Notably while the establishment and evolution of the elec- Table 2 data supports that the energy production model in
tricity sector in other countries of the region have their own Colombia has been export-oriented, neglecting attention to ade-
characteristics, some of them show important similarities with the quacy and internal energy efficiency issues in the last twenty years.
eco-distributive conflicts and energy justice issues that have arisen While the destination of energy surplus is exports, involving eco-
in Colombia. This suggests that similar dynamics to these conflicts nomical dynamics, the establishment of the electricity sector to
may also be present in other countries of the world. obtain those surpluses has resulted in significant territorial and

Table 2
Colombia Energy Production and Primary Energy Supply (1970–2013).

Time period Production (Ktoe.) (*) Total Primary Energy Supply (Ktoe.) Production/TPES (**)

1970 (***) 18.984 5.937 3,20


1980 (***) 25.244 6.511 3,88
1990 48.179 24.223 1,99
2000 72.329 25.814 2,80
2010 105.931 31.203 3,39
2013 125.551 31.649 3,97

Source: (***) Calculations based on Garzón et al. [35] Annex 1 and IEA [44] Energy Balances Statistics.
(*) Kilo ton of equivalent oil.
(**) TPES corresponds to what is available within the country for the energy production and consumption (production + imports − exports − stock variations).
V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78 71

Table 3
Number of National Interconnected System Generation Plants per Source in 2015.

Hydropower Thermalpower Other sources Total

Before 1970 44 12 0 56
National Electricity Expansion period (1970–1989) 14 38 0 52
Privatization and decentralization period (1990–1999) 19 33 3 55
Intensification of violence period (2000–2015) 56 16 12 84

Source: Calculations based on XM S.A. E.S.P. [96].

