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A A

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DCCC 480/2017

C
[2019] HKDC 450 C

D D
IN THE DISTRICT COURT OF THE
E HONG KONG SPECIAL ADMINISTRATIVE REGION E
CRIMINAL CASE NO 480 OF 2017
F F

G ------------------------------- G

HKSAR
H H
v
I TAI YIU TING (D1) I

CHAN KIN MAN (D2)


J J
CHU YIU MING (D3)
K CHAN TANYA (D4) K

SHIU KA CHUN (D5)


L L
CHEUNG SAU YIN (D6)
M CHUNG YIU WA (D7) M

WONG HO MING, RAPHAEL (D8)


N N
LEE WING TAT (D9)
O ------------------------------- O

P P
Before: His Honour Judge Johnny Chan
Q Date: 9th April 2019 Q

Present: Mr David C Y Leung, SC, DPP, Mr Lui Tsz Ming Ira, SADPP
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and Mr Lau Tak Wai Derek, Senior Public Prosecutor, for
S HKSAR / Director of Public Prosecutions S

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A A

B B
Dr Gerard McCoy, SC, Mr Steven M W Kwan, Mr Albert N B

C
Wong, instructed by Tang, Wong & Chow, for the 1st to 3rd C
defendants
D D
Mr Ching Y Wong, SC, leading Ms Fiona H Y Nam and

E Ms Adgie N K Chan, instructed by CLY Lawyers, for the E


4th defendant
F F
Mr Robert Pang, SC leading Mr Timothy T Y Lam, instructed
G by Ho, Tse, Wai & Partners, for the 5th defendant G

Mr Hectar H Pun, SC, leading Mr Anson Y Y Wong,


H H
instructed by Kenneth Lam, assigned by the Director of Legal
I Aid, for the 6th defendant I

Mr Dykes Philip John, SC, leading Mr Tam Chun Kit,


J J
instructed by Kenneth Lam, assigned by the Director of Legal
K Aid, for the 7th defendant K

Mr Lawrence Lok, SC, leading Mr Chan Wai Yin Joe,


L L
instructed by Ho, Tse, Wai & Partners, assigned by the
M Director of Legal Aid, for the 8th defendant M

Mr Edwin Choy, SC, Ms Senia Ng and Ms Chow Hang Tung,


N N
instructed by Ho, Tse, Wai & Partners, for the 9th defendant
O O
Offence: [1] Conspiracy to commit public nuisance (串謀犯公眾妨擾

罪) – D1-D3
P P

Q Q
[2] Incitement to commit public nuisance (煽惑他人犯公眾
R R
妨擾罪) – D1-D7
S S
[3] Incitement to incite public nuisance (煽惑他人煽惑公眾
T T
妨擾罪) – D1-D7
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A A

B B
[4] Incitement to commit public nuisance (煽惑他人犯公眾
C C
妨擾罪) – D8
D D
[5] Incitement to incite public nuisance (煽惑他人煽惑公眾
E E
妨擾) – D8
F F
[6] Incitement to commit public nuisance (煽惑他人犯公眾
G G
妨擾罪) – D9
H H

I --------------------------------------- I

REASONS FOR VERDICT


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CONTENTS

C INTRODUCTION Pg. 1-9 (Para. 1-36) C

D THE CHARGES Pg. 9-12 (Para. 37) D

E WITNESSES Pg. 12-14 (Para. 38-48) E

GOOD CHARACTER DIRECTIONS Pg. 14 (Para. 49-50)


F F

ADMITTED FACTS & SECTION 65B STATEMENTS


G G

Pg. 14-15 (Para. 51-58)


H H
LEGAL PRINCIPLES
I I
CONSPIRACY Pg. 16 (Para. 59-61)
J J
PUBLIC NUISANCE Pg. 16-18 (Para. 62-67)
K K
THE REASONABLENESS TEST Pg. 18-20 (Para. 68-74)

L INCITEMENT TO COMMIT PUBLIC NUISANCE AND INCITEMENT L

M TO INCITE PUBLIC NUISANCE Pg. 20-22 (Para. 75-83) M

N ASSESSMENT OF EVIDENCE N

O
SECTION 65B STATEMENTS Pg. 22 (Para. 84) O

LIVE WITNESSES
P P

PW1 Pg. 23- 24 (Para. 85-87)


Q Q
PW2 Pg. 24-29 (Para. 88-104)
R R
PW3 Pg. 29-31 (Para. 105-114)
S S
PW4 Pg. 31-32 (Para. 115-118)
T T
PW5 Pg. 32-35 (Para. 119-129)
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A A

B B
PW6 Pg. 35-39 (Para. 130-144)

C PW7 Pg. 39-41 (Para. 145-149) C

D D2 Pg. 41-64 (Para. 150-204) D

E DW1 Pg. 64-65 (Para. 205-209) E

DW2 Pg. 65-66 (Para. 210-215)


F F

DW3 Pg. 66-68 (Para. 216-223)


G G

DW4 Pg. 68-70 (Para. 224-229)


H H
DW5 Pg. 70-71 (Para. 230-234)
I I
DW6 Pg. 71-75 (Para. 235-252)
J J
DW7 Pg. 76 (Para. 253-255)
K K
CONSIDERATION

L CIVIL DISOBEDIENCE Pg. 76-83 (Para. 256-278) L

M APPROPRIATENESS & CONSTITUTIONALITY OF CHARGES M

N Pg. 83-95 (Para. 279-308) N

O
PROPORTIONALITY Pg. 95-98 (Para. 309-317) O

THE EFFECT OF CORDONING OFF TIM MEI AVENUE BY THE


P P

POLICE ON 26TH SEPTEMBER 2014


Q Q
Pg. 98-109 (Para. 318-332)
R R
THE APPLICATION OF THE CO-CONSPIRATORS RULE
S S
Pg. 109-118 (Para. 333-346)
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A A

B B
INDIVIDUAL CHARGES

C CHARGE 1: CONSPIRACY TO COMMIT PUBLIC NUISANCE C

D (AGAINST D1 TO D3) D

E Pg. 118-140 (Para. 347-405) E

CONCLUSION ON CHARGE 1
F F

Pg. 140 (Para. 406)


G G

CHARGE 2: “INCITEMENT TO COMMIT PUBLIC NUISANCE” AND


H H
CHARGE 3: “INCITEMENT TO INCITE PUBLIC NUISANCE”
I I
(AGAINST D1 TO D7)
J J
Pg. 140-237 (Para. 407-661)
K K
CONCLUSIONS REACHED ON CHARGE 2 AND CHARGE 3

L Pg. 237-238 (Para. 662-667) L

M CHARGE 4: “INCITEMENT TO COMMIT PUBLIC NUISANCE” AND M

N CHARGE 5: “INCITEMENT TO INCITE PUBLIC NUISANCE” N

O
(AGAINST D1 TO D8) O

Pg. 238-251 (Para. 668-703)


P P

CONCLUSIONS ON CHARGE 4 AND CHARGE 5


Q Q
Pg. 251 (Para. 704-705)
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CHARGE 6: INCITEMENT TO COMMIT PUBLIC NUISANCE
S S
Pg. 251-266 (Para. 706-754)
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A A

B B
CONCLUSION ON CHARGE 6

C Pg. 267 (Para. 755-756) C

D THE VERDICT D

E CHARGE 1 Pg. 267 (Para. 757) E

CHARGE 2 Pg. 267 (Para. 758-759)


F F

CHARGE 3 Pg. 267 (Para. 760-761)


G G

CHARGE 4 Pg. 267 (Para. 762)


H H
CHARGE 5 Pg. 267 (Para. 763)
I I
CHARGE 6 Pg. 268 (Para. 764)
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INTRODUCTION

C C
1. Charge 1 concerns a campaign known as “Occupy Central
D D
with Love and Peace” or “Let Love and Peace Occupy Central” launched

E by D1 to D3 in or about March 2013 (the “OCLP”). D1 to D3, in a press E


conference on 27th March 2013, together announced the commencement of
F F
the OCLP. Through the OCLP, D1 to D3 strived for their advocated form
G of universal suffrage in the election of the Chief Executive of the Hong G

Kong Special Administrative Region.


H H

I 2. The OCLP, as announced in the said press conference, was a I

four stages campaign: signing of the covenant; the deliberation day; citizen
J J
authorization process, and finally, the act of civil disobedience.
K K

3. It is the prosecution case that D1 to D3 had agreed to obstruct


L L
unlawfully public places and roads in or in the neighbourhood of Central.
M The proposed occupation of the public thoroughfares would be an M

unreasonable one and would amount to a common injury to the public or a


N N
significant section of the public, hence what was agreed was a conspiracy
O to commit public nuisance. O

P P
4. After the press conference in March 2013, following events
Q relevant to Charge 1 took place:- Q

R R
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(i) On 30 April 2013, D1 to D3 together appeared on a
S radio programme in which they talked about the OCLP; S

T T

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A A

B B
(ii) On 1st July 2013, at a public gathering at Chater Garden,

C
D1 to D3 gave speeches about the campaign of OCLP C
and the civil disobedience to occupy Central;
D D

E (iii) In a street forum on a day between June and October E


2013, D3 gave a speech about the OCLP.
F F

G 5. On 31st August 2014, the Standing Committee of the National G

People’s Congress (“NPCSC”) promulgated its decision on issues relating


H H
to the election of the Chief Executive of the HKSAR by universal suffrage
I in 2017 (“the Decision on 31st August”). I

J J
6. Following the Decision on 31st August, certain protestors held
K a number of protests against it. K

L L
7. By a Notification of Intention to Hold a Public Meeting
M (“Notification”) dated 18th September 2014,1 D3 notified the Police that a M

public meeting would be held in two parks and a section of Chater Road in
N N
Central on 1st to 3rd October 2014. An insurance policy2 was taken out and
O a meeting was held with the police on 25th September 2014.3 In respect of O

Exhibit D3-1, the police issued a Letter of Prohibition.4 As the events


P P
st rd
developed, the proposed public meeting on 1 to 3 October did not take
Q place. Q

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S S

1
Exhibit D3-1
T 2 T
Exhibit D2-13
3
Exhibit D3-2
4
Exhibit P153
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A A

B B
8. On 22nd September 2014, the Hong Kong Federation of

C
Students (“HKFS”) and Scholarism launched class boycotts against the C
Decision on 31 August.
D D

E 9. It was against the above background that two notified public E


meetings were held at Tim Mei Avenue, Admiralty on 26th September
F F
2014. In respect of these two public meetings, two Notifications were
G given to the police on 23rd September 2014, one by Mr. Lai Man Lok of G

Scholarism5 and the other one by Mr. Wong Jun Ian of Civic Party.6 The
H H
police issued two Letters of No Objection (“LONO”) for the two meetings7
I on 24th and 25th respectively. I

J J
10. On 26th September 2014, Mr. Wong Jun Ian submitted a
K Notificatio8 to hold a public meeting at Tim Mei Avenue on 27th September K

2014, which was a continuation of the public meeting on 26 th September,


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i.e. the subject matter of Exhibits P150 and P151. The police issued a
M LONO9 on the same day. M

N N
11. At about 5:30 p.m. on 26th September 2014, PW2 Senior

O
Superintendent Wong Kei Wai ordered that the west side carriageway of O
Tim Mei Avenue be cordoned off for safety reasons. There is evidence
P P
that the east side carriageway of Tim Mei Avenue was also cordoned off

Q
later in the evening on the same day, i.e. at the junction of Tim Mei Avenue Q
and Harcourt Road.
R R

S S
5
Exhibit P148
6
Exhibit P150
T 7 T
Exhibit P149 and P151
8
Exhibit P1
9
Exhibit P2
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A A

B B
12. At about 10 p.m. on 26th September 2014, certain students at

C
the public meeting at Tim Mei Avenue charged into the East Wing C
Forecourt of Central Government Offices (“CGO”) to “reclaim” the said
D D
forecourt, also known as “Civic Square” and some student leaders were

E arrested. Some protestors who had entered Civic Square occupied the E
flagstaff platform therein and refused to leave.
F F

G 13. After midnight on 27th September 2014, the assembly at Tim G

Mei Avenue continued. A large number of people gather at Tim Mei


H H
Avenue. There were speakers on the stage with a green backdrop asking
I people present to stay and call upon more people to come to Tim Mei I

Avenue to support those students who had been arrested and those inside
J J
Civic Square who were about to be arrested.
K K

14. The unchallenged evidence of Senior Superintendent Lam


L L
Hing Chuen (PW3) shows that at around 00:15 a.m., the southbound and
M northbound lanes of the carriageway of Tim Mei Avenue were fully M

occupied by people standing, so was the western pavement of Tim Mei


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Avenue adjacent to the Civic Square. The unchallenged evidence of
O Superintendent Yau Nai Keung (PW6) shows that at about 8:30 a.m., mills O

barriers were seen on both directions of the carriageway of Tim Mei


P P
Avenue. For the crowd in Tim Mei Avenue, there were more than 100
Q people during the course of the day, the number of people swelled during Q

the day. However, when the night fell, there were less people. Traffic on
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both sides of Tim Mei Avenue was suspended on 27 September 2014.
S S

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15. On 27th September 2014, Mr. Wong Jun Ian further submitted

C
a Notification 10 to hold a public meeting at Tim Mei Avenue on 28 th C
September 2014, the proposed public meeting was a continuation of the
D D
public meeting on 26th September 2014. Superintendent Wong Kei Wai

E (PW2) issued a Letter of Prohibition11 on 28th September 2014. E

F F
16. In the early hours of 28th September 2014, D1 to D3 appeared
G on the stage at Tim Mei Avenue and announced the launch of “Occupy G

Central” and the human and material resources of the OCLP would “come
H H
in completely”.
I I

17. It is the prosecution case that at the public meeting at Tim Mei
J J
Avenue on 27th and 28th September 2014, D1 to D7, by the words they used
K when they spoke on the main stage:- K

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(i) D1 to D7 had unlawfully incited the persons present at
M Tim Mei Avenue to cause a public nuisance to the M

public by unlawfully obstructing public places and


N N
roads at and in the neighbourhood of Tim Mei Avenue
O (Charge 2); O

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(ii) D1 to D7 had unlawfully incited the persons present at
Q Tim Mei Avenue to incite other persons to cause a Q

public nuisance to the public by unlawfully obstructing


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public places and roads at and in the neighbourhood of
S Tim Mei Avenue (Charge 3). S

T T
10
Exhibit P3
11
Exhibit P152
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A A

B B

C
18. Speeches made by D1 to D7 at the public meeting at Tim Mei C
Avenue were recorded on videos and produced as evidence.
D D

E 19. It is the Prosecution case that the alleged conspiracy to E


commit public nuisance began in or about March 2013, continued in the
F F
year of 2014 and subsisted until 2nd December 2014 when D1 to D3
G publicly announced their common intention to surrender to the police. G

H 20. D8 was at Fenwick Pier Street at the material times of Charge H

4 and Charge 5.
I I

J 21. It is the Prosecution case against D8 that by the words D8 said J

to the crowd present at Fenwick Pier Street on 28th September 2014, D8


K K
incited those present at Fenwick Pier Street to cause a public nuisance by
L urging those who were already on the carriageway of Fenwick Pier Street L

to stay on the road and urging other people standing on the nearby
M M
pavements to go and sit on the carriageway of Fenwick Pier Street.
N N

O
22. It is the Prosecution case against D8 that by the words D8 said O
th
to the he crowd present at Fenwick Pier Street on 28 September 2014, he
P P
also incited the people present at Fenwick Pier Street to call up more people

Q
to come and obstruct the relevant section of Fenwick Pier Street. Q

R R
23. The Prosecution case against D8 is that he directed the people

S present to move westward closer to the section of Fenwick Pier Street near S
Lung Wui Road and sit closer to the police cordon. The people present did
T T
as D8 directed.
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A A

B B

C
24. What D8 said to the people present at Fenwick Pier Street, C
which forms the subject matters of complaint of Charge 4 and Charge 5,
D D
was recorded on videos by the police and produced as evidence.

E E
25. The Prosecution called Mr. Tong Wai Tung (PW5), Assistant
F F
Divisional Officer of Fire Services Department to show how the
G obstruction of Fenwick Pier Street on 28th September 2014 had blocked a G

vehicle of the Fire Services Department at Kong Wan Fire Station from
H H
using Fenwick Pier Street to attend to a reported case of “Multiple
I Casualties Incident” at Admiralty Centre. I

J 26. D9 was at Harcourt Road in the afternoon on 28th September J

2014.
K K

L 27. Charge 6 against D9 concerns what happened in the afternoon L

at Harcourt Road on 28th September 2014.


M M

N N
28. It is the Prosecution case that at about 3:45 p.m. on

O
28 September 2014, D9 urged the crowd of people gathering at the junction O
of Lung Wo Road and Fenwick Pier Street to go to Harcourt Road and
P P
conduct civil disobedience there. At around 4:03 p.m. on the same day,

Q
D9 was at the junction of Tim Mei Avenue and Harcourt Road. By then, Q
a large crowd of protesters had walked onto the carriageway of Harcourt
R R
Road and the traffic thereon was obstructed as a result. D9 urged the crowd

S of people gathering on the southern pavement of Harcourt Road (outside S


Admiralty Centre) and those on the northern pavement of Harcourt Road
T T
(near Tim Mei Avenue) to walk across the carriageway, join together on
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A A

B B
the road and occupy all 6 carriageways of Harcourt Road, and to hold an

C
assembly to support the students. C

D D
29. What D9 said in the afternoon of 28th September 2014 was

E recorded on videos and produced as evidence. E

F F
30. The appropriateness and the constitutionality of the offences
G of “Conspiracy to commit public nuisance” in the context of peaceful G

demonstration, “Incitement to commit public nuisance” and “Incitement to


H H
incite public nuisance” are challenged by the defence.
I I

31. It is the case of the respective defendants what they said and
J J
did at the material times were lawful as they were exercising their right of
K free speech, right of assembly and right of demonstration, protected by the K

law and hence the essential ingredient of “not warranted by the law” could
L L
not be made out.
M M

32. It is the case of the respective defendants that given what


N N
transpired at the material times, the relevant defendants could not have had
O the intention to cause public nuisance/to incite others present at Tim Mei O

Avenue to cause a public nuisance/to incite others to incite others present


P P
at Tim Mei Avenue to cause a public nuisance, hence, the relevant
Q defendants did not have the mens rea required. Q

R R
33. It is the case of the defence that no obstruction was caused by
S the words of the relevant defendants, and in any event, the Prosecution fails S

to prove that there was common injury to the public or a significant section
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of the public.
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A A

B B

C
34. It is the defence case that, given that Tim Mei Road had been C
th
cordoned off by the police since 26 September 2014, it was impossible
D D
for the relevant defendants to commit Charge 2 and Charge 3.

E E
35. It is the defence case that the use of tear gas by the police
F F
against the crowd gathered at Harcourt Road on 28th September 2014 was
G an improper use of force and it was the improper use of tear gas which G

caused the extensive and prolonged occupation of the roads and public
H H
places in Admiralty and Central afterwards.
I I

36. It is the defence case that the OCLP initiated by D1 to D3 and


J J
what happened in late September 2014 and thereafter until 2nd December
K 2014 was a movement of Civil Disobedience. K

L L
THE CHARGES
M M

37. The following charges are preferred against D1 to D9:-


N N

O Charge 1: Conspiracy to commit public nuisance (against O

D1 to D3), contrary to Common Law and section


P P
159A of the Crimes Ordinance, Cap 200 and
Q punishable under section 159C of the Criminal Q

Procedure Ordinance, Cap 221.


R R

S The particulars of offence allege that D1 to D3, S

between about March 2013 and 2nd December


T T
2014, in Hong Kong, conspired together and
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A A

B B
with other persons to cause a nuisance to the

C
public through the unlawful obstruction of public C
places and roads in or in the neighbourhood of
D D
Central.

E E
Charge 2: Incitement to commit public nuisance (against
F F
D1 to D7), contrary to Common Law and
G punishable under section 101I of the Criminal G

Procedure Ordinance, Cap 221.


H H

I The particulars of offence allege that D1 to D7, I

between the 27th and 28th of September 2014, in


J J
Hong Kong, unlawfully incited persons present
K at Tim Mei Avenue, Admiralty to cause a public K

nuisance to the public by unlawfully obstructing


L L
public places and roads at and in the
M neighbourhood of Tim Mei Avenue. M

N N
Charge 3: Incitement to incite public nuisance (against D1
O to D7), contrary to Common Law and punishable O

under section 101I of the Criminal Procedure


P P
Ordinance, Cap 221.
Q Q

The particulars of offence allege that D1 to D7


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allege that D1 to D7, between the 27 and 28 of
S September, 2014, at Tim Mei Avenue, Admiralty, S

in Hong Kong, unlawfully incited persons at Tim


T T
Mei Avenue, Admiralty, in Hong Kong,
U U

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A A

B B
unlawfully incited persons present at Tim Mei

C
Avenue, Admiralty to incite other persons to C
cause a public nuisance to the public by
D D
unlawfully obstructing public places and roads at

E and in the neighbourhood of Tim Mei Avenue. E

F F
Charge 4: Incitement to commit public nuisance (against
G D8 only), contrary to Common Law and G

punishable under section 101I of the Criminal


H H
Procedure Ordinance, Cap 221.
I I

The particulars of offence allege that D8, on 28th


J J
September, 2014, at Fenwick Pier Street,
K Admiralty, in Hong Kong, unlawfully incited K

persons present at Fenwick Pier Street,


L L
Admiralty, to cause a public nuisance to the
M public by unlawfully obstructing the carriageway M

of Fenwick Pier Street.


N N

O Charge 5: Incitement to incite public nuisance (against D8 O

only), contrary to Common Law and punishable


P P
under section 101I of the Criminal Procedure
Q Ordinance, Cap 221. Q

R R
th
The particulars of offence allege that D8, on 28
S September, 2014, at Fenwick Pier Street, S

Admiralty, in Hong Kong, unlawfully incited


T T
persons present at Fenwick Pier Street,
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A A

B B
Admiralty, to incite other persons to cause a

C
public nuisance to the public by unlawfully C
obstructing the carriageway of Fenwick Pier
D D
Street.

E E
Charge 6: Incitement to commit public nuisance (against
F F
D9 only), contrary to Common Law and
G punishable under section 101I of the Criminal G

Procedure Ordinance, Cap 221.


H H

I The particulars of offence allege that D9, on 28th I

September, 2014, at Harcourt Road near Tim


J J
Mei Avenue, Admiralty, in Hong Kong,
K unlawfully incited persons present at Harcourt K

Road and Tim Mei Avenue, Admiralty, to cause


L L
a public nuisance to the public by unlawfully
M obstructing the carriageway of Harcourt Road. M

N N
WITNESSES
O O

38. The Prosecution called 7 witnesses, they are:-


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Q (i) PW1 Senior Superintendent Tse Ming Yeung; Q

(ii) PW2 Senior Superintendent Wong Kei Wai;


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(iii) PW3 Senior Superintendent Lam Hung Chuen;
S (iv) PW4 PC 9298 Lam Sau Chung; S

(v) PW5 Mr. Tong Wai Tung;


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(vi) PW6 Superintendent Yau Nai Keung; and
U U

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A A

B B
(vii) PW7 Sergeant 58012 Kwok Si Wai.

C C
39. After the Prosecution closed its case, I found that each of the
D D
defendants had a case to answer on the charge(s) against him/her.

E E
40. D1 elected not to give evidence or call any witness.
F F

G 41. D2 elected to give evidence. 6 witnesses testified in his G

defence, they are:-


H H

I (i) DW1 Mr. Wu Chun Him; I

(ii) DW2 Mr. Leong Sze Chung James;


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(iii) DW3 Ms. Tsang Wai Kwan;
K (iv) DW4 Mr. Lo Wai Ming; K

(v) DW5 Cardinal Joseph Zen Ze Kiun; and


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(vi) DW6 Professor Lee Lap Fung Francis.
M M

42. D3 elected not to give evidence or call any witness.


N N

O 43. D4 elected not to give evidence or call any witness. O

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44. D5 elected not to give evidence or call any witness.
Q Q

45. D6 elected not to give evidence but called one witness,


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namely:-
S S

(i) DW7 Mr. Au Kwok Kuen.


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A A

B B
46. D7 elected not to give evidence or call any witness.

C C
47. D8 elected not to give evidence or call any witness.
D D

E 48. D9 elected not to give evidence or call any witness. E

F F
GOOD CHARACTER DIRECTIONS
G G

49. D1 to D7 and D9 are all persons with clear criminal record, as


H H
persons of good character, their propensity to commit the offence(s) under
I complaint is low. I

J J
50. D2, with his good character, is more likely to tell the truth in
K his evidence. K

L L
ADMITTED FACTS & SECTION 65B STATEMENTS
M M

51. At trial, admitted facts and statements were prepared and


N N
tendered as evidence under section 65C and section 65B of the Criminal
O Procedure Ordinance, Cap 221 respectively. O

P P
52. Facts contained in the documents titled Admitted Facts I and
Q Formal Admission, dated 19th November 2018 and 5th December 2018 Q

respectively, were agreed between the Prosecution and D1 to D3.


R R

S 53. Facts contained in the document titled Admitted Facts II, S

dated 19th November 2018, were agreed between the Prosecution and D1
T T
to D7.
U U

V V
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A A

B B

C
54. Facts contained in the document titled Admitted Facts III, C
th
dated 19 November 2018, were agreed between the Prosecution and D8.
D D
Facts contained in the document titled Admitted Facts IV, dated 19 th

E November 2018, were agreed between the Prosecution and D9. E

F F
55. A statement of Mr. Leong Sze Chung James (DW2) was
G admitted pursuant to section 65B of Cap 221. G

H H
56. A statement of Chief Superintendent Rupert T.A. Dover12 was
I produced pursuant to section 65B of Cap 221. I

J J
57. A statement of Madam Liang Shuk Ling Tracy 13 and a
K statement of Mr. Lui Lok14 each with a video footage were produced by K

D2 and D5 respectively pursuant to section 65B of Cap 221.


L L

M 58. Three computer certificates respectively prepared by New M

World First Bus Services Limited, City Bus Limited and Kowloon Bus Co
N N
(1933) Limited15 were produced to show the extent of the effect of the
O occupation had on the bus services during the occupation period. O

P P

Q Q

R R

S S

12
Exhibit P156
T 13 T
Exhibit D2-7
14
Exhibit D5-1
15
Exhibits P145 to P147
U U

V V
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A A

B B
LEGAL PRINCIPLES

C C
Conspiracy
D D

E 59. Charge 1 faced by D1 to D3 is a statutory conspiracy, not a E


common law one. By virtue of section 159A (1)(a) of the Crimes
F F
Ordinance, Cap 200, a person is guilty of conspiracy to commit an offence
G in question if he/she agrees with any other person or persons that a course G

of conduct shall be pursued which if the agreement is carried out in


H H
accordance with their intentions, will necessarily amount to or involve the
I commission of the offence in question. I

J J
60. The actus reus of a statutory conspiracy requires proof of the
K agreement between two or more persons, which, if carried out, would K

necessarily amount to or involve the commission of an offence in question.


L L

M 61. The mens rea required for a statutory conspiracy is that the M

defendant had an intention to be a party to the agreement to do the unlawful


N N
act under complaint. The offence was complete once agreement was
O formed. O

P P
Public Nuisance
Q Q

62. A public nuisance is a common law offence. In R v


R R
Rimmington [2006] 1 AC 459, the House of Lords held that the offence has
S the following actus reus:- S

T T

U U

V V
- 17 -
A A

B B
(a) Doing an act not warranted by law, or omitting to

C
discharge a legal duty, and C

D D
(b) The effect of such act or omission was to endanger the

E life, health, property or comfort of the public, or to E


obstruct the public in the exercise of rights common to
F F
everyone.
G G

63. The House of Lords in Rimmington held that the requisite


H H
mens rea is that the accused knew, or ought to have known (because the
I means of knowledge were available to him) the consequence of what he I

did or omitted to do.


J J

K 64. In the present case, it is immediately apparent from the K

Prosecution case that this case concerns positive act, i.e. obstruction of
L L
public places and roads, not omission to discharge a public duty. The effect
M under complaint is that the public would be obstructed in the exercise of M

rights common to everyone, i.e. the use of public carriageways.


N N

O 65. The offence requires proof that the suffering of common O

injury by members of the public by interference with rights enjoyed by


P P
them as a class of the public.
Q Q

66. It is a finding of fact whether the number of persons affected


R R
is sufficient to constitute a class of public.
S S

T T

U U

V V
- 18 -
A A

B B
67. The common law offence of public nuisance covers a wide

C
and diverse range of activities, it was held in Rimmington that obstructing C
public highways is also covered.
D D

E The Reasonableness Test E

F F
68. As this case concerns a citizen’s exercising of his/her right of
G free speech, right of assembly and right of demonstration, the G

“reasonableness test” as expounded by the Court of Final Appeal in Yeung


H H
May Wan v HKSAR (2005) 8 HKCFAR 137 comes into play. I have to
I consider and find whether the Prosecution can prove beyond reasonable I

doubt that the demonstrators’ conduct impinged unreasonably on the rights


J J
of others.
K K

69. In Yeung May Wan, the relevant offences were public


L L
obstruction offences contrary to sections 4(28) and 4A of the Summary
M Offences Ordinance, Cap 28, these offences require proof that the M

obstruction was “without lawful authority or excuse”. The common law


N N
offence of public nuisance, the predicate offence for all charges in the
O present case, requires proof that the act which forms the actus reus is not O

warranted by law.
P P

Q 70. The Court of Final Appeal held in Yeung May Wan, at Para. Q

42 of the judgment, that a person who creates an obstruction could not be


R R
said to be acting “without lawful excuse” if his conduct involves a
S reasonable use of the highway or public places. S

T T

U U

V V
- 19 -
A A

B B
71. As for the application of the reasonableness test in any case

C
of obstruction, the Court of Final Appeal held that it is essentially a C
question of fact and degree depending on all the circumstances, including
D D
the extent and duration of the obstruction, the time and place where the

E obstruction occurs, as well as the purpose for which the obstruction is done. E

F F
72. The Court of Final Appeal held in Yeung May Wan that, where
G the obstruction in question results from a peaceful demonstration, in G

applying the reasonableness test, the court should recognize the protection
H H
given by the Basic Law to the right to peaceful demonstration and give it
I substantial weight in the balancing exercise. In assessing the I

reasonableness of the obstruction, while the interests of those exercising


J J
their right of free passage along the highway obviously remain important,
K and while exercise of the right to demonstrate must not cause an K

obstruction exceeding the bounds of what is reasonable in the


L L
circumstances, such bounds must not be so narrowly defined as to devalue,
M or unduly impair the ability to exercise, the constitutional right (Para. 44 M

of the judgment).
N N

O 73. In the present case, the locations of the obstructed places O

concern public places and roads in or in the neighbourhood of Central


P P
(Charge 1), public places and roads in or in the neighbourhood of Tim Mei
Q Avenue (Charge 2 and Charge 3), the carriageway of Fenwick Pier Street Q

(Charge 4 and Charge 5) and the carriageway of Harcourt Road (Charge


R R
6). It is important to note that, in Yeung May Wan [2004] 3 HKLRD 797,
S the Court of Appeal held at 848 that:- S

T T
“As one so often sees in newscasts from around the world,
pavements or plazas outside government buildings or embassies
U U

V V
- 20 -
A A

B are regularly used for protests, and the reason for the choice site B
is clear, namely, that they are the natural or most obvious sites
C for demonstrations, precisely because demonstrating “down the C
road” is less likely to bring home the intended message either to
government or embassy officials or to passers-by.”
D D

74. Hence, the court must recognise the right to express views
E E
extends to the manner in which the protestors wish to express their views
F F
as well as the location(s) where they wish to do so.

G G
Incitement to commit public nuisance and Incitement to incite public
H H
nuisance

I I
75. In HKSAR v Jariabka Juraj [2017] 2 HKLRD 266 (CA), the
J J
Court of Appeal cited the judgment of Tuckey LJ in DPP v Armstrong

K [2000] Crim LR 379 as to the elements of the offence of incitement:- K

L L
“63. Of the offence of incitement, Tuckey LJ said:
The actus reus of the offence is the [incitement] by the defendant
M of another to do something which is a criminal offence. He must M
do so with the intention that if the other person does as he asks
he will commit a criminal offence. That is the mens rea. On this
N analysis the intention of the person incited is entirely irrelevant. N

O 64. He noted that the editors of Archbold asserted “to solicit O


another to commit a crime is indictable at common law, even
though the solicitation or incitement is of no effect”.
P P
65. Tuckey LJ went on to say:
The nature of the offence of incitement is accurately defined in
Q Q
the draft Criminal Code produced by the Law Commission in
their paper No 177 at Clause 47 which says:
R A person is guilty of incitement to commit an offence if: R
(a) He incites another to do or cause to be done an act or acts
which, if done, will involve the commission of the offence
S S
or offences by the other; and
(b) He intends or believes that the other, if he acts as incited,
T shall or will do so with the fault required for the offence or T
offences.”
U U

V V
- 21 -
A A

B B

C
76. In Young v Cassells (1914) 33 NZLR 852 (CA), it was held C
that “incite” means “to rouse; to stimulate; to urge or spur on; to stir up; to
D D
animate” in the ordinary meaning of the word. It was held in Invicta

E Plastics Ltd v Clare [1976] RTR (DC) that an incitement may involve the E
“suggestion”, “proposal” or “inducement” to commit an offence.
F F

G 77. An incitement can be directed to the public at large, for G

example, by advertisement and newspaper article, as in the cases of Invicta


H H
Plastics Ltd v Clare (supra) and R v Most (1881) 7 QBD 244 (CCCR)
I respectively. It is necessary to prove that incitement was communicated to I

and received by the incitee(s).


J J

K 78. It is a question of fact in each case whether the acts or words K

under complaint amount to an incitement to commit an offence.


L L

M 79. The Prosecution is correct to point out that though the M

offences of “Incitement to commit a public nuisance” and “Incitement to


N N
incite public nuisance” both concern causing a public nuisance by the
O unlawful obstruction of public places and roads, “Incitement to commit a O

public nuisance” and “Incitement to incite public nuisance” are separate


P P
and difference offences with different ingredients.
Q Q

80. The actus reus required for the offence of “Incitement to


R R
commit a public nuisance” is that the defendant incited a person (i.e. the
S incitee) to do an act which would involve the commission of the offence of S

“public nuisance”.
T T

U U

V V
- 22 -
A A

B B
81. The mens rea required for the offence of “Incitement to

C
commit a public nuisance” is that the defendant intended or believed that C
the incitee would do the act with the mens rea required for the offence of
D D
“public nuisance”.

E E
82. The actus reus required for the offence of “Incitement to incite
F F
public nuisance” is that the defendant incited the incitee to do an act which
G would involve the commission of the offence of incitement, i.e. inciting a G

public nuisance.
H H

I 83. The mens rea required for the offence of “Incitement to incite I

public nuisance” is that the defendant intended or believed that the incitee
J J
would do the act with the mens rea required for the offence of incitement,
K i.e. an intention to incite. K

L L
ASSESSMENT OF EVIDENCE
M M

Section 65B Statements


N N

O 84. No issue is taken as to the reliability and credibility of the O

statements admitted under section 65B, Cap 221. I have considered the
P P
contents of the statements and attach full weight to the contents contained
Q therein. Q

R R

S S

T T

U U

V V
- 23 -
A A

B B
Live Witnesses

C C
PW1 Senior Superintendent Tse Ming Yeung
D D

E 85. I accept the evidence of PW1 that at the material times, he was E
responsible for the processing of Notifications of Intention to Hold a Public
F F
meetings in Wanchai Division, which included the Wanchai Section of
G Harcourt Road, which stretched from Arsenal Street to Fenwick Pier Street. G

All Notifications of Intention to Hold Public Meeting pursuant to the


H H
Public Order Ordinance, Cap 245 within the purview of Wanchai Division
I would be delivered to PW1 for consideration and handling. After a I

Notification for the Intention to Hold a Public Meeting had been processed,
J J
a Letter of No Objection (“LONO”), with or without condition would be
K issued by the Police if the Police did not object to the holding of the K

proposed public meeting. All notifications and LONOs issued were


L L
properly recorded.
M M

86. I accept as true and reliable the evidence given by PW1 as to


N N
how a Notice of Prohibition for the Holding of a Public Meeting under Cap.
O 245 would be issued by the police. Such notice must be given in writing O

and it must state the ground(s) of prohibition. The notice should be served
P P
on the organizer at least 48 hours before the holding of the meeting,
Q provided that the Notification of the Intention to Hold a Public Meeting Q

was handed in 7 working days prior to the intended public meeting.


R R

S 87. I accept as true and reliable PW1’s evidence that for the period S

between 26th September and 11th December 2014, no notification was


T T

U U

V V
- 24 -
A A

B B
received for public meetings at either Fenwick Pier Street or the Wanchai

C
section of Harcourt Road was received by the Police. C

D D
PW2 Senior Superintendent Wong Kei Wai

E E
88. I accept the evidence of PW2 that, as the Assistant District
F F
Commander of Central District of the Police between February 2014 and
G March 2016, one of PW2’s duties was to process Notifications of Intention G

to Hold Public Meeting in Central District.


H H

I 89. I accept PW2’s evidence that irrespective of which police I

station a Notification of the Intention to Hold a Public Meeting in the


J J
Central District was given, it would be delivered to PW2 for consideration
K and processing. On the subject of the issuing of LONOs or Letters of K

Prohibitions for public meetings in the Central District, apart from PW2,
L L
the Hong Kong Island Headquarters also had the power to handle
M notifications concerning the Central District. M

N N
90. I accept also PW2’s evidence that after processing, the Police
O could issue a LONO, with or without conditions, or a Letter of Prohibition. O

For the notifications processed and LONOs issued, including the ones not
P P
handled by PW2 personally, e.g. the ones handled by the Hong Kong Island
Q Headquarters, they were all recorded properly by the Police and the Central Q

District would have copies of the same.


R R

S 91. Given that the notifications processed and LONOs issued S

were properly recorded with copies sent to Central District, I am satisfied


T T
PW2 was in a position to say, and I accept as true and reliable his evidence
U U

V V
- 25 -
A A

B B
that, between 26th September and 11th December 2014, PW2 had not

C
received any Notification of the Intention to Hold a Public Meeting on the C
carriageways of the Central District section of Harcourt Road, Tim Mei
D D
Avenue and Lung Wui Road. Though not explicitly asked if PW2 had

E checked the records kept, PW2 would not have said he had not received E
any such notification if he had not checked the records kept by the Central
F F
District. Furthermore, in re-examination, PW2 was asked about his 4th
G witness statement16, I accept as true and reliable PW2’s evidence that the G

main purpose of making that statement was to mention all the Notifications
H H
of the Intention to Hold a Public Meeting in relation to Harcourt Road, Tim
I Mei Avenue and Lung Wui Road that he had handled during the relevant I

period.
J J

K 92. I accept as true and reliable PW2’s evidence that the purpose K

of making that statement was to identify all Notifications of the Intention


L L
to Hold a Public Meeting that he had handled during the relevant period in
M relation to Harcourt Road, Tim Mei Avenue and Lung Wui Road. M

N N
93. Questions were asked of PW2 about the firing of tear gas on
O 28th September 2014 and it was put to PW2 that it was the use of excessive O

force by the police in the evening on 28th September 2014 which incited
P P
people to occupy the public roads in Central or Admiralty. It is clear from
Q PW2’s evidence that he was not at the scene at the time and it was not his Q

decision to use tear gas on 28th September 2014. In my judgment, any view
R R
or comment made by PW2 in his evidence on this issue is only an opinion
S of PW2. I exclude from my consideration any opinion expressed by PW2 S

T T

16
Exhibit D6-3
U U

V V
- 26 -
A A

B B
on the issues of the appropriateness of the force used by the police and

C
causation of the occupation of public roads. C

D D
94. Mr. Choy SC for D9 suggested to PW2 that he deliberately

E concealed his presence at the scene on 26th September 2014 in his witness E
statement in which PW2 only accounted for the lack of LONO for the
F F
meeting on 28th September 2014. PW2 firmly denied the suggestion. In
G my judgment, if the absence of a LONO was the only matter that PW2 G

wanted to address in his witness statement, the fact that he did not mention
H H
in the statement he was present at the scene did not constitute deliberate
I concealment. PW2 was a witness in the trial of Joshua Wong, he could not I

possibly control what questions prosecuting counsel or defence counsel


J J
would ask of him and thus he could not conceal his presence at the scene
K if it was a relevant issue in that trial. K

L L
95. I accept PW2’s evidence that in processing a notification,
M PW2 would strike a balance between the organizer’s freedom of expression M

and the right of other members of the public that might be affected by the
N N
holding of the public meeting.
O O

96. I accept the evidence of PW2 that he had been asked to go


P P
through the records to check in respect of the notifications to hold public
Q meeting in Tim Mei Avenue. I accept PW2’s evidence as to his processing Q

of the 2 notifications to hold public meeting, i.e. Exhibits P148 and P150
R R
and his issuing of the two respective LONOs, i.e. Exhibits P1 and P2.
S S

97. I accept the evidence of PW2 as to how he handled the


T T
Notification for Intention to Hold a Public Meeting at Tim Mei Avenue on
U U

V V
- 27 -
A A

B B
28th September 2014 submitted by Mr. Wong Jun Ian on 27th September

C
2014. C

D D
98. The proposed public meeting was obviously a continuation of

E the public meeting held on 27th September 2014. PW2’s reasons for issuing E
a Letter of Prohibition 17 were valid, as the public meeting on 27th
F F
September 2014 was an unlawful assembly, it would be wholly
G inappropriate to allow it to proceed on 28th September 2014. I accept G

PW2’s evidence that he had considered the factors of public safety and
H H
public order and he came to the conclusion that it was inappropriate for a
I public meeting to be held at Tim Mei Avenue on 28th September 2014. I

J J
99. PW2 impresses me as an honest and fair witness, he made no
K attempt to hide from the court things that he did not have a clear memory, K

thus he gave evidence that according to his recollection, he signed the


L L
Exhibit P152 during daytime on 28th September 2014. PW2 believed that
M the same had been delivered to Mr. Wong Jun Ian by his colleagues. M

N N
100. PW2 also frankly admitted that he had no independent
O recollection of handling the Notification of Intention to Hold a Public O

Meeting on 1st to 3rd October 2014 given by D3 on 18th September 201418


P P
th
and the meeting between the Police and D3 on 25 September 2014 as
Q recorded in the Notes of Meeting.19 Q

R R
101. I accept as true and reliable the evidence of PW2 as to what
S he saw and did while he was at Tim Mei Avenue between around 5:00 p.m. S

T 17 T
Exhibit P152
18
Exhibit D3-1
19
Exhibit D3-2
U U

V V
- 28 -
A A

B B
on 26th September and around 9:00 a.m. to 10:00 a.m. on 27th September

C
2014. When PW2 was at the western pavement at Tim Mei Avenue outside C
th
CGO shortly before 5:00 p.m. on 26 September 2014, there was a stage
D D
set up outside the Legislative Council and a public meeting was in progress

E with many people participating. E

F F
102. At 5:30 p.m., as many people were walking onto the
G carriageway of Tim Mei Avenue, PW2 decided to cordon off the western G

carriageway of Tim Mei Avenue for safety reasons.


H H

I 103. I accept as true and reliable the evidence of PW2 as to how I

the demonstrators forced their way into the Civic Square (the Forecourt of
J J
the CGO) at around 10:00 p.m. on 26th September 2014, the deployment of
K police officers to handle the incident and what happened in the Civil Square K

afterwards. Some demonstrators managed to rush into the Civic Square


L L
and shut the metal gate. Some demonstrators climbed over the fences into
M the Civic Square. Around 150 demonstrators gathered around the flag- M

post, surrounded by police officers. At around 11:30 p.m. on 26th


N N
September, a decision was made by the Police to allow demonstrators in
O the Civil Square to leave but not many took the opportunity to leave. O

P P
104. In cross-examination, questions were asked of PW2 about the
Q use of tear gas by the police on 28th September 2014 and it was put to PW2 Q

that it was the excessive force by the Police that incited people to occupy
R R
the public carriageways. It is clear from PW2’s evidence that he was not
S involved in the decisions in relation to the firing of tear gas and its S

cessation, any comment or opinion PW2 expressed on the issue is not


T T
something I should take into consideration.
U U

V V
- 29 -
A A

B B

C
PW3 Senior Superintendent Lam Hung Chuen C

D D
105. PW3 was the Assistant District Commander of Central

E District of the Police between May 2013 and October 2015. His evidence E
concerns what happened on 27th September 2014.
F F

G 106. PW3 arrived at Tim Mei Avenue near Harcourt Road at G

around 00:15 a.m. on 27th September 2014. At that time, both the
H H
southbound and northbound carriageways of Tim Mei Avenue and the
I western pavement of Tim Mei Avenue adjacent to the Civic Square were I

fully packed by people standing. PW3 went to the CGO via Tin Wa
J J
Avenue. Inside the Civic Square, PW3 saw over 100 protestors sitting near
K the flag-post. As the situation was being handled by PW2, PW3 went to K

Tim Mei Avenue with a team of PTU officers.


L L

M 107. PW3 and his officers encountered some 50 to 60 protestors at M

the junction of Tim Mei Avenue and Harcourt Road. The protestors raised
N N
their arms and blocked PW3 and his officers. After a standstill of 5 to 10
O minutes, PW3 and his officers walked to Tim Wa Avenue and Tamar Park O

but they were blocked by 20 to 30 protestors raising both their arms.


P P
Warnings were given to the protestors but ignored.
Q Q

108. PW3 then noticed some 20 to 30 people walked towards the


R R
glass door of the Legislative Council Building. PW3 instructed his officers
S to rush down to form a cordon line in front of the glass door. Then some S

40 to 50 protestors gathered and lingered in front of the cordon line, some


T T
of the protestors pointed at and accused the Police. The number of
U U

V V
- 30 -
A A

B B
protestors increased to approximately 100, PW3 called for reinforcement

C
to enhance the cordon line. PW3 stayed there for around 30 minutes. C
Eventually, PW3 left the scene when the protestors began to disperse and
D D
only 10 to 20 remained.

E E
109. PW3 later returned to CITIC Tower near junction of Lung
F F
Wui Road and Tim Mei Road. At that time, the western pavement of Tim
G Mei Avenue was fully packed of people who PW3 believed to protestors. G

PW3 noticed that a lot of mills barriers had been placed on the southbound
H H
and northbound carriageways of Tim Mei Avenue and the road near the
I west side and on top of the roundabout. There were mills barriers blocking I

the junction of Tim Mei Avenue and Lung Wui Road.


J J

K 110. PW3 then received instructions to assist colleagues from the K

Crime Department of the Headquarters to escort an arrested person away


L L
from a stage outside the carpark entrance of the Legislative Council
M Building. When PW3 and his officers reached the carriageway of Tim Mei M

Avenue, they were blocked by some 50 to 60 people believed to be


N N
protestors. The protestors bumped against the officers forcefully and
O prevented PW3 and his officers from reaching the stage. O

P P
111. Eventually the Police escorted the arrested person to a police
Q vehicle on the carriageway outside CITIC Tower at Lung Wui Road. A Q

cordon line was formed in front of the police vehicle but the cordon line
R R
was charged by some 8 to 10 protestors. PW3 instructed his officers to
S stay and guard the cordon line to protect the police vehicle and the arrested S

person.
T T

U U

V V
- 31 -
A A

B B
112. PW3 stayed until 6:30 a.m., when he was relieved of his duties

C
by other officers. By the time PW3 left, there were around 1,000 persons C
remaining at the pavement and carriageway of Tim Mei Avenue. The place
D D
was less packed than before as it was almost dawn.

