Man Sinamic Inverter G120 PM240 en 2009 PDF

SINAMICS G120
Power Module PM240
Hardware Installation Manual · 07/2009
SINAMICS
Answers for industry.

,QWURGXFWLRQ

6DIHW\QRWHV

,QVWDOOLQJ0RXQWLQJ

6,1$0,&6
&RQQHFWLQJ

6,1$0,&6*
3RZHU0RGXOH30 6HUYLFHDQGPDLQWHQDQFH

7HFKQLFDOVSHFLILFDWLRQV

+DUGZDUH,QVWDOODWLRQ0DQXDO
$FFHVVRULHV

$SSHQGL[ $
(GLWLRQ

$(%$'
/HJDOLQIRUPDWLRQ
:DUQLQJQRWLFHV\VWHP
7KLVPDQXDOFRQWDLQVQRWLFHV\RXKDYHWRREVHUYHLQRUGHUWRHQVXUH\RXUSHUVRQDOVDIHW\DVZHOODVWRSUHYHQW
GDPDJHWRSURSHUW\7KHQRWLFHVUHIHUULQJWR\RXUSHUVRQDOVDIHW\DUHKLJKOLJKWHGLQWKHPDQXDOE\DVDIHW\DOHUW
V\PEROQRWLFHVUHIHUULQJRQO\WRSURSHUW\GDPDJHKDYHQRVDIHW\DOHUWV\PERO7KHVHQRWLFHVVKRZQEHORZDUH
JUDGHGDFFRUGLQJWRWKHGHJUHHRIGDQJHU
'$1*(5
LQGLFDWHVWKDWGHDWKRUVHYHUHSHUVRQDOLQMXU\Z
ZLOOUHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ

:$51,1*
LQGLFDWHVWKDWGHDWKRUVHYHUHSHUVRQDOLQMXU\P
PD\UHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ

&$87,21
ZLWKDVDIHW\DOHUWV\PEROLQGLFDWHVWKDWPLQRUSHUVRQDOLQMXU\FDQUHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ

&$87,21
ZLWKRXWDVDIHW\DOHUWV\PEROLQGLFDWHVWKDWSURSHUW\GDPDJHFDQUHVXOWLISURSHUSUHFDXWLRQVDUHQRWWDNHQ

127,&(
LQGLFDWHVWKDWDQXQLQWHQGHGUHVXOWRUVLWXDWLRQFDQRFFXULIWKHFRUUHVSRQGLQJLQIRUPDWLRQLVQRWWDNHQLQWR
DFFRXQW
,IPRUHWKDQRQHGHJUHHRIGDQJHULVSUHVHQWWKHZDUQLQJQRWLFHUHSUHVHQWLQJWKHKLJKHVWGHJUHHRIGDQJHUZLOO
EHXVHG$QRWLFHZDUQLQJRILQMXU\WRSHUVRQVZLWKDVDIHW\DOHUWV\PEROPD\DOVRLQFOXGHDZDUQLQJUHODWLQJWR
SURSHUW\GDPDJH
4XDOLILHG3HUVRQQHO
7KHGHYLFHV\VWHPPD\RQO\EHVHWXSDQGXVHGLQFRQMXQFWLRQZLWKWKLVGRFXPHQWDWLRQ&RPPLVVLRQLQJDQG
RSHUDWLRQRIDGHYLFHV\VWHPPD\RQO\EHSHUIRUPHGE\T TXDOLILHGSHUVRQQHO:LWKLQWKHFRQWH[WRIWKHVDIHW\QRWHV
LQWKLVGRFXPHQWDWLRQTXDOLILHGSHUVRQVDUHGHILQHGDVSHUVRQVZKRDUHDXWKRUL]HGWRFRPPLVVLRQJURXQGDQG
ODEHOGHYLFHVV\VWHPVDQGFLUFXLWVLQDFFRUGDQFHZLWKHVWDEOLVKHGVDIHW\SUDFWLFHVDQGVWDQGDUGV
3URSHUXVHRI6LHPHQVSURGXFWV
1RWHWKHIROORZLQJ
:$51,1*
6LHPHQVSURGXFWVPD\RQO\EHXVHGIRUWKHDSSOLFDWLRQVGHVFULEHGLQWKHFDWDORJDQGLQWKHUHOHYDQWWHFKQLFDO
GRFXPHQWDWLRQ,ISURGXFWVDQGFRPSRQHQWVIURPRWKHUPDQXIDFWXUHUVDUHXVHGWKHVHPXVWEHUHFRPPHQGHG
RUDSSURYHGE\6LHPHQV3URSHUWUDQVSRUWVWRUDJHLQVWDOODWLRQDVVHPEO\FRPPLVVLRQLQJRSHUDWLRQDQG
PDLQWHQDQFHDUHUHTXLUHGWRHQVXUHWKDWWKHSURGXFWVRSHUDWHVDIHO\DQGZLWKRXWDQ\SUREOHPV7KHSHUPLVVLEOH
DPELHQWFRQGLWLRQVPXVWEHDGKHUHGWR7KHLQIRUPDWLRQLQWKHUHOHYDQWGRFXPHQWDWLRQPXVWEHREVHUYHG
7UDGHPDUNV
$OOQDPHVLGHQWLILHGE\pDUHUHJLVWHUHGWUDGHPDUNVRIWKH6LHPHQV$*7KHUHPDLQLQJWUDGHPDUNVLQWKLV
SXEOLFDWLRQPD\EHWUDGHPDUNVZKRVHXVHE\WKLUGSDUWLHVIRUWKHLURZQSXUSRVHVFRXOGYLRODWHWKHULJKWVRIWKH
RZQHU
'LVFODLPHURI/LDELOLW\
:HKDYHUHYLHZHGWKHFRQWHQWVRIWKLVSXEOLFDWLRQWRHQVXUHFRQVLVWHQF\ZLWKWKHKDUGZDUHDQGVRIWZDUH
GHVFULEHG6LQFHYDULDQFHFDQQRWEHSUHFOXGHGHQWLUHO\ZHFDQQRWJXDUDQWHHIXOOFRQVLVWHQF\+RZHYHUWKH
LQIRUPDWLRQLQWKLVSXEOLFDWLRQLVUHYLHZHGUHJXODUO\DQGDQ\QHFHVVDU\FRUUHFWLRQVDUHLQFOXGHGLQVXEVHTXHQW
HGLWLRQV
6LHPHQV$* 2UGHUQXPEHU$(%$' &RS\ULJKWk6LHPHQV$*

,QGXVWU\6HFWRU ࿕
3RVWIDFK 7HFKQLFDOGDWDVXEMHFWWRFKDQJH
151%(5*
*(50$1<

7DEOHRIFRQWHQWV

,QWURGXFWLRQ
6DIHW\QRWHV
,QVWDOOLQJ0RXQWLQJ
$LUFRROLQJUHTXLUHPHQWV
'LPHQVLRQVDQGGULOOSDWWHUQ
&RQWURO8QLWLQVWDOODWLRQ
&RQQHFWLQJ
3RZHUGLVWULEXWLRQV\VWHPV
2SHUDWLRQZLWKXQJURXQGHG,7VXSSOLHV
2SHUDWLRQZLWK5HVLGXDO&XUUHQW'HYLFHV5&'
0RWRUFDEOHOHQJWKDQGFURVVVHFWLRQ
$FFHVVWRSRZHUDQGPRWRUWHUPLQDOV
3RZHUDQGPRWRUFRQQHFWLRQV
'&9SRZHUVXSSO\FRQQHFWLRQ)6*;
$GMXVWLQJWKHIDQYROWDJH)6*;
/LQHFRQWDFWRUFRQWURO)6*;
(6'JXLGHOLQHV
6HUYLFHDQGPDLQWHQDQFH
0DLQWHQDQFH
5HSODFLQJFRPSRQHQWV
5HSODFLQJWKHFRROLQJIDQ
5HSODFLQJWKHFRROLQJIDQIXVHVDQGWKHFRROLQJIDQUHOD\)6*;
3RZHUEORFNUHSODFHPHQW)6*;
&RQWURO,QWHUIDFH0RGXOHUHSODFHPHQW)6*;
$FFHVVRULHV
5HDFWRUDQGILOWHU
/LQHUHDFWRU
/LQHILOWHU
2XWSXWUHDFWRU
6LQHZDYHILOWHU
%UDNHFKRSSHU)6*;
,QVWDOOLQJWKH%UDNHFKRSSHU)6*;
&RQQHFWLQJWKHEUDNHFKRSSHUWRWKH30
3RZHU0RGXOH30
+DUGZDUH,QVWDOODWLRQ0DQXDO$(%$'
7DEOHRIFRQWHQWV
%UDNLQJ5HVLVWRU

0RXQWLQJWKHEUDNLQJUHVLVWRUV
&RQQHFWLQJWKHEUDNLQJUHVLVWRU
3URWHFWLQJWKHEUDNLQJUHVLVWRU
7HFKQLFDOVSHFLILFDWLRQVRIWKHEUDNLQJUHVLVWRU
%UDNH5HOD\
0RXQWLQJWKH%UDNH5HOD\
&RQQHFWLQJWKH%UDNH5HOD\
7HFKQLFDOVSHFLILFDWLRQVRIWKH%UDNH5HOD\
',1UDLOPRXQWLQJNLW
6FUHHQWHUPLQDWLRQNLW
$ $SSHQGL[
$ (OHFWURPDJQHWLF&RPSDWLELOLW\
$ 'HILQLWLRQRIWKH(0&(QYLURQPHQWDQG&DWHJRULHV
$ (0&2YHUDOO3HUIRUPDQFH
$ 6WDQGDUGV
$ $EEUHYLDWLRQV
,QGH[
3RZHU0RGXOH30

,QWURGXFWLRQ
7KH6,1$0,&6*UDQJH
7KH6,1$0,&6*LQYHUWHUKDVEHHQGHVLJQHGIRUWKHDFFXUDWHDQGHIILFLHQWFRQWURORIWKH
VSHHGDQGWRUTXHIRUWKUHHSKDVHPRWRUV7KH6,1$0,&6*V\VWHPFRPSULVHVWZREDVLF
PRGXOHVWKH&RQWURO8QLW&8DQGWKH3RZHU0RGXOH30
7KH&RQWURO8QLWVDUHGLYLGHGLQWRWKHIROORZLQJ
Ⴠ &8ZLWKRXWIDLOVDIHIXQFWLRQV
ದ &83+9$&IRUSXPSDQGIDQDSSOLFDWLRQVZLWK0RGEXV578LQWHUIDFH
ದ &83&$1IRUSXPSDQGIDQDSSOLFDWLRQVZLWK&$1RSHQLQWHUIDFH
ದ &83'3IRUSXPSDQGIDQDSSOLFDWLRQVZLWK352),%86'3LQWHUIDFH
ದ &8(HFRQRPLFYHUVLRQRIWKH&8&RQWURO8QLWVHJOHVVWHUPLQDOVQR
HQFRGHULQWHUIDFH
ದ &86VWDQGDUGYHUVLRQRIWKH&8&RQWURO8QLWV
ದ &86'3OLNH&86SOXV352),%86'3LQWHUIDFH352),GULYH3URILOH9
ದ &8631OLNH&86SOXV352),1(7LQWHUIDFH352),GULYH3URILOH9
Ⴠ &8ZLWKIDLOVDIHIXQFWLRQV
ದ &86'3)OLNH&86'3SOXVLQWHJUDWHGIDLOVDIHIXQFWLRQV
ದ &8631)OLNH&8631SOXVLQWHJUDWHGIDLOVDIHIXQFWLRQV
7KH3RZHU0RGXOHVGLIIHUFRQFHUQLQJWKHVXSSO\YROWDJHDQGWKHZD\RIUHDOL]LQJWKHPRWRU
EUDNLQJIXQFWLRQ
Ⴠ 303RZHU0RGXOHZLWKUHVLVWRUEUDNLQJDQGGFEUDNLQJIXQFWLRQVVXSSO\YROWDJH
$&9
Ⴠ 303RZHU0RGXOHZLWKUHJHQHUDWLYHEUDNLQJIXQFWLRQVXSSO\YROWDJH$&9
Ⴠ 303RZHU0RGXOHZLWKUHJHQHUDWLYHEUDNLQJIXQFWLRQVXSSO\YROWDJH$&9
&RQWURO8QLWVDQG3RZHU0RGXOHVDUHDOORZHGWREHFRPELQHGLQDQ\SRVVLEOHFRQILJXUDWLRQ
([FHSWLRQV
7KH&83ZLWKILUPZDUH9FDQQRWEHFRPELQHGZLWK30)6*;RU30
7KHVHFRPELQDWLRQVZLOOEHDOORZHGZLWKILUPZDUH9
6HHWKHUHVSHFWLYHPDQXDOIRUVSHFLILFIXQFWLRQVDQGIHDWXUHV
3RZHU0RGXOH30
,QWURGXFWLRQ
$YDLODEOH3RZHU0RGXOHV30
7KHUHDUHWKHIROORZLQJW\SHVRI303RZHU0RGXOHVZLWKEUDNLQJFDSDFLW\UHVLVWRU
EUDNLQJ7KHJLYHQSRZHUUDWLQJYDOXHVDUHGHILQHGIRUKLJKRYHUORDGRSHUDWLRQ
Ⴠ 8QILOWHUHG303RZHU0RGXOHV
9ಹ9,3RU,3;;%)UDPHVL]H$ಹIUDPHVL]H*;N:ಹN:
Ⴠ 303RZHU0RGXOHVZLWKLQWHJUDWHGILOWHU&ODVV$
9ಹ9,3)UDPHVL]HV%ಹ)N:ಹN:
3RZHU0RGXOH30
,QWURGXFWLRQ
%ORFNGLDJUDP30)6$ಹ)6)
/
/
/
3(
)XVH
&RQWDFWRU
/LQHUHDFWRU
/LQHILOWHU
([WHUQDORULQWHJUDWHGLQ
WKH3RZHU0RGXOH
&RQWURO8QLW
89:
///
3RZHU0RGXOH 3(
'&3
89: 5 5
%UDNLQJ
UHVLVWRU
2XWSXWUHDFWRU
RU
VLQHZDYHILOWHU
3(
%UDNH 0
5HOD\ a
3RZHU
VXSSO\ RSWLRQDO
EUDNH DFFHVVRU\

)LJXUH 3RZHU0RGXOH30IUDPHVL]H$ಹIUDPHVL]H)+2N:ಹN:
3RZHU0RGXOH30
,QWURGXFWLRQ
%ORFNGLDJUDP30)6*;
/
/
/
3(
)XVH
&RQWDFWRU
/LQHUHDFWRU
/LQHILOWHU
390
&RQWURO8QLW
; 89:
///
3RZHU0RGXOH 3(
%UDNHFKRSSHU
; 89: 5 5
2SWLRQDO
FRQWDFWRU %UDNLQJ
FRQWURO UHVLVWRU
2XWSXWUHDFWRU
RU
VLQHZDYHILOWHU
3(
%UDNH 0
5HOD\ a
3RZHU
VXSSO\ RSWLRQDO
EUDNH DFFHVVRU\
)LJXUH 3RZHU0RGXOH30IUDPHVL]H*;+2N:ಹN:
3RZHU0RGXOH30
,QWURGXFWLRQ
$YDLODEOHWHFKQLFDOGRFXPHQWDWLRQ
&RPSUHKHQVLYHLQIRUPDWLRQDQGVXSSRUWWRROVDUHDYDLODEOHIURPWKH6HUYLFHDQG6XSSRUW
LQWHUQHWVLWH
Ⴠ KWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP
<RXILQGWKHUHWKHIROORZLQJW\SHVRIGRFXPHQWDWLRQ
Ⴠ *HWWLQJ6WDUWHG
Ⴠ 2SHUDWLQJ,QVWUXFWLRQV
Ⴠ +DUGZDUH,QVWDOODWLRQ0DQXDO
Ⴠ )XQFWLRQ0DQXDO
Ⴠ 3DUDPHWHU0DQXDO
Ⴠ 3URGXFW,QIRUPDWLRQ
)XUWKHULQWHUQHWDGGUHVVHV
<RXFDQGRZQORDGWKHUHVSHFWLYHGRFXPHQWVIRU\RXULQYHUWHUXQGHUWKHIROORZLQJOLQNV
Ⴠ 6,1$0,&6*
KWWSZZZVLHPHQVFRPVLQDPLFVJ
Ⴠ 6,1$0,&6*
KWWSZZZVLHPHQVFRPVLQDPLFVJ
Ⴠ 6,1$0,&6*'
KWWSZZZVLHPHQVFRPVLQDPLFVJG
Ⴠ 6,0$7,&(76)&
KWWSZZZVLHPHQVFRPHWVIF
Ⴠ 6,0$7,&(7SUR)&
KWWSZZZVLHPHQVFRPHWSURIF
$SSOLFDWLRQH[DPSOHV
<RXILQGYDULRXVDSSOLFDWLRQH[DPSOHVWRWKHLQYHUWHUVXQGHUWKHIROORZLQJOLQN
Ⴠ KWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP::YLHZHQ
3RZHU0RGXOH30

6DIHW\QRWHV
6DIHW\,QVWUXFWLRQV
7KHIROORZLQJ:DUQLQJV&DXWLRQVDQG1RWHVDUHSURYLGHGIRU\RXUVDIHW\DQGDVDPHDQVRI
SUHYHQWLQJGDPDJHWRWKHSURGXFWRUFRPSRQHQWVLQWKHFRQQHFWHGPDFKLQHV7KLVVHFWLRQ
OLVWV:DUQLQJV&DXWLRQVDQG1RWHVZKLFKDSSO\JHQHUDOO\ZKHQKDQGOLQJWKHLQYHUWHU
FODVVLILHGDV*HQHUDO7UDQVSRUWDQG6WRUDJH&RPPLVVLRQLQJ2SHUDWLRQ5HSDLUDQG
'LVPDQWOLQJDQG'LVSRVDO
6SHFLILF:DUQLQJV&DXWLRQVDQG1RWHVWKDWDSSO\WRSDUWLFXODUDFWLYLWLHVDUHOLVWHGDWWKH
EHJLQQLQJRIWKHUHOHYDQWVHFWLRQVLQWKLVPDQXDODQGDUHUHSHDWHGRUVXSSOHPHQWHGDW
FULWLFDOSRLQWVWKURXJKRXWWKHVHVHFWLRQV
3OHDVHUHDGWKHLQIRUPDWLRQFDUHIXOO\VLQFHLWLVSURYLGHGIRU\RXUSHUVRQDOVDIHW\DQGZLOO
DOVRKHOSSURORQJWKHVHUYLFHOLIHRI\RXULQYHUWHUDQGWKHHTXLSPHQWWRZKLFKLWLVFRQQHFWHG
&RPPRQ,QVWUXFWLRQV
,WKDVWREHHQVXUHGE\WKHPDFKLQHPDQXIDFWXUHUWKDWWKHOLQHVLGHRYHUFXUUHQWSURWHFWLRQ
HTXLSPHQWLQWHUUXSWVZLWKLQVLPPRYDEOHHTXLSPHQWDQGPRGXOHVLQLPPRYDEOH
HTXLSPHQWLQWKHFDVHRIPLQLPXPIDXOWFXUUHQWFXUUHQWRQFRPSOHWHLQVXODWLRQIDLOXUHWR
DFFHVVLEOHFRQGXFWLYHSDUWVWKDWDUHQRWOLYHGXULQJRSHUDWLRQDQGPD[LPXPFXUUHQWORRS
UHVLVWDQFH
,WKDVWREHHQVXUHGE\WKHPDFKLQHPDQXIDFWXUHUWKDWWKHYROWDJHGURSEHWZHHQWKH
EHJLQQLQJRIWKHORDGV\VWHPDQGWKHSRZHUGULYHV\VWHPGXULQJRSHUDWLRQZLWKUDWHGYDOXHV
GRHVQRWH[FHHG
3RZHU0RGXOH30
6DIHW\QRWHV
*HQHUDO

:$51,1*

7KLVHTXLSPHQWFRQWDLQVGDQJHURXVYROWDJHVDQGFRQWUROVSRWHQWLDOO\GDQJHURXVURWDWLQJ
PHFKDQLFDOSDUWV1RQFRPSOLDQFHZLWKWKHZDUQLQJVRUIDLOXUHWRIROORZWKHLQVWUXFWLRQV
FRQWDLQHGLQWKLVPDQXDOFDQUHVXOWLQORVVRIOLIHVHYHUHSHUVRQDOLQMXU\RUVHULRXVGDPDJH
WRSURSHUW\
3URWHFWLRQLQFDVHRIGLUHFWFRQWDFWE\PHDQVRI6(/93(/9LVRQO\SHUPLVVLEOHLQDUHDV
ZLWKHTXLSRWHQWLDOERQGLQJDQGLQGU\LQGRRUURRPV,IWKHVHFRQGLWLRQVDUHQRWIXOILOOHG
RWKHUSURWHFWLYHPHDVXUHVDJDLQVWHOHFWULFVKRFNPXVWEHDSSOLHGHJSURWHFWLYHLQVXODWLRQ
2QO\VXLWDEO\TXDOLILHGSHUVRQQHOVKRXOGZRUNRQWKLVHTXLSPHQWDQGRQO\DIWHUEHFRPLQJ
IDPLOLDUZLWKDOOVDIHW\QRWLFHVLQVWDOODWLRQRSHUDWLRQDQGPDLQWHQDQFHSURFHGXUHV
FRQWDLQHGLQWKLVPDQXDO7KHVXFFHVVIXODQGVDIHRSHUDWLRQRIWKLVHTXLSPHQWLVGHSHQGHQW
XSRQLWVSURSHUKDQGOLQJLQVWDOODWLRQRSHUDWLRQDQGPDLQWHQDQFH
$VWKHHDUWKOHDNDJHIRUWKLVSURGXFWFDQEHJUHDWHUWKDQP$DFDIL[HGHDUWK
FRQQHFWLRQLVUHTXLUHGDQGWKHPLQLPXPVL]HRIWKHSURWHFWLYHHDUWKFRQGXFWRUVKDOOFRPSO\
ZLWKWKHORFDOVDIHW\UHJXODWLRQVIRUKLJKOHDNDJHFXUUHQWHTXLSPHQW
7KHSRZHUVXSSO\'&DQGPRWRUWHUPLQDOVWKHEUDNHDQGWKHUPLVWRUFDEOHVFDQFDUU\
GDQJHURXVYROWDJHVHYHQLIWKHLQYHUWHULVLQRSHUDWLYH:DLWDWOHDVWILYHPLQXWHVWRDOORZWKH
XQLWWRGLVFKDUJHDIWHUVZLWFKLQJRIIWKHOLQHVXSSO\EHIRUHFDUU\LQJRXWDQ\LQVWDOODWLRQZRUN
,WLVVWULFWO\SURKLELWHGIRUDQ\PDLQVGLVFRQQHFWLRQWREHSHUIRUPHGRQWKHPRWRUVLGHRIWKH
V\VWHPDQ\GLVFRQQHFWLRQRIWKHPDLQVPXVWEHSHUIRUPHGRQWKHPDLQVVLGHRIWKH
,QYHUWHU
:KHQFRQQHFWLQJWKHOLQHVXSSO\WRWKH,QYHUWHUPDNHVXUHWKDWWKHWHUPLQDOFDVHRIWKH
PRWRULVFORVHG
7KLVHTXLSPHQWLVFDSDEOHRISURYLGLQJLQWHUQDOPRWRURYHUORDGSURWHFWLRQDFFRUGLQJWR
8/&5HIHUWR3DQG3LtWLV21E\GHIDXOW
:KHQFKDQJLQJIURPWKH21WR2))VWDWHRIDQRSHUDWLRQLIDQ/('RURWKHUVLPLODUGLVSOD\
LVQRWOLWRUDFWLYHWKLVGRHVQRWLQGLFDWHWKDWWKHXQLWLVVZLWFKHGRIIRUSRZHUHGGRZQ
7KHLQYHUWHUPXVWDOZD\VEHJURXQGHG
,VRODWHWKHOLQHVXSSO\EHIRUHPDNLQJRUFKDQJLQJFRQQHFWLRQVWRWKHXQLW
(QVXUHWKDWWKHLQYHUWHULVFRQILJXUHGIRUWKHFRUUHFWVXSSO\YROWDJH7KHLQYHUWHUPXVWQRW
EHFRQQHFWHGWRDKLJKHUYROWDJHVXSSO\
6WDWLFGLVFKDUJHVRQVXUIDFHVRULQWHUIDFHVWKDWDUHQRWJHQHUDOO\DFFHVVLEOHHJWHUPLQDO
RUFRQQHFWRUSLQVFDQFDXVHPDOIXQFWLRQVRUGHIHFWV7KHUHIRUHZKHQZRUNLQJZLWK
LQYHUWHUVRULQYHUWHUFRPSRQHQWV(6'SURWHFWLYHPHDVXUHVVKRXOGEHREVHUYHG
7DNHSDUWLFXODUQRWLFHRIWKHJHQHUDODQGUHJLRQDOLQVWDOODWLRQDQGVDIHW\UHJXODWLRQV
UHJDUGLQJZRUNRQGDQJHURXVYROWDJHLQVWDOODWLRQVHJ(1DVZHOODVWKHUHOHYDQW
UHJXODWLRQVUHJDUGLQJWKHFRUUHFWXVHRIWRROVDQGSHUVRQDOSURWHFWLYHHTXLSPHQW33(