ecological transformations that have also involved political and and IDB, to the point that ‘the electricity sector debt rose from US
institutional changes. $ 860 million in 1980 to US $ 5200 million in 1990, a figure which
amounted to one third of the Colombian external public debt’ [24:
45].
2.1. The national electricity expansion between 1970 and 1989 The volume of these investments led to an over-installed capac-
ity of the sector: ‘by the end of 1987 the sector had an installed
Since its inception in 1889, the electricity service in Colombia capacity of 8000 MW to meet a demand of only 5000 MW’ [17:
was concentrated in major cities and in the hands of private 77]. Paradoxically, in this short period, the electric sector passed
investors; it was only in 1928 that the State intervened in power from a situation of electricity insufficiency, to one of over-installed
generation, declaring waterfalls public property through law No. capacity, joined with a financial crisis. Its macroeconomic impacts
113. In addition, during the crisis of the 1930s and due to the resulted in the interference of the World Bank, who first routed out
lack of funds from private investors, the government intervened. institutional changes to warrant then the granting of those credits
Declaring existing companies as public utilities, the intention was [93].
the whole electricity sector in Colombia to pass into hands of the Statistical data (Table 3) also backs this analysis, as it shows that
State [62]. Since then, the importance of hydroelectric power in the preponderance of hydropower within the Colombian national
the Colombian electric system has increased thanks to the hydro- energy system before 1970 – that is, in hands of private foreign
logical characteristics of the country and supportive economic and investors – was three and half times larger than the second-largest
political decisions. source, thermal power. This table also shows that the hydropower
Even so, it was only in 1967 that the National Interconnected subsector has strongly decreased and increased its role in energy
System (SIN), consisting of a set of major power plants and power infrastructure over time.
distribution systems, was created. SIN currently covers 48% of the During the national expansion period, the creation of civic
national territory, but provides 97% of the country’s total energy movements related to the electrification of both urban and rural
consumption. The remaining 52% of the territory, where the elec- areas, and to the guaranteeing of access to electricity in terms of
tricity demand comes from about 1.5 million citizens, derives pricing were swift; between 1971 and 1980, 128 local and regional
power from isolated local systems, which are referred to as Non- strikes and public demonstrations, symbolic public offices occupa-
Interconnected Zones (ZNI) [96]. tions, and non-payment of bills for utilities were carried out in the
Despite the expectations of the State leadership, the Colom- country, which involved about four million people [68].
bian energy sector has been characterized by the disconnection
of their subsectors (electricity, coal, oil, and gas), the absence of
comprehensive planning, the tensions between the central and 2.2. Privatization and decentralization between 1990 and 1999
regional levels for the resources management, and the energy
policy-making process that works from top-down [93]. In conse- This period began with the abandonment of the Industrializa-
quence, the energy resources exploitation are crossed by claims tion and Import Substitution development model, arguably among
about autonomy, independence, and local justice. other reasons to the inability of the State as an economic agent.
Another crucial element in this evolution was law 56 of 1981, Under the presidential administration between 1990 and 1994, the
Article 16th of which ‘declared public utility and social interest implementation of neoliberal premises, took place. Therefore, three
plans, projects and execution of works for the generation, trans- major development strategies were implemented: a) the elimina-
mission and distribution of electricity, as well as areas affected tion of restrictions on international trade and international capital
therein’ [11: 10]. Supported by this legal tool, the energy transi- movement, through the integration of the domestic market in for-
tion governmental declaration came in 1982, using the country’s eign competition and the process of economic liberalization; b) the
great hydrological potential to extend the coverage of the national creation of conditions for the efficient functioning of markets of
electrification network, whilst simultaneously achieving surpluses primary factors (labor, land and capital), with the aim of raising
to allow the country to take part in the international energy mar- their productivity; and c) the redefinition of natural areas for eco-
ket. However, this initiative also resulted in the establishment of an nomic action of the State, excluding from them activities where its
unreliable electricity sector, which paradoxically wavered between intervention was costly, inefficient and distorting [18]. This paved
important energy provision failures and a superavit of its installed the way to the emergence of the market as an indisputable tool to
capacity. The initiative was plagued with major technical inconsis- induce competitive pressures.
tencies, corruption situations and an increasing external debt. All Hence, in 1994 new regulatory conditions for the energy sec-
of these aforementioned factors contributed to settle an oligopolis- tor were established (e.g. Public Utilities Act 142 of Utilities Act
tic electricity market and hide the critical environmental and social 142 of 1994 and Electricity Act 143 of 1994). Activities for gener-
costs of these operations. ation, transmission, distribution and energy marketing processes
Facing this reality, and also because a significant growth in were separated. Then, the role of the State within the sector was
demand was expected, an extensive program of investment in the redefined, promoting the competitiveness of the industry. Also,
sector was undertaken. However, this also in turn led to a predica- the non-interconnected users, as a segment of the market, were
ment: between 1970 and 1990, a quarter of public investment was deregulated, and an institutional framework for assigning policies,
allocated to this sector and the scarcity of government funds was planning, regulation and energy control functions to different enti-
financed with foreign credit, especially from the World Bank, IBRD ties was created [86].
72 V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78

Fig. 1. Electricity market agents.


Source: Calculations based on (2011b; XM S.A. E.S.P. [96]).