E E
113. There was no cross examination of PW3 by the Defence.
F F

G 114. PW3 gave his evidence in a straightforward manner and there G

is nothing unreasonable or inherently improbable in his evidence. I find


H H
PW3 an honest and reliable witness.
I I

PW4 PC 9298 Law Sau Chung


J J

K 115. Sometime after 3 p.m. on 28th September 2014, PW4 was at K

Fenwick Pier Street near the back of the Academy for Performing Arts to
L L
assist in traffic control. PW4 marked his position on Exhibit P144 (PW86).
M M

116. PW4 gave evidence that initially, the traffic condition there
N N
was normal on both the inbound and outbound lanes. PW4 carried on his
O observation of the traffic there for some 20 minutes, then he noticed that O

more than 100 people spilled out onto the carriageway, including the
P P
flyover, of Fenwick Pier Street from all directions. They all sat on the
Q carriageway. PW4 tried to ask them to leave the carriageway and go back Q

to the pavement but they did not comply. The number of persons sitting
R R
on the carriageway increased in time, PW4 advised them to leave the
S carriageway but they ignored him. PW4 then reported the situation to the S

consul and he was instructed to leave. During PW4’s stay at Fenwick Pier
T T
Street, he did not have any physical contact with the people there.
U U

V V
- 32 -
A A

B B

C
117. There was no cross examination by the Defence. C

D D
118. There is nothing inherently improbable in PW4’s evidence. I

E accept gave a true and accurate account of what he saw at Fenwick Pier E
Street in the afternoon of 28th September 2014.
F F

G PW5 Mr. Tong Wai Tung G

H H
119. On 28th September 2014, PW5 was an Assistant Divisional
I Officer of the Fire Service Department attached to Kong Wan Fire Station I

at No 14 Harbour Road.
J J

K 120. At 4:17 p.m. on 28th September 2014, the Fire Services K

Control Centre received a report of “Multiple Casualties Incident” which


L L
took place at Admiralty Centre. The report was routed to the nearest Fire
M Station, i.e. Kong Wan Fire Station. M

N N
121. PW5 and his colleagues boarded a “elevating platform”
O vehicle and set off from Kong Wan Fire Station. PW5 originally took the O

normal and most direct route, i.e. to go straight from the station along
P P
Harbour Road then onto Fenwick Pier Street and Harcourt Road.
Q However, upon when PW5’s vehicle reached the Academy for Performing Q

Arts near Fenwick Pier Street, PW5’s vehicle was blocked by large number
R R
of people gathering at Lung Wo Road and Fenwick Pier Street. There were
S more than 1,000 people on the carriageway and the road was completely S

blocked. At the time, both the siren and the alarm lights of his vehicle were
T T
turned on and PW5 and his colleagues asked the people blocking the
U U

V V
- 33 -
A A

B B
carriageway to give way but the people on the carriageway ignored the plea

C
by PW5 and his colleagues and refused to give way. PW5 was not sure C
whether Fenwick Pier Street was blocked as a result of instructions given
D D
by anyone. PW5 did not hear any words or incitement or instructions to

E block his vehicle. PW5 said what happened to his vehicle was consistent E
with the video footage in Exhibit P84.
F F

G 122. As the normal and most direct route could not be taken, G

PW5’s vehicle made a U-turn at Harbour Road and travelled along Fleming
H H
Road, Lockhart Road, Fenwick Pier Street, Hennessy Road and
I Queensway. The vehicle then turned into eastbound Queensway upon I

reaching Lippo Centre. It entered Rodney Street and then Drake Street.
J J
PW5 and his colleagues arrived at Admiralty Centre at 4:31 p.m. and
K attended to 17 injured persons, i.e. 13 police officers and 4 civilians. K

L L
123. PW5 agreed that when he set off, he had not been informed
M that there was traffic obstruction at Fenwick Pier Street. M

N N
124. For the arrival time at Admiralty Centre, PW5 agreed that he
O had made no written record of the incident in his notebook. However, PW5 O

compiled an Incident Report on 19th October 201420, which contained the


P P
arrival time at Admiralty Centre. The arrival time was based on the
Q information supplied to PW5 by the Fire Services Department. The Q

departure time and arrival times of the vehicle used on 28th September 2014
R R
were electronically recorded by the Fire Services Department. When PW5
S set off from the station and when he arrived at Admiralty Centre he pressed S

T T

20
Exhibit D8-1
U U

V V
- 34 -
A A

B B
a button on his vehicle and the times would be recorded. PW5 said there

C
was nothing abnormal in the recording system on 28th September 2014. C

D D
125. There were different performance pledges for a built-up area

E and a dispersed and isolated area. Admiralty Centre would fall into the E
category of a built-up area. For a built-up area, the performance pledge
F F
was 6 minutes from the time the report was received. For a dispersed and
G isolated area, the performance pledge was 9 to 23 minutes. However, the G

performance did not strictly apply to a report of “Multiple Casualties


H H
Incident”.
I I

126. In PW5’s experience, a fire engine from Kong Wan Fire


J J
Station should be able to reach Admiralty Centre within 6 minutes.
K K

127. I find PW5 an honest and reliable witness. What he said


L L
happened at Fenwick Pier Street is consistent with the video footage in
M Exhibit P84. M

N N
128. I accept the evidence of PW5 that, in his experience, a fire
O engine from Kong Wan Station should be able to reach Admiralty Centre O

within 6 minutes via the normal and most direct route, i.e. to go straight
P P
from the station along Harbour Road then onto Fenwick Pier Street and
Q Harcourt Road. The time estimate of 6 minutes is reasonable. I am aware Q

of PW5’s evidence as to how he obtained the departure time and arrival


R R
time from the Fire Services Department. I am sure that PW5, who was
S onboard the fire engine throughout the journey to Admiralty Centre, was S

in a good position to tell whether the detour he had to take had taken him
T T
a longer than the normal time to arrive at Admiralty Centre without having
U U

V V
- 35 -
A A

B B
to resort to any information in relation to the departure and arrival time

C
provided by the Fire Services Department. I accept PW5’s evidence that C
on that day the detour had taken him a longer time at arrive at Admiralty
D D
Centre.

E E
129. I do not find the comparison of the performance pledge of
F F
6 minutes and the actual time spent by PW5 and his colleagues helpful in
G assessing the effect of the traffic obstruction at Fenwick Pier Street had on G

the fire services, as PW5 very fairly pointed out, the said performance
H H
pledge did not apply to the report of “Multiple Casualties Incident” at
I Admiralty Centre. I

J J
PW6 Superintendent Yau Nai Keung
K K

130. PW6 was a member of the Crime, Mass Processing


L L
Mechanism and Legal Support Working Group in September to December
M 2014, responsible for handling the Occupy Central Movement. M

N N
131. The evidence of PW6 concerns what happened between 27th
O September 2014 up to the firing of tear gas at around 6:00 p.m. on 28th O

September 2014 and what happened after the firing of tear gas up to the
P P
th
operation for the opening of the roads carried out by the Police on 11
Q December 2014. Q

R R
132. Mr. Leung SC, in Para. 6 his reply submissions, made it clear
S that:- S

T T
“… The Prosecution does not seek to prove the intention of D5
when making the incitements by reference to the events that
U U

V V
- 36 -
A A

B happened after 28th September 2014. The evidence of B


Superintendent Yau Ngai-keung (PW6) as to the obstruction to
C public places and roads in Admiralty after 28th September 2014 C
was adduced to show the consequences of the offences which
are relevant to the culpability of the accused.”
D D

133. The evidence of PW6 as to what happened after 28th


E E
September 2014 should thus be read in the light of the above stated position
F F
taken by the Prosecution.

G G
134. I accept the evidence of PW6 as to what he witnessed between
H H
27th and 28th September 2014. There is nothing inherently improbable in

I
the evidence of PW6, which he gave in a straightforward manner. The I
evidence of PW6 as to what happened at Harcourt Road before the firing
J J
of tear gas on 28th September 2014 is also consistent with the video footage

K in Exhibit P84 played to him. K

L L
135. When PW6 arrived at Admiralty at 8:30 a.m. on 27th
M September 2014, he saw over 100 protesters on the pavement and M

carriageway between Harcourt Road and Tim Mei Avenue. Further down
N N
Tim Mei Avenue there were over 1,000 protestors. There were layers of
O mills barriers on the pavement and carriageway. PW6 observed that the O

number of protestors grew beyond 1,000 during the day but the number
P P
dropped when the night fell. Traffic was suspended on both sides of Tim
Q Mei Road on 27th September 2014. Q

R R
136. PW6 witnessed a sweeping action by the uniformed police
S officers at CITIC footbridge at around dusk time on the 27th September S

2014. Police officers equipped with shields pushed forward and forced
T T
more than 200 to 300 protestors to leave the footbridge. The protestors
U U

V V
- 37 -
A A

B B
retreated to Rodney Street near Queensway Plaza and United Centre. The

C
CITIC footbridge was closed by the Police in the afternoon on 28 th C
September 2014. The closure of the footbridge, however, did not deter
D D
protesters from joining the protestors at Tim Mei Avenue. Large number

E of protestors proceeded to Tim Mei Avenue from the direction of the E


Academy of Performing Arts via the northern pavement of Harcourt Road.
F F

G 137. At around 7 p.m. on 27th September 2014, the protestors at G

Tim Mei Avenue near junction of Harcourt Road behaved in a peaceful


H H
manner. As for the protestors at the green stage, in general they were not
I violent, except for the few who tried to climb over the fences into the Civic I

Square. According to PW6, when he left on 27th September 2014, vehicles


J J
could still travel on Harcourt Road. There were crowds on Tim Mei
K Avenue all the way to the roundabout at the north of Tim Mei Avenue, i.e. K

the roundabout outside CITIC Tower.


L L

M 138. At around 11 a.m. on 28th September 2014, the traffic on both M

lanes of Tim Mei Avenue was still suspended. There were many mills
N N
barriers placed irregularly on Lung Wui Road. These mills barriers were
O not guarded by the police and they extended to the pavement and O

carriageway of Lung Wui Road. The traffic of Lung Wui Road was
P P
suspended.
Q Q

139. The number of protestors in Admiralty swelled between 11:00


R R
th
a.m. and 6:00 p.m. on 28 September 2014. The protestors did not listen
S to Police instructions and rushed out onto the carriageway of Harcourt S

Road. The Police tried but failed to stop the protestors from doing so.
T T
Eventually the entire Harcourt Road, from the elevated walkway over
U U

V V
- 38 -
A A

B B
Harcourt Road to the Red Cross Headquarters, was blocked and occupied

C
by the protestors. Both the eastbound and westbound carriageway of C
Harcourt Road were blocked by protestors standing on the carriageways.
D D
The video footage in Exhibit P84, shows the situation at 5:12 p.m. and 5:32

E p.m. on 28th September 2014. E

F F
140. At around 6:00 p.m. on 28th September 2014, Police used tear
G gas against the protestors, but the vehicular access to Harcourt Road was G

still blocked by protestors, who started to place objects on the carriageway.


H H
Objects like plastic fences, mills barriers, garbage bins, bamboo sticks and
I road signs from construction sites were stacked at Harcourt Road at the I

east side of CITIC footbridge and on the Fenwick Pier Street down
J J
Harcourt Road at the bottom of the flyover near Harcourt Road. Upon the
K firing of tear gas cannisters, protestors who were on Tim Mei Avenue and K

Harcourt Road left the locations to avoid the effect of tear gas but people
L L
gathered very quickly again in those locations after the effect of each round
M of cannisters of tea gas was over. PW6 could not tell if the people who M

gathered again were the same people who had dispersed earlier on.
N N

O 141. PW6 could not tell whether there was a substantial difference O

in number about the protestors at Tim Mei Avenue and Harcourt Road
P P
before and after the use of tear gas.
Q Q

142. PW6 agreed that there were no tents and barricades on


R R
th
Harcourt Road before the firing of tear gas on the night of 28 September
S 2014. Tents and barricades were only set up by protestors on the S

carriageways of Tim Mei Avenue and Harcourt Road afterwards.


T T

U U

V V
- 39 -
A A

B B
143. I accept the evidence of PW6 as to what he observed on 3 rd-

C
4th & 13th -14th October 2014 and 11th December 2014. C

D D
144. I would not set out in detail the evidence of PW6 which

E concerns what happened after 28th September 2014 in the light of the E
Prosecution’s position as to the relevance of the evidence of PW6
F F
concerning what happened after 28th September 2014. The evidence of
G PW6 as to what happened after 28th September up to 11th December 2014 G

has been summarized in Para. 67 to 76 of the Prosecution Closing


H H
Submissions. I find the summary of the evidence a fair and accurate one.
I I

PW7 Sergeant 58012 Kwok Si Wai


J J

K 145. The evidence of PW7 concerns how he delivered a Letter of K

Prohibition21 on 29th September 2014.


L L

M 146. I accept PW7’s evidence that he tried to look for D3 or Mr. Lo M

Wai Ming (DW4) at 8th Floor, Good Hope Building, No. 618 Nathan Road,
N N
i.e. the address of Hong Kong Professional Teachers’ Union, that was also
O the address provided in the Notification of the Intention to Hold a Public O

Meeting.22 PW7 was told neither D3 nor Mr. Lo was there and PW7 was
P P
th
asked to go to 7 Floor of Chung Kiu Commercial Building. PW7 went to
Q Chung Kiu Commercial Building and found out that the address was also Q

used by Hong Kong Professional Teachers’ Union, neither D3 nor Mr. Lo


R R
were there, and PW7 was received by a Mr. Chan Hung. After some
S enquiries made with Mr. Chan and after Mr. Chan indicated he could S

T T
21
Exhibit P153
22
Exhibit D3-1
U U

V V
- 40 -
A A

B B
receive the document on D3 and Mr. Lo’s behalf, PW7 delivered Exhibit

C
P153 to Mr. Chan and obtained a written acknowledgement from the latter. C

D D
147. Issue was taken by counsel for D1 to D3 as to whether the

E service of the Letter of Prohibition complied with the legal requirements. E


In my judgment, as the proposed public meeting on 1st to 3rd October 2014
F F
did not take place, the propriety or otherwise of the service of the Letter of
G Prohibition has no bearing on the important issues in the present case. It is G

clear from the evidence of D2, he was aware of the Letter of Prohibition
H H
when he was at Tim Mei Avenue, though he could not recall when he
I became aware of it. I

J J
148. The relevance of the Notification of Intention to Hold a Public
K Meeting on 1st to 3rd October 2014 goes to the issue of the extent of K

obstruction that the proposed meeting would cause and the intention of the
L L
Trio, i.e. whether they intention to cause a public nuisance by the launching
M of the OCLP after the notified public meeting. The non-compliance of the M

requirements of the service of Exhibit P153, in my judgment, is not


N N
relevant to the disputed issues in this case.
O O

149. In any event, having heard the evidence of PW7 and all
P P
matters taken into consideration, I find PW7 an honest and reliable witness.
Q There was no mala fide on the part of PW7 for not trying to contact D3 or Q

Mr. Lo by phone or to look for D3 in Admiralty on 29 September 2014. I


R R
accept also PW7’s evidence that he was unaware of the deadline time of
S the service of Exhibit P153, i.e. before 3:00 p.m. on 29th September 2014. S

It is not in dispute that it was his first time to serve a Letter of Prohibition,
T T
it is therefore not surprising that he was not aware of the relevant legal
U U

V V
- 41 -
A A

B B
requirements. In my judgment, there was no reason for deliberate non-

C
compliance by the Police, and for that matter PW7, when a decision had C
st rd
been made by the Police not to allow the public meeting on 1 to 3
D D
October 2014 to go ahead.

E E
D2 Professor Chan Kin Man
F F

G 150. D2’s evidence started on day 8 and finished on day 11. I shall G

not recite in detail every aspect of D2’s evidence, suffice to say I have
H H
considered his evidence and the exhibits referred to in his evidence.
I I

151. The evidence of D2 in relation to his personal and


J J
professional background is not an issue in dispute. I accept also the
K evidence of D2 as to his views on and beliefs in genuine universal suffrage. K

In so accepting D2’s evidence, I express no view on the correctness or


L L
otherwise on D2’s views and beliefs on the subject. I accept as a matter of
M fact, D2 had those views and held the beliefs he stated in his evidence on M

the issue.
N N

O 152. I also accept D2’s evidence as to his relationship with D1 and O

D3. He had been a friend of D3 for many years. He was not familiar with
P P
D1 at the beginning of 2013. In early 2013, D2 read about a newspaper
Q article written by D1 and he did not agree totally with it. Later D1 named Q

D2 and D3 as candidates for leading a occupy movement in Hong Kong.


R R
D2 then had a dialogue with D1 and D2 came to understand that civil
S disobedience was only the last resort of D1 in the campaign to strive for S

genuine universal suffrage.


T T

U U

V V
- 42 -
A A

B B
153. D2 referred to a newspaper article he wrote entitled “May

C
Love and Peace Occupy Central” published on 4th March 2013.23 In that C
article, D2 stated, among other things, that participants in the movement
D D
should surrender themselves to the Police and there is no need to defend in

E Court. D2 explained why D1 to D3 entered pleas of not guilty to the E


charges in this case despite that they had surrendered to the Police. They
F F
consider the charges unreasonable and may have a long-term effect on the
G freedom of speech. D2’s view of the reasonableness of the charges and for G

that matter, the appropriateness of the charges and the constitutionality


H H
challenge to the charges are matter that I have to consider and deal with,
I but the reasons of D2 to defend his case in court is not something I shall I

take into consideration in assessing the credibility and reliability of his


J J
evidence.
K K

154. D2 stressed in his evidence that the essence of civil


L L
disobedience was to raise public awareness on the unjust situations and
M hence the Trio (D1 to D3) insisted on peaceful and non-violent protest. On M

the evidence before me, I find that the D1 to D3 all along called for a
N N
peaceful and non-violent approach.
O O
155. The Prosecution submitted that D2 agreed under cross-
P P
examination that there was a possibility of members of public participating

Q
in Occupy Central without signing the Letter of Intent24 and there was still Q
chance that some participants might get violent despite all the means and
R R
measures taken to reduce the chance of violence.

S S

T T
23
Exhibit D2-3
24
Exhibit D2-6
U U

V V
- 43 -
A A

B B
156. In my judgment, the fact that there was chance of outbreak of

C
violence would not alter the nature of the movement that D1 to D3 C
advocated for. The chance outbreak of violence by some participants in
D D
the OCLP movement planned and agreed by D1 to D3 should not turn the

E movement into a non-peaceful or even violent one. By the same token, a E


fortuitous incident of football hooliganism in an otherwise properly
F F
organized football match should not affect the peaceful nature of the sport
G event. The “not warranted by law” element for the offence of public G

nuisance cannot be proved by the possibility that some participants might


H H
turn violent during the OCLP movement.
I I

157. D2 said in his evidence that the essence of civil disobedience


J J
was to raise public awareness on the unjust situations. Whilst it is not for
K this court to find whether the situations were unjust, I am prepared to find K

that D1 to D3 saw the situations were unjust.


L L

158. On the evidence before me, it is an understatement to say that


M M
the essence of civil disobedience that D1 to D3 was advocating, i.e. the
N N
OCLP, was to raise public awareness on their perceived unjust situations.

O
The evidence shows that they D1 to D3 wanted to successfully fight for a O
form of election system that suited their criterion for genuine universal
P P
suffrage through the OCLP movement. D2 agreed under cross-

Q
examination, in Exhibit D2-11, the “OCLP Basic Tenets”, it is stated that Q
“Should tens of thousands (In the Chinese version, it is “Several hundreds
R R
of thousands”) turn out to Occupy Central, the primary concern of the

S authorities would have to be different. Then it would not be a matter of S


arresting or dispersing the protestors. It would be a matter of moving
T T
towards introducing genuine universal suffrage, ….”. Under cross-
U U

V V
- 44 -
A A

B B
examination by the Prosecution, D2 agreed that by announcing the

C
inclusion of stage 4 of occupation in the Manifesto,25 the chance of success C
for the first three stages would be increased.
D D

E 159. I accept D2’s evidence as to how he met with D1 and D3 E


following Exhibit D2-3. D1 to D3 agreed that the movement would consist
F F
of 4 stages, namely (1) deliberation, (2) authorization, (3) negotiation and
G (4) occupation. I accept also D2’s evidence that it was agreed between D1 G

to D3 that civil disobedience by way of occupation would only take place


H H
after all legal ways had been exhausted. The civil disobedient that D1 to
I D3 had in mind was dependent on the results of negotiations with the I

Central or HKSAR Government. D2 gave evidence that at that stage,


J J
though D1 to D3 had a plan to occupy a place or places, their intention did
K not extend beyond Central, in fact they had a very specific location in mind, K

i.e. Chater Road.


L L

M 160. I accept the evidence of D2 that on 27th March 2013, the Trio M

announced a Manifesto,26 jointly prepared by the three, at Union Church,


N N
Kowloon. D2’s evidence as to what happened on 27 th March 2017 is
O consistent with the video footages in Exhibits P96 and P98 to P100. It O

should be noted that D2 said under cross-examination, at that time in March


P P
2017, i.e. at the time Exhibit D2-4 was published, it had been decided that
Q occupation could be carried out in Central but the specific location and Q

duration were yet to be discussed. D2’s evidence on the location where


R R
occupation would be carried out is different from his evidence given in
S chief that the Trio had a very specific location in mind, i.e. Chater Road, S

T T
25
Exhibit D2-4
26
Exhibit D2-4
U U

V V
- 45 -
A A

B B
when they agreed on the four stages plan. In my judgment, given the long

C
lapse of time since March 2014 and the minor nature of the aforesaid C
discrepancy, the discrepancy does not affect the credibility of D2. I accept
D D
the evidence of D2 that though he could not recall the exact time when the

E Trio first agreed to carry out occupation in the pedestrian precincts at E


Chater Road, the location must have been agreed by 1st July 2014.
F F

G 161. I accept the evidence of D2 as to what was done in respect of G

stage 1 of the four phases, namely deliberation, from June 2013 to May
H H
2014. A series of meetings called “Deliberation Days” were held to discuss
I the movement and the proposal(s) for constitutional reform. D2’s evidence I

on what was done in relation to the first “Deliberation Day” is consistent


J J
with the video footages in Exhibits P116 and P117.
K K

162. I accept D2’s evidence that the second Deliberation Day


L L
consisted of a series of deliberation conferences held in different
M communities. I accept D2’s evidence that the 3,000 people who attended M

the third Deliberation Day had participated in the previous Deliberation


N N
Days. Proposals which met the international standard for universal
O suffrage were put forward for the participants to choose from. O

P P
163. I accept D2’s evidence as to what was done in relation to stage
Q 2, i.e. the authorization stage. Between 20th and 29th June 2014, D1 to D3 Q

organised a civil referendum. In short, the proposal from the “Alliance for
R R
Genuine Universal Suffrage” had support from 792,000 voters who voted
S in the referendum. The said proposal, together with a veto proposal were S

agreed upon following the holding of the referendum.


T T

U U

V V
- 46 -
A A

B B
164. I accept D2’s evidence as to the position D1 to D3 took in

C
respect of the occupation by students of part of Central on 1 st July 2014. C
The students called the said occupation, which was short in duration, a
D D
rehearsal of Occupy Central. D1 to D3 disagreed with the students’ views

E but respected them. The Trio (“D1 to D3”) took the view that as Stage 3, E
i.e. negotiation was then not yet complete, they did not want to start civil
F F
disobedience.
G G

165. I accept D2’s evidence as to the contact between the Trio and
H H
the Government on the issue of constitutional reform, what happened
I during the short meeting with and the response from the then Secretary for I

Administration Carrie Lam and Secretary Lau Kong Wah on 29th


J J
July 2014. The meeting yielded no result and there was no further meeting
K arranged. K

L L
166. I accept D2’s evidence that the Decision on 31 st August
M represented the critical date on which they decided that Stage 4 of M

occupation would be implemented. I accept also D2’s evidence as to what


N N
D1 to D3 did after the promulgation of the Decision on 31 st August, they
O held meetings and jointly took the view that there was no room for O

discussion any more. The three agreed that the Occupy Central Movement
P P
st th
would be commenced on 1 October 2014. As a result, on 18 September
Q 2014 they gave the Police a Notification of Intention to Hold a Public Q

Meeting.27 The proposed public meeting was to be held (i) at the pedestrian
R R
st
area of Chater Garden from 3:00 p.m. to 11:59 p.m. on 1 October 2014
S and from 7 a.m. to 11:59 p.m. on 2nd October 2014; and (iii) at Chater S

Garden and Statute Square from 3:00 p.m. on 1st October 2014 to 11:59
T T

27
Exhibit D3-1
U U

V V
- 47 -
A A

B B
p.m. on 3rd October 2014. Though D2 had not seen Exhibit D3-1 before it

C
was submitted to the Police as D2 and D1 had left the logistics of filling in C
the Notification to D3, the Trio had agreed on the location, commencement
D D
date and approximate duration of occupation. They agreed to occupy the

E pedestrian precincts of Chater Road from 1st October 2014 for probably a E
few days. If a LONO was issued by the Police, they would start the civil
F F
disobedience part of the movement by staying behind after the notified
G meeting was over. G

H H
167. I accept D2’s that the Trio hoped that a LONO would be
I issued as the OCLP could attract more participants if the initial stage was I

a legal one.
J J

K 168. I accept the evidence of D2 as to what D1 to D3 planned to do K

if no Letter of Prohibition was received from the Police. They would stay
L L
behind after the lawful part of the meeting, ie the notified meeting, as it
M would not be civil disobedience if one only stays for the notified period, M

ie everything is done lawfully. D1 to D3 had slightly different estimates


N N
as to the time of staying after the notified period. Whilst all three agreed
O that the occupation would end in a few days, their estimates of the time O

might not be the same. D2 thought that it might end on or around 5 th


P P
October 2014, i.e. he planned to stay on for 3 more days after the notified
Q meeting. The intention was to occupy the area as set out in D3-1. D1 to Q

D3 shared similar views as to estimated number of people attending, it


R R
would be from several thousand to 10,000 people. D1 to D3 were confident
S that if the number of participants were as they estimated, they could keep S

the crowd within the pedestrian area of Chater Road. In my judgment, by


T T
“the pedestrian area of Chater Road”, D2 obviously meant the carriageway
U U

V V
- 48 -
A A

B B
of Chater Road designated as pedestrian area during public holidays and

C
not the pedestrian pavements on both sides of Chater Road. C

D D
169. I accept D2’s evidence that that the Trio had a discussion on

E the scenario where the Police issued a Letter of Prohibition to the proposed E
meeting. If the Police prohibited the meeting, people would still go the
F F
planned location, sit and remain there after the public holidays and
G commence civil disobedience there. G

H H
170. For Exhibit D2-9, i.e. “OCLP – Manual of Disobedience”,
I shown to D2 by Mr. Pang SC in cross-examination, D2 confirmed that a I

large part of the manual was devoted to arrest and what one should do
J J
before, during and after arrest. D2 said the whole idea was to be arrested
K within a fairly short time. In Exhibit D2-9, two scenarios were mentioned, K

firstly how the police would effect arrest of a protestor who would get on
L L
a police vehicle voluntarily; and secondly, how the Police would effect
M arrest of a protestor who insisted on staying. In the second scenario, the M

protestor would be lifted by a group of four officers each lifting one of the
N N
limbs of the protestor. In order words, the Trio appreciated that the arrest
O of just one protestor who was not willing to get on a police vehicle would O

require the joint effort of 4 police officers.


P P

Q 171. In Exhibit D2-10, i.e. the “Press Release by OCLP”, D2 stated Q

it was hard to predict how long the occupy action will last but “recommend
R R
participants to prepare enough food for two or three days.”
S S

172. In Exhibit D2-11, i.e. the “OCLP Basic Tenets”, it was stated
T T
therein that “Given the strength of the Hong Kong Police establishment,
U U

V V
- 49 -
A A

B B
the government has the capacity to arrest all the protestors in a matter of

C
one or two days without resorting to force.” C

D D
173. It should be noted that in the press conference on 27th March

E 2013, D2 said:- E

F “If, by then, we sit on the road surface in Central, if he/she F


comes to arrest us, we won’t put up resistance; we’ll let
(him/her) carry us on board a police vehicle, and then go to the
G police station. So, actually, if he/she is not going to let Central G
be paralysed, it is actually very easy (to do so). He/She just
H arrests us and that’ll do.”28 H

I 174. In the said press conference, D2 was obviously talking about I

the second scenario, not the first one. Given the Trio’s estimate that there
J J
would be several thousand to 10,000 people parting part in the OCLP, I
K reject D2’s evidence that there he thought/believed the arrest action to K

OCLP could be completed with ease, be it the occupation of Chater Road


L L
in Central or the one which actually took place at Tim Mei Avenue and the
M public places and roads in the neighbourhood of Tim Mei Avenue. M

N N
175. On the part of D5, there is no evidence that he was aware of
O the contents of Exhibit D2-9 or that he addressed the crowds at the material O

times on the basis the contents of D2-9. I do not see how Exhibits D2-9,
P P
D2-10 and D2-11 can assist D5, or other defendants jointly charged with
Q Q
the Trio under Charge 2 and Charge 3.

R R
176. I accept D2’s evidence he was aware of the launch of class
S boycott by HKFS and Scholarism on 22 September 2014. S

T T

28
Exhibit P100, page 603
U U

V V
- 50 -
A A

B B
177. I accept also D2’s evidence that the Trio had a meeting with

C
organizers of OCLP on 26th September 2014 and detailed arrangements for C
st
1 October were discussed during the meeting. It was after the meeting
D D
that the Trio became aware of the storming of the CGO to reclaim Civic

E Square by some students and the arrest of some student leaders. Upon E
knowing that, it was still the intention of the Trio to continue with the
F F
notified meeting on 1st October 2014.
G G

178. I accept D2’s evidence that on 27th September 2014, he


H H
received a call from D1 in the morning. D1 said the situation was urgent
I and asked D2 to accompany him to Admiralty. The two met up in I

Admiralty and went to the CGO together. On their way, youngsters urged
J J
them to launch Occupy Central immediately. D2 gave evidence that D1 to
K D3 later met up and they had a discussion in the afternoon. They K

considered whether the Occupy Central Movement should start early.


L L
They also considered whether the occupation starting at Tim Mei Avenue
M could extend to Harcourt Road and after some time, the Trio agreed that M

traffic at Harcourt Road was heavy and people going onto the carriageway
N N
might get hurt. The Trio agreed to first ask people to go to Tim Mei
O Avenue. Pausing here, it should be noted that, firstly, when D1 addressed O

the crowd in the presence of D2 on 27 th September 2014 at Tim Mei


P P
Square, he said amongst other things:-
Q Q
“…..Let’s over-cram Admiralty first. Where shall (we) over-
R cram next? Central! We must be able to see the arrival of R
genuine universal suffrage in Hong Kong!”29

S S

T T

29
Exhibit P20, page 1107
U U

V V
- 51 -
A A

B B
In the said address, D1 asked for the over-cramming of Admiralty and

C
Central, a geographical ambit much wider than the location of Tim Mei C
Avenue. Secondly, from what was discussed between D1 to D3, they were
D D
not talking about abandoning the OCLP movement and participate in

E another movement, ie the one started and run by the students. Thirdly, a E
decision had been made by D1 to D3, after their discussion in the afternoon,
F F
as to how the occupy movement should develop, i.e. the over-cramming of
G Admiralty, followed by Central. G

H H
179. I accept the evidence of D2 that, before the announcement of
I the launching of the OCLP, there was no misunderstanding between HKFS I

and the Trio following the discussion between student leaders of HKFS
J J
and the Trio. The video clips show that the announcement was made
K together with the students. No students had expressed their disagreement K

before D1 announced the launching of OCLP and those who raised their
L L
objections after the announcement were not representatives of HKFS.
M From the video footage in Exhibit P44, one can see that when D1 made the M

announcement, D2, D3, D6, D7 and the two student leaders of HKFS
N N
present in the meeting with the Trio were all on the stage. Both D6 and the
O two student leaders clapped in support of the announcement. As for D7, O

he echoed D1 by holding up his fist and chanting.


P P

Q 180. On the evidence before me, despite what D2 said in his Q

evidence, i.e. he considered that the possibility of the suggested


R R
misunderstanding between the Trio and HKFS was not high but he would
S not rule it out, I am satisfied that there was no misunderstanding between S

the Trio and HKFS that an announcement of the commencement of Occupy


T T
Central would be made by the Trio after the meeting between the Trio and
U U

V V
- 52 -
A A

B B
student leaders of HKFS. The crowds present at Tim Mei Avenue reacted

C
negatively to the announcement. D6 and D7 tried to stop the departure in C
their addresses. What happened was a misjudgment of people’s response
D D
to the announcement of the commencement of Occupy Central, but not a

E misunderstanding between the Trio and HKFS as suggested, i.e. the Trio E
wanted to announce the commencement of Occupy Central whereas HKFS
F F
only wanted the support from OCLP in the form of PA system, marshals
G and volunteers. G

H H
181. I accept the evidence of D2 that when tear gas cannisters were
I discharged at Harcourt Road and smoke was coming towards Tim Mei I

Avenue, D2 asked D5 to instruct the protestors to leave immediately. The


J J
evidence of D2 in this aspect is consistent with what D5 said in the video
K footage.30 K

L 182. In my judgment, at the time when tear gas cannisters were L

being fired, it was only natural that people who had a role to play in the
M M
occupy movement would want the protestors to leave the site at Tim Mei
N N
Avenue. The evidence of D2 and Exhibit LL-1 could not impinge on the

O
Prosecution case. In determining whether a defendant had the intent to O
cause a public nuisance, to incite a public nuisance or to incite others to
P P
cause one, how that defendant reacted to the firing of tear gas cannisters

Q
had little bearing on the issue of intent, whether the charge under Q
consideration is conspiracy to cause a public nuisance, incitement to cause
R R
a public nuisance or incitement to incite a public nuisance.

S S

T T

30
Exhibit LL-1
U U

V V
- 53 -
A A

B B
183. The response of D2 to the use of tear gas on 28 September

C
2018 was consistent with what he said at the time the announcement was C
made as recorded in Exhibit P44. At the time, D2 addressed the people at
D D
Tim Mei Avenue that “If the police disperse us with tear gas, we, the rally,

E will make an announcement about the location where everyone, citizens E


who got scattered, can gather afterwards. We will tell everyone about these
F F
measures very soon.” The evidence of D2 in this respect and the video
G footage captured in Exhibit LL-1 do not, in my judgment, undermine the G

Prosecution case.
H H

I 184. D2 did not agree to the suggestion put to him by the I

Prosecution that the Tim Mei Avenue movement was merely a modified
J J
plan of the original plan of OCLP. D2 considered the movement at Tim
K Mei Avenue a very thorough modification. On this issue, one should note K

what D1 said at the time of the announcement of the launch of Occupy


L L
Central and what he said immediately after.31
M M

185. When D1 announced the launch of Occupy Central, he said,


N N
amongst other things “I am going to make a very important announcement
O here, which is a – an announcement that everybody has long been waiting O

for. Does everybody know what this announcement is? It is announced


P P
here and now that the ‘Occupy Central’ formally begins. ‘Occupy Central’
Q formally begins”.32 In my judgment, what D1 meant by “an announcement Q

that everybody has long been waiting for” must be the OCLP that the Trio
R R
had been planning since March 2013 and the one that they had planned to
S start on 1st October 2014. Had the Trio intended to abandon the OCLP and S

T T
31
Exhibit P124
32
Exhibit P124, page 741
U U

V V
- 54 -
A A

B B
start another movement, D1 would not have said what he said in the

C
announcement at 1:36 a.m. Furthermore, in a press interview held C
immediately after the announcement, D1 was asked if the launch of
D D
Occupy Central at Tim Mei Avenue involved any change in the plan, D1

E said, amongst other things, that “Actually, the impact is not really that big, E
actually it concerns just some technical arrangement, for example, the
F F
management of manpower, the management of the sites, this is because our
G original plan was based on a certain point in Central, all the planned G

sketches are ready. And now we are going to make the changes, but I think
H H
this concerns only technical issues”.33 The only reasonable inference to be
I drawn from what D1 said in Exhibit P124 is that the Trio did not see the I

announcement at 1:36 am as the launching of a different movement but that


J J
the launching of the movement that they had been planning was put
K forward from 1st October 2014 to 28th September 2014. K

L L
186. D2 gave evidence as why he considered the movement the
M Trio planned to commence on 1st October 2014 at Chater Road was M

different materially from the one they announced to commence at 1:36 a.m.
N N
on 28th September 2014. He identified four major areas of difference,
O ie (1) theme, (2) management and leadership, (3) organizational method O

and (4) composition of participants.


P P

Q 187. I shall not go onto the evidence of D2 on this topic in great Q

length. It is clear to me that the planned movement at Chater Road and


R R
what took place at Tim Mei Avenue both involved occupation of public
S places and public roads. D1 to D3 all along considered the planned S

T T

33
Exhibit P124, page 757
U U

V V
- 55 -
A A

B B
movement at Chater Road and the one at Tim Mei Avenue a civil

C
disobedience. C

D D
188. On the theme of occupation, the withdrawal of the Decision

E on 31st August and the reboot of political reform were common in both the E
planned movement at Chater Road and what took place at Tim Mei
F F
Avenue. Whilst it is true that the themes such as reopening of the Civic
G Square and the request for the release of the arrested students were not in G

the planned movement to occupy Central, it should be noted that the class
H H
boycotts, the attempt to recapture Civic Square and the arrest of student
I leaders were all related one way or the other to the common themes of the I

withdrawal of the Decision on 31st August and the reboot of political


J J
reform.
K K

189. On the question of management and leadership, D2 said the


L L
OCLP was there to support the students and that marshals of the OCLP
M were expected to follow the instructions of HKFS. D2 also said they were M

soon marginalized. However, given the evidence of D2 that the Trio only
N N
faded out from the movement after the Government’s negotiation with the
O students and that D2 still regarded the Trio as one of the major components O

of the movement at Tim Mei Avenue, it is difficult to see how the


P P
difference in management and leadership perceived by D2 can assist the
Q case of D1 to D3. Charge 2 and Charge 3 concern words said by the Q

relevant defendants between 27th and 28th September 2014, during the said
R R
period of time, the Government’s negotiation with the students had yet to
S take place; the Trio had yet to fade out; there was no marginalization of the S

Trio and the Trio still considered themselves one of the major components
T T
of the movement at Tim Mei Avenue.
U U

V V
- 56 -
A A

B B

C
190. As for Charge 1, from the totality of the evidence, it is fair to C
describe D1 to D3 as the important figures of the OCLP. I have explained
D D
in the preceding Para. why I found the Trio did not see the announcement

E at 1:36 a.m. on 28th September 2014 as the launching of a different E


movement. What they did at 1:36 a.m. was to put forward the launching
F F
of the movement that they had been planning was put forward from 1 st
G October 2014 to 28th September 2014. G

H H
191. I accept the evidence of D2 as to the difference between
I HKFS and OCLP in terms of organization method. HKFS did not agree I

with OCLP’s way of disobedience to await arrest. Instead, a more


J J
proactive approach was adopted by HKFS, it kept mobilizing people to
K block off the major points of access. However, it should be noted that when K

D2 addressed the crowd shortly after the announcement, he still asked the
L L
participants to lie down, interlinked their arms, lighten their bodies so that
M the Police had to lift them up in order to effect arrest.34 Later on during M

daytime on 28th September 2014, D2 addressed the crowd at Tim Mei


N N
Avenue and said amongst other things:-
O O
“Every er, voluntary picket (and) supporter of ‘Occupy Central
with peace’……. We suggest each voluntary picket, citizen
P P
should adopt the effective protest approach adopted by the Hong
Kong Federation of Students in these few days. If anyone sees
Q that the main stage or the local commanders need our help, we Q
are required to block certain important accesses, strongholds,
or similar to what had happened just now, we are required to
R R
block some vehicles …”.35

S S

T T
34
Exhibit P44, page 1329, Exhibit P124, page 750
35
Exhibit P64, page 1482-1483
U U

V V
- 57 -
A A

B B
In the said address, D2 was asking the voluntary pickets and supporters of

C
OCLP to adopt the protest approach of HKFS, i.e. the blocking of C
important points of access. The said address shows a modification of the
D D
original plan, not the cessation of it.

E E
192. As Mr. Leung SC pointed out, D2 agreed under cross-
F F
examination that with the additional party of students running the
G movement, such difference would inevitably exist. Even if the Occupy G

Central Movement were to start in Central, certain organizational methods


H H
had to be adapted to suit the situation.
I I

193. On composition of participants, D2 said OCLP contemplated


J J
participants comprising mostly of people who had signed the Letter of
K Intent, and 3,000 people had done so. He accepted, however, for the K

Occupy Movement to start on 1st October at Chater Road, the Trio did not
L L
intend to exclude participants with no Letter of Intent as OCLP did not
M have the power to stop them from joining. I accept D2’s evidence that for M

the several thousand people at Tim Mei Avenue at the time of the
N N
announcement, one could not be sure how many of them had signed a
O Letter of Intent and would accept OCLP’s way of resistance. D2 accepted O

that by launching the Occupy Central Movement, they were launching it to


P P
the whole of Hong Kong population and not only to those 3,000 who had
Q signed the Letter of Intent. Q

R R
194. On the issue of the composition of participants, in my
S judgment, it was the intention of D1 to D3 to merge the voluntary pickets S

and supporters of OCLP and the participants at Tim Mei Avenue by


T T
announcing the commencement of Occupy Central. The addresses they
U U

V V
- 58 -
A A

B B
made after the announcement show that they wanted the movement to be

C
expanded hence they asked more people to join the movement. In other C
words, they wanted to ride with the tide, i.e. to make the best use of the
D D
events that took place after the commencement of class boycotts, e.g. the

E storming of the Civic Square and arrest of student leaders. I accept that D1 E
to D2 wanted to support the student protestors and the arrested student
F F
leaders but it was obviously also their intention to make the best use of the
G development of the events. It should be noted that the two demands made G

by D1 at the time of the announcement were the withdrawal of the Decision


H H
on 31 August and a reboot of constitutional reform.36
I I

195. D2 said in his evidence that the Trio had assumed that people
J J
would come to Tim Mei Avenue where the supporters in the number of
K several thousand to 10,000 could be accommodated or managed. D2’s K

evidence that the Trio had assumed that people would come to Tim Mei
L L
Avenue is at odd with what D1 said on 27th September 2014 when he
M address the crowd in the presence of D2 and D4 at Tim Mei Square:- M

N
“…..Let’s over-cram Admiralty first. Where shall (we) N

over-cram next? Central! We must be able to see the


O arrival of genuine universal suffrage in Hong Kong!”37 O

P On the same occasion, immediately after D1’s address, D4 said amongst P

other things:-
Q Q

R “Hey, let’s go to occupy Admiralty now. Thank you, Benny. R


‘Chung’ (transliteration), now it is the ‘Chung’ (transliteration)
of ‘Kam Chung’ (transliteration) (the name of Admiralty in
S S

T T
36
Exhibit P124, page 742-743
37
Exhibit P20, page 1107
U U

V V
- 59 -
A A

B Chinese). Later, it will be the ‘Chung” (transliteration) of B


‘Chung Wan’ (the name of Central in Chinese)…..”.38
C C

In my judgment, the above address of D1 shows that firstly, it was never


D D
the intention of D1 to D4 that the supporters joining the movement at Tim
E Mei Avenue would just come to Tim Mei Avenue; secondly, the Trio E

hoped that the number of supporters would be large enough to over-cram


F F
Admiralty, which is closer to Tim Mei Avenue, and then Central, thus the
G order “…..Let’s over-cram Admiralty first. Where shall (we) over-cram G

next? Central!” The evidence of D2 that by launching the Occupy Central


H H
Movement, they were launching it to the whole of Hong Kong population
I and not only those 3,000 who had signed the Letter of Intent should be read I

in this light.
J J

K 196. D2 said in his evidence that the documentary film “Umbrella K

Diaries: The First Umbrella39 is an accurate representation of the incident.


L L
In my judgment, in order to have a balanced view of the incident, one must
M not just look at Exhibit D2, which shows things mostly from the view point M

of the protestors. One can have a more balanced and accurate picture of
N N
the incident when both the video clips recorded by the police and the ones
O O
produced by the defence40 are considered.

P P
197. I have considered the evidence of D2 as to what happened in
Q Q
relation to the Occupy Movement and what the Trio did after 29 th

R
September 2014 up to the announcement by the Trio on 2nd December 2014 R
of their intention to surrender themselves on the following day. D2
S S

T 38 T
Exhibit P20, page 1107
39
Exhibit D2-2
40
including Exhibit D2-2
U U

V V
- 60 -
A A

B B
testified that he was worried on 29th September 2014 because he was

C
trapped in Tim Mei Avenue yet the Police did not arrest him, he was C
worried what the Government intended to do and wondered if the
D D
Government wanted to create a status of anarchy. In my judgment, D2

E might be worried on 29th September 2014, given what happened on the E


previous night. But it could not be reasonably argued that the Police did
F F
not arrest D2 because of some ulterior motives. If the Police were to arrest
G D2 the day after the firing of tear gas, when emotions of protesters still G

went high, as evidenced by the increase in the numbers of protestors on


H H
Harcourt Road, such arrest action might just stir up further reaction that the
I Police did not want to see. There is simply no evidential basis to suggest I

the Government or the Police wanted to create a status of anarchy. In any


J J
event, the evidence of D2 as to the worry he had on 29 th September 2014
K has no bearing on the important issues in this case. K

L L
198. I accept the evidence of D2 to as to the contact between the
M Trio and Government officials like Carrie Lam and Yau Tang Wah M

sometime between 30th September and 2nd October 2014. D2 testified that
N N
Carrie Lam gave a negative reply about Chief Executive Leung Chun Ying
O and Commissioner of Police Tsang Wai Hung stepping down but her O

attitude about an independent investigation committee to investigate the


P P
use of tear gas was positive. As D2 said he could not recall details of the
Q conversation with Carrie Lam, the evidential value of the Trio’s contact Q

with Carrie Lam and Yau Tang Wah is limited, apart from showing that
R R
D1 to D3 were trying to establish a dialogue with the Government.
S S

199. I accept D2’s evidence as to what took place between 2nd


T T
st nd
October and 21 October 2014. On 2 October 2014, the Government
U U

V V
- 61 -
A A

B B
announced that it would have a dialogue with the students. The students

C
called off the dialogue after some triad members assaulted the protestors in C
rd
Mongkok on 3 October 2014. There was a discussion with Yau Tang
D D
Wah focusing on how to restore the dialogue between the Government and

E the students. The Government called off the dialogue when pan-democrats E
suggested an all-citizen resistance. It was only after some twists and turns
F F
that a dialogue between the Government and the students finally took place
G on 21st October 2014. In the said dialogue, the Government designated G

HKFS as counterpart for negotiation.


H H

I 200. I accept the evidence of D2 that between 2nd October and 21st I

October 2014, OCLP took steps to re-open footbridges to CGO by talking


J J
to occupiers known as “villagers”, as there were different occupied areas
K known as “villages”. The villagers would not just accept instructions from K

OCLP and OCLP had to talk to the “village heads” of the villages in
L L
question. The evidence of D2 on this issue shows that D1 to D3 had little
M control over the protestors (“villagers”) between 2 nd October and 21st M

October 2014. What happened between 2nd October and 21st October 2014
N N
concerns Charge 1 but not Chares 2 to 6. As for Charge 1, in my judgment,
O whether D1 to D3 were in control of the Occupy Movement between 2nd O

October and 21st October 2014 is one thing, whether there was still a
P P
conspiracy to cause public nuisance, if one ever existed, is another matter.
Q What is in dispute is if such conspiracy ever existed, and if so, when did it Q

come into existence and when did it cease to exist.


R R

S 201. I accept the evidence of D2 as to stance taken by the Trio as S

regard the dialogue between the Government and the students. D1 to D3


T T
wanted the students to continue with the negotiation so that the occupation
U U

V V
- 62 -
A A

B B
could come to an end after some result was achieved. D1 to D3 also took

C
the view that if the students were of the view that negotiation would not C
come to any result, the occupiers should leave the scene. The Trio
D D
suggested a de facto referendum could be triggered by the resignation of

E Legislative Councillor Albert Ho. The voters, through the election held as E
a result, could reflect their opposition to the Decision on 31st August. The
F F
Occupy Movement could then be transformed into a community
G movement. The students disagreed to withdraw by the way the Trio G

suggested. In my judgment, despite the suggestion made to the students,


H H
D1 to D3 did not openly split with the students until 2nd December 2014.
I I

202. I accept D2’s evidence that D1 and D2 stayed at the occupied


J J
area between 27th September and 27th October 2014. As for D3, he returned
K home due to his health conditions. D2 said in his evidence that on 28 th K

October 2014, D1 and D2 decided to resume teaching and fade out from
L L
the movement. I accept that D1 and D2 decided to resume teaching on 28 th
M October 2014. D2’s evidence in that regard is consistent with what D1 said M

in a press interview on 28th October 2014.41 D2 said that the Trio decided
N N
to withdraw because they could no longer influence the students, who took
O the stance that they would not negotiate with the Government or withdraw O

from the occupied area. D2 said the Trio did not openly split with the
P P
students until a press conference held in early December 2014. It is
Q obvious that the press conference in early December 2014 that D2 Q

mentioned was the one held on 2nd December 2014.42


R R

S S

T T
41
Exhibit P130 and P131
42
Exhibit P134
U U

V V
- 63 -
A A

B B
203. The evidence of D2 that D1 to D3 decided to fade out from

C
the movement should be read in the light of the undisputed evidence that:- C

D D
(1) On 3rd October 2014, D1 urged the protestors who had

E been protesting in Mongkok to join the occupy E


movement in Central;43
F F

G (2) On 8th October 2014, in a press interview, D2 stated that G

the OCLP had provided support on the basic operation


H H
of the occupied area in Admiralty, and the OCLP would
I give advice to the student protestors at appropriate I

times. D2 also stated that OCLP hoped that the


J J
protestors would stay as far as possible until the
K dialogue with the Government yielded a result.44 K

L L
(3) On 10th October 2014, in a speech given at Harcourt
M Road, D1 stated that he would continue to stay in the M

occupied area together with other protestors.45


N N

O (4) In the press interview on 28th October 2014,46 D1 also O

stated that the workers of OCLP would still stay in the


P P
occupied area. He stated also that with some adaptation,
Q they could have the capability to stay for a longer Q

period of time.
R R

S S

43
Exhibit P120
T 44 T
Exhibit P110, P112 and P126
45
Exhibit P128
46
Exhibit P130 and P131
U U

V V
- 64 -
A A

B B
204. In my judgement, the totality of the evidence shows that D1

C
to D3 did not withdraw from the movement until they announced their C
nd
intention to withdraw from the movement on 2 December 2014.
D D

E DW1 Mr. Wu Chun Him E

F F
205. Mr. Wu was a demonstrator present at Tim Mei Avenue on
G 26th September 2014. He left the site before some students climbed into G

the Civic Square in the evening. Upon learning that some student leaders
H H
had been arrested, Mr. Wu returned to Tim Mei Avenue and stayed until
I the morning on 27th September 2014. He returned to Tim Mei Avenue until I

the morning on 28th September 2014.


J J

K 206. At about 1:30 am on 28th September 2014, Mr. Wu was at the K

roundabout near CITIC Tower at the junction of Tim Mei Avenue and
L L
Lung Wui Road, Mr. Wu was shocked upon learning from other that D1
M had announced the launching of the OCLP. He considered this as a change M

of events because the OCLP was not supposed to be launched at Tim Mei
N N
Avenue there and then. He described the reaction of the people at Tim Mei
O Avenue after D1’s announcement, some 70% people left within 1 or 2 O

hours. Mr. Wu left the site later.


P P

Q 207. Mr. Wu was at Harcourt Road outside Admiralty Centre in the Q

evening on 28 September 2014. There he saw the carriageway was


R R
completely blocked by protestors. Mr. Wu stayed there until after the firing
S of tear gas. He then went into the Academy for Performing Arts and stayed S

there until the small hours of 29th September 2014.


T T

U U

V V
- 65 -
A A

B B
208. Mr. Wu gave evidence that during the period from 29 th

C
September to mid-December 2014, he would occasionally return to C
Harcourt Road and spent the night there. He saw himself one of the
D D
occupiers on Harcourt Road but he considered his decision to participate

E in the occupy movement had not been affected by D1 to D3. E

F F
209. I find Mr. Wu an honest and reliable witness. I accept his
G evidence as to what he did and witnessed. For the evidence as to why G

Mr. Wu attended the public meeting at Tim Mei Avenue and took part in
H H
the occupation of Harcourt Road, Mr. Wu can speak for himself only, the
I evidence of Mr. Wu on this issue does not shed light on why others I

attended the public meeting at Tim Mei Avenue and took part in the
J J
occupation of Harcourt Road.
K K

DW2 Mr. Leong Sze Chung James


L L

M 210. Mr. Leong’s evidence concerns the documentary entitled M

“Umbrella Diaries: The First Umbrella” produced as Exhibit D2-2.