3RZHU0RGXOH30
6DIHW\QRWHV
&$87,21

&KLOGUHQDQGWKHJHQHUDOSXEOLFPXVWEHSUHYHQWHGIURPDFFHVVLQJRUDSSURDFKLQJWKH
HTXLSPHQW
7KLVHTXLSPHQWPD\RQO\EHXVHGIRUWKHSXUSRVHVSHFLILHGE\WKHPDQXIDFWXUHU
8QDXWKRUL]HGPRGLILFDWLRQVDQGWKHXVHRIVSDUHSDUWVDQGDFFHVVRULHVWKDWDUHQRWVROGRU
UHFRPPHQGHGE\WKHPDQXIDFWXUHURIWKHHTXLSPHQWFDQFDXVHILUHVHOHFWULFVKRFNVDQG
LQMXULHV

127,&(

.HHSWKLVPDQXDOZLWKLQHDV\UHDFKRIWKHHTXLSPHQWDQGPDNHLWDYDLODEOHWRDOOXVHUV
:KHQHYHUPHDVXULQJRUWHVWLQJKDVWREHSHUIRUPHGRQOLYHHTXLSPHQWWKHUHJXODWLRQVRI
6DIHW\&RGH%*9$PXVWEHREVHUYHGLQSDUWLFXODUi3HUPLVVLEOH'HYLDWLRQVZKHQ
:RUNLQJRQ/LYH3DUWV6XLWDEOHHOHFWURQLFWRROVVKRXOGEHXVHG
%HIRUHLQVWDOOLQJDQGFRPPLVVLRQLQJSOHDVHUHDGWKHVHVDIHW\LQVWUXFWLRQVDQGZDUQLQJV
FDUHIXOO\DQGDOOWKHZDUQLQJODEHOVDWWDFKHGWRWKHHTXLSPHQW0DNHVXUHWKDWWKHZDUQLQJ
ODEHOVDUHNHSWLQDOHJLEOHFRQGLWLRQDQGUHSODFHPLVVLQJRUGDPDJHGODEHOV

7UDQVSRUWDQGVWRUDJH

:$51,1*

&RUUHFWWUDQVSRUWVWRUDJHDVZHOODVFDUHIXORSHUDWLRQDQGPDLQWHQDQFHDUHHVVHQWLDOIRU
WKHSURSHUDQGVDIHRSHUDWLRQRIWKHHTXLSPHQW

&$87,21

3URWHFWWKHHTXLSPHQWDJDLQVWSK\VLFDOVKRFNVDQGYLEUDWLRQGXULQJWUDQVSRUWDQGVWRUDJH,W
LVLPSRUWDQWWKDWWKHHTXLSPHQWLVSURWHFWHGIURPZDWHUUDLQIDOODQGH[FHVVLYH
WHPSHUDWXUHV

&RPPLVVLRQLQJ

:$51,1*

:RUNLQJRQWKHHTXLSPHQWE\XQTXDOLILHGSHUVRQQHORUIDLOXUHWRFRPSO\ZLWKZDUQLQJVFDQ
UHVXOWLQVHYHUHSHUVRQDOLQMXU\RUVHULRXVGDPDJHWRPDWHULDO2QO\VXLWDEO\TXDOLILHG
SHUVRQQHOWUDLQHGLQWKHVHWXSLQVWDOODWLRQFRPPLVVLRQLQJDQGRSHUDWLRQRIWKHSURGXFW
VKRXOGFDUU\RXWZRUNRQWKHHTXLSPHQW

3RZHU0RGXOH30
6DIHW\QRWHV
&$87,21

&DEOHFRQQHFWLRQ
7KHFRQWUROFDEOHVPXVWEHODLGVHSDUDWHO\IURPWKHSRZHUFDEOHV&DUU\RXWWKH
FRQQHFWLRQVDVVKRZQLQWKHLQVWDOODWLRQVHFWLRQLQWKLVPDQXDOWRSUHYHQWLQGXFWLYHDQG
FDSDFLWLYHLQWHUIHUHQFHIURPDIIHFWLQJWKHFRUUHFWIXQFWLRQRIWKHV\VWHP

0HFKDQLFDO,QVWDOODWLRQ

:$51,1*

7RHQVXUHWKHVDIHRSHUDWLRQRIWKHHTXLSPHQWLWPXVWEHLQVWDOOHGDQGFRPPLVVLRQHGE\
TXDOLILHGSHUVRQQHOLQIXOOFRPSOLDQFHZLWKWKHZDUQLQJVODLGGRZQLQWKLVPDQXDO
7DNHSDUWLFXODUQRWHRIWKHJHQHUDODQGUHJLRQDOLQVWDOODWLRQDQGVDIHW\UHJXODWLRQV
UHJDUGLQJZRUNRQGDQJHURXVYROWDJHLQVWDOODWLRQHJ(1DVZHOODVWKH
UHOHYDQWUHJXODWLRQVUHJDUGLQJWKHFRUUHFWXVHRIWRROVDQGSHUVRQDOSURWHFWLYHHTXLSPHQW
33(

(OHFWULFDO,QVWDOODWLRQ

:$51,1*

$IL[HGORFDWLRQQRQYDU\LQJFRQQHFWLRQLVQHFHVVDU\EHFDXVHRIDOHDNDJHFXUUHQW
!P$
7KHLQYHUWHUPXVWDOZD\VEHJURXQGHG,ILWLVQRWJURXQGHGFRUUHFWO\H[WUHPHO\GDQJHURXV
FRQGLWLRQVPD\DULVHZKLFKFRXOGSURYHSRWHQWLDOO\IDWDO
,VRODWHWKHPDLQVHOHFWULFDOVXSSO\EHIRUHPDNLQJRUFKDQJLQJFRQQHFWLRQVWRWKHXQLW
7KHWHUPLQDOVRIWKH,QYHUWHUFDQFDUU\GDQJHURXVYROWDJHVHYHQLIWKHLQYHUWHULV
LQRSHUDWLYH:DLWDWOHDVWPLQXWHVWRDOORZWKHXQLWWRGLVFKDUJHDIWHUVZLWFKLQJRIIWKHOLQH
VXSSO\EHIRUHFDUU\LQJRXWDQ\LQVWDOODWLRQZRUN
:KHQFRQQHFWLQJWKHOLQHVXSSO\WRWKHLQYHUWHUPDNHVXUHWKDWWKHWHUPLQDOFDVHRIWKH
PRWRULVFORVHG
(QVXUHWKDWWKHLQYHUWHULVFRQILJXUHGIRUWKHFRUUHFWVXSSO\YROWDJHದLWPXVWQRWEH
FRQQHFWHGWRDKLJKHUYROWDJHVXSSO\

:$51,1*

)LOWHUHGGULYHVFDQRQO\EHXVHGRQSRZHUV\VWHPVZLWKJURXQGHGVWDUSRLQW

3RZHU0RGXOH30
6DIHW\QRWHV
2SHUDWLRQ

:$51,1*

7KHLQYHUWHURSHUDWHVDWKLJKYROWDJHV:KHQRSHUDWLQJHOHFWULFDOGHYLFHVLWLVLPSRVVLEOHWR
DYRLGDSSO\LQJKD]DUGRXVYROWDJHVWRFHUWDLQSDUWVRIWKHHTXLSPHQW
7KHSRZHUVXSSO\DQGPRWRUWHUPLQDOVDQGLIDYDLODEOHWKH'&WHUPLQDOVFDQFDUU\
GDQJHURXVYROWDJHVHYHQLIWKHLQYHUWHULVLQRSHUDWLYH:DLWILYHPLQXWHVWRDOORZWKHXQLWWR
GLVFKDUJHDIWHUVZLWFKLQJRIIWKHOLQHVXSSO\EHIRUHFDUU\LQJRXWDQ\LQVWDOODWLRQZRUN
(PHUJHQF\6WRSIDFLOLWLHVDFFRUGLQJWR(1,(&9'(PXVWUHPDLQ
RSHUDWLYHLQDOORSHUDWLQJPRGHVRIWKHFRQWUROHTXLSPHQW$Q\GLVHQJDJHPHQWRIWKH
(PHUJHQF\6WRSIDFLOLW\PXVWQRWOHDGWRDQXQFRQWUROOHGRUDQXQGHILQHGUHVWDUWRIWKH
HTXLSPHQW
:KHUHYHUIDXOWVRFFXUULQJLQWKHFRQWUROHTXLSPHQWFDQOHDGWRVXEVWDQWLDOPDWHULDOGDPDJH
RUHYHQJULHYRXVERGLO\LQMXU\WKDWLVSRWHQWLDOO\GDQJHURXVIDXOWVDGGLWLRQDOH[WHUQDO
SUHFDXWLRQVPXVWEHWDNHQRUIDFLOLWLHVSURYLGHGWRHQVXUHRUHQIRUFHVDIHRSHUDWLRQHYHQ
ZKHQDIDXOWRFFXUVHJLQGHSHQGHQWOLPLWVZLWFKHVPHFKDQLFDOLQWHUORFNVHWF
&HUWDLQSDUDPHWHUVHWWLQJVPD\FDXVHWKHLQYHUWHUWRUHVWDUWDXWRPDWLFDOO\DIWHUDQLQSXW
SRZHUIDLOXUHIRUH[DPSOHWKHDXWRPDWLFUHVWDUWIXQFWLRQ
0RWRUSDUDPHWHUVPXVWEHDFFXUDWHO\FRQILJXUHGIRUPRWRURYHUORDGSURWHFWLRQWRRSHUDWH
FRUUHFWO\
7KLVHTXLSPHQWLVVXLWDEOHIRUXVHLQDSRZHUV\VWHPXSWRV\PPHWULFDODPSHUHV
UPVIRUWKHPD[LPXPUDWHGYROWDJHZKHQSURWHFWHGE\DQDSSURSULDWHVWDQGDUG
IXVHUHIHUWRWKHFDWDORJXHIRUWKHW\SHRIIXVH
7KH3RZHU0RGXOHVDUHFRPSRQHQWVZLWKDKLJKOHDNDJHFXUUHQW
8VHRIPRELOHUDGLRGHYLFHHJWHOHSKRQHVZDON\WDONLHVZLWKDWUDQVPLVVLRQSRZHU!:
LQWKHLPPHGLDWHYLFLQLW\RIWKHGHYLFHVPFDQLQWHUIHUHZLWKWKHIXQFWLRQLQJRIWKH
HTXLSPHQW

&$87,21

7KHOLQHILOWHUFRQGXFWVDKLJKOHDNDJHFXUUHQWYLDWKH3(FRQGXFWRU'XHWRWKHKLJK
OHDNDJHFXUUHQWDSHUPDQHQW3(FRQQHFWLRQIRUWKHOLQHILOWHULVUHTXLUHG
)XUWKHUPRUHWKHIROORZLQJPHDVXUHVPXVWEHWDNHQLQDFFRUGDQFHZLWK(1
(LWKHUSURWHFWLYHJURXQGFRQGXFWRUFURVVVHFWLRQVุPP$:*&XRULQVWDOODWLRQRID
VHFRQGSURWHFWLYHJURXQGFRQGXFWRUZLWKERWKKDYLQJWKHVDPHFURVVVHFWLRQDVWKHOLQH
LQSXWFDEOH

3RZHU0RGXOH30
6DIHW\QRWHV
5HSDLU

:$51,1*

5HSDLUVRQHTXLSPHQWPD\RQO\EHFDUULHGRXWE\6LHPHQV6HUYLFHE\UHSDLUFHQWHUV
DXWKRUL]HGE\6LHPHQVRUE\DXWKRUL]HGSHUVRQQHOZKRDUHWKRURXJKO\DFTXDLQWHGZLWKDOO
WKHZDUQLQJVDQGRSHUDWLQJSURFHGXUHVFRQWDLQHGLQWKLVPDQXDO
$Q\GHIHFWLYHSDUWVRUFRPSRQHQWVPXVWEHUHSODFHGXVLQJSDUWVFRQWDLQHGLQWKHUHOHYDQW
VSDUHSDUWVOLVW
'LVFRQQHFWWKHSRZHUVXSSO\EHIRUHRSHQLQJWKHHTXLSPHQWIRUDFFHVV

'LVPDQWOLQJDQGGLVSRVDO

&$87,21

7KHSDFNDJLQJRIWKHLQYHUWHULVUHXVDEOH5HWDLQWKHSDFNDJLQJIRUIXWXUHXVH
(DV\WRUHOHDVHVFUHZDQGVQDSFRQQHFWRUVDOORZ\RXWREUHDNWKHXQLWGRZQLQWRLWV
FRPSRQHQWSDUWV<RXFDQUHF\FOHWKHVHFRPSRQHQWSDUWVGLVSRVHRIWKHPLQDFFRUGDQFH
ZLWKORFDOUHTXLUHPHQWVRUUHWXUQWKHPWRWKHPDQXIDFWXUHU

3RZHU0RGXOH30

,QVWDOOLQJ0RXQWLQJ

:$51,1*

7RHQVXUHWKHVDIHRSHUDWLRQRIWKHHTXLSPHQWLWPXVWEHLQVWDOOHGDQGFRPPLVVLRQHGE\
TXDOLILHGSHUVRQQHOLQIXOOFRPSOLDQFHZLWKWKHZDUQLQJVODLGGRZQLQWKLVPDQXDO
7DNHSDUWLFXODUQRWHRIWKHJHQHUDODQGUHJLRQDOLQVWDOODWLRQDQGVDIHW\UHJXODWLRQV
UHJDUGLQJZRUNRQGDQJHURXVYROWDJHLQVWDOODWLRQHJ(1DVZHOODVWKH
UHOHYDQWUHJXODWLRQVUHJDUGLQJWKHFRUUHFWXVHRIWRROVDQGSHUVRQDOSURWHFWLYHHTXLSPHQW
33(

*HQHUDOUXOHVIRUWKHHQYLURQPHQWDOSURWHFWLRQRIWKH3RZHU0RGXOHV
7RHQVXUHWKDWWKHSRZHUPRGXOHLVLQVWDOOHGLQWKHFRUUHFWHQYLURQPHQWDOFRQGLWLRQVSOHDVH
HQVXUHWKDW\RXDGKHUHWRWKHIROORZLQJJXLGHOLQHV
Ⴠ 7KH3RZHU0RGXOH)6$ಹ)6)LVGHVLJQHGIRU,3SURWHFWLRQ,WLVSURWHFWHGIURPWKH
LQJUHVVRIVROLGIRUHLJQREMHFWVุPPุLQFKHV
Ⴠ 7KH3RZHU0RGXOH)6*;LVGHVLJQHGIRU,3RU,3;;%SURWHFWLRQ,WLVSURWHFWHGIURP
WKHLQJUHVVRIVROLGIRUHLJQREMHFWVุPPุLQFKHVUHVSHFWLYHO\IURPDFFHVVLQJ
GDQJHURXVSDUWVZLWKDILQJHU
Ⴠ 7KH3RZHU0RGXOHLVQRWSURWHFWHGDJDLQVWWKHLQJUHVVRIZDWHU
Ⴠ 7KH3RZHU0RGXOHLVGHVLJQHGWREHLQVWDOOHGLQDQHOHFWULFDOFDELQHW
Ⴠ .HHSWKH3RZHU0RGXOHIUHHIURPGXVWDQGGLUW
Ⴠ .HHSWKH3RZHU0RGXOHDZD\IURPZDWHUVROYHQWVDQGFKHPLFDOV
7DNHFDUHWRVLWHWKHLQYHUWHUDZD\IURPSRWHQWLDOZDWHUKD]DUGVIRUH[DPSOHGRQRW
LQVWDOOWKHLQYHUWHUEHQHDWKSLSHVWKDWDUHVXEMHFWWRFRQGHQVDWLRQ$YRLGLQVWDOOLQJWKH
LQYHUWHUZKHUHH[FHVVLYHKXPLGLW\DQGFRQGHQVDWLRQPD\RFFXU
Ⴠ .HHSWKH3RZHU0RGXOHZLWKLQWKHPD[LPXPDQGPLQLPXPRSHUDWLQJWHPSHUDWXUHV
Ⴠ (QVXUHWKDWWKHFRUUHFWOHYHORIYHQWLODWLRQDQGDLUIORZLVSURYLGHG
Ⴠ (QVXUHWKDWHDUWKLQJDQGJURXQGLQJSUDFWLFHVIRUHDFK3RZHU0RGXOHDQGWKHFDELQHW
IROORZVWKHJXLGHOLQHVJLYHQLQWKLVGRFXPHQW3DJH

&$87,21

7KH6,1$0,&6*3RZHU0RGXOH0867127EHPRXQWHGKRUL]RQWDOO\

3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
,QVWDOODWLRQDQGFRROLQJ
0DNHVXUHWKDWWKHUHLVDQDGHTXDWHDLUIORZWKURXJKWKHFXELFOHDVIROORZV
$GGWKHDLUIORZYDOXHVUHTXLUHGIRUHYHU\3RZHU0RGXOHVHHIROORZLQJWDEOHZLWKLQWKH
FXELFOH
&DOFXODWHWKHDLUIORZUHTXLUHGE\FRPSRQHQWVDVUHDFWRUILOWHU&RQWURO8QLWDQGRWKHU
HOHFWURQLFGHYLFHVXVLQJWKHIRUPXOD
$LUIORZOV 3RZHUORVV:DWW˂7[
˂7 $OORZDEOHWHPSHUDWXUHULVHZLWKLQWKHFXELFOHLQr&
)RUWKHSRZHUORVVHVRIFRPSRQHQWVVHHWKHIROORZLQJWDEOH
$GGWKHDLUIORZYDOXHVRIDOOFRPSRQHQWVZLWKLQWKHFXELFOHWRJHWWKHFRPSOHWHDLUIORZ
UHTXLUHG
1RHTXLSPHQWVKRXOGEHLQVWDOOHGWKDWFRXOGKDYHDQHJDWLYHHIIHFWRQWKHIORZRIFRROLQJ
DLU
0DNHVXUHWKDWWKHFRROLQJYHQWVLQWKH3RZHU0RGXOHDUHSRVLWLRQHGFRUUHFWO\WRDOORZ
WKHIUHHPRYHPHQWRIDLU
$YRLGFRROLQJDLUVKRUWFLUFXLWXVLQJDLUEDUULHUVLIQHFHVVDU\
&RROLQJDLUIORZ &RROLQJDLUIORZ
$LU
EDUULHU
$LUEDUULHU

)LJXUH $LUEDUULHUVIRUDYRLGLQJFRROLQJDLUVKRUWFLUFXLWV
3URYLGHDQDGHTXDWHFXELFOHZLWKVXIILFLHQWDLUYHQWDQGVXLWDEOHDLUVWUDLQHU
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
7DEOH $LUFRROLQJUHTXLUHPHQWVIRURSHUDWLRQZLWKUDWHGSRZHU/2
)UDPH /2SRZHUUDWLQJ 5HTXLUHGFRROLQJDLUIORZ

VL]H ,V &)0
)6$ N:N:
)6% N:N:
)6& N:N:
)6' N:N:
)6( N:N:
)6) N:N:
)6*; N:N:
7DEOH 3RZHUORVVHVRI3RZHU0RGXOHFRPSRQHQWVLQ:DWW
)RU3RZHU0RGXOH
3RZHUORVVHVRIಹ )6$ )6% )6& )6' )6( )6) )6*;
3RZHU0RGXOH ಹ ಹ ಹ ಹ ಹ ಹ ಹ

&RQWURO8QLW
/LQHUHDFWRU ಹ ಹ ಹ ಹ

/LQHILOWHU ಹ ಹ ಹ

2XWSXWUHDFWRU ಹ ಹ

6LQHZDYHILOWHU ಹ ಹ ಹ ಹ ಹ ಹ

7KHSRZHUORVVHVRIOLQHUHDFWRUDQGOLQHILOWHUDUHYDOLGIRUWKHIROORZLQJRSHUDWLQJFRQGLWLRQV
Ⴠ 5DWHGLQSXWFXUUHQW
Ⴠ +]OLQHIUHTXHQF\
7KHSRZHUORVVHVRI3RZHU0RGXOHRXWSXWUHDFWRUDQGVLQHZDYHILOWHUDUHYDOLGIRUWKH
IROORZLQJRSHUDWLQJFRQGLWLRQV
Ⴠ 5DWHGRXWSXWFXUUHQW
Ⴠ +]RXWSXWIUHTXHQF\
Ⴠ N+]SXOVHIUHTXHQF\N+]SXOVHIUHTXHQF\IRUUDWHGSRZHU!N:
)XUWKHULQIRUPDWLRQLVJLYHQLQWKHWHFKQLFDOVSHFLILFDWLRQV
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
'LPHQVLRQVGULOOSDWWHUQVDQGPLQLPXPGLVWDQFHV
7KHGLPHQVLRQGUDZLQJVIRUDOOIUDPHVL]HVIRUWKH6,1$0,&6*3RZHU0RGXOH30
DUHVKRZQLQWKHILJXUHVDQGQRWWUXHWRVFDOH
PP PP PP

PP
PP
PP

+HLJKWLQFRPELQDWLRQZLWKWKH )RUIL[LQJ
VFUHHQWHUPLQDWLRQNLWZR%UDNH [0EROWV
5HOD\ [0QXWV
[0ZDVKHUV
PPLQFK
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6$+2N:N:
7DEOH 0LQLPXPGLVWDQFHVIRUPRXQWLQJ
0LQLPXPGLVWDQFHV)6$ 1RWH
VLGHE\ PP $WPD[HQYLURQPHQWDOWHPSHUDWXUHRIr&r)DQGZLWKPD[+2
VLGH LQFKHV ORDGWKH3RZHU0RGXOHVFDQEHPRXQWHGDGMDFHQWWRHDFKRWKHU
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
IURQW PP $GGLWLRQDOGLVWDQFHWRWKHIURQWZLWK&RQWURO8QLW&8(
LQFKHV
PP $GGLWLRQDOGLVWDQFHWRWKHIURQWZLWK&RQWURO8QLWV&86
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP

PP PP PP

PP
PP
PP

+HLJKWLQFRPELQDWLRQZLWKWKHVFUHHQ )RUIL[LQJ
WHUPLQDWLRQNLWZR%UDNH5HOD\ [0EROWV
PPLQFK [0QXWV
[0ZDVKHUV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6%+2N:N:
0LQLPXPGLVWDQFHV)6% 1RWH
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP

PP PP PP

PP
PP

PP

PPLQFK [0QXWV
[0ZDVKHUV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6&+2N:N:
0LQLPXPGLVWDQFHV)6& 1RWH
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP
PPರ

PPರ PP

PP
PP

PPರ
PP
PP

[0QXWV
PPLQFK [0ZDVKHUV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6'XQILOWHUHG+2N:N:
0LQLPXPGLVWDQFHV)6' 1RWH
VLGHE\ PP
VLGH LQFKHV
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP
PPರ PPರ

PP

PP
PP

PP
PP

PPರ
+HLJKWLQFRPELQDWLRQZLWKWKH )RUIL[LQJ
VFUHHQWHUPLQDWLRQNLWZR%UDNH [0EROWV
[0QXWV
5HOD\ [0ZDVKHUV
PPLQFK 7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6'ILOWHUHG+2N:N:
0LQLPXPGLVWDQFHV)6' 1RWH
VLGHE\ PP
VLGH LQFKHV
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP
PPರ
PPರ PP

PP
PP

PPರ
PP
PP

[0QXWV
PPLQFK [0ZDVKHUV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6(XQILOWHUHG+2N:N:
0LQLPXPGLVWDQFHV)6( 1RWH
VLGHE\ PP
VLGH LQFKHV
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP
PPರ PPರ
PP

PP
PP

PPರ
PP
PP

[0QXWV
PPLQFK [0ZDVKHUV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6(ILOWHUHG+2N:N:
0LQLPXPGLVWDQFHV)6( 1RWH
VLGHE\ PP
VLGH LQFKHV
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP

PPರ PPರ
PP

PP
PP

PP

PP

[0QXWV
PPLQFK [0ZDVKHUV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6)XQILOWHUHG+2N:N:
0LQLPXPGLVWDQFHV)6) 1RWH
VLGHE\ PP
VLGH LQFKHV
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
IURQW PP $GGLWLRQDOGLVWDQFHWRWKHIURQWZLWKFRQWUROXQLW&8(
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP
PPರ PPರ
PP

PP
PP

PP
PP

[0QXWV
PPLQFK [0ZDVKHUV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6)ILOWHUHG+2N:N:
0LQLPXPGLVWDQFHV)6) 1RWH
VLGHE\ PP
VLGH LQFKHV
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
IURQW PP $GGLWLRQDOGLVWDQFHWRWKHIURQWZLWKFRQWUROXQLW&8(
LQFKHV
LQFKHV &86'3&8631&86'3)DQG&8631)
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
PP

PP PP
PP PP PP PP

PP

PP

PP
PP

)RUIL[LQJ
[0EROWV
[0QXWV
[0ZDVKHUV
8VHORFNLQJHOHPHQWV
7LJKWHQLQJWRUTXH1P
OEILQ
)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6*;+2N:N:
0LQLPXPGLVWDQFHV)6*; 1RWH
VLGHE\ PP
VLGH LQFKHV
DERYH PP
LQFKHV
EHORZ PP
LQFKHV
IURQW PP 7KH&8LVPRXQWHGLQVLGHWKH3RZHU0RGXOHKRXVLQJDQGGRHVQRW
LQFKHV LQIOXHQFHWKH30GLPHQVLRQV
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
)LWWLQJWKH&8WRWKH30)6$)6)
7KH&RQWURO8QLWLVVQDSSHGRQWRWKH3RZHU0RGXOHDVVKRZQLQWKHILJXUHEHORZ7R
GLVFRQQHFWWKH&8SXVKWKHUHOHDVHEXWWRQRQWRSRIWKH30
7KHSURFHVVRIILWWLQJWKH&RQWURO8QLWWRWKH3RZHU0RGXOHLVWKHVDPHWHFKQLTXH
LQGHSHQGHQWIURPWKHW\SHRI&RQWURO8QLWRU3RZHU0RGXOH