Nevertheless, and even with the privatization process in


Colombia, the new Colombian Constitution (1991) became an
important legal framework. Its articles 365–370 recognized that
public services are inherent to the purpose of the social rule of
law, although they are supplied by private companies. However, the
public utility legal tool remained in the 1991 Constitution through
Art.58 and the laws 142 and 143 of 1994, with electric power
gradually being redefined as an exportable commodity. Indeed,
the Colombian export of electricity began modestly in 1999 with
32 Tcal., but has grown rapidly, to the point that in 2009 1168
Tcal. were exported [87: 61]. Hence, the National Constitution of
1991, signified a milestone because the adopted decentralization Fig. 2. Ratio between Primary Energy Production and Total Primary Energy Supply
process was considered a suitable mechanism for genuine citi- (Selected countries, 1990–2013).
zen empowerment through participatory planning and building of Source: based on IEA [44] Energy Balances Statistics.
social capital, leading to their participation in the energy sector
decisions [7].
However, access to electricity – still regarded as a consumer and coal with added value, complementary to traditional exports
good, marketable and exportable, rather than a right – has not of raw materials or primary energy resources’ [85: 140].
always meant an improved quality of life for the local communi- In this context the Colombian government again issued hydro-
ties, especially where dams have been built. On the contrary, it has electric dams as projects of national priority. This was done mainly
created favorable conditions for private and foreign investment, to serve the extractive industries that have been reactivated in the
most of the time at the expense of the welfare and safety of these country and in Latin America. Also was with the aim of generating
communities, and the integrity of the existing ecosystems in these commodities for exchange, with the difference that infrastructure
territories. Both have lead to eco-distributive conflicts. that before was state-owned now is mostly privately owned.
Currently, Colombia is ranked no. 11 within the world’s largest
producers of hydroelectricity [45]. Within the regional context
Colombia, after Brazil and Venezuela, is the South American coun-
2.3. The violence intensification period between 2000 and 2015 try with the highest hydroelectric potential [45]. Currently Ecuador
and Venezuela are export destinations of Colombian electricity, but
The implementation of neoliberal reforms and the creation of feasibility studies are being performed to expand this trade with
incentives for private investment in the electricity sector radi- Puerto Rico, Dominican Republic, and the U.S.A. In the national con-
cally transformed it. The number of agents in the market (Fig. 1), text, hydropower provides about 70% of the electricity consumed
particularly of private companies, increased while the role of the in the country [45] and while the export of Colombian electricity
State interventionism has been reduced. Additionally, the State began modestly in 1999 with 32 Tcal., 10 years later it exported
institutional discourse has encouraged its ideal of “sustainable 1168 Tcal. [88: 61].
development” for the electricity sector, which set no limits to the In addition, although Colombian production and consumption
exploitation of primary sources. Rather, the Colombian National values are modest when compared to equivalent average figures
Energy Plan 2006–2025 is clear in its central objective to back of developed countries and even to other countries in the region,
energy production as a commodity: ‘to strengthen the contribu- global statistics show the rising role of Colombia as a net energy
tion of the energy sector to environmentally sustainable economic exporter. Its ratio between primary energy production and total
growth and development, but not limited to maximizing produc- primary energy source, particularly since 2000, surpasses with
tion and export of energy resources . . . it is necessary: to change the increasingly higher values large net exporters of energy in the
paradigm of self-sufficiency for the full supply, through processes world, such as Saudi Arabia (Fig. 2).
of energy integration with neighboring countries; to focus on the On the other hand, some Latin American governments, particu-
location of all available resources in the Colombian subsoil; and to larly Brazilian, Mexican, Peruvian and Chilean and Colombian, have
develop mechanisms to promote the export of petroleum products designed significant incentives to attract foreign investment to the
V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78 73

Fig. 3. Attack and destruction of energy transmission towers in Colombia.


Source: Defence Ministry, 2016.