N N

O 211. Mr. Leong was one of the 4 executive directors of D2-2, most O

of the footages were shot by Mr. Leong.


P P

Q 212. Of the 64 minutes of D2-2 played in court, only about Q

4 minutes were filmed by others, i.e. the contributors whose names appear
R R
in the “Credit” section of D2-2. 47
The 64 minutes of D2-2 played in court
S came from an original footage of around 40 hours in length, excluding S

footages filmed by others. Background music was added to the footages.


T T

47
Exhibit P158 is the relevant screen capture
U U

V V
- 66 -
A A

B B

C
213. When Mr. Leong did the editing of the original footage, he C
extracted parts that he considered sufficient to tell the story and to show
D D
the incident that was Mr. Leong considered interesting.

E E
214. The final product, i.e. D2-2, is “almost all chronological”,
F F
except for 1 to 2 minutes for the events on 28 September 2014.
G G

215. I accept the evidence of Mr. Leong as true and reliable. I


H H
accept that D2-2 was shot and produced in the way Mr. Leong told us. In
I considering D2-2, I shall exclude from my consideration any effect created I

by the background music.


J J

K DW3 Ms. Tsang Wai Kwan K

L L
216. Ms. Tsang gave evidence as to why she took part in the
M occupation movement in question. M

N N
217. Ms. Tsang was aware of the civic movement of D1 to D3 but
O she had not decided to join the movement and had not signed the Letter of O

Intent.
P P

Q 218. Between 22nd and 25th September 2014, Ms. Tsang took part Q

in the class boycott organised by students as she wanted to fight for genuine
R R
universal suffrage and to show her care for the students.
S S

219. On 26th September 2014, upon learning that students were


T T
climbing into the Civic Square, Ms. Tsang went to and stayed at Tim Mei
U U

V V
- 67 -
A A

B B
Avenue between around midnight and 10 a.m. on 27th September 2014.

C
She went to Tim Mei Avenue to show her support for the students inside C
Civic Square who had not yet been released.
D D

E 220. Ms. Tsang returned to Tim Mei Avenue at around midnight E


on 28th September 2014 and witnessed D1 announcing the commencement
F F
of the Occupy Central Movement at 1:30 a.m. The people present reacted
G differently to the announcement. Some were thrilled but some were angry. G

One student pointed at and accused D1 for his lateness in starting the
H H
movement.
I I

221. Ms. Tsang did not consider herself a participant of OCLP


J J
because all along her understanding of OCLP was that the participants
K would “attend a banquet” on 1st October 2014 in Central. She felt the K

public meeting at she attended at Tim Mei Avenue was an extension of the
L L
student’s class boycott.
M M

222. Ms. Tsang occasionally returned to the occupied area from


N N
28th and 29th September 2014 and spent most of the nights there. She did
O not, however, consider herself taking part in OCLP for the same reasons O

stated in the preceding Para.


P P

Q 223. Ms. Tsang impressed me as an honest and reliable. However, Q

I do not see how Ms. Tsang’s view of the effect of D1’s announcement and
R R
her reasons for taking part in the public meeting at Tim Mei Avenue on
S 27th and 28th September 2014 and her participation in the subsequent S

occupied movement can shed light on the important issues whether a


T T

U U

V V
- 68 -
A A

B B
conspiracy to cause a public nuisance among D1 to D3 existed at the time

C
and whether there were incitements from the relevant defendants. C

D D
DW4 Mr. Lo Wai Ming

E E
224. Mr. Lo was the Deputy Chief Executive of the Hong Kong
F F
Professional Teachers’ Union at the material time in 2014. He had been
G assisting D3 in his work relating to OCLP since March 2013. D3 was the G

Chairman of the HKDDN and the registered address of HKDDN was at


H H
8th Floor, Good Hope Building, No 168 Nathan Road.
I I

225. I accept Mr. Lo’s evidence that, with the instructions given by
J J
D3, he helped D3 to prepare the Notification for Intention to Hold a Public
K Meeting on 1 to 3 October 201448 and submitted the same to Mongkok K

Police Station on 18th September 2014.


L L

M 226. I accept also Mr. Lo’s evidence he arranged for a public M

liability insurance on behalf of HKDDN which covered 2 places in Central


N N
for the period from 1st to 3rd October 2014.49
O O

227. Mr. Lo gave evidence that he told the police at the meeting on
P P
th
24 September 2014 that he intended to pack up and leave Chater Garden
Q and Statute Square by 11:59 p.m. on 3rd October 2014. At one point I was Q

puzzled by Mr. Lo’s evidence on this issue given that he had been assisting
R R
D3 in his work relating the OCLP since 2013, but then the aforesaid
S evidence of Mr. Lo made more sense to me when understood in the light S

T T
48
Exhibit D3-1
49
Exhibit D2-13
U U

V V
- 69 -
A A

B B
of his evidence that he was responsible for the lawful aspect of the OCLP,

C
i.e. he was not to be involved in the part of OCLP that would involve C
breaking the law for the purpose of civil disobedience.
D D

E 228. I accept Mr. Lo’s evidence that Mr. Chan Hung was an E
executive committee member if the Hong Kong Professional Teachers’
F F
Union. It is Mr. Lo’s evidence that Mr. Chan Hung had never informed
G him of the Letter of Prohibition.50 In my judgment, whether Mr. Lo was G

aware of the existence of Exhibit P153 is not crucial to the determination


H H
of the disputed issues in this case. As the events unfolded, the proposed
I public meeting on 1st to 3rd October 2014 did not take place. In my I

judgment the proof of the element “not warranted by law” required for the
J J
offence of public nuisance does not depends on the existence of Exhibit
K P153. K

L L
229. Given the fact that Mr. Lo had been assisting D3 in his work
M relating to the OCLP since 2013 and was aware of the OCLP advocated by M

D1 to D3, notwithstanding the fact that Mr. Lo was only responsible for
N N
the lawful aspect of the OCLP, e.g. the taking out of the insurance policy
O and attending meeting with the Police, I reject the evidence of Mr. Lo that O

he did not know D1 to D3 had the intention to stay beyond the notified
P P
period. The duration of the public meeting as stated in Exhibit D3-1 could
Q not have been the duration of the meeting in Mr. Lo’s mind, Exhibit D3-1 Q

only states the duration of the notified public meeting, clearly Mr. Lo knew
R R
that it was the intention of D1 to D3 to stay beyond the notified period.
S S

T T

50
Exhibit P153
U U

V V
- 70 -
A A

B B
DW5 Cardinal Joseph Zen Ze Kiun

C C
230. The evidence of Cardinal Joseph Zen was not challenged by
D D
the Prosecution and D4 to D9.

E E
231. I accept as true and reliable Cardinal Zen’s evidence as to his
F F
participation in the OCLP movement and how he took part in the
G organization of a civil referendum, the putting forward of a “veto G

proposal”, the walkathon and his support for the class boycott organised by
H H
students in September 2014.
I I

232. I accept as true and reliable what he testified he did and


J J
witnessed at Tim Mei Avenue between 27th and 29th September 2014. After
K D1 to D3 (“the Trio”) announced the commencement of the Occupy K

Central Movement at 1:33 a.m., Cardinal Zen saw students disagreeing


L L
with the announcement and accusing the Trio had hijacked the student
M movement. M

N N
233. I accept as true and reliable Cardinal Zen’s evidence as to his
O subsequent visits to the site after 29th September 2014 and his view of the O

development of the movement. Cardinal Zen was worried that no one was
P P
leading and no one was in control.
Q Q

234. There is nothing to cause me to doubt the evidence of Cardinal


R R
Zen that the Trio impressed him as very devoted persons.
S S

T T

U U

V V
- 71 -
A A

B B
DW6 Professor Lee Lap Fung Francis

C C
235. Professor Lee gave evidence as an expert witness on matters
D D
relating to public survey. His professional qualifications are set out in

E detail in Exhibit D2-14. E

F F
236. Professor Lee, with the help of some student helpers,
G conducted two surveys during the occupation movement in October and G

November 2014.
H H

I 237. The survey in October 2014 was conducted on 4 th and 5th I

October 2014 and the one in November 2014 was conducted on 2nd
J J
November 2014. The survey methodology is set out in Exhibit D2-15.
K Exhibit D2-17 is the survey result of the October survey and Exhibit D2- K

19 is the survey result of the November survey, both titled “Basic


L L
Information about the Studies”.
M M

238. In the questionnaires used in the two surveys enclosed in the


N N
section 65DA statement, 51 various reasons for participation in the
O occupation movement were provided and an interviewee was asked to O

weigh the importance of each of the reasons. Six options were given for
P P
each reason: “Very Important”, “Important”, “Average”, “Not Important”,
Q “Very Unimportant” and “Don’t Know”. Q

R R
239. For the October survey, a total of 969 interviewees were
S interviewed; for the November survey, 273 interviewees. The results of S

the two surveys show that 6.2% and 7.7% of the interviewees gave “Call
T T

51
Exhibit D2-16
U U

V V
- 72 -
A A

B B
from OC Trio” (D1 to D3) as a reason for their participation in the

C
occupation movement in October and November 2014 respectively. In the C
survey questionnaires, these 6.2% and 7.7% indicated that they turned up
D D
in Admiralty because they considered the “Call from OC Trio” Very

E Important. E

F F
240. At the request of the Prosecution, Professor Lee also complied
G Exhibit D2-19. The first two Pg. of D2-19 are the same as Exhibit D2-17. G

Professor Lee stated that he would not consider an answer of “Don’t


H H
Know” to a question asked a valid answer for the reason that there might
I have been many reasons why people chose an answer of “Don’t Know”. I

Professor Lee also stated that if an interviewee chose “Average” as an


J J
answer to a relevant question, he would not see it as a reason for
K participation as the interviewee did not recognise it as important. K

L L
241. Professor Lee agreed that it is possible to include in his results
M interviewees who chose “Important” and “Very Important” for an item. M

N N
242. Professor Lee also agreed that if one were to gauge the
O ineffectiveness of a particular reason, one could look at the percentage of O

people choosing “Very Unimportant” for it, it would be another way to


P P
look at the data.
Q Q

243. I find Professor Lee’s evidence as to how the two surveys


R R
were conducted in October and November 2014 honest and reliable. The
S only issue is what weight that the survey results should carry. S

T T

U U

V V
- 73 -
A A

B B
244. Given Professor Lee’s evidence that it is possible to include

C
in his results interviewees who chose “Important” and “Very Important” C
for an item, the use of the answers “Very Important” but the answers
D D
“Important”, in my judgment, would give a very incomplete picture. The

E absence of the data of the interviewees who chose “Not Important” and E
“Very Unimportant” adds to the incompleteness of the picture.
F F

G 245. Some of the reasons listed out in the questionnaires were also G

expressly or implicitly advocated by D1 to D3 in their speeches or the


H H
literature in relation to the OCLP placed before the court, e.g. “Fight for
I election”, “Fight for civil nomination”, “Protect Hong Kong’s liberty”, I

“Support and protect students” and “Empower the Movement”. In all the
J J
speeches made by D1 to D3 and the literature in relation to the OCLP, D1
K to D3 never asked the public to take part in the OCLP or any occupation K

movement because of the call from the Trio. In my judgment, it cannot be


L L
reasonably argued that because the percentage of those who considered
M “Call from OC Trio” as a very important reason for their participation in M

the occupation movement was low, therefore at the material times, D1 to


N N
D3 did not have the intention or could not have the intention to conspire to
O cause a public nuisance. O

P P
246. Of the 14 reasons given in the questionnaires, they can be
Q divided into two group. Q

R R
247. The first 8 reasons, ie “Fight for election without filter”,
S “Fight for civil nomination”, “Protect Hong Kong’s liberty”, “The use of S

tear gas”, “Police’s handling of the protest”, “Support and protect


T T
students”, “Empower the movement” and “Experience mass protests”,
U U

V V
- 74 -
A A

B B
concern the reasons that motivated an interviewee to participate in the

C
movement. C

D D
248. The remaining 6 reasons, i.e. “Mobilized by friends”,

E “Mobilized by family members”, “Call from HKFS”, “Call from OC Trio” E


and “Call from other organizations” concern by whom/organization an
F F
interviewee was motivated to participate in the movement.
G G

249. In my judgment, these two group of reasons cannot be


H H
compared like-for-like. The amalgamation of these 2 groups of
I conceptually different reasons yields an unintended result which, at best, I

cannot not reflect the true picture, and at worst, is a contortion of the truth.
J J

K 250. The same analysis applies to the incitement charges and other K

defendants in as much as reliance is placed on the survey results. It should


L L
be noted that two of the 14 reasons, i.e. “Mobilized by friends” and
M “Mobilized by family relatives” are consistent with the case of Prosecution M

that there were incitements to cause public nuisance and incitements to


N N
incite public nuisance by the defendants.
O O
251. In any event, when D1 to D3 announced the launch of the
P P
Occupy Central movement at 1:36 a.m. on 28th September 2014, they did

Q
not have the benefit of seeing the survey results of Professor Lee. What Q
they intended to achieve and what they thought they could achieve was not
R R
based on the survey results.

S S
252. For the above reasons, I attach no weight to the survey results.
T T

U U

V V
- 75 -
A A

B B
DW7 Mr. Au Kwok Kuen

C C
253. Mr. Au was a full-time committee member of the Land Justice
D D
League, a local non-governmental organization. He was responsible for

E assisting Scholarism and HKFS to arrange for audio systems and stages E
used for the public meeting at Tim Mei Avenue on 26 th September 2014.
F F
He also assisted in arranging civil classes at Tim Mei Avenue on that day.
G He walked around the vicinity of Tim Mei Avenue to see to it that the G

classes were run smoothly.


H H

I 254. I accept Mr. Au’s evidence that the video footage in Exhibit I

D6-1 and the photographs in Exhibits D6-2A and D6-2B show the events
J J
that took place in the afternoon or evening of 26th September 2014.
K K

255. I accept Mr. Au’s evidence that the northbound lane and
L L
southbound lane of Tim Mei Avenue were closed by the Police in the
M afternoon and in the evening of 26th September 2014. Mr. Au’s evidence M

about the closing of the northbound carriageway is consistent with the


N N
evidence of PW2, who ordered the closure of the northbound lane at 5:30
O p.m. on 26th September 2014. It is not clear whether the Police closed the O

carriageways because of Mr. Au’s requests to Station Sergeant Ma but


P P
from the evidence of PW2 and Mr. Au, it is clear that the closure of the
Q northbound and southbound lane of Tim Mei Road was due to safety Q

reasons as many protestors had walked onto the carriageway of Tim Mei
R R
Avenue.
S S

T T

U U

V V
- 76 -
A A

B B
CONSIDERATION

C C
CIVIL DISOBEDIENCE
D D

E 256. It is the case of D1 to D3 that the OCLP that they planned was E
a civil disobedience movement. It is the case of all 9 defendants that the
F F
occupy movement that happened on 27 th and 28th September 2014 and
G thereafter at and in the neighbourhood of Tim Mei Avenue was a civil G

disobedience movement.
H H

I 257. My attention is drawn to the judgment of the Court of Final I

Appeal in Secretary for Justice v Wong Chi Fung (2018) 21 HKCFAR 34.
J J
At Para. 70 of the judgment, the Court of Final Appeal endorsed the
K definition of civil disobedience put forward by John Rawls in A Theory of K

Justice (Revised Edition 1999) at Pg. 320:-


L L

M Civil disobedience is “a public, nonviolent, conscientious yet M


political act contrary to law usually done with the aim of
bringing about a change in the law or policies of the government.”
N N

258. My attention is also drawn to a passage of Lord Hoffmann’s


O O
judgment in R v Jones (Margaret) [2007] 1 AC 136. At Para. 89 of the
P judgment, Lord Hoffmann said:- P

Q Q
“civil disobedience on conscientious grounds has a long and
honourable history in this country.”
R R

S In Wong Chi Fung, the Court of Final Appeal with Lord Hoffmann as the S

non-permanent judge accepted the concept of civil disobedience is equally


T T
recognized in Hong Kong.
U U

V V
- 77 -
A A

B B

C
259. D2 stressed in his evidence that the Trio had borne in mind C
the concept of proportionality throughout their civil disobedience
D D
movement, be it at the time they planned to launch at Chater Road in

E October 2014 or when they announced to launch Occupy Central at Tim E


Mei Avenue on 28th September 2014.
F F

G 260. On the issue of proportionality, it should be noted that in G

Wong Chi Fung, the Court of Final Appeal further cited a passage of Lord
H H
Hoffmann’s judgment in R v Jones (Margaret), “[T]here are conventions
I which are generally accepted by the law-breakers on one side and the law I

enforcers on the other. The protestors behave with a sense of proportion


J J
and do not cause excessive damage or inconvenience. And they vouch the
K sincerity of their beliefs by accepting the penalties imposed by law.” K

L L
261. It should be noted that, much as the defendants rely on the
M concept of civil disobedience, civil disobedience does not constitute any M

defence to a criminal charge brought against a defendant. Even if a


N N
defendant is prosecuted for an offence committed in the course of civil
O disobedience, civil disobedience is not a defence in law. It is no function O

of the court to adjudicate the merits of the political cause behind the civil
P P
disobedience in the trial. The court should focus on the ingredients of the
Q offence and the issues in dispute. Q

R R
262. Dr McCoy SC submitted that the Trio’s purpose of “civil
S disobedience” was to cause a “civic awakening” and not to “paralyse” the S

city, as D2 stated in 2 articles published in Ming Pao52 published on 4th


T T

52
Exhibit D2-3 and D2-5
U U

V V
- 78 -
A A

B B
March 2013 and 23rd August 2013 respectively. In both articles, D2

C
emphasized that it was not the objective of the movement to paralyze C
Central or the financial hub of the city.
D D

E 263. In the press conference of 27th March 2013, when answering E


questions from the press, D2 said amongst other things:-
F F

“…many people feel that we want to paralyze Central….So,


G actually, if he/she is not going to let Central be paralyzed, it is G
actually very easy (to do so)/He/She just arrests us and that’ll
do.”53
H H

I 264. As Lord Hoffmann pointed out in R v Jones (Margaret) I

proportionality in the context of civil disobedience requires the protestors


J J
to behave with a sense of proportion and not to cause excessive damage or
K inconvenience. There is a big difference between (i) calling for restraint K

on the part of protestors that they should behave with a sense of proportion
L L
and not to cause excessive damage or inconvenience and (ii) that the
M obstruction caused should not lead to paralysis of a district or financial hub. M

For the offence of public nuisance, the obstruction caused does not have to
N N
be severe enough to paralyze a district or a financial hub, the test is a much
O lower threshold of reasonableness. O

P P
265. What D2 wrote in Exhibits D2-3, D2-5 and what he said in
Q Exhibit P100 show that at the times he wrote the articles and spoke on the Q

subject, he was harbouring the thought that any obstruction that the OCLP
R R
would cause would be proportionate as long as Central would not be
S paralyzed as a result. S

T T

53
Exhibit P100, page 603
U U

V V
- 79 -
A A

B B
266. In another article published in Ming Pao, D2 wrote:-

C C
“The interference caused by civil disobedience may be greater
D
than regular demonstrations, and participants must think about D
the balance between that and the damage of other people’s
rights. In this regard, in addition to adhering to the principle of
E non-violence (not subjecting law enforcers and opponents to E
physical and verbal attacks) and being willing to bear legal
consequences to avoid harming the rule of law, civil
F F
disobedience must prove that its appeal is in accordance with
the principle of justice, and that its influence on others must be
G ‘proportionate’ so as to avoid excessive interference.”54 G

H 267. What D2 wrote in mid-November 2014 about proportionality H

in civil disobedience was in line with what Lord Hoffmann said in R v


I I
Jones (Margaret). It should be noted, however, that Exhibit D2-12 was
J published on 18th November 2014, when in a fortnight’s time, the Trio were J

to announce the cessation of Occupy Central movement.


K K

L L
268. Under cross-examination, D2 said:-

M M
“To arouse public attention. But causing disruption was not the
core of civil disobedience. The most important part was self-
N N
sacrifice. Because if you are merely causing disruption, you did
not have to do it using civil disobedience. So it already implied
O that the disruption we caused had to be proportionate. By O
achieving the goal of arousing public attention, that would be
very enough.”
P P

Q 269. D2 did not, however, explained what he meant by Q


‘proportionate’. He shed some light on what he meant by proportionate
R R
disruption when he admitted that once occupation of public road started,
S there must be inconvenience. He also accepted that Chater Road, as a S

major thoroughfare, was more busy than Tim Mei Avenue. D2 said the
T T

54
Exhibit D2-12
U U

V V
- 80 -
A A

B B
plan of the Trio was to occupy the designated pedestrian zone and hence

C
the redirection of traffic would not be too serious. D2 further said that they, C
i.e. the Trio anticipated disruption but not the entire area being
D D
paralyzed. In my judgment, the articles written by D2 in relation to the

E OCLP, 55 what D2 said in Exhibit P100 and his evidence under cross- E
examination show that at the time when the Trio were considering the
F F
impact of the occupation would have on the traffic, even if they had in mind
G the concept of proportionality, the test/yardstick they used was whether the G

area would be paralyzed by the occupation. The test/yardstick they used


H H
was totally wrong. They planned to launch the Occupy Central movement
I at Chater Road and they considered the impact of the occupation would be I

acceptable as long as Central/the financial hub would not be paralyzed. In


J J
my judgment, that was not what Lord Hoffmann meant by the protestors
K should act with restraint and they should behave with a sense of proportion K

and not to cause excessive damage or inconvenience. It was only until


L L
18 November 2014 that D2 spoke of proportionality in a way that was in
M line with Lord Hoffmann’s statement in R v Jones (Margaret) i.e. the M

influence on others must be proportionate, so as to avoid excessive


N N
inconvenience to others. In my judgment, the awakening came much too
O late. O

P P
270. It should be noted that whilst Wong Chi Fung was decided in
Q 2018, i.e. after the occurrence of all the relevant events in the present case, Q

R v Jones (Margaret) was decided in 2007.


R R

S 271. On 27th and 28th September 2014, when D1 to D3 called for S

the over-cramming of Admiralty and Central and announced to launch the


T T

55
Exhibits D2-2 and D2-3
U U

V V
- 81 -
A A

B B
Occupy Central movement at Tim Mei Avenue, though the Trio

C
emphasized that the purpose of the movement was fight for universal C
suffrage for the election of the Chief Executive of the HKSAR and the
D D
movement was a non-violent one, there was no sense of proportion in the

E scale of occupation in the plea to occupy CGO, Admiralty and Central. I E


am sure the Trio knew that excessive inconvenience would necessarily be
F F
caused to the general public as a result of the large scale occupation.
G G

272. After 28th September 2014, the occupation movement


H H
continued until 11th December 2014. The Trio did not severe their
I participation in the movement until 2nd December 2014. As the movement I

continued, D1 to D3 were able to see the excessive obstruction and


J J
inconvenience caused by the occupation of public places and roads in and
K in the neighbourhood of Central. K

L L
273. As said, civil disobedience is not a defence to a criminal
M charge. M

N N
274. D2 and D3 submitted that it was all along the emphasis of the
O OCLP to take legal responsibility and allow oneself to be arrested. It was O

also submitted that at no stage was there ever an intention to prolong


P P
conflict with arresting authorities by engaging in confrontation or
Q resistance (Para. 63 of D2 and D3’s Closing Submissions). Q

R R
275. In my judgment, the way a participant should allow oneself to
S be arrested as advocated by the OCLP means that it would require several S

officers to lift one protestor and move him/her to a police vehicle to effect
T T
an arrest. Given the estimated number of participants for the movement at
U U

V V
- 82 -
A A

B B
Chater Road and the number of people at Tim Mei Avenue on 27 th and 28th

C
September 2014, it would be wholly unrealistic to suggest that the Police C
would be able to arrest all the protestors within one or two days. Whilst
D D
the Trio did not have an intention to prolong conflict with arresting

E authorities by engaging in confrontation or resistance, they certainly E


intended to prolong the time required for the arrest action. The evidence
F F
of PW6 shows that it had taken the police almost 5 hours to arrest 242
G people on 11th December 2014. G

H H
276. It is also unrealistic to suggest that “should tens of thousands
I turn out to Occupy Central, the primary concern of the authorities would I

not be a matter of arresting or dispersing the protestors. It would be a


J J
matter of moving towards introducing genuine universal suffrage and
K therefore removing any further need to cause disruption in accordance with K

the proportionality principle”. It is naïve to suggest that a concession to


L L
introduce the form of universal suffrage advocated by the Trio could be
M made by the government overnight with a click of fingers, it is equally M

naïve to suggest a mass protest of tens of thousands of people could be


N N
dispersed overnight even if a positive response were to come from the
O authorities. There is no basis to suggest that should tens of thousands turn O

out to Occupy Central, “that mass expression of resolve was anticipated to


P P
have been sufficient to achieve the desired result and therefore removing
Q any further need to cause further disruption in accordance with the Q

proportionality principle”.
R R

S 277. D2 drew reference from the Anti-National Education protests S

and said the only foreseeable outcome of a tens of thousands turnout was
T T
that the government would accede to the wishes of the people. In my
U U

V V
- 83 -
A A

B B
judgment, the reference to Anti-National Education protests is not an apt

C
one. The subject matters of protests were entirely different. D2 had no C
basis to assume that the government’s reactions to the large turnout in the
D D
Anti-National Education protests and an equally large or even larger

E turnout in the protest in relation to the election of the Chief Executive of E


the HKSAR would be the same.
F F

G 278. In considering the offences that concern this case, i.e. G

“Conspiracy to cause public nuisance”, “Incitement to cause a public


H H
nuisance” and “Incitement to incite a public nuisance”, which all concern
I the common law offence of public nuisance, I have to consider the I

application of the reasonableness test expounded in Yeung May Wan and


J J
in the context of obstruction caused as a result of a peaceful demonstration,
K I have to bear in the forefront of my mind the protection given by the Basic K

Law to the right to peaceful demonstration and give it substantial weight


L L
in the balancing exercise.
M M

APPROPRIATENESS AND CONSTITUTIONALITY OF THE CHARGES


N N

O The Use of the Common Law offence of Public Nuisance Instead of O

Appropriate Statutory Offences


P P

Q 279. It is contended that the Prosecution should not bring charges Q

of public nuisance when there are appropriate statutory offences that can
R R
be used against the defendants. D1 cited the judgment of Lord Hoffmann
S in R v Jones (Margaret) and submitted that prosecutors have conventions S

to follow in a case of civil disobedience and should behave with restraint.


T T
D1 also cited a passage of “Public Nuisance – A Critical Examination,”
U U

V V
- 84 -
A A

B B
Cambridge Law Journal 48(1), March 1989, pp 55-84, at p 77 by J R

C
Spencer. The learned author observed in the article that:- C

D D
“…almost all the prosecutions for public nuisance in recent
years seem to have taken place in one or two situations: first,
E where the defendant’s behaviour amounted to a statutory offence, E
typically punishable with a small penalty, and the prosecutor
wanted a bigger or extra stick to beat him with, and secondly,
F where the defendant’s behaviour was not obviously criminal at F
all and the prosecutor think of nothing else to charge him with.”
G G

280. The above criticisms of J R Spencer were endorsed by Lord


H H
Bingham in Rimmington at Para. 37 of the judgment.
I I

281. It is trite law that the preferring of charges is the sole


J J
prerogative of the Prosecution.
K K

282. The common law offence of public nuisance covers a diverse


L L
range of activities, including obstructing public highways. Other examples
M of public nuisance include carrying on an offensive trade, keeping a M

disorderly house, selling food unfit for human consumption and throwing
N N
fireworks about in the street. It is true that in many cases such conduct will
O now be covered by a specific statutory offence and where this is so a O

criminal prosecution should normally be brought for that rather than at


P P
common law. Having said that, one can easily contemplate a scenario
Q where a charge of statutory offence cannot adequately reflect the serious Q

consequences of the conduct under complaint, take the example of


R R
throwing of fireworks about in the street, if the act had led to catastrophic
S result to the public, a charge of public nuisance cannot be said to be S

inappropriate. Dr. McCoy SC, with his usual fairness, drew my attention
T T
to the recent decision in R v Stockli [2018] 1WLR 5609 (CA) the England
U U

V V
- 85 -
A A

B B
Court of Appeal examined the statement in Rimmington that a charge of

C
public nuisance should not be brought when other lesser crimes were C
available, but held that in the case before it, it was appropriate to bring the
D D
charge of public nuisance.

E E
283. In my judgment, whether the prosecutor can “beat a convicted
F F
defendant with a bigger or extra stick” in the event of conviction depends
G on the findings of the court on the culpability of a convicted defendant. It G

cannot be said just because a charge of public nuisance is used, a prosecutor


H H
can use a bigger or extra stick to beat the defendant in the event of a
I conviction. I

J J
284. In my judgment, if the Prosecution takes the view that the case
K it seeks to prove reveals a level of culpability so high that calls for a K

punishment that no appropriate statutory offence can meet, the Prosecution


L L
is entitled to use the common law offence of public nuisance. Whether
M there is sufficient evidence to prove the charge and whether the facts M

proved revel the level of culpability that the Prosecution contends are of
N N
course different matters.
O O

Conspiracy to Cause a Public Nuisance


P P

Q 285. It is contended that the common law offence of public Q

nuisance, when used in amalgamation with the concept of criminal


R R
conspiracy in cases concerning freedom of expression, freedom of speech,
S freedom of procession and freedom of demonstration, could have the effect S

of curtailing a free exercise of these rights.


T T

U U

V V
- 86 -
A A

B B
286. In Rimmington, the House of Lords decided that the common

C
law offence of public nuisance meets the requirement of certainty C
prescribed by the European Convention on Human Rights.
D D

E 287. The offence of public nuisance requires proof that the E


obstruction under complaint is “not warranted by law”. In the context of
F F
the offence of public nuisance, applying the reasonableness test of Yeung
G May Wan, an obstruction could not be said to be “unwarranted by law” if G

it is a reasonable use of the highway or public places.


H H

I 288. In Yeung May Wan, the Court of Final Appeal held that the I

application of the reasonableness test in any case of obstruction is


J J
essentially a question of fact and degree depending on all the
K circumstances, including the extent and duration of the obstruction, the K

time and place where the obstruction occurs, as well as the purpose for
L L
which the obstruction is done.
M M

289. Relevant to the constitutional challenge in the present case is


N N
that in Yeung May Wan, the Court of Final Appeal held that, where the
O obstruction in question results from a peaceful demonstration, in applying O

the reasonableness test, the court should recognize the protection given by
P P
the Basic Law to the right to peaceful demonstration and give it substantial
Q weight in the balancing exercise. In Para. 44 of the judgment, the Court of Q

Final Appeal reckoned that in assessing the reasonableness of the


R R
obstruction, while the interests of those exercising their right of free
S passage along the highway obviously remain important, and while exercise S

of the right to demonstrate must not cause an obstruction exceeding the


T T
bounds of what is reasonable in the circumstances, such bounds must not
U U

V V
- 87 -
A A

B B
be so narrowly defined as to devalue, or unduly impair the ability to

C
exercise, the constitutional right. C

D D
290. In order words, if the obstruction in question is the result of a

E peaceful demonstration, the “not warranted by law” element requires the E


court to consider and recognise the protection given by the Basic Law to
F F
the right to peaceful demonstration and give it substantial weight in the
G balancing exercise. On the other hand, if the demonstration is not a G

peaceful one, then it would not have the protection given by the Basic Law.
H H

291. In applying the reasonableness test to the facts of this case, I


I I
have borne in mind the protections given by the Basic Law to civil liberties.
J Article 27 of the Basic Law provides that: “Hong Kong residents shall have J

freedom of speech, of the press and of publication; freedom of association,


K K
of assembly, of procession and of demonstration; and the right and
L freedom to form and join trade unions, and to strike”. L

M M
292. I do not see how the offence of conspiracy to cause a public
N N
nuisance could have the undesirable effect of curtailing or suppressing civil

O
disobedience at its formation stage or suppressing human rights as the O
defendants allege. If the agreement under complaint is one to occupy
P P
public roads by way of peaceful demonstration which would result in

Q
obstruction, if the Prosecution fails to prove the element of “not warranted Q
by law”, the offence of conspiracy to cause a public nuisance cannot be
R R
made out. If the Prosecution is able to prove that if the agreement under

S complaint is carried out in accordance with the intentions of the defendants, S


the demonstration in question would result in obstruction which is
T T
unreasonable according to the reasonableness test, and hence not warranted
U U

V V
- 88 -
A A

B B
by law, those who are in the agreement cannot complain if a charge of

C
conspiracy to cause public nuisance is brought against them. The court in C
determining whether the obstruction is unreasonable, is required to have
D D
the protection given to peaceful demonstration given by the Basic Law in

E the forefront of its consideration. It cannot be reasonably argued that a E


charge of conspiracy to cause public nuisance would generate a chilling
F F
effect in society, and many legitimate speeches will be silenced.
G G

Incitement to Commit a Public Nuisance and Incitement to Incite a Public


H H
Nuisance
I I

293. Mr. Pang SC for D5 argued that the offences of “Incitement


J J
to commit public nuisance” and “Incitement to incite public nuisance” are
K unconstitutional. Mr. Pang SC’s complaints are:- K

L L
(1) The offences are not sufficiently certain as to be
M “prescribed law” (Para. 89 to 106 of D5’s Closing M

Submissions) in that the offence of incitement is


N N
complete at the time of the incitement regardless of its
O actual effect and consequence whereas the offence of O

public nuisance is a result-based offence, whether an


P P
act under complaint amounts to a public nuisance is a
Q question of fact contingent on all the known Q

circumstances surrounding the act under complaint. It


R R
is impossible for an inciter to know or foresee at the
S time of the incitement that public nuisance was the S

subject of his communication with the incitee, thus both


T T
offences of “Incitement to commit public nuisance”
U U

V V
- 89 -
A A

B B
and “Incitement to incite public nuisance” would

C
offend the requirement for legal certainty as the inciter C
could not have regulated his conduct in advance to
D D
prevent criminal liability.

E E
(2) The offences violate the “principle of non-retroactivity”
F F
of criminal law (Para. 107 to 111 of D5’s Closing
G Submissions). It is submitted that in any case of the G

prosecution charging an incitement to commit public


H H
nuisance, the judge is required to look beyond the
I words uttered by the defendant and take into I

consideration what had actually occurred after the


J J
alleged incitement. In the present case, the Prosecution
K is asking the court to take into consideration the actual K

circumstances of the protests/demonstrations up until


L L
11th December 2014, which is after the relevant period
M of the alleged incitement of D5, i.e. the period between M

27th and 28th of September 2014, to determine the


N N
content and the scope of the incitement under complaint.
O Mr. Pang SC submitted that the offences of “Incitement O

to commit public nuisance” and “Incitement to incite


P P
public nuisance” together with the use of the
Q application of the evidence of what happened after the Q

alleged incitement necessarily lead to the extension of


R R
criminal liability to cover conduct which is not criminal,
S contrary to the principle of non-retroactivity under S

Art 12 of the BOR.


T T

U U

V V
- 90 -
A A

B B
(3) As a result of (1) and (2), there would be a Draconian

C
“chilling effect” on the exercise of the fundamental C
rights to freedom of speech and freedom of free
D D
expression (Para. 112 of D5’s Closing Submissions).

E “Incitement to commit public nuisance” and E


“Incitement to incite public nuisance.”
F F

G G

294. Mr. Dykes SC adopted Mr. Pang SC’s submissions and


H H
further submitted that the present case is the first time in Hong Kong that
I the offence of incitement to commit public nuisance and incitement to I

incite public nuisance had been used against factual situations concerning
J J
the exercise of a constitutional right to peaceful assembly. Courts should
K therefore be very slow to find that such a hybrid of a common law offence K

and inchoate offences would be precise enough to cover the new factual
L L
situation.
M 295. Mr. Choy SC for D9 took issue with the legality of the M

offences of causing public nuisance and incitement to commit public


N N
nuisance in Para. in 52 to 57 of D9’s Closing Submissions.
O O

296. Mr. Choy SC submitted that to charge a defendant with the


P P
offence of causing public nuisance for the disruption caused in a mass
Q demonstration when, in particular, the defendant is not a position to know Q

all the circumstances, curtails citizens’ right to demonstrate and assembly


R R
in a vague and uncertain manner and fall foul of the “prescribed by law”
S requirement for not being formulated with any precision or clarity as S

regarded to the individual defendant’s conduct or knowledge.


T T

U U

V V
- 91 -
A A

B B
297. Mr. Choy SC further submitted that the problem is

C
compounded when the offence of public nuisance is used together with the C
inchoate offence of incitement. Mr. Choy SC questioned when the line be
D D
crossed between “inciting demonstration”, which is perfectly legal, as

E opposed to “inciting public nuisance.” A vaguely defined charge of E


incitement to commit public nuisance risks imposing a burden on
F F
organisers and participants of demonstration.
G G

298. As said, the House of Lords held in Rimmington that the


H H
common law offence of public nuisance meets the requirement of certainty
I prescribed by the European Convention on Human Rights. The House of I

Lords held that the definition of the offence was clear, precise, adequate
J J
and based on a rational discernible principle so that it had the certainty and
K predictability to meet the requirement of legal certainty. It should be noted K

that the ruling in Rimmington was applied by the Court of Final Appeal in
L L
Leung Tsang Hung v Incorporated Owners of Kwok Wing House (2007)
M 10 HKCFAR 480, albeit in civil context. M

N N
299. In my judgment, there is no basis for the submission that the
O offence of public nuisance in the context of disruption caused in a mass O

demonstration would fall foul of the “prescribed by law” requirement. As


P P
stated before, whether an obstruction under complaint goes beyond what is
Q reasonable and amounts to a public nuisance that involves a common Q

injury, the reasonableness test as laid down in Yeung May Wan requires
R R
that all the circumstances of the obstruction, including the extent, duration,
S time, place and purpose of the obstruction should be taken into S

consideration. Hence, for the common law offence of public nuisance, if


T T
the obstruction under complaint was the result of a peaceful demonstration,
U U

V V
- 92 -
A A

B B
in determining whether the obstruction under complaint was unreasonable,

C
the entire circumstances of the obstruction, including the extent, duration, C
time, place and purpose of the obstruction should be taken into
D D
consideration.

E E
300. It was held in Rimmington that the actus reus of the offence of
F F
public nuisance requires proof that:-
G G

(a) Doing an act not warranted by law, or omitting to


H H
discharge a legal duty; and
I I

(b) The effect of such act or omission was to endanger the


J J
life, health, property or comfort of the public, or to
K obstruct the public in the exercise of rights common to K

everyone
L L

M 301. The actus reus required is the same whether the act under M

complaint is one of carrying on an offensive trade, keeping a disorderly


N N
house, selling food unfit for human consumption and throwing fireworks
O about in the street or obstructing public highway as result of demonstration. O

P P
302. It was held in Rimmington that the mens rea required for the
Q offence of public nuisance requires proof that the accused knew, or ought Q

to have known (because the means of knowledge were available to him)


R R
the consequence of what he did or omitted to do. In my judgment, there is
S nothing imprecise or unclear about the mens rea required for the offence of S

public nuisance in the context of obstruction resulted from a mass


T T
demonstration.
U U

V V
- 93 -
A A

B B

C
303. For the requirement that “the suffering must be the suffering C
of common injury by members of the public by interference with rights
D D
enjoyed by them as such”, the principle is trite and well settled. As Lord

E Bingham pointed out in Para. 6 of the judgment in Rimmington, E


interference with the use by members of the public of a public highway is
F F
the most typical example of common injury. In my judgment, there is
G nothing in the complaint that the use of the common law offence of public G

nuisance in for disruption or obstruction resulted from mass demonstration


H H
falls foul of “prescribed by law” requirement.
I I

304. Mr. Leung SC is right to point out that for the offences of
J J
“Incitement to commit public nuisance” and “Incitement to incite public
K nuisance”, the respective mental requirements do not depend on the K

circumstances of any subsequent obstruction actually caused by the incitee.


L L
The Prosecution made it clear that the evidence of PW6 as to what
M happened after 28th September 2014 was adduced to show the M

consequences of the offences which are relevant to the culpability of the


N N
accused. For the respective mental requirements for the offences of
O “Incitement to commit public nuisance” and “Incitement to incite public O

nuisance”, I agree with Mr. Leung SC that the focus should be on the
P P
intention on the part of the incitor at the time when the incitement is made.
Q It was held in HKSAR v Jariabka Juraj [2017] 2 HKLRD 266, the actual Q

intention on the part of the incitee is entirely irrelevant. In my judgment,


R R
there is nothing in the complaint that the offences of “Incitement to commit
S public nuisance” and “Incitement to incite public nuisance” offend the S

principle against retroactivity.


T T

U U

V V
- 94 -
A A

B B
305. The actus reus and mens rea required for the offence of

C
“Incitement to commit public nuisance” are that of the person charge, C
i.e. the incitor; so is the offence of “Incitement to incite public nuisance”.
D D
There is nothing uncertain about the elements of the offences. The legal

E principles on inchoate offence of incitement and the common law offence E


of public nuisance are well settled. The consideration of the offences of
F F
the offences of “Incitement to commit public nuisance” and “Incitement to
G incite public nuisance” involves an application of some well settled legal G

principles.
H H

I 306. I agree with the analysis of the Prosecution that, once the I

elements for the offences of “Incitement to commit public nuisance” and


J J
“Incitement to incite public nuisance” are properly understood, the issue
K for the offence of “Incitement to commit public nuisance” is whether, at K

the time the incitement is made, the defendant (the incitor) intends or
L L
believes that if the incitee (B) does the act incited under the circumstances
M that are known or believed by the defendant (the incitor), the incitee (B) M

would commit the offence of public nuisance with the requisite mens rea.
N N
For the offence of “Incitement to incite public nuisance”, the issue is
O whether, at the time of the incitement, the defendant (the incitor) intends O

or believes that if the incitee (B) does the act incited under the
P P
circumstances that are known or believed by the defendant (the incitor),
Q the incitee (B) would commit the offence of incitement with the requisite Q

mens rea, namely, that the incitee (B) intended to incite another person or
R R
persons (C and so on), knowing that those other person(s), if they acted
S upon the incitee’s (B) incitement, would commit the offence of public S

nuisance.
T T

U U

V V
- 95 -
A A

B B
307. Both arguments (1) and (2) of Mr. Pang SC fail for the reasons

C
given, it follows that argument (3) also fails, the offences do not give rise C
to any “chilling effect” on the exercise of the fundamental rights to freedom
D D
of speech and freedom of peaceful assembly.

E E
308. The constitutional challenge to the offences of “Incitement to
F F
commit public nuisance” and “Incitement to incite public nuisance” thus
G fail for the above reasons. G

H H
PROPORTIONALITY
I I

309. Mr. Choy SC submitted that “a blanket criminalization of


J J
demonstrators who have participated in a demonstration that caused
K unreasonable obstruction is a disproportionate means to attempt to deal K

with the disruptive impact of a demonstration” (Para. 65 of D9’s Closing


L L
Submissions). D9 contends that a very onerous burden would be placed
M on individual demonstrators if a demonstration can cause no more than M

“reasonable” obstruction.
N N

O 310. The Court of Final Appeal held in HKSAR v Chow Nok Hang O

(2013) 16 HKAFAR 837 that


P P

Q “38. Article 17 allows a line to be drawn between peaceful Q


demonstrations (where, as noted above, full rein is given to
freedom of expression) and conduct which disrupts or threatens
R R
to disrupt public order, as well as conduct which infringes the
rights and freedoms of others…
S S
39. Once a demonstrator becomes involved in violence or the
threat of violence – somewhat artificially referred to as a “breach
T of the peace” – that demonstrator crosses the line separating T
constitutionally protected peaceful demonstration from unlawful
U U

V V
- 96 -
A A

B activity which is subject to legal sanctions and constraints. The B


same applies where the demonstrator crosses the line by
C unlawfully interfering with the rights and freedom of others. C

…..
D D
42. Lines also have to be drawn where a demonstrator’s conduct
impinges unacceptably upon rights of others (which may or may
E E
not be constitutionally protected rights) Such a line had to be
drawn, for instance, in Yeung May Wan v HKSAR, where the
F Court had to decide whether the offence of obstructing a public F
place was properly applied so as to curtail a static, peaceful
demonstration by a small group of Falun Gong protestors which
G G
obstructed only part of the pavement, on the basis that they were
interfering with the rights of other users of the public highway…”
H H

311. It is clear from the judgment of the Court of Final Appeal in


I I
Yeung May Wan and Chow Nok Hang that when the obstruction under
J complaint is the result of a demonstration, the “reasonableness” test only J

applies if the demonstration is a peaceful one which does not involve


K K
violence or threat of violence (“breach of the peace”). In the presence case,
L the Prosecution does not contest the demonstration that took place was a L

peaceful one. In fact it is because the demonstration in the present case


M M
was a peaceful one that necessitates the consideration and application of
N the reasonableness test. N

O O
312. In my judgment, the reasonableness test in Yeung May Wan
P has subsumed into it the consideration of proportionality. As said, it was P

held in Yeung May Wan that a person who creates an obstruction could not
Q Q
be said to be acting “without lawful excuse” if his conduct involves a
R R
reasonable use of the highway or public places.

S S
313. As stated above, the Court of Final Appeal held that the
T T
application of the reasonableness test in any case of obstruction is

U U

V V
- 97 -
A A

B B
essentially a question of fact and degree depending on all the

C
circumstances, including the extent and duration of the obstruction, the C
time and place where the obstruction occurs, as well as the purpose for
D D
which the obstruction is done.

E E
314. In Yeung May Wan, the Court of Final Appeal had not
F F
overlooked the impact that the “reasonableness” test might have on mass
G demonstrations. It was held that, where the obstruction under complaint G

resulted from a peaceful demonstration, in applying the reasonableness


H H
test, the court should recognize the protection given by the Basic Law to
I the right to peaceful demonstration and give it substantial weight in the I

balancing exercise. The Court of Final Appeal further held that in


J J
assessing the reasonableness of the obstruction, while the interests of those
K exercising their right of free passage along the highway obviously remain K

important, and while exercise of the right to demonstrate must not cause an
L L
obstruction exceeding the bounds of what is reasonable in the
M circumstances, such bounds must not be so narrowly defined as to devalue, M

or unduly impair the ability to exercise, the constitutional right.


N N

O 315. I agree with the Prosecution’s submission in reply that the O

application of the reasonableness test for the offence of public nuisance in


P P
respect of obstruction of public roads is a proportionate response to protect
Q the exercise of the constitutional right to peaceful demonstration by the Q

protestors on one hand, and on the other hand, the rights and freedoms of
R R
other members of the public. The protection of these competing interests
S should be approached with care taken to balance the competing rights of S

the protestors and the rights of other members of the public, and when the
T T
obstruction under complaint is resulted from a peaceful demonstration, in
U U

V V
- 98 -
A A

B B
applying the “reasonableness” test, the court should not define the bounds

C
of reasonableness so narrowly as to devalue or unduly impair the ability to C
exercise the constitutional right.
D D

E 316. In my judgment, a proper application of the reasonableness E


test allows the right balance be struck between the competing rights of the
F F
protestors in a peaceful demonstration and the rights of other members of
G the public without infringing the exercise of the constitutionally protected G

rights of the protestors. The offences of “Conspiracy to commit public


H H
nuisance”, “Incitement to commit public nuisance” and “Incitement to
I incite public nuisance” require proof of not only that the obstruction under I

complaint has exceeded the bounds of reasonableness such that it falls


J J
outside the ambit of constitutionally protected right, the offences also
K require proof of “a common injury to the public”. The deployment of these K

offences in a case of mass demonstration does not constitute any “blanket


L L
criminalization”.
M M

317. In my judgement, the offences of “Conspiracy to commit


N N
public nuisance”, “Incitement to commit public nuisance” and “Incitement
O to incite public nuisance” satisfy the proportionality requirement for the O

restriction of the fundamental rights to freedom of speech and freedom of


P P
peaceful assembly.
Q Q

THE EFFECT OF CORDONING OFF TIM MEI AVENUE BY THE


R R
POLICE ON 26 SEPTEMBER 2014
S S

318. The evidence of PW 2 shows that the west side (northbound)


T T
th
carriageway of Tim Mei Avenue was cordoned off at 5:30 p.m. on 26
U U

V V
- 99 -
A A

B B
September 2014. PW2 decided to cordon off the northbound carriageway

C
because at that time there were many people walking onto the carriageway. C
PW2 gave evidence that he made the decision after he had considered the
D D
number of people, the public safety and public order. He considered that

E there was a need to close Tim Mei Avenue so that the public meeting could E
be conducted safely.
F F

G 319. The evidence of DW7 Mr. Au shows that at around 8:30 p.m. G

on 26th September 2014, the southbound carriageway of Tim Mei Avenue


H H
was also cordoned off by the Police.
I I

320. Submissions were made by the defence that, because of the


J J
cordoning off of Tim Mei Avenue by the Police:-
K K

(i) The relevant defendant(s) could not have incited public


L L
nuisance by obstructing the vehicular passage of the
M carriageways of Tim Mei Avenue; M

N N
(ii) The occupation of the carriageways by the participants
O in the public meetings at Tim Mei Avenue was lawful; O

P P
(iii) The relevant defendant(s) who allegedly incited the
Q crowds at Tim Mei Avenue to (i) commit public Q

nuisance and (ii) incite others to commit public


R R
nuisance could not have the requisite mens rea to cause
S unreasonable obstruction “not warranted by law”; S

T T

U U

V V
- 100 -
A A

B B
(iv) As the alleged incitements in respect of Charge 2 and

C
Charge 3 were made between 27th and 28th September C
2014, i.e. at a time when Tim Mei Avenue had already
D D
been cordoned off by the Police, it was impossible that

E the offences of “Incitement to commit public nuisance” E


and “Incitement to incite public nuisance” could have
F F
been committed by the relevant defendant(s).
G G

321. The Prosecution submitted that the closure of the


H H
carriageways of Tim Mei Avenue has no bearing on the important issues
I in this case. Mr. Leung SC submitted that the evidence shows that the I

defendants were asking the people to go to Tim Mei Avenue through the
J J
alternative route from the Academy for Performing Arts, Wanchai. The
K fact that the Police decided to block the passages from Admiralty to Tim K

Mei Avenue was no reason or excuse for any member of the public to go
L L
through the relevant carriageways of Harcourt Road to Tim Mei Avenue
M and stay thereon. M

N N
322. In my judgment, the fact that the Police cordoned off the
O carriageways of Tim Mei Avenue on 26th September 2014 should give no O

reason or excuse for any member of the public to stay on the carriageways
P P
indefinitely. The closure of the carriageways of Tim Mei Avenue should
Q not be taken as a carte blanche for the protestors to occupy the carriageways Q

indefinitely. PW2 cordoned off the carriageways to enable the public


R R
meeting to carry on safely, not indefinitely. It should be noted that, on the
S issue of the intended duration of the public meeting under complaint, Mr. S

Pang SC submitted that as the Prosecution had clarified, upon the request
T T
of D5, the words “prolonged or indefinite period of time” referred to in the
U U

V V
- 101 -
A A

B B
Opening mean an “undetermined period of time in the future”, the

C
Prosecution’s Closing Submissions are an unexplained departure from the C
further particulars provided as the Prosecution continually referred to a
D D
prolonged period (e.g. Para. 262, 277, 301). He submitted that the

E Prosecution should be held to the particulars supplied on the basis of which E


the evidence was heard. My record shows that at the hearing on 19th
F F
November 2018, Mr. Bruce SC accepted what Mr. Pang said on the issue,
G Mr. Bruce SC took the view that the difference between prolonged and G

indefinite carry with it the same meaning, an undetermined time in the


H H
future.
I 323. However, with the closure of the carriageways of Tim Mei I

Avenue, those who incited the people at Tim Mei Avenue to walk onto and
J J
stay on the roads after the closure might think that they were not inciting
K people to cause unreasonable obstruction to the road as long as it remained K

cordoned off by the Police. For the same reasons, those who incited the
L L
people present at Tim Mei Avenue to incite other people to come and
M occupy Tim Mei Avenue might think that they were not inciting the people M

at Tim Mei Avenue to incite others to cause unreasonable obstruction as


N N
long as Tim Mei Avenue remained cordoned off by the Police.
O O

324. In short, the relevant defendant(s) who incited the people at


P P
th th
Tim Mei Avenue on 27 and 28 September 2014 to (i) occupy the
Q carriageways of Tim Mei Avenue and/or (ii) to incite other people to Q

occupy the carriageways of Tim Mei Avenue might think that they were
R R
not inciting anyone present to cause any unreasonable obstruction to the
S road or inciting those present at Tim Mei Avenue to incite others to cause S

any unreasonable obstruction to the road.