)LJXUH )LWWLQJWKH&RQWURO8QLW&86WRWKH3RZHU0RGXOH)6&
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
)LWWLQJWKH&8WRWKH3RZHU0RGXOH)6*;
7KH&RQWURO8QLWLVVQDSSHGLQVLGHWKH3RZHU0RGXOHKRXVLQJEHKLQGWKHIURQWSODWH

8QVFUHZWKHWZRIL[LQJVFUHZVDWWKHERWWRPRIWKH
IURQWFRYHU
3XVKWKHFRYHUXSZDUGVDQGUHPRYHLW

DQG6QDSWKH&RQWURO8QLWRQWRWKH3RZHU0RGXOH
5HOHDVHEXWWRQ

7RGLVFRQQHFWWKH&8SXVKWKHUHOHDVHEXWWRQ
3RZHU0RGXOH30
,QVWDOOLQJ0RXQWLQJ
$GDSWLQJWKH&8IUDPHRIWKH3RZHU0RGXOHIURQWFRYHU
$SODVWLFIUDPHLQWKHIURQWFRYHURIWKH3RZHU0RGXOHHQVXUHVWKH,3RU,3;;%SURWHFWLRQ
FODVVRIWKHLQYHUWHU7KLVSODVWLFIUDPHKDVWREHDGDSWHGWRWKH&RQWURO8QLW
Ⴠ 7KHIUDPHFDQEHDGDSWHGE\UHPRYLQJLWVERWWRP
Ⴠ 7KHSODVWLFLQVHUWFDQEHUHGXFHGRUUHPRYHG

&RQWURO8QLW )UDPHDGDSWDWLRQ
$FWLRQVWRWDNH YLHZIURPEHKLQG
&86
&86'3
&86'3)
&8631
&8631)

཰5HGXFHWKHLQVHUW
ཱ5HPRYHWKHERWWRPRIWKHIUDPH

,3SURWHFWLRQLVHQVXUHGZLWKD
FRUUHFWO\DGDSWHGIUDPHDQGZLWK
WKH&RQWURO8QLWVOLVWHGDERYH

&8(

཰8VHWKHLQVHUWDVLWLV
ཱ5HPRYHWKHERWWRPRIWKHIUDPH

,3;;%SURWHFWLRQLVHQVXUHGZLWKD
FRUUHFWO\DGDSWHGIUDPHDQGZLWK
WKH&RQWURO8QLW&8(
3RZHU0RGXOH30

&RQQHFWLQJ
(OHFWULFDO,QVWDOODWLRQ

:$51,1*

$IL[HGORFDWLRQQRQYDU\LQJFRQQHFWLRQLVQHFHVVDU\EHFDXVHRIDOHDNDJHFXUUHQW
!P$
7KHLQYHUWHUPXVWDOZD\VEHJURXQGHG,ILWLVQRWJURXQGHGFRUUHFWO\H[WUHPHO\GDQJHURXV
FRQGLWLRQVPD\DULVHZKLFKFRXOGSURYHSRWHQWLDOO\IDWDO
,VRODWHWKHPDLQVHOHFWULFDOVXSSO\EHIRUHPDNLQJRUFKDQJLQJFRQQHFWLRQVWRWKHXQLW
7KHWHUPLQDOVRIWKH,QYHUWHUFDQFDUU\GDQJHURXVYROWDJHVHYHQLIWKHLQYHUWHULV
LQRSHUDWLYH:DLWDWOHDVWPLQXWHVWRDOORZWKHXQLWWRGLVFKDUJHDIWHUVZLWFKLQJRIIWKHOLQH
VXSSO\EHIRUHFDUU\LQJRXWDQ\LQVWDOODWLRQZRUN
:KHQFRQQHFWLQJWKHOLQHVXSSO\WRWKHLQYHUWHUPDNHVXUHWKDWWKHWHUPLQDOFDVHRIWKH
PRWRULVFORVHG
(QVXUHWKDWWKHLQYHUWHULVFRQILJXUHGIRUWKHFRUUHFWVXSSO\YROWDJHದLWPXVWQRWEH
FRQQHFWHGWRDKLJKHUYROWDJHVXSSO\

:$51,1*


3RZHU0RGXOH30
&RQQHFWLQJ
2YHUYLHZRI3RZHU'LVWULEXWLRQ6\VWHPV
7KHSRZHUGLVWULEXWLRQV\VWHPVGHVFULEHGEHORZDVGHILQHGLQ(1KDYHEHHQ
FRQVLGHUHGLQWKHGHVLJQRIWKHLQYHUWHU,QWKHQH[WILJXUHVWKUHHSKDVHV\VWHPVDUHRXWOLQHG
7KHWKUHHSKDVHLQYHUWHUPXVWEHFRQQHFWHGWR//DQG/3(PXVWDOZD\VEH
FRQQHFWHG7KHLQYHUWHUZLOORSHUDWHZLWKPRVWVXSSO\V\VWHPV
7DEOH 3RZHUGLVWULEXWLRQV\VWHPV
7163RZHU6\VWHP 71&63RZHU6\VWHP 71&3RZHU6\VWHP 773RZHU6\VWHP ,73RZHU6\VWHP

/ / / / /
/ / / / /
/ / / / /
1
1 1 1 1
3( 3( 3(
1 3(
/ / / / / /

/ / / / / / / / /
Exposed 3( Exposed 3(
Exposed Exposed Exposed Conductive Conductive
Conductive Parts Conductive Parts Conductive Parts Parts Parts
$716SRZHUV\VWHP ,QD71&6SRZHU ,QD71&SRZHU $77SRZHUV\VWHP $Q,7SRZHUV\VWHP
KDVVHSDUDWHQHXWUDO V\VWHPWKHQHXWUDO V\VWHPWKHQHXWUDO KDVRQHSRLQWGLUHFWO\ KDVQRGLUHFW
DQGSURWHFWLYHJURXQG DQGSURWHFWLYH DQGSURWHFWLYH JURXQGHGWKH FRQQHFWLRQWRJURXQG
FRQGXFWRUVWKURXJKRXW IXQFWLRQVDUH IXQFWLRQVDUH H[SRVHGFRQGXFWLYH LQVWHDGWKHH[SRVHG
WKHV\VWHP FRPELQHGLQDVLQJOH FRPELQHGLQDVLQJOH SDUWVRIWKHLQVWDOODWLRQ SDUWVRIWKHHOHFWULFDO
SDUWRIWKHV\VWHP FRQGXFWRUWKURXJKRXW EHLQJFRQQHFWHGWRD LQVWDOODWLRQDUH
WKHV\VWHP JURXQGZKLFKLV JURXQGHG
HOHFWULFDOO\
LQGHSHQGHQWRIWKH
JURXQGRIWKHSRZHU
V\VWHP

:$51,1*


1RWH
)RUIXOILOOLQJWKHSURWHFWLRQFODVV,DFFRUGLQJWR(1WKHLQSXWDQGRXWSXWVXSSO\
YROWDJHVKDYHWREHHDUWKHG
3RZHU0RGXOH30
&RQQHFWLQJ
,7VXSSOLHVDUHIXOO\LVRODWHGIURPWKHSURWHFWLYHHDUWKV\VWHPXVXDOO\E\DQLVRODWLQJ
WUDQVIRUPHU,WVKRXOGEHQRWHGKRZHYHUWKDWDSURWHFWLYHHDUWKLVVWLOOSURYLGHG

:$51,1*

3RZHU0RGXOHVZLWKEXLOWLQILOWHUVRUH[WHUQDOILOWHUVPXVWQRWEHXVHGZLWK,7VXSSOLHV

,IWKH3RZHU0RGXOHFRQQHFWHGWRDQ,7VXSSO\LVUHTXLUHGWRUHPDLQRSHUDWLRQDOLIDQLQSXWRU
RXWSXWSKDVHLVFRQQHFWHGWRJURXQGWKHQDQRXWSXWUHDFWRUPXVWEHILWWHGWRSUHYHQW
RYHUFXUUHQWWULSSLQJ7KHSUREDELOLW\RIRYHUFXUUHQWWULSSLQJZLWKRXWRXWSXWUHDFWRULQFUHDVHV
ZLWKWKHVL]HRIWKH,7VXSSO\

:$51,1*

3RZHU0RGXOH)6*;IURPDQ,7SRZHUV\VWHP
,IWKH3RZHU0RGXOH)6*;LVRSHUDWHGIURPDQRQJURXQGHGVXSSO\,7V\VWHPWKH
FRQQHFWLRQEUDFNHWIRUWKHQRLVHVXSSUHVVLRQFDSDFLWRURIWKH3RZHU0RGXOHPXVWEH
UHPRYHG

5HPRYHWKHWZRUHWDLQLQJVFUHZV
5HPRYHWKHFRQQHFWLRQEUDFNHW
)DLOLQJWRUHPRYHWKHFRQQHFWLRQEUDFNHWIRUWKHQRLVHVXSSUHVVLRQFDSDFLWRURQDQRQ
JURXQGHGV\VWHP,7V\VWHPFDQFDXVHVLJQLILFDQWGDPDJHWRWKHEXLOWLQXQLW

2SHUDWLRQRIWKH3RZHU0RGXOHVZLWKRXWDSURWHFWLYHHDUWKLVQRWSHUPLWWHGXQGHUDQ\
FLUFXPVWDQFHV
3RZHU0RGXOH30
&RQQHFWLQJ

,IDQ5&'DOVRUHIHUUHGWRDVDQ(/&%RUD5&&%LVILWWHGWKH3RZHU0RGXOHZLOORSHUDWH
ZLWKRXWQXLVDQFHWULSSLQJSURYLGHGWKDW
Ⴠ $W\SH%5&'LVXVHG
Ⴠ 7KHWULSOLPLWRIWKH5&'LVP$
Ⴠ 7KHQHXWUDORIWKHVXSSO\LVJURXQGHG
Ⴠ 2QO\RQH3RZHU0RGXOHLVVXSSOLHGIURPHDFK5&'
Ⴠ 7KHRXWSXWFDEOHVDUHOHVVWKDQPIWVFUHHQHGRUPIWXQVFUHHQHG
,IQR5&'LVXVHGWKHWRXFKSURWHFWLRQFDQEHDFKLHYHGE\GRXEOHLQVXODWLRQRUE\
VHSDUDWLQJWKH3RZHU0RGXOHIURPWKHPDLQVV\VWHPXVLQJDWUDQVIRUPHU
3RZHU0RGXOH30
&RQQHFWLQJ
3HUPLVVLEOH&DEOH/HQJWK
7KHXVHRIXQVKLHOGHGPRWRUFDEOHVLVSRVVLEOH+RZHYHUWRPHHW&(0,FODVVVKLHOGHG
FDEOHVZLWKDSSURSULDWH(0,LQVWDOODWLRQDUHUHTXLUHG
7DEOH 7KHLQYHUWHUVZLOORSHUDWHDWIXOOVSHFLILFDWLRQZLWKFDEOHOHQJWKVDVIROORZV
x 6FUHHQHG PIWIRUILOWHUHGGULYHV

PIWIRUXQILOWHUHGGULYHV
x 8QVFUHHQHG PIWIRUERWKILOWHUHGDQGXQILOWHUHGGULYHV
7DEOH 8VLQJDQRXWSXWUHDFWRURUDVLQHZDYHILOWHUDVVSHFLILHGLQWKHFDWDORJWKHIROORZLQJ
FDEOHOHQJWKVDUHSRVVLEOH
)UDPHVL]H +2SRZHU 0D[SHUPLVVDEOHPRWRUFDEOHOHQJWKXVLQJಹ

UDWLQJ
ಹDQRXWSXWUHDFWRUZLWKಹ ಹDVLQHZDYHILOWHUZLWKಹ
ಹVFUHHQHG ಹXQVFUHHQHG ಹVFUHHQHG ಹXQVFUHHQHG
FDEOHV FDEOHV FDEOHV FDEOHV
)6$ N: P P P P
N: \G \G \G \G
)6%ಹ)6& N: P P P P
N: \G \G \G \G
)6'ಹ)6) N: P P P P
N: \G \G \G \G
)6*; N: P P P P
N: \G \G \G \G

&$87,21

7KHFRQWUROFDEOHVPXVWEHODLGVHSDUDWHO\IURPWKHSRZHUFDEOHV7KHFRQQHFWLRQPXVWEH
FDUULHGRXWDVVKRZQLQWKHLQVWDOODWLRQVHFWLRQLQWKLVPDQXDOWRSUHYHQWLQGXFWLYHDQG
FDSDFLWLYHLQWHUIHUHQFHIURPDIIHFWLQJWKHFRUUHFWIXQFWLRQRIWKHV\VWHP

1RWH
(QVXUHWKDWWKHDSSURSULDWHFLUFXLWEUHDNHUVRUIXVHVZLWKWKHVSHFLILHGFXUUHQWUDWLQJDUH
FRQQHFWHGEHWZHHQWKHSRZHUVXSSO\DQGWKHLQYHUWHU7KHWHFKQLFDOVSHFLILFDWLRQVFRQWDLQ
LQIRUPDWLRQDERXWWKHFLUFXLWEUHDNHUDQGIXVHV6HH7HFKQLFDOVSHFLILFDWLRQV3DJH

3RZHU0RGXOH30
&RQQHFWLQJ
7DEOH &DEOHFURVVVHFWLRQ
)UDPHVL]H &DEOHFURVVVHFWLRQ 7LJKWHQLQJWRUTXHV

N: PP $:* 1P OEILQ
)6$
ಹ ಹ
ಹ ಹ
ಹ ಹ
ಹ ಹ
ಹ ಹ
)6%
ಹ ಹ
ಹ ಹ
ಹ ಹ
)6&
ಹ ಹ
ಹ ಹ
ಹ ಹ
)6'
ಹ ಹ
ಹ ಹ
ಹ ಹ
)6(
ಹ ಹ
ಹ ಹ
)6)
ಹ ಹ
ಹ ಹ
ಹ ಹ
ಹ ಹ
ಹ ಹ
)6*;
[ ಹ[
[ ಹ[
[ ಹ[
3RZHU0RGXOH30
&RQQHFWLQJ
&$87,21

&DEOHFURVVVHFWLRQIRUJURXQGLQJ
)RUSRZHUFDEOHVXSWRPPt&XRUPPt$OWKHHDUWKFDEOHPXVWEHDWOHDVWDVELJ
DVWKHSRZHUFDEOHV
)RUSRZHUFDEOHVODUJHUWKDQPPt&XRUPPt$OWKHHDUWKFDEOHPXVWEHDWOHDVW
PPt&XRUPPt$OEXWQHHGQRWH[FHHGWKHVHVL]HV

3RZHU0RGXOH30
&RQQHFWLQJ
$FFHVVLQJWKHSRZHUDQGPRWRUWHUPLQDOV
)UDPHVL]HV$ಹ&KDYHQRWHUPLQDOFRYHUV
)UDPHVL]HV'ಹ)WHUPLQDOFRYHUVDUHDFFHVVHGE\WKHIROORZLQJVWHSVDVVKRZQLQWKH
ILJXUHEHORZ
5HOHDVHWKHODWFKRQHDFKVLGHRIWKHWHUPLQDOFRYHUVZLWKDVXLWDEOHIODWEODGHG
VFUHZGULYHU
3XVKWKHFRYHUXSZDUGV
/RFNWKHFRYHULQWRSRVLWLRQ

)LJXUH $FFHVVWKHSRZHUDQGPRWRUWHUPLQDOVRQ)6'ಹ)6)
3RZHU0RGXOH30
&RQQHFWLQJ
7KHWHUPLQDOVRI)6*;DUHDFFHVVHGE\UHPRYLQJWKHIURQWFRYHU

8QVFUHZWKHWZRIL[LQJVFUHZVDWWKHERWWRPRIWKH
IURQWFRYHU
3XVKWKHFRYHUXSZDUGVDQGUHPRYHLW

3RZHU0RGXOH30
&RQQHFWLQJ
3RZHUDQGPRWRUWHUPLQDOOD\RXW
7KHILJXUHVEHORZVKRZWKHOD\RXWRIWKHSRZHUDQGPRWRUWHUPLQDOVRIWKH3RZHU0RGXOH
7KHILJXUHDOVRLQFOXGHVWKHWLJKWHQLQJWRUTXHVIRUWKHWHUPLQDOV
)6$1POEILQ )6%1POEILQ
)6&1POEILQ
6XSSO\YROWDJH 0RWRU 6XSSO\YROWDJH 0RWRU

FRQQHFWLRQ FRQQHFWLRQ FRQQHFWLRQ FRQQHFWLRQ
)6'(01POEILQ
)6)01POEILQ
6XSSO\YROWDJH 0RWRU
FRQQHFWLRQ FRQQHFWLRQ
)LJXUH 3RZHUDQGPRWRUWHUPLQDOOD\RXWIRUWKH)6$)
3RZHU0RGXOH30
&RQQHFWLQJ
6XSSO\YROWDJHFRQQHFWLRQ
3(
%UDNHFKRSSHU
FRQQHFWLRQ
:
'&3$
9
8
'&1$
3(89:
0RWRUFRQQHFWLRQ
)LJXUH 3RZHUDQGPRWRUWHUPLQDOOD\RXWIRUWKH)6*;
0WLJKWHQLQJWRUTXH1POEIIW
3RZHU0RGXOH30
&RQQHFWLQJ
;7HUPLQDOEORFN
7KH3RZHU0RGXOH)6*;UHTXLUHVDVHSDUDWH'&9SRZHUVXSSO\7KHSRZHUVXSSO\LV
FRQQHFWHGWRWKH;WHUPLQDOEORFNRIWKH3RZHU0RGXOH

)LJXUH ;WHUPLQDOEORFN཰RQWKH3RZHU0RGXOH)6*;
7DEOH 7HUPLQDOEORFN;
7HUPLQDO )XQFWLRQ 7HFKQLFDOVSHFLILFDWLRQV

39 9ROWDJH9'&99
0 &XUUHQWFRQVXPSWLRQPD[$
5HVHUYHGGRQRWXVH
5HVHUYHGGRQRWXVH

+6 /LQHFRQWDFWRUFRQWURO
0D[FRQQHFWDEOHFURVVVHFWLRQPPt
&RQQHFWLRQ
&RQQHFWWKHH[WHUQDO'&9VXSSO\WRWHUPLQDOV39DQG0H[WRIWHUPLQDO
EORFN;RQWKH3RZHU0RGXOH

127,&(

1RWFRQQHFWHG9SRZHUVXSSO\OHDGWRDIDXOWPHVVDJHRIWKHLQYHUWHUDVVRRQDVWKH
9SRZHUVXSSO\LVGLVFRQQHFWHGIURPWKH3RZHU0RGXOH

3RZHU0RGXOH30
&RQQHFWLQJ
)LQHWXQLQJWKHVXSSO\YROWDJHRIWKHIDQ
7KHSRZHUVXSSO\IRUWKHGHYLFHIDQ$&9LQWKH3RZHU0RGXOHLVJHQHUDWHGIURPWKH
OLQHVXSSO\XVLQJDWUDQVIRUPHU
7KHWUDQVIRUPHULVILWWHGZLWKSULPDU\WDSVVRWKDWLWFDQEHILQHWXQHGWRWKHVXSSO\YROWDJH
:KHQGHOLYHUHGWKHWDSVDUHDOZD\VVHWWRWKHKLJKHVWOHYHO:LWKDORZVXSSO\YROWDJHWKH
DSSURSULDWHWUDQVIRUPHUWDSPXVWEHDFWLYDWHG
99 99

)LJXUH 6HWWLQJWHUPLQDOVIRUWKHIDQWUDQVIRUPHU30)6*;
7KHVHWWLQJWHUPLQDOVPXVWEHFRQQHFWHGWRDQGWKHVXSSO\YROWDJH
7KHVXSSO\YROWDJHDVVLJQPHQWVIRUPDNLQJWKHDSSURSULDWHVHWWLQJRQWKHIDQWUDQVIRUPHU
DUHLQGLFDWHGLQWKHIROORZLQJWDEOHV
7DEOH 6XSSO\YROWDJHDVVLJQPHQWVIRUVHWWLQJWKHIDQWUDQVIRUPHU
6XSSO\YROWDJH )DQWUDQVIRUPHUWDS
9s 9
9s 9
9s 9
9s 9

127,&(

,IWKHWHUPLQDOVDUHQRWUHFRQQHFWHGWRWKHDFWXDOVXSSO\YROWDJH
x 7KHUHTXLUHGFRROLQJFDSDFLW\FDQQRWEHSURYLGHGEHFDXVHWKHIDQURWDWHVWRRVORZO\
x 7KHIDQIXVHVPD\EORZGXHWRDQRYHUFXUUHQW

3RZHU0RGXOH30
&RQQHFWLQJ
;7HUPLQDOEORFN
7KH3RZHU0RGXOH)6*;FDQFRQWUROLWVOLQHFRQWDFWRU7KHFRQWUROWHUPLQDOVIRUWKHOLQH
FRQWDFWRUDUHRQWKHWHUPLQDOEORFN;

)LJXUH ;WHUPLQDOEORFN཰RQWKH3RZHU0RGXOH)6*;
7HUPLQDO )XQFWLRQ 7HFKQLFDOVSHFLILFDWLRQV

39 9ROWDJH9'&99
0 &XUUHQWFRQVXPSWLRQPD[$
5HVHUYHGGR
QRWXVH

+6 9$&sP$
0D[FRQQHFWDEOHFURVVVHFWLRQPPt
&RQQHFWLRQ
&RQQHFWWKHOLQHFRQWDFWRUWRWHUPLQDOVDQGRIWHUPLQDOEORFNದ;RQWKH3RZHU0RGXOH
1RWH
7KHFRQQHFWLRQRIDOLQHFRQWDFWRUWRWKHWHUPLQDO;LVQRWPDQGDWRU\7KHOLQHFRQWDFWRU
FDQEHFRQWUROOHGH[WHUQDOO\DVZHOO
&RQWURODQGPRQLWRULQJRIWKHOLQHFRQWDFWRU
7KH3RZHU0RGXOHFORVHVLWVOLQHFRQWDFWRUEHIRUHWKHPRWRULVVZLWFKHGRQ7KHOLQH
FRQWDFWRULVRSHQHGDIWHUWKHPRWRULVVZLWFKHGRII7KH3RZHU0RGXOHPRQLWRUVWKHOLQH
YROWDJHDIWHUDWROHUDQFHWLPHLIWKHPRWRULVVZLWFKHGRQ
3RZHU0RGXOH30
&RQQHFWLQJ
(6'JXLGHOLQHV
(6'JXLGHOLQHV
$YRLGLQJ(OHFWURPDJQHWLF,QWHUIHUHQFH(0,
7KHLQYHUWHUVDUHGHVLJQHGWRRSHUDWHLQDQLQGXVWULDOHQYLURQPHQWZKHUHDKLJKOHYHORI(0,
FDQEHH[SHFWHG0RVWLQVWDOODWLRQVGRQRWJLYHSUREOHPV+RZHYHULWLVJRRGHQJLQHHULQJ
SUDFWLFHWRFRQIRUPWRWKHIROORZLQJJXLGHOLQHVWKLVZLOOUHGXFHWKHOLNHO\KRRGRISUREOHPV
GXULQJRSHUDWLRQ
$FWLRQVWRWDNH
Ⴠ (QVXUHWKDWDOOHTXLSPHQWLQWKHFXELFOHLVZHOOJURXQGHGXVLQJVKRUWWKLFNJURXQGLQJ
FDEOHFRQQHFWHGWRDFRPPRQVWDUSRLQWRUEXVEDU
Ⴠ 0DNHVXUHWKDWDQ\FRQWUROHTXLSPHQWVXFKDVD3/&FRQQHFWHGWRWKHLQYHUWHULV
FRQQHFWHGWRWKHVDPHJURXQGRUVWDUSRLQWDVWKHLQYHUWHUXVLQJDVKRUWWKLFNOLQN
Ⴠ &RQQHFWWKHUHWXUQJURXQGIURPWKHPRWRUVGLUHFWO\WRWKHJURXQGFRQQHFWLRQ3(RQWKH
DVVRFLDWHGLQYHUWHU
Ⴠ )ODWFRQGXFWRUVDUHSUHIHUUHGDVWKH\KDYHORZHULPSHGDQFHDWKLJKHUIUHTXHQFLHV
Ⴠ 7HUPLQDWHWKHHQGVRIWKHFDEOHQHDWO\HQVXULQJWKDWXQVFUHHQHGZLUHVDUHDVVKRUWDV
SRVVLEOH
Ⴠ 6HSDUDWHWKHFRQWUROFDEOHVIURPWKHSRZHUFDEOHVDVPXFKDVSRVVLEOHXVLQJVHSDUDWH
WUXQNLQJLIWKHFDEOHVFURVVWKH\VKRXOGFURVVDW|WRHDFKRWKHU
Ⴠ :KHQHYHUSRVVLEOHXVHVFUHHQHGOHDGVIRUWKHFRQQHFWLRQVWRWKHFRQWUROFLUFXLWU\
Ⴠ (QVXUHWKDWWKHFRQWDFWRUVLQWKHFXELFOHDUHVXSSUHVVHGHLWKHUZLWK5&VXSSUHVVRUVIRU
$&FRQWDFWRUVRU
IO\ZKHHO
GLRGHVIRU'&FRQWDFWRUVILWWHGWRWKHFRLOV9DULVWRU
VXSSUHVVRUVDUHDOVRHIIHFWLYH7KLVLVLPSRUWDQWZKHQWKHFRQWDFWRUVDUHFRQWUROOHGIURP
WKHLQYHUWHUUHOD\
Ⴠ 8VHVFUHHQHGRUDUPRUHGFDEOHVIRUWKHPRWRUFRQQHFWLRQVDQGJURXQGWKHVFUHHQDW
ERWKHQGVXVLQJWKHFDEOHFODPSV