sector. This includes modifying the free zone regime to benefit from 3. Socio-energy systems, eco-distributive conflicts and
customs, tax and special trade regimes, in exchange for certain energy justice conceptual framework
ranges investment and job creation, which are feasible for such
projects [10]. Disconnection between energy policies and social and cultural
Another significant incentive has included legal stability con- sectors has already been documented [82,40,83]. In Latin Amer-
tracts offered to investors. With them the State guarantees to ica this situation is more critical because: a) academic studies on
investors that in the case of legislation being approved during the energy policy are scarce, and environmental and energy conflicts
life of the contract affecting any element of the prior agreement are analyzed as economic and/or technological problems [81]; b)
that is identified as “crucial for investment factor”, this contract is the academic and research institutes dedicated to the subject are
allowed to continue operating under the previous regulation, dur- few and they do not enter into dialogue [30]; and c) statistical
ing the term of the contract. The period of these agreements can information on energy is limited [28]. This disconnection is more
vary between 3 and 20 years and can cover new investments or acute due to both the difficulty of having dialogues among energy,
increases in existing investments. environment and society academic disciplines to define complex
Although this incentive model has been successful in terms of categories, and analytical tools to comprehend interdisciplinary
flows of foreign investment in the energy sector, it has also led phenomena.
to the intensification of social conflicts (and armed conflict in the Socio-energy systems design is an opportunity to overcome
Colombian case), particularly in areas where these projects have these obstacles, given the recognition that energy systems are
been implemented. In fact, in addition to the civil resistance move- imbued in social, cultural and political contexts. Under this lens,
ments, one of the armed groups that are part of the Colombian energy policy must be a simultaneous exercise of conceptualiza-
conflict has had the nationalization of energy resources as one of tion and design of various social arrangements, transforming its
its main issues of struggle. This unfortunately has been expressed conventional analyses scenario, and inviting a redefining of its core
through attacks on electrical infrastructure at national level, with objectives and the concepts of transition and energy justice [60:
historical numbers in this particular period shown in the figure 31].
below (Fig. 3). These redefinitions are largely being driven by conflicts, social
The State answer to these attacks has been the strengthen- mobilization and protests regarding the contemporary energy pol-
ing of the military presence across the country. In parallel, from icy. Therefore an understanding of the reasons and the core of
the investors’ side there has been the recruitment of paramilitary social discontent involved with energy systems is a cornerstone
groups as custodians of mining and energy infrastructure, in order of the structure design of socio-energy systems. But this is not a
to safeguard energy mining assets exacerbating warlike acts of the simple task, and again, depending on the analytical view, whether
social and armed conflict [42,67,71]. a conflict can be identified as such or not, which will define its
Hence, in this paper we argue that in order to accomplish the solution [50,6,22]. For example, there are invisible actors in the
Electricity 2010–20241 plan, it is required that policy designers system, which do not have the political power to ensure access to
and decision-makers re-visit past lessons to avoid social and polit- justice and a healthy environment. Due to this their protests are
ical costs of energy policies which have led to conflicts and energy not justified or taken into account [69,38]. It is therefore necessary
justice concerns. to define a framework of conflict comprehension that leads to the
The following section exposes the main principles of socio- identification and analysis of those rationales and dynamics that
energy systems that, in conjunction with the eco-distributive are articulated with the socio-energy systems.
conflicts and energy justice concepts, have served as a conceptual Political ecology has been a field of reflection which gathers
framework to explain why and how the above described events several disciplines with the aim of studying: ‘the complex and
have derived into different types of conflicts. contradictory articulations between multiple practices and rep-
resentations through which different political actors, acting on
different scales, are present with relevant effects and with vary-
ing degrees of legitimacy, collaboration and/or conflict, in the
constitution of territories and management of its endowment of
1
There are four more versions of this plan, due to the additional projects that natural resources’ [2: 51]. So political ecology, especially in the
have been integrated: 2011–2025; 2012–2025; 2013–2027; and 2014–2028.
74 V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78

Fig. 4. Conceptual framework to systematize the ecological distributive conflicts.