T T

U U

V V
- 102 -
A A

B B
325. In the circumstances, the closure of the carriageways of Tim

C
Mei Avenue by the Police has a bearing on the issue whether the relevant C
defendant(s) knew or believed that the incitement(s) under complaint
D D
would result in a public nuisance, i.e. unreasonable obstruction of the

E carriageways of Tim Mei Avenue amounting to a suffering of common E


injury by members of the public.
F F

G 326. It follows from the above analysis that D1 to D7 should have G

the benefit of doubt in so far as the pleas made by them to the people at
H H
Tim Mei Avenue to (i) occupy the carriageways of Tim Mei Avenue and
I (ii) incite other people to occupy the carriageways of Tim Mei Avenue are I

concerned.
J J

K 327. Despite my findings of the effect that the closure of Tim Mei K

Avenue by the Police on 27th and 28th September 2014 had on Charge 2
L L
and Charge 3, in my judgment, Charge 2 and Charge 3 do not fail.
M M

328. It is useful to recapitulate the particulars of Charge 2 and


N N
Charge 3:-
O O

The particulars of Charge 2 “Incitement to commit public nuisance” allege


P P
that D1 to D7, “between the 27 and 28 of September, 2014, in Hong
th th

Q Kong, unlawfully incited persons present at Tim Mei Avenue, Admiralty Q

to cause a public nuisance to the public by unlawfully obstructing public


R R
places and roads at and in the neighbourhood of Tim Mei Avenue.”
S (Emphasis added) S

T T

U U

V V
- 103 -
A A

B B
The particulars of Charge 3 “Incitement to incite public nuisance” allege

C
that D1 to D7, “between the 27th and 28th of September, 2014, at Tim Mei C
Avenue, Admiralty, in Hong Kong, unlawfully incited persons at Tim Mei
D D
Avenue, Admiralty, to incite other persons to cause a public nuisance to

E the public by unlawfully obstructing public places and roads at and in E


the neighbourhood of Tim Mei Avenue.” (Emphasis added)
F F

G 329. It is immediately clear from the reading of the particulars of G

Charge 2 and Charge 3 that the complaints of the charges are that the
H H
relevant defendants incited persons present at Tim Mei Avenue to (i) cause
I a public puissance to the public (Charge 2); (ii) incite other persons to cause I

a public puissance to the public (Charge 3), by unlawfully obstructing


J J
public places and roads at and in the neighbourhood of Tim Mei
K Avenue (Charge 2 and Charge 3). K

L L
330. The evidence shows that amongst the pleas made by D1 to D7
M between the 27th and 28th of September 2014, apart from pleas to occupy M

Tim Mei Avenue and pleas to ask/invite others to do the same, there were
N N
also pleas to occupy Admiralty, Central and Wanchai and pleas to
O ask/invite others to occupy Admiralty, Central and Wanchai. The O

following pleas to occupy Admiralty, Central and Wanchai clearly went


P P
beyond the scope of occupying Tim Mei Avenue which had been cordoned
Q off since 26th September 2014:- Q

R R
th
(1) In the afternoon on 27 September 2014, when D6
S addressed the people at Tim Mei Avenue, he said: S

T T
“now we hope that everybody, yes, can really ask more
people to come out and over-cram Tim Mei Avenue, also,
U U

V V
- 104 -
A A

B it is hoped that the nearby carriageways will also be B


over-crammed, and (we) continued to extend the area
C of our civil disobedience.” (Emphasis added)56 C

D (2) On 27th September 2014, when D1 addressed the crowd D

in the presence of D2, D4 and D6 at Tim Mei Square,


E E
he said, amongst other things,
F F

“…..Let’s over-cram Admiralty first. Where shall (we)


G over-cram next? Central! We must be able to see the G
arrival of genuine universal suffrage in Hong Kong!”
(Emphasis added)57
H H

I (3) On the same occasion, immediately after D1’s address, I

D4 echoed D1 (“Benny”) and said in the presence of


J J
D1, D2 and D6:
K K

“Hey, let’s go to occupy Admiralty now. Thank you,


L Benny. ‘Chung’ (transliteration), now it is the ‘Chung’ L
(transliteration) of ‘Kam Chung’ (transliteration) (the
name of Admiralty in Chinese). Later, it will be the
M M
‘Chung” (transliteration) of ‘Chung Wan’ (the name of
Central in Chinese)…..” and “We hope to over-
N cramming Tim Mei Avenue, right? Over-cram Tim Mei N
Avenue! Over-cram Tim Mei Avenue! Over-cram Tim
Mei Avenue! Over-cram Admiralty! Over-cram
O Admiralty! Over-cram Admiralty! Good! ….” O
(Emphasis added)58
P P

(4) In the evening on 27th September 2014, in the presence


Q Q
of D4 and D7, D6 addressed the people at Tim Mei
R Avenue and said: R

S S

T 56 T
Exhibit P17, page 1102
57
Exhibit P20, page 1107 and Appendix I of the Prosecution’s Closing Submission
58
Exhibit P20, page 1107 and Page 1111 and Appendix I of the Prosecution’s Closing Submissions
U U

V V
- 105 -
A A

B “Right, well, let me tell you a piece of good news rather B


than always listening to those things that (make you feel)
C heavy (-hearted). Well, we, now on the bridge outside C
Admiralty, it is still full of people all over the footbridge
(there). They are in the direction of our side, coming
D towards us here, right. Our (activity) today, should be D
the largest Civil Disobedience (activity) over the years,
certainly, the number of people, we have not yet got the
E E
largest of people, but (we) hope that the members of the
public would not remain at our current achievements
F (attained), let us keep asking more people to come, over- F
cramming Admiralty.”
G G
“Well! As what we have seen, actually, there are huge
crowds of people everywhere. Well! We, starting from
H Harcourt Road to the entire Tim Mei Avenue, all were H
(packed with) people, the open space of the Legislative
Council is also full of people, so everybody keeps asking
I people to come!” (Emphasis added)59 I

J J
(5) In the afternoon on 28th September 2014, when D7

K spoke on the main stage at Tim Mei Avenue in the K


presence of D1, D2 and D5 (on stage) and D3 (below
L L
stage), he said, amongst other things,
M M
“….However, we know that roughly more than ten
N thousand citizens have blocked the road (from) the N
Admiralty Centre, the whole of KFC to Rodney Street.
At the same time, at the Hong Kong Academy ‘Centre’
O (sic) of Performing Arts, Wanchai, there are ten O
thousand people. Adding (them) up, (we’ve) got a total
P of about thirty thousand people here. Here, I am P
appealing to all the citizens in Hong Kong to come
together – no matter whether (you) can enter the area or
Q not, go to Admiralty, go to Wan Chai. Let us fill up the Q
whole of Admiralty (and) Wan Chai. Together, (we) can
besiege the whole of Central Government Offices from
R R
the side of Rodney Street, from the side of the Hong
Kong Academy ‘Centre” (sic) of Performing Arts. We
S demand --……Let us fill up Admiralty and Wan Chai S
together….” (Emphasis added)60
T T
59
Exhibit P40, page 1244-1245, and Appendix I of the Prosecution’s Closing Submissions
60
Exhibit P69, pages 1545-1546 and Appendix I of the prosecution’s Closing Submissions
U U

V V
- 106 -
A A

B B

C
It should be noted that the locations mentioned by D7 C
in the said address, i.e. Admiralty Centre, the Central
D D
Government Offices, Rodney Street, the Academy for

E Performing Arts are all located in the neighbourhood of E


Tim Mei Avenue.
F F

G (6) In the afternoon on 28th September 2014, when D5 and G

D7 addressed the people at Tim Mei Avenue in the


H H
presence of D1 and D3, D5 and D7 said amongst other
I things: I

J J
“D5: ……Our –our friends who gather round here to
watch have already over-crammed two more
K roads. K
D7: Hurray!
D5: (The crowd) has already over-crammed two
L L
roads (outside) the Hong Kong Academy for
Performing Arts.
M D7: And more citizens are coming successively. M
(Let’s) continue to occupy the roads together.
D5: We are asking more friends to come here, (we are
N asking) more friends to come here. Let’s over- N
cram Admiralty. (Let’s) over-cram Wan Chai.
O (Let’s) over-cram Central. O
D7: Friends on that side, keep it up. We know that
some friends there have already prepared to dash
P out to occupy the road(s). Let’s cheer them on, P
shall we?
D5: Comrades, let’s over-cram Wan Chai together.
Q Q
(Let’s) over-cram Admiralty. (Let’s) over-cram
Central.…..” (Emphasis added)61
R R

S S

T T

61
Exhibit P74, pages 1588-1589 and Appendix 1 of the Prosecution’s Closing Submissions
U U

V V
- 107 -
A A

B B
(7) Not long afterwards, D5 and D7 spoke on the main

C
stage at Tim Mei Avenue in the presence of D1 and D2 C
(on stage) and D3 (below stage) and said:
D D

“D7: We have got news that…. On the side of Harcourt


E E
Road.. many friends have already gone out onto
the road! (They) have already occupied the road!
F Hurray! F
D5: Occupy the road!
D7: Occupy the road!
G G
D5: Occupy the road!
D7: Occupy the road!
H D5: Occupy the road! H
D7: Occupy the road!
D5: Hurray!
I D7: Hurray! I
D5: Hurray!
J D7: Hurray!” J
(Emphasis added)62

K K
(8) Shortly afterwards, D5 and D7 spoke on the main stage
L at Tim Mei Avenue in the presence of D3 (below stage) L

and said:
M M

N “D5: Our picket has just made a report that the 6 N


carriageways of H-Harcourt Road bound for
Central as well as Causeway Bay, the 6
O O
carriageways have already been over-crammed
(with people) sitting (there)! We have already
P over-crammed 6 carriageways (with people) P
sitting (there). Keep coming! Keep coming!
Keep coming!
Q D7: Keep coming” (Emphasis added)63 Q

R R

S S

T T
62
Exhibit P74, pages 1591-1592 and Appendix 1 of the Prosecution’s Closing Submissions
63
Exhibit P74, page 1593 and Appendix 1 of the Prosecution’s Closing Submissions
U U

V V
- 108 -
A A

B B
(9) Later in the same afternoon, when D7 spoke on the

C
main stage at Tim Mei Avenue in the presence of D5 C
(on stage) and D3 (below stage), he said:
D D

“We are here to call for more people to come out to over-
E E
cram Admiralty (and) to over-cram Wan Chai with us.
(Let’s) carry on with the Occupy (movement).”
F (Emphasis added)64 F

G (10) Later in the same afternoon, when D7 spoke on the G

main stage at Tim Mei Avenue in the presence of D2


H H
(on stage), he said:
I I

“We are here to appeal to our friends who have not yet
J J
come to join us, come quickly to over-cram Admiralty
and Wan Chai, and to occupy this Hong Kong that
K belongs to us.” (Emphasis added)65 K

L 331. It is clear that D1, D4, D5, D6 and D7 each had called for L

occupation or over-cramming of places “at and in the neighbourhood of


M M
Tim Mei Avenue”.
N N

332. In my judgment, the closure of Tim Mei Avenue by the Police


O O
on 26th September 2014 could not have made the relevant defendant(s)
P think that “over-cramming” of the public places and roads “in the P

neighbourhood of Tim Mei Avenue Admiralty, Central and Wanchai” was


Q Q
not “unwarranted by law”. The relevant defendant(s) could not have
R R
thought that any obstruction caused by over-cramming of Admiralty and

S
Central was not unreasonable. The relevant defendant(s) could not have S

T T
64
Exhibit P74, page 1594 and Appendix 1 of the Prosecution’s Closing Submissions
65
Exhibit P74, page 1598 and Appendix 1 of the Prosecution’s Closing Submissions
U U

V V
- 109 -
A A

B B
thought that as the Police had cordoned off Tim Mei Avenue, no additional

C
obstruction would be caused by over-cramming those parts of Admiralty, C
Central and Wanchai not at, but within the neighbourhood of Tim Mei
D D
Avenue.

E E
THE APPLICATION OF THE CO-CONSPIRATORS RULE
F F

G 333. The Prosecution invokes and relies on the co-conspirators rule G

under Charge 1 against D1 to D3. In order to understand the evidence that


H H
the Prosecution relies on to invoke the co-conspirators rule and the extent
I that Prosecution seeks to rely on the rule. It is necessary to set out the I

relevant parts of the Prosecution’s Opening in full:-


J J

K “2. In a press conference held at what appeared to be a K


church on 27th March 2013 (the “March 27 Press Conference”,
as captured on Exhibits P-96, P-98, P-99 and P100), D1, D2
L and D3 together announced the commencement of the OCLP. L
The Prosecution case is that D1, on behalf of the three, read out
M what they described as their Manifesto (信念書 ) setting out the M
aim of the campaign, namely, to strive for the form of universal
suffrage they advocated in the election of the Chief Executive of
N N
the HKSAR in 2017. D1 stated, amongst other things, that:-
(1) “The campaign consists of four steps: signing the
O covenant; the deliberation day; citizen authorization O
process, and finally, the act of civil disobedience”;
(2) “After the deliberation day and authorization by citizens,
P P
the campaign will put forward a concrete proposal on
the election of the Chief Executive in 2017. If the
Q authorities concerned show no regard for the Q
democratic demands of the citizens, and bring up some
election methods which do not meet the international
R standards of universal suffrage, we shall, at a suitable R
time, carry out civil disobedience in terms of Occupy
S Central”, [Emphasis by the undersigned] and S
(3) “There are three ways for citizens to participate in the
Occupy action: to provide support to those who carry out
T the acts of civil disobedience without breaking any law T
themselves, to carry out the act of civil disobedience
without giving up to the authorities, but we hope that
U U

V V
- 110 -
A A

B there would still be substantial number of citizens may B


choose to carry out the act of civil disobedience, gives
C themselves up to the authorities, and file no defence in C
the trial. We expect there will be at least 10,000 people
who follow the conscience and participate in different
D aspects of this campaign: let love and peace occupy D
Central.”
E E
3. In the same press conference, D3 stated, amongst other
things, that:-
F “So, by way if violating the law and civil disobedience, we’ve F
revealed that justice failed to be served. By defying the law
ourselves, we’ve also highlighted the injustice of the system
G G
inside the underlying framework that is thought to be legal.”

H 4. D2, when answering a question from the press, stated:- H


“If, by then, we sit on the road surface in Central, if he/she
comes to arrest us, we won’t put up resistance; we’ll let (him/her)
I carry us on board a police vehicle, and then go to the police I
station. So, actually, if he/she is not going to let Central be
J paralyzed, it is actually very easy (to do so).” J

5. The March 27 Press Conference is the public


K manifestation of a meeting of minds amongst D1, D2 and D3 in K
forming a conspiracy to commit public nuisance through the
unlawful obstruction of public places and roads in or in the
L L
neighbourhood of Central.

M 6. Thereafter, D1, D2 and D3 continued to publicly M


introduce the campaign of the OCLP on various occasions:-_
(1) On 30 April 2013, D1, D2 and D3together appeared on a
N radio programme named “On a Clear Day” (as captured on N
Exhibit P-104) in which they discussed about the campaign of
O the OCLP. During the programme:- O
(a) When asked by the programme host if the people
participating in Occupy Central would be guilty of the offence
P of unlawful assembly, D1 said they would “only sit on the P
carriageway” and would not charge at anything to break the
order;
Q Q
(b) D1 stated that they would be holding the “first
deliberation day” (“D-Day1”) of the OCLP at the University of
R Hong Kong on 9 June 2013, to get the people engage in R
discussions on what methods to be used in carrying out civil
disobedience through Occupy Central. D1 further stated that
S S
they would be holding further deliberation days in future, and
they had been preparing for a deliberation day with an estimated
T number of participants of 10,000 people, and T
(c) D2 stated that the OCLP would have a street booth during
the protest on 1 July 2013 when they would provide information
U U

V V
- 111 -
A A

B to citizens who had questions about the campaign of OCLP and B


would also be holding a fund raising for the campaign. D3 also
C stated that there would be a bank account for the volunteers to C
make donations for the campaign.
(2) On 9 June 2013, D1, D2 D3 held the first deliberation
D day of the OCLP (i.e. “D-Day 1, as captured on Exhibits P-116 D
and P-117) at the University of Hong Kong. During the said
event, which appear to be a public event to the audience at that
E E
event:-
(a) D1 reiterated the goal of the OCLP to strive for their
F advocated form of universal suffrage in the election of the Chief F
Executive by way of civil disobedience, and stated that the
G campaign had now proceeded from “gestation period” (醞釀期 ) G
to “organizational preparation period” ( 組織装備期 ). The
H aim of the deliberation day was to set the agenda and identify H
the major issues that might be encountered in the campaign (for
example, when Occupy Central happened, how the participants
I would respond to the police’s deployment) in order to enable the I
OCLP to achieve the goal successfully. D1 summarized the
J campaign of OCLP in the following words: “democratic J
deliberation, civic authorization, proposal formulation, civil
disobedience, occupy Central, fight for universal suffrage”( 民
K K
主商討、公民授權、確立方案、公民抗命、佔領中環、爭取
L 普選 ); L
(b) D2 explained the concept of civil disobedience, which he
said was an “active refusal by the citizens to abide by
M M
unreasonable laws, demands or commands without turning to
violent means”. D2 stated that the existing electoral system of
N Hong Kong was unjust, and they would fight for a just political N
system by means of civil disobedience; and
(c) D3 stated that the gathering on the day was for the
O participants to make determinations together to enable them to O
strive for their advocated form of universal suffrage in the
P election of the Chief Executive in 2017. D3 stated that he was P
willing to stay with the participants to achieve the goal even up
to the stage of civil disobedience.
Q (3) On 1 July 2013, D1, D2 and D3 together attended a Q
public gathering at Chater Garden at which they gave speeches
on a stage (as captured on Exhibits P-106 and P-122). During
R R
the event:-
(a) D1 stated, amongst other things, that he wrote an article
S in the beginning of the year suggesting one to strive for universal S
suffrage by way of civil disobedience by occupying Central. D1
then decided that he would take part in the civil disobedience
T himself, and asked D2 and D3 to join him for the campaign; T

U U

V V
- 112 -
A A

B (b) D3 stated, to the persons gathered at the meeting, B


amongst other things, that when D1 asked him to take part in the
C civil disobedience to occupy Central, he phoned D2 and asked C
if D2 would join. D2 then told D3 that he would take part in the
campaign; and
D (c) D2 also acknowledged to the persons gathered at the D
meeting that he had participated in the campaign of OCLP.
(4) On a day between June and October 2013, D3 gave a
E E
speech at a street forum (as captured in Exhibit P-108). D3
stated, amongst other things, that:-
F (a) The crux of OCLP was a civic awakening movement, to F
encourage everyone “to step forward, to speak out your mind”;
(b) The “three of us” [the Prosecution case is that he was
G G
referring to himself and D1 and D2] had attended events in
various districts explaining the campaign of the OCLP and
H collecting citizens’ opinions on the campaign; and H
(c) The OCLP held the first deliberation day on 9 June 2013,
and held the second deliberation day in November 2013. The
I OCLP hoped to hold a meeting in December 2013 gathering the I
participants in the first and the second deliberation days
J together. J

7. The Prosecution relies on the co-conspirators rule


K whereby evidence of the acts and declarations of one or more K
conspirators in furtherance of a conspiracy may be adduced to
prove the extent and degree of participation if others in the
L L
conspiracy and the nature and extent of the conspiracy. The
reasonable evidence for invoking the co-conspirators rule in the
M 1st Charge against D1, D2 and D3 are the relevant speeches M
made by D1, D2 and D3 respectively as captured in the above
videos. Pursuant to the co-conspirators rule, the speeches made
N by each of D1, D2 and D3 in the above videos will be adduced N
to prove the extent and degree of their participation in the
O conspiracy of the two other Defendants who did not make those O
speeches.

P 8. The case for the Prosecution is that the foregoing P


speeches made by D1, D2 and D3 constitute evidence of the
meeting of minds amongst D1, D2 and D3 in the conspiracy to
Q Q
commit public nuisance through the unlawful obstruction of
places and roads in or in the neighbourhood of Central. The
R Prosecution alleges that the proposed action of “Occupy R
Central” by D1, D2 and D3 was an unlawful one, conducted by
way of the occupation of public thoroughfares in unreasonable
S S
way that would amount to a common injury to the public or a
significant section thereof, in an attempt to strive for their
T advocated form of universal suffrage. The choice of the location T
of Central was calculated to make an impact by creating an

U U

V V
- 113 -
A A

B unreasonable obstruction in the centre of the city, thereby B


forcing the authorities to respond to their demands.
C C
………..

D 37. In addition, as regards the 1st Charge of conspiracy D


against D1, D2 and D3, the Prosecution relies on the co-
conspirators rule as stated in Para. 7 above. Pursuant to the co-
E E
conspirators rule, the speeches made by each of D1, D2 and D3
in the above videos during the gathering at Tim Mei Avenue on
F 27 and 28 September 2014 will be adduced to prove the extent F
and degree of participation in the conspiracy of the other two
Defendants who did not make those speeches.”
G G

H 334. Exhibits P96, P98, P99 and P100 concerned the statements H
made by the relevant defendants in the March 27 Press Conference held on
I I
27th March 2013, Exhibits P104 concerned a radio programme on which
J D1 to D3 appeared on 30th April 2013, Exhibits P116 and P117 concerned J

the statements made by the relevant defendants on D-Day 1 on 9th June


K K
2013, Exhibits P106 and P122 concerned the statements made by the
L relevant defendants on 1st July 2013 when the Trio attended a public L

gathering at Chater Garden on 1st July 2013, Exhibit P108 concerned a


M M
speech made by D3 at a street forum on a day between June and October
N 2013. The videos referred to and relied on by the Prosecution in Para. 37 N

of the Prosecution’s Opening pursuant to the co-conspirators rule are:-


O O

P (i) Exhibit P20 (Para. 21); P

(ii) Exhibit P44 (Para. 27);


Q Q
(iii) Exhibit P124 (Para. 30 and 31(1));
R (iv) Exhibit P64 (Para. 32); R

(v) Exhibits P66 to P68 (Para. 33); and


S S
(vi) Exhibits P74 and P75 (Para. 33).
T T

U U

V V
- 114 -
A A

B B
335. In other words, the statements and the Prosecution relies upon

C
under the co-conspirators rule were made between 27th March 2013 and C
th
28 September 2014.
D D

E 336. In my judgment, the evidence adduced does not support the E


Prosecution case that a conspiracy to commit public nuisance was formed
F F
in or about March 2013 and the March 27th Press Conference was a public
G manifestation of a meeting of minds amongst D1, D2 and D3 in forming a G

conspiracy to commit public nuisance through the unlawful obstruction of


H H
public places and roads in or in the neighbourhood of Central” (Para. 5 of
I the Prosecution’s Opening and Para. 256 of the Prosecution’s Closing I

Submissions).
J J

K 337. It is true that what happened up to 27th March 2013 was an K

agreement amongst D1 to D3 that the campaign of “Occupy Central”


L L
would be a “civil disobedience”, i.e. law would be violated in the course
M of the campaign. But as discussed, on a charge of public nuisance which M

involves obstruction of public places and/or highways, the “not warranted


N N
by law” element of offence is not to be judged by examining whether there
O is any illegality in the act or obstruction under complaint, e.g. whether a O

LONO had been issued for the public meeting concerned. As held by the
P P
Court of Final Appeal in Yeung May Wan, a person who creates an
Q obstruction could not be said to be acting “without lawful excuse” if his Q

conduct involves a reasonable use of the highway. In my judgment, in


R R
considering whether a defendant’s obstruction of the highway is “not
S warranted by law”, the same consideration applies. A defendant’s S

obstruction of the highway could not be said to be “not warranted by law”


T T
if his conduct involves a reasonable use of the highway.
U U

V V
- 115 -
A A

B B

C
338. In Yeung May Wan, the Court of Final Appeal held that the C
application of the reasonableness test in any given case of obstruction is
D D
essentially a question of fact and degree depending on all the

E circumstances, including the extent and duration of the obstruction, the E


time and place where the obstruction occurs, as well as the purpose for
F F
which the obstruction is done.
G G

339. As discussed in the earlier part of this judgment, if the


H H
obstruction under complaint is the result of a peaceful demonstration, the
I court, in applying the reasonableness test, should recognize the protection I

given by the Basic Law to the right to peaceful demonstration and give it
J J
substantial weight in the balancing exercise. There is no dispute that the
K OCLP agreed and planned by D1 to D3 did not involve use of violence or K

threat of violence.
L L

M 340. The evidence relied upon by the Prosecution under the co- M

conspirators rule shows that D1 to D3 had agreed to start the campaign of


N N
OCLP, they saw it as a movement of civil disobedience. Being a
O movement of civil disobedience, the law would be violated, hence in the O

March 27 Press Conference, D3 said, amongst other things,


P P

“…by way of violating the law and civil disobedience, we’ve


Q Q
revealed that justice failed to be served”

R and D2 said, amongst other things, R

S “we sit on the road surface in Central…” S

T T

U U

V V
- 116 -
A A

B B
and D1 said they expected there would be at least 10,000 people who would

C
participate in different aspects of the campaign of OCLP. C

D D
341. On the evidence, it is not clear whether by the time of the

E March 27th Press Conference D1 to D3 had agreed upon the location where E
in Central the occupy movement would take place. There is no evidence
F F
by that time the 3 defendants had agreed on when to commence the occupy
G movement. In applying the reasonableness test to the facts in this case, at G

a time when the exact location and the time of the commencement of the
H H
occupy movement had yet to be decided, it is difficult to find that by 27 th
I March 2013, the agreement reached by D1 to D3 must amount to a I

conspiracy “to commit public nuisance through the unlawful obstruction


J J
of public places and roads in or in the neighbourhood of Central” In my
K judgment, the obstruction that would be caused by an occupation of a road K

or roads that takes place during a long public holidays would be different
L L
greatly in degree and extent from an occupation that takes place on some
M usual business days that people have to work. Added to that uncertainty is M

the exact road(s) where the occupy movement had not been decided by the
N N
time of the March 27th Press Conference. I cannot reach a conclusion that
O in March 2013, the obstruction that D1 to D3 contemplated would O

eventually be caused by the OCLP must be unreasonable and not warranted


P P
by law according to the principles in Yeung May Wan.
Q Q

342. In my judgment, what had been agreed upon by D1 to D3 in


R R
March 2013 was an agreement to pursue a plan, which might develop into
S a conspiracy to commit public nuisance. In my judgment, by 27 th March S

2013, what had been agreed upon by D1 to D3 did not yet amount to a
T T
conspiracy to commit a public nuisance.
U U

V V
- 117 -
A A

B B

C
343. It is the Prosecution case that the speeches made by D1, D2 C
th 66 th 67
and D3 on 30 April 2013 , 9 June 2013 and a day between June and
D D
October 201368 constitute evidence of meeting of minds amongst D1, D2

E and D3 in the conspiracy to commit public nuisance through the unlawful E


obstruction of public places and roads in or in the neighbourhood of
F F
Central. For the same reasons given in the preceding Para., there is
G insufficient evidence to support a finding that during the period of time G

from 30th April 2013 to the end of October 2013 when the speeches in
H H
Exhibits P-104, P-116, P-117 and P-108 were made by the relevant
I defendants, the obstruction that D1 to D3 contemplated would eventually I

be caused by the OCLP must be unreasonable and not warranted by law


J J
according to the principles in Yeung May Wan.
K K

344. Likewise, in my judgment, the agreement that D1 to D3 had


L L
agreed in March 2013 had developed during the period from 30th April
M 2013 to the end of October 2013, i.e. during the time the aforementioned M

speeches relied on by the Prosecution were made, what had been agreed
N N
upon by D1 to D3 during the said period was an agreement to continue
O pursue the OCLP, hence D-Day 1 was held, and the appearance of the Trio O

on the radio programme, which might develop into a conspiracy to commit


P P
public nuisance. In my judgment, by the end of October 2013, what had
Q been agreed upon by D1 to D3 in March 2013 did not still yet amount to a Q

conspiracy to commit a public nuisance.


R R

S S

T 66 T
Exhibit P-104
67
Exhibits P-116-117
68
Exhibit P-108
U U

V V
- 118 -
A A

B B
345. In my judgment, the use of the co-conspirators rule is the

C
present case is limited. C

D D
346. The evidence shows that the location of where the occupy

E movement would be carried out, i.e. Chater Road and the time to E
commence the OCLP, i.e. 1st October 2014 were decided by D1 to D3 in
F F
September 2014, i.e. after the Decision on 31st August. I shall consider
G whether what D1 to D3 had agreed upon in September 2014 amounted to G

a conspiracy to commit public nuisance through the unlawful obstruction


H H
of public places and roads in or in the neighbourhood of Central.
I I

INDIVIDUAL CHARGES
J J

K Charge 1: Conspiracy to Commit Public Nuisance (against D1 to D3) K

L L
347. I accept the evidence of D2 that D1 to D3 agreed to implement
M Stage 4 of the OCLP, i.e. occupation, after the Decision on 31st August. M

The Trio held meetings and jointly took the view that there was no room
N N
for discussion any more. The Trio reached an agreement that the Occupy
O Central Movement would be commenced on 1st October 2014. As a result, O

on 18th September 2014, the Trio gave the Police a Notification to Hold a
P P
69
Public Meeting. It was agreed by D1 to D3 that the notified public
Q meeting would take place (i) at the pedestrian area of Chater Garden from Q

3 p.m. to 11:59 p.m. on 1st October 2014 and from 7 a.m. to 11:59 p.m. on
R R
nd
2 October 2014, and (ii) at Chater Garden and Statute Square from 3:00
S p.m. on 1st October 2014 to 11:59 p.m. on 3rd October 2014. S

T T

69
Exhibit D3-1
U U

V V
- 119 -
A A

B B
348. D1 to D3 had also agreed that after the notified meeting was

C
over, they would start the civil disobedience part of the OCLP by the C
occupation of the pedestrian precincts of Chater Road. D1 to D3 all agreed
D D
that the occupation would end in a few days but they had slightly different

E estimates as to the time of staying after the notified period. D2 thought the E
occupation might end on or around 5th October 2014, i.e. he planned to stay
F F
on for 3 more days after the notified meeting was over.
G G

349. The Trio had discussed and agreed that in the event a Letter
H H
of Prohibition was issued against the proposed meeting on 1 st October
I 2014, the OCLP would go ahead at the planned location, the participants I

would sit and remain there after the public holidays and commence civil
J J
disobedience there.
K K

350. I accept the evidence of D2 that D1 to D3 estimated that there


L L
would be around several thousand to 10,000 people attending, with that
M number of participants, D1 to D3 were confident that the participants could M

be kept within the pedestrian precincts of Chater Road. I agree with the
N N
Prosecution submissions that a turnout of several thousand to 10,000 would
O be more than enough to give rise to a substantial disruption to the public. O

P P
351. On the question of the effect of the occupation, i.e. whether
Q obstruction would be caused as a result, and the extent and degree of the Q

obstruction. It is an admitted fact that 1st October was a Wednesday and


R R
nd
public holiday, 2 October was a Thursday and a public holiday. During
S 1st and 2nd October, the section of Chater Road between Pedder Street and S

Jackson Road would have been a Pedestrian Area. The 3 rd October 2014
T T

U U

V V
- 120 -
A A

B B
was not a public holiday, it was a normal working day and there would

C
have been no Pedestrian Area. C

D D
352. As discussed in the earlier part of the judgment, it is

E unrealistic for D2 to suggest that with the estimated number of participants E


to be in the region of several thousand to 10,000, if the Trio remained on
F F
Chater Road on 3rd October 2014, they would be arrested on 5th October, if
G not on 3rd October 2014. I do not agree with Dr McCoy SC’s submissions G

that “In the event that the Trio are not arrested on 3rd October 2014, it being
H H
a Friday and the single day between 2 public holidays and the weekend,
I the disruption would not have been a disproportionate one”. I

J J
353. For a mass demonstration and occupation movement with
K several thousand to 10,000 people participating, it is unrealistic to suggest K

that the Police would take arrest action as soon as the notified meeting is
L L
over and the movement enters into its civil disobedience stage, i.e. the
M occupation of the road(s). Contact would be made with the organisers to M

persuade the protestors to disperse, the protestors would be given time to


N N
retreat, warning(s) would be given by the Police; it is unrealistic to suggest
O the Trio would be arrested by the Police on 5th October, if not on 3rd. O

P P
354. D2 said the effect of the occupation was comparable to the
Q effect caused by a typhoon. Whilst a typhoon is an occurrence of nature Q

which citizens cannot avoid, measures can still be taken to minimize the
R R
damage and inconvenience caused by it. For the obstruction and
S inconvenience that would be caused by an occupy movement, a lot can be S

done by the organizers to keep the obstruction and inconvenience within


T T
bounds of reasonableness.
U U

V V
- 121 -
A A

B B

C
355. On the evidence before me, by the time Exhibit D3-1 was C
prepared in September 2014, D1 to D3 had agreed to pursue a course of
D D
conduct, i.e. the occupation of Chater Road, whether or not a LONO could

E be obtained. E

F F
356. I balance the rights of a citizen to exercise his/her right of free
G speech, right of assembly and right of demonstration and the rights of G

others. I recognize the protection given by the Basic Law to the right to
H H
peaceful demonstration and give it substantial weight in the balancing
I exercise. I

J J
357. I apply the application of the reasonableness test to the facts
K in the present case. It was the plan of D1 to D3 to occupy the entire section K

of the carriageway of Chater Road with or without a LONO after the public
L L
holidays on 1st and 2nd October 2014. In my judgment, if the Trio wanted
M to achieve the civil disobedience aspect of the OCLP by breaking the law, M

it was not necessary to occupy the entire section of the carriageway of


N N
Chater Road. They could have called for the occupation of part of, but not
O the entire carriageway of Chater Road. The obstruction that would result O

from the occupation of part of the carriageway would be much less severe,
P P
as traffic on the relevant section of Chater Road would not be blocked
Q completely. The obstruction that would be caused to the traffic would be Q

much more acceptable to the public if part of the relevant section of Chater
R R
Road would still be open to traffic.
S S

358. For the duration of the occupation, it was the intention of the
T T
Trio that the occupation of the carriageway of Chater Road would last a
U U

V V
- 122 -
A A

B B
few days, the Trio and the participants would stay on the roads until police

C
officers lift them up and move them onto police vehicles. Given the Trio’s C
estimate that there would be 3,000 to 10,000 people participating in the
D D
occupy movement, it would be unrealistic to contemplate or suggest that

E the clearance action could be completed within a short period of time. The E
lifting up of the protestors and moving them onto police vehicles would be
F F
a drain on the manpower resources of the police. Given that it was the plan
G of the Trio that they would start the legitimate part of the public gathering G

on 1st October 2013, by the time of the commencement of the civil


H H
disobedience part of the movement, the public gathering at Chater Road
I would have been going on for 2 days. In the circumstances, it would be I

unreasonable for the Trio to plan and call for an occupation of the
J J
carriageway of Chater Road even for just a few days. The civil
K disobedience aspect of the movement could be effectively signified by an K

occupation of the carriageway for a much shorter time, that the occupation
L L
of the carriageway should cease, and demonstrators should disperse in the
M early morning of 3rd October 2014. M

N N
359. The location of the Occupy Movement, i.e. Chater Road, is in
O the core centre of Central, I accept the evidence of D2 why the Trio chose O

Chater Road as the location to launch the Occupy Central in October.


P P

Q 360. I accept and take into consideration the importance of the Q

purpose of the OCLP, i.e. to fight for the form of universal suffrage in
R R
relation to the election of the Chief Executive advocated by D1 to D3.
S S

361. I have given substantial weight to the protection given by the


T T
Basic Law to the right to peaceful demonstration in the balancing exercise.
U U

V V
- 123 -
A A

B B
I have reminded myself that the bounds of what was reasonable in the

C
circumstances in the present case must not be narrowly defined. C

D D
362. All matters taken into consideration, bearing in mind the

E estimated number of people participating in the occupation, the extent and E


the estimated time and duration of the occupation, I find the obstruction
F F
that D1 to D3 planned to carry out an unreasonable use of the carriageway
G of Chater Road. G

H H
363. Applying the reasonableness test in Yeung May Wan. In my
I judgment, the obstruction in the planned occupation of Chater Road by I

demonstrators after the public holidays on 1st and 2nd October 2014 that D1
J J
to D3 agreed to pursue, if carried out, would impinge unreasonably upon
K the rights of others. The unreasonableness of the obstruction was such that K

the significant and protected right to demonstrate should be displaced. The


L L
act was one not warranted by law.
M M

364. In my judgment, the number of persons that would be affected


N N
by the obstruction caused by the planned occupation of Chater Road after
O the public holidays on 1st and 2nd October would be sufficient enough to O

constitute a class of public. The obstruction that would be caused would


P P
amount to a suffering of common injury by members of the public by
Q interference with rights enjoyed by them as a class of the public. Q

R R
365. In my judgment, D1 to D3 each knew what the consequence
S of the occupation of Chater Road would have on the traffic if their plan S

was implemented. They could not have failed to appreciate what the effect
T T
of the occupation of the carriageway of Chater Road would have on the
U U

V V
- 124 -
A A

B B
traffic on 3rd October 2014 and the days after. The state of affairs that D1

C
to D3 intended to bring about as a result of their agreement would C
necessarily amount to or involve the commission of the offence of public
D D
nuisance.

E E
366. As said, the OCLP was started by D1 to D3 in March 2013,
F F
by September 2014, i.e. by the time Exhibit D3-1 was prepared, D1 to D3
G had reached an agreement which, if carried out in accordance with their G

intentions, would necessarily amount to or involve the commission of the


H H
offence of public nuisance by one or more of the parties to the agreement.
I I

367. By September 2014, D1, D2 and D3 intended to be parties to


J J
the agreement, if carried out, would give rise to a common injury to the
K public or a significant section of the public such as to constitute a public K

nuisance.
L L

M 368. In my judgment, the OCLP which D1 to D3 started in March M

2013, had developed into a conspiracy to commit public nuisance by


N N
September 2014. D1 to D3 were parties to the said conspiracy.
O O

369. As the events developed, the planned public gathering at


P P
Chater Road in October 2014 did not take place.
Q Q

370. In the early hours on 28th September 2014, the Trio made an
R R
announcement to launch the movement at Tim Mei Avenue.
S S

371. In the earlier part of the judgment, I have examined the


T T
evidence of D2 as to what he considered to be the four major areas of
U U

V V
- 125 -
A A

B B
difference between the movement the Trio planned to commence on 1st

C
October 2014 at Chater Road and the one they announced to commence at C
th
1:36 a.m. on 28 September 2014. In my judgment, the movement that D1
D D
to D3 announced to commence at Tim Mei Avenue was a modified plan of

E the original plan of OCLP, i.e. the one that the Trio planned to commence E
on 1st October 2014 at Chater Road.
F F

G 372. I now turn to consider whether the agreement amongst D1 to G

D3 to cause public nuisance continued when they announced the launch of


H H
Occupy Central in the early morning of 28th September 2014, i.e. whether
I with the modifications, the agreement was still an agreement “to cause I

public nuisance to the public through the unlawful obstruction of public


J J
places and roads in or in the neighbourhood of Central” (Particulars of
K Charge 1). K

L L
373. I agree with the analysis of Mr. Leung SC on this issue. D1
M said when he announced the launch of Occupy Central: M

N “Occupy Central, will begin with occupying the Central N


Government Offices”.70
O O
In a press interview held shortly after the announcement, D1 was asked if
P the launch of Occupy Central at Tim Mei Avenue involved any change in P

the plan, D1 said amongst other things:


Q Q

R “Actually, the impact is not really that big, actually it concerns R


just some technical arrangement, for example, the management
of manpower the management of the sites, this is because our
S S
original plan was based on a certain point in Central, all the

T T

70
Exhibit P124, page 742
U U

V V
- 126 -
A A

B planned sketches are ready. And now we are going to make the B
changes, but I think this concerns only technical issues”.71
C C

D1 further said their first step was to “fortify” the defence of the occupied
D D
site at Tim Mei Avenue”.72 I agree with the Prosecution submissions that
E the above remark of D1 shows that the plan of D1 to D3 was to take steps E

to ensure the continued occupation of Tim Mei Avenue for an indefinite


F F
period. It should be noted that when the Trio announced the cessation of
G the movement and their parting with the student protestors on 2nd G

December 2014, D1 said, amongst other things, that the occupation took
H H
place at Harcourt Road had:
I I

“developed into something completely different from the Occupy


J Central Movement we planned after we actually, er, launched, J
er it in the small hours of the morning on er, September 28. Well,
it was also quickly replaced by the Umbrella Movement as we
K K
now call it….”73

L L
The above statement of D1 shows that D1, from his own point of view,
M considered the movement they launched on 28th September 2014 was the M

same movement they planned, it only developed into something


N N
completely different afterwards.
O O

374. Dr McCoy SC’s submitted that the words said by D1


P P

Q “Occupy Central, formally begins” Q

R R
at 1:36 a.m. on 28th September 2014 must be interpreted in their context.

S
According to the evidence of D2, the students and their main leaders were S

T 71 T
Exhibit P124, page 757
72
Exhibit P124, page 754
73
Exhibit P134, page 850-851
U U

V V
- 127 -
A A

B B
exhausted. The OCLP had the logistical and material resources to support

C
the existing student movement. It was through the abandonment of the C
original plan that the volunteers and other forms of help could be mobilised
D D
to support the students. In my judgement, the announcement made by D1,

E properly understood, was an announcement to launch the Occupy Central E


at Tim Mei Avenue. If the Trio just wanted to support the students with
F F
their logistical and material support, they did not have to announce the
G launch of Occupy Central. For the reasons given in the preceding Para., G

the original plan was only modified, but not abandoned, by the Trio when
H H
they announced the launch of Occupy Central at 1:36 a.m. on 28th
I September 2014. I

J J
375. I have explained in the earlier part of the judgment the effect
K of the closure of Tim Mei Avenue by the Police on 26 th September 2014 K

has on Charge 2 and Charge 3. As said, D1 to D7 should have the benefit


L L
of doubt for the incitements to occupy the carriageways of Tim Mei
M Avenue and/or to incite others to occupy the carriageways of Tim Mei M

Avenue.
N N

O 376. As I pointed out in the earlier part of the judgment that on 27th O

September 2014, D1 had asked the crowd at Tim Mei Avenue “…Let’s
P P
over-cram Admiralty first. Where shall (we) over-cram next? Central!”. 74

Q Q

377. The references to Admiralty and Central made by D1 on 27 th


R R
September 2014 must be understood in the context of what was happening
S at that time, D1 was then addressing the crowd at Tim Mei Avenue. S

Obviously D1 must be referring to the public places and roads in Admiralty


T T

74
Exhibit P20, page 1107
U U

V V
- 128 -
A A

B B
and Central in the neighbourhood of Tim Mei Avenue. The references to

C
Admiralty and Central in Exhibit P20 fit in with the particulars of offence C
for Charge 1, i.e. “public places and roads in or in the neighbourhood of
D D
Central” as well as the particulars of offence for Charge 2 and Charge 3,

E i.e. “public places and roads at and in the neighbourhood of Tim Mei E
Avenue”. Although there were changes made to the plan, i.e. the location
F F
was changed from Chater Road to Tim Mei Avenue, it was still the
G agreement of D1 to D3 to occupy public places and roads in or in the G

neighbourhood of Central. In my judgment, the fact that D1 announced at


H H
Tim Mei Avenue that Occupy Central would begin with ‘occupying the
I CGO’ suggests that D1 to D3 were prepared to change the location of the I

occupy movement to adapt to the development of events since the launch


J J
of class boycotts. I agree with the Prosecution submissions that, in any
K event, Tim Mei Avenue and Harcourt Road in Admiralty were still public K

places and roads “in the neighbourhood of Central”.


L L

M 378. Dr McCoy SC submitted that if the police had allowed the M

participants to go to Tim Mei Avenue on 28th September 2014, public


N N
nuisance might or might not have resulted (Para. 18 of D2 and D3’s
O Closing Submissions). It should be noted that when D1 announced the O

launch of the movement at Tim Mei Avenue at around 1:36 a.m. on 28th
P P
September 2014, he said amongst other things “Occupy Central will begin
Q with occupying the CGO”. The action of the Police was a natural response Q

to the Trio’s plea to occupy the CGO. As stated by Chief Superintendent


R R
75
Dover in his statement, he reported duty at 0600 hours on 28 September
S 2014 and was the commanding officer during the cordoning off of Tim Mei S

Avenue that day. The purpose of the exclusion plan was to ensure the
T T

75
Exhibit P156
U U

V V
- 129 -
A A

B B
integrity of the CGC by restricting access. In my judgment, given the

C
appeal made by D1 to the people at Tim Mei Avenue that Occupy Central C
would begin with occupying CGO, the action taken by the police was a
D D
natural and reasonable response. It would be absurd for the Trio to suggest

E that with the plea and threat to occupy CGO, the Police action taken by E
Chief Superintendent Dover came as a surprise to them. The exclusion
F F
plan was the natural and direct consequence of D1’s plea to begin Occupy
G Central with occupying the CGO. G

H H
379. I am satisfied so that I am sure that D1 to D3 knew that
I occupation of public places and roads in or in the neighbourhood of Central I

pursuant to the modified plan would result in obstruction of public places


J J
and roads.
K K

380. In my judgment, when D1 called for the over-cramming of


L L
Admiralty and Central on 27th September 2014 and when he said in the
M press interview after the announcement on 28th September 2014 that the M

first step was to fortify the defence of the occupied site at Tim Mei Avenue,
N N
on both occasions, D1 was talking about the same occupy movement. It
O was the intention of the Trio that the occupy movement at Tim Mei Avenue O

and other parts of Admiralty and Central in the neighbourhood of Central


P P
would be a continued occupation for an indefinite period. Furthermore,
Q when D1 announced the launch of Occupy Central at Tim Mei Avenue on Q

28th September 2014, a demand was made that the then Chief Executive
R R
Leung Chun Ying should re-submit a report on constitutional reform
S failing which the Occupy Central movement would be escalated. S

According to D1, failure or refusal to meet the demand would result in


T T
escalation of the Occupy Central movement, not cessation of it. D1 to D3
U U

V V
- 130 -
A A

B B
must knew that it would take time for the Government to consider the

C
demand and it would certainly take time for a report on constitutional C
reform be prepared and re-submitted, should the Government be prepared
D D
to meet the demand. In my judgment, the aforesaid demand made by D1

E reinforces my conclusion that it was the intention of D1 to D3 to occupy E


public places and roads for an indefinite period.
F F

G 381. The 3 Computer Certificates prepared respectively by G

representatives of New World First Bus Services Limited, City Bus


H H
Limited and Kowloon Motor Bus Co (1933) Limited76 show the number of
I public bus routes that had to be diverted or suspended from service during I

the occupation period. These certificates also show the number of


J J
passengers who would be affected by the blockage of the roads obstructed.
K I do not agree with Dr McCoy SC’s submissions that as there is no evidence K

as the usual passengers who could not get to their destinations via different
L L
routes about as efficiently as before, there is no evidence that members of
M public were inconvenienced. The fact that the passengers who took the bus M

routes covered by Exhibits P145 to P147 in the past had to switch to other
N N
bus routes or means of public transport and were deprived of the use of the
O roads affected was in itself an obstruction of the public in the exercise if O

rights common to everyone. From Exhibits P145 to P147, one can see the
P P
number of passengers that took the relevant bus routes in the past, the fact
Q that they could not take the same bus routes they used to take amounted to Q

a suffering of common injury by members of the public by interference


R R
with rights enjoyed by them as such.
S S

T T

76
Exhibits P145 to P147
U U

V V
- 131 -
A A

B B
382. The submission of D2 and D3 that “On the contrary, for the

C
period of occupation, never has Harcourt Road been so effectively used by C
the public for “social and community purposes” (Para. 55 of D2 and D3’s
D D
Closing) shows a considerable amount of apathy to the inconvenience and

E suffering caused to others by the blockage of the road. E

F F
383. It is clear, from the evidence of D2, that in the afternoon on
G 27th September 2014, D1 to D3 had considered whether the occupation G

starting at Tim Mei Avenue could extend to Harcourt Road after some time.
H H
The statement made by D1 to “over-cram Admiralty first, and then
I Central”77 reflects the decision reached by D1 to D3. D1 to D3 had agreed I

to pursue a course of conduct, i.e. the occupation of public places and roads
J J
in or in the neighbourhood of Central which, if the agreement was carried
K out in accordance with their intentions, would necessarily amount to or K

involve the commission by them the offence of public nuisance.