:$51,1*

6DIHW\UHJXODWLRQVPXVWQRWEHFRPSURPLVHGZKHQLQVWDOOLQJLQYHUWHUV

6FUHHQLQJPHWKRGV
)RUDOOIUDPHVL]HVWKH6FUHHQ7HUPLQDWLRQ.LWLVVXSSOLHGDVDQRSWLRQDOH[WUD,WDOORZVHDV\
DQGHIILFLHQWFRQQHFWLRQRIWKHQHFHVVDU\VFUHHQLQJ)RUIXUWKHUGHWDLOVRQWKH6FUHHQ
7HUPLQDWLRQ.LWSOHDVHUHIHUWRWKH6,1$0,&6*FDWDORJ
3RZHU0RGXOH30
&RQQHFWLQJ
(6'JXLGHOLQHV
6FUHHQLQJZLWKRXWD6FUHHQ7HUPLQDWLRQ.LW
,QRUGHUWRPHHWUDGLDWHGHPLVVLRQVDVFUHHQWHUPLQDWLRQNLWPXVWEHXVHG6FUHHQLQJZLWKRXW
DVFUHHQWHUPLQDWLRQNLWLVRQO\VXLWDEOHIRULQVWDOODWLRQLQDPHWDOFDELQHW
6KRXOGD6FUHHQ7HUPLQDWLRQ.LWQRWEHDYDLODEOHWKHLQYHUWHUWKHQFDQEHVFUHHQHGXVLQJ
WKHPHWKRGRORJ\VKRZQLQWKHILJXUHEHORZ7KLVGLDJUDPVKRZVERWKPHWKRGRORJLHVRI
VFUHHQLQJ
1RWH
7KH(0,LOOXVWUDWLRQEHORZLVQRWWRVFDOH7KHWHUPLQDOFRYHURQ)UDPH6L]H'FDQQRWEH
UHPRYHG,WKDVEHHQUHPRYHGWRVKRZWKHFRUUHFWFDEOHFRQQHFWLRQIRUWKHWHUPLQDOV

཰ /LQHSRZHULQSXW
ཱ 0RWRUFDEOH
ི 0HWDOEDFNSODWH
ཱི 8VHVXLWDEOHFOLSVWRIL[PRWRUDQGSRZHUFDEOHVFUHHQVHFXUHO\WRPHWDOEDFNSODWH
ུ 6FUHHQFDEOHV
ཱུ 6FUHHQ7HUPLQDWLRQ.LW
ྲྀ *URPPHQWV
)LJXUH ([DPSOHRIZLULQJWRPLQLPL]HWKHHIIHFWRI(0,
3RZHU0RGXOH30

0DLQWHQDQFH
7KHSXUSRVHRIPDLQWHQDQFHLVWRSUHVHUYHWKHVSHFLILHGFRQGLWLRQRIWKH3RZHU0RGXOH'LUW
DQGFRQWDPLQDWLRQPXVWEHUHPRYHGUHJXODUO\DQGSDUWVVXEMHFWWRZHDUUHSODFHG7KH
3RZHU0RGXOHFRPSULVHVPRVWO\HOHFWURQLFFRPSRQHQWV$SDUWIURPWKHIDQVWKHXQLW
WKHUHIRUHFRQWDLQVKDUGO\DQ\FRPSRQHQWVWKDWDUHVXEMHFWWRZHDURUWKDWUHTXLUH
PDLQWHQDQFHRUVHUYLFLQJ
7KHIROORZLQJSRLQWVPXVWJHQHUDOO\EHREVHUYHG
'XVWGHSRVLWV
'XVWGHSRVLWVLQVLGHWKH3RZHU0RGXOHPXVWEHUHPRYHGDWUHJXODULQWHUYDOVE\TXDOLILHG
SHUVRQQHOLQOLQHZLWKWKHUHOHYDQWVDIHW\UHJXODWLRQV7KHXQLWPXVWEHFOHDQHGXVLQJDEUXVK
DQGYDFXXPFOHDQHUDQGGU\FRPSUHVVHGDLUPD[EDUIRUDUHDVWKDWFDQQRWEHHDVLO\
UHDFKHG
9HQWLODWLRQ
:KHQLQVWDOOLQJWKHGHYLFHVLQDFDELQHWPDNHVXUHWKDWWKHFDELQHWYHQWLODWLRQVORWVDUHQRW
REVWUXFWHG7KHIDQPXVWEHFKHFNHGWRPDNHVXUHWKDWLWLVIXQFWLRQLQJFRUUHFWO\
&DEOHDQGVFUHZWHUPLQDOV
&DEOHDQGVFUHZWHUPLQDOVPXVWEHFKHFNHGUHJXODUO\WRHQVXUHWKDWWKH\DUHVHFXUHLQ
SRVLWLRQDQGLIQHFHVVDU\UHWLJKWHQHG&DEOLQJPXVWEHFKHFNHGIRUGHIHFWV'HIHFWLYHSDUWV
PXVWEHUHSODFHGLPPHGLDWHO\
1RWH
7KHDFWXDOLQWHUYDOVDWZKLFKPDLQWHQDQFHSURFHGXUHVDUHWREHSHUIRUPHGGHSHQGRQWKH
LQVWDOODWLRQFRQGLWLRQVDQGWKHRSHUDWLQJFRQGLWLRQV
6LHPHQVRIIHUVLWVFXVWRPHUVVXSSRUWLQWKHIRUPRIDVHUYLFHFRQWUDFW)RUIXUWKHUGHWDLOV
FRQWDFW\RXUUHJLRQDORIILFHRUVDOHVRIILFH
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
5HSODFLQJFRPSRQHQWV
3RZHU0RGXOHVSDUHSDUWV

6SDUHSDUW DYDLODEOHᅚRUQRWDYDLODEOHIRU3RZHU0RGXOH
)6$ )6% )6& )6' )6( )6) )6*;
N: N: N: N: N: N: N:

N: N: N: N: N: N: N:
)DQ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ
)DQWUDQVIRUPHU ᅚ
)DQIXVHV ᅚ
)DQUHOD\ ᅚ
&,0&RQWURO,QWHUIDFH ᅚ
0RGXOH
3RZHUEORFN ᅚ
)URQWFRYHU ᅚ
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
5HSODFLQJWKHFRROLQJIDQ
7KHVHUYLFHOLIHRIWKHFRROLQJIDQ
7KHDYHUDJHVHUYLFHOLIHRIWKHFRROLQJIDQVLVKRXUV,QSUDFWLFHKRZHYHUWKHVHUYLFH
OLIHPD\GHYLDWHIURPWKLVYDOXH(VSHFLDOO\DGXVW\HQYLURQPHQWFDQRFFOXGHWKHIDQ
7KHIDQPXVWEHUHSODFHGLQJRRGWLPHWRHQVXUHWKDWWKHLQYHUWHULVDYDLODEOH
5HSODFLQJWKHFRROLQJIDQ)6$ಹ)6&
3UHSDUDWRU\VWHSV
Ⴠ 3RZHUGRZQWKHLQYHUWHU
Ⴠ 5HPRYHWKH&RQWURO8QLWIURPWKHLQYHUWHU
Ⴠ 'LVFRQQHFWDOOWKHFDEOHVIURPWKH3RZHU0RGXOH
Ⴠ 3ODFHWKH3RZHU0RGXOHIDFHGRZQRQDFOHDQDQGVDIHVXUIDFH
5HPRYDO
8VLQJDSRVLGULYHVFUHZGULYHUUHPRYHWKHIDQUHWDLQLQJVFUHZV
5HOHDVHWKHIDQFDEOHFRQQHFWRUV
6OLGHWKHFRROLQJIDQRXWIURPWKHLQYHUWHU

)LJXUH &RROLQJIDQUHPRYDO)6$N:ಹN:)6%DQG)6&N:ಹN:
,QVWDOODWLRQ
)RUUHLQVWDOODWLRQFDUU\RXWWKHDERYHVWHSVLQUHYHUVHRUGHU
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
&RROLQJIDQUHSODFHPHQWIRU)6'ಹ)6)
3UHSDUDWRU\VWHSV
Ⴠ 3RZHUGRZQWKHLQYHUWHU
Ⴠ 5HPRYHWKH&RQWURO8QLWIURPWKHLQYHUWHU
Ⴠ 'LVFRQQHFWDOOWKHFDEOHVIURPWKH3RZHU0RGXOH
Ⴠ 3ODFHWKH3RZHU0RGXOHIDFHGRZQRQDFOHDQDQGVDIHVXUIDFH
5HPRYDO
5HPRYHWKHIDQUHWDLQLQJERDUG
5HOHDVHWKHIDQFDEOHFRQQHFWRUV
5HPRYHWKHFRROLQJIDQRXWIURPWKHLQYHUWHU

)LJXUH &RROLQJIDQUHPRYDO)6'DQG)6(N:ಹN:

)LJXUH &RROLQJIDQUHPRYDO)6)N:ಹN:
,QVWDOODWLRQ
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
5HSODFLQJWKHFRROLQJIDQ)6*;
3UHSDUDWRU\VWHSV
Ⴠ 'LVFRQQHFWWKHFKDVVLVXQLWIURPWKHSRZHUVXSSO\
Ⴠ $OORZXQLPSHGHGDFFHVV
Ⴠ 5HPRYHWKHSURWHFWLYHFRYHU

)LJXUH )DQUHSODFHPHQW3RZHU0RGXOH)6*;
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
5HPRYDO
7KHVWHSVIRUWKHUHPRYDOSURFHGXUHDUHQXPEHUHGLQDFFRUGDQFHZLWKWKHGLDJUDP
5HPRYHWKHUHWDLQLQJVFUHZVIRUWKHIDQVFUHZV
'LVFRQQHFWWKHVXSSO\FDEOHV[/[1
<RXFDQQRZFDUHIXOO\UHPRYHWKHIDQ

&$87,21

:KHQUHPRYLQJWKHIDQHQVXUHWKDW\RXGRQRWGDPDJHDQ\VLJQDOFDEOHV

,QVWDOODWLRQ

&$87,21

&DUHIXOO\UHHVWDEOLVKWKHSOXJFRQQHFWLRQVDQGHQVXUHWKDWWKH\DUHVHFXUH
7KHVFUHZHGFRQQHFWLRQVIRUWKHSURWHFWLYHFRYHUVPXVWRQO\EHWLJKWHQHGE\KDQG

5HSODFLQJWKHFRROLQJIDQIXVHVDQGWKHFRROLQJIDQUHOD\)6*;

)LJXUH 3RVLWLRQRIWKHFRROLQJIDQIXVHV཰DQGWKHIDQUHOD\ཱ
7KHFRROLQJIDQIXVHVDQGWKHFRROLQJIDQUHOD\FDQEHDFFHVVHGDIWHUUHPRYLQJWKHIURQW
FRYHURIWKH3RZHU0RGXOH)6*;
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
3RZHUEORFNUHSODFHPHQW)6*;

)LJXUH 3RZHUEORFNUHSODFHPHQW30)6*;
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
3UHSDUDWRU\VWHSV
Ⴠ 'LVFRQQHFWWKHEXLOWLQXQLWIURPWKHSRZHUVXSSO\
Ⴠ $OORZXQLPSHGHGDFFHVVWRWKHSRZHUEORFN
Ⴠ 5HPRYHWKHSURWHFWLYHFRYHU
5HPRYDO
8QVFUHZWKHFRQQHFWLRQWRWKHRXWJRLQJPRWRUVHFWLRQVFUHZVRQWKHULJKWVLGH
/RRVHWKHVFUHZVRQWKHOHIWVLGHDQGWXUQWKHFRQQHFWLRQVWUDSVXS
8QVFUHZWKHFRQQHFWLRQWRWKHOLQHVXSSO\VFUHZV
5HPRYHWKHUHWDLQLQJVFUHZVDWWKHWRSVFUHZV
5HPRYHWKHUHWDLQLQJVFUHZVDWWKHERWWRPVFUHZV
5HPRYHWKH&RQWURO8QLW,IQHFHVVDU\UHPRYHWKHFRPPXQLFDWLRQSOXJVDQGWHUPLQDO
ZLULQJ
'LVFRQQHFWWKHFRQQHFWRUVIRUWKHILEHURSWLFFDEOHVSOXJVDQGUHOHDVHWKHFDEOH
FRQQHFWLRQIRUWKHVLJQDOFDEOHVFRQQHFWRUV
5HPRYHWKH,3'PRGXOHE\ORRVHQLQJWZRFXUOHGVFUHZV7KH,3'PRGXOHUHPDLQV
FRQQHFWHGWRWKHFXUUHQWVHQVRUFDEOHV
'LVFRQQHFWWKHSOXJIRUWKHWKHUPRFRXSOH
8QVFUHZWKHWZRUHWDLQLQJVFUHZVIRUWKHIDQDQGDWWDFKWKHWRROIRUGHLQVWDOOLQJWKH
SRZHUEORFNDWWKLVSRVLWLRQ
<RXFDQQRZUHPRYHWKHSRZHUEORFN

&$87,21

:KHQUHPRYLQJWKHSRZHUEORFNHQVXUHWKDW\RXGRQRWGDPDJHDQ\VLJQDOFDEOHV

,QVWDOODWLRQVWHSV
)RULQVWDOODWLRQFDUU\RXWWKHDERYHVWHSVLQUHYHUVHRUGHU

&$87,21

7KHFRQQHFWRUVRIWKHILEHURSWLFFDEOHVKDYHWREHPRXQWHGRQWKHLURULJLQDOSOXJLQ
SRVLWLRQ7KHILEHURSWLFFDEOHVDQGWKHSOXJVRFNHWVDUHODEHOOHGDFFRUGLQJO\88
8
&DUHIXOO\HVWDEOLVKWKHSOXJFRQQHFWLRQVDQGHQVXUHWKDWWKH\DUHVHFXUH
7KHVFUHZHGXQLRQFRQQHFWLRQVIRUWKHSURWHFWLYHFRYHUVPXVWRQO\EHWLJKWHQHGE\KDQG

3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
&UDQHOLIWLQJOXJVIRUVHFXUHWUDQVSRUWDWLRQRIWKHSRZHUEORFN
7KHSRZHUEORFNVDUHILWWHGZLWKFUDQHOLIWLQJOXJVIRUWUDQVSRUWDWLRQRQDOLIWLQJKDUQHVVLQWKH
FRQWH[WRIUHSODFHPHQW
7KHSRVLWLRQVRIWKHFUDQHOLIWLQJOXJVDUHLOOXVWUDWHGE\DUURZVLQWKHILJXUHVEHORZ

:$51,1*

$OLIWLQJKDUQHVVZLWKYHUWLFDOURSHVRUFKDLQVPXVWEHXVHGWRSUHYHQWDQ\ULVNRIGDPDJH
WRWKHKRXVLQJ

&$87,21

7KHSRZHUEORFNEXVEDUVPXVWQRWEHXVHGWRVXSSRUWRUVHFXUHOLIWLQJKDUQHVVHVIRUWKH
SXUSRVHRIWUDQVSRUWDWLRQ

7KHSRVLWLRQVRIWKHFUDQHOLIWLQJOXJVDUHLOOXVWUDWHGE\DUURZVLQWKHILJXUHVEHORZ
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV

)LJXUH &UDQHOLIWLQJOXJVRIWKH3RZHU%ORFN)6*;
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
&RQWURO,QWHUIDFH0RGXOHUHSODFHPHQW)6*;

)LJXUH &RQWURO,QWHUIDFH0RGXOHUHSODFHPHQW3RZHU0RGXOH30)6*;
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
3UHSDUDWRU\VWHSV
Ⴠ 'LVFRQQHFWWKH3RZHU0RGXOHIURPWKHSRZHUVXSSO\
Ⴠ $OORZXQLPSHGHGDFFHVV
Ⴠ 5HPRYHWKHIURQWFRYHU
Ⴠ 5HPRYHWKH&RQWURO8QLW,IQHFHVVDU\UHPRYHWKHFRPPXQLFDWLRQSOXJVDQGWHUPLQDO
ZLULQJ
5HPRYDO
5HPRYHWKHWZRUHWDLQLQJVFUHZVIRUWKH&RQWURO8QLWEUDFNHW
'LVFRQQHFWWKHFDEOHIURPWKH&RQWURO8QLWEUDFNHWWRWKH&,0
5HPRYHWKHFDEOHVWRWKH%UDNH5HOD\RU6DIH%UDNH5HOD\LILWLVLQVWDOOHG
5HPRYHFDUHIXOO\WKH&RQWURO8QLWEUDFNHW
'LVFRQQHFWWKHFRQQHFWRUVIRUWKHILEHURSWLFFDEOHVSOXJVDQGUHOHDVHWKHFDEOH
FRQQHFWLRQIRUWKHVLJQDOFDEOHVFRQQHFWRUV
5HPRYHWKH,3'PRGXOHE\ORRVHQLQJWZRFXUOHGVFUHZV7KH,3'PRGXOHUHPDLQV
FRQQHFWHGWRWKHFXUUHQWVHQVRUFDEOHV
5HPRYHWKHWZRUHWDLQLQJVFUHZVIRUWKHVOLGHLQHOHFWURQLFVXQLW
:KHQUHPRYLQJWKHVOLGHLQHOHFWURQLFVXQLW\RXKDYHWRGLVFRQQHFWIXUWKHUSOXJVRQH
DIWHUWKHRWKHUDWWKHWRSDWWKHERWWRP

&$87,21

:KHQUHPRYLQJWKHHOHFWURQLFVXQLWHQVXUHWKDW\RXGRQRWGDPDJHDQ\VLJQDOFDEOHV

7KH&RQWURO,QWHUIDFH%RDUGFDQWKHQEHUHPRYHGIURPWKHVOLGHLQHOHFWURQLFVXQLW

&$87,21

:KHQUHPRYLQJWKHFRQQHFWRURIWKHULEERQFDEOHPDNHVXUHWKDW\RXDFWXDWHWKHORFNLQJ
OHYHURQWKHFRQQHFWRUYHU\FDUHIXOO\HJZLWKDVFUHZGULYHURWKHUZLVHWKHORFNFRXOGEH
GDPDJHG

,QVWDOODWLRQ
3RZHU0RGXOH30
5HSODFLQJFRPSRQHQWV
&$87,21

7KHFRQQHFWRUVRIWKHILEHURSWLFFDEOHVKDYHWREHPRXQWHGRQWKHLURULJLQDOSOXJLQ
SRVLWLRQ7KHILEHURSWLFFDEOHVDQGWKHSOXJVRFNHWVDUHODEHOOHGDFFRUGLQJO\88
8
&DUHIXOO\UHHVWDEOLVKWKHSOXJFRQQHFWLRQVDQGHQVXUHWKDWWKH\DUHVHFXUH
:KHQGHDOLQJZLWKFRQQHFWRUVZLWKDORFNPDNHVXUHWKDWWKHORFNLQJOHYHULVVHFXUHO\
HQJDJHGRQFHFRQQHFWHG
7KHVFUHZHGFRQQHFWLRQVIRUWKHSURWHFWLYHFRYHUVPXVWRQO\EHWLJKWHQHGE\KDQG

3RZHU0RGXOH30

&RPPRQSHUIRUPDQFHUDWLQJVRIWKH3RZHU0RGXOH
7DEOH 3HUIRUPDQFHUDWLQJV
)HDWXUH 6SHFLILFDWLRQ
/LQHRSHUDWLQJYROWDJH $&9ಹ9s
7KHSHUPLVVLEOHYROWDJHGHSHQGVRQWKHRSHUDWLRQDODOWLWXGH
,QSXWIUHTXHQF\ +]ಹ+]
3RZHUIDFWRU˨
2YHUORDGFDSDELOLW\IRU [%DVHORDGRXWSXWFXUUHQWRYHUORDGIRUVHYHU\V
EDVHORDG+2 [%DVHORDGRXWSXWFXUUHQWRYHUORDGIRUVHYHU\V
N:N:
EDVHORDG+2 [%DVHORDGRXWSXWFXUUHQWRYHUORDGIRUVHYHU\V
N:N:
EDVHORDG/2 [%DVHORDGRXWSXWFXUUHQWRYHUORDGIRUVHYHU\V
N:N:
EDVHORDG/2 [%DVHORDGRXWSXWFXUUHQWRYHUORDGIRUVHYHU\V
N:N:
,QUXVKFXUUHQW /HVVWKDQUDWHGLQSXWFXUUHQW
3XOVHIUHTXHQF\ N+]VWDQGDUGIRUN:N:+2
N+]VWDQGDUGIRUN:N:+2
7KHSXOVHIUHTXHQF\FDQEHFKDQJHGPDQXDOO\LQN+]VWHSV
,QFUHDVLQJWKHSXOVHIUHTXHQFLHVDERYHVWDQGDUGOHDGVWRDQRXWSXW
FXUUHQWUHGXFWLRQ
(OHFWURPDJQHWLF 2SWLRQDO&ODVV$ILOWHUVDYDLODEOHDFFRUGLQJWR(1
FRPSDWLELOLW\
%UDNLQJ '&EUDNLQJ&RPSRXQGEUDNLQJ'\QDPLFEUDNLQJZLWKLQWHJUDWHGFKRSSHU
3URWHFWLRQOHYHO ,3RU,3;;%
,3;;%SURWHFWLRQLVHQVXUHGZLWKWKH3RZHU0RGXOH)6*;
+2N:ಹN:LQFRQMXQFWLRQZLWKWKH&RQWURO8QLWV&8(
DQG&83
7HPSHUDWXUHUDQJH N:N:
ZLWKRXWGHUDWLQJ+2 r&ಹr&r)ಹr)
N:N:
r&ಹr&r)ಹr)
7HPSHUDWXUHUDQJH N:N:
ZLWKRXWGHUDWLQJ/2 r&ಹr&r)ಹr)
3RZHU0RGXOH30
)HDWXUH 6SHFLILFDWLRQ
N:N:
r&ಹr&r)ಹr)
7HPSHUDWXUHUDQJHZLWK 2SHUDWLRQDOWHPSHUDWXUHXSWRr&r)LVSRVVLEOHZLWKSRZHU
GHUDWLQJ GHUDWLQJ
6WRUDJHWHPSHUDWXUH r&ಹr&r)ಹr)
+XPLGLW\ 5+QRQFRQGHQVLQJ
,QDUHDVRIKLJKUHODWLYHKXPLGLW\PHDVXUHVVKRXOGEHWDNHQWRHQVXUH
WKDWFRQGHQVDWLRQGRHVQRWIRUPZLWKLQRUDURXQGWKH6,1$0,&6*
$QWLFRQGHQVDWLRQKHDWHUVDUHFRPPRQO\XVHGWRSUHYHQWWKHIRUPDWLRQRI
FRQGHQVDWLRQ
3ROOXWLRQ $FFRUGLQJSROOXWLRQGHJUHHOHYHO
'RQRWLQVWDOOWKH6,1$0,&6*LQDQHQYLURQPHQWZKLFKFRQWDLQV
DWPRVSKHULFSROOXWDQWVVXFKDVGXVWDQGRUFRUURVLYHJDVHV
6KRFNDQGYLEUDWLRQ 'RQRWGURSWKH6,1$0,&6*RUH[SRVHWRVXGGHQVKRFN'RQRW
LQVWDOOWKH6,1$0,&6*LQDQDUHDZKHUHLWLVOLNHO\WREHH[SRVHGWR
FRQVWDQWYLEUDWLRQ
(OHFWURPDJQHWLFUDGLDWLRQ 'RQRWLQVWDOOWKH6,1$0,&6*QHDUVRXUFHVRIHOHFWURPDJQHWLF
UDGLDWLRQ
2SHUDWLRQDODOWLWXGH N:N:+2
ZLWKRXWGHUDWLQJ 8SWRPIWDERYHVHDOHYHO
N:N:+2
8SWRPIWDERYHVHDOHYHO
2SHUDWLRQDODOWLWXGHZLWK +LJKHURSHUDWLRQDODOWLWXGHLVSRVVLEOHZLWKSRZHUGHUDWLQJ
GHUDWLQJ
3RZHU0RGXOH30
5HODWLRQVKLSEHWZHHQSXOVHIUHTXHQF\DQGRXWSXWEDVHORDGFXUUHQWUHGXFWLRQ
7DEOH &XUUHQWUHGXFWLRQGHSHQGLQJRQSXOVHIUHTXHQF\
/2EDVH 2XWSXWEDVHORDGFXUUHQWDWSXOVHIUHTXHQF\RI
ORDG N+] N+] N+] N+] N+] N+] N+] N+]
N: $ $ $ $ $ $ $ $