Latin American current [23,65,84,48], gives priority to the political legitimization of certain ‘territoriality’ is essential. Territoriality
and historical dimension of disputes over natural resources, nam- is understood as the ‘set of practices and materials and symbolic
ing them ‘distributive ecological conflicts’. The dynamics of power expressions able to ensure ownership and permanence of a given
incorporation in the socio-energy systems is a key element to fully territory by a particular social agent, the State, social groups and
illustrate who are the winners and losers of the energy transitions businesses’ [49: 252].
over multiple scales [41]. Making explicit this balance is the first The ultimate aim of analyzing these conflicts is to promote
step to achieving a more just socio-energy system. transformation processes or their overcoming as a step towards
We understand hydroelectric expansion conflicts as ecologi- contributing to a more socially and environmentally just socio-
cal and distributive. Hence, our analysis is focused on the power energy system.
relationships of different actors around the appropriation and
transformation of nature [38,52–55]: ‘ecologic distribution refers 4. Hydropower and eco-distributive conflicts
to the social, spatial and temporal patterns of inter-access to the
benefits obtainable from the natural resources and from the envi- The analysis offered below does not ignore those conflicts aris-
ronment as a life-support system (. . .) The determinants of ecologic ing from the implementation of hydropower projects with impacts
distribution are in some respects natural (climate, topography, land on nature and with social effects. In fact, it is found that usually
quality, minerals and rainfall patterns), but in other respects social, the studies on conflicts in the hydropower sector are related to
political and technological’ [25: 76]. socio-environmental impacts associated with its construction and
The inequitable distribution and social injustice of these impacts operation. These include: a) the loss of agricultural land, forests and
is sometimes the product of environmental racism or what has been grasslands, as well as fragmentation and transformation of aquatic
called by social movements from the global South ‘environmen- and terrestrial ecosystems due to flooding of the reservoir area
talism of the poor’: ‘the environmental movements of the poor and the other requirements of land in its total area of influence
and indigenous are place-based struggles for their own material [92,57]; b) alteration of traditional resource management practices
livelihoods’ [55: 13]. [12,4,26]; and c) the displacement and impoverishment of people
Hence, the disputes analyzed in this paper are not about eco- in the flooded area [46,14,27].
nomic demands for compensation or mitigation of impacts, but However, at the core of this analysis are the disputes between
are about the confrontation of divergent development visions, social actors that have different perspectives and expectations of a
expressed in control and territory management [19,43,80]. development model supported by economic growth versus the pos-
Fig. 4 shows conceptual categories used to organize and ana- sibility of other ways of life and different ways of exercising political
lyze the ecological distributive conflicts data: (1) in the core of the power. This leads to there being winners or losers in a long-winded
conflict are the multiple social actors involved and their different conflict; in practical terms, the battlefield of these conflicts are the
valuation of the conflictive situations; (2) the second category is territories where large hydroelectric plants are present. Hence, this
focused on the social, economic and environmental rationales of analysis identifies the main actors of these eco-distributive con-
each actor, either for emptying the territories for energy use or for flicts since 1970, their rationalities for taking part in this conflict,
preserving diverse livelihoods; and (3) the third conceptual cate- and their tools to enforce them.
gory corresponds to those tools (legal or illegal) used to enforce
different rationales on the territory. 4.1. Who faces the ecological distributive conflicts?
Within this framework, territory is a key element because it is
the arena of struggle of ecological distributive conflicts. The terri- In administrative terms and for historical reasons, the territorial
tory is ‘space appropriated and symbolically and instrumentally structure of Latin American countries is clearly divided between
valued by human groups’ [36: 90]. Due to the fact that differ- urban areas and rural areas. While the former are usually organized
ent social agents concur and overlap in the same space, there around medium and large cities with population groups that have
are multiple practices of appropriation and permanence (mate- access to the living conditions of modern societies, surrounded by
rial and symbolic) in the same territory; these practices are called shantytowns, the latter have traditionally been in the background
territorialities [77]. The ecological distribution conflicts are a com- and their population’s access to basic living conditions ranges from
plex power game within which the struggle for recognition and acceptable to nil.
V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78 75

Table 4
Number of hectares flooded and people displaced by Mw produced.