L L

M 384. I balance the rights of a citizen to exercise his/her right of free M

speech, right of assembly and right of demonstration and the rights of


N N
others. I recognize the protection given by the Basic Law to the right to
O peaceful demonstration and give it substantial weight in the balancing O

exercise.
P P

Q 385. I apply the application of the reasonableness test to the facts Q

in the present case.


R R

S 386. In my judgment, if the Trio wanted to achieve the civil S

disobedience aspect of the OCLP by breaking the law, it was not necessary
T T

77
Exhibit P20
U U

V V
- 132 -
A A

B B
to call for an extensive occupation of public places and roads in Admiralty

C
and Central in the way D1 advocated in Exhibit P20. They could have C
called for the occupation of part of, but not the entire carriageway of a road
D D
in or in the neighbourhood of Central. The obstruction that would have

E resulted from the occupation of part of the carriageway would be much less E
severe, as traffic on the relevant section of the road would not be blocked
F F
completely. The obstruction that would be caused to the traffic would be
G much more acceptable to the public if part of the road occupied would still G

be open to traffic.
H H

I 387. For the duration of the occupation, from the above discussion, I

it was the intention of the Trio that the occupation of the public places and
J J
roads in or in the neighbourhood of Central would last for an indefinite
K period. As I pointed out, the plea made on 27 th September 2014 to “over- K

cram Admiralty first, and then Central” was made by D1 after the Trio had
L L
a discussion in the afternoon. The plea to “over-cram Admiralty first, and
M then Central” was clearly related to what D1 said immediately after the M

plea, i.e. “We must be able to see the arrival of genuine universal suffrage
N N
in Hong Kong!” In the announcement on 28th September 2014. D1
O demanded that the then Chief Executive Leung Chun Ying should re- O

submit a report on constitutional reform failing which the Occupy Central


P P
78
movement would be escalated. In my judgment, it is obvious that D1
Q made the announcement and demand on behalf of D2 and D3. From the Q

evidence, I am sure that D1 to D3 intended that the occupy movement in


R R
or in the neighbourhood of Central would be for an indefinite period.
S S

T T

78
Exhibit P124
U U

V V
- 133 -
A A

B B
388. It should be noted the speech by D2 to the crowd at Tim Mei

C
Avenue shortly after the announcement on 28th September 2014 as to how C
the protestors should face the Police arrest action was similar to what he
D D
had said back in March 2013. 79 What D2 said in relation to how the

E participants should respond to Police arrest is also relevant to the E


consideration of the intended duration of the occupation. The Trio, in
F F
announcing the launch of the Occupy Movement at Tim Mei Avenue,
G obviously wanted to merge the supporters for the OCLP with those G

participating in the public gathering at Tim Mei Avenue. With the putting
H H
in the resources by the OCLP into the movement at Tim Mei Avenue as
I declared by D1,80 it was clearly the intention of the Trio that the population I

of the people participating in the movement at Tim Mei Avenue would


J J
swell after the announcement. It is true that, to the disappointment of D2,
K many participants left the site after the announcement. But it was never K

the intention of the Trio to drive people away from the movement at Tim
L L
Mei Avenue by the announcement. In fact, as D2 said in his evidence, he
M felt very touched when he saw many people on Harcourt Road at around M

4:00 p.m. on 28th September 2014.


N N

O 389. In my judgement, given the way that the OCLP had been O

asking the participants how they should respond to Police arrest, given that
P P
D1 to D3 intended to merge the supporters for OCLP with the participants
Q in movement at Tim Mei Avenue, it must be clear to the Trio that a Police Q

clearance action could not be completed within a short period of time,


R R
hence D1 called for the participants to fortify the defence of the occupied
S S

T T
79
Exhibit P44, page 1329 and Exhibit P100, page 603
80
Exhibit P444, page 1318
U U

V V
- 134 -
A A

B B
site at Tim Mei Avenue, so that the occupy movement would last for an

C
undetermined period of time in future. C

D D
390. Given that the notified public meetings at Tim Mei Avenue

E started on 26th September 2014, even with the additional purposes to E


support and protect the students, the civil disobedience aspect of the
F F
movement could be effectively signified by an occupation of the public
G places and roads in or in the neighbourhood of Central for a much shorter G

time. After the announcement was made in the early hours on 28th
H H
September 2014, D1 to D3 witnessed how the events developed, the firing
I of tear gas cannisters and the extensive continued occupation of public I

places and roads, e.g. Harcourt Road, by protestors. D1 to D3 witnessed


J J
the effect of the blockage of the roads had on the traffic. Yet they did not
K withdraw from the Occupy Central movement that was causing obstruction K

to the public until the announcement to withdraw on 2nd December 2014.


L L
In my judgment, if D1 to D3 wanted to keep the obstruction caused by the
M occupy movement within the bounds of reasonableness and if D1 to D3 M

really had in mind the concept of proportionality in their advocated civil


N N
disobedience movement, they should have agreed on a movement of a
O much smaller scale and duration. O

P P
391. Dr McCoy SC submitted that the use of the tear gas by the
Q Police on the protestors which prompted more people to occupy public Q

roads could not have been in the contemplation of D1 to D3 at the time


R R
when the agreement was initially reached in 2013 and the use of tear gas
S on 28th September 2014 was an intervening event (Para. 22 and 23 of D2 S

and D3’s Closing Submissions).


T T

U U

V V
- 135 -
A A

B B
392. In the early hours on 28th September 2014, when D2 addressed

C
the people at Tim Mei Avenue, he said, amongst other things: C

D “If the police disperse us with tear gas, we, the rally, will make D
an announcement about the location where everyone, citizens
who got scattered, can gather afterwards. We will tell everyone
E about these measures very soon”.81 E

F F
In my judgment, the use of tear gas by the Police was something that the

G Trio clearly had in mind when they decided to make the announcement at G
Tim Mei Avenue on 28th September 2014. It is possible that when the
H H
agreement was initially reached in March 2013, the use of tear gas by the
I Police was not in the contemplation of the Trio, but as I said, the agreement I

that D1 to D3 had reached in 2013, as the OCLP had developed through


J J
the 4 stage-process, only became a conspiracy to commit public nuisance
K in September 2014 when the Trio decided to launch the Occupy Central K

movement at Chater Road in October 2014.


L L

M 393. I disagree with Dr McCoy SC’s submissions that the use of M

tear gas prompted more people to occupy public roads and it was
N N
something which could not have been in the contemplation of D1 to D3.
O When D1 called for the over-cramming of Admiralty first, and then over- O

cramming of Central on 27th September 2017, he must had in mind a


P P
number of turnout which would be enough to over-cram Admiralty and
Q Central. A turnout which could over-cram Admiralty and Central was Q

something the Trio were looking for. In fact, as the events unfolded and
R R
as the occupy movement continued, with more people occupied public
S roads in or in the neighbourhood of Central after the use of tear gas, D1 to S

D3 did not call for the cessation of the movement. In my judgement, the
T T

81
Exhibit P44, page 1329
U U

V V
- 136 -
A A

B B
Trio wanted to ride with the tide of events, i.e. with a large number coming

C
out to occupy public roads, the Trio wanted to make the best use of the C
circumstances to the advantage of the movement. The speech made by D1
D D
on 10th October 2014 provides a good example of how the Trio saw the

E development of the movement up to 10th October 2014. 82 In my E


judgement, the use of tear gas by the Police did not break the chain of
F F
causation.
G G

394. The location of the Occupy Central, i.e. Chater Road, is in the
H H
core centre of Central, I accept the evidence of D2 why the Trio chose
I Chater Road as the location to launch the Occupy Central in October. I

J J
395. Dr McCoy SC submitted that the reason for the Trio being
K present at Tim Mei Avenue from 27th September 2014 onwards was K

consistent all along: To support the students (Para. 75 of D2 and D3’s


L L
Submissions).
M M
396. In my judgment, whilst one of the reasons the Trio turned up
N N
at Tim Mei Avenue from 27th September 2014 was to show their support

O
for the students, it is clear from their evidence that the Trio wanted to make O
the best use of the developing situation at Tim Mei Avenue to fight for their
P P
advocated form of universal suffrage for the election of the Chief Executive

Q
of the HKSAR, thus in the announcement made at around 1:36 a.m., D1 Q
made the demand, apart from words of support for the students, that the
R R
then Chief Executive Leung Chun Ying “must re-submit a report on

S constitutional reform which can reflect Hong Kong citizens’ true wish. If S
he fails to do so, the “Occupy Central” action will be escalated.” It is clear
T T

82
Exhibit P128, page 791-794
U U

V V
- 137 -
A A

B B
from the evidence that it was one of the purposes of the Trio to fight for

C
the constitutional reform through the movement at Tim Mei Avenue. In C
applying the reasonableness test, I accept and take into consideration the
D D
importance of the purposes of the Trio to launch the Occupy Central

E movement at Tim Mei Avenue on 28th September 2014, i.e. to fight for the E
form of universal suffrage in relation to the election of the Chief Executive
F F
advocated by D1 to D3 and to support and protect the students.
G G

397. I have given substantial weight to the protection given by the


H H
Basic Law to the right to peaceful demonstration in the balancing exercise.
I I have reminded myself that the bounds of what was reasonable in the I

circumstances in the present case must not be narrowly defined.


J J

K 398. All matters taken into consideration, in my judgment, given K

the estimated number of people participating in the occupation and the fact
L L
that there were a large number of participants at Tim Mei Avenue at the
M time of the announcement, given the extent and the intended time and M

duration of the obstruction, the obstruction that would be caused by the


N N
occupation that D1 to D3 announced to carry out on 28 th September 2014
O made the obstruction an unreasonable use of the carriageway in or in the O

neighbourhood of Central.
P P

Q 399. Applying the reasonableness test in Yeung May Wan. In my Q

judgment, the occupy movement that D1 to D3 had agreed to pursue and


R R
th
that they announced to launch at Tim Mei Avenue on 28 September 2014,
S if carried out, would necessarily cause obstruction. D1 to D3 knew at the S

time that the obstruction caused by the occupy movement would impinge
T T
unreasonably upon the rights of others. The unreasonableness of the
U U

V V
- 138 -
A A

B B
obstruction was such that the significant and protected right to demonstrate

C
should be displaced. The obstruction of carriageways in or in the C
neighbourhood of Central was an act not warranted by law.
D D

E 400. In my judgment, the number of persons that would be affected E


by the obstruction caused by the occupation of the public places and roads
F F
in or in the neighbourhood of Central between the period 28 th September
G 2014 and 2nd December 2014 was sufficient enough to constitute a class of G

public. The obstruction caused amounted to a suffering of common injury


H H
by members of the public by interference with rights enjoyed by them as a
I class of the public. I

J J
401. In my judgment, D1 to D3 each knew the implementation of
K their agreement, i.e. the occupation of the public places and roads in or in K

the neighbourhood of Central between the period 28th September 2014 and
L L
2nd December 2014 would lead to blockage of roads and extensive
M obstruction to traffic. I am sure D1 to D3 each knew what the effect of the M

occupation of the carriageways would have on the traffic in or in the


N N
neighbourhood of Central before the announcement on 28th September
O 2014. After the announcement on 28th September 2014 and until the O

cessation of the agreement on 2nd December 2014, the effect that the
P P
obstruction of the roads had on the traffic was there for them to see as each
Q day passed. I am sure the state of affairs that D1 to D3 intended to bring Q

about as a result of their modified agreement to launch the Occupy Central


R R
th
movement at Tim Mei Avenue on 28 September 2014 would necessarily
S amount to or involve the commission of the offence of public nuisance. S

T T

U U

V V
- 139 -
A A

B B
402. As said, the OCLP was started by D1 to D3 in March 2013,

C
by September 2014, i.e. by the time Exhibit D3-1 was prepared, D1 to D3 C
had reached an agreement which, if carried out in accordance with their
D D
intentions, would necessarily amount to or involve the commission of the

E offence of public nuisance by one or more of the parties to the agreement. E


By 28th September 2014, D1 to D3 had modified the agreement, but the
F F
modified agreement was one which, if carried out in accordance with their
G intentions, would still necessarily amount to or involve the commission of G

the offence of public nuisance by one or more of the parties to the


H H
agreement.
I I

403. In my judgment, by the time Exhibit D3-1 was prepared, i.e.


J J
on or around 18th September 2014 till the cessation of the Trio’s
K participation in the Occupy Movement on 2nd December 2014, the K

agreement that D1 to D3 had reached, be it the original agreement to


L L
occupy Chater Road or the modified agreement to launch the occupy
M movement at Tim Mei Avenue, if carried out in accordance with their M

intentions, would necessarily amount to or involve the commission of the


N N
offence of public nuisance by one or more of the parties to the agreement.
O D1, D2 and D3 intended to be parties to an agreement which, if carried out, O

would give rise to a common injury to the public or a significant section of


P P
the public such as to constitute a public nuisance.
Q Q

404. In my judgment, the OCLP which D1 to D3 started in March


R R
2013, had been developed into a conspiracy to commit public nuisance on
S or around 18th September 2014. The conspiracy remained one of S

conspiracy to cause public nuisance and it continued to be so despite the


T T
th
modifications made after the announcement made on 28 September 2014.
U U

V V
- 140 -
A A

B B
D1 to D3 were parties to the said conspiracy throughout the period from

C
September 2014 till the cessation of the conspiracy on 2nd December 2014. C

D D
405. The evidence of adduced by the Prosecution and that of D2

E show that D1 to D3 had been acting as a group throughout, i.e. from the E
time the OCLP was formed in March 2013 till the cessation of the
F F
movement on 2nd December 2014. As said, the agreement that D1 to D3
G had formed in March 2013 had developed into a conspiracy to commit G

public nuisance in that the state of affairs intended by D1 to D3 to be


H H
brought out as a result of the unlawful obstruction of public places and
I roads in the neighbourhood of Central would necessarily amount to or I

involve public nuisance. D1 to D3 each intended that public places and


J J
roads would be obstructed by large crowd of people resulting in
K unreasonable obstruction blockage of roads and traffic during the indefinite K

period of occupation.
L L

Conclusion on Charge 1
M M

N 406. I find all the elements of Charge 1 proved against D1 to D3. N

O O
Charge 2: “Incitement to commit public nuisance” and Charge 3:
P “Incitement to incite public nuisance” (against D1 to D7) P

Q Q
407. For the reasons given in the earlier part of the judgment, D1
R to D7 should be given the benefit of doubt for the incitements made to the R

persons present at Tim Mei Avenue to obstruct the pedestrian pavements


S S
and carriageway of Tim Mei Avenue and the incitements made to the
T persons present at Tim Mei Avenue to incite others to obstruct the T

pedestrian pavements and carriageway of Tim Mei Avenue.


U U

V V
- 141 -
A A

B B

C
408. As said, the ambit of the particulars of offence of Charge 2 C
and 3 are wider than that, the particulars of offence for both Charge 2 and
D D
Charge 3 refer to the “public places and roads at and in the neighbourhood

E of Tim Mei Avenue”, not just confined to the pedestrian pavements and E
carriageway of Tim Mei Avenue. The condoning off of Tim Mei Avenue
F F
since 26th September 2014 by the Police could not avail a defendant if what
G the defendant did was to incite the persons present at Tim Mei Avenue to G

cause a nuisance to the public by unlawfully obstructing places and roads


H H
at and in the neighbourhood of Tim Mei Avenue and not just Tim Mei
I Avenue (“Incitement to commit public nuisance”) or what the defendant I

did was to incite the persons at Tim Mei Avenue to incite others to cause a
J J
nuisance to the public by unlawfully obstructing places and roads at and in
K the neighbourhood of Tim Mei Avenue and not just Tim Mei Avenue K

(“Incitement to commit public nuisance”).


L L

M 409. Amongst the addresses/speeches made by D1 to D7 on the M

main stage at Tim Mei Avenue between 27th and 28th September 2014, the
N N
defendants, apart from appealing to the people present to occupy Tim Mei
O Avenue and to ask/invite others to do the same, there were also pleas to O

occupy Admiralty, Central and Wanchai, and pleas to ask/invite others to


P P
occupy Admiralty, Central and Wanchai. The following pleas by the
Q relevant defendant(s) to occupy Admiralty, Central and Wanchai clearly Q

went beyond the scope of occupying Tim Mei Avenue, which had been
R R
th
cordoned off by the Police since 26 September 2014, i.e. before Charge 2
S and Charge 3 allegedly took place:- S

T T

U U

V V
- 142 -
A A

B B
(1) In the afternoon on 27th September 2014, when D6

C
addressed the people at Tim Mei Avenue, he said: C

D D
“now we hope that everybody, yes, can really ask more
people to come out and over-cram Tim Mei Avenue, also,
E it is hoped that the nearby carriageways will also be E
over-crammed, and (we) continued to extend the area
of our civil disobedience.” (Emphasis added)83
F F

G
In my judgment, the above statement of D6 amounted G
to an incitement to the persons present at Tim Mei
H H
Avenue to over-cram the nearby carriageway.

I I
th
(2) On 27 September 2014, when D1 addressed the
J J
people at Tim Mei Avenue in the presence of D2, D4

K and D6, D1 said, amongst other things: K

L L
“….Let’s over-cram Admiralty first. Where shall (we)
over-cram next? Central! We must be able to see the
M arrival of genuine universal suffrage in Hong Kong!” M
(Emphasis added)84
N N
I agree with the Prosecution submissions that ““Incite”,
O
in its ordinary meaning, means “to rouse, to stimulate, O

P
to urge or spur on; to stir up; to animate”. An P
incitement may involve the “suggestion”, “proposal” or
Q Q
“inducement” to commit an offence. It is a question of

R
fact in each case to decide whether the impugned acts R
or words amounted to an incitement to commit an
S S
offence” (Para. 245 of the Prosecution’s Closing). The

T T
83
Exhibit P17, page 1102
84
Exhibit P20, page 1107 and Appendix I of the Prosecution’s Closing Submission
U U

V V
- 143 -
A A

B B
authorities cited in support are Young V Cassells (1914)

C
33 NZLR 852 (CA), 854 and Invicta Plastics Ltd v C
Clare [1976] RTR 251 (DC), 258.
D D

E In my judgment, the above statement of D1 amounted E


to an incitement to the persons present at Tim Mei
F F
Avenue to over-cram Admiralty first, and then Central.
G G

(3) On the same occasion, immediately after D1’s address,


H H
D4 echoed D1 (“Benny”) and said in the presence of
I D1, D2 and D6: I

J J
“Hey, let’s go to occupy Admiralty now. Thank you,
Benny. ‘Chung’ (transliteration), now it is the ‘Chung’
K (transliteration) of ‘Kam Chung’ (transliteration) (the K
name of Admiralty in Chinese). Later, it will be the
‘Chung” (transliteration) of ‘Chung Wan’ (the name of
L L
Central in Chinese)…..” and “We hope to over-
cramming Tim Mei Avenue, right? Over-cram Tim Mei
M Avenue! Over-cram Tim Mei Avenue! Over-cram Tim M
Mei Avenue! Over-cram Admiralty! Over-cram
Admiralty! Over-cram Admiralty! Good! ….”
N (Emphasis added)85 N

O O
In my judgment, the above statement of D4 amounted
P to an incitement to the persons present at Tim Mei P

Avenue not only to over-cram Tim Mei Avenue, but


Q Q
also to over-cram Admiralty and then Central. D4 was
R echoing the plea made by D1 to over-cram Admiralty, R

and then Central.


S S

T T

85
Exhibit P20, page 1107 and Page 1111 and Appendix I of the Prosecution’s Closing Submissions
U U

V V
- 144 -
A A

B B
(4) In the evening on 27th September 2014, in the presence

C
of D4 and D7, D6 addressed the people at Tim Mei C
Avenue and said:
D D

“Right, well, let me tell you a piece of good news rather


E E
than always listening to those things that (make you feel)
heavy (-hearted). Well, we, now on the bridge outside
F Admiralty, it is still full of people all over the footbridge F
(there). They are in the direction of our side, coming
towards us here, right. Our (activity) today, should be
G G
the largest Civil Disobedience (activity) over the years,
certainly, the number of people, we have not yet got the
H largest of people, but (we) hope that the members of the H
public would not remain at our current achievements
(attained), let us keep asking more people to come,
I over-cramming Admiralty.” I
“Well! As what we have seen, actually, there are huge
J crowds of people everywhere. Well! We, starting from J
Harcourt Road to the entire Tim Mei Avenue, all were
(packed with) people, the open space of the Legislative
K Council is also full of people, so everybody keeps asking K
people to come!” (Emphasis added)86
L L
In my judgment, the above statement of D6 amounted
M M
to an incitement to the persons present at Tim Mei

N Avenue to incite others to over-cram Admiralty. N

O O
(5) In the afternoon on 28th September 2014, when D7
P spoke on the main stage at Tim Mei Avenue, in the P

presence of D1, D2 and D5 (on stage) and D3 (below


Q Q
stage), he said, amongst other things:
R R

“….However, we know that roughly more than ten


S thousand citizens have blocked the road (from) the S
Admiralty Centre, the whole of KFC to Rodney Street.
At the same time, at the Hong Kong Academy ‘Centre’
T T

86
Exhibit P40, page 1244-1245, and Appendix I of the Prosecution’s Closing Submissions
U U

V V
- 145 -
A A

B (sic) of Performing Arts, Wanchai, there are ten B


thousand people. Adding (them) up, (we’ve) got a total
C of about thirty thousand people here. Here, I am C
appealing to all the citizens in Hong Kong to come
together – no matter whether (you) can enter the area or
D not, go to Admiralty, go to Wan Chai. Let us fill up the D
whole of Admiralty (and) Wan Chai. Together, (we)
can besiege the whole of Central Government Offices
E E
from the side of Rodney Street, from the side of the
Hong Kong Academy ‘Centre” (sic) of Performing Arts.
F We demand --……Let us fill up Admiralty and Wan F
Chai together….” (Emphasis added)87
G G
In my judgment, the above statement of D7 amounted
H H
to an incitement to fill up Admiralty and Wanchai.

I I
It should be noted that the locations mentioned by D7
J J
in the said address, e.g. Admiralty Centre, the Central

K Government Offices, Rodney Street, the Academy for K


Performing Arts are all located in the neighbourhood of
L L
Tim Mei Avenue.
M M

(6) In the afternoon on 28th September 2014, when D5 and


N N
D7 addressed the people at Tim Mei Avenue in the
O presence of D1 and D3, D5 and D7 said amongst other O

things:
P P

Q “D5: ……Our –our friends who gather round here to Q


watch have already over-crammed two more roads.
D7: Hurray!
R D5: (The crowd) has already over-crammed two roads R
(outside) the Hong Kong Academy for Performing Arts.
S D7: And more citizens are coming successively. (Let’s) S
continue to occupy the roads together.
D5: We are asking more friends to come here, (we are
T asking) more friends to come here. Let’s over-cram T

87
Exhibit P69, pages 1545-1546 and Appendix I of the Prosecution’s Closing Submissions
U U

V V
- 146 -
A A

B Admiralty. (Let’s) over-cram Wan Chai. (Let’s) over- B


cram Central.
C D7: Friends on that side, keep it up. We know that some C
friends there have already prepared to dash out to
occupy the road(s). Let’s cheer them on, shall we?
D D5: Comrades, let’s over-cram Wan Chai together. D
(Let’s) over-cram Admiralty. (Let’s) over-cram
88
Central.…..” (Emphasis added)
E E

F In my judgment, the above statements of D5 and D7 F

amounted to (i) an incitement to the persons present at


G G
Tim Mei Avenue to over-cram Admiralty, Wanchai and
H Central in the neighbourhood of Tim Mei Avenue; and H

(ii) incitement to the persons present at Tim Mei


I I
Avenue to incite others to overcram Admiralty,
J Wanchai and Central in the neighbourhood of Tim Mei J

Avenue.
K K

L (7) Later on, D5 and D7 spoke on the main stage at Tim L

Mei Avenue in the presence of D1 and D2 (on stage)


M M
and D3 (below stage) and said:
N N

“D7: We have got news that…. On the side of Harcourt


O Road.. many friends have already gone out onto the road! O
(They) have already occupied the road! Hurray!
P D5: Occupy the road! P
D7: Occupy the road!
D5: Occupy the road!
Q D7: Occupy the road! Q
D5: Occupy the road!
D7: Occupy the road!
R R
D5: Hurray!
D7: Hurray!
S D5: Hurray! S
D7: Hurray!”
T T

88
Exhibit P74, pages 1588-1589 and Appendix 1 of the Prosecution’s Closing Submissions
U U

V V
- 147 -
A A

B (Emphasis added)89 B

C C
In my judgment, the above statements of D5 and D7
D amounted to an incitement to the persons present at Tim D

Mei Avenue to occupy the carriageways of Harcourt


E E
Road. It should be noted that Harcourt Road where the
F occupation took place in Exhibit P74 is in the F

neighbourhood of Tim Mei Avenue.


G G

H (8) Later on, D5 and D7 spoke on the main stage at Tim H

Mei Avenue in the presence of D3 (below stage) and


I I
said:
J J

“D5: Our picket has just made a report that the 6


K carriageways of H-Harcourt Road bound for Central as K
well as Causeway Bay, the 6 carriageways have already
been over-crammed (with people) sitting (there)! We
L L
have already over-crammed 6 carriageways (with
people) sitting (there). Keep coming! Keep coming!
M Keep coming! M
D7: Keep coming” (Emphasis added)90
N N
In my judgment, the above statements of D5 and D7
O O
amounted to an incitement to the persons present at Tim

P
Mei Avenue to occupy the carriageways of Harcourt P
Road in the neighbourhood of Tim Mei Avenue.
Q Q

R
(9) Later in the same afternoon, when D7 was on the main R
stage at Tim Mei Avenue, he spoke in the presence of
S S
D5 (on stage) and D3 (below stage) and said:

T T
89
Exhibit P74, pages 1591-1592 and Appendix 1 of the Prosecution’s Closing Submissions
90
Exhibit P74, page 1593 and Appendix 1 of the Prosecution’s Closing Submissions
U U

V V
- 148 -
A A

B B

“We are here to call for more people to come out to over-cram
C C
Admiralty (and) to over-cram Wan Chai with us. (Let’s) carry
on with the Occupy (movement).” (Emphasis added)91
D D

In my judgment, the above statement of D7 amounted


E E
to an incitement to overcram the public places and
F roads in Admiralty and Wanchai in the neighbourhood F

of Tim Mei Avenue.


G G

H (10) Later in the same afternoon, when D7 was on the main H

stage at Tim Mei Avenue, he spoke in the presence of


I I
D2 (on stage) and said:
J J

“We are here to appeal to our friends who have not yet come to
K join us, come quickly to over-cram Admiralty and Wan Chai, K
and to occupy this Hong Kong that belongs to us.” (Emphasis
L added)92 L

M In my judgment, the above statement of D7 amounted M

to an incitement to overcram the public places and


N N
roads in Admiralty and Wanchai in the neighbourhood
O of Tim Mei Avenue. O

P P
410. The above incitements must be understood in the context of
Q the fact that they were made by the relevant defendants at Tim Mei Avenue Q

on 27th and 28th September 2014 during a continuous gathering at Tim Mei
R R
Avenue. When the incitements were made, there were already many
S participants at the scene. The districts/locations that the relevant S

T T
91
Exhibit P74, page 1594 and Appendix 1 of the Prosecution’s Closing Submissions
92
Exhibit P74, page 1598 and Appendix 1 of the Prosecution’s Closing Submissions
U U

V V
- 149 -
A A

B B
defendant(s) asked to be over-crammed or filled up must be understood in

C
context. The defendants were then participating in a public gathering at C
Tim Mei Avenue. When a defendant referred to over-cramming or filling
D D
up of Admiralty/Central/Wanchai, he or she must be referring those parts

E of Admiralty/Central/Wanchai in the neighbourhood of Tim Mei Avenue. E


Take Wanchai for example, whilst it made sense for a defendant to ask
F F
supporters to over-cram the roads outside the Academy for Performing
G Arts, it did not make sense if a defendant were to ask people to overcram G

Wanchai Road or Morrison Hill Road in Wanchai.


H H

I 411. The incitements were made at a time when the pedestrian I

pavements and carriageway of Tim Mei Avenue were occupied by


J J
protestors. When the defendants asked people to overcram or fill up
K Admiralty/Central/Wanchai, he/she must be referring to occupation of K

public places, e.g. pedestrian pavements and roads.


L L

M 412. From the evidence of PW1 and PW2, I am satisfied that no M

notification had been made to the Police for the holding of public meeting
N N
on the carriageways of Harcourt Road (both Wanchai and Central section),
O Fenwick Pier Street and Lung Wui Road for the period between 26 th O

September 2014 and 11th December 2014.


P P

Q 413. For the effect of the absence of notification of intention to Q

hold a public meeting, I do not agree with the Prosecution that on a charge
R R
of public nuisance or public nuisance related offence, “in the absence of
S prior notification made to the Police, any demonstration or continued S

demonstration on those carriageways (all being major thoroughfares


T T
linking Wanchai and Central District), which were to be open for traffic
U U

V V
- 150 -
A A

B B
and public use, would be unreasonable in disrupting the traffic and the

C
passage of the public, and would give rise to a common injury to the public C
or a significant section thereof.” (Para. 295 of the Prosecution’s Closing)
D D

E 414. In my judgment, the absence of notification is one of the E


factors, but not the only factor, to be considered in determining whether
F F
the obstruction caused by an unnotified public meeting is unreasonable. In
G considering the degree of reasonableness of an obstruction caused by an G

unnotified public meeting, the absence of proper notification is relevant to


H H
the extent that the Police and the relevant government department(s), e.g.
I the Transport Department, would not be able to devise any measures or I

make proper arrangements to militate against any obstruction or


J J
inconvenience that might be caused by the public meeting in the absence
K of proper notification. That said, in the context of the common law offence K

of public nuisance, to hold that ‘just because a public meeting is an


L L
unnotified one, therefore any obstruction caused as a result must be
M unreasonable’ would have the unwanted effect of inhibiting the exercise of M

the citizens’ right to demonstrate. The application of the reasonableness


N N
test in Yeung May Wan requires the court to take into consideration all the
O circumstances, including the extent and duration of the obstruction, the O

time and place where the obstruction occurs, as well as the purpose for
P P
which the obstruction is done. For obstruction caused by a public meeting
Q without proper notification, the absence of notification is a relevant factor, Q

but not the only factor, to be considered.


R R

S 415. Likewise, in considering whether an obstruction caused by a S

peaceful but unnotified demonstration on public highways is “not


T T
warranted by law”, the issue is not to be determined by the illegality arising
U U

V V
- 151 -
A A

B B
from the absence of notification, but whether the conduct under complaint

C
involves a reasonable use of the highways or public places. C

D D
416. For an obstruction caused by a peaceful demonstration, the

E protection given by the Basic Law to the right to peaceful demonstration E


kicks in, as the Court of Final Appeal held in Yeung May Wan.
F F

G 417. For the above reasons, the fact that the demonstration on the G

carriageways was without any prior notification made to the Police would
H H
not by itself make the disruption or obstruction to the traffic unreasonable.
I The entire circumstances should be considered before a finding on the issue I

made.
J J

K 418. I have set out the statements made by the relevant defendants K

which amounted to incitement to over-cram/fill up Admiralty, Central and


L L
Wanchai and incitement to incite others to do the same. It should be noted
M that whilst D1 to D7 should be given the benefit of doubt for their appeal M

to the persons at Tim Mei Avenue to occupy the carriageway of Tim Mei
N N
Avenue and their appeal to the persons at Tim Mei Avenue to incite others
O to do the same, some of the speeches made by the relevant defendants O

during the period between 27th and 28th September 2014 are also relevant
P P
to the consideration of their pleas to over-cram/fill up Admiralty, Central
Q and Wanchai. As the House of Lords held in Rimmington, it is a requisite Q

mens rea for the offence of public nuisance that the accused knew, or ought
R R
to have known (because of the means of knowledge were available to him)
S the consequence of what he did or omitted to do. What a defendant had S

said before or around the time the incitement(s) under complaint might
T T
reveal what that defendant knew or ought to have known. What was said
U U

V V
- 152 -
A A

B B
by another defendant in the presence of a defendant might constitute means

C
of knowledge available to the latter. Thus, it is necessary to consider the C
relevant defendants had said other than the incitements under complaint,
D D
i.e. the ones relating to over-cramming of the public places and roads in

E the neighbourhood of Tim Mei Avenue. E

F F
D1
G G

Exhibit P32
H H

I 419. At around 8:04 p.m. on 27th September 2014, when D1 was I

on the main stage with D2, D3 and D5, D1 addressed the people at Tim
J J
Mei Avenue and said they were going to have the largest scale of
K implementation of civil disobedience. He asked the participants to bear in K

mind safety, peace, trust, and hope.93


L L

M 420. In my judgment, the above speech of D1 shows that D1 knew M

that the public meeting which involved occupation of public places and the
N N
carriageway of Tim Mei Avenue was the largest in terms of scale, what D1
O said in Exhibit P32 sheds light on: (i) the intended scale of the occupation O

of Admiralty and Central that he vowed for in the afternoon on 27 th


P P
94
September 2014; and (ii) the occupy movement that he announced to
Q launch at 1:36 a.m. on 28th September 2014.95 Q

R R

S S

T 93 T
Exhibit P32, page 1160-1161
94
Exhibit 20
95
Exhibit P44
U U

V V
- 153 -
A A

B B
Exhibit P59

C C
th
421. Shortly before mid-day on 28 September 2014, when D1 was
D D
together with D2, D5 and D7 on the main stage (with D3 below stage) at

E Tim Mei Avenue, D1 addressed the people present and said amongst other E
things: (i) tens of thousands of citizens had participated in the Civil
F F
Disobedience Movement on 27th September 2014; (ii) the OCLP fully
G supported the occupy movement of the students; and (iii) the G

announcement of the launch of Occupy Central movement was not an act


H H
to highjack the movement of the students as the OCLP all along stood
I behind the students.96 I

J J
422. In my judgment, what D1 said in Exhibit P59 shows that he
K was aware of the negative effect of the announcement he made had on the K

occupy movement in progress at Tim Mei Avenue, people were leaving


L L
after the announcement. D1 thus wanted to reassure the participants of the
M movement that the Trio were not hijacking the occupy movement in M

progress. D1’s speech in Exhibit P59 also shows that he was aware at the
N N
time when he called for over-cramming of Admiralty first and then Central
O on 27th September 2017, there were already tens of thousands of O

participants in the occupy movement in progress. In my judgment, D1


P P
intended the scale of occupy movement to escalate and the number of
Q supporters to swell when he called for over-cramming of Admiralty first Q

and then Central in Exhibit P20.


R R

S S

T T

96
Exhibit P59, page 1457-1458
U U

V V
- 154 -
A A

B B
D2

C C
Exhibit P64
D D

E 423. At around noon time on 28th September 2014, when D2 was E


on the main stage with D1, D5 and D7 and D3 below stage, D2 addressed
F F
the people at Tim Mei Avenue and said:
G G
“Every, er, voluntary picket (and) supporter of ‘Occupy Central
H with Peace’, perhaps today is the first day that you people, the H
citizens, come to support this movement. (I) hereby have to make
an appeal to you all. This is because in the past few days, the
I Police took some unreasonable measures, (used) excessive I
violence to deal with the protestors. We suggest that each
J voluntary picket, citizen should adopt the effective protest J
approach used by the Hong Kong Federation of Students in
these few days. If anyone sees that the main stage or the local
K commanders needs your help, we are required to block certain K
important accesses, strongholds, or similar to what had
happened just now, we are required to block some vehicles
L L
which we think that ‘you’ may affect our entire movement. I
hope that you all follow the instruction given by - - the pickets
M and our commanders. If there is probably any conflict, we will M
raise both hands because we definitely have no intention to harm
the bodies of the law enforcers. This is still a non-violent
N protest. However, it’s a more aggressive non-violent protest. N
Well, therefore, today, we state clearly to our voluntary pickets
O and the citizens who participate in it that we continue to adopt O
an effective approach that was used in these several days.
However, this approach of protest is definitely to remain
P peaceful and non-violent. Thank you.” (Emphasis added)97 P

Q Q
424. In my judgment, what D2 said in Exhibit P64 and the way he

R
said it show that the Trio considered that they were key players in the R
Occupy Central movement they launched in the early hours on 28 th
S S
September 2014. The pickets of the OCLP were in action and the Trio

T T

97
Exhibit P64, page 1482-1483
U U

V V
- 155 -
A A

B B
were able to influence them. The speech of D2 also shows the importance

C
of the main stage from the perspective of the Trio. What D2 said in Exhibit C
P64 also shows that the Trio were prepared to adapt the original plan to the
D D
situation, hence they were willing to follow the “the effective approach”

E that had been used by the students. E

F F
Exhibit P66
G G

425. Shortly after 1 p.m. on 28th September 2014, when D2


H H
followed on D7’s plea to exhaust the manpower of the police to the greatest
I extent, D2 addressed the people at Tim Mei Avenue on the main stage, he I

said amongst other things:


J J

K “Civil disobedience means non-cooperation. Therefore, we’ll K


not get up and board a police vehicle ourselves to get arrested
directly……Just keep your body in a very relaxed state and then
L your body would become very heavy indeed. …..We must stay L
until the last moment. Stay for one more minute, and we will
M triumph for one more minute, right?.....” The other defendants M
present were: D7, D3 and D5 (on stage); D1 and D3 (below
stage) (Emphasis added)98
N N

426. What D2 said in Exhibit P66 shows that it was the common
O O
intention of the Trio, D5 and D7 to drain the manpower of the Police so
P that the protestors could stay, and the Occupy Central movement could last, P

until the last moment.


Q Q

R R

S S

T T

98
Exhibit P66, page 1522-1523
U U

V V
- 156 -
A A

B B
D3

C C
Exhibit P32
D D

E 427. At around 8:04 p.m. on 27th September 2014, when D3 was E


on the main stage with D1, D2 and D5, D3 addressed the people at Tim
F F
Mei Avenue after D1. D3 asked the participants not to be intimidated by
G the threatening means used by the police at the road junctions. D3 said: G

H H
“We, just like our guidelines, are sitting arm in arm. We
should not be afraid of this police authority…” (Emphasis
I added)99 I

J 428. What D3 said in Exhibit P30 shows that the Trio and D5 were J

asking the participants to follow the guidelines, i.e. the planned action of
K K
the OCLP. D3’s plea that the participants should sit arm in arm is also
L L
similar to what D2 said in Exhibit P66 as discussed above. I my judgment,

M
the purpose of protestors sitting arm in arm at the time of arrest was to drain M
the manpower of the Police so that the Occupy Central movement could
N N
last for an indefinite period of time.

O O
D4
P P

Q Exhibit P7 Q

R R
429. In the case of D4, in the morning on 27th September 2014,
S when D4 addressed the people at Tim Mei Avenue, as recorded in Exhibit S

P7 (Pg. 1015-1018), she called for more people to join the movement at
T T

99
U U

V V
- 157 -
A A

B B
Tim Mei Avenue and more material supplies for the support of the

C
movement at Tim Mei Avenue. C

D D
Exhibit P9

E E
430. At around noon time on 27th September 2014, as recorded in
F F
Exhibit P9, D4 addressed the people at Tim Mei Avenue on the stage (in
G the presence of D1 and D2, who were on and below the stage at various G

points of time). In the said address: (i) D4 asked for more people to join
H H
the movement at Tim Mei Avenue; (ii) she asked for specific items in
I support of the movement (iii) she appealed to the people at Tim Mei I

Avenue to hold on to the defence lines; (iv) she stated that “All in all, as
J J
long as the police did not retreat we will insist on staying here”; (v) she
K said the people at the main stage had been trying to collect information K

from all parties all along; (vi) she instructed the people at Tim Mei Avenue
L L
how they should respond to Police arrest; (vii) amongst the demands made
M by D4 was a demand for genuine universal suffrage and rejection of bad M

proposal.100
N N

O Exhibit P10 O

P P
th
431. In the afternoon of 27 September 2014, as recorded in
Q Exhibit P10, D4 addressed the people at Tim Mei Avenue on the stage (in Q

the presence of D2 and D3, who were on and below the stage at various
R R
points of time). In the said address: (i) D4 told the crowd how they should
S guard the defence lines against the police officers; (ii) D4 asked the S

protestors to pay attention to the side of Admiralty Centre and CITIC


T T

100
Exhibit P9, page 1044-1050
U U

V V
- 158 -
A A

B B
Pacific; (iii) D4 asked the people at other defence lines to monitor the

C
movement of the police and report to the main stage through the picket C
leaders (iv) D4 continued to ask for more people to join the movement at
D D
Tim Mei Avenue and bring with them appropriate supplies; (v) she

E instructed the people at Tim Mei Avenue how they should respond to E
Police arrest; (vi) D4 told the crowd that:
F F

G “(we) heard that more and more citizens are coming for G
reinforcement, coming to support us”;

H H
(vii) D4 told the crowd that it was possible that the police officers were
I going to carry the student protestors out from the Civic Square; (viii) D4 I

warned the crowd that the police officers on the side of the entrance to Tim
J J
Mei Avenue might be ready to take action any time; (ix) D4 asked the
K people at the front of Tim Mei Avenue to open umbrellas or put up their K

hands and to cover their eyes with cling wrap; (x) D4 continued to ask for
L L
more supporters to come to Tim Mei Avenue with material supplies she
M specifically asked; (xi) When D4 asked the crowd to leave a passage for an M

ambulance so that it could attend to someone fallen sick, she said, among
N N
other things:
O O
“Disobedience – is not about one or two days, or one or two
P minutes…”101 P

Q Exhibit P11 Q

R R
th
432. In the afternoon of 27 September 2014, as recorded in
S Exhibit P11, D4 addressed the people at Tim Mei Avenue on the stage in S

the presence of D2. In the said address: (i) D4 asked everyone to


T T

101
Exhibit P10, page 1051-1063
U U

V V
- 159 -
A A

B B
participate in civil disobedience; (ii) D4 asked everyone to ask more people

C
to come to Tim Mei Avenue; (iii) D4 asked the people at Admiralty Centre C
and on the bridge to guard the post as the police might need the access at
D D
Admiralty Centre after the people in the Civic Square had been carried up

E there; (iv) D4 asked the protestors to continue to guard various defence E


lines against the police (v) D4 asked the people in the Civic Square to stay
F F
arm in arm and shout out their names upon arrest; (vi) D4 said:
G G
“…according to our understanding now, civic square has
H already been cleared. Friends in the civic square have been H
carried away. But, never mind, we will go on staying here. Also,
there is a piece of news, …..As said just now, Wong Chi Fung
I has been rejected bail and is charged with three offences, three I
offences, therefore ……We – but we have to stay here. We have
J to uphold our strong will to show our determination. Shall we J
continue to stay here. Let’s us applause for ourselves, cheer
ourselves up, okay?”102
K K

Exhibit P16
L L

M 433. In the afternoon of 27th September 2014, as recorded in M

Exhibit P16, D4 and D5 addressed the people at Tim Mei Avenue on the
N N
stage (in the presence of D1 and D2, who were on stage and below stage at
O O
different points of time, and D3, who was below stage). In the said address:

P
(i) D4 told the crowd that yellow flags had been held up but everyone P
should get prepared and guard his/her post at various defence lines, e.g. the
Q Q
ones at CITIC Tower, Lung Wui Road near the roundabout; (ii) D4 told

R
the crowd how supporters could go to the venue via Tamar Park and the R
footbridge at CITIC Tower; (iii) D4 said they were not alone as many
S S
supporters were going to the venue to support them; (iv) D4 said, because

T T

102
Exhibit P11, page 1064-1068
U U

V V
- 160 -
A A

B B
of live TV broadcast, a lot of citizens were going to the venue with material

C
supplies to support the movement; (v) D4 specifically asked the supporters C
going to the venue should equip themselves with umbrellas, bottled water,
D D
hats, sunglasses or goggles; (vi) D4 asked the crowd to sit in a way that a

E male protestor should sit next to a female protestors and they should link E
their arms for the purpose of increasing the cost of the police carrying them
F F
away; (v) D4 said she believed the era of disobedience battle had already
G begun.103 G

H H
Exhibit P20
I I

434. In the afternoon of 27th September 2014, D4 addressed the


J J
people at Tim Mei Avenue, as recorded in Exhibit P20, in the said address,
K apart from calling for the over-cramming of Admiralty and then Central, K

also asked the people at Tim Mei Avenue to continue to ask more friends
L L
to go to the venue at Tim Mei Avenue, she said:
M M

“….Sometimes it is necessary (for us) to be divided into batches.


N The policemen will work in shifts, well, it also applies to us. Not N
everyone has to sleep here for two, three, four, five, six (or)
seven days, right?... Well, if everyone (wants) to keep staying
O O
(here), well, (you) certainly can. Well, if you intend to go, er,
prepare better supplies, (you) are also very welcome (to do
P so).”104 P

Q 435. It should be noted that Exhibits P7, P9-P11 and P16 were Q

recorded between 7:10 a.m. and 4:01 p.m. on 27th September 2014 whereas
R R
Exhibits P20, in which D4 called for the over-cramming of Admiralty,
S S

T T
103
Exhibit P16, page 1083-1097
104
Exhibit P20, page 1108
U U

V V
- 161 -
A A

B B
followed by Central, was recorded between 4:08 p.m. and 5:57 p.m. on the

C
same day (Para. 4, 5, 8 and 9 of Admitted Facts II). C

D D
436. The speeches made by D4 in Exhibits P7, P9-P11 and P16,

E show amongst other things, that D4 intended the public assembly in E


progress at Tim Mei Avenue to become a demonstration with mass
F F
participation and continuous material supplies from the public. D4 knew
G that there were many supporters going to join the public assembly at Tim G

Mei Avenue. She emphasized the importance of the main stage and
H H
specific instructions were given to the people present to defend various
I defence lines. It was clear from D4’s speeches that constitutional reform I

remained an important issue of the movement. The instructions given by


J J
D4 in respect of how a protestor should conduct himself/herself in an arrest
K action shows that D4 intended to increase the cost of the police in any arrest K

action so that the occupy movement could carry on for an indefinite [eriod
L L
of time.
M M

Exhibit P32
N N

O 437. At around 8:34 p.m. on 27th September 2014, when D4 was O

on the main stage with D2 and D5, she told the people at Tim Mei Avenue
P P
that at that moment, there were about thousands of people gathering on the
Q footbridge of Admiralty Centre. She said supporters could enter the venue Q

of Tim Mei Avenue via Tamar Park or the Academy for Performing Arts
R R
and the people at Tim Mei Avenue should tell their friends so if they were
S asking their friends to go to the venue. D4 also called for material support S

T T

U U

V V
- 162 -
A A

B B
of items needed at the venue. D4 also called for release of the arrested

C
persons and over-cramming of Civic Square.105 C

D D
Exhibit P33

E E
438. At around 9:00 p.m. on 27th September 2014, when D4 was
F F
on the main stage with D2 and D5, she told the people at Tim Mei Avenue
G who did not have a post to go to defend the footbridge of Admiralty Centre. G

D4 also asked the people who wanted to join the assembly at Tim Mei
H H
Avenue to bring with them enough food and water.106
I I

439. At around 9:20 p.m. on 27th September 2014, when D4 was


J J
on the main stage with D5, she told the people at Tim Mei Avenue to
K support the defence lines at the footbridges at Tim Mei Avenue and K

Admiralty Centre. D4 also asked the people at Tim Mei Avenue to swap
L L
the shifts with protestors who had been guarding at various defence lines
M for a long time.107 M

N N
Exhibit P35
O O

440. Later at around 9:48 p.m. in the same evening, when D4 was
P P
on the main stage with D2, D5 to D7, D4 to D7 each addressed the people
Q at Tim Mei Avenue, when D5 said that it was already filled with seated Q

people over at the Legislative Council, D4 echoed what D5 said.108


R R

S S

105
Exhibit P32, page 1164-1168
T 106 T
Exhibit P33, page 1169-1170
107
Exhibit P33, page 1174-1175
108
Exhibit P35, page 1189
U U

V V
- 163 -
A A

B B
Exhibit P38

C C
441. At around 10:56 p.m. in the same evening, when D4 was on
D D
the main stage with D6 and D7, she addressed the people at Tim Mei

E Avenue. D4 stressed the importance of the main stage and asked the crowd E
to protect the main stage from the police.109
F F

G Exhibit P41 G

H H
442. Shortly after midnight on 28th September 2014, when D4 was
I on the stage with D6, she told the people at Tim Mei Avenue that the police I

had refused to issue a LONO for the public meeting at Tim Mei Avenue
J J
on Sunday (28th September), hence the assembly in progress was an
K unauthorized assembly.110 K

L L
Exhibit P43
M M

443. Shortly before 1 a.m. on 28th September 2014, when D1 was


N N
with D1 to D3 on the main stage, D4 asked the people at Tim Mei Avenue
O who did not have any post to go to reinforce the defence lines on the O

footbridge of United Centre, Lung Wo Road and where Tim Mei


P P
Avenue connected with Gloucester Road. D4 also called for more people
Q to go to provide reinforcement as “a relatively meaningful number of Q

citizens present here, the Police will not take any action precipitately.”
R R
111
(Emphasis added)
S S

T 109 T
Exhibit P38, page 1224
110
Exhibit P41, page 1259
111
Exhibit P43, page 1306-1308
U U

V V
- 164 -
A A

B B
Exhibit P44

C C
th
444. Shortly after 2 a.m. on 28 September 2014, when D4 was on
D D
the main stage with D2 and D7, she addressed the people at Tim Mei

E Avenue. In her address, D4 spoke of the importance of the main stage: E

F F
“…, it is our long-term need that there are friends sitting right
in front of the main stage”. (Emphasis added)112
G G

D5
H H

I Exhibit P16 I

J J
445. In the case of D5, when he addressed the crowd at Tim Mei
K Avenue on the stage in the presence of D1, D2 and D4 (all on stage) in the K

afternoon on 27th September 2014, he said he was there to support the


L L
student protestors with a group of teachers at different tertiary institutions,
M they approved and applauded what the students had done.113 M

N N
Exhibit P27
O O

P
446. In the evening of 27th September 2014, when D5 addressed P
the crowd at Tim Mei Avenue on the stage in the presence of D2 and D6
Q Q
(both on stage), D5 said:

R R
“It comes to an era of protest, everyone is a p…protestor,
S everyone is an athlete, everyone is a picket, everyone is a S
knifeman who fights for the maximum space…..”114

T 112 T
Exhibit P44, page 1337
113
Exhibit P16, page 1082
114
Exhibit P27, page 1126
U U

V V
- 165 -
A A

B B

C
447. On the same occasion, when D5 addressed the crowd at Tim C
Mei Avenue on the stage in the presence of D6 and D7 (both on stage), he
D D
said:

E E
“All along we have many friends, so nice – so nice – to tell us
F the present progress. We know how the situation is in general. F
Please co-operate with our main stage….”