3RZHU0RGXOH30
2SHUDWLQJWHPSHUDWXUHGHUDWLQJ
7KHRSHUDWLQJWHPSHUDWXUHUDQJHLVVKRZQGLDJUDPDWLFDOO\LQWKHILJXUHVEHORZ
Permissible output base load current [%] Permissible output base load current [%]
High overload (HO) Light overload (LO)
100 100
75
74 75
66
50 50
25 25
0 0
0 10 20 30 40 50 60 0 10 20 30 40 50 60
Ambient operating temperature [°C] Ambient operating temperature [°C]

)LJXUH &XUUHQWGHUDWLQJIRUWHPSHUDWXUH)6$ಹ)6)
Permissible output base load current [%]

High overload (HO) and light overload (LO)
100
85
75
50
25
0
0 10 20 30 40 50 55
Ambient operating temperature [°C]

)LJXUH &XUUHQWGHUDWLQJIRUWHPSHUDWXUH)6*;
3RZHU0RGXOH30
2SHUDWLRQDODOWLWXGHGHUDWLQJ
7KHILJXUHVEHORZVKRZWKHGHUDWLQJUHTXLUHGDFFRUGLQJWRDOWLWXGH

Permissible output base load current [%] Permissible output base load current [%]
High overload (HO ) and light overload (LO) High overload (HO) and light overload (LO)
100 100
90 90
85
80 80
70 70
60 60
0 1000 2000 3000 4000 0 1000 2000 3000 4000
3300 6600 9800 13000 3300 6600 9800 13000
Installation altitude above sea level [m] Installation altitude above sea level [m]
[ft] [ft]

&XUUHQWGHUDWLQJIRUDOWLWXGH)6$ಹ)6) &XUUHQWGHUDWLQJIRUDOWLWXGH)6*;
Permissible input voltage [%]
100
90
80
77
70
60
0 1000 2000 3000 4000
3300 6600 9800 13000
Installation altitude above sea level [m]

[ft]

9ROWDJHGHUDWLQJIRUDOWLWXGH)6$ಹ)6*;
3RZHU0RGXOH30
3RZHU0RGXOHVSHFLILFDWLRQV

&$87,21

+LJK2YHUORDG+2DQG/LJKW2YHUORDG/2LQSXWFXUUHQWV
7KHLQSXWFXUUHQWDWWKHUDWHGRSHUDWLQJSRLQWDSSOLHVIRUWKHVKRUWFLUFXLWYROWDJHRIWKHOLQH
VXSSO\9N UHIHUUHGWRWKHUDWHG3RZHU0RGXOHSRZHUDQGDUDWHGOLQHVXSSO\YROWDJHRI
9ZLWKRXWDOLQHUHDFWRU,IDOLQHUHDFWRULVXVHGWKHVSHFLILHGYDOXHVDUHUHGXFHG

127,&(

8/FHUWLILHG)XVHVPXVWEHXVHG
,QRUGHUWKDWWKHV\VWHPLVLQFRPSOLDQFHZLWK8/8/FHUWLILHGIXVHVFLUFXLWEUHDNHURUVHOI
SURWHFWHGFRPELQDWLRQPRWRUFRQWUROOHUPXVWEHXVHG

7DEOH )UDPH6L]HV$$&9ಹ9s
2UGHU1R XQILOWHUHG 6/ %(8$ %(8$ %(8$

5DWHGSRZHUEDVHGRQ+2 N:
ORDGLQJ KS
3RZHUORVV N:
5DWHGLQSXWFXUUHQW+2 $
5DWHGRXWSXWFXUUHQW+2 $
5DWHGLQSXWFXUUHQW/2 $
5DWHGRXWSXWFXUUHQW/2 $
)XVH $
5HTXLUHGFRROLQJDLUIORZ OV
&)0
,QSXWFDEOH PP ಹ ಹ ಹ
2XWSXWFDEOH $:* ಹ ಹ ಹ
:HLJKW NJ
OE
3RZHU0RGXOH30
7DEOH )UDPH6L]HV$$&9ಹ9s
2UGHU1R XQILOWHUHG 6/ %(8$ %(8$

ORDGLQJ KS
3RZHUORVV N:
)XVH $
&)0
,QSXWFDEOH PP ಹ ಹ
2XWSXWFDEOH $:* ಹ ಹ
:HLJKW NJ
OE
7DEOH )UDPH6L]HV%$&9ಹ9s
2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

XQILOWHUHG %(8$ %(8$ %(8$
ORDGLQJ KS
3RZHUORVV N:
)XVH $
&)0
:HLJKW NJ
OE
3RZHU0RGXOH30
7DEOH )UDPH6L]HV&$&9ಹ9s
2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

ORDGLQJ KS
3RZHUORVV N:
)XVH $
&)0
:HLJKW ILOWHUHG NJ
XQILOWHUHG OE
7DEOH )UDPH6L]HV'$&9ಹ9s
2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

ORDGLQJ KS
3RZHUORVV ILOWHUHG N:
XQILOWHUHG N:
)XVH $
&)0
:HLJKW ILOWHUHG NJ
OE
XQILOWHUHG NJ
OE
3RZHU0RGXOH30
7DEOH )UDPH6L]HV($&9ಹ9s
2UGHU1R ILOWHUHG 6/ %($$ %($$

XQILOWHUHG %(8$ %(8$
ORDGLQJ KS
XQILOWHUHG N:
5DWHGLQSXWFXUUHQW+2
5DWHGRXWSXWFXUUHQW+2
5DWHGLQSXWFXUUHQW/2
5DWHGRXWSXWFXUUHQW/2
)XVH
5HTXLUHGFRROLQJDLUIORZ

,QSXWFDEOH ಹ ಹ
:HLJKW ILOWHUHG NJ
OE
XQILOWHUHG NJ
OE
7DEOH )UDPH6L]HV)$&9ಹ9s
2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

ORDGLQJ KS
XQILOWHUHG N:
5DWHGLQSXWFXUUHQW+2
5DWHGRXWSXWFXUUHQW+2
5DWHGLQSXWFXUUHQW/2
5DWHGRXWSXWFXUUHQW/2
)XVH
5HTXLUHGFRROLQJDLUIORZ

,QSXWFDEOH ಹ ಹ ಹ
:HLJKW ILOWHUHG NJ
OE
XQILOWHUHG NJ
OE
3RZHU0RGXOH30
7DEOH )UDPH6L]HV)$&9ಹ9s
2UGHU1R XQILOWHUHG 6/ %(8$ %(8$

ORDGLQJ KS
3RZHUORVV N:
)XVH $
&)0
,QSXWFDEOH PP ಹ ಹ
:HLJKW NJ
OE
7DEOH )UDPH6L]HV*;$&9ಹ9s
2UGHU1R XQILOWHUHG 6/ ;(8$ ;(8$ ;(8$

ORDGLQJ KS
3RZHUORVV N:
)XVH $
&)0
,QSXWFDEOH PP
2XWSXWFDEOH $:*
:HLJKW NJ
OE
3RZHU0RGXOH30

$FFHVVRULHV
:KLFKDFFHVVRU\LVDYDLODEOHIRUZKLFK3RZHU0RGXOH"

$FFHVVRU\ DYDLODEOHᅚRUQRWDYDLODEOHIRU3RZHU0RGXOHಹ
)6$ )6% )6& )6' )6( )6) )6*;
N N: N: N: N: N: N:
:
N: N: N: N: N: N:
N:
/LQHUHDFWRU ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ
/LQHILOWHU ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ
2XWSXWUHDFWRU ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ
6LQHZDYHILOWHU ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ
%UDNHFKRSSHU ,QWHJUDWHGLQWKH3RZHU0RGXOH ᅚ
%UDNLQJUHVLVWRU ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ
%UDNH5HOD\DQG6DIH%UDNH ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ
5HOD\
',1UDLOPRXQWLQJNLW ᅚ ᅚ
6FUHHQWHUPLQDWLRQNLW ᅚ ᅚ ᅚ ᅚ ᅚ ᅚ

3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
5HDFWRUDQGILOWHU
/LQHUHDFWRU
7KHSXUSRVHRIDOLQHUHDFWRULVWRUHGXFHOLQHVLGHKDUPRQLFFXUUHQWVDQGKDUPRQLFHIIHFWV
7KLVDSSOLHVSDUWLFXODUO\LQWKHFDVHRIZHDNSRZHUVXSSOLHVQHWZRUNVKRUWFLUFXLWSRZHUX.
!
/LQHILOWHU
7KH3RZHU0RGXOHFRPSOLHVZLWKDKLJKHUUDGLRLQWHUIHUHQFHFODVVZKHQDQDGGLWLRQDOOLQH
ILOWHULVXVHG
2XWSXWUHDFWRU
2XWSXWUHDFWRUVUHGXFHWKHYROWDJHORDGLQJRQWKHPRWRUZLQGLQJV$WWKHVDPHWLPHWKH
FDSDFLWLYHFKDUJHGLVFKDUJHFXUUHQWVZKLFKSODFHDQDGGLWLRQDOORDGRQWKHSRZHUVHFWLRQ
ZKHQORQJPRWRUFDEOHVDUHXVHGDUHUHGXFHG
6LQHZDYHILOWHU
7KHVLQHZDYHILOWHULVGHVLJQHGWROLPLWWKHUDWHRIULVHRIYROWDJHDQGWKHFDSDFLWLYHFKDUJH
RUGLVFKDUJHFXUUHQWVZKLFKXVXDOO\RFFXUZLWKLQYHUWHURSHUDWLRQ
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
&RQQHFWLQJUHDFWRUDQGILOWHUWRWKH3RZHU0RGXOH
7KHIROORZLQJGUDZLQJVVKRZWKHFRQQHFWLQJRUGHURIWKHSRZHUFRPSRQHQWV6KLHOGHG
FDEOHVDUHQHFHVVDU\LIDOLQHILOWHUH[WHUQDORULQWHJUDWHGLVXVHG
/LQHIXVHVDQGFRQWDFWRUKDYHWREHLQVWDOOHGEHWZHHQOLQHUHDFWRULQSXWDQGPDLQVV\VWHP

/LQH /LQH
8 9 : 3( 8 9 : 3(
/LQHUHDFWRU /LQHUHDFWRU
8 9 : 3( 8 9 : 3(
L1 / L3 3( L1 / L3 3(
/LQHILOWHU /LQHILOWHU
H[WHUQDO H[WHUQDO
L1’ /ಬ L3’ 3(ಬ L1’ /ಬ L3’ 3(ಬ
8 9 : 3( 8 9 : 3(
0RXQWLQJ 0RXQWLQJ
3RZHU0RGXOH VXUIDFHRU 3RZHU0RGXOH VXUIDFHRU
FDELQHWZDOO FDELQHWZDOO
8 9 : 3( 8 9 : 3(
8 9 : 3( 8 9 : 3(
2XWSXWUHDFWRU 6LQHZDYHILOWHU
8 9 : 3( 8 9 : 3(
8 9 : 8 9 :
3( 3(
0RWRU 0 0RWRU 0
&RQQHFWLQJSRZHUFRPSRQHQWVZLWKRXWSXW &RQQHFWLQJSRZHUFRPSRQHQWVZLWKVLQH
UHDFWRU ZDYHILOWHU
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
0RXQWLQJEDVHFRPSRQHQWV
0DQ\V\VWHPFRPSRQHQWVIRUWKH3RZHU0RGXOHVDUHGHVLJQHGDVEDVHFRPSRQHQWVWKDWLV
WKHFRPSRQHQWLVPRXQWHGRQWKHFDELQHWZDOODQGWKH3RZHU0RGXOHDERYHLWLQDVSDFH
VDYLQJFRQVWUXFWLRQ8SWRWZREDVHFRPSRQHQWVFDQEHPRXQWHGDERYHRQHDQRWKHU(YHU\
IXUWKHUV\VWHPFRPSRQHQWKDVWREHPRXQWHGODWHUDOO\
%DVHFRPSRQHQWV
3RZHU0RGXOH
3RVLWLRQ 3RVLWLRQ
0RXQWLQJ
VXUIDFHRU
FDELQHWZDOO

)LJXUH 0RXQWLQJEDVHFRPSRQHQWV
7DEOH 3RVVLEOHFRPELQDWLRQVRIWZREDVHFRPSRQHQWV
3RZHU0RGXOHIUDPHVL]H %DVHFRPSRQHQWRQಹ
ಹSRVLWLRQ ಹSRVLWLRQ
)6$DQG)6% /LQHUHDFWRU 2XWSXWUHDFWRU
N:ಹN: 6LQHZDYHILOWHU
%UDNLQJUHVLVWRU
/LQHILOWHU /LQHUHDFWRU
2XWSXWUHDFWRU
6LQHZDYHILOWHU
%UDNLQJUHVLVWRU
)6& /LQHUHDFWRU 2XWSXWUHDFWRU
N:ಹN: 6LQHZDYHILOWHU
/LQHILOWHU /LQHUHDFWRU
2XWSXWUHDFWRU
6LQHZDYHILOWHU
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
/LQHUHDFWRU
,QVWDOOLQJWKHOLQHUHDFWRUDVEDVHFRPSRQHQW
7KHOLQHUHDFWRUVIRU303RZHU0RGXOHVRIIUDPHVL]HV)6$WR)6(N:ಹN:
DUHGHVLJQHGDVEDVHFRPSRQHQWV7KHOLQHUHDFWRULVDWWDFKHGWRWKHPRXQWLQJVXUIDFHDQG
WKH3RZHU0RGXOHLVPRXQWHGGLUHFWO\RQWKHOLQHUHDFWRU7KHFDEOHVWRWKH3RZHU0RGXOH
DUHDOUHDG\FRQQHFWHGWRWKHOLQHUHDFWRU7KHOLQHUHDFWRULVFRQQHFWHGWRWKHOLQHVXSSO\
WKURXJKWHUPLQDOV
/LQH
/
/
3(
/
3RZHU0RGXOH /LQH
UHDFWRU
0RXQWLQJ
VXUIDFHRU
FDELQHWZDOO
3(
3(
:
:
8
9
9
8
0RWRU
0 &RQQHFWLRQ
FDEOH

)LJXUH &RQQHFWLQJWKHOLQHUHDFWRUDVEDVHFRPSRQHQW
7KHRYHUDOODQGPRXQWLQJGLPHQVLRQVRIWKHOLQHUHDFWRUDUHZULWWHQLQWKHWHFKQLFDO
VSHFLILFDWLRQV)RUPRUHLQIRUPDWLRQVHH
KWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP::YLHZHQ
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
,QVWDOOLQJWKHOLQHUHDFWRUDVODWHUDOPRXQWLQJFRPSRQHQW
7KHOLQHUHDFWRUVIRU303RZHU0RGXOHVRIIUDPHVL]HV)6)DQG)6*;
N:ಹN:KDYHWREHPRXQWHGODWHUDOO\
/LQH
8 9 : 3(
/LQHUHDFWRU
8 9 : 3(
8 9 : 3(
0RXQWLQJ
3RZHU0RGXOH VXUIDFHRU
FDELQHWZDOO
8 9 : 3(
8 9 :
3(
0RWRU 0

)LJXUH &RQQHFWLQJWKHOLQHUHDFWRUDVODWHUDOPRXQWLQJFRPSRQHQW
7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHDFWRUV
7KHPDMRUHOHFWULFDOVSHFLILFDWLRQRIWKHOLQHUHDFWRUVLVWKHVDPHDVIRUWKHVXLWDEOH3RZHU
0RGXOH7KLVDSSOLHVWR
Ⴠ OLQHYROWDJH
Ⴠ OLQHIUHTXHQF\
Ⴠ UDWHGFXUUHQW
7KHDGPLVVLEOHDPELHQWFRQGLWLRQVRIWKHOLQHUHDFWRUVDUHWKHVDPHDVIRUWKHVXLWDEOH
3RZHU0RGXOH7KLVDSSOLHVWR
Ⴠ VWRUDJHDQGWUDQVSRUWWHPSHUDWXUH
Ⴠ RSHUDWLQJWHPSHUDWXUH
Ⴠ UHODWLYHKXPLGLW\
Ⴠ VKRFNDQGYLEUDWLRQORDG
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHDFWRUVWDEOHRI
)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

N:N: N:N: N:
)6$
0/)%RIWKHOLQHUHDFWRU 6(&&$' 6(&&$' 6(&&$'
0/)%RIWKHVXLWDEOH3RZHU 6/%(8$ 6/%(8$ 6/%(8$
0RGXOH 6/%(8$ 6/%(8$
,QGXFWDQFH P+ P+ P+
3RZHUORVVDW+] : : :
/LQHFRQQHFWLRQ 6FUHZWHUPLQDOVಹPPt
&RQQHFWLRQWR3RZHU &DEOHPPOHQJWK
0RGXOH
'HJUHHRISURWHFWLRQ ,3
2YHUDOOGLPHQVLRQV
:LGWK PP
+HLJKW PP
'HSWK PP
)L[LQJGLPHQVLRQV
:LGWK PP
+HLJKW PP
)L[LQJVFUHZ 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHDFWRUVWDEOHRI

N:N: N: N:N:
)6% )6&
0/)%RIWKHOLQHUHDFWRU 6/&'$$ 6/&'$$ 6/&'$$
0/)%RIWKHVXLWDEOH3RZHU 6/%($ 6/%($ 6/%($
0RGXOH 6/%($ 6/%($
,QGXFWDQFH P+ P+ P+
3RZHUORVVDW+] : : :
/LQHFRQQHFWLRQ 6FUHZWHUPLQDOVಹPPt 6FUHZWHUPLQDOV
ಹPPt
&RQQHFWLRQWR3RZHU &DEOHPPOHQJWK &DEOHPPOHQJWK
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
'HSWK PP PP
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N:N: N: N:N:
)6% )6&
)L[LQJGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUVWDEOHRI

N: N:N: N:
)6& )6'
0/)%RIWKHOLQHUHDFWRU 6/&'$$ 6/&-$$ 6/&'$$
0RGXOH 6/%($
,QGXFWDQFH P+ P+ P+
3RZHUORVVDW+] : :
/LQHFRQQHFWLRQ 6FUHZWHUPLQDOVPPt
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
'HSWK PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW

3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N:N:
)6(
0/)%RIWKHOLQHUHDFWRU 6/&-$$
0/)%RIWKHVXLWDEOH3RZHU 6/%($
0RGXOH 6/%($
,QGXFWDQFH P+
3RZHUORVVDW+] :
/LQHFRQQHFWLRQ 6FUHZWHUPLQDOVPPt
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP
+HLJKW PP
'HSWK PP
)L[LQJGLPHQVLRQV
:LGWK PP
+HLJKW PP
)L[LQJVFUHZ 0
:HLJKW NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW


N:N: N: N:
)6)
0/)%RIWKHOLQHUHDFWRU 6(&&)' 6(&&)' 6/&($$
0/)%RIWKHVXLWDEOH3RZHU 6/%($ 6/%($ 6/%(8$
0RGXOH 6/%($
,QGXFWDQFH P+ w+ w+
3RZHUORVVDW+] : : :
/LQHFRQQHFWLRQ )ODWFRQQHFWRUIRU0FDEOHOXJ )ODWFRQQHFWRUIRU0FDEOH
OXJ
&RQQHFWLRQWR3RZHU )ODWFRQQHFWRUIRU0FDEOHOXJ )ODWFRQQHFWRUIRU0FDEOH
0RGXOH OXJ
2YHUDOOGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
'HSWK PP PP
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N:N: N: N:
)6)
)L[LQJGLPHQVLRQV
:LGWK PP PP
'HSWK PP PP
)L[LQJVFUHZ 0
:HLJKW NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW


N: N: N:DQGN:
)6) )6*;
0/)%RIWKHOLQHUHDFWRU 6/&($$ 6/&($$ 6/&($$
0/)%RIWKHVXLWDEOH3RZHU 6/%(8$ 6/;(8$ 6/;(8$
0RGXOH 6/;(8$
,QGXFWDQFH w+ w+ w+
3RZHUORVVDW+] : : :
/LQHFRQQHFWLRQ )ODWFRQQHFWRUIRU0FDEOHOXJ )ODWFRQQHFWRUIRU0FDEOH
OXJ
0RGXOH OXJ
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
'HSWK PP PP PP
)L[LQJVFUHZ 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
/LQHILOWHU
,QVWDOOLQJWKHOLQHILOWHUDVEDVHFRPSRQHQW
7KHOLQHILOWHUVDVVRFLDWHGZLWKWKH3RZHU0RGXOHVRIDUDWHGSRZHU+2XSWRN:DUH
GHVLJQHGDVEDVHFRPSRQHQWV7KHOLQHILOWHULVDWWDFKHGWRWKHPRXQWLQJVXUIDFHDQGWKH
3RZHU0RGXOHLVPRXQWHGGLUHFWO\RQWKHOLQHILOWHU
7KHFDEOHVWRWKH3RZHU0RGXOHDUHDOUHDG\FRQQHFWHGWRWKHOLQHILOWHU7KHOLQHILOWHULV
FRQQHFWHGWRWKHOLQHVXSSO\WKURXJKWHUPLQDOV
/LQH
/
/
3(
/
3RZHU0RGXOH /LQHILOWHU
0RXQWLQJ
VXUIDFHRU
FDELQHWZDOO
3(
3(
:
:
8
9
9
8
0RWRU
0 &RQQHFWLRQ
FDEOH

)LJXUH &RQQHFWLQJWKHOLQHILOWHUDVEDVHFRPSRQHQW
7KHRYHUDOODQGPRXQWLQJGLPHQVLRQVRIWKHOLQHILOWHUDUHZULWWHQLQWKHWHFKQLFDO
VSHFLILFDWLRQV
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
,QVWDOOLQJWKHOLQHILOWHUDVODWHUDOPRXQWLQJFRPSRQHQW
7KHOLQHILOWHUVIRU3RZHU0RGXOHVZLWKDUDWHGSRZHU+2RIPRUHWKDQN:DQGOLQH
ILOWHUVIURPWKLUGSDUW\VXSSOLHUVKDYHWREHPRXQWHGODWHUDOO\
/LQH
L1 / L3 3(
/LQHILOWHU
L1’ /ಬ L3’ 3(ಬ
8 9 : 3(
0RXQWLQJ
FDELQHWZDOO
8 9 : 3(
8 9 :
3(
0RWRU 0

)LJXUH &RQQHFWLQJWKHOLQHILOWHUDVODWHUDOFRPSRQHQW
6KLHOGHGFDEOHVPXVWEHXVHGIURPWKHOLQHILOWHUWRWKHPRWRU7KHILOWHUKDVWREHLQVWDOOHGDV
FORVHDVSRVVLEOHWRWKHOLQHHQWU\RIWKHFXELFOH
7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHILOWHUV
7KHPDMRUHOHFWULFDOVSHFLILFDWLRQRIWKHOLQHILOWHUVLVWKHVDPHDVIRUWKHVXLWDEOH3RZHU
0RGXOH7KLVDSSOLHVWR
Ⴠ OLQHYROWDJH
Ⴠ OLQHIUHTXHQF\
Ⴠ UDWHGFXUUHQW
7KHDGPLVVLEOHDPELHQWFRQGLWLRQVRIWKHOLQHILOWHUVDUHWKHVDPHDVIRUWKHVXLWDEOH3RZHU
0RGXOH7KLVDSSOLHVWR
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHILOWHUVFODVV$

N:N: N:N: N:N:
)6$ )6) )6*;
0/)%RIWKHOLQHILOWHU 6()$$' 6/%($$ 6/%($$
0/)%RIWKHVXLWDEOH3RZHU 6/%(8$ 6/%(8$ 6/;(8$
0RGXOH 6/%(8$ 6/%(8$ 6/;(8$
6/%(8$ 6/;(8$
6/%(8$
6/%(8$
3RZHUORVVDW+] : : :
/LQHFRQQHFWLRQ 6FUHZWHUPLQDOVPPt 2QKRXVLQJYLD0VFUHZ 0FRQQHFWLQJOXJV
VWXG
&RQQHFWLRQWR3RZHU &DEOHPPOHQJWK 2QKRXVLQJYLD0VFUHZ 0FRQQHFWLQJOXJV
0RGXOH VWXG
'HJUHHRISURWHFWLRQ ,3 ,3
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
)L[LQJVFUHZ 0 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH \HV QR
FRPSRQHQW