Dam Name Installed Capacity (Mw) Flooded Hectares Flooded Hectares/Mw Population displacement

Three Gorges (China) 18.200 110.000 6 >1300000


Yacreta(Argentina/Paraguay) 3.100 165.000 53 50.000

Colombia analyzed dams


Guatapé I and II 560 6.240 11 N/D
Chivor I and II 1.000 3.000 3 5.000
San Carlos I and II 1.240 360 0,3 N/D
Salvajina 285 2.031 7 4.500
Guatrón 202 6.400 32 N/D
Betania 540 8.500 16 544
Playas 201 3.200 16 N/D
Jaguas 170 3.100 18 N/D
Guavio 1.150 15.000 13 4.959
Tasajera 306 1.100 4 N/D
Urrá I 340 7.400 22 6.200
Porce II and III 1065 1465 1 3.700
La Miel II 396 1.220 3 N/D

Source: author’s calculations based on Palacios [66], Álvarez [3], Rojas et al. [74], Soler & Urrea [80] and Ledec & Quintero [47].

Hence, an identified eco-distributive conflict is the one that over time, so too have changed those of the actors that promote the
arises between rural and urban populations due to the confronta- use of their territories as sources of energy. For each of the three
tion of different prospects for development and the struggle for identified periods in the Colombian case it was found that there is
the management and control of the territory by some players to a distinctive main reason for these variations: (1) the nature of the
the exclusion of others. Large dams installed in rural areas stripped institutions involved in the electricity market; (2) the enactment of
their inhabitants of their social relations networks which form the the 1991 Constitution which recognizes the multiethnic and mul-
basis of their survival strategy as families and as a part of a collective ticultural character of Colombia and guarantees the territorial and
group. On the other hand, urban residents enjoy good quality elec- cultural rights of indigenous people, and (3) the intensification of
tricity service at competitive prices, thus reproducing the logic of armed violence, during the last fifteen years.
progress while ignoring the social and environmental costs of their The social actors involved in these conflicts are synergistically
electricity consumption. In addition to the studied case in Cambo- linked to the characteristics of the electricity market’s regulation
dia [78] and the Three Gorges Dam in China [94] other cases have system. Thus, the conflicts arising from the dams built in the elec-
been documented in several countries in Latin America [51,75]. tricity expansion period saw civic actors, such as social movements,
One of the most evident and well-documented expressions of neighborhood associations, and other affected citizens unions,
exertion of unequal political power is the displacement of rural confronting the State, represented by public utilities companies
communities due to the establishment of hydroelectric projects. and multilateral financial institutions financing the hydroelectric
In the Colombian case this situation has proved to be even more projects.
controversial due to the long term armed conflict. A popular saying Later, privatization processes related to historical conflicts
that summarizes the main point of this controversy is: there are not around energy led to the emergence of new social actors; hence,
displaced people because of the war, but there is a war to displace eco-distributive conflicts not only escalated, but also were reconfig-
people. ured due to the involvement of transnational corporations (TNCs).
Table 4 shows the number of displaced people per MW installed, Conflicts with TNCs often have been caused by their appropriat-
though these numbers are problematic mainly for two reasons: ing national assets, not recognizing the environmental and social
first, because the environmental impact studies for these projects liabilities that the commercial transaction brought, and/or not
considers only properties located in the reservoir area of the dam, acknowledging neither the environmental and social liabilities of
which leaves out all activities directly affected by the project out- privatized businesses nor the previous commitments reached with
side the flooded area, but strongly dependant on it. Secondly, this the communities in the negotiation process. In addition to Colombia
information is scarce and it was only possible to obtain the data [70] similar cases have been identified in Argentina, Bolivia and
of seven of the thirteen projects here studied. Despite all of this, Chile [34]. However, in the midst of the privatization stage, and
and doing calculations with the minimum and maximum of dis- thanks to the issuance of the Colombian Constitution of 1991,
placed people per flooded area, it was possible to infer an average recent hydroelectric projects in indigenous territories found strong
that indicates that 30% of the power capacity installed in the coun- resistance supported by the recognition of their rights over the
try has meant the displacement of 23,675 people, all belonging to territory and its ethnic integrity.
peasant, indigenous, and Afro-Colombian rural communities. The escalation of the violence period resulted in the emergence
In addition, and also responding to the unequal division between of paramilitary groups who, besides intensifying the armed conflict
urban and rural areas in countries of the region, 92% of a total against the guerrillas, have acted as custodians of dam-building
population of about 1.5 million Colombians without access to elec- company facilities and intimidated communities to accept com-
tricity service live in rural areas (calculations based on UPME [89]). pensation and/or to abandon their territories by force [63,72,97].
A similar pattern in terms of the unfair access to electricity of rural La Salvajina dam is one of the studied cases of this situation [90]. In
communities in comparison to urban centers have been studied in addition, the relationship that British Petroleum has had for several
other countries of the region including Peru [61], Guatemala [39], years with paramilitary groups, is another example of the contro-
El Salvador [9], Chile [13] and Ecuador [58]. versial relation between some TNCs with armed groups and the
Therefore, rural residents are permanent actors in these con- impact these have had on the escalation of the armed conflict [8].
flicts. As their forms of organization and mobilization have varied
76 V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78