G G
He said the HKFS demanded that: (i) all the people arrested should be
H released; (ii) the Chief Executive Leung Chun Ying should respond to the H

class boycotts and the demand for genuine universal suffrage; (iii) the
I I
police should apologize. D5 said it was a smart move lately on the part of
J the protestors to counter surround the police. He asked the people at Tim J

Mei Avenue to use their own way to try to ask their friends to go to the
K K
venue at 10 p.m. D5 said they would continue to stay behind at the venue
L L
and he called for the recapture of the Civic Square. Henceforth, they had

M
entered an era of universal struggle and people from all walks of life were M
engaging in universal struggle. D5 also said there would be different
N N
programmes on the main stage after 8 p.m.115

O O
448. On the same occasion, in the presence of D2 and D6 (both on
P P
stage), D5 told the people at Tim Mei Avenue that the main stage would

Q process and sort out the information supplied to it and would make Q

the distribution afterwards. He asked everybody to pay attention to


R R
the arrangement made by the main stage. D5 asked the people present
S to keep calm and continue to participate in the assembly rationally. He S

T T

115
Exhibit P27, page1129-1132
U U

V V
- 166 -
A A

B B
asked the people present at the assembly to continue to ask more people to

C
come to the Civil Square. (Emphasis added)116 C

D D
449. The above speeches of D5 show that he was not just a

E supporter for the student protesters. He was in fact performing the role of E
a Master of Ceremonies of the assembly in progress. D5’s speeches also
F F
show the importance of the main stage. The plea made by D5 to the people
G that they should stay behind in the struggle for universal suffrage and the G

demand that the then Chief Executive Leung Chun Ying should respond to
H H
the demand for genuine universal suffrage show that D5 intended the
I movement in progress would be for an indefinite period. The fact that D5 I

had such intention in the evening on 27th September 2014 is also relevant
J J
to the issue whether he intended the incitements under complaint for
K Charge 2 and Charge 3 would result in obstruction of public places and K

roads in the neighbourhood of Tim Mei Avenue for an indefinite period.


L L
The other defendants who were present were also aware of the situation.
M M

Exhibit P28
N N

O 450. On the same occasion, D5 told the people present at Tim Mei O

Avenue (also in the presence of D2 and D6) that according to the news
P P
round-up of RTHK, the Police had declared at around 7:08 p.m. that the
Q assembly at Tim Mei Avenue was an unlawful assembly which would Q

affect public safety and the Police appealed to the participants and the
R R
people on the footbridge to leave in a peaceful and orderly manner as soon
S as possible.117 S

T T
116
Exhibit P27, page 1135-1137
117
Exhibit P28, page 1140-1141
U U

V V
- 167 -
A A

B B

C
451. Later that evening, at around 8 p.m., when D5 addressed the C
people at Tim Mei Avenue on the stage in the presence of D1, D2 and D6,
D D
he told the crowd that 27th September marked the beginning of an era. D5

E announced the evening meeting formally started at 8 p.m. D5, together E


with D6 asked the people present to hang in to the end. D5 also asked the
F F
participants to put on all equipment for preventing pepper spray.118
G G

452. The above speeches of D5 show that despite the fact the Police
H H
had declared that the public meeting in progress was an unlawful assembly,
I in the evening on 27th September 2014, D2 still asked the participants to I

hang in to the end even if use of pepper spray by the Police was by then
J J
imminent.
K K

Exhibit P32
L L

M 453. At around 8:30 p.m. on 27th September 2014, when D5 was M

on the main stage with D4, he asked the people present at Tim Mei Avenue
N N
to get more friends to join the assembly at Tim Mei Avenue as far as
O possible.119 O

P P
th
454. At around 8:34 p.m. on 27 September 2014, when D5 was
Q on the main stage with D2 and D4, D5 echoed D4 and called for release of Q

all the arrested persons and demanded the Chief Executive Leung Chun
R R
Ying to give an explanation about his views in respect of the class boycotts
S S

T T
118
Exhibit P28, page 1143-1144
119
Exhibit P32, page 1163
U U

V V
- 168 -
A A

B B
and the arrests of protestors and genuine universal suffrage. D5 also said

C
the police should apologize.120 C

D D
455. The address of D5 shows that constitutional reform in relation

E to universal suffrage was an important issue in the mass demonstration in E


progress.
F F

G Exhibit P33 G

H H
456. At around 9:17 p.m. in the same evening, when D5 was on the
I main stage with D2, D4 and D6, D5 made an announcement for the I

organizers that a large amount of googles and raincoats were badly needed,
J J
and he asked the people present to ask their friends to bring these items to
K the venue.121 K

L L
Exhibit P35
M M

457. Later at around 9:48 p.m. in the same evening, when D5 was
N N
on the main stage with D2, D4, D6 and D7, D4 to D7 each addressed the
O people at Tim Mei Avenue, D5 said that: O

P P
“It’s already filled with seated people over at the Legislative
Council…..It’s already filled with our seated people over at the
Q Legislative Council. however, I still need to ask for more people Q
to come, come again, come again after ten o’clock.”122
R R

S S

T 120 T
Exhibit P32, page 1165-1166
121
Exhibit P33, page 1173
122
Exhibit P35, page 1189
U U

V V
- 169 -
A A

B B
458. Later at around 10:04 p.m. in the same evening, D5 and D6

C
addressed the people at Tim Mei Avenue in the presence of D2 (on stage) C
and D3 (below stage), D5 and D6 said amongst other things:
D D

“Encirclement is strength”.
E E

F D5 also said it was a conservative estimate that there were 50,000 people F

participating at Tim Mei Avenue. D5 said amongst other things:


G G

“We have fifty thousand people here, fifty thousand people, fifty
H thousand people. Let me see how you are to clear away fifty H
thousand people? Let me see how you are to lock up fifty
I thousand people?”123 I

J 459. The speeches of D5 in Exhibit 35 show that when D5 later J

asked for the over-cramming and occupation of the carriageways of


K K
Harcourt Road in Exhibit P74, not only did he know that the carriageways
L were already full of protestors, he also knew that on the night before, i.e. L

27th September, there was a huge turnout of at least 50,000 people at Tim
M M
Mei Avenue. He also believed for a mass demonstration with a huge
N turnout, it would be difficult for the Police to clear the site and carry out N

arrest action.
O O

P Exhibit P57 P

Q Q
th
460. In the morning of 28 September 2014, when D5 was on the
R main stage. He addressed the people at Tim Mei Avenue, apart from asking R

the participants to contact their family members and them to join the
S S
assembly at Tim Mei Avenue, D5 also told said the Police refused to let
T T

123
Exhibit P35, Page 1192-1193
U U

V V
- 170 -
A A

B B
some audio equipment be moved into the venue on the ground that the

C
public meeting in progress was an unlawful assembly. 124 C

D D
Exhibit P61

E E
461. In the same morning, when D5 was on the main stage with
F F
D2, D5 addressed the people at Tim Mei Avenue and said the fight they
G were putting up in civil disobedience was a “fight in relays”. He asked G

each participant leaving the venue should invite two friends to join the
H H
movement at the venue.125
I I

462. What D5 said in Exhibit P61 shows that he intended the mass
J J
demonstration in progress at Tim Mei Avenue to carry on for an indefinite
K period. K

L L
Exhibit P59
M M

463. Shortly before mid-day on 28th September 2014, when D5 was


N N
together with D1, D2 and D7 on the main stage and D3 below stage, D5
O addressed the people at Tim Mei Avenue. He asked the participants to O

intercept a police vehicle at Lung Wui Road as there were some legislative
P P
126
councillors arrested and taken on board the police vehicle.
Q Q

464. In my judgment, whatever the effect of cordoning off Tim Mei


R R
Avenue might have on the defendants, D5 had no reason to believe that the
S S

T 124 T
Exhibit P57, page 1447 and 1450
125
Exhibit P61, page 1465-1466
126
Exhibit P59, page 1456
U U

V V
- 171 -
A A

B B
cordoning off provided a justification for the intercepting a police vehicle

C
at Lung Wui Road. C

D D
Exhibit P64

E E
465. Shortly after mid-day on 28th September 2014, when D5
F F
addressed the people at Tim Mei Avenue, he asked the people present to
G ask their friends to come out to counter-besiege the police defence. D1 to G

D3 and D7 were below stage during the said address.127


H H

I 466. At around 12:15 p.m., when D5 was on the main stage with I

D2, he gave directions to the people present to reinforce the defence at Tim
J J
Mei Avenue at the direction of Admiralty. He thanked everybody for co-
K operating with the main stage. D1 and D7 were below stage during the K

address.128
L L

M Exhibit P66 M

N N
467. At around 12:36 p.m., when D5 was on the main stage with
O D2 and D7, D5 asked the people at Tim Mei Avenue to fill up the spaces O

for each other. He said amongst other things:


P P

Q “…., if we can mobilize (our) people further, we will make the Q


mobilization.”129
R R

S S

T 127 T
Exhibit P64, page 1485
128
Exhibit P64, page 1486
129
Exhibit P66, page 1517
U U

V V
- 172 -
A A

B B
468. What D5 said in Exhibits P64 and P66 shows that the main

C
stage was used as a command centre. D2 and D7 were present at the time. C

D D
D6

E E
Exhibit P17
F F

G 469. In the case of D6, when he addressed the crowd at Tim Mei G

Avenue on the stage in the afternoon of 27th September 2014130, he asked


H H
the people at Tim Mei Avenue to call for more supporters to go to Tim Mei
I Avenue even though Tim Mei Avenue was already all full. D6 also said I

the purposes of the assembly at Tim Mei Avenue were: (i) to ask the then
J J
Chief Executive of the HKSAR Leung Chun Ying to give an explanation
K on what was then happening and on the matter of supporting a K

predetermined political reform; and (ii) to wait for the release of the
L L
protestors arrested inside the Civic Square. D6 criticized the Decision on
M 31st August and asked for the breaking through of the gate of the Civil M

Square as the first step to break through the framework of the Decision on
N N
31st August. D6 said the civil disobedience which was taking place
O required mass participation to make it a large-scale civil disobedience. He O

said what was going on was probably civil disobedience in progress as road
P P
was already being occupied. D6 said the number of people was still not
Q enough and he asked the people present to ask more friends to join. D6 Q

said:
R R

S “now we hope that everybody, yes, can really ask more people S
to come out and over-cram Tim Mei Avenue, also, it is hoped
that the nearby carriageways will also be over-crammed, and
T T

130
Exhibit P17
U U

V V
- 173 -
A A

B (we) continued to extend the area of our civil disobedience.” B


(Emphasis added)131
C C

470. The speech of D6 in Exhibit 17 shows that constitution reform


D D
was an important topic for the mass demonstration in progress at Tim Mei
E Avenue. D6 also called for mass participation in the movement and the E

plan to over-cram the nearby carriageways. What D6 said in Exhibit P17


F F
reflects the scale and duration of the mass demonstration he had in mind
G on 27th September 2014. The plea made by D6 in Exhibit P40 (Pg. 1244- G

1245) to the people at Tim Mei Avenue that they should keep asking people
H H
to come to over-cram Admiralty, properly understood, must mean the over-
I cramming of the public places and roads in the neighbourhood of Tim Mei I

Avenue.
J J

K Exhibit P27 K

L L
471. Later in the evening, when D6 addressed the people at Tim
M Mei Avenue on the stage in the presence of D2 and D5 (both on stage), he M

said, amongst other things: (i) that according to the LONO received from
N N
the police, the assembly in progress would last until 11 p.m., therefore the
O O
police would be breaking its promise if they were to take action against the

P
assembly before that time. D6 said the assembly in progress was a lawful P
one with a LONO issued. The police had the duty to assist the members
Q Q
of the public in exercising their civic rights and it was necessary to open

R
more areas for the assembly instead of dispersing the people. D6 asked the R
people present to ask more friends to go to the venue at Tim Mei Avenue
S S
to express their support.132

T T
131
Exhibit 17, page 1198-1102
132
Exhibit 27, page 1138-1139
U U

V V
- 174 -
A A

B B

C
Exhibit P28 C

D D
472. Later at around 7:57 p.m. in the same evening, when D6

E addressed the people at Tim Mei Avenue on the main stage in the presence E
of D1 and D2 (both on stage), D6 said that a red banner was raised at the
F F
“Chiu Mun” (transliteration) of United Centre. He asked the people
G present to continue to appeal to their friends to keep going to the venue at G

Tim Mei Avenue.133


H H

I 473. Later at around 8 p.m. in the same evening, when D5 I

announced the evening meeting started at 8 p.m., D5 and D6 asked the


J J
people present to hang in till the end.134
K K

Exhibit P33
L L

M 474. Later at around 9:16 p.m. in the same evening, when D6 M

addressed the people at Tim Mei Avenue in the presence of D2, D4 and D5
N N
(all on stage), D6 asked the people present to keep providing reinforcement
O at the bridge of Admiralty Centre. D6 said: O

P P
“Well, everyone, please keep asking your friends on Facebook,
asking your relatives (and) friends to keep, er, providing
Q reinforcement?”135 Q

R R
475. The above speeches of D6 in Exhibits P28 and P33 show that
S it was the intention of D6 that the mass demonstration in progress at Tim S

T 133 T
Exhibit 28, page 1142
134
Exhibit 28, page 1143-1144
135
Exhibit P33, page 1172
U U

V V
- 175 -
A A

B B
Mei Avenue should last for an indefinite period. In my judgment, it follows

C
that the intended duration of the over-cramming of “nearby carriageways” C
and Admiralty in Exhibits P14 and P49 must also be indefinite.
D D

E Exhibit P32 E

F F
476. Later at around 9:48 p.m. in the same evening, when D6 was
G on the main stage with D2, D4, D5 and D7, D4 to D7 each addressed the G

people at Tim Mei Avenue, D6 said amongst other things, that it was the
H H
main stage which drew most people’s attention. He asked the people
I present to listen carefully to the information disseminated by the main I

stage. He advised how new supporters could enter the venue at Tim Mei
J J
Avenue.136
K K

477. The above speech of D6, said in the presence of D2, D4, D5
L L
and D7, shows the importance of the main stage.
M M

Exhibit P35
N N

O 478. Later at around 10:04 p.m. in the same evening, D5 and D6 O

addressed the people at Tim Mei Avenue in the presence of D2 (on stage)
P P
and D3 (below stage), D5 and D6 said amongst other things “Encirclement
Q is strength”. D6 also said the number of participants at Tim Mei Avenue, Q

estimated to be 50,000 people, marked a new record high for civil


R R
disobedience. He asked if the people present were afraid of being
S arrested.137 S

T T
136
Exhibit P32, page 1185-1186
137
Exhibit P35. Page 1192-1193
U U

V V
- 176 -
A A

B B

C
479. The speech of D6 in Exhibit P35 was made before D6’s plea C
to over-cram Admiralty. In other words, when D6 asked the people at Tim
D D
Mei Avenue to keep asking more people to join the movement to over-

E cram Admiralty, he knew that there were already 50,000 people at Tim Mei E
Avenue.
F F

G Exhibit P37 G

H H
480. Later at around 10:24 p.m. in the same evening, when D5, D6
I and D7 addressed the people at Tim Mei Avenue in the presence of D1, D2 I

and D4 (all on stage), D6 said amongst other things:


J J

K “All right, and, er, the friends by the sides, please pay attention. K
This’s because we are going to command the friends by the
sides, probably some duties of causing obstruction. Regarding
L the people at er, Lung Wui Road, near Lung Wui Road, and the L
people near CITIC Tower, well, try - - (you) can try to make use
M of the resources nearby to cause obstruction.” M

N D6 said the protestors must defend the stage and would not leave until the N

arrested student leaders were released.138


O O

P Exhibit P38 P

Q Q
481. At around 10:56 p.m. in the same evening, when D6 was on
R the main stage with D4 and D7, D6 addressed the people at Tim Mei R

Avenue. D6 told the people present that more people were needed at Lung
S S

T T

138
Exhibit P37, page 1212-1213
U U

V V
- 177 -
A A

B B
Wui Road near Legislative Council and he asked supporters who were

C
available to help to move over there.139 C

D D
482. At around 11:06 p.m. in the same evening, when D6 was on

E the main stage with D4 and D7, D6 told the people how they should E
conduct themselves to slacken the speed of clearing the site by the
F F
police.140
G G

483. What D6 said in Exhibits P37 and P38 in the presence of D1,
H H
D2 and D7 were just a few of the many incidents the main stage was used
I as a command centre in the movement. I

J J
Exhibit P44
K K

484. After the announcement to launch the Occupy Central


L L
movement made by D1 at around 1:36 a.m. on 28th September 2014, D6
M chanted slogans with D1 to D3 and D7 on the stage, amongst the slogans M

chanted by D6 was “Occupy Central formally begins”, chanted twice by


N N
D6. D6 also addressed the people at Tim Mei Avenue, in the presence of
O D2 and D4, and he said amongst other things: O

P P
“….Well, everyone just heard the official announcement. We
move on a new chapter of democratic movement. Everyone, let
Q us, ask more people to come out.” (Emphasis added)141 Q

R R

S S

T 139 T
Exhibit P38, page 1225-1126
140
Exhibit P38, page 1230
141
Exhibit P44, page 1332
U U

V V
- 178 -
A A

B B
Exhibit P45

C C
th
485. In the early hours on 28 September 2014, when D6 was on
D D
the main stage with D2, D4 and D7, D6 addressed the people at Tim Mei

E Avenue and said amongst other things “I think, here, the understanding E
everyone has today about this movement, why I - - we- - our class boycott
F F
this time successfully made Occupy Central start earlier.” (Emphasis
G added)142 G

H H
486. The speeches made by D6 in Exhibits P44 and P45 show that
I it was the intention of the HKFS and the Trio to announce the launch of I

the Occupy Central at 1:36 a.m. on 28th September 2014.


J J

K Exhibit P48 K

L L
487. On the issue whether the main stage was used as a command
M centre, it should be noted that at around 3:42 a.m. on 28th September 2014, M

when D6 was on the main stage with D1 to D3 and D7, D6 addressed the
N N
people at Tim Mei Avenue. In the said address, D6 said the main stage
O would still be used as a command centre after the assembly was over. The O

command centre, i.e. the main stage, would give directions to the people
P P
143
present as to where they should keep guard.
Q Q

R R

S S

T T
142
Exhibit P45, page 1370
143
Exhibit P48, page 1399
U U

V V
- 179 -
A A

B B
D7

C C
Exhibit P27
D D

E 488. In the case of D7, when he addressed the crowd on the stage E
in the presence of D2, D5 and D6 (all on stage) at Tim Mei Avenue in the
F F
afternoon of 27th September 2014, he said: (i) he was a representative of
G the HKFS and he thanked all those who stayed at Tim Mei Avenue; (ii) he G

condemned the police for the attack on the protestors the night before; (iii)
H H
that the then Chief Executive of the HKSAR Leung Chun Ying had not
I responded to the demand made by HKFS earlier that morning, ie he should I

give an explanation for his decision to attack the citizens and that all
J J
arrested persons should be released; (iv) D7 asked the participants at Tim
K Mei Avenue to stay with the HKFS until the Government responded to K

these two requests; (vi) D7 called for the people at Tim Mei Avenue to
L L
continue to appeal to their friends and relatives to go to the venue at Tim
M Mei Avenue to support the movement; (vii) D7 called for material supplies M

be brought to the venue; (viii) D7 asked the people at Tim Mei Avenue to
N N
ask others to counter-besiege the police:
O O

“even though (they) cannot enter the venue, (I) hope (you) would
P ask your relatives and friends to come and counter- P
besiege ,…”144
Q Q
489. The speech of D7 shows that the tactic of counter-besieging
R R
the Police he advocated in the presence of D2, D5 and D6 was to besiege
S the police officers who were besieging the venue from outside. S

T T

144
Exhibit P27, page 1127-1128
U U

V V
- 180 -
A A

B B
Exhibit P35

C C
490. At around 9:48 p.m. on 27 September 2014, when D7 was on
D D
the main stage with D2, D4, D5 and D6, D4 to D7 each addressed the

E people at Tim Mei Avenue, D7 said amongst other things; (i) although the E
police had stated that the assembly at Tim Mei Avenue was an illegal one,
F F
D7 believed the people at the venue were not frightened. The HKFS
G appealed to the people at Tim Mei Avenue to consider whether they would G

stay at the venue after considering and balancing the pros and cons; (ii) D7
H H
appealed to the people present to ask their friends to go the venue via
I Tamar Park; (iii) D7 also said:- I

J J
“Here, we want to appeal to everyone, to ask more friends to
come, bringing over all the supplies and counter-circle the
K Government. Would you all be frightened of the ruling power?” K
(Emphasis added)145
L L
491. In Exhibit P35, D7 advocated once again the move of counter-
M M
besieging, this time in the presence of D2, D4, D5 and D6. By that time,

N D7 knew that the Police had declared the assembly in progress was an N
unlawful assembly. D2, D4, D5 and D6 who were present, were also
O O
aware of the situation.
P P

Exhibit P38
Q Q

R 492. At around 10:55 p.m. on 27th September 2014, when D7 was R

on the main stage with D4 and D6, D7 asked the people at Tim Mei Avenue
S S
to go to the end of Lung Wui Raod to counter-besiege the police. D7 said
T T

145
Exhibit 35, page 1186-1187
U U

V V
- 181 -
A A

B B
it was necessary to build an effective defence line at Legislative Council

C
and Lung Wu Road.146 C

D D
493. In Exhibit P38, D7 advocated once again the use of the tactic

E of counter-besieging the police, this time he did it in the presence of D4 E


and D6.
F F

G Exhibit P40 G

H H
494. At around 11:24 p.m. in the same evening, when D7 was with
I D4 and D6 on the main stage, he said to the people at Tim Mei Avenue:- I

J J
“Well! As what we have seen, actually, there are huge crowds
of people everywhere. Well! We, starting from Harcourt Road
K to the entire Tim Mei Avenue, all were (packed with) people, K
the open space of the Legislative Council is also full of people,
so everybody keeps asking people to come!” D7 echoed and
L L
said “But, let’s not be satisfied with the current situations
because we got quite a lot of news that the police were trying to
M make some attacks at different areas…….” (Emphasis added)147 M

N 495. What D7 said in Exhibit P40 shows that as D7 urged the N

supporters to counter-besiege the Police, he also continued to ask for more


O O
supporters to join the movement. Bearing in mind the essence of the tactic
P of counter-besieging was that the supporters should counter-besiege the P

Police from outside, an increase in the numbers of supporters at various


Q Q
places, e.g. Harcourt Road and the Academy for Performing Arts, meant
R R
that there would be more people gathering outside the venue at Tim Mei

S S

T T
146
Exhibit P38, page 1222 and 1125
147
Exhibit P40, page 1244-1245
U U

V V
- 182 -
A A

B B
Avenue. In my judgment, D7 was aware of the situation, so were D4 and

C
D6, who were present. C

D D
Exhibit P43

E E
496. At around 1:33 a.m. on 28th September 2014, when D7 was
F F
with D1 to D3 and D6 on the main stage, D7 addressed the people at Tim
G Mei Avenue, in his speech, D7 explained how the constitutional reform G

was related to the civil disobedience movement in progress, with 10,000


H H
citizens participating. D7 also said:-
I I

“Here, we are making history. Today. We are going to - - we


J are going to make an announcement a moment later.”148 J

K Exhibit P44 K

L L
th
497. At around 1:36 a.m. on 28 September 2014, immediately
M before the announcement by D1, D7, who was on the stage with D1 to D4 M

and D6, addressed the people at Tim Mei Avenue and said:-
N N

O “The Occupy Central trio will put their resources into this O
movement and promote this movement for democracy together
P with us, with the students and with every citizens. Disobedience P
or deliberation on our city’s future is not (something) that can
be undertaken by one exclusive group, by the Occupy Central
Q trio, by HKFS, or by Scholarism……..We, students, hereby Q
make an announcement today: today will be our disobedience
– it’s the day of community-wide civil disobedience. From
R R
here, together we will get ready to occupy Central. Without the
support of everyone of you here, this movement would not have
S been possible. Here, we appeal to the many of (you) that starting S
from tomorrow, call upon all your friends and relatives to join
T T

148
Exhibit P43, page 1316-1317
U U

V V
- 183 -
A A

B us, to come out to overthrow this autocratic constitutional B


system together, okay?” (Emphasis added)149
C C

498. In my judgement, the above speeches of D7 in Exhibits P43


D D
and P44 show: (i) constitution reform remained an important theme of the
E movement in progress at Tim Mei Avenue, together with other themes, e.g. E

to support the arrested protestors. As said, it would take time for the
F F
Government to respond to the demand for constitutional reform on issue as
G important as the universal suffrage for the election of the Chief Executive G

of the HKSAR; and (ii) the announcement referred to by D7 in Exhibit P43


H H
must be the announcement D7 made in Exhibit P44, i.e.
I I

“…We, students, hereby make an announcement today: today


J will be our disobedience – it’s the day of community-wide civil J
disobedience. From here, together we will get ready to occupy
Central.”
K K

L 499. The above announcement of D7 shows that the HKFS was L

prepared to launch the Occupy Central movement, which they saw as a


M M
civil disobedience movement, with the OCLP, that was why D7 said they
N would get ready “to occupy Central”. If it was all along the understanding N

of D7 that the HKFS only expected the OCLP to put in the resources of the
O O
OCLP in support of the movement in progress in Tim Mei Avenue without
P announcing the launch of the Occupy Central movement, I do not think D7 P

would say what he said in Exhibits P43 and P44.


Q Q

R 500. It should also be noted that immediately after the R

announcement by D1, D6 and D7 chanted with D1 to D3, amongst the


S S

T T

149
Exhibit P44, page 1318-1319
U U

V V
- 184 -
A A

B B
slogans chanted was “Occupy Central formally begins” 150 , D7 then

C
addressed the people at Tim Mei Avenue and said:- C

D “Here, I want to say (something) to everyone here(:) with the D


many of (us) having come forward, everyone, do (you) still think
the Police is able to continue to attack us, the citizens? Let us
E go down this path of democracy together, okay? No civic E
nomination…then (go for) civil disobedience. No civic
F nomination…then (go for) civil disobedience.” F

G D6 and D7 showed considerable comradeship with the Trio and the OCLP G

at the time and immediately after the announcement of the launch of the
H H
Occupy Central movement.
I I

Exhibit P45
J J

K 501. In the early hours on 28th September 2014, D7 addressed the K

people at Tim Mei Avenue in the presence of D4, D5 and D6. D7 said
L L
amongst other things:-
M M

“… Are we able to safeguard every one of us again, (and) hold


N this defence line today? (I) hope that (you), friends, will N
continue to provide reinforcement to the key locations, I repeat
O once again, including Harcourt Road, that is the stronghold at O
Harcourt Road off Tim Mei Avenue, including the stronghold
(from) the exit of the Legislative Council (Complex) car park to
P this, CITIC Tower; including friends at the roundabout on Lung P
Wui Road on that side, and also including the exit of the
Legislative Council Demonstration Square…” and “It’s
Q Q
everyone in the crowds here who has enabled Occupy Central
to start today. As long as we can persevere (with it), the next
R step will be the road to universal suffrage….” (Emphasis R
added)151
S S

T T
150
Exhibit P44, page 1321-1326
151
Exhibit P45, page 1342 and 1347
U U

V V
- 185 -
A A

B B
502. The above speech of D7, said in the presence of D4 to D7,

C
apart from showing a strong determination to carry on the occupy C
movement after the announcement by the Trio at 1:36 a.m., it also shows
D D
that D7 of the HKFS saw they had launched the Occupy Central movement

E with the Trio and they were fighting for their advocated form of universal E
suffrage, not just for the protection of student leaders arrested. It should be
F F
noted that the part of Harcourt Road referred to by D7 was the part of
G Harcourt Road off Tim Mei Avenue, the location where there was a flower G

bed.
H H

I Exhibit P48 I

J J
503. On the issue whether the main stage was used as a command
K centre, it should be noted that at around 3:49 a.m. on 28th September 2014, K

when D7 was on the main stage with D1 to D4, D7 said amongst other
L L
things:-
M M

“S-starting from this part… … our stage will turn into a


N command centre from a spotlight one. We’ll keep releasing N
information about the defense deployment of the police to you.”
D7 also said “Well, you should do what I have just said when
O O
you expect that you may be arrested……..However, if,
unfortunately, (you) are carried away; when you are being
P carried away, remember to fold your arms and legs, only by P
doing so could (you) obstruct the police power…” (Emphasis
added)152
Q Q

R R

S S

T T

152
Exhibit P48, page 1400-1401
U U

V V
- 186 -
A A

B B
Exhibit P53

C C
th
504. In the morning of 28 September 2014, when D7 was on the
D D
main stage with D1 to D3 and D5, D7 addressed the people at Tim Mei

E Avenue. He appealed to more people to participate in the movement. He E


suggested that many spontaneous activities could be organized at the
F F
venue. He said:-
G G
“By the time we’ve got sufficient people to come out, we can go
H on to fight for the constitutional future and the constitutional H
democracy that belong to Hong Kong.” He said with
reinforcement by supporters, “..we can put down roots
I here…after we have occupied the place, how are we going to do I
when it comes to giving this place its meaning?” (Emphasis
J added)153 J

K 505. In the above speech of D7, he showed once again K

constitutional reform was an important purpose of the movement in


L L
progress. The suggestion by D7 that the participants could “put down
M roots” at the venue shows that D7 intended the occupation movement at M

Tim Mei Avenue to be an indefinite one. It follows that when D7 asked


N N
the people to fill up Admiralty and Wanchai and when he asked the people
O to give encouragement to the people dashing out to occupy the road(s),154 O

the intended duration of the over-cramming of Admiralty and Wanchai


P P
must also be for an indefinite period. D1 to D3 and D7, who were present,
Q were aware of the content of D7’s speech and the situation. Q

R R

S S

T T
153
Exhibit P53, page 1423-1425 and 1427-1428
154
Exhibit P69 (pages 1545-1546) and Exhibit P74 (pages 1588-1598)
U U

V V
- 187 -
A A

B B
Exhibit P66

C C
th
506. At around 12:32 p.m. on 28 September 2014, when D7 was
D D
on the main stage with D2 and D5, D7 addressed the people at Tim Mei

E Avenue and asked them to keep on asking more friends to come to E


counter-besiege the cordon line of the police.155
F F

G 507. At around 12:55 p.m. on 28th September 2014, when D7 was G

on the main stage with D2 and D5, D7 addressed the people present and
H H
asked them to call for more friends to go counter-besiege the police. D1
I was below stage during the said address.156 I

J J
508. The plea made by D7 in Exhibit P66 was not to ask the new
K supporters joining the movement to enter the venue at Tim Avenue, but to K

counter-besiege the cordon line of the police. D1, D2, D5 and D7 were
L L
aware of the plea made by D7 and the situation.
M M

509. Shortly after 1 p.m. on 28th September 2014, when D7


N N
addressed the people at Tim Mei Avenue on the main stage, he said
O amongst other things:- O

P “However, if a comrade is being carried away from the site, we P


should sprawl out (and) relax your body, it’s because this is the
Q way to exhaust the manpower of the police to the greatest Q
extent.” (Emphasis added)157

R R
510. In my judgment, it was the clear intention of D7 that the
S occupy movement should last for an indefinite period of time, hence he S

T 155 T
Exhibit P66, page 1515
156
Exhibit P66, page 1520
157
Exhibit P66, page 1522
U U

V V
- 188 -
A A

B B
asked the people to conduct themselves in a way that would have the effect

C
of exhausting the manpower of the police to the greatest extent. C

D D
Exhibit P67

E E
511. At around 1:34 p.m. on 28th September 2014, when D7 was
F F
on the main stage with D1 to D3 and D5, D7 spoke in the presence of D1
G to D3 and D5, he said:- G

H H
“Here, we are appealing to all (our) friends, for those of (you)
who are watching the live broadcast, if you want to come and
I support (us), the bridge at Admiralty (Centre) has been closed I
already, we appeal to all of you (our) friends to go to, go to Lung
Wui Road from another bridge to do a counter besiege. Go to
J J
the Academy for Performing Arts from another bridge and
then counter-besiege the police on Lung Wui Road.”
K (Emphasis added)158 K

L 512. At around 1:45 p.m. on 28th September 2014, when D7 was L

on the main stage with D1, D2 and D5, D7 addressed the people at Tim
M M
Mei Avenue and said:-
N N

“Here, we are appealing to all of you (our) friends in Hong


O Kong, friends who are seeking democracy in Hong Kong, no O
matter if you are willing to bear the criminal responsibility or
P not, I will also appeal to you, come here as soon as possible, to P
this place to counter-besiege the police, it’s because counter-
besieging the police does not amount to an act of disobedience,
Q it is not necessary to bear such legal risk. Certainly, if the police Q
can show (and) say that you have obstructed (them) in their duty,
that will certainly be another story. However, we believe if
R R
sufficient people come out to counter-besiege the police, the
police will have no way to clear the site.” (Emphasis added)159
S S

T T
158
Exhibit P67, page 1529-1531
159
Exhibit P67, page 1533
U U

V V
- 189 -
A A

B B
Exhibit P68

C C
th
513. At around 2:34 p.m. on 28 September 2014, when D7 was
D D
on the main stage, he addressed the people at Tim Mei Avenue that the

E crowds supporting the movement at Lung Wui Road had already spread to E
the Hong Kong Academy for Performing Arts. Other defendants present
F F
were: D1, D2 and D5 (on stage); D3 (below stage).160
G G

514. The above speech of D7 in Exhibit P68 shows that at around


H H
2:34 pm, D7 knew that there were a lot of supporters at the Academy for
I Performing Arts; the Trio were also aware of the situation at the time as I

they were present.


J J

515. When D7 addressed the people again at around 3:27 p.m., in


K K
the presence of D1, D2 and D5 (on stage) and D3 (below stage), D7 knew
L there were roughly more than 10,000 people blocking “the road from L

Admiralty Centre, the whole of KFC to Rodney Street” and there were
M M
another 10,000 people the Academy for Performing Arts, it was against
N N
this background that D7 spoke on the main stage at Tim Mei Avenue and

O
called for the filling up of the whole of Admiralty and Wan Chai, and the O
besiege of the Central Government Offices from the side of Rodney Street
P P
and from the side of the Academy for Performing Arts.161

Q Q
516. From the video evidence and transcripts before me, I am
R R
aware that there were many instances where people at Tim Mei Avenue

S were asked by the relevant defendants to fortify various defence lines at S

T T
160
Exhibit P68, page 1539
161
Exhibit P69 and P74
U U

V V
- 190 -
A A

B B
Tim Mei Avenue, e.g. the junction of Harcourt Road and Tim Mei Avenue

C
and the roundabout at the junction of Tim Mei Avenue and Lung Wui C
Road.
D D

E 517. Given my findings of the possible effect of the cordoning off E


the carriageway of Tim Mei Avenue had on D1 to D7. I find that the
F F
Prosecution fails to prove that D1 to D7 had the mens rea (i) to incite the
G people present at Tim Mei Avenue to cause public nuisance at Tim Mei G

Avenue; (ii) to incite the people present at Tim Mei Avenue to incite
H H
others to cause public nuisance at Tim Mei Avenue.
I I

518. However, the pleas by the relevant defendants to the people at


J J
Tim Mei Avenue to occupy the public places and carriageway of Tim Mai
K Avenue is relevant to the consideration of the intended duration of the K

occupation of the roads in Admiralty, Central and Wanchai in the


L L
neighbourhood of Tim Mei Avenue. In my judgment, if the relevant
M defendants intended the occupation of Tim Mei Avenue should be for an M

indefinite period, when they incited the incitees or incited the incitees to
N N
incite others to occupy public places or roads in Admiralty, Central and
O Wanchai in the neighbourhood of Tim Mei Avenue, it must be the O

intention of the relevant defendants that the occupation of these public


P P
places and roads should also be for an indefinite period of time, bearing in
Q mind the importance of the tactic of “counter-besieging the police” Q

emphasized in the speeches of the relevant defendants.


R R

S 519. I now turn to the incitements made by the relevant defendants S

to obstruct public places and roads in the neighbourhood of Tim Mei


T T
Avenue.
U U

V V
- 191 -
A A

B B

C
The Words of Incitement by D1 in Exhibit P20 C

D D
520. At around 4:10 p.m. on 27th September 2014, when D1

E addressed the people at Tim Mei Avenue in the presence of D2, D4 and E
D6, D1 said, amongst other things:-
F F

G “….Let’s over-cram Admiralty first. Where shall (we) G


over-cram next? Central! We must be able to see the
arrival of genuine universal suffrage in Hong Kong!”
H (Emphasis added)162 H

I I
521. In my judgment, the above statement of D1, which amounted

J
to an incitement to the persons present at Tim Mei Avenue to over-cram J
Admiralty first and then Central, was made to the people at Tim Mei
K K
Avenue and heard by those within the audibility range of the public address

L
system. L

M M
522. It was all along the plan of the Trio that their Occupy Central

N movement when implemented, would involve occupation of the public N


roads by protestors. By calling for the over-cramming of Admiralty and
O O
Central, D1 clearly meant the occupation of the public places and roads in
P Admiralty and Central. As discussed, the occupation D1 incited was not P

an occupation of any public place or road in Admiralty and Central, but


Q Q
the occupation of “public places and roads in the neighbourhood of Tim
R Mei Road”. It was through the occupation of the public places and roads R

in the neighbourhood of Tim Mei Road that the student movement at Tim
S S
Mei Avenue would be supported.
T T

162
Exhibit P20, page 1107
U U

V V
- 192 -
A A

B B

C
523. In my judgment, the reference to “the arrival of genuine C
universal suffrage” in Hong Kong in the incitement shows that the
D D
occupation was intended to be for an indefinite period. As discussed, it

E would take time for the Government to consider and respond to the demand E
for constitutional reform.
F F

G 524. I have taken onto consideration all the circumstances leading G

to the making of the incitement by D1 in Exhibit P20. In my judgement,


H H
the scale of the occupation was extensive, both Admiralty and Central were
I important commercial districts and the roads in the district were important I

thoroughfares, as they always have been. The intended occupation was for
J J
an indefinite period. On the other hand, I am aware that the occupation
K advocated was a peaceful one and the purpose of the occupy movement K

was to strive for universal suffrage. In my judgment, what D1 incited the


L L
people at Tim Mei Avenue in Exhibit P20 to do was not a reasonable use
M of the roads in Admiralty and Central in the neighbourhood of Tim Mei M

Square. The obstruction to the traffic and inconvenience caused to the


N N
public would be so serious that would exceed the bounds of reasonableness
O and the protection given by the Basic Law to the right to peaceful O

demonstration. I find that the obstruction that would be caused was not
P P
warranted by law.
Q Q

525. From the computer certificates,163 I am satisfied that the over-


R R
cramming of the public places and roads in the neighbourhood of Tim Mei
S Road would result in the suffering of common injury by common member S

of the public.
T T

163
Exhibits P145-147
U U

V V
- 193 -
A A

B B

C
526. From the evidence, I am sure that when D1 made the C
incitement in Exhibit P20, he intended that the incitees, i.e. the people at
D D
Tim Mei Avenue would do the act incited by him, i.e. obstructing public

E places and roads in the neighbourhood of Tim Mei Avenue, with the mens E
rea of public nuisance, i.e. the incitees knew, or ought to have known
F F
(because of the means of knowledge were available to him) the
G consequence of what they did. In this case the incitees were the people G

participating in the public assembly at Tim Mei Avenue, and hence, they
H H
must be aware of what was going on at the time of the incitement and what
I the effect of an indefinite obstruction of the roads in the neighbourhood of I

Tim Mei Avenue would be if they acted as incited.


J J

K 527. In my judgment, on the basis of what D1 said in Exhibit P20, K

i.e.:
L L

“….Let’s over-cram Admiralty first. Where shall (we) over-


M cram next? Central! We must be able to see the arrival of M
genuine universal suffrage in Hong Kong!”,
N N

D1 had unlawfully incited persons at Tim Mei Avenue, Admiralty to cause


O O
a nuisance to the public by unlawfully obstructing public places and roads
P in the neighbourhood of Tim Mei Avenue without need to resort to the P

doctrine of joint enterprise as a basis for liability.


Q Q

R The Words of Incitement by D4 in Exhibit P20 R

S S
528. At around 4:10 p.m. on 27th September 2014, after the
T incitement by D1, D4 addressed the people at Tim Mei Avenue in the T

U U

V V
- 194 -
A A

B B
presence of D1, D2, and D6, D4 echoed D1 (“Benny”) and said, amongst

C
other things:- C

D D
“Hey, let’s go to occupy Admiralty now. Thank you, Benny.
‘Chung’ (transliteration), now it is the ‘Chung’ (transliteration)
E of ‘Kam Chung’ (transliteration) (the name of Admiralty in E
Chinese). Later, it will be the ‘Chung” (transliteration) of
‘Chung Wan’ (the name of Central in Chinese)…..” and “We
F hope to over-cramming Tim Mei Avenue, right? Over-cram Tim F
Mei Avenue! Over-cram Tim Mei Avenue! Over-cram Tim Mei
G Avenue! Over-cram Admiralty! Over-cram Admiralty! Over- G
cram Admiralty! Good! ….” (Emphasis added)164

H H
529. In my judgment, the above statement of D4 which amounted
I to an incitement to the persons present at Tim Mei Avenue to over-cram I

Admiralty first and then Central, was made to the people present at Tim
J J
Mei Avenue and heard by those within the audibility range of the public
K K
address system.

L L
530. The use of the word “over-cram” shows the number of
M M
participants intended by D4 would be enough to over-cram Admiralty and

N
Central. The words used by D4, i.e. ‘Chung’ (transliteration), now it is N
the ‘Chung’ (transliteration) of ‘Kam Chung’ (transliteration) (the name
O O
of Admiralty in Chinese). Later, it will be the ‘Chung” (transliteration)

P of ‘Chung Wan’ (the name of Central in Chinese)…..” show that D4 P


intended the occupation would last for a period of time. D4 was clearing
Q Q
echoing what D1 had said about “the arrival of genuine universal suffrage”
R as a result of the occupy movement. What D4 said in Exhibit P20 was R

consistent with what she had said earlier, i.e. the speeches in Exhibits P7,
S S
P9 to 11 and P16. For the reasons given in my foregoing analysis, it is
T T

164
Exhibit P20, page 1107 and Page 1111
U U

V V
- 195 -
A A

B B
clear from the speeches made by D4 in these exhibits that she intended to

C
prolong the occupy movement as long as possible. In my judgment, D4 C
was inciting the people at Tim Mei Avenue to occupy the public places and
D D
roads in the neighbourhood of Tim Mei Avenue for an indefinite period.

E E
531. It should be noted that the incitement by D4 in Exhibit P20
F F
was made at a time when the carriageway of Tim Mei Avenue was
G occupied by protestors and the traffic of Tim Mei Avenue was completely G

blocked. By calling for the over-cramming of Admiralty and Central, D4


H H
clearly meant the occupation of the public places and roads in Admiralty
I and Central. Given the use of the words ‘occupy’ and ‘over-cramming’ I

and the fact that the protestors at Tim Mei Avenue were on both the
J J
pavements and the carriageway of Tim Mei Avenue, in my judgment, a
K clear message was sent to the audience at Tim Mei Avenue that they were K

asked to over-cram not just public places, but also roads of Admiralty and
L L
Central in the neighborhood of Tim Mei Avenue.
M M
532. As discussed, the occupation that D4 incited was not an
N N
occupation of any public place or road in Admiralty and Central, but the

O
occupation of “public places and roads in the neighbourhood of Tim Mei O
Road”. It was through the occupation of the public places and roads in the
P P
neighbourhood of Tim Mei Road that the student movement at Tim Mei

Q
Avenue would be supported. Q

R 533. Mr. Ching Y Wong SC submitted at Para. 4.1.2 of D4’s R

Closing Submissions “Thus to prove that ‘by remaining at and occupying


S S
TMA’ a nuisance would be caused, the Prosecution needs to prove that for
T 27th and 28th, D4 knew when she incited, that there were no proper T

U U

V V
- 196 -
A A

B B
notifications given for these days or if such notifications were given, that

C
they were properly prohibited by the COP.” (Commissioner of Police). C

D 534. It is clear from the video evidence that D4 was aware that the D

public meeting in progress at Tim Mei Avenue. In fact, shortly past


E E
midnight on 28th September 2014, she warned the people present that the
F public meeting at Tim Mei Avenue was an unauthorized one.165 It should F

also be noted that in Exhibit P11, D4 asked everyone to participate in civil


G G
disobedience, which denoted the law would be violated. As said, the
H “warranted by law” element required for the offence of public nuisance H

cannot be proved by the absence of proper notification.


I I

J
535. More importantly, the incitement made by D4 in Exhibit P20 J
concerns the plea to occupy Admiralty and Central, not just Tim Mei
K K
Avenue. Given the use of the word “over-cram’ and the plea to occupy

L Admiralty and Central, I am sure D4 knew there was no notifications given L


to the Police for a public gathering to occupy Admiralty and Central on
M M
27th and 28th September 2014.
N N
536. Mr. Ching Y Wong SC submitted that the Letter of
O Prohibition (Exhibit P152) was ultra vires and was thus of no effect. I have O

explained in the earlier part of the judgment why Exhibit P152 was valid.
P P
Given my findings on the effect of cordoning off Tim Mei Avenue by the
Q Police on Charge 2 and Charge 3, the incitements that could form the Q

subject matters of complaint of Charge 2 and Charge 3 are those related to


R R
obstruction of public places and roads in the neighbourhood of Tim Mei
S Avenue, not the ones at Tim Mei Avenue. S

T T

165
Exhibit P41, Pages 1259-1260
U U

V V
- 197 -
A A

B B
537. I have taken onto consideration all the circumstances leading

C
to the making of the incitement by D4 in Exhibit P20. In my judgement, C
the scale of the occupation that D4 incited was extensive; both Admiralty
D D
and Central were important commercial districts and the roads in the

E district were important thoroughfares, as they always have been. The E


intended occupation was for an indefinite period. On the other hand, I am
F F
aware that the occupation advocated was a peaceful one and the purpose of
G the occupy movement was to strive for universal suffrage. In my judgment, G

what D4 incited the people at Tim Mei Avenue in Exhibit P20 to do was
H H
not a reasonable use of the roads in the neighbourhood of Tim Mei Square.
I The obstruction to the traffic and inconvenience caused to the public would I

be so serious that would exceed the bounds of reasonableness and the


J J
protection given by the Basic Law to the right to peaceful demonstration.
K I find that the obstruction that would be caused was not warranted by law. K

L L
538. From the computer certificates,166 I am satisfied that the over-
M cramming of the public places and roads in the neighbourhood of Tim Mei M

Road would result in the suffering of common injury by common member


N N
of the public.
O O

539. From the evidence, I am sure that when D4 made the


P P
incitement in Exhibit P20, she intended that the incitees, i.e. the people at
Q Tim Mei Avenue would do the act incited by her, i.e. obstructing public Q

places and roads in the neighbourhood of Tim Mei Avenue, with the mens
R R
rea of public nuisance, i.e. the incitees knew, or ought to have known
S (because of the means of knowledge were available to him) the S

consequence of what they did. In this case the incitees were the people
T T

166
Exhibits P145-147
U U

V V
- 198 -
A A

B B
participating in the public assembly at Tim Mei Avenue and hence, they

C
must be aware of what was going on at the time of the incitement and what C
the effect of an indefinite obstruction of the roads in the neighbourhood of
D D
Tim Mei Avenue would be if they acted as incited.