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHILOWHUVFODVV%

N:N: N:N: N:N:
)6$ )6% )6&
0/)%RIWKHOLQHILOWHU 6()%$' 6/%(6$ 6/%'6$
0/)%RIWKHVXLWDEOH3RZHU 6/%(8$ 6/%($$ 6/%($$
0RGXOH 6/%(8$ 6/%($$ 6/%($$
6/%(8$ 6/%($$ 6/%($$
6/%(8$
6/%(8$
3RZHUORVVDW+] :: :: ::
/LQHFRQQHFWLRQ 6FUHZWHUPLQDOVPPt 6FUHZWHUPLQDOVPPt 6FUHZWHUPLQDOVPPt
&RQQHFWLRQWR3RZHU &DEOHPPOHQJWK &DEOHPPOHQJWK &DEOHPPOHQJWK
0RGXOH
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N:N: N:N: N:N:
)6$ )6% )6&
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
2XWSXWUHDFWRU
,QVWDOOLQJWKHRXWSXWUHDFWRUDVEDVHFRPSRQHQW
7KHRXWSXWUHDFWRUVIRU3RZHU0RGXOHVZLWKDUDWHGSRZHU+2XSWRN:DUHGHVLJQHG
DVEDVHFRPSRQHQWV7KHRXWSXWUHDFWRULVDWWDFKHGWRWKHPRXQWLQJVXUIDFHDQGWKH3RZHU
0RGXOHLVPRXQWHGGLUHFWO\RQWKHRXWSXWUHDFWRU
7KHFDEOHVWRWKH3RZHU0RGXOHDUHDOUHDG\FRQQHFWHGWRWKHRXWSXWUHDFWRU7KHRXWSXW
UHDFWRULVFRQQHFWHGWRWKHPRWRUWKURXJKWHUPLQDOV
3RZHU0RGXOH 2XWSXW
UHDFWRU
0RXQWLQJ
VXUIDFHRU
FDELQHWZDOO
:
9
3(
3(
3(
8
:
:
8
9
9
8
/LQH
&RQQHFWLRQ
FDEOH
0
0RWRU
)LJXUH &RQQHFWLQJWKHRXWSXWUHDFWRUDVEDVHFRPSRQHQW
7KHRYHUDOODQGPRXQWLQJGLPHQVLRQVRIWKHRXWSXWUHDFWRUDUHZULWWHQLQWKHWHFKQLFDO
VSHFLILFDWLRQV
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
,QVWDOOLQJWKHRXWSXWUHDFWRUDVODWHUDOPRXQWLQJFRPSRQHQW
7KHRXWSXWUHDFWRUVIRU3RZHU0RGXOHVZLWKDUDWHGSRZHU+2RIPRUHWKDQN:KDYHWR
EHPRXQWHGODWHUDOO\
/LQH
8 9 : 3(
0RXQWLQJ
FDELQHWZDOO
8 9 : 3(
8 9 : 3(
2XWSXWUHDFWRU
8 9 : 3(
8 9 :
3(
0RWRU 0

)LJXUH &RQQHFWLQJWKHRXWSXWUHDFWRUDVODWHUDOFRPSRQHQW
)RUPRUHLQIRUPDWLRQVHHKWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP::YLHZHQ
7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUV
7KHPDMRUHOHFWULFDOVSHFLILFDWLRQRIWKHRXWSXWUHDFWRUVLVWKHVDPHDVIRUWKHVXLWDEOH3RZHU
0RGXOH7KLVDSSOLHVWR
Ⴠ YROWDJH
Ⴠ UDWHGFXUUHQW
7KHPD[LPXPSHUPLVVLEOHRXWSXWIUHTXHQF\RIWKH3RZHU0RGXOHLV+]ZKHQDQRXWSXW
UHDFWRULVXVHGದWKHSXOVHIUHTXHQF\PXVWQRWH[FHHGN+]
7KHDGPLVVLEOHDPELHQWFRQGLWLRQVRIWKHRXWSXWUHDFWRUVDUHWKHVDPHDVIRUWKHVXLWDEOH
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUVWDEOHRI

N:N: N:ಹN: N:ಹN:
)6$ )6% )6&
0/)%RIWKHOLQHUHDFWRU 6(7&$' 6/$(&$ 6/$-&$
0/)%RIWKHVXLWDEOH3RZHU 6/%(8$ 6/%($ 6/%($
0RGXOH 6/%(8$ 6/%($ 6/%($
6/%(8$ 6/%($ 6/%($
6/%(8$
6/%(8$
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ 6FUHZWHUPLQDOVPPt
&RQQHFWLRQWR3RZHU &DEOHPPOHQJWK &DEOHPPOHQJWK &DEOHPPOHQJWK
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW


N: N: N:
)6'
0/)%RIWKHOLQHUHDFWRU 6(7&'' 6(7&'' 6(7&''
0RGXOH
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ )ODWFRQQHFWRUIRU0FDEOHOXJ
&RQQHFWLRQWR3RZHU )ODWFRQQHFWRUIRU0FDEOHOXJ
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP
+HLJKW PP
'HSWK PP
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N: N: N:
)6'
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
)L[LQJVFUHZ 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW


N: N: N:
)6( )6)
0/)%RIWKHOLQHUHDFWRU 6(7&(' 6(7&(' 6(7&)'
0RGXOH
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ )ODWFRQQHFWRUIRU0FDEOHOXJ )ODWFRQQHFWRUIRU0FDEOH
OXJ
0RGXOH OXJ
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW

3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N: N: N:
)6)
0/)%RIWKHOLQHUHDFWRU 6(7&)' 6(7&)' 6/%($$
0RGXOH
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ )ODWFRQQHFWRUIRU0FDEOHOXJ )ODWFRQQHFWRUIRU0FDEOH
OXJ
0RGXOH OXJ
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
)L[LQJVFUHZ 0
:HLJKW NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW


N: N: N:
)6) )6*;
0/)%RIWKHOLQHUHDFWRU 6/%($$ 6/%($$ 6/%($$
0/)%RIWKHVXLWDEOH3RZHU 6/%(8$ 6/;(8$ 6/;(8$
0RGXOH
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ )ODWFRQQHFWRUIRU0VFUHZ )ODWFRQQHFWRUIRU0VFUHZ )ODWFRQQHFWRUIRU0VFUHZ
&RQQHFWLRQWR3RZHU )ODWFRQQHFWRUIRU0VFUHZ )ODWFRQQHFWRUIRU0VFUHZ )ODWFRQQHFWRUIRU0VFUHZ
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N: N: N:
)6) )6*;
)L[LQJVFUHZ 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW


N:
)6*;
0/)%RIWKHOLQHUHDFWRU 6/%($$
0/)%RIWKHVXLWDEOH3RZHU 6/;(8$
0RGXOH
3RZHUORVVDW+] :
0RWRUFRQQHFWLRQ )ODWFRQQHFWRUIRU0VFUHZ
&RQQHFWLRQWR3RZHU )ODWFRQQHFWRUIRU0VFUHZ
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP
+HLJKW PP
'HSWK PP
)L[LQJGLPHQVLRQV
:LGWK PP
+HLJKW PP
)L[LQJVFUHZ 0
:HLJKW NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
6LQHZDYHILOWHU
,QVWDOOLQJWKHVLQHZDYHILOWHUDVEDVHFRPSRQHQW
7KHVLQHZDYHILOWHUVIRU3RZHU0RGXOHVZLWKDUDWHGSRZHU+2XSWRN:DUHGHVLJQHG
DVEDVHFRPSRQHQWV7KHVLQHZDYHILOWHULVDWWDFKHGWRWKHPRXQWLQJVXUIDFHDQGWKH3RZHU
0RGXOHLVPRXQWHGGLUHFWO\RQWKHVLQHZDYHILOWHU7KHFDEOHVWRWKH3RZHU0RGXOHDUH
DOUHDG\FRQQHFWHGWRWKHVLQHZDYHILOWHU7KHVLQHZDYHILOWHULVFRQQHFWHGWRWKHPRWRU
WKURXJKWHUPLQDOV
3RZHU0RGXOH 6LQHZDYH
ILOWHU
0RXQWLQJ
VXUIDFHRU
FDELQHWZDOO
:
9
3(
3(
3(
8
:
:
8
9
9
8
/LQH
&RQQHFWLRQ
FDEOH
0
0RWRU
)LJXUH &RQQHFWLQJWKHVLQHZDYHILOWHUDVEDVHFRPSRQHQW
7KHRYHUDOODQGPRXQWLQJGLPHQVLRQVRIWKHVLQHZDYHILOWHUDUHZULWWHQLQWKHWHFKQLFDO
VSHFLILFDWLRQV
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
,QVWDOOLQJWKHVLQHZDYHILOWHUDVODWHUDOPRXQWLQJFRPSRQHQW
7KHVLQHZDYHILOWHUIRU3RZHU0RGXOHVZLWKDUDWHGSRZHU+2RIPRUHWKDQN:KDVWR
EHPRXQWHGODWHUDOO\
/LQH
8 9 : 3(
0RXQWLQJ
FDELQHWZDOO
8 9 : 3(
8 9 : 3(
6LQHZDYHILOWHU
8 9 : 3(
8 9 :
3(
0RWRU 0

)LJXUH &RQQHFWLQJWKHVLQHZDYHILOWHUDVODWHUDOFRPSRQHQW
7HFKQLFDOVSHFLILFDWLRQVRIWKHVLQHZDYHILOWHU
7KHPDMRUHOHFWULFDOVSHFLILFDWLRQRIWKHVLQHZDYHILOWHULVWKHVDPHDVIRUWKHVXLWDEOH3RZHU
0RGXOH7KLVDSSOLHVWR
Ⴠ YROWDJH
Ⴠ FXUUHQW
7KHPD[LPXPSHUPLVVLEOHRXWSXWIUHTXHQF\RIWKH3RZHU0RGXOHLV+]ZKHQDVLQH
ZDYHILOWHULVXVHGದWKHSXOVHIUHTXHQF\PXVWQRWH[FHHGN+]
7KHDGPLVVLEOHDPELHQWFRQGLWLRQVRIWKHVLQHZDYHILOWHUDUHWKHVDPHDVIRUWKHVXLWDEOH
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU
7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHVLQHZDYHILOWHUVWDEOHRI

N:N: N:ಹN: N:ಹN:
)6$ )6%
0/)%RIWKHVLQHZDYH 6/$(6$ 6/$(6$ 6/$(6$
ILOWHU
0/)%RIWKHVXLWDEOH3RZHU 6/%(8$ 6/%(8$ 6/%($
0RGXOH 6/%(8$ 6/%(8$ 6/%($
6/%(8$
3RZHUORVVDW+] : : :
GYGWOLPLWLQJ ื9wV
0RWRUFRQQHFWLRQ 6FUHZWHUPLQDOVPPt
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
'HSWK PP PP
,QVWDOODWLRQFOHDUDQFH
7RS PP
%RWWRP PP
6LGH PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW


N: N: N:ಹN:
)6% )6&
0/)%RIWKHVLQHZDYH 6/$(6$ 6/$(6$ 6/$(6$
ILOWHU
0RGXOH 6/%($
GYGWOLPLWLQJ ื9wV
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ 6FUHZWHUPLQDOVPPt 6FUHZWHUPLQDOVPPt
0RGXOH
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N: N: N:ಹN:
)6% )6&
2YHUDOOGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
'HSWK PP PP
7RS PP
%RWWRP PP
6LGH PP
)L[LQJGLPHQVLRQV
:LGWK PP PP
+HLJKW PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH \HV
FRPSRQHQW


N:ಹN: N: N:ಹN:
)6' )6(
0/)%RIWKHVLQHZDYH 6/$(6$ 6/$(6$ 6/$(6$
ILOWHU
0RGXOH 6/%($ 6/%($
GYGWOLPLWLQJ ื9wV
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ 6FUHZWHUPLQDOVಹPPt 6FUHZWHUPLQDOV
ಹPPt
&RQQHFWLRQWR3RZHU 6FUHZWHUPLQDOVಹPPt 6FUHZWHUPLQDOV
0RGXOH ಹPPt
'HJUHHRISURWHFWLRQ ,3ZLWKRXWWHUPLQDOFRYHU,3ZLWKWHUPLQDOFRYHU
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
7RS PP
%RWWRP
6LGH PP
)L[LQJGLPHQVLRQV
:LGWK PP PP
'HSWK PP PP
)L[LQJVFUHZ 0 0
3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N:ಹN: N: N:ಹN:
)6' )6(
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW


N:ಹN: N: N:ಹN:
)6)
0/)%RIWKHVLQHZDYH 6/$(6$ 6/$(6$ 6/&($$
ILOWHU
0RGXOH 6/%(8$
GYGWOLPLWLQJ ื9wV
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ 6FUHZWHUPLQDOVಹPPt )ODWFRQQHFWRUIRU0FDEOH
OXJ
&RQQHFWLRQWR3RZHU 6FUHZWHUPLQDOVಹPPt )ODWFRQQHFWRUIRU0FDEOH
0RGXOH OXJ
'HJUHHRISURWHFWLRQ ,3ZLWKRXWWHUPLQDOFRYHU,3ZLWKWHUPLQDOFRYHU ,3
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
7RS PP
%RWWRP
6LGH PP
)L[LQJGLPHQVLRQV
:LGWK PP PP PPDQGPP
'HSWK PP PP PP
)L[LQJVFUHZ 0 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW

3RZHU0RGXOH30
$FFHVVRULHV
5HDFWRUDQGILOWHU

N: N: N:
)6*;
0/)%RIWKHVLQHZDYH 6/&($$ 6/&($$ 6/&($$
ILOWHU
0/)%RIWKHVXLWDEOH3RZHU 6/;(8$ 6/;(8$ 6/;(8$
0RGXOH
GYGWOLPLWLQJ ื9wV
3RZHUORVVDW+] : : :
0RWRUFRQQHFWLRQ )ODWFRQQHFWRUIRU0FDEOHOXJ
&RQQHFWLRQWR3RZHU )ODWFRQQHFWRUIRU0FDEOHOXJ
0RGXOH
2YHUDOOGLPHQVLRQV
:LGWK PP PP PP
+HLJKW PP PP PP
'HSWK PP PP PP
7RS PP
%RWWRP
6LGH PP
)L[LQJGLPHQVLRQV
:LGWK PPDQGPP PPDQGPP
'HSWK PP PP
)L[LQJVFUHZ 0
:HLJKW NJ NJ NJ
3RVVLEOHDVEDVH QR
FRPSRQHQW
3RZHU0RGXOH30
$FFHVVRULHV
%UDNHFKRSSHU)6*;
%UDNHFKRSSHU)6*;
7KHIXQFWLRQRIWKHEUDNHFKRSSHU
7KHEUDNHFKRSSHUFRQWUROVWKHH[WHUQDOEUDNLQJUHVLVWRU
Ⴠ 7KHEUDNHFKRSSHULVLQWHJUDWHGLQWKH3RZHU0RGXOH)6$ಹ)6)
Ⴠ 7KH3RZHU0RGXOH)6*;GRHVQ QRWFRQWDLQDEUDNHFKRSSHU7KHEUDNHFKRSSHULV
DYDLODEOHDVDQDFFHVVRU\RQO\IRUWKH3RZHU0RGXOH)6*;
5HWDLQLQJVFUHZV
;
5

6
7KUHVKROGVZLWFK
5
'&3$
'&1$

)LJXUH %UDNHFKRSSHUIRU3RZHU0RGXOH)6*;
3RZHU0RGXOH30
$FFHVVRULHV
%UDNHFKRSSHU)6*;
,QVWDOOLQJWKH%UDNHFKRSSHU)6*;

7KHEUDNHFKRSSHULVLQVWDOOHGLQDVORWZLWKLQWKH3RZHU0RGXOH)6*;DQGIRUFHFRROHGE\
LWVIDQ7KHEUDNHFKRSSHULVFRQQHFWHGWRWKH'&OLQNE\PHDQVRIIOH[LEOHFDEOHVZKLFKDUH
VXSSOLHGDVVWDQGDUG
1

)LJXUH ,QVWDOOLQJWKHEUDNHFKRSSHULQD3RZHU0RGXOH)6*;VWHSV
3RZHU0RGXOH30
$FFHVVRULHV
%UDNHFKRSSHU)6*;

)LJXUH ,QVWDOOLQJWKHEUDNHFKRSSHULQD3RZHU0RGXOH)6*;ದVWHSV
,QVWDOOLQJWKHEUDNHFKRSSHU
7KHVWHSVIRUWKHLQVWDOODWLRQSURFHGXUHDUHQXPEHUHGLQDFFRUGDQFHZLWKWKHILJXUHVLQWKH
GLDJUDPV
8QVFUHZWKH0VFUHZVIURPWKHIURQWFRYHUDQGOLIWRIIWKHFRYHU
8QVFUHZWKHVFUHZVIURPWKHXSSHUFRYHUSODWH
8QVFUHZWKH[0QXWRQWKHOHIWKDQGVLGHDQGUHPRYHWKHIURQWFRYHU
8QVFUHZWKHVFUHZVIURPWKHXSSHUFRYHUSODWH
8QVFUHZWKHVFUHZVIURPWKHUHDUFXWRXWVHFWLRQVDQGUHPRYHWKHUHDUFRYHU
8QVFUHZWKHVFUHZVIRUWKHEODQNLQJSODWHDQGUHPRYHWKHSODWH
,QVHUWWKHEUDNHFKRSSHUZKHUHWKHFRYHUXVHGWREHDQGVHFXUHLWXVLQJWKHVFUHZV
IURPVWHS
3RZHU0RGXOH30
$FFHVVRULHV
%UDNHFKRSSHU)6*;
6HFXUHWKHFRQQHFWLQJFDEOHWRWKH'&OLQNZLWKVFUHZVEUDNHFKRSSHUFRQQHFWLRQDQG

QXWV'&OLQNFRQQHFWLRQ
&DUU\RXWWKHVXEVHTXHQWVWHSVLQUHYHUVHRUGHUIURPVWHSVದ
$QRSHQLQJDERYHWKHFRQQHFWLRQVIRUWKHEUDNLQJUHVLVWRU55LVSURYLGHGLQWKHFRYHU
IRUFRQQHFWLQJWKHFDEOHWRWKHEUDNLQJUHVLVWRU

&$87,21

<RXPXVWREVHUYHWKHWLJKWHQLQJWRUTXHV,QIRUPDWLRQRQWKLVFDQEHIRXQGLQWKHWDEOHLQ
WKH0HFKDQLFDOLQVWDOODWLRQVHFWLRQ

&RQQHFWLQJWKHEUDNHFKRSSHUWRWKH30
,QWHUIDFHRYHUYLHZ
7KHEUDNHFKRSSHUKDVWKHIROORZLQJLQWHUIDFHV
Ⴠ '&OLQNFRQQHFWLRQYLDIOH[LEOHFDEOHVRUDIL[HGEXVEDU
Ⴠ %UDNLQJUHVLVWRUFRQQHFWLRQYLDIOH[LEOHFDEOHVRUDIL[HGEXVEDU
Ⴠ GLJLWDOLQSXWLQKLELWEUDNHFKRSSHUZLWKKLJKVLJQDODFNQRZOHGJHHUURUZLWKQHJDWLYH
HGJHKLJK!ORZ
Ⴠ GLJLWDORXWSXWEUDNHFKRSSHUGHIHFWLYH
Ⴠ 3(SURWHFWLYHFRQGXFWRUFRQQHFWLRQ
3RZHU0RGXOH30
$FFHVVRULHV
%UDNHFKRSSHU)6*;
&RQQHFWLRQRYHUYLHZ
%UDNHFKRSSHU
9

)DXOWRXWSXW )DXOW

9

,QKLELWLQSXW

,QKLELW
9

%UDNLQJUHVLVWRU
'&3$ 5
&RQQHFWLRQDWWKH &RQQHFWLQJWKH
'&OLQN EUDNLQJUHVLVWRU
'&1$ 5

)LJXUH &RQQHFWLRQRYHUYLHZRIWKHEUDNHFKRSSHU
'LJLWDOLQSXWDQGRXWSXW
7KHFRQQHFWLRQRIWKHGLJLWDOLQSXWDQGRXWSXWLVQRWUHTXLUHGIRUWKHIXQFWLRQRIWKHEUDNH
FKRSSHU
7HUPLQDO 'HVLJQDWLRQ 7HFKQLFDOVSHFLILFDWLRQV

6KLHOG 6KLHOGFRQQHFWLRQIRUWHUPLQDOV
9 +LJKVLJQDOOHYHO9WR9
,QKLELW &XUUHQWFRQVXPSWLRQP$WRP$
GLJLWDOLQSXW /RZVLJQDOOHYHO9WR9
9 +LJKVLJQDO1RIDXOW
)DXOW /RZVLJQDO)DXOWSUHVHQW
GLJLWDORXWSXW 9ROWDJH9'&
/RDGFXUUHQWP$WRP$
9 9ROWDJH9WR9
7\SLFDOFXUUHQWFRQVXPSWLRQLQGXFHGFXUUHQWFRQVXPSWLRQ
P$DW9'&
0D[FRQQHFWDEOHFURVVVHFWLRQPP

1RWH
$SSO\LQJDKLJKVLJQDOWRWHUPLQDO;LQKLELWVWKHEUDNHFKRSSHU:LWKDIDOOLQJHGJH
SHQGLQJIDXOWFRGHVDUHDFNQRZOHGJHG
3RZHU0RGXOH30
$FFHVVRULHV
%UDNHFKRSSHU)6*;
7KUHVKROGVZLWFK
7KHUHVSRQVHWKUHVKROGDWZKLFKWKHEUDNHFKRSSHULVDFWLYDWHGDQGWKH'&OLQNYROWDJH
JHQHUDWHGGXULQJEUDNLQJDUHVSHFLILHGLQWKHIROORZLQJWDEOH

:$51,1*

7KHWKUHVKROGVZLWFKPXVWRQO\EHXVHGZKHQWKH3RZHU0RGXOHLVVZLWFKHGRIIDQGWKH'&
OLQNFDSDFLWRUVDUHGLVFKDUJHG

7DEOH 5HVSRQVHWKUHVKROGVRIWKHEUDNHFKRSSHU
5DWHGYROWDJH 5HVSRQV 6ZLWFK &RPPHQWV

H SRVLWLRQ
WKUHVKROG
$& 9 9LVWKHGHIDXOWIDFWRU\VHWWLQJ:LWKOLQHYROWDJHVRI
9ಹ9 WRSEHWZHHQ9DQG9WKHUHVSRQVHWKUHVKROGFDQEHVHW
9 WR9WRUHGXFHWKHYROWDJHVWUHVVRQWKHPRWRUDQG
ERWWRP FRQYHUWHU7KLVGRHVKRZHYHUUHGXFHWKHSRVVLEOHEUDNLQJ
SRZHUZLWKWKHVTXDUHRIWKHYROWDJHt
7KHPD[LPXPSRVVLEOHEUDNLQJSRZHULVWKHUHIRUH
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
%UDNLQJ5HVLVWRU
%UDNLQJUHVLVWRU
7KHEUDNLQJUHVLVWRULVGHVLJQHGIRUWKH6,1$0,&6*LQYHUWHUVZLWKDQLQWHUQDOEUDNH
FKRSSHUDQGHQDEOHVORDGVZLWKDODUJHPRPHQWRILQHUWLDWREHEUDNHGTXLFNO\'XULQJ
EUDNLQJRIWKHPRWRUDQGWKHORDGH[FHVVHQHUJ\LVIHGEDFNWRWKHLQYHUWHU7KLVFDXVHVWKH
YROWDJHWRULVHLQWKH'&OLQN7KHLQYHUWHUWUDQVIHUVWKHH[FHVVHQHUJ\WRWKHH[WHUQDOO\
PRXQWHGEUDNLQJUHVLVWRU
0RXQWLQJWKHEUDNLQJUHVLVWRUV
7KHIROORZLQJSRLQWVPXVWEHWDNHQLQWRDFFRXQWJHQHUDOO\
Ⴠ 6XIILFLHQWVSDFHPXVWEHDYDLODEOHIRUGLVVLSDWLQJWKHHQHUJ\FRQYHUWHGE\WKHEUDNLQJ
UHVLVWRU
Ⴠ $VXIILFLHQWGLVWDQFHIURPIODPPDEOHREMHFWVPXVWEHPDLQWDLQHG
Ⴠ 7KHEUDNLQJUHVLVWRUVKRXOGQRWEHLQVWDOOHGXQGHUQHDWKILUHGHWHFWLRQV\VWHPVVLQFH
WKHVHFRXOGEHWULJJHUHGE\WKHUHVXOWLQJKHDW
Ⴠ )RURXWGRRULQVWDOODWLRQDKRRGVKRXOGEHSURYLGHGWRSURWHFWWKHEUDNLQJUHVLVWRUDJDLQVW
SUHFLSLWDWLRQLQDFFRUGDQFHZLWKGHJUHHRISURWHFWLRQ,3
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
%UDNLQJUHVLVWRUIRU3RZHU0RGXOHV)6$DQG)6%N:ಹN:
'
/ /
:

)LJXUH 'LPHQVLRQVRIWKHEUDNLQJUHVLVWRU)6$DQG)6%
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
7DEOH 'LPHQVLRQGDWD%UDNLQJUHVLVWRUDOOGDWDLQPPDQGLQFKHV
2UGHU1RRIWKHEUDNLQJUHVLVWRU 6(%'$$ 6/%($$

6XLWDEOHIRU3RZHU0RGXOH+2 )6$ )6%
N:N: N:N:
2UGHU1RRIWKHVXLWDEOH3RZHU 6/%(8$ 6/%($
0RGXOH 6/%(8$ 6/%($
6/%(8$ 6/%($
6/%(8$
6/%(8$
/
/
'
:
:
7KHEUDNLQJUHVLVWRUVFDQEHLQVWDOOHGKRUL]RQWDOO\RUYHUWLFDOO\7KHFRQQHFWLRQVRQYHUWLFDOO\
LQVWDOOHGUHVLVWRUVPXVWEHDWWKHERWWRP
7KHEUDNLQJUHVLVWRUVIRUWKH)6$DQG)6%IUDPHVL]HVDUHGHVLJQHGDVVXEFKDVVLV
FRPSRQHQWV,IWKH303RZHU0RGXOHVRIWKH)6$RU)6%IUDPHVL]HDUHRSHUDWHG
ZLWKRXWOLQHUHDFWRUWKHEUDNLQJUHVLVWRUVFDQDOVREHLQVWDOOHGXQGHUWKH3RZHU0RGXOHV
7KHEUDNLQJUHVLVWRUFDQEHSRVLWLRQHGRXWVLGHWKHFDELQHWRUVZLWFKJHDUURRP7KLVHQDEOHV
WKHUHVXOWLQJKHDWORVVDURXQGWKH3RZHU0RGXOHVWREHGLVVLSDWHG7KLVUHGXFHVWKHOHYHORI
DLUFRQGLWLRQLQJUHTXLUHG
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
%UDNLQJUHVLVWRUIRU3RZHU0RGXOHV)6&ಹ)6)N:ಹN:

)LJXUH 'LPHQVLRQVRIWKHEUDNLQJUHVLVWRUV)6&)6)
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
7DEOH 'LPHQVLRQGDWD%UDNLQJUHVLVWRUDOOGDWDLQPPDQGLQFKHV3DUW
2UGHU1RRIWKHEUDNLQJ 6(%' 6(%' 6(%'

UHVLVWRU &$ '$ ($
6XLWDEOHIRU3RZHU0RGXOH )6& )6' )6(
+2 N:N: N:N: N:N:
2UGHU1RRIWKHVXLWDEOH 6/%( 6/%( 6/%(
3RZHU0RGXOH $ $ $
6/%( 6/%( 6/%(
$ $ $
6/%( 6/%(
$ $
/
/
/
/
'
'
'
:
:
7DEOH 'LPHQVLRQGDWD%UDNLQJUHVLVWRUDOOGDWDLQPPDQGLQFKHV3DUW
2UGHU1RRIWKHEUDNLQJ 6(%')$ 6(%')$

UHVLVWRU
6XLWDEOHIRU3RZHU0RGXOH )6)
+2
N:N: N:N:
2UGHU1RRIWKHVXLWDEOH 6/%($ 6/%(8$
3RZHU0RGXOH 6/%($ 6/%(8$
6/%($
/
/
/
/
'
'
'
:
:
7KHEUDNLQJUHVLVWRUVFDQEHLQVWDOOHGKRUL]RQWDOO\RUYHUWLFDOO\7KHFRQQHFWLRQVRQYHUWLFDOO\
LQVWDOOHGUHVLVWRUVPXVWEHDWWKHERWWRP
7KHEUDNLQJUHVLVWRUFDQEHSRVLWLRQHGRXWVLGHWKHFDELQHWRUVZLWFKJHDUURRP7KLVHQDEOHV
WKHUHVXOWLQJKHDWORVVDURXQGWKH3RZHU0RGXOHVWREHGLVVLSDWHG7KLVUHGXFHVWKHOHYHORI
DLUFRQGLWLRQLQJUHTXLUHG
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
%UDNLQJUHVLVWRUIRU3RZHU0RGXOH)6*;N:ಹN:
7\SHSODWH

[
7KUHDGHGEROW
0 0
0 77
6FUHZWHUPLQDO
PPt

*URXQGFRQQHFWLRQ
0

)LJXUH 'LPHQVLRQVRIWKHEUDNLQJUHVLVWRU)6*;RUGHUQR6/%($$
&$87,21

$YHQWLODWLRQFOHDUDQFHRIPPXVWEHPDLQWDLQHGRQDOOVLGHVRIWKHEUDNLQJUHVLVWRU
ZLWKYHQWLODWLRQJULOOHV

7KHEUDNLQJUHVLVWRU)6*;LVVXLWDEOHIRUWKH3RZHU0RGXOHVZLWKWKHIROORZLQJRUGHUQR
6/;(8$
6/;(8$
6/;(8$
7KHEUDNLQJUHVLVWRUVKRXOGQRWEHLQVWDOOHGLQWKHYLFLQLW\RIWKHFRQYHUWHU7KHIROORZLQJ
SRLQWVPXVWEHWDNHQLQWRDFFRXQW
Ⴠ 7KHEUDNLQJUHVLVWRUVDUHRQO\VXLWDEOHIRUIORRUPRXQWLQJ
Ⴠ 7KHPD[LPXPFDEOHOHQJWKEHWZHHQWKH3RZHU0RGXOHDQGEUDNLQJUHVLVWRULVP
Ⴠ 7KHEUDNLQJUHVLVWRUPXVWEHLQVWDOOHGDVDIUHHVWDQGLQJXQLW
Ⴠ 2EMHFWVPXVWQRWEHSODFHGRQRUDQ\ZKHUHDERYHWKHEUDNLQJUHVLVWRU
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
&RQQHFWLQJWKHEUDNLQJUHVLVWRU
7KHEUDNLQJUHVLVWRULVFRQQHFWHGDWWHUPLQDOV'&35DQG5

)6$)6) 7KHEUDNLQJUHVLVWRUFDQEHFRQQHFWHGGLUHFWO\WRWKH3RZHU0RGXOH
)6*; 7KHFRQQHFWLQJRIDEUDNLQJUHVLVWRUUHTXLUHVWKHLQVWDOODWLRQRIDEUDNH
FKRSSHU
2Q)6$WRDFFHVVWKH55WHUPLQDOVWKHFXWRXWFRYHUPXVWEHUHPRYHGXVLQJDVPDOOSDLU
RIFXWWHUVHQVXULQJWKDWQRSODVWLFVIURPWKHFXWRXWIDOOLQWRWKHLQYHUWHUKRXVLQJ2Q)6%DQG
)6&WKH55WHUPLQDOVDUHORFDWHGRQWKHXQGHUVLGHDWWKHERWWRPRIWKHXQLWVHH
)LJXUH7KHWHUPLQDOFRQQHFWLRQFRQVLVWVRIXSWRWKUHHVSDGHV

)LJXUH 30)6$VSDGHV

)LJXUH 30)6%VSDGHV
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU

)LJXUH 30)6&VSDGHV
1RWH
:LWKWKHFXWRXWFRYHUUHPRYHGDQGQRFRQQHFWLRQVILWWHGWRWKHVSDGHVWKHLQYHUWHUKDVRQO\
,3SURWHFWLRQ
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
3URWHFWLQJWKHEUDNLQJUHVLVWRU
3URWHFWLQJWKHUHVLVWDQFH
7KHEUDNLQJUHVLVWRUPXVWEHSURWHFWHGDJDLQVWRYHUKHDWLQJ$WKHUPRVWDWLFVZLWFKKDQGOHV
WKHSURWHFWLYHIXQFWLRQWKLVLVVXSSOLHGZLWKHDFKEUHDNUHVLVWRU2QHRIWKHIROORZLQJWZR
DOWHUQDWLYHVFDQEHFKRVHQWRXVHWKLVWKHUPRVWDWLFVZLWFKIRUSURWHFWLQJWKHEUDNLQJUHVLVWRU
&RQQHFWWKHWKHUPRVWDWLFVZLWFKWRDIUHHGLJLWDOLQSXWRIWKH6,1$0,&6*VRWKDWWKH
FRQYHUWHULVGLVFRQQHFWHGIURPWKHSRZHUVXSSO\LIWKHEUDNLQJUHVLVWRURYHUKHDWV
6XEVHTXHQWO\WKHGLJLWDOLQSXWPXVWEHXVHGDVUHOHDVHIRUDVZLWFKRIIZLWK2))
3( / / /
8 8 8
/ / /
&RQWURO8QLW
3RZHU0RGXOH
2II
5 5 9 ',
EUDNLQJ
UHVLVWRU
7 7

)LJXUH 3URWHFWLQJWKHEUDNLQJUHVLVWRUE\D2))FRPPDQG
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
(VWDEOLVKWKHSRZHUVXSSO\WRWKH3RZHU0RGXOHWKURXJKDFRQWDFWRUZKLFKWKHQVKXWV
GRZQWKHSRZHUVXSSO\ZKHQWKHUHVLVWRURYHUKHDWV7KHWKHUPRVWDWLFVZLWFKLV
FRQQHFWHGLQVHULHVZLWKWKHFRLOIHHGHUFDEOHIRUWKHPDLQFRQWDFWRU7KHFRQWDFWVRIWKH
WKHUPRVWDWLFVZLWFKFORVHDJDLQDVVRRQDVWKHUHVLVWRUWHPSHUDWXUHKDVIDOOHQEHORZWKH
VHOHFWHGYDOXH

1RWH
7KHFRQWDFWRULVQRWSDUWRIWKHEUDNLQJUHVLVWRURSWLRQ
3( / / / 9'&
0D[
9$&
&RQWDFWRU
8 8 8
/ / /
5
7
EUDNLQJ
UHVLVWRU
3RZHU0RGXOH
7
5 7HPSHUDWXUH
3URWHFWLYHFLUFXLWEUHDNHU
)LJXUH 3URWHFWLQJWKHEUDNLQJUHVLVWRUE\DFLUFXLWEUHDNHU
7HFKQLFDOVSHFLILFDWLRQVRIWKHEUDNLQJUHVLVWRU
7DEOH 7HFKQLFDOVSHFLILFDWLRQVEUDNLQJUHVLVWRUV3DUW
5HVLVWRUIRU3RZHU0RGXOH )6$ )6% )6& )6'

1RPLQDOSRZHU+2RIWKH N: N:N: N: N:N:
3RZHU0RGXOH N: N:
2UGHUQXPEHU 6( 6( 6( 6(
%'$$ %'%$ %'&$ %''$
5HVLVWDQFH ˖ ˖ ˖ ˖
5DWHGSRZHU3'% N: N: N: N:
3HDNSRZHU3PD[ N: N: N: N:
'HJUHHRISURWHFWLRQ ,3RU,3;;% ,3RU,3;;% ,3RU,3;;% ,3RU,3;;%
3RZHU&RQQHFWLRQV &DEOH[ &DEOH[ &DEOH[ 0VWXGV
PP PP PP
VKLHOGHG VKLHOGHGOHQJWK VKLHOGHGOHQJWK
OHQJWKP P P
3RZHU0RGXOH30
$FFHVVRULHV
%UDNLQJ5HVLVWRU
5HVLVWRUIRU3RZHU0RGXOH )6$ )6% )6& )6'

1RPLQDOSRZHU+2RIWKH N: N:N: N: N:N:
3RZHU0RGXOH N: N:
2UGHUQXPEHU 6( 6( 6( 6(
%'$$ %'%$ %'&$ %''$
7KHUPRVZLWFK1&FRQWDFW 9$&$ 9$&$ 9$&$ 9$&$
PD[LPXPFRQWDFWORDG
FRQQHFWLQJFDEOH
:HLJKW NJ NJ NJ NJ
7DEOH 7HFKQLFDOVSHFLILFDWLRQVEUDNLQJUHVLVWRUV3DUW
5HVLVWRUIRU3RZHU0RGXOH )6( )6) )6*;

1RPLQDOSRZHU+2RIWKH N: N: N: N:
3RZHU0RGXOH N: N: N: N:
2UGHUQXPEHU 6( 6( 6( 6/
%'($ %')$ %')$ %($$
5HVLVWDQFH ˖ ˖ ˖ ˖
5DWHGSRZHU3'% N: N: N: N:
3HDNSRZHU3PD[ N: N: N: N:
'HJUHHRISURWHFWLRQ ,3RU,3;;% ,3RU,3;;% ,3RU,3;;% ,3
3RZHU&RQQHFWLRQV 0VWXGV 0VWXGV 0VWXGV 0EROWW\SH
VFUHZWHUPLQDO
7KHUPRVZLWFK1&FRQWDFW 9$&$ 9$&$ 9$&$ 9$&$
PD[LPXPFRQWDFWORDG
FRQQHFWLQJFDEOH
:HLJKW NJ NJ NJ NJ
3RZHU0RGXOH30
$FFHVVRULHV
%UDNH5HOD\
%UDNH5HOD\
7KH%UDNH5HOD\LVGHVLJQHGWRSURYLGHWKHLQWHUIDFHEHWZHHQWKH3RZHU0RGXOHDQGWKH
EUDNHVROHQRLGRIDPRWRU7KHUHDUHWZRW\SHVRI%UDNH5HOD\V
Ⴠ %UDNH5HOD\ದWKLVSURYLGHVWKHEDVLFEUDNLQJFRQWUROIXQFWLRQ
Ⴠ 6DIH%UDNH5HOD\ದWKLVSURYLGHVIRUWKHEUDNLQJFRQWUROIXQFWLRQZLWKLQDVDIHW\LQWHJUDWHG
V\VWHP7RDGKHUHWRWKHUHTXLUHPHQWVRIDVDIHW\LQWHJUDWHGV\VWHPWKH6DIH%UDNH
5HOD\KDVEHHQGHVLJQHGWRDOORZDYDULDEOHYROWDJHWREHJLYHQWRWKH6DIH%UDNH5HOD\
WRDOORZWKHV\VWHPWRGHWHUPLQHLIWKH6DIH%UDNH5HOD\LVIXQFWLRQLQJFRUUHFWO\ZLWKRXW
DFWXDOO\DFWLYDWLQJWKHEUDNLQJIXQFWLRQ
0RXQWLQJWKH%UDNH5HOD\
0RXQWLQJWKH%UDNH5HOD\RQ3RZHU0RGXOH)6$ಹ)6)
7KH%UDNH5HOD\FDQEHSDQHOPRXQWHGZDOOPRXQWHGRUPRXQWHGRQWKHVFUHHQWHUPLQDWLRQ
NLW
3RZHU0RGXOH30
$FFHVVRULHV
%UDNH5HOD\
0RXQWLQJWKH%UDNH5HOD\RQ3RZHU0RGXOH)6*;
7KH%UDNH5HOD\KDVWREHPRXQWHGRQWKHEUDFNHWDERYHWKH&RQWURO8QLW
0RXQWWKH%UDNH5HOD\WRWKH&RQWURO8QLWEUDFNHW
&RQQHFWWKH%UDNH5HOD\DQGWKH3RZHU0RGXOHYLDWKHIO\LQJOHDG
&RQQHFWWKH%UDNH5HOD\WRWKHEUDNHFRLORIWKHPRWRUEUDNH

1RWH
7KH6DIH%UDNH5HOD\UHTXLUHVDQH[WHUQDO9SRZHUVXSSO\
%UDNHUHOD\

)LJXUH 0RXQWLQJWKH%UDNH5HOD\RQ3RZHU0RGXOH)6*;
3RZHU0RGXOH30
$FFHVVRULHV
%UDNH5HOD\
&RQQHFWLQJWKH%UDNH5HOD\
&RQQHFWLQJWKH%UDNH5HOD\WRWKH3RZHU0RGXOH
&RQQHFWRQHHQGRIWKHFDEOHIRUPWRWKH%UDNH5HOD\
7ZRFDEOHIRUPZLWKGLIIHUHQWOHQJWKVDUHSURYLGHGZLWKWKH%UDNH5HOD\&KRLFHWKH
DGHTXDWHOHQJWKRIWKHFDEOHGHSHQGLQJRQWKHIUDPHVL]HRIWKH3RZHU0RGXOHDQGRQWKH
PRXQWLQJORFDWLRQRIWKH%UDNH5HOD\

%UDNH5HOD\ 6DIH%UDNH5HOD\
)O\LQJOHDGWR
3RZHU0RGXOH )O\LQJOHDGWR
&RQQHFWLRQWREUDNHFRLO 3RZHU0RGXOH
&RQQHFWLRQWR
LQVLGHWKHPRWRU H[WHUQDO9VXSSO\
*URXQG(DUWK &RQQHFWLRQWREUDNHFRLO
LQVLGHWKHPRWRU
7KH%UDNH5HOD\FRQWUROFRQQHFWRULVPDUNHGDV&75/
&RQQHFWWKHRWKHUHQGRIWKHFDEOHIRUPWRWKH3RZHU0RGXOH

)6$ಹ)6& )6'ಹ)6) )6*;
N:ಹN: N:ಹN: N:ಹN:

7KH%UDNH5HOD\FRQWURO 7KH%UDNH5HOD\FRQWUROFRQQHFWRU 7KH%UDNH5HOD\FRQWURO

FRQQHFWRU཰LVRQWKHIURQWRI ཰LVRQWKHERWWRPRIWKH3RZHU FRQQHFWRU཰LVEHORZWKH
WKH3RZHU0RGXOH7KH3RZHU 0RGXOH &RQWURO8QLWDQGPDUNHG
0RGXOHSURYLGHVDFDEOHGXFWཱ DV;
IRUWKHFRQWUROFDEOH
3RZHU0RGXOH30
$FFHVVRULHV
%UDNH5HOD\
&RQQHFWLQJWKH%UDNH5HOD\WRWKHPRWRUEUDNH
3RZHU0RGXOH
3RZHUVXSSO\
PRWRUEUDNH
&75/
0
a
%UDNH5HOD\

)LJXUH %UDNH5HOD\FRQQHFWLRQ
7KH%UDNH5HOD\KDVWREHFRQQHFWHGWRSURWHFWLYHHDUWKLIWKHPRWRUEUDNHLVVXSSOLHGE\D
3(/9FLUFXLW
&RQQHFWLQJWKH6DIH%UDNH5HOD\WRWKHPRWRUEUDNH
7KH6DIH%UDNH5HOD\FDQRQO\FRQWUROPRWRUEUDNHVZLWK9SRZHUVXSSO\
3RZHU0RGXOH
([WHUQDO 9 &75/

SRZHUVXSSO\ %5 0
9 0 %5 a
0
6DIH%UDNH5HOD\

)LJXUH 6DIH%UDNH5HOD\FRQQHFWLRQ
3RZHU0RGXOH30
$FFHVVRULHV
%UDNH5HOD\
7HFKQLFDOVSHFLILFDWLRQVRIWKH%UDNH5HOD\
%UDNH5HOD\VSHFLILFDWLRQV

%UDNH5HOD\ 6DIH%UDNH5HOD\
,QSXWYROWDJH FRQQHFWHGWRWKHLQWHUQDOSRZHU '&9
,QSXWFXUUHQW VXSSO\RIWKH3RZHU0RGXOH 0D[$
0D[FRQGXFWRUFURVVVHFWLRQ PPt PPt
'HJUHHRISURWHFWLRQ ,3 ,3
6ZLWFKLQJFDSDFLW\RIWKH12 $&9$
FRQWDFW '&9'&$
2XWSXWYROWDJH 9
2XWSXWFXUUHQW PD[$
([WHUQDOFRQWUROOHGSRZHUVXSSO\LVQHFHVVDU\5HFRPPHQGHGYROWDJH'&9
3RZHU0RGXOH30
$FFHVVRULHV
',1UDLOPRXQWLQJNLW
',1UDLOPRXQWLQJNLW
)XQFWLRQ
7KH',1UDLOPRXQWLQJNLW'50.LVGHVLJQHGWRDOORZWKH6,1$0,&6*)6$DQG)6%
LQYHUWHUVWREHPRXQWHGRQDSDLURISDUDOOHO',1UDLOV
7KH'50.SURYLGHVDQLQWHJUDWHGVFUHHQLQJSODWHWRDOORZIRUWKHWHUPLQDWLRQRIWKH
VFUHHQHGPRWRUFDEOHVDQGRWKHUVFUHHQHGFDEOHXVHGZLWKWKHLQYHUWHU
7KH'50.IRU)6$DOORZVIRUWKHPRXQWLQJRIHLWKHUWKHLQYHUWHUDVDVWDQGDORQHRUZLWKWKH
LQYHUWHUDQGWKHIRRWSULQWILOWHU7KH)6%LQYHUWHUVGXHWRWKHLUSK\VLFDOVL]HDQGZHLJKWFDQ
RQO\EHPRXQWHGDVVWDQGDORQHLQYHUWHUV
7KHUHTXLUHG',1UDLOSLWFKIRUIUDPHVL]H)6$DQG)6%LVsPP
0RXQWLQJWKH'50.
7KHPRXQWLQJGHVFULSWLRQRIWKH'50.LVDYDLODEOHLQWKHLQWHUQHW
)XQFWLRQRIWKHVFUHHQWHUPLQDWLRQNLW
7KHVFUHHQWHUPLQDWLRQNLWKDVEHHQGHVLJQHGWRDOORZWKHWHUPLQDWLRQRIFRQWUROPDLQVDQG
SRZHUFDEOHVWRHQVXUHWKHFRUUHFWHOHFWULFDOJURXQGLQJWRWKHLQYHUWHU
)RU)6$WKHVFUHHQWHUPLQDWLRQNLWSURYLGHVIRUWKHWHUPLQDWLRQRIVFUHHQHGFDEOHV
)RU)6%DQGODUJHUWKHVFUHHQWHUPLQDWLRQNLWVSURYLGHVIRUWKHWHUPLQDWLRQRIDWOHDVW
VFUHHQHGFDEOHV
0RXQWLQJWKHVFUHHQWHUPLQDWLRQNLW
7KHPRXQWLQJGHVFULSWLRQRIWKHVFUHHQWHUPLQDWLRQNLWLVDYDLODEOHLQWKHLQWHUQHW
3RZHU0RGXOH30

$SSHQGL[ $
$ (OHFWURPDJQHWLF&RPSDWLELOLW\
(OHFWURPDJQHWLFFRPSDWLELOLW\
$OOPDQXIDFWXUHUVDVVHPEOHUVRIHOHFWULFDODSSDUDWXVZKLFKSHUIRUPVDFRPSOHWHLQWULQVLF
IXQFWLRQDQGLVSODFHGRQWKHPDUNHWDVDVLQJOHXQLWLQWHQGHGIRUWKHHQGXVHUPXVWFRPSO\
ZLWKWKH(0&GLUHFWLYH(&
7KHUHDUHWKUHHURXWHVIRUWKHPDQXIDFWXUHUDVVHPEOHUWRGHPRQVWUDWHFRPSOLDQFH
6HOIFHUWLILFDWLRQ
7KLVLVDPDQXIDFWXUHU
VGHFODUDWLRQWKDWWKH(XURSHDQVWDQGDUGVDSSOLFDEOHWRWKHHOHFWULFDO
HQYLURQPHQWIRUZKLFKWKHDSSDUDWXVLVLQWHQGHGKDYHEHHQPHW2QO\VWDQGDUGVWKDWKDYH
EHHQRIILFLDOO\SXEOLVKHGLQWKH2IILFLDO-RXUQDORIWKH(XURSHDQ&RPPXQLW\FDQEHFLWHGLQ
WKHPDQXIDFWXUHU
VGHFODUDWLRQ
7HFKQLFDOFRQVWUXFWLRQILOH
$WHFKQLFDOFRQVWUXFWLRQILOHFDQEHSUHSDUHGIRUWKHDSSDUDWXVGHVFULELQJLWV(0&
FKDUDFWHULVWLFV7KLVILOHPXVWEHDSSURYHGE\Dಫ&RPSHWHQW%RG\ಬDSSRLQWHGE\WKH
DSSURSULDWH(XURSHDQJRYHUQPHQWRUJDQL]DWLRQ7KLVDSSURDFKDOORZVWKHXVHRIVWDQGDUGV
WKDWDUHVWLOOLQSUHSDUDWLRQ
(0&6WDQGDUGV
7KH6,1$0,&6*GULYHVKDYHEHHQWHVWHGLQDFFRUGDQFHZLWKWKH(0&3URGXFW
6WDQGDUG(1
3RZHU0RGXOH30
$SSHQGL[
$'HILQLWLRQRIWKH(0&(QYLURQPHQWDQG&DWHJRULHV
$ 'HILQLWLRQRIWKH(0&(QYLURQPHQWDQG&DWHJRULHV
&ODVVLILFDWLRQRI(0&SHUIRUPDQFH
7KH(0&HQYLURQPHQWDQGFDWHJRULHVDUHGHILQHGZLWKLQWKH(0&3URGXFW6WDQGDUG
(1DVIROORZV
)LUVW(QYLURQPHQW
$QHQYLURQPHQWWKDWLQFOXGHVGRPHVWLFSUHPLVHVDQGHVWDEOLVKPHQWVWKDWDUHFRQQHFWHG
GLUHFWO\WRDSXEOLFORZYROWDJHSRZHUVXSSO\QHWZRUNZLWKRXWWKHXVHRIDQLQWHUPHGLDWH
WUDQVIRUPHU
1RWH
)RUH[DPSOHKRXVHVDSDUWPHQWVFRPPHUFLDOSUHPLVHVRURIILFHVLQDUHVLGHQWLDOEXLOGLQJ
6HFRQG(QYLURQPHQW
$QHQYLURQPHQWWKDWLQFOXGHVLQGXVWULDOSUHPLVHVDQGHVWDEOLVKPHQWVWKDWDUHQRWFRQQHFWHG
GLUHFWO\WRDSXEOLFORZYROWDJHSRZHUVXSSO\QHWZRUN
1RWH
)RUH[DPSOHLQGXVWULDODQGWHFKQLFDODUHDVRIEXLOGLQJVIHGIURPDGHGLFDWHGWUDQVIRUPHU
&DWHJRU\&
3RZHU'ULYH6\VWHP3'6RIUDWHGYROWDJHOHVVWKDQ9LQWHQGHGIRUXVHLQWKH)LUVW
'RPHVWLF(QYLURQPHQW
&DWHJRU\&
3RZHU'ULYH6\VWHP3'6RIUDWHGYROWDJHOHVVWKDQ9ZKLFKLVQHLWKHUDSOXJLQ
GHYLFHQRUDPRYDEOHGHYLFHDQGZKHQXVHGLQWKH)LUVW'RPHVWLF(QYLURQPHQWLVRQO\
LQWHQGHGWREHLQVWDOOHGDQGFRPPLVVLRQHGE\DSURIHVVLRQDO
1RWH
$SURIHVVLRQDOLVDSHUVRQRUDQRUJDQL]DWLRQKDYLQJQHFHVVDU\VNLOOVLQLQVWDOOLQJDQGRU
FRPPLVVLRQLQJD3RZHU'ULYH6\VWHP3'6LQFOXGLQJWKHLU(0&DVSHFWV
3RZHU0RGXOH30
$SSHQGL[
$'HILQLWLRQRIWKH(0&(QYLURQPHQWDQG&DWHJRULHV
&DWHJRU\&
3RZHU'ULYH6\VWHP3'6RIUDWHGYROWDJHOHVVWKDQ9LQWHQGHGIRUXVHLQWKH6HFRQG
,QGXVWULDO(QYLURQPHQWDQGQRWLQWHQGHGIRUXVHZLWKLQWKH)LUVW'RPHVWLF(QYLURQPHQW
7DEOH$ &RPSOLDQFH7DEOH
0RGHO 5HPDUNV
&DWHJRU\&)LUVW(QYLURQPHQW
7KHLQYHUWHUVDUHQRWLQWHQGHGIRUXVHZLWKLQWKH&DWHJRU\&
(QYLURQPHQW
&DWHJRU\&)LUVW(QYLURQPHQW3URIHVVLRQDO8VH
)LOWHUHG9DULDQWV 6/%( $ LQWHJUDWHGFODVV$ILOWHU
&ODVV$PVFUHHQHGFDEOHW\SH&<
$OOXQLWVH[FHSW)6$ZLWKLQWHJUDWHGILOWHU
7KH)6$3RZHU0RGXOHUHTXLUHVHLWKHUDIRRWSULQWILOWHURSWLRQ6(
)$$'RUDGGLWLRQDOSRZHUOLQHILOWHULQJDWWKHV\VWHPOHYHO
:KHQXVHGLQWKH)LUVW'RPHVWLF(QYLURQPHQWWKLVSURGXFWPD\FDXVH
UDGLRLQWHUIHUHQFHLQZKLFKFDVHPLWLJDWLRQPHDVXUHVPD\EHUHTXLUHG
8QLWVLQVWDOOHGZLWKLQWKH&DWHRJU\&'RPHVWLF(QYLURQPHQWUHTXLUH
VXSSO\DXWKRULW\DFFHSWDQFHIRUFRQQHFWLRQWRWKHSXSOLFORZYROWDJH
SRZHUVXSSO\QHWZRUN3OHDVHFRQWDFW\RXUORFDOVXSSO\QHWZRUNSURYLGHU
&DWHJRU\&6HFRQG(QYLURQPHQW
8QILOWHUHG9DULDQWV 6/%( 8
7KHXVHRIXQILOWHUHGGULYHVZLWKLQDQLQGXVWULDOLQVWDOODWLRQLVRQO\SRVVLEOH
LILWIRUPVSDUWRIDV\VWHPZKLFKLQFOXGHVDGGLWLRQDOSRZHUOLQHILOWHULQJDW
WKHV\VWHPOHYHORUDOWHUQDWLYHO\WKHXVHRIILOWHUHGYDULDQWV