4.2. Confronted sides’ rationales and tools to enforce them Among the tools for promoting the installation of large dams
in Latin American countries are: disinformation campaigns among
Studied data also showed that the central issue in the eco- affected communities; the process of valuation of land – which has
distributive conflicts caused by installing hydropower is over often been biased as it is usually made by experts from the cities; the
ownership, use and management of the required territories. This prioritization of negotiations on a particular case basis, thus avoid-
is underlined by at least two different and mutually exclusive ing collective agreements; the criminalization of social protest as a
rationales: clearing territories in order to use them as an energy usual State practice, while other ways of life within the territories
source for supporting development through economic growth are undervalued. In Colombia, difficulties accessing the land and
versus defending the formal or non formal territory ownership, formal ownership titles, exacerbated by the armed conflict, have
remaining in it, and preserving other ways of life. become a major obstacle in the negotiation processes.
Under the first rationale, and in order to overcome the condition However, and as a main tool in proof of the interests of affected
of underdeveloped countries through economic growth in Latin rural populations’, hydropower eco-distributive conflicts reveal the
American countries, the expansion of the hydropower sector was paradox between the privatizing neoliberal model and the 1991
seen as a reaffirmation of the authority of the State, accompanied Constitution enactment, in the case of Colombia. The Constitution
by legal tools as the declaration of national priority and the declara- recognized ethnic, cultural and ecological protection for indige-
tion of public utility. All territories required for the installation and nous communities and designed legal tools to guarantee them,
implementation of a hydropower can be declared as public utility. such as the right to advocate popular actions in cases of violations
This including those required for civil works, those which are in the of the right to a healthy environment and the writ for protection
reservoir area, and even those required for reforestation and reset- against violations of any fundamental right. Convention 169 of the
tlement of population. The residents of the territories allocated International Labor Organization (ILO), also ‘protects the rights of
by the State as destined to public utility projects (public, private territories for indigenous communities, not only formally entitled,
or mixed) are forced – on pain of expropriation – to sell, and in but those which have been traditionally used, with the autonomy
some cases, the communities agree to be resettled elsewhere. In the to define their priorities in relation to their own development also
meantime, the land appears on the project company’s name, mean- affirmed. The Convention ordered prior consultations with these
ing not only the real owner cannot sell it to anyone else, but neither communities whenever there are legislative or administrative mea-
can they apply for a loan with this property as financial support. The sures that may affect them directly, before authorizing exploration
declaration of public utility has been the social and economic death or exploitation of natural resources in their territories’ [72: 55].
for communities which will then be displaced [15,62]. Argentina, This legal and political framework has contributed to the
during the 60 s decade, Peru, and recently Costa Rica are some of empowerment of communities to defend their rights over the land
the countries in the region which also have declared hydropower and territories and a healthy environment, while at the same time
projects as national priority with similar effects [5,56,32]. stoking conflicts; for example, at La Salvajina dam, the conflict arose
Such policies, among other facts explained above, have led between the right to private land titling and the right to land by tra-
not only to internal eco-distributive conflicts but also to interna- dition [70]. Likewise, the Urrá I conflict detonated after the failure
tional disputes. As an example of the national internal conflicts, of the authorities to conduct prior consultation with the Embera
the predicament of wavering between significant energy provision Katio people before the construction of the dam [3,72]. Other simi-