E E
540. In my judgment, on the basis of what D4 said in Exhibit P20,
F F
i.e.:
G G
“Hey, let’s go to occupy Admiralty now. Thank you, Benny.
‘Chung’ (transliteration), now it is the ‘Chung’
H (transliteration) of ‘Kam Chung’ (transliteration) (the name of H
Admiralty in Chinese). Later, it will be the ‘Chung”
I (transliteration) of ‘Chung Wan’ (the name of Central in I
Chinese)…..” and “We hope to over-cramming Tim Mei
Avenue, right? Over-cram Tim Mei Avenue! Over-cram Tim
J Mei Avenue! Over-cram Tim Mei Avenue! Over-cram J
Admiralty! Over-cram Admiralty! Over-cram Admiralty!
Good! ….” (Emphasis added)167
K K

L D4 had unlawfully incited persons at Tim Mei Avenue, Admiralty to cause L

a nuisance to the public by unlawfully obstructing public places and roads


M M
in the neighbourhood of Tim Mei Avenue without need to resort to the
N doctrine of joint enterprise as a basis for liability. N

O O
The Incitements by D5 and D7 in Exhibit P74 (Pg. 1588-1589, 1591-1592
P and 1593) P

Q Q
541. At around 3:35 p.m. on 28th September 2014, when D5 and
R D7 addressed the people at Tim Mei Avenue in the presence of D1 and D3, R

D5 and D7 said amongst other things:-


S S

T T

167
Exhibit P20, page 1107 and Page 1111
U U

V V
- 199 -
A A

B “D5: ……Our –our friends who gather round here to watch B


have already over-crammed two more roads.
C D7: Hurray! C
D5: (The crowd) has already over-crammed two roads (outside)
the Hong Kong Academy for Performing Arts.
D D7: And more citizens are coming successively. (Let’s) D
continue to occupy the roads together.
D5: We are asking more friends to come here, (we are asking)
E E
more friends to come here. Let’s over-cram Admiralty. (Let’s)
over-cram Wan Chai. (Let’s) over-cram Central.
F D7: Friends on that side, keep it up. We know that some friends F
there have already prepared to dash out to occupy the road(s).
Let’s cheer them on, shall we?
G G
D5: Comrades, let’s over-cram Wan Chai together. (Let’s)
over-cram Admiralty. (Let’s) over-cram Central.…..”
H (Emphasis added)168 H

I 542. In my judgment, the above statements of D5 and D7 in Exhibit I

P74 at Pg. 1588-1589 amounted to (i) an incitement to the persons present


J J
at Tim Mei Avenue to over-cram Admiralty, Wanchai and Central in the
K neighbourhood of Tim Mei Avenue; and (ii) incitement to the persons K

present at Tim Mei Avenue to incite others to overcram Admiralty,


L L
Wanchai and Central in the neighbourhood of Tim Mei Avenue.
M M

543. I am sure the above incitements were made to the people at


N N
Tim Mei Avenue and heard by those within the audibility range of the
O O
public address system.

P P
544. Later on, at around 4:06 p.m. on 28th September 2014, D5 and
Q Q
D7 addressed the crowd at Tim Mei Avenue in the presence of D1 and D2

R
(on stage) and D3 (below stage) and said:- R

S S
“D7: We have got news that…. On the side of Harcourt Road..
many friends have already gone out onto the road! (They) have
T already occupied the road! Hurray! T

168
Exhibit P74, pages 1588-1589
U U

V V
- 200 -
A A

B D5: Occupy the road! B


D7: Occupy the road!
C D5: Occupy the road! C
D7: Occupy the road!
D5: Occupy the road!
D D7: Occupy the road! D
D5: Hurray!
D7: Hurray!
E E
D5: Hurray!
D7: Hurray!”
F (Emphasis added)169 F

G 545. I am sure the above statements of D5 and D7, which amounted G

to an incitement to occupy the carriageways of Harcourt Road, were heard


H H
by those who were within the audibility range of the public address system.
I I
It should be noted that Harcourt Road is in the neighbourhood of Tim Mei

J
Avenue. J

K K
546. I am not sure, however, if the targeted audience of the

L
incitement in Exhibit P74 at Pg. 1591-1592 were the people at Tim Mei L
Avenue. Looking at the contents of what D5 and D7 said at Pg. 1591-1592,
M M
D5 and D7 were telling the people at Tim Mei Avenue what was happening

N at Harcourt Road. It seems to me D5 and D7, by their repeated utterances N


of “Occupy the road” and “Hurray” at Pg. 1591-1592, were encouraging,
O O
hence inciting the persons at Harcourt Road who had already occupied the
P road, i.e. people who were not at Tim Mei Avenue, to continue with their P

occupation of the carriageways of Harcourt Road.


Q Q

R 547. For these reasons, the incitement in Exhibit P74 at Pg. 1591- R

1592 cannot be said to be an incitement made to “the persons present at


S S
Tim Mei Avenue” as particularized in Charge 2.
T T

169
Exhibit P74, pages 1591-1592
U U

V V
- 201 -
A A

B B

C
548. Later on, at around 4:10 p.m. on 28th September 2014, D5 and C
D7 addressed the people at Tim Mei Avenue in the presence of D3 (below
D D
stage) and said:-

E E
“D5: Our picket has just made a report that the 6 carriageways
F of H-Harcourt Road bound for Central as well as Causeway F
Bay, the 6 carriageways have already been over-crammed (with
people) sitting (there)! We have already over-crammed 6
G carriageways (with people) sitting (there). Keep coming! Keep G
coming! Keep coming!
D7: Keep coming” (Emphasis added) 170
H H

I 549. I am sure that the above statements of D5 and D7 in Exhibit I

74 at Pg. 1593 amounted to an incitement to occupy the carriageways of


J J
Harcourt Road in the neighbourhood of Tim Mei Avenue. I am sure that
K the above statements were heard by those within the audibility range of the K

public address system.


L L

M 550. Likewise, I am not sure, however, if the targeted audience of M

the incitement were the people at Tim Mei Avenue. Looking at the
N N
contents of what D5 and D7 said at Pg. 1593, they were telling the people
O at Tim Mei Avenue what was happening at Harcourt Road. In my O

judgment, the repeated utterances of the words “Keep coming” show that
P P
the defendants were not inciting the persons who were already present at
Q Tim Mei Avenue. It seems to me D5 and D7 were encouraging, hence Q

inciting, people who were not at Tim Mei Avenue to come and sit on the
R R
carriageways of Harcourt Road to over-cram it. For these reasons, the
S incitement at Pg. 1593 cannot be said to be an incitement made to “the S

persons present at Tim Mei Avenue” as particularized in Charge 2.


T T

170
Exhibit P74, page 1593
U U

V V
- 202 -
A A

B B

C
551. In my judgment, of the various incitements made by D5 and C
D7 in Exhibit P74 (Pg. 1588-1589, 1591-1592 and 1593), only the
D D
incitements at Pg. 1588-1589 were made to “the persons present at Tim

E Mei Avenue”, i.e. the incitees particularised in Charges 2 and 3. E

F F
552. The incitements at Pg. 1588-1589 were made by D5 and D7
G at around 3:35 p.m. on 28th September 2014, when D5 and D7 addressed G

the people at Tim Mei Avenue in the presence of D1 and D3. D5 and D7
H H
said:-
I I

“D5: ……Our –our friends who gather round here to watch


J have already over-crammed two more roads. J
D7: Hurray!
D5: (The crowd) has already over-crammed two roads (outside)
K the Hong Kong Academy for Performing Arts. K
D7: And more citizens are coming successively. (Let’s) continue
L to occupy the roads together. L
D5: We are asking more friends to come here, (we are asking)
more friends to come here. Let’s over-cram Admiralty. (Let’s)
M over-cram Wan Chai. (Let’s) over-cram Central. M
D7: Friends on that side, keep it up. We know that some friends
there have already prepared to dash out to occupy the road(s).
N N
Let’s cheer them on, shall we?
D5: Comrades, let’s over-cram Wan Chai together. (Let’s)
O over-cram Admiralty. (Let’s) over-cram Central.…..” O
171
(Emphasis added)
P P
553. In my judgment, what D5 and D7 said at Pg. 1588-1589
Q Q
amounted to (i) incitement to commit public nuisance; and (ii) incitement

R
to incite public nuisance. R

S S

T T

171
Exhibit P74, pages 1588-1589
U U

V V
- 203 -
A A

B B
Incitement to Commit Public Nuisance (Charge 2)

C C
554. In my judgment, at Pg. 1588-1589, D5 and D7 were not only
D D
encouraging the protestors who had prepared to dash out to occupy the

E road(s), they were also inciting the people present to over-cram Admiralty, E
Wanchai and Central. Given the intended duration of the occupy
F F
movement, protestors who were at a location (e.g. Tim Mei Avenue) at one
G point of time might move to another location (e.g. Harcourt Road) at G

another point of time. The words “Let’s” used by D5 and D7 show that the
H H
incitements were directed to the persons present at Tim Mei Avenue as
I well as those at Harcourt Road. I

J J
555. The use of the word “over-cram” by D5 at Pg. 1588-1589
K shows the numbers of participants intended by D5 would be sufficient to K

over-cram the roads in Wanchai, Admiralty, Central and Harcourt Road.


L L
Although D7 did not use the word “over-cram”, he was obviously echoing
M D5’s plea to over-cram the roads in Wanchai, Admiralty, Central in general M

and Harcourt Road in particular.


N N

O 556. I am sure the “road(s)” referred to in D7’s utterance of “: O

Friends on that side, keep it up. We know that some friends there have
P P
already prepared to dash out to occupy the road(s). Let’s cheer them on,
Q shall we?” meant the road(s) in the neighbourhood of Tim Mei Avenue but Q

not Tim Mei Avenue. It is clear from what D7 said the location he referred
R R
to was not far away from the main stage at Tim Mei Avenue. It is also
S clear from what D7 said the location he referred to was not Tim Mei S

Avenue. Tim Mei Avenue had been cordoned off by the police since 26 th
T T
September 2014, it was unnecessary for protestors to “dash out” to occupy
U U

V V
- 204 -
A A

B B
Tim Mei Avenue at around 3:35 p.m. on 28th September 2014, by that time,

C
Tim Mei Avenue had already been an occupied area of the Occupy Central C
movement for almost 2 days.
D D

E 557. In my judgment, the fact that the word “over-cram” was used E
in the incitement at Pg. 1588-1589 shows that the number of participants
F F
intended by D5 and D7 in their pleas to over-cram Wanchai, Admiralty and
G Central and Wanchai would be sufficient to over-cram the roads in the G

districts they mentioned. Reading the statements of D5 and D7 in context,


H H
the roads in Wanchai, Admiralty and Central they referred to must be the
I roads in the neighbourhood of Tim Mei Avenue, e.g. Harcourt Road. I

J J
558. What D5 said at Pg. 1588-1589 was consistent with what he
K had said in some of his speeches earlier, i.e. that they had entered an era of K

universal struggle and people from all walks of life were engaging in
L L
universal struggle; 172 that more supporters were needed at Tim Mei
M Avenue173 and that the demonstration in progress at Tim Mei Avenue was M

one to last indefinitely, i.e. it was “a fight in relays”.174


N N

O
559. Mr. Pang SC drew my attention to what D5 said in a pre- O
st
OCLP gathering on 1 July 2013 (Exhibit P122/Pg. 703). He said at the
P P
time: “We will be arrested. We will then make a second move. We will

Q
then submit to arrests peacefully. We will have surrendered ourselves, we Q
will not defend. We (will) stretch out a pair of hands, (as if saying) make
R R
the arrests if you please. Let us chant together, (c) Occupy Central. Civil

S Disobedience. Occupy Central. Civil Disobedience. Arrest me if you S

T 172 T
Exhibit P27
173
Exhibit P32
174 Exhibit P61
U U

V V
- 205 -
A A

B B
please. I myself will bear the consequence. I myself will bear the

C
consequence (.) Let’s keep this as a record. Thank you everybody, thank C
you to the Trio.” (Emphasis added)
D D

560. Mr. Pang SC also drew my attention to what D5 said at


E E
around 7:23 p.m. – 7:25 p.m. on 27th September 2014, as recorded in
F Exhibit P28 at Pg.1133-1134. D5 was telling people to send their personal F

details to an arrest support team to prepare for their arrests.


G G

H
561. Mr. Pang SC submitted that what D5 said in Exhibits P122 H
and P28 shows that the actual intention of the defendants was all along to
I I
get arrested by the police after a few days of arrest.

J J
562. In my judgment, the fact that D5 asked for the over-cramming
K of places beyond Tim Mei Avenue, i.e. the over-cramming of the public K

places and roads in Wanchai, Admiralty and Central in the neighbourhood


L L
of Tim Mei Avenue, taken together with what D5 said in Exhibit P61, i.e.
M that the demonstration at Tim Mei Avenue was “a fight in relays”, and what M

he said in Exhibit P35, i.e. he challenge the Police to clear and lock up a
N N
turnout of 50,000 people. I am sure that D5 intended that the occupation
O he incited would be a continued occupation for an indefinite period. I do O

not see how Exhibit P122 can assist D5. The speech was made by D5 in
P P
July 2013, though he was talking about arrest for participation in the civil
Q disobedience launched by D1 to D3. The details of the Occupy Central Q

movement had yet to be decided. The fact that he anticipated he would be


R R
arrest for his participation in the civil disobedience movement launched by
S D1 to D3 in no way shows that he thought at the time of Charge 2 and S

Charge 3 he would be arrested after a few days of protest. If it was the


T T
intention of D5 at the time of Charge 2 and Charge 3 he would be arrested
U U

V V
- 206 -
A A

B B
after a few days of protest, there was nothing to prevent D5 from

C
surrendering himself to the Police after a few days of protest, as he said he C
would do in Exhibit P122.
D D

E 563. In my judgment, the fact that there was an arrest support team E
to prepare for the arrest of protestors on 27th and 28th September 2014 is
F F
neither here nor there. A large scale occupy movement was in progress,
G there were defence lines to defend at the venue (Exhibit P59, Pg. 1456), G

participants were asked to ask their friends to come out to counter-besiege


H H
the police defence (Exhibit P64, Pg. 1485) and participants were asked to
I intercept a police vehicle (Exhibit P59, Pg. 1456). I am not at all surprised I

that there was an arrest support team to handle the arrests of protestors.
J J
The fact that there was an arrest support team does not, however, shows
K that D5 anticipated that he would be arrested after a few days of protest. K

L 564. Mr. Pang SC submitted that the fact that there was no tent, or L

any permanent or semi-permanent set ups on the road in Tim Mei Avenue
M M
th
and its vicinity before the discharge of tear gas on 28 September 2014 can
N N
show that the protestors were not intending to stay for a substantial period

O
of time before the firing of tear gas. For the offences of “Incitement to O
commit public nuisance” and “Incitement to incite public nuisance”, the
P P
actual intention held by the incitee is irrelevant. What is relevant is the

Q
intention of the incitor, i.e. the defendant. Q

R 565. For the offence of “Incitement to commit public nuisance”, R

the requisite mens rea is that at the time of the incitement, the defendant
S S
(the incitor) intends or believes that if the incitee does the act incited under
T the circumstances that are known or believed by the defendant (the incitor), T

the incitee would commit the offence with the requisite mens rea of the
U U

V V
- 207 -
A A

B B
offence of public nuisance. The mens rea required is that of the defendant

C
(the incitor). C

D 566. For the offence of “Incitement to incite public nuisance”, the D

requisite mens rea is that at the time of the incitement, the defendant (the
E E
incitor) intends or believes that if the incitee does the act incited under the
F circumstances that are known or believed by the defendant (the incitor), F

the incite would commit the offence of incitement with the requisite mens
G G
rea required for the offence of incitement. Again, the mens rea required is
H that of the defendant. H

I I
567. In other words, the firing of tear gas on 28th September 2014

J
was not a circumstance that was known to or believed by the relevant J
defendants when the incitements in respect of Charge 2 and Charge 3 were
K K
made. The relevant circumstances were those known to or believed by the

L defendants at the time the incitements were made, not something that took L
place afterwards. In assessing whether a defendant had the requisite mens
M M
rea for Charge 2 and Charge 3, I have not taken into account the events that
N took place after the alleged incitements were made. N

O O
568. In the case of D7, what he said at Pg. 1588-1589 was
P consistent with what he had said in some of his speeches earlier, i.e. the P

deployment of the tactic of counter-besieging the Police by supporters who


Q Q
could not enter the venue at Tim Mei Avenue175 and that D7 intended the
R occupy movement in progress at Tim Mei Avenue to continue for an R

indefinite period, hence he asked the participants to “put down roots” at


S S
the venue.176
T T
175
Exhibits P27, P35 and P38
176
Exhibit P53
U U

V V
- 208 -
A A

B B

C
569. For the reasons given in my foregoing analysis, it is clear from C
the speeches made by D5 and D7 in these exhibits that each of D5 and D7
D D
intended that the occupy movement should last as long as possible. In my

E judgment, D5 and D7 were inciting the people at Tim Mei Avenue to E


occupy the public places and roads in the neighbourhood of Tim Mei
F F
Avenue for an indefinite period.
G G

570. The incitements by D5 and D7 at Pg. 1588 and 1589 were


H H
made at a time when the carriageway of Tim Mei Avenue was occupied by
I protestors and the traffic of Tim Mei Avenue was completely blocked; the I

6 carriageways of Harcourt Road were also occupied by protestors and the


J J
traffic of Harcourt Road was blocked as a result. By calling for the over-
K cramming of the roads in Wanchai, Admiralty and Central, D5 and D7 K

clearly meant the occupation of the public places and roads in Wanchai,
L L
Admiralty and Central in the neighbourhood of Tim Mei Avenue. As
M discussed, the obstruction that D5 and D7 incited was not an occupation of M

any public place or road in Wanchai, Admiralty and Central, but the
N N
occupation of “public places and roads in the neighbourhood of Tim Mei
O Road”. It was through the occupation of the public places and roads in the O

neighbourhood of Tim Mei Road that the student movement at Tim Mei
P P
Avenue would be supported.
Q Q
571. Given the fact that at the time the incitement at Pg. 1588-1598
R R
was made, the number of protestors was swelling. The carriageway of Tim

S Mei Avenue was occupied by protestors and the traffic of Tim Mei Avenue S
was completely blocked; the 6 carriageways of Harcourt Road were also
T T
occupied by protestors and the traffic of Harcourt Road was blocked as a
U U

V V
- 209 -
A A

B B
result. I am sure that the incitement by D5 and D7 at Pg. 1588-1589 was

C
made with a sense of certainty that the persons at Tim Mei Avenue would C
carry out a public nuisance.
D D

572. Mr. Dykes submitted that the existence of ‘checkline’ and


E E
‘counter enclosing’ measures does not prove that a public nuisance existed
F at the time. He submitted that if the police had been intending to clear Tim F

Mei Avenue then and were being prevented from doing so, then the proper
G G
charge would have been obstruction by preventing performance of the
H relevant duties under section 10 (e)-(g) Police Force Ordinance, Cap. 232. H

Mr. Dykes SC further submitted that the fact that the Police did not clear
I I
the area until much later suggests that the assembly did not constitute a
J public nuisance.177 J

K K
573. In my judgment, whilst the existence of checklines does not
L prove the existence of a public nuisance, a defendant’s exhortations to L

defend various ‘checklines’ of the venue at Tim Mei Avenue shows that
M M
the defendant in question intended that the demonstration at Tim Mei
N N
Avenue would last for an indefinite period.

O O
574. For the exhortations to ‘counter-enclose’ or ‘counter-besiege’
P P
the police, it should be noted that by definition, an act of counter-enclosing

Q
or counter-besieging must take place outside cordon lines of the Police, i.e. Q
outside the venue at Tim Mei Avenue, otherwise the act/move not amount
R R
to one of counter-enclosing or counter-besieging. When additional public

S places and roads, e.g. Harcourt Road was obstructed for the sake of S
counter-besieging the Police, the issue that I have to decide is whether the
T T

177
Para. 96-98 of D7’s Closing Submissions
U U

V V
- 210 -
A A

B B
obstruction of additional public place(s) or road(s) for the sake of counter-

C
besieging the Police was a proper use of the road. C

D D
575. Mr. Dykes submitted that “Be that as it may, the court cannot

E discount the fact that the failure of the police to disperse crowds after using E
teargas resulted in the massive build-up of crowds in the Admiralty area
F F
that went on for 2 ½ months. The use of tear gas cannot be ruled out as an
G intervening act which was responsible for the mass occupation of the roads G

in Admiralty.”178
H H

I 576. Given the undisputed fact that the use of tear gas took place I

at around 6 p.m. on 28th September 2014, i.e. after all the alleged
J J
incitements for Charge 2 and Charge 3 had been made on 27 th and 28th
K September 2014, I do not see how the use of tear gas could constitute an K

intervening act as far as Charge 2 and Charge 3 are concerned. If all the
L L
elements of the offences of “Incitement to commit public nuisance” and
M “Incitement to incite public nuisance’ can be proved, the offence were M

complete upon the making of the incitement under complaint, whether a


N N
nuisance did occur as a result of the incitement is neither here nor there.
O O
577. With respect to Mr. Dykes SC, I do not agree with his
P P
submissions that the fact the Police did not clear the area until much later

Q
suggests that the assembly did not constitute a public nuisance. the Police Q
did not clear the area until much later suggests that the assembly did not
R R
constitute a public nuisance. Whether the assembly in question constituted

S a public nuisance is determined by the application of the principles laid S

T T

178
Para. 103 of D7’s Closing Submissions
U U

V V
- 211 -
A A

B B
down in Rimmington to the facts proved, not by the degree of tolerance

C
shown by the Police. C

D D
578. I have taken into consideration all the circumstances leading

E to the making of the incitements by D5 and D7 at Pg. 1588-1589 of Exhibit E


P74. In my judgement, the scale of the occupation that D5 and D7 incited
F F
was extensive; Wanchai, Admiralty and Central were all important
G commercial districts and the roads in the district, e.g. Harcourt Road and G

Fenwick Pier Street, were important thoroughfares, as they always have


H H
been. The intended occupation was for an indefinite period. On the other
I hand, I am aware that the occupation advocated was a peaceful one and the I

purpose of the occupy movement was to strive for universal suffrage. In


J J
my judgment, what D5 and D7 incited the people at Tim Mei Avenue in at
K Pg. 1588-1589 to do was not a reasonable use of the roads in Admiralty K

and Central in the neighbourhood of Tim Mei Square. The 6 carriageways


L L
of Harcourt Road had already been occupied by protestors yet D5 and D7
M still asked for more protestors to over-cram and occupy the roads in M

Wanchai, Admiralty and Central in the neighbourhood of Tim Mei


N N
Avenue. The obstruction to the traffic and inconvenience caused to the
O public would be so serious that would exceed the bounds of reasonableness O

and the protection given by the Basic Law to the right to peaceful
P P
demonstration. I find that the obstruction that would be caused was not
Q warranted by law. Q

R R
179
579. From the computer certificates, I am satisfied that the over-
S cramming of the public places and roads in the neighbourhood of Tim Mei S

T T

179
Exhibits P145-147
U U

V V
- 212 -
A A

B B
Road would result in the suffering of common injury by common member

C
of the public. C

D D
580. From the evidence, I am sure that when D5 and D7 incited the

E people present at Tim Mei Avenue to over-cram Wanchai, Admiralty and E


Central (words of incitement said by D5) and to occupy the roads together
F F
(words of incitement said by D7) at Pg. 1588-1589 of Exhibit P74, each of
G D5 and D7 intended that the incitees, i.e. the people at Tim Mei Avenue G

would do the act incited by them, i.e. obstructing public places and roads
H H
in the neighbourhood of Tim Mei Avenue, with the mens rea of public
I nuisance, i.e. the incitees knew, or ought to have known (because of the I

means of knowledge were available to him) the consequence of what they


J J
did.
K K

581. In this case the incitees were the people participating in the
L L
public assembly at Tim Mei Avenue and hence, they must be aware of what
M was going on at the time of the incitements and what the effect of an M

indefinite obstruction of the roads in the neighbourhood of Tim Mei


N N
Avenue would be if they acted as incited. I am sure that D5 and D7
O intended or believed that the incitees, i.e. the people present at Tim Mei O

Avenue, would know or had the means to know that if they acted as incited,
P P
they would commit a public nuisance.
Q Q
582. In the present case, D5 and D7 expressly asked the people at
R R
Tim Mei Avenue (i) to over-cram Wanchai, Admiralty and Central; and

S (ii) to ask more friends to come out to do so. I do not agree with Mr. Pang S
SC’s submissions at Para. 80 of D5’s Closing Submissions that “At best,
T T
therefore, it could only be said that D5 had by his spoken words incited a
U U

V V
- 213 -
A A

B B
state of affairs which may or may not become a public nuisance depending

C
on how the events will unfold”. C

D 583. Mr. Dykes SC submitted that the use of pepper spray and tear D

gas in the present case constituted the use of arms under s. 22(1)(d) of
E E
Firearms and Ammunition Ordinance, Cap. 238 and no evidence has been
F led about the protocols about the use of both pepper spray and tear gas, F

therefore it cannot be said that the use was lawful, i.e. the use of one or
G G
both was “no greater than was necessary required” to cause dispersal under
H s. 46(1) Public Order Ordinance.180 H

I I
584. The use of tear gas took place at around 6 p.m. on 28 th

J
September 2014, i.e. after the incitements under complaint were made by J
the relevant defendants. I do not see the relevance of the legality or
K K
otherwise of the use of tear gas by the police have on the issues that concern

L Charge 2 and Charge 3. L

M 585. For the use of pepper spray, I see no reason why the M

Prosecution, in order to prove its case against D7 and the other defendants
N N
facing Charge 2 and Charge 3, should lead evidence to prove the use of
O pepper spray was lawful. In fact, what D5 and D7 said in Exhibit P74 at O

Pg. 1588-1589 had nothing to do with the use of pepper spray by the police.
P P

Q
586. In my judgment, on the basis of the above incitements by D5 Q
and D7 in Exhibit P74 at Pg. 1588-1589, D5 and D7 each had unlawfully
R R
incited persons at Tim Mei Avenue, Admiralty to cause a nuisance to the

S public by unlawfully obstructing public places and roads in the S

T T

180
Para. 100-102 of D7’s Closing Submissions
U U

V V
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A A

B B
neighbourhood of Tim Mei Avenue without need to resort to the doctrine

C
of joint enterprise as a basis for liability. C

D D
Incitement to Incite Public Nuisance (Charge 3)

E E
587. In my judgment, what D5 said in Exhibit P74 at Pg. 1589:-
F F

G “D5: We are asking more friends to come here, (we are asking) G
more friends to come here. Let’s over-cram Admiralty. (Let’s)
over-cram Wan Chai. (Let’s) over-cram Central.” (Emphasis
H added), H

I I
amounted to an incitement made to the people at Tim Mei Avenue to incite

J
more friends to join the movement by over-cramming Admiralty, Wanchai J
and Central. The above statement was made to the people at Tim Mei
K K
Avenue and heard by those within the audibility range of the public address

L
system. L

M M
588. My analysis and findings made in respect of the incitements

N to commit public nuisance made by D5 in Exhibit 74 are also applicable N


the analysis of the incitement made by D5 at Pg. 1589.
O O

P 589. The use of the word “over-cram” by D5 in the above statement P

at Pg. 1589 shows the numbers of participants intended by D5 would be


Q Q
sufficient to over-cram the roads in Wanchai, Admiralty and Central.
R R

590. Immediately before the incitement at Pg. 1589, D5 told the


S S
people at Tim Mei Avenue that “(The crowd) had already over-crammed
T two roads (outside) the Hong Kong Academy for Performing Arts” (Pg. T

1588). Reading D5’s statement at Pg. 1589 in its proper context, D5 was
U U

V V
- 215 -
A A

B B
asking for the over-cramming of the public places and roads in Wanchai,

C
Admiralty and Central in the neighbourhood of Tim Mei Avenue. C

D D
591. What D5 said at Pg. 1589 should be read in the light of what

E he had said in some of his speeches earlier, i.e. that they had entered an era E
of universal struggle and people from all walks of life were engaging in
F F
universal struggle; 181 that more supporters were needed at Tim Mei
G Avenue182 and that the demonstration in progress at Tim Mei Avenue was G

one to last for an indefinite period, i.e. it was “a fight in relays”.183


H H

I 592. For the reasons given in my foregoing analysis, it is clear from I

the speeches made by D5 in these exhibits that D5 intended that the occupy
J J
movement should last as long as possible. In my judgment, D5 was inciting
K the people at Tim Mei Avenue to incite other persons to occupy the public K

places and roads in the neighbourhood of Tim Mei Avenue for an indefinite
L L
period.
M M

593. The incitement by D5 at Pg. 1589 was made at a time when


N N
the carriageway of Tim Mei Avenue was occupied by protestors and the
O traffic of Tim Mei Avenue was completely blocked; the 6 carriageways of O

Harcourt Road were also occupied by protestors and the traffic of Harcourt
P P
Road was blocked as a result. By calling for the people at Tim Mei Avenue
Q to incite other persons to over-cram the roads in Wanchai, Admiralty and Q

Central, D5 clearly meant the occupation of the public places and roads in
R R
Wanchai, Admiralty and Central in the neighbourhood of Tim Mei
S Avenue. It was through the occupation of the public places and roads in S

T 181 T
Exhibits P27
182
Exhibit P32
183
Exhibit P61
U U

V V
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A A

B B
the neighbourhood of Tim Mei Road that the student movement at Tim

C
Mei Avenue would be supported. C

D D
594. I have taken onto consideration all the circumstances leading

E to the making of the incitement at Pg. 1589 by D5. In my judgement, the E


scale of the occupation that D5 incited was extensive; Wanchai, Admiralty
F F
and Central were all important commercial districts and the roads in the
G district, including Harcourt Road, were important thoroughfares, as they G

always have been. The intended occupation was for an indefinite period.
H H
On the other hand, I am aware that the occupation advocated was a peaceful
I one and the purpose of the occupy movement was to strive for universal I

suffrage. In my judgment, what D5 incited the people at Tim Mei Avenue


J J
to do, i.e. to incite other persons to cause an obstruction to the public places
K and roads in the neighbourhood of Tim Mei Avenue, was not a reasonable K

use of the roads in Admiralty and Central in the neighbourhood of Tim Mei
L L
Square. The 6 carriageways of Harcourt Road had already been occupied
M by protestors yet D5 still asked for more protestors to occupy the road. The M

obstruction to the traffic and inconvenience caused to the public would be


N N
so serious that would exceed the bounds of reasonableness and the
O protection given by the Basic Law to the right to peaceful demonstration. O

I find that the obstruction that would be caused was not warranted by law.
P P

Q 595. From the computer certificates,184 I am satisfied that the over- Q

cramming of the public places and roads in the neighbourhood of Tim Mei
R R
Road would result in the suffering of common injury by common member
S of the public. S

T T

184
Exhibits P145-147
U U

V V
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A A

B B
596. In my judgment, by the above utterance, D5 had incited the

C
incitees, i.e. the people present at the Tim Mei Avenue, to do an act which C
would involve the commission of the offence of incitement, i.e. inciting a
D D
public nuisance to the public by unlawfully obstructing public places and

E roads in the neighbourhood of Tim Mei Avenue, i.e. the actus reus for the E
offence of “Incitement to incite public nuisance”.
F F

G 597. I am sure that when D5 made the above utterance, he intended G

or believed that the incitees (the persons at Tim Mei Avenue) would incite
H H
other persons (the friends of the incitees) to do the act incited, i.e. to cause
I a nuisance to the public by unlawfully obstructing public places and roads I

in the neighbourhood of Tim Mei Avenue and that the incitees (the people
J J
at Tim Mei Avenue) would do the act with the mens rea requirement for
K incitement, i.e. an intention to incite. K

L L
598. In my judgment, on the basis of the above incitements made
M by D5 in Exhibit P74 at Pg. 1589, D5 had unlawfully incited persons at M

Tim Mei Avenue, Admiralty to incite other persons to cause a nuisance to


N N
the public by unlawfully obstructing public places and roads in the
O neighbourhood of Tim Mei Avenue without need to resort to the doctrine O

of joint enterprise as a basis for liability.


P P

Q 599. The utterances which amounted to an incitement to the Q

persons at Tim Mei Avenue to incite others to commit public nuisance at


R R
Pg. 1589 was made by D5 in the presence of D7. I shall consider the
S application of the doctrine of joint enterprise in the latter part of the S

judgment.
T T

U U

V V
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A A

B B
The Words of Incitement by D6 in Exhibits P17 and P40: Incitement to

C
Incite Public Nuisance (Charge 3) C

D D
600. At around 3:38 pm in the afternoon on 27 September 2014,

E when D6 addressed the people at Tim Mei Avenue, he said amongst other E
things:-
F F

G “now we hope that everybody, yes, can really ask more people G
to come out and over-cram Tim Mei Avenue, also, it is hoped
that the nearby carriageways will also be over-crammed, and
H (we) continued to extend the area of our civil disobedience.”185 H

I I
601. In my judgment, the above utterance by D6 in Exhibit P17

J
amounted to an incitement to the people at Tim Mei Avenue to incite other J
persons to come out and over-cram Tim Mei Avenue and the nearby
K K
carriageways. I am sure that the incitement was made to the people at Tim

L
Mei Avenue and heard by those within the audibility range of the public L
address system.
M M

N 602. At about 11:24 p.m. in the evening on 27th September 2014, N


in the presence of D4 and D7, D6 addressed the people at Tim Mei Avenue
O O
and said:-
P P
“Right, well, let me tell you a piece of good news rather than
Q always listening to those things that (make you feel) heavy (- Q
hearted). Well, we, now on the bridge outside Admiralty, it is
still full of people all over the footbridge (there). They are in the
R direction of our side, coming towards us here, right. Our R
(activity) today, should be the largest Civil Disobedience
S (activity) over the years, certainly, the number of people, we S
have not yet got the largest of people, but (we) hope that the
members of the public would not remain at our current
T T

185
Exhibit P17, page 1102
U U

V V
- 219 -
A A

B achievements (attained), let us keep asking more people to B


come, over-cramming Admiralty.”
C “Well! As what we have seen, actually, there are huge crowds C
of people everywhere. Well! We, starting from Harcourt Road
to the entire Tim Mei Avenue, all were (packed with) people,
D the open space of the Legislative Council is also full of people, D
so everybody keeps asking people to come!” (Emphasis
E added)186 E

F 603. In my judgment, the above utterances by D6 in Exhibit P40, F

which amounted to incitement to the people at Tim Mei Avenue to incite


G G
other persons to over-cram Admiralty, was made to the people at Tim Mei
H Avenue and heard by those within the audibility range of the public address H

system.
I I

J 604. The repeated use of the word “over-cram” by D6 in Exhibits J

P16 and P40 shows the number of participants intended by D6 would be


K K
sufficient to over-cram the roads in Admiralty.
L L

605. It should be noted that immediately before the incitement at


M M
Pg. 1102, D6 told the people at Tim Mei Avenue that “…, even though
N N
Tim Mei Avenue is already all full, well, but everybody still has to keep

O
asking friends to come out…”.187 Reading D6’s statement at Pg. 1102 in O
its proper context, D6 was asking for the over-cramming of the public
P P
places and roads in Admiralty in the neighbourhood of Tim Mei Avenue at

Q
a time when Tim Mei Avenue was already full of protestors. Q

R R
606. What D6 said in Exhibit P40 should be read in the light of

S what he had said in some of his other speeches made before Exhibit P40: S

T T
186
Exhibit P40, page 1244-1245
187
Pg. 1098
U U

V V
- 220 -
A A

B B
(i) in Exhibit P28, D6, together with D5, asked the people at Tim Mei

C
Avenue “to hang in till the end”(ii) in Exhibits P27 and P33, D6 asked the C
people at Tim Mei Avenue to ask for more friends to go the venue at Tim
D D
Mei Avenue to express their support (iii) in Exhibit P35, D6 spoke of the

E importance of “counter-besieging” the Police (“Encirclement is strength”) E


and the fact that there were already 50,000 protestors at Tim Mei Avenue.
F F

G 607. For the reasons given in my foregoing analysis, what D6 had G

said in Exhibits P27, P28, P33 and P35 shows that at the time D6 intended
H H
that the occupy movement should last as long as possible. In my judgment,
I D6 was inciting the people at Tim Mei Avenue to incite other persons to I

occupy the public places and roads in the neighbourhood of Tim Mei
J J
Avenue for an indefinite period.
K K
608. Mr. Pun SC submitted in Part F of D6’s Closing Submissions
L that the persons present at Tim Mei Avenue, if acted as incited, would only L

stay for a limited period of time to wait for the release of the student leaders
M M
arrested by the Police. It is immediately clear from the passage relied upon
N N
by Mr. Pun SC, i.e. Exhibit P17 at Pg. 1098-1099, that apart from calling

O
for the people present at Tim Mei Avenue to wait for the release of the O
student leaders, D6 also made it clear that the purposes of the public
P P
assembly included a demand that the then Chief Executive of the HKSAR

Q
should give an explanation on the current situation and on the matter of Q
supporting a predetermined political reform. D6 also criticized the
R R
Decision on 31st August and asked for the breaking through of the gate of

S the Civil Square as the first step to break through the framework of the S
Decision on 31st August. Properly understood, what D6 said in Exhibit
T T

U U

V V
- 221 -
A A

B B
P17 does not support Mr. Pun SC’s submissions that the incitees, if acted

C
as D6 incited, would only stay for a limited period of time. C

D D
609. The incitements by D6 in Exhibit P17 were made at a time

E when Tim Mei Avenue was already all full. In other words, the road was E
occupied by protestors and the traffic of Tim Mei Avenue was completely
F F
blocked. By calling for the people at Tim Mei Avenue to incite other
G persons to over-cram the “nearby carriageways”, D6 made it clear that it G

was the plan of the occupy movement to extend the area for the civil
H H
disobedience D6 said was in progress. D6 had made it clear that it was the
I plan of the occupy moment to expand beyond the occupied area of Tim I

Mei Avenue.
J J

K 610. Bearing in mind what D6 had said in Exhibit P17, i.e. the K

over-cramming of Tim Mei Avenue and the nearby carriageways, the


L L
location that D6 referred to in his incitement in Exhibit P40 was any public
M place or road in Admiralty, but the occupation of “public places and roads M

in the neighbourhood of Tim Mei Road”. It was through the occupation of


N N
the public places and roads in the neighbourhood of Tim Mei Road that the
O student movement at Tim Mei Avenue would be supported. O

P P
611. Mr. Pun SC submitted that in Section G of D6’s Closing

Q
Submissions that no public nuisance would be caused by the incitements Q
made by D6 to the incitees to reclaim the Civic Square as Civic Square was
R R
a “private premises not open to the public” as confirmed by PW2 Senior

S Superintendent Wong Kei Wai. It should be noted that Charge 2 and S


Charge 3 concern obstruction of public places and roads at and in the
T T
neighbourhood of Tim Mei Avenue, not just the Civil Square at Tim Mei
U U

V V
- 222 -
A A

B B
Avenue. Given my findings on the effect of the cordoning off by the Police

C
of Tim Mei Avenue, the relevant locations where public nuisance would C
be caused were the public places and roads in the neighbourhood of Tim
D D
Mei Avenue, not the obstruction of the carriageway of Tim Mei Avenue.

E In any event, unlike the obstruction of a public highway, the occupation of E


Civic Square was not something which would result in “the suffering of
F F
common injury by members of the public”. In my judgment, the issue
G whether the Civic Square was a private premises or a public place is G

academic in the present case.


H H

612. Mr. Pun SC’s submissions on the issue of whether the


I I
obstruction incited by D6 was warranted by law (Section E of D6’s Closing
J Submissions) focused only on the issues whether the incitements by D6 J

were made at a time when there was a Notification of Intention to Hold a


K K
Public Meeting and whether D6 was aware of the Notice of Prohibition
L issued by the Police during the daytime on 28th September 2014. L

M M
613. As I pointed out in the earlier part of this judgment, the “not
N warranted by law” element for the common law offence of public nuisance N

is not to be determined by a search for illegality in the demonstration which


O O
resulted in the obstruction, e.g. the absence of prior notification or the
P issuance of a Notice of Prohibition. The absence of prior notification or P

the presence of a Notice of Prohibition is one of the factors, but not the
Q Q
only factor to be considered. In determining whether a defendant’s
R obstruction of the highway is “not warranted by law” , the important issue R

to be resloved is whether the defendant’s conduct under complaint involves


S S
a reasonable use of the highway, as the Court of Final Appeal pointed out
T in Yeung May Wan, a person who creates an obstruction could not be said T

U U

V V
- 223 -
A A

B B
to be acting “without lawful excuse” if his conduct involves a reasonable

C
use of the highway. C

D D
614. I take into consideration all the circumstances leading to the

E making of the incitements in Exhibits P17 and P40 by D6. In my E


judgement, the scale of the occupation that D6 incited was extensive;
F F
Admiralty was an important commercial district and the roads in the
G district, including Harcourt Road, were important thoroughfares, as they G

always have been. The intended occupation was for an indefinite period.
H H
On the other hand, I am aware that the occupation advocated was a peaceful
I one and the purpose of the occupy movement was to strive for universal I

suffrage. In my judgment, what D6 incited the people at Tim Mei Avenue


J J
to do, i.e. to incite other persons to cause an obstruction to the public places
K and roads in the neighbourhood of Tim Mei Avenue, was not a reasonable K

use of the roads in Admiralty in the neighbourhood of Tim Mei Square.


L L
The entire Tim Mei Avenue had already been occupied by protestors yet
M D6 still asked for more protestors to occupy the nearby carriageways and M

to extend the area for the occupy movement. The obstruction to the traffic
N N
and inconvenience caused to the public would be so serious that would
O exceed the bounds of reasonableness and the protection given by the Basic O

Law to the right to peaceful demonstration. I find that the obstruction that
P P
would be caused was not warranted by law.
Q Q

615. From the computer certificates,188 I am satisfied that the over-


R R
cramming of the public places and roads in the neighbourhood of Tim Mei
S Road would result in the suffering of common injury by common member S

of the public.
T T

188
Exhibits P145-147
U U

V V
- 224 -
A A

B B

C
616. In my judgment, by the above utterances in Exhibits P17 and C
P40, D6 had incited the incitees, i.e. the people present at the Tim Mei
D D
Avenue, to do an act which would involve the commission of the offence

E of incitement, i.e. inciting a public nuisance to the public by unlawfully E


obstructing public places and roads in the neighbourhood of Tim Mei
F F
Avenue, i.e. the actus reus for the offence of “Incitement to incite public
G nuisance”. G

H H
617. D6, when he uttered the incitements in Exhibits P17 and P40,
I intended that the incitees (the persons at Tim Mei Avenue) would incite I

other persons (the friends of the incitees) to do the act incited, i.e. to cause
J J
a nuisance to the public by unlawfully obstructing public places and roads
K in the neighbourhood of Tim Mei Avenue and that the incitees (the people K

at Tim Mei Avenue) would do the act with the mens rea requirement for
L L
incitement, i.e. an intention to incite.
M M

618. In my judgment, on the basis of the above incitements D6 in


N N
Exhibits P17 and P40, D6 had unlawfully incited persons at Tim Mei
O Avenue, Admiralty to incite other persons to cause a nuisance to the public O

by unlawfully obstructing public places and roads in the neighbourhood of


P P
Tim Mei Avenue without need to resort to the doctrine of joint enterprise
Q as a basis for liability. Q

R R

S S

T T

U U

V V
- 225 -
A A

B B

C
Words of Incitements by D7 in Exhibits P69 (Pg. 1545-1546) and P74 C
(Pg. 1593 and 1598)
D D

E 619. In the afternoon on 28 September 2014, when D7 spoke on E


the main stage at Tim Mei Avenue, in the presence of D1, D2 and D5 (on
F F
stage) and D3 (below stage), he said, amongst other things:-
G G
“….However, we know that roughly more than ten thousand
H citizens have blocked the road (from) the Admiralty Centre, the H
whole of KFC to Rodney Street. At the same time, at the Hong
Kong Academy ‘Centre’ (sic) of Performing Arts, Wanchai,
I there are ten thousand people. Adding (them) up, (we’ve) got a I
total of about thirty thousand people here. Here, I am appealing
J to all the citizens in Hong Kong to come together – no matter J
whether (you) can enter the area or not, go to Admiralty, go to
Wan Chai. Let us fill up the whole of Admiralty (and) Wan
K Chai. Together, (we) can besiege the whole of Central K
Government Offices from the side of Rodney Street, from the
side of the Hong Kong Academy ‘Centre” (sic) of Performing
L L
Arts. We demand --……Let us fill up Admiralty and Wan Chai
together….” (Emphasis added)189
M M

620. At Pg. 1545-1546, D7 was asking the people who were not at
N N
Tim Mei Avenue to join the movement by filling up Wanchai and
O Admiralty. More will be said about the intended incitees of this incitement O

in the later part of the discussion.


P P

Q 621. In my judgment, the above statement of D7 amounted to an Q

incitement to fill up Admiralty and Wanchai.


R R

S 622. As I mentioned before, the locations mentioned by D7 in the S

said address, e.g. Admiralty Centre, the Central Government Offices,


T T

189
Exhibit P69, pages 1545-1546
U U

V V
- 226 -
A A

B B
Rodney Street, the Academy for Performing Arts are all located in the

C
neighbourhood of Tim Mei Avenue. C

D D
623. Later in the same afternoon, when D7 was on the main stage

E at Tim Mei Avenue, he spoke in the presence of D5 (on stage) and D3 E


(below stage) and said:-
F F

G “We are here to call for more people to come out to over-cram G
Admiralty (and) to over-cram Wan Chai with us. (Let’s) carry
on with the Occupy (movement).” (Emphasis added)190
H H

624. At Pg. 1594, D7 was asking more people to come out to over-
I I
cram Admiralty and Wanchai with the protestors already at Tim Mei
J Avenue. More will be said about the intended incitees in the above J

incitement.
K K

L L
625. In my judgment, the above statement of D7 in Exhibit P74 at

M
Pg. 1594 amounted to an incitement to overcram the public places and M
roads in Admiralty and Wanchai in the neighbourhood of Tim Mei Avenue.
N N
It was not an incitement to incite the people at Tim Mei Avenue to incite

O
other persons join the venue. O

P P
626. Later in the same afternoon, when D7 was on the main stage

Q at Tim Mei Avenue, he spoke in the presence of D2 (on stage) and said:- Q

R R
“We are here to appeal to our friends who have not yet come to
join us, come quickly to over-cram Admiralty and Wan Chai,
S and to occupy this Hong Kong that belongs to us.” (Emphasis S
added)191
T T
190
Exhibit P74, page 1594
191
Exhibit P74, page 1598
U U

V V
- 227 -
A A

B B

C
627. In Exhibit P74 at Pg. 1598, D7 was appealing to the people C
who had not yet join the venue at Tim Mei Avenue to come to over-cram
D D
Admiralty and Wanchai. More will be said about the intended incitees in

E the above incitement. E

F F
628. In my judgment, the above statement of D7 in Exhibit P74 at
G Pg. 1598 amounted to an incitement to overcram the public places and G

roads in Admiralty and Wanchai in the neighbourhood of Tim Mei Avenue.


H H
It was not an incitement to incite the people at Tim Mei Avenue to incite
I other persons join the venue. I

J J
629. As I have explained in the earlier part of the judgment, the
K above incitements, i.e. the incitements in Exhibits P69 and P74192 must be K

understood in the context of the fact that they were made by D7 at Tim Mei
L L
Avenue on 27th and 28th September 2014 during a continuous gathering at
M Tim Mei Avenue. When the incitements were made, there were already M

many participants at the scene. The districts/locations that the relevant


N N
defendant(s) asked to be over-crammed or filled up must be understood in
O context. The defendants were then participating in a public gathering at O

Tim Mei Avenue. When a defendant referred to over-cramming or filling


P P
up of Admiralty/Central/Wanchai, he or she must be referring those parts
Q of Admiralty/Central/Wanchai which fall within the neighbourhood of Tim Q

Mei Avenue.
R R

S S

T T

192
Pg. 1594 and 1598
U U

V V
- 228 -
A A

B B
630. I have considered both the contents of what D7 said in

C
Exhibits P69 and P74193 and the relevant video clips. Whilst it is possible C
that the people at Tim Mei Avenue were amongst the targeted audience,
D D
i.e. the incitees, there is a real possibility that D7 was not addressing the

E people present at the venue but those who were watching the live broadcast. E
I am not sure that the people at Tim Mei Avenue were amongst the targeted
F F
audience of D7’s incitements in Exhibits P69 and P74.194 It should be
G remembered that at around 1:34 p.m. on 28th September 2014, when D7 G

spoke on the main stage, his targeted audience were the people watching
H H
the live broadcast (“Here, we are appealing to all (our) friends, for those
I of (you) who are watching the live broadcast, if you want to come and I

support (us)…”)195
J J

K 631. A finding on the targeted audience of the incitements in K

Exhibits P69 and P74196 is important as the particulars of Charge 2 and 3


L L
clearly allege that the incitements under complaint were made to “persons
M present at Tim Mei Avenue” and not any other persons, e.g. people who M

were watching the incitements on live broadcast.