1RWH
$OOGULYHVVKRXOGEHLQVWDOOHGDQGFRPPLVVLRQHGLQDFFRUGDQFHZLWKWKHPDQXIDFWXUHUಬV
JXLGHOLQHVDQGLQDFFRUGDQFHZLWKJRRG(0&SUDFWLFHV
)RUIXUWKHULQIRUPDWLRQUHIHUWR6,(0(16DSSOLFDWLRQQRWH(0&'HVLJQ*XLGHOLQHV
3RZHU0RGXOH30
$SSHQGL[
$(0&2YHUDOO3HUIRUPDQFH
$ (0&2YHUDOO3HUIRUPDQFH
(0&(PLVVLRQV
7KH6,1$0,&6*GULYHVKDYHEHHQWHVWHGLQDFFRUGDQFHZLWKWKHHPLVVLRQUHTXLUHPHQWV
RIWKHFDWHJRU\&GRPHVWLFHQYLURQPHQW
7DEOH$ &RQGXFWHG 5DGLDWHG(PLVVLRQV
(0&3KHQRPHQRQ 6WDQGDUG /HYHO

&RQGXFWHG(PLVVLRQV (1 &ODVV$
5DGLDWHG(PLVVLRQV (1 &ODVV$

1RWH
7RDFKLHYHWKLVSHUIRUPDQFHWKHGHIDXOWVZLWFKLQJIUHTXHQF\VKRXOGQRWEHH[FHHGHG
,QRUGHUWRDFKLHYHFRQGXFWHGHPLVVLRQVWR(1&ODVV%WKHUHLVDUDQJHRI30
H[WHUQDOILOWHURSWLRQVDYDLODEOH
$FKLHYLQJUDGLDWHGHPLVVLRQVWR(1&ODVV%LVODUJHO\GHSHQGHQWRQWKHGULYHEHLQJ
FRUUHFWO\LQVWDOOHGLQVLGHDPHWDOOLFHQFORVXUH7KHOLPLWVZLOOQRWEHPHWLIWKHGULYHLVQRW
HQFORVHGRULQVWDOOHGLQDFFRUGDQFHZLWKJRRG(0&SUDFWLFHV
+DUPRQLF&XUUHQWV
7KHKDUPRQLFFXUUHQWHPLVVLRQVIURPWKH6,1$0,&6*GULYHVLVDVIROORZV
7DEOH$ +DUPRQLF&XUUHQWV
5DWLQJ 7\SLFDO+DUPRQLF&XUUHQWRIUDWHGLQSXWFXUUHQW

WK WK WK WK WK WK UG WK
)6$ಹ)6*;
9:ಹN:

1RWH
8QLWVLQVWDOOHGZLWKLQWKHFDWHJRU\&GRPHVWLFHQYLURQPHQWUHTXLUHFRQQHFWLRQWRWKH
SXEOLFORZYROWDJHSRZHUVXSSO\QHWZRUN3OHDVHFRQWDFW\RXUORFDOVXSSO\QHWZRUNSURYLGHU
8QLWVLQVWDOOHGZLWKLQWKHFDWHJRU\&LQGXVWULDOHQYLURQPHQWGRQRWUHTXLUHFRQQHFWLRQ

DSSURYDO
3RZHU0RGXOH30
$SSHQGL[
$(0&2YHUDOO3HUIRUPDQFH
(0&,PPXQLW\
7KH6,1$0,&6*GULYHVKDYHEHHQWHVWHGLQDFFRUGDQFHZLWKWKHLPPXQLW\UHTXLUHPHQWV
RIFDWHJRU\&LQGXVWULDOHQYLURQPHQW
7DEOH$ (0&,PPXQLW\
(0&3KHQRPHQRQ 6WDQGDUG /HYHO 3HUIRUPDQFH

&ULWHULRQ
(OHFWURVWDWLF'LVFKDUJH(6' (1 N9&RQWDFWGLVFKDUJH $
N9$LUGLVFKDUJH
5DGLRIUHTXHQF\ (1 0+]ಹ0+] $
(OHFWURPDJQHWLF)LHOG 9P
$PSOLWXGHPRGXODWHG $0DWN+]
)DVW7UDQVLHQW%XUVWV (1 N9#N+] $
6XUJH9ROWDJH (1 N9GLIIHUHQWLDO// $
˩V N9FRPPRQ/(
&RQGXFWHG (1 0+]ಹ0+] $
9UPV
5DGLRIUHTXHQF\&RPPRQ0RGH $0DWN+]
0DLQV,QWHUUXSWLRQV 9ROWDJH (1 GLSIRUPV $
'LSV GLSIRUPV %
GLSIRUPV &
GLSIRUPV '
9ROWDJH'LVWRUWLRQ (1 7+' $
&ODVV
9ROWDJH8QEDODQFH (1 1HJDWLYH3KDVH6HTXHQFH $
&ODVV
)UHTXHQF\9DULDWLRQ (1 1RPLQDO+]RU+] $
&ODVV s
&RPPXWDWLRQ1RWFKHV (1 'HSWK $
&ODVV% $UHD [GHJUHHV

1RWH
7KHLPPXQLW\UHTXLUHPHQWVDSSO\HTXDOO\WRERWKILOWHUHGDQGXQILOWHUHGXQLWV
3RZHU0RGXOH30
$SSHQGL[
$6WDQGDUGV
$ 6WDQGDUGV

(XURSHDQ/RZ9ROWDJH'LUHFWLYH
7KH6,1$0,&6*SURGXFWUDQJHFRPSOLHVZLWKWKHUHTXLUHPHQWVRIWKH/RZ9ROWDJH'LUHFWLYH
(&7KHXQLWVDUHFHUWLILHGIRUFRPSODLQFHZLWKWKHIROORZLQJVWDQGDUGV

(1ಧ6HPLFRQGXFWRULQYHUWHUVದ*HQHUDOUHTXLUHPHQWVDQGOLQHFRPPXWDWHGLQYHUWHUV
(1ಧ6DIHW\RIPDFKLQHU\ದ(OHFWULFDOHTXLSPHQWRIPDFKLQHV

(XURSHDQ0DFKLQHU\'LUHFWLYH
7KH6,1$0,&6*LQYHUWHUVHULHVGRHVQRWIDOOXQGHUWKHVFRSHRIWKH0DFKLQHU\'LUHFWLYH+RZHYHU
WKHSURGXFWVKDYHEHHQIXOO\HYDOXDWHGIRUFRPSOLDQFHZLWKWKHHVVHQWLDO+HDOWK 6DIHW\UHTXLUHPHQWVRI
WKHGLUHFWLYHZKHQXVHGLQDW\SLFDOPDFKLQHDSSOLFDWLRQ$'HFODUDWLRQRI,QFRUSRUDWLRQLVDYDLODEOHRQ
UHTXHVW

(XURSHDQ(0&'LUHFWLYH
:KHQLQVWDOOHGDFFRUGLQJWRWKHUHFRPPHQGDWLRQVGHVFULEHGLQWKLVPDQXDOWKH6,1$0,&6*IXOILOV
DOOUHTXLUHPHQWVRIWKH(0&'LUHFWLYHDVGHILQHGE\WKH(0&3URGXFW6WDQGDUGIRU3RZHU'ULYH6\VWHPV
(1

8QGHUZULWHUV/DERUDWRULHV
8/DQG&8//,67('32:(5&219(56,21(48,30(17IRUXVHLQDSROOXWLRQGHJUHHHQYLURQPHQW
7KH3RZHU0RGXOH)6*;GLGQRWIXOILOOWKH8/VWDQGDUGDWSULQWGDWH
7KHODWHVWLQIRUPDWLRQUHJDUGLQJWKH3RZHU0RGXOHLVSXEOLVKHGXQGHU
KWWSVXSSRUWDXWRPDWLRQVLHPHQVFRP::YLHZGH

6(0,) 6SHFLILFDWLRQIRU6HPLFRQGXFWRU3URFHVV(TXLSPHQW9ROWDJH6DJ,PPXQLW\
6,1$0,&6*3RZHU0RGXOHV30IXOILOOWKHUHTXLUHPHQWVRIWKH6(0,)VWDQGDUG

,62
6LHPHQVSOFRSHUDWHVDTXDOLW\PDQDJHPHQWV\VWHPZKLFKFRPSOLHVZLWKWKHUHTXLUHPHQWVRI,62
&HUWLILFDWHVFDQEHGRZQORDGHGIURPWKHLQWHUQHWXQGHUWKHIROORZLQJOLQN
3RZHU0RGXOH30
$SSHQGL[
$$EEUHYLDWLRQV
$ $EEUHYLDWLRQV

$EEUHYLDWLRQ 6WDWH
$& $OWHUQDWLQJ&XUUHQW
&( &RPPXQDXW«(XURS«HQQH
&8 &RQWURO8QLW
'& 'LUHFWFXUUHQW
', 'LJLWDOLQSXW
',3 ',3VZLWFK
'2 'LJLWDORXWSXW
(&' (TXLYDOHQWFLUFXLWGLDJUDP
((& (XURSHDQ(FRQRPLF&RPPXQLW\
(/&% (DUWKOHDNDJHFLUFXLWEUHDNHU
(0& (OHFWURPDJQHWLFFRPSDWLELOLW\
(0, (OHFWURPDJQHWLFLQWHUIHUHQFH
)6$ )UDPHVL]H$
)6% )UDPHVL]H%
)6& )UDPHVL]H&
)6' )UDPHVL]H'
)6( )UDPHVL]H(
)6) )UDPHVL]H)
)6*; )UDPHVL]H*;
*6* *HWWLQJ6WDUWHG*XLGH
+2 +LJK2YHUORDG&RQVWDQW7RUTXH
,2 ,QRXWSXW
,*%7 ,QVXODWHGJDWHELSRODUWUDQVLVWRU
/(' /LJKWHPLWWLQJGLRGH
/2 /LJKW2YHUORDG9DULDEOH7RUTXH
1& 1RUPDOO\FORVHG
1(0$ 1DWLRQDO(OHFWULFDO0DQXIDFWXUHUV$VVRFLDWLRQ
12 1RUPDOO\RSHQ
23, 2SHUDWLQJ,QVWUXFWLRQV
3(/9 3URWHFWLRQE\H[WUDORZYROWDJH
30 3RZHU0RGXOH
33( 3HUVRQDOSURWHFWLYHHTXLSPHQW
5&&% 5HVLGXDOFXUUHQWFLUFXLWEUHDNHU
5&' 5HVLGXDOFXUUHQWGHYLFH
5), 5DGLRIUHTXHQF\LQWHUIHUHQFH
6(/9 6DIHW\H[WUDORZYROWDJH
97 9DULDEOHWRUTXH
3RZHU0RGXOH30

,QGH[
',1UDLOPRXQWLQJNLW
'ULOOSDWWHUQ
$
$FFHVVLQJWKHSRZHUDQGPRWRUWHUPLQDOV
(
$LUEDUULHU
$LUFRROLQJUHTXLUHPHQWV (DUWKFDEOH
$LUIORZ (OHFWULFDOLQVWDOODWLRQ
$LUVKRUWFLUFXLW (OHFWURPDJQHWLFFRPSDWLELOLW\
(OHFWURPDJQHWLF,QWHUIHUHQFH(0,
(0&(PLVVLRQV
% (0&6WDQGDUGV
(XURSHDQ(0&'LUHFWLYH
%DVHFRPSRQHQWV
(XURSHDQ/RZ9ROWDJH'LUHFWLYH
%ORFNGLDJUDP
(XURSHDQ0DFKLQHU\'LUHFWLYH
%UDNHFKRSSHU
([WHUQDOOLQHILOWHU
LQVWDOODWLRQ
7KUHVKROGVZLWFK
;7HUPLQDOEORFN
)
%UDNH5HOD\
,QVWDOOLQJ )DQVXSSO\YROWDJH
7HFKQLFDOVSHFLILFDWLRQV )DQWUDQVIRUPHU
%UDNLQJUHVLVWRU )LUVW(QYLURQPHQW
& *
&DEOHFURVVVHFWLRQ *HQHUDOUXOHVIRUWKHHQYLURQPHQWDOSURWHFWLRQ
&DEOHOHQJWK *URXQGLQJ
&DWHJRU\&
&DWHJRU\&
&DWHJRU\& +
&LUFXLWEUHDNHU
+DUPRQLF&XUUHQWV
&ODVV$
+LJK2YHUORDG+2LQSXWFXUUHQWV
&ODVV$ILOWHU
&ODVV%
&ODVVLILFDWLRQRI(0&SHUIRUPDQFH
,
&RQWURO8QLW
$GDSWLQJWKHIURQWFRYHU)6*; ,QSXW&XUUHQWV
)LWWLQJWRWKH3RZHU0RGXOH +LJK2YHUORDG
)LWWLQJWRWKH3RZHU0RGXOH)6*; /LJKW2YHUORDG
)URQWFRYHU)6*; ,3SURWHFWLRQ
5HOHDVHEXWWRQ ,3;;%SURWHFWLRQ
&RROLQJ ,62
&XUUHQWUHGXFWLRQ ,7
' /
'LPHQVLRQGUDZLQJV /HDNDJHFXUUHQW
3RZHU0RGXOH30
,QGH[
/LJKW2YHUORDG+2LQSXWFXUUHQWV 5
/LQHFRQWDFWRU
5HPRYLQJWKHIURQWFRYHU
/LQHILOWHU
,QVWDOOLQJ
6
/LQHUHDFWRU
,QVWDOOLQJ 6DIH%UDNH5HOD\
7HFKQLFDOVSHFLILFDWLRQV 6DIHW\QRWHV
&RPPLVVLRQLQJ
'LVPDQWOLQJDQGGLVSRVDO
0 (OHFWULFDOLQVWDOODWLRQ
*HQHUDO:DUQLQJV&DXWLRQVDQG1RWLFHV
0DLQWHQDQFH
0HFKDQLFDOLQVWDOODWLRQ
&OHDQLQJ
2SHUDWLRQ
&RQWDPLQDWLRQ
5HSDLU
'LUW
6DIHW\,QVWUXFWLRQV
7HUPLQDOV
7UDQVSRUWDQGVWRUDJH
9HQWLODWLRQ
0HFKDQLFDOLQVWDOODWLRQ
6FUHHQHGFDEOH
0LQLPXPGLVWDQFH
6FUHHQHGFDEOHV
DERYH
6FUHHQLQJPHWKRGV
EHORZ
6FUHHQLQJZLWKRXWD6FUHHQ7HUPLQDWLRQ.LW
IURQW
6HFRQG(QYLURQPHQW
VLGHE\VLGH
6HOIFHUWLILFDWLRQ
6HUYLFHOLIHRIWKHIDQ
6LJQDOFRQQHFWLRQV
2
6,1$0,&6*UDQJH
2SHUDWLQJWHPSHUDWXUH 6LQHZDYHILOWHU
2SHUDWLRQZLWK5HVLGXDO&XUUHQW'HYLFHV5&' ,QVWDOOLQJ
2SHUDWLRQZLWKVFUHHQHGFDEOHV 7HFKQLFDOVSHFLILFDWLRQV
2SHUDWLRQZLWKXQJURXQGHGVXSSOLHV 6SDUHSDUWV
2SHUDWLRQZLWKXQVFUHHQHGFDEOHV 6WDQGDUGV
2SHUDWLRQDODOWLWXGH (&
2XWSXWUHDFWRU (&
,QVWDOOLQJ (1
7HFKQLFDOVSHFLILFDWLRQV (1
(1
(1
3 (1
(1
3HUVRQDOSURWHFWLYHHTXLSPHQW
(1
3RZHUDQGPRWRUWHUPLQDOOD\RXW
(1
3RZHU'LVWULEXWLRQ6\VWHPV
(1
3RZHU'ULYH6\VWHP3'6
(1
3RZHUORVVHV
(1
3RZHU0RGXOHV
(1
'LPHQVLRQGUDZLQJV
(1
2YHUYLHZ
(1
6SHFLILFDWLRQV
(1
(1
33(
,62
3XOVHIUHTXHQF\
6(0,)
3RZHU0RGXOH30
,QGH[
7
7HFKQLFDOFRQVWUXFWLRQILOH
%UDNH5HOD\
%UDNLQJUHVLVWRU
/LQHILOWHU
/LQHUHDFWRU
2XWSXWUHDFWRU
3RZHU0RGXOH
6LQHZDYHILOWHU
7HPSHUDWXUHULVH
7HUPLQDOFRYHU
7LJKWHQLQJWRUTXH
71&
71&6
716
77
8
8/FHUWLILHG)XVHV
8QGHUZULWHUV/DERUDWRULHV
8QVFUHHQHGFDEOHV
;
;7HUPLQDOEORFN
;FRQQHFWRU
;7HUPLQDOEORFN
3RZHU0RGXOH30
Siemens AG Subject to change without notice
Industry Sector © Siemens AG 2009
Drive Technologies
Standard Drives
Postfach 3180
91050 ERLANGEN
GERMANY
www.siemens.com/sinamics-g120

Man Sinamic Inverter G120 PM240 en 2009 PDF

Uploaded by

Document Information

Original Title

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Man Sinamic Inverter G120 PM240 en 2009 PDF

Uploaded by

Copyright:

Available Formats

SINAMICS G120

Power Module PM240

Hardware Installation Manual · 07/2009

6LHPHQV$* 2UGHUQXPEHU$(%$' &RS\ULJKWk6LHPHQV$*

 %UDNLQJ5HVLVWRU 

)UDPH /2SRZHUUDWLQJ 5HTXLUHGFRROLQJDLUIORZ

PP  PP  PP

)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6)ILOWHUHG +2N:N:

)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6*; +2N:N:

7163RZHU6\VWHP 71&63RZHU6\VWHP 71&3RZHU6\VWHP 773RZHU6\VWHP ,73RZHU6\VWHP

/ / / / / /

 2SHUDWLRQZLWKXQJURXQGHG ,7 VXSSOLHV

 2SHUDWLRQZLWK5HVLGXDO&XUUHQW'HYLFHV 5&'

2SHUDWLRQZLWK5HVLGXDO&XUUHQW'HYLFHV 5&'

x 6FUHHQHG P IW IRUILOWHUHGGULYHV

)UDPHVL]H +2SRZHU 0D[SHUPLVVDEOHPRWRUFDEOHOHQJWKXVLQJಹ

)UDPHVL]H &DEOHFURVVVHFWLRQ 7LJKWHQLQJWRUTXHV

6XSSO\YROWDJH 0RWRU 6XSSO\YROWDJH 0RWRU

 '&9SRZHUVXSSO\FRQQHFWLRQ )6*;

7HUPLQDO )XQFWLRQ 7HFKQLFDOVSHFLILFDWLRQV

 $GMXVWLQJWKHIDQYROWDJH )6*;

 /LQHFRQWDFWRUFRQWURO )6*;

7HUPLQDO )XQFWLRQ 7HFKQLFDOVSHFLILFDWLRQV

 5HSODFLQJWKHFRROLQJIDQIXVHVDQGWKHFRROLQJIDQUHOD\ )6*;

 3RZHUEORFNUHSODFHPHQW )6*;

 &RQWURO,QWHUIDFH0RGXOHUHSODFHPHQW )6*;

Ambient operating temperature [°C] Ambient operating temperature [°C]

Permissible output base load current [%]

Ambient operating temperature [°C]

Permissible input voltage [%]

Installation altitude above sea level [m]

2UGHU1R XQILOWHUHG 6/ %(8$ %(8$ %(8$

2UGHU1R XQILOWHUHG 6/ %(8$ %(8$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R XQILOWHUHG 6/ %(8$ %(8$

2UGHU1R XQILOWHUHG 6/ ;(8$ ;(8$ ;(8$

8 9 : 3( 8 9 : 3(

8 9 : 3( 8 9 : 3(

8 9 : 3( 8 9 : 3(

8 9 : 3( 8 9 : 3(

8 9 : 3(

8 9 : 3(

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHDFWRUV WDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHDFWRUV WDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUV WDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUV WDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUV WDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUV WDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

L1’ /ಬ L3’ 3(ಬ

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU +2 RI

6LHPHQV$* 2UGHUQXPEHU$(%$' &RS\ULJKWk6LHPHQV$*

%UDNLQJ5HVLVWRU

PP PP PP

)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6)ILOWHUHG+2N:N:

)LJXUH 'LPHQVLRQVDQGGULOOSDWWHUQ)6*;+2N:N:

7163RZHU6\VWHP 71&63RZHU6\VWHP 71&3RZHU6\VWHP 773RZHU6\VWHP ,73RZHU6\VWHP

/ / / / / /

2SHUDWLRQZLWKXQJURXQGHG,7VXSSOLHV

2SHUDWLRQZLWK5HVLGXDO&XUUHQW'HYLFHV5&'

2SHUDWLRQZLWK5HVLGXDO&XUUHQW'HYLFHV5&'

x 6FUHHQHG PIWIRUILOWHUHGGULYHV

)UDPHVL]H +2SRZHU 0D[SHUPLVVDEOHPRWRUFDEOHOHQJWKXVLQJಹ

'&9SRZHUVXSSO\FRQQHFWLRQ)6*;

$GMXVWLQJWKHIDQYROWDJH)6*;

/LQHFRQWDFWRUFRQWURO)6*;

5HSODFLQJWKHFRROLQJIDQIXVHVDQGWKHFRROLQJIDQUHOD\)6*;

3RZHUEORFNUHSODFHPHQW)6*;

&RQWURO,QWHUIDFH0RGXOHUHSODFHPHQW)6*;

2UGHU1R XQILOWHUHG 6/ %(8$ %(8$ %(8$

2UGHU1R XQILOWHUHG 6/ %(8$ %(8$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$

2UGHU1R ILOWHUHG 6/ %($$ %($$ %($$

2UGHU1R XQILOWHUHG 6/ %(8$ %(8$

2UGHU1R XQILOWHUHG 6/ ;(8$ ;(8$ ;(8$

8 9 : 3( 8 9 : 3(

8 9 : 3( 8 9 : 3(

8 9 : 3( 8 9 : 3(

8 9 : 3( 8 9 : 3(

8 9 : 3(

8 9 : 3(

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHOLQHUHFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

L1’ /ಬ L3’ 3(ಬ

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

8 9 : 3(

8 9 : 3(

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHRXWSXWUHDFWRUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

8 9 : 3(

8 9 : 3(

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHVLQHZDYHILOWHUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHVLQHZDYHILOWHUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHVLQHZDYHILOWHUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHVLQHZDYHILOWHUVWDEOHRI

)HDWXUH 6XLWDEOHIRU3RZHU0RGXOHZLWKUDWHGSRZHU+2RI

7DEOH 7HFKQLFDOVSHFLILFDWLRQVRIWKHVLQHZDYHILOWHUVWDEOHRI