resources and even surpluses of the installed capacity on one hand, lar cases are the Xaxalá dam in Guatemala [91] and others analyzed
and important electricity provision failures on the other, has not in Brazil, Argentina, México, Chile, Guatemala and Panamá [37].
only been part of the energy sector dynamics in Colombia but also In recent years, the role that the resurgence of violence has had
of other neighbor countries, such as Peru [59]. The international dis- among the tools used for expulsion is relevant, especially in the
pute between Paraguay with Brazil and Argentina since the 1970s territories of mining and energy expansion. In 2013 it was esti-
is a variation of this predicament, this time between surpluses mated that 80% of human rights violations occurring in Colombia
of the installed capacity versus low consumption. In this regard, happened in energy and mining towns; 87% of forced displacement
a Paraguay presidential statement expressed: “We are punishing was out of the municipalities that receive royalties for mining and
our more productive sector and consequently while Sao Paulo and energy production; 78% of crimes against trade unionists, and 90%
Buenos Aires shine with our electricity, we have to walk in the dark against people of indigenous and African descent, were committed
in Paraguay’ [16: 9]. A further agreement was reached in 2013 to in mining and energy areas [33].
minimize Paraguay energy price losses. In the meanwhile, rural residents have also expanded the scale
During the electricity expansion period, the response from of their advocacy by building local and national networks to defend
affected rural communities was not immediate. This was mainly their territory (e.g. ‘Patagonia without Dams’ in Chile, ‘Guatemala
due to strong State centralism, the support of local oligarchies, National Front Against Dams’, the Commission for the International
and misinformation campaigns; not in all cases were communi- Rights over Water in México). They have addressed their demands
ties able to get organized on time. Also, companies negotiated with to international organizations such as the Inter-American Court
affected people on a one-by-one basis, fragmenting the community of Human Rights, foreign governments where building companies
and precluding collective agreements. In addition to the Colombian have their head quarters, and the OECD, among others. They have
case, similar cases have been analyzed in Guatemala, particularly also radicalized their demands urging structural solutions, such as
for hydroelectric Chixoy, and in the Chilean Patagonia [64,76,79]. autonomy or self-determination over land use.
Thus, in this way, the claims ended up focused on relocation pos- In the case of the Urrá dam, the Embera indigenous community
sibilities or compensation, in most cases, when the flooding was have made specific requests to Sweden, Russia and Canada, ask-
already a fact. ing for the suspension of hydropower implementation projects’ by
However, since the period of implementation of neoliberal poli- those enterprises originated in these countries, while indigenous
cies, arguments promoting hydroelectric projects have changed to demands are resolved [72]; the Guatapé plant is a similar case [31].
endorse three main purposes in line with the economic growth One of the recent arguments to stand out from social organizations
State development vision: making the energy sector an attractive is claiming their lifestyles as part of sustainable development; not
investment for foreign capital; making it an export-oriented sec- only environmental, but also in social terms. One of their practical
tor, and contributing to sustainable development through ‘clean’ tools is the creation of Nature Reserves of Civil Society as an attempt
energy [85]. to protect their territories.
V. Martínez, O.L. Castillo / Energy Research & Social Science 22 (2016) 69–78 77

5. Conclusions Acknowledgement

Conflicts due to installing hydropower were analyzed focused Comments on earlier drafts of this paper from Adelaida Cubides
on energy justice, understood as the unequal distribution of the are gratefully acknowledged. The usual caveats apply.
negative impacts of this energy system, endorsed by the socio-
energy systems framework and also as eco-distributive conflicts,
based on the political ecology concept. Accordingly, the analysis References
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