N N

O 632. In fairness to the Prosecution, of the many incitements made O

by D7 in all the speeches he made, many of them were clearly made to the
P P
people present at Tim Mei Avenue and heard by those within the audibility
Q range of the public address system, but the incitements targeting those Q

present at Tim Mei Avenue were either incitements to commit public


R R
nuisance at Tim Mei Avenue or incitements to incite others to commit
S S

193
Pg. 1594 and 1598
T 194 T
Pg. 1594 and 1598
195
Exhibit P67, pages 1529-1531
196
Pg. 1594 and 1598
U U

V V
- 229 -
A A

B B
public nuisance at Tim Mei Avenue. Given my findings on the effect of

C
the cordoning off Tim Mei Avenue on Charge 2 and Charge 3, the relevant C
defendants should be given the benefit of doubt for their incitements to
D D
commit public nuisance at Tim Mei Avenue or incitements to incite others

E to commit public nuisance at Tim Mei Avenue. E

F F
633. The locations referred to by D7 in the incitements he made in
G Exhibits P69 and P74197 fit in with the particulars “in the neighbourhood G

of Tim Mei Avenue”. However, given my findings that D7 might be


H H
addressing, and hence inciting, those who were watching the live broadcast
I of the public assembly in progress, it cannot be proved beyond doubt that I

D7, by the incitements in Exhibits P69 and P74,198 incited the “persons
J J
present at Tim Mei Avenue” as particularised in Charge 2.
K K

634. The problem arising from the targeted audience cannot be


L L
cured by amending the particulars of offence by adding after “persons
M present at Tim Mei Avenue” the words “and/or the persons watching the M

live broadcast of the public assembly in progress” or words to that effect


N N
as there was no evidence that there were people watching the live broadcast
O when D7 made the incitements in Exhibits P69 and P74,199 hence it cannot O

be proved that the incitements had reached the targeted incitees. It does
P P
not help the Prosecution case that the people at Tim Mei Avenue heard the
Q incitements in Exhibits P69 and P74200 if it cannot be proved that they must Q

be the people D7 intended to incite and to whom the incitements were


R R
made.
S S

197
Pg. 1594 and 1598
T 198 T
Pg. 1594 and 1598
199
Pg. 1594 and 1598
200
Pg. 1594 and 1598
U U

V V
- 230 -
A A

B B

C
635. For the above reasons, the incitements in Exhibits P69 and C
201
P74 are not covered by the particulars of Charge 2.
D D

E 636. However, for the reasons given in the earlier part of the E
judgment under the heading “The Incitements by D5 and D7 in Exhibit P74
F F
(Pg. 1588-1589, 1591-1592 and 1593)”, on the basis of the incitements
G made by D7 and the ones he made with D5 jointly in Exhibit P74 at Pg. G

1588-1589, D7 had unlawfully incited persons at Tim Mei Avenue,


H H
Admiralty, to cause a nuisance to the public by unlawfully obstructing
I public places and roads in the neighbourhood of Tim Mei Avenue (Charge I

2); on the basis of the incitement made by D5 in Exhibit P74202 and the
J J
incitement by D6 in Exhibit P40203, by the application of the doctrine of
K joint enterprise, D7 had unlawfully incited persons present at Tim Mei K

Avenue to incite other persons to cause a nuisance to the public by


L L
unlawfully obstructing public places and roads in the neighbourhood of
M Tim Mei Avenue (Charge 3). M

N N
Joint Enterprise
O O

637. I am aware that D2 and D3 had not asked the people at Tim
P P
Mei Avenue to over-cram public places or roads of Admiralty, Central or
Q Wanchai at or in the neighbourhood of Tim Mei Avenue, nor did they ask Q

the people at Tim Mei Avenue to incite others to do so, the issue is whether
R R
by the application of the joint enterprise rule, the relevant speeches made
S by D1 and D4 to D7 can be used against D2 and D3. S

T 201 T
Pg. 1594 and 1598
202
Pg. 1589
203
Pg. 1244
U U

V V
- 231 -
A A

B B

C
638. The Prosecution relies on the joint enterprise rule. The C
reasonable evidence relied upon by the Prosecution for invoking the joint
D D
enterprise rule in Charge 2 and Charge 3 against D1 to D7 are the relevant

E speeches made by D1 to D7 respectively as captured on the videos during E


the gathering at Tim Mei Avenue on 27th and 28th September 2014. The
F F
Prosecution submits that, pursuant to the joint enterprise rule, the
G Prosecution seeks to use the speeches made by each of the seven G

defendants in the videos to prove the extent and degree of participation in


H H
the joint enterprise of the other defendant who did not make those
I speeches.204 I

J J
639. At the request of counsel for D4 to D7, Mr Bruce SC for the
K Prosecution provided further written particulars for the direct liability and K

liability on the basis of joint enterprise for D4 to D7. Mr Bruce submits,


L L
in respect of joint liability on the basis of joint enterprise, submits that in
M various of the videos relied upon by the Prosecution, D4 to D7 were present M

with each other and all of the other defendants (although not all at the same
N N
time) when one or more of those defendants uttered words which the
O Prosecution contends were acts of incitement to persons to commit Charge O

2 and Charge 3. The Prosecution contends that D4 to D7 assented to what


P P
was said in his/her presence and, in the circumstances, justifies the
Q conclusion that D4 to D6 were either individually or collectively with other Q

defendants. The Prosecution contends not the least basis for this is that the
R R
utterances attributed to the defendant under consideration reveal a clear
S resemblance to that said by other defendants in that locality and in those S

T T

204
Para. 19 of the Prosecution’s Opening
U U

V V
- 232 -
A A

B B
circumstances provide a basis for the conclusion that the defendant under

C
consideration was in a joint enterprise with those defendants. C

D D
640. As no request for further particulars was made by D1 to D3,

E the written particulars concerned only D4 to D7. I see no reason why the E
Prosecution’s contention for liability on the basis of joint enterprise should
F F
be different for D1 to D3.
G G

641. On 27th and 28th September 2014, D3 was not present when
H H
the other defendants made the incitements which amounted to an
I incitement to commit public nuisance within the terms of Charge 2.205 I

J J
642. On 27th and 28th September 2014, D1 to D3 were not present
K when the other defendants made the incitements which amounted to an K

incitement to incite public nuisance within the terms of Charge 3.206


L L

M 643. As the Prosecution only seeks to attribute liability to a M

defendant for words said in his/her presence by another defendant(s) which


N N
constitute words of incitement. There is no basis to attribute liability to D3
O on the basis of joint enterprise for incitement to commit public nuisance O

(Charge 2) said by other defendants in his absence.


P P

Q 644. For the same reasons, there is no basis to attribute liability to Q

D1, D2 and D3 on the basis of joint enterprise for incitement to incite


R R
public nuisance (Charge 3) said by other defendants in their absence.
S S

T T
205
Exhibits P20 and P74, Appendix I of the Prosecution’s Closing
206
Exhibits P17, P40 and P74
U U

V V
- 233 -
A A

B B
645. I have explained why on the evidence before me, each of D1,

C
D4, D5 and D7 was criminally liable for the incitement to commit public C
nuisance (Charge 2) they made without the need to resort to the doctrine of
D D
joint enterprise.

E E
646. I have explained why on the evidence before me, each of D5,
F F
D6 and D7 was criminally liable for the incitement to incite public nuisance
G (Charge 3) they made without the need to resort to the doctrine of joint G

enterprise.
H H

I 647. I apply the doctrine of joint enterprise to the facts proved in I

this case.
J J

K Joint Liability of D1, D2, D4 and D6 for the incitements in Exhibit P20 at K

Pg. 1107 and 1111 (Charge 2)


L L

M 648. When D1 and D4 made the respective incitements in Exhibit M

P20 at Pg. 1107 and 1111, D2 and D6 were also present on the main stage
N N
at Tim Mei Avenue incitements in Exhibit P20 at Pg. 1107 and 1111.
O O

649. It should be noted that from the evidence of D2, the incitement
P P
made by D1 in Exhibit P20 was clearly made after the Trio’s discussion in
Q the afternoon. D2 was present on the stage with D1 when the latter make Q

the incitement in Exhibit P20, he did not take issue with what D1 had said
R R
in Exhibit P20 in any of his speeches afterwards. I am satisfied that the
S speech of D1 in Exhibit P20 reflected the common intention of the Trio S

and what the Trio had agreed in the discussion took place that afternoon,
T T

U U

V V
- 234 -
A A

B B
i.e. the Occupy Central should start with the over-cramming of Admiralty,

C
and then the over-cramming of Central. C

D D
650. D2 was present on the main stage with D1 and D6 when D4

E made the incitement in Exhibit P20. The incitements made by D4 in E


Exhibit P20 at Pg. 1107 and 1111 were similar and consistent with the
F F
incitement made by D1 in Exhibit P20 at Pg. 1107.
G G

651. After the respective incitements made by D1 and D4 in


H H
Exhibit P20, D2 was present on the main stage when D1 announcement the
I launch of the Occupy Central movement at around 1:36 a.m. on 28th I

September 2014.
J J

K 652. The incitement by D4 at Pg. 1107 was made immediately after K

the incitement made by D1 at Pg. 1107, the incitements made by D1 and


L L
D4 were similar in content.
M M

653. The incitements made by D1 and D4 in Exhibit P20 were


N N
similar to the pleas made by D6 in Exhibit P17 at Pg. 1102 and P40 at Pg.
O 1244-1245. O

P P
654. I am sure that D1, D2, D4 and D6 had a common intention to
Q incite the persons present to over-cram the public roads in the Q

neighbourhood of Tim Mei Avenue. Each of them had the requisite mens
R R
rea required for the offence of incitement to commit public nuisance in
S terms of the particulars pleaded in Charge 2. By the application of the S

doctrine of joint enterprise, I find that D1, D2, D4 and D6 had acted in a
T T

U U

V V
- 235 -
A A

B B
joint enterprise with each other in making the incitements in Exhibit P20

C
at Pg. 1107 and 1111 (Charge 2). C

D D
Joint Liability of D5 and D7 for the incitements in Exhibit P74 at Pg.

E 1588-1589 (Charge 2 and Charge 3) E

F F
655. The respective utterances which amounted to an incitement to
G incite persons present at Tim Mei Avenue to cause a public nuisance in the G

neighbourhood of Tim Mei Avenue (Charge 2) were made by D5 and D7


H H
together when they were on the main stage at Tim Mei Avenue. It is clear
I from the utterances in Exhibit P74 at Pg. 1588-1589 that what was said by I

D5 or D7 reveals a clear resemblance to those said by the other defendant,


J J
i.e. D5 and D7 were in effect echoing each other. In my judgment, D5 and
K D7 had acted in a joint enterprise with each other in making the incitements K

alleged in Charge 2.
L L

M 656. The utterances by D5 at Pg. 1589 which amounted to an M

incitement to the persons present at Tim Mei Avenue to incite others to


N N
commit public nuisance (Charge 3) was made in the presence of D7, both
O D5 and D7 were addressing the people at Tim Mei Avenue at the time. In O

my judgment, what they said in Exhibit P74 shows that they shared a
P P
common purpose, i.e. the over-cramming of the roads in the
Q neighbourhood of Tim Mei Avenue. The respective utterances made by Q

D5 and D7 in the foregoing analysis show that they were in effect echoing
R R
each other. As D5 called on the persons at Tim Mei Avenue to ask more
S friends to join the movement in progress and over-cram Admiralty, S

Wanchai and Central, D7 asked the people present at Tim Mei Avenue to
T T
cheer on the protestors who were prepared to dash out to occupy the roads.
U U

V V
- 236 -
A A

B B
In my judgment, D5 and D7 had acted in a joint enterprise with each other

C
in making the incitement alleged in Charge 3. C

D D
657. I am sure that D5 and D7 had a common intention to incite the

E persons present to incite other people to cause a nuisance to the public by E


unlawfully obstructing public places and roads in the neighbourhood of
F F
Tim Mei Avenue. Each of them had the requisite mens rea required for the
G offence of incitement to incite public nuisance in terms of the particulars G

pleaded in Charge 3.
H H

658. By the doctrine of joint enterprise, I find that D5 and D7 had


I I
acted in a joint enterprise with each other in making the incitements in
J Exhibit P74 at Pg. 1588-1589 (Charge 2 and Charge 3). J

K K
Joint Liability of D4, D6 and D7 for the incitements in Exhibit P40 at Pg.
L 1244-1245 L

M M
659. The utterances made by D6 at about 11:24 pm in the evening
N N
on 27th September 2014 amounted to an incitement to incite the persons

O
present at Tim Mei Avenue to incite others to commit public nuisance.207 O

P P
660. D4 and D7 were present on the main stage when D6 made the

Q
incitement in Exhibit P40. What D6 said in Exhibit P40 bears a strong Q
resemblance to what D4 and D7 said in their own speeches, i.e. D4’s plea
R R
to over-cram Admiralty and Central in Exhibit P20 208 and D7’s plea to

S occupy the roads in Exhibit P74209. What D4 and D7 respectively said in S

T 207 T
Exhibit P40 at pages 1244-1245
208
Pg. 1107 and 1111
209
Pg. 1588-1589
U U

V V
- 237 -
A A

B B
Exhibits P20 and P74 show that they shared a common intention to incite

C
the persons present at Tim Mei Avenue to cause a public nuisance to the C
public by unlawfully obstructing public places and roads in the
D D
neighbourhood of Tim Mei Avenue. Each of D4 and D7 had the requisite

E mens rea required for the offence of incitement to commit public nuisance E
in terms of the particulars pleaded in Charge 2. The other speeches made
F F
by D4, D6 and D7 also bear strong resemblances with each other, e.g. they
G shared the common political objectives, they each called for more G

supporters to join the occupy movement in progress at Tim Mei Avenue


H H
and each of them intended the occupy movement in progress at Tim Mei
I Avenue to be for an indefinite period. When it comes to the words said I

by D6 which amounted to an incitement to incite public nuisance210, I am


J J
sure that D4, D6 and D7 had acted in a joint enterprise with each other in
K making the incitement in Exhibit P40 at Pg. 1244-1245. K

L L
661. For the reasons given, by the application of the doctrine of
M joint enterprise, D4, D6 and D7 had unlawfully incited persons at Tim Mei M

Avenue, Admiralty to incite other persons to cause a nuisance to the public


N N
by unlawfully obstructing public places and roads in the neighbourhood of
O Tim Mei Avenue (Charge 3). O

P P
Conclusions Reached on Charge 2 and Charge 3
Q Q

662. In my judgment, there is ample evidence to prove all the


R R
elements of Charge 2 beyond reasonable doubt against D1, D4, D5 and D7
S on the basis of the utterances made by each of them individually; there is S

ample evidence to prove Charge 2 beyond reasonable doubt against D1,


T T

210
Exhibit P40 at Pg. 1244-1245
U U

V V
- 238 -
A A

B B
D2, D4, D5, D6 and D7 by the application of the doctrine of joint

C
enterprise. C

D 663. For the reasons given, I find D1, D2, D4, D5, D6 and D7 D

guilty of Charge 2.
E E

664. I find D3 not guilty of Charge 2.


F F

G G
665. In my judgment, there is ample evidence to prove all the

H
elements of Charge 3 beyond reasonable doubt against D5, D6 and D7 on H
the basis of the utterances made by each of them individually; there is
I I
ample evidence to prove Charge 3 beyond reasonable doubt against D4,

J
D5, D6 and D7 by the application of the doctrine of joint enterprise. J

K 666. For the reasons given, I find D4, D5, D6 and D7 guilty of K

Charge 3.
L L

667. I find D1, D2 and D3 not guilty of Charge 3.


M M

N N
Charge 4: Incitement to Commit Public Nuisance and Charge 5:

O
Incitement to Incite Public Nuisance (against D8) O

P P
668. Charge 4 and Charge 5 concern words said by D8 at Fenwick

Q
Pier Street, Admiralty on 28th September 2014. Q

R R
669. The words that were said by D8 and relied upon the

S Prosecution to prove the charges were captured on videos and produced as S


evidence.
T T

U U

V V
- 239 -
A A

B B
670. It should be noted that in Admitted Facts III reached by the

C
Prosecution and D8, video clips which captured speeches made by other C
th th
defendants at other locations on 27 and 28 September 2014 were also
D D
produced. Those speeches are not the subject matters of complaint of

E Charge 4 and Charge 5, they were produced to show the background E


against which the alleged incitements were made by D8 at Fenwick Pier
F F
Street on 28th September 2014.
G G

671. At around 3:42 p.m. on 28th September 2014, D8 addressed


H H
the people gathering at Fenwick Pier Street. He said amongst other things:-
I I

“D8: Bail is still not granted. Actually, do you think it is


J fair?....Protect the students. Everyone goes to the carriageway, J
goes to the carriageway. Go to the carriageway. Go to the
carriageway…... Counter-besiege. Go to the carriageway.
K Counter-besiege. Well, we – why are we at this place today(?) K
Why are we here at Lung King Street, Fenwick Pier (?) We have
L to sit here, this is because…..Well, as he wants to clear our – L
no, he has to clear the students, then (they) definitely have to
pass by our place here first. Therefore, if we want to protect
M the people inside, first of all, he has to clear our place here. M
Therefore, in order to protect the people inside, we – we, at the
previous position, standing here, standing under the footbridge
N N
is not able to protect the people inside, right? Well, as we, at
this place. We defend here, well, we –alright, (we) all can move
O a little forward. More people move a bit forward…. No need to O
panic now, I am here, (you) all hurry up and ask more people to
come over, please. Everybody, being here, being here,
P P
right…..Well, remember we are here, we now – now don’t act
on our own initiative to have -- conflict with these frontline
Q police officers, we don’t need to do so, sit down here—we have Q
already defended (it), understand or not? We don’t need to
come into conflict with him, (we) just have to defend
R here……Thus, now, everybody, please send messages to tell R
your friends (you) are here. Take photos to tell your friends
S that we are here, ask him/her (to go to) Exit F, go past this S
Harcourt Park, and then go past Police Headquarters, walk
across the footbridge our place here, or come here by making
T a detour around (the Hong Kong Academy for) Performing T
Arts, we are at this place, okay? Tell your friends, okay? Ask
more people to come, okay? Well, the people on the
U U

V V
- 240 -
A A

B pavement….I hope (we) all could come out together, could B


come out together. Originally, as we said today, (those) who
C came out, well, some of (them) might simply want to have an C
assembly, but most of us here, once (we) all, one – as (we) have
out here, we are ready for Civil disobedience, right. Right?
D Civil disobedience…. Without fear. Civil disobedience…………. D
Without fear. Well, on the night before last, …… Therefore, well,
friends, (I) hope if you support this campaign, support Hong
E E
Kong, we need to have an equal political right, civil
nomination. We have to abolish the functional constituencies.
F We have to carry out civil disobedience. If, like what we did in F
the past, everything’s over after the rally, do you want that? In
fact we haven’t make any improvement, change. Today we hope
G G
everybody put one more step, hope everybody go onto the road.
Of course, doing so, for sure, we would cause obstruction to a
H certain extent. For that, (I) hope the passengers on board H
Route 18 bus today would – understand us. Well, now the
police are putting more reinforcement, but we need not feel
I nervous. At his place, what’s most important for us is to stay I
calm, be restraint. We need to be more courageous than her,
J but not be agitated. Can you do that? Well, as you said, you J
can. You promise. Therefore if she comes later, she comes to
remove people – well, please move a bit forward, move a bit
K forward, to confront (them),…..Er, people are sitting all over K
on the whole Performing Arts Avenue. Well, I hope you may
come out, come out to the road, to the road. Shall we give them
L L
some encouragement, shan’t we? (I) hope you come out. Well,
if you don’t come out, never mind. If you don’t come out, never
M mind. Get some resources to us, okay? Go and get some M
resources, or ask others to come over, okay? Go over to help
them. Ask more people under the footbridge to come over, ask
N more people to come over, okay? Okay? Or help us bring some N
resources, bring some water. We don’t have sufficient resources
O here, ……..With more friends coming out, more friends O
coming out, this place can be safeguarded. Well, if later she
pushes us, she pushes us, we sit still, sit still, sit still, with our
P arms in arms. Lie down here. There’s no other way. We let P
her carry (us away)…..”
(Emphasis added)211
Q Q

R 672. At around 3:56 p.m. on 28th September 2014, D8 addressed R

the people gathering at Fenwick Pier Street. He said amongst other things:-
S S

T T

211
Exhibit P86, pages 1661-1667
U U

V V
- 241 -
A A

B “D8: Would (you) people stay away from him/her? I believe B


that it still takes some time for the ambulance to arrive. If, when
C the clearance (operation) is carried out, (you) all (should) sit C
properly arm in arm instead of holding each other’s hands in
this way……We (should be) arm in arm by holding our – that’s,
D er, this part, okay, can be easily held (and) linked, okay, D
okay?.....Hence, well, we will not walk ourselves. Just let
E
him/her move (us away). They, in a group of four, move away E
one of us…..Well, we do not need to make resistance….Well,
hence, (I) hope that we all hold fast to our posts…The greater
F number of people sitting here, the more difficult for them to F
carry out clearance…”
(Emphasis added)212
G G

H 673. At around 4:03 p.m. on 28th September 2014, D8 addressed H


the people gathering at Fenwick Pier Street. He said amongst other things:-
I I

J “D8: …….However, we guard this place. More people J


go to the carriageways, let’s applaud. Go to the
carriageways. Go to the carriageways. Go to the
K carriageways. Go to the carriageways. Civil K
disobedience. No fear. Orr, bring those for giving to the
cops. Does anyone want to send them the gifts? Well,
L L
someone does. Let me tell (you) what to do. Well, you
people make the decision yourself. I am not interested.
M Well, everybody, I heard that Harcourt Road was M
blocked by us also. Therefore, you must guard here.
Well, we don’t go everywhere. Let’s guard here. Let’s
N have more people sitting here (and) see how (they) clear N
out us. If he/she further clear out (us), (if) he/she
O further besiege (us), I besiege him/her again, counter- O
besiege, okay? Well, later on I may be arrested (and)
taken away. Well, later on I may be arrested and taken
P away, ….it’s not surprising, because he/she said I P
would incite you people to do such-and-such. However
Q
I think that you were not incited by me. You people Q
have your own will. Right?........Therefore, can
everybody hold fast to the post? Well, you promise me.
R Hold fast to the post. Hold fast to the post. Remain R
restraint. However, we (remain) restraint while we
stand firm, right? Very firm. Unswerving. Civil
S S
disobedience. Unswerving. Civil disobedience. No fear.
Unswerving. Civil disobedience. No fear. I want civil
T rights. Abolish the functional constituencies. T

212
Exhibit P86, pages 1668-1672
U U

V V
- 242 -
A A

B Overthrow the (‘)Committee of Privilege(‘). Overthrow B


the (‘)Committee of Privilege(‘). LEUNG Chun-ying
C steps down.” C
(Emphasis added)213

D D
674. At around 4:07 p.m. on 28th September 2014, D8 addressed
E the people gathering at Fenwick Pier Street. He said amongst other things:- E

F F
“D8: Well, this is our demand, that is, civil disobedience
without fear, (we) are not afraid of you at all, right?.....
G G
We are – I now briefly talk about some basic procedures,
alright? The basic procedures, well, I hope everyone
H listen carefully, if you are (participating) in civil H
disobedience, alright? Well, if he/she wants to clear out
(site) later, we defend here. When (he/she) comes to
I clear our (site), we link arms, lie down with arms I
interlinked. The closer, the better. More people sitting
J close together will be better, okay? Brunch together, J
well, well, sit here, link arms and lie down. No need to
bump against him/her because we are unable to bump
K against (them), okay? We just sit here to defend, right? K
Well, then while we are defending, he/she will come to
lift us slowly. ……Well, we are here, our duty is to stall
L L
his/her clearance (operation). We will try our best to
increase -- increase our cost. ……… You lift (us), let’s
M see how many you can lift. We, here – you can lift two M
hundred (people) here, (but) there are still a thousand
(people) inside, right? Is that right? Alright, let’s see
N how you lift (the people). Y – You come quickly to lift N
us…..Well, everybody, remember we don’t listen to them.
O We relax our limbs…… We just lie down for them to lift O
(us)… If you are large in size, you alone will be lifted by
six to eight persons….Listen, I heard that…we got a
P piece of information….Gloucester Road was also P
blocked…….er, people who are not sitting, I hope (you)
all can do one thing for me…….Okay, the present
Q Q
incumbent Convener YEUNG Ching-yin. Well, he --,
er, --, er, bring everyone to take the mill barriers. We
R will make some …., make some barricades, alright? R
We have to help him. Well, we sit here and don’t move,
don’t move. We sit here, well, and wait for him to speak.
S S
YEUNG Ching-yin: ……
D8: Alright, let’s thank YEUNG Ching-yin,,,,,,,,, People
T help him – people follow him to help in bringing the mill T

213
Exhibit P86, pages 1673-1675
U U

V V
- 243 -
A A

B barriers here, ….Everyone takes a rest, well, everyone B


takes a rest, (everyone) really needs to take a rest,
C because if (you) don’t get some rest now, it’s really C
toilsome. As we are having a long-term battle, so
everyone really needs to take a rest now…”
D (Emphasis added)214 D

E E
675. I have considered the contents of the aforementioned speeches

F
made by D8 and viewed the video clips. I am satisfied that the intended F
audience of D8 in all the speeches he made at Fenwick Pier Street were the
G G
persons present at Fenwick Pier Street. D8 used a loud speaker when he

H addressed the people at Fenwick Pier Street, I am sure that the speeches of H
D8 were heard by those within the audibility range of the loud speaker.
I I

J 676. In Exhibit P86, amongst other things, D8 asked the persons J

present at Fenwick Pier Street to: (i) occupy the carriageways of Fenwick
K K
Pier Street; and (ii) to ask other people to go to Fenwick Pier Street to
L occupy the carriageway. I am sure that the impugned words in Exhibit P86 L

were said for the purpose of rousing, stimulating, urging and stirring up the
M M
persons present to do what they were asked to do. Suggestions and
N proposals were clearly made to the persons present: (i) to occupy the N

carriageway of Fenwick Pier Street; and (ii) to ask other persons to go to


O O
Fenwick Pier Street to do the same. In my judgment, the impugned words
P said by D8 in Exhibit P86 amounted to incitement. P

Q Q
677. In his speeches at Pg. 1661 to 1667, 1668 to 1672, 1673 to
R 1675 and 1676 to 1682, D8 asked the persons present at Fenwick Pier R

Street to go to the carriageway to counter-besiege the police. He made it


S S

T T

214
Exhibit P86, pages 1676-1685
U U

V V
- 244 -
A A

B B
clear that the purpose was to stop the police from clearing the students at

C
Tim Mei Avenue. C

D D
678. In my judgment, what D8 said at Pg. 1661 to 1667 amounted

E to an incitement made to the persons present at Fenwick Pier Street to E


occupy the carriageway of Fenwick Pier Street.
F F

G 679. In D8’s speech at Pg. 1661 to 1667, D8 also asked the persons G

present at Fenwick Pier Street to ask their friends to go to Fenwick Pier


H H
Street. D8 made it clear that he expected most of the people who came out
I would take part in civil disobedience. In my judgment, there were two I

types of participants anticipated by D8 in his speech, firstly those who


J J
would take part in a public assembly without civil disobedience, and
K secondly, those who would take part in civil disobedience. D8 made it K

clear that he expected most of the participants would take part in civil
L L
disobedience. Putting what D8 said in its proper context, I am sure what
M he meant by taking part in civil disobedience was that the participants go M

to the carriageway to counter-besiege the Police. In fact, D8 made it clear


N N
in his speech at Pg. 1673 to 1675 that the protestors should sit on the
O carriageway. O

P P
680. I am satisfied what D8 said in Exhibit P86 at Pg. 1661 to 1667
Q amounted to an incitement to the persons present at Fenwick Pier Street: Q

(i) to occupy the carriageway of Fenwick Pier Street; and (ii) to incite other
R R
persons to go to Fenwick Pier Street to do the same.
S S

681. D8 and his targeted incitees were both present at Fenwick Pier
T T
Street at the time, I am sure that they knew what effect of the obstruction
U U

V V
- 245 -
A A

B B
would have on the traffic on Fenwick Pier Street if the carriageway was

C
fully occupied and obstructed. In fact, in his speech at Pg. 1661 to 1667, C
D8 made it clear to the persons present that traffic would be obstructed and
D D
bus service on Fenwick Pier Street, i.e. route number 18 would be affected.

E I am sure D8 understood and knew what the effect of the obstruction of the E
carriageway of Fenwick Pier Street would have on the traffic, and the
F F
persons present at Fenwick Pier Street were also aware of the same.
G G

682. It is clear that the purpose of the occupation of the pavement


H H
and carriageway of Fenwick Pier Street was to counter-besiege the Police
I so that the Occupy Central movement in progress at Tim Mei Avenue could I

last indefinitely. That being the case, it must also be the intention of D8
J J
that the carriageway of Fenwick Pier Street would be occupied as long as
K the Occupy Central movement at Tim Mei Avenue was in progress. In K

order words, the occupation of the carriageway of Fenwick Pier Street


L L
would also be for an indefinite period.
M M

683. Given the instructions given by D8 to the persons present as


N N
to how they should prolong the occupation in the event of a clearance
O action, i.e. the protestors should relax their bodies, brunch together and link O

their arms, it would be very difficult for the police to lift all the protestors
P P
away within a short period of time. As D8 said defiantly:-
Q Q

“…let’s see how many you can lift. We, here – you can
R lift two hundred (people) here, (but) there are still a R
thousand (people) inside, right? Is that right? Alright,
S let’s see how you lift (the people)..” S

T D8 also manifested his intention that the occupation of the carriageway T

would be for an indefinite period when he asked the people present to make
U U

V V
- 246 -
A A

B B
some barricades as defence work. By what D8 said to the people present,

C
D8 had made known his intention that he wanted the carriageway of C
Fenwick Pier Street to be occupied for an indefinite period of time, and by
D D
what he said, he had made his intention known to his audience.

E E
684. I accept the protest that took place at Fenwick Pier Street was
F F
a peaceful one.
G G

685. The incitements made by D8 in Exhibit P86 were made at a


H H
time when he knew Harcourt Road was blocked by protestors and Fenwick
I Pier Street was filled up with protestors. Fenwick Pier Street is a major I

thoroughfare in Wanchai and Admiralty.


J J

K 686. The public assembly at Fenwick Pier Street on 28th September K

2014 took place without any notification made to the Police, hence no
L L
measures could be taken in advance to militate against the obstruction and
M inconvenience that would be caused by the obstruction of the carriageway. M

N N
687. I am aware that the purpose of the occupation was to protect
O the Occupy Central movement in progress at Tim Mei Avenue. D8 called O

for the occupation of the pavements and carriageway to counter-besiege


P P
the Police who were cordoning off the venue at Tim Mei Avenue. In my
Q judgment, no matter how effective the tactic of counter-besieging the Q

Police was in safeguarding the Occupy Central movement at Tim Mei


R R
Avenue, the tactic of counter-besieging the Police would inevitably lead to
S obstruction of more public places and roads. As protestors counter- S

besieged the Police who were besieging the venue at Tim Mei Avenue,
T T

U U

V V
- 247 -
A A

B B
Harcourt Road and Fenwick Pier Street would be occupied by protestors,

C
hence more obstruction and inconvenience would be caused to the public. C

D D
688. D8 also made it clear in his speech his objectives were:

E E
“I want civil rights. Abolish the functional
F constituencies. Overthrow the (‘)Committee of F
Privilege(‘). Overthrow the (‘)Committee of
Privilege(‘). LEUNG Chun-ying steps down.”
G G

689. I have taken into consideration all the circumstances leading


H H
to the making of the incitements by D8 in Exhibit P86. In my judgment,
I I
the scale of the occupation D8 called for was extensive. Fenwick Pier

J
Street was an important thoroughfare linking Wanchai and Admiralty. The J
intended occupation was for an indefinite period.
K K

L
690. I have borne in mind the protection given by the Basic Law to L
the citizens to participate in peaceful demonstration and the demonstration
M M
at Fenwick Pier Street on 28th September 2014 was a peaceful one. I have

N borne in mind the purpose of the demonstration at Fenwick Pier Street and N
Tim Mei Avenue.
O O

691. Mr. Lok SC submitted that PW5 Tong Wai Tung “gave
P P
evidence that the fire engine concerned could still reach the destination by
Q detouring. The delay caused is a few minutes. Inference could be drawn Q

that the traffic inconvenience caused by the people’s gathering at Fenwick


R R
Pier Street may not be very substantial”. 215

S S

T T

215
Para. 24 of D8’s Closing Submission
U U

V V
- 248 -
A A

B B
692. It should be noted that PW5 also gave evidence that with the

C
detour the fire engine had taken, when the fire engine reached Queensway C
westbound outside the High Court, it had to make a U-turn at Lippo Centre
D D
against the traffic in order to reach its destination at Admiralty Centre, in

E other words, the fire engine had to travel on a carriageway exactly opposite E
to the ordinary carriageway for one to travel on. The length of delay must
F F
be understood in the light of the fact that the fire engine had to make a U-
G turn against the traffic. In my judgment, the severity of the obstruction and G

inconvenience caused to the public cannot be reflected by the delay


H H
occasioned to PW5’s fire engine.
I I
693. Mr. Lok submits that “it is not the prosecution case and there
J is no evidence that when people gathered at the carriageway of Fenwick J

Pier Street, the district in the vicinity would be blocked”. 216 In my


K K
judgement, given the severity and the intended duration of the obstruction
L caused by the occupation of the carriageway of Fenwick Pier Street and L

other factors identified in the judgment of Yeung May Wan, there is ample
M M
evidence to support a finding that the traffic inconvenience caused by the
N N
blockage of the carriageway was substantial. In my judgment, to cause

O
substantial traffic inconvenience, the district in the vicinity did not have to O
be blocked.
P P

694. Mr. Lok SC drew my attention to D8’s reaction to the


Q Q
appearance of PW5’s fire engine in Exhibit P86 at Pg. 1685 to 1686 and
R submitted that D8’s speech upon seeing the fire engine shows that he never R

told anyone to do anything to block fire engines from passing through


S S
Fenwick Pier Street. Instead D8 asked the pickets/marshals to understand
T T

216
Para. 24 of D8’s Closing Submissions
U U

V V
- 249 -
A A

B B
the matter and he warned people not to force their way over to the fire

C
engine. Mr. Lok SC submitted that what D8 did was consistent with what C
he had previously told the people, i.e. they should only disallow police cars
D D
to go through and they must let ambulances to go through.217

E E
695. In my judgment, though D8 did not ask the crowd to block the
F passage of PW5’s fire engine, D8 still asked the marshals to understand F

and then tell him what the matter was at a time when the siren of the fire
G G
engine was on. He insisted to know the reason for the fire engine’s
H appearance. Eventually, PW5’s fire engine left to take a detour. What D8 H

asked the crowd and the marshals to do, i.e. that enquiry be made and D8
I I
be told the reason for the fire engine’s appearance, would take time to
J complete, it would be wholly unreasonable for D8 to require the firemen J

on PW5’s fire engine on call to a ‘Multiple Casualties Incident” with its


K K
siren on to explain to the crowd/marshals why they had to travel pass
L Fenwick Pier Street and seek permission from them to do so. D8 and the L

crowd might not know PW5 and his colleagues were on call to a ‘Multiple
M M
Casualties Incident’, but they certainly knew that the fact that the siren was
N N
on signified the urgency of the matter. I am sure D8 was mature enough

O
to know, so were the people present at Fenwick Pier Street, as the siren of O
the fire engine was on, every minute counted for the firemen on board the
P P
fire engine and the people awaiting the arrival of the fire engine at

Q
Admiralty Centre. Q

R R
696. In my judgment, what D8 incited the people to do at Fenwick

S Pier Street was not a reasonable use of the carriageway of Fenwick Pier S
Street. The obstruction to the traffic and inconvenience caused to the
T T

217
Para. 26 of D8’s Closing Submissions
U U

V V
- 250 -
A A

B B
public would be so serious that would exceed the bounds of reasonableness

C
and the protection given by the Basic Law to the right to peaceful C
demonstration. I find the obstruction that would be caused was not
D D
warranted by law.

E E
697. From the computer certificates produced, I am satisfied that
F F
the obstruction of the carriageway of Fenwick Pier Street would result in
G the suffering of common injury by common members of the public. G

H H
698. From the evidence, I am satisfied that when D8 repeated urged
I the people at Fenwick Pier Street to occupy the carriageway of Fenwick I

Pier Street in Exhibit P68, he intended that the incitees, i.e. the persons
J J
present at Fenwick Pier Street who heard the incitements, would do the act
K incited by him, that is to say, to cause obstruction to public places and the K

carriageway of Fenwick Pier Street, with the mens rea of public nuisance,
L L
i.e. the incitees knew, or ought to have known (because of the means of
M knowledge were available to them) the consequence of the obstruction of M

the carriageway of Fenwick Pier Street.


N N

O 699. In this case, the incitees were present at Fenwick Pier Street O

when the incitements were made, they must be aware of what was going
P P
on at the time of the incitements and what the effect of an indefinite
Q obstruction of the carriageway of Fenwick Pier Street would have on the Q

traffic if they acted as D8 incited.


R R

S 700. In my judgment, the utterances made by D8 in Exhibit P86 S

urging the people present to occupy and sit on the carriageway of Fenwick
T T
Pier Street amounted to an unlawful incitement to cause a public nuisance
U U

V V
- 251 -
A A

B B
to the public by unlawfully obstructed the carriageway of Fenwick Pier

C
Street. C

D D
701. From the evidence, I am satisfied that when D8 urged the

E people at Fenwick Pier Street to ask their friends to come to Fenwick Pier E
Street and occupy the carriageway of it, he intended that the incitees, i.e.
F F
the persons present at Fenwick Pier Street who heard the incitement, would
G do an act which would involve the commission of the offence of G

incitement, i.e. inciting a public nuisance to the public by unlawfully


H H
obstructing the carriageway of Fenwick Pier Street, i.e. the actus reus for
I the offence of “incitement to incite public nuisance”. I

J J
702. I am sure that when D8 made the above incitement, he
K intended or believed that the incitees (the persons present at Fenwick Pier K

Street) would incite other persons (the friends of the incitees) to do the act
L L
incited, i.e. to cause a nuisance to the public by unlawfully obstructing the
M carriageway of Fenwick Pier Street and that the incitees (the persons M

present at Fenwick Pier Street) would do the act with the mens rea required
N N
for incitement, i.e. in this case, an intention to incite their friends.
O O

703. In my judgment, on the basis of the incitement made by D8 in


P P
Exhibit P86, D8 had unlawfully incited the persons at Fenwick Pier Street
Q to incite other persons by unlawfully obstructing the carriageway of Q

Fenwick Pier Street.


R R

S S

T T

U U

V V
- 252 -
A A

B B
Conclusions on Charge 4 and Charge 5

C C
704. I find all the elements of Charge 4 and Charge 5 are proved
D D
against D8 beyond reasonable doubt.

E E
705. I find D8 guilty of Charge 4 and Charge 5.
F F

G Charge 6: Incitement to Commit Public Nuisance (against D9) G

H H
706. Charge 6 concerns words said by D9 at Harcourt Road near
I Tim Mei Avenue on 28th September 2014. I

J J
707. The words that were said by D9 and relied upon by the
K Prosecution to prove the charge were captured on videos and produced as K

evidence.
L L

M 708. It should be noted that in Admitted Facts IV reached by the M

Prosecution and D9, video clips which captured speeches made by other
N N
defendants at other locations on 27th and 28th September 2014 were also
O produced.218 Those speeches do not form the subject matters of complaint O

of Charge 4 and Charge 5, they were produced to show the background


P P
against which the alleged incitements were made by D9 at Harcourt Road
Q on 28th September 2014. Q

R R
709. It should be noted that though D9 appeared in Exhibit P71 and

S P72, he was then at Fenwick Pier Street, not Harcourt Road, hence D9 was S

T T

218
Para. 4 to 27 of Admitted Facts IV
U U

V V
- 253 -
A A

B B
not addressing the people at Harcourt Road when he spoke at around 3:09

C
p.m. at Fenwick Pier Street.219 C

D 710. The alleged incitements which form the subject matters of D

Charge 6 are contained in the speeches made by D9 at Harcourt Road in


E E
the afternoon on 28th September 2014.
F F

711. At around 3:13 p.m. on 28th September 2014, D9 addressed


G G
the people gathering at Harcourt Road, he said:-
H H

“D9: Was (it) received at that position? The people, the


I members of the public on that side, the right-hand side, please I
move backwards for 50 steps as far as possible to occupy the
space at the back. This is because (it) starts to be crammed,
J J
many people are coming. Good! All (people) here, everybody
moves backwards slowly and orderly, occupy the entire
K carriageway and the lawn at the back. Reserve an open area K
here for the members of the public who are coming. Some
(people) have started coming [indistinct] (You) all can take
L L
(your) time to come (here), don’t hurry. Move backwards slowly,
move to the back, thank you very much.”
M (Emphasis added)220 M

N 712. A few minutes later, at around 3:15 p.m., D9 addressed the N

people gathering at Harcourt Road and said:-


O O

P “D9: Well! (We) continue to appeal to the people on the right- P


hand side here. (You) can move backward as far as possible
because we still see many members of the public coming. We
Q Q
want to gather more people before we decide the next steps,
okay(?) Everybody, (please) give a helping hand, move
R backward (from) here as far as possible. Everybody, thank you R
very much.”221
S S

T 219 T
Exhibit P71, Pg. 1557 to1558
220
Exhibit P71, page 1559
221
Exhibit P71, page 1560
U U

V V
- 254 -
A A

B B
713. At around 3:32 p.m., D9 addressed the people gathering at

C
Harcourt Road and said:- C

D D
“D9: Well! Here, an access is maintained here for our people
to walk over there! As far as possible, avoid moving backward.
E Everybody, thank you very much!”222 E

F 714. At around 3:35 p.m., D9 addressed the people gathering at F

Harcourt Road and said:-


G G

H “D9: The headquarters of the organizer has notified us that the H


police have cordoned off all the entrance and exit passages
including Admiralty Centre and the …er…exit of Liberation
I I
Army (Building). However, [indistinct] part of the crowds of
people have sat on Harcourt Road to block the road leading to
J Central. Anyway, firstly [indistinct] now the (traffic) on (the J
section) of Harcourt Road from Sai Wan towards Central (and)
towards Admiralty has probably slowed down or even at a
K standstill. Secondly, the crowds in Admiralty Centre haven’t K
moved. Some people amongst them attempted to jump from a
L bridge. (They) didn’t jump then. Well, fire engines have placed L
four to five air mattresses (there). The (traffic) going from east
to west on Harcourt Road was also closed. Long live the power
M of people. Long live the power of people, long live the power of M
people, long live the power of people, Everyone keeps it up.”
(Emphasis added)223
N N

O 715. At around 3:39 p.m., D9 addressed the people gathering at O

Harcourt Road and said:-


P P

Q “D9: Well, (we) have just received a phone call from LAI Chee- Q
ying. Ai, he seldom calls us. LAI Chee-ying said there were
more than ten thousand people in the LegCo, they [indistinct]
R sacrificed (themselves), and the morale amongst them was very R
high. (I) said I would not get inside, I would live and die
S together with these crowds, Okay? [Indistinct] (We have to) S
think of some strategies. In a word, (we) have to (persist in our)

T T
222
Exhibit P71, page 1561
223
Exhibit P71, page 1562
U U

V V
- 255 -
A A

B protest until the end, everybody hangs on.” B


(Emphasis added)224
C C

716. At around 3:46 p.m., D9 addressed the people gathering at


D D
Harcourt Road and said:-
E E

“D9: Listen, I remind (you), LEUNG Chun-ying just held a press


F conference on that side at three o’clock. However, these things F
were said again. Now, in the next stage, about three thousand
and two (hundred) people are assigned to nominate the Chief
G G
Executive of Hong Kong Special Administrative Region. Do
(you) agree? (We) don’t listen to (him) saying these things, that
H is, saying this rubbish again. [Indistinct] LEUNG Chun-ying, H
all besiege the entrance on Harcourt Road, wait for ‘Ho Ming’
(transliteration) to come back, then we will take action! Okay?
I I
Everybody waits for a moment!”
(Emphasis added)225
J J

717. At around 3:51 p.m., D9 addressed the people gathering at


K K
Harcourt Road and said:-
L L

“Listen, everybody, can (you) hear me? Listen, we have a


M suggested action for everybody’s consideration, everybody sees M
that there are crowds of people standing by the side of the flower
bed on Harcourt Road at the back. Well, er, as what we have
N N
said, at Admiralty Station, Harcourt Road, there are crowds
sitting on a road suspending the traffic. I have a very bold
O suggestion – listen, our people in the front now start walking O
to the flower bed outside, and then sit on the road to carry out
civil disobedience, Okay? Everybody follows me, well, I have
P just said, I have just said, I have just said that those (people) P
who don’t prepare for civil disobedience, don’t need to follow
Q my action. You can continue to sit in the front road, okay? Q
Those (people) who don’t prepare for being arrested by the
police, please come forward first, because you can withstand
R them here. Our people at the back go to the back, okay? Those R
crowds stand up (here) first. Those crowds, who don’t move,
stand up first.” (Emphasis added)226
S S

T 224 T
Exhibit P71, page 1563
225
Exhibit P71, page 1564
226
Exhibit P71, page 1565-1566
U U

V V
- 256 -
A A

B B

C
718. At around 3:57 p.m., D9 addressed the people gathering at C
Harcourt Road and said:-
D D

“D9: All people come over here! Come over! Come


E E
over!..... [Indistinct]…..Come over! Come over! I
haven’t {Indistinct}…… Come over! All come over!
F Al come over! Come over! Come over!”227 F

G 719. At around 3:59 p.m., D9 addressed the people gathering at G

Harcourt Road. He said:-


H H

I “D9: All come over, come over…… All come over, all come over. I
All come over, all come over here. All come over, all come over.
J Come over, all come over, all come over…” J

K D9 also asked everybody present to support the students.228 K

L L
720. At around 3:59 p.m., D9 addressed the people gathering at
M Harcourt Road and said:- M

N N
“D9: People opposite to Admiralty Centre, can you hear (me)?
People opposite to Admiralty Centre, (if) you can hear (me),
O leading by your leader, come over together, okay? Come over, O
come over, come over, come over, come over………Our crowd
P can walk over there to join them, okay? The crowd on our side, P
walk across the road slowly, join (the people) on the opposite
side, okay? Come over, come over, come over, come over.
Q Those opposite to Admiralty (Centre), come over here slowly. Q
Let’s meet together and have an assembly, okay? We have an
assembly on – on the road, assembly on the road. The crowd
R R
on the opposite side of Admiralty (Centre), walk over here, walk
over here slowly. Our crowd here, walk over there slowly, to
S join them, okay?” (Emphasis added)229 S

T 227 T
Exhibit P79, page 1621
228
Exhibit P79, page 1622-1623
229
Exhibit P79, page 1624-1625
U U

V V
- 257 -
A A

B B

C
721. At around 4:05 p.m., D9 chanted the slogan “Support the C
students” with the people at Harcourt Road and said:-
D D

“D9: People opposite to Admiralty Centre, can you hear?...... as


E E
led by your leader, (let’s) come over together, okay? Come over,
come over,………come over.” (Emphasis added)230
F F

722. At around 4:09 p.m., D9 addressed the people gathering at


G G
Harcourt Road and said:-
H H

“D9: Everybody at CGO, the road is open! It’s us, the crowd!
I It’s us, members of public (who) opened the road! Long live I
the power of people! Long Live the power of people! Long live
J the students! Long live the students! Support the students! J
Support the students!...........Keep it up! Keep it up!......Friends,
if you are on the six lanes of Harcourt Road, I suggest that you
K may sit down peacefully and have the assembly here. Sit down K
peacefully, sit down peacefully, have the assembly here.
Support the students. Sit down here……, show LEUNG Chun-
L L
ying that we have over 100,000 people in support of the students,
sitting down here. Sit down, and then allow the crowd to come
M in… inside, to the six lanes, and sit down. Support the students. M
Don’t go away. Support the students. Don’t go away. Thank
you, friends at the front. Gradually ask the people behind to take
N their time to sit down. Sit all over the six lanes. Sit all over on N
the six lanes, to support the students. Sit all over on the six
O O

lanes, sit all over the six lanes. Support the students. Okay.”
P (Emphasis added)231 P

Q Q
723. At around 4:12 p.m., D9 addressed the people gathering at

R
Harcourt Road and said:- R

S S
“D9: Open the road! Open the road! Open the road! Open the
road!..........Look, I know that some people among us (come
T T
230
Exhibit P80, page 1640-1641
231
Exhibit P79, page 1626-1627
U U

V V
- 258 -
A A

B here to) support the students, (and) have brought materials B


here. Now, please pass them on slowly, er, to the lawn where
C the materials will be placed. Thank you everybody. Everybody, C
please sit down or stand on these six lanes, don’t stand on these
six lanes, don’t move, support the students, thank you
D everybody.” (Emphasis added)232 D

E E
724. At around 4:15 p.m., D9 addressed the people gathering at

F
Harcourt Road and called for the release of Wong Chi Fung and Chow F
Yong Kang.233
G G

H 725. At around 4:38 p.m. and 4:43 p.m., D9 addressed the people H
gathering at Harcourt Road and demanded the Police to open the road.234
I I

J 726. At around 4:49 p.m., D9 addressed the people gathering at J

Harcourt Road and demanded the Police to remove the Mill barriers.235
K K

L 727. At around 5.52 p.m., D9 addressed the people gathering at L

Harcourt Road and shouted “Rush! Rush! Rush! Rush!....” with the people
M M
present.236
N N

728. I have considered the contents of the aforementioned speeches


O O
made by D9 and viewed the relevant video clips. I am satisfied that the
P intended audience of D8 in all the speeches he made at Harcourt Road were P

the persons present at Harcourt Road. D9 used a loudspeaker when he


Q Q
made his addresses. I am sure that the speeches of D9 were heard by those
R R

S S
232
Exhibit P79, page 1628
233
Exhibit P80, page 1629
T 234 T
Exhibit P80, page 1630-1631
235
Exhibit P79, page 1644
236
Exhibit P84, page 1645
U U

V V
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A A

B B
who were within the audibility range of the loud speaker. In fact, D9 was

C
careful to make sure that the loud hailer was working.237 C

D D
729. In Exhibits P71, P79 and P80, amongst other things, D9 asked

E the persons present on both sides of Harcourt Road to go out to the E


carriageways, sit down and occupy all six carriageways of Harcourt Road.
F F
I find that the impugned words in Exhibits P71, P79 and P80 were said for
G the purpose of rousing, stimulating, urging the people on both sides of G

Harcourt Road to do what D9 asked them to do. Suggestions and proposals


H H
were clearly made to the people present (i) to walk out to the road and sit
I on the road to carry out civil disobedience; (ii) to besiege the entrance on I

Harcourt Road. In fact, D9 called what he was about to tell the people on
J J
both sides of Harcourt to do a “suggested action”.238
K K

730. I am satisfied that the incitements made by D9 in Exhibits


L L
P71, P79 and P80 amounted to incitements made to the persons present at
M Harcourt Road to occupy the 6 carriageways of Harcourt Road. M

N N
731. D9 and his targeted audience were both present at Harcourt
O Road at the time, I am sure that they knew what obstruction would be O

caused to the traffic on Harcourt Road if all 6 carriageways were occupied


P P
and obstructed.
Q Q

732. Mr. Choy SC submitted that the Prosecution fails to prove that
R R
the assembly at Harcourt Road was held without a Notification of Intention
S to Hold a Public Meeting. For the reasons given in my analysis of PW1 S

T T
237
Exhibit P79, page 1622
238
Exhibit P71, page 1565
U U

V V
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A A

B B
and PW2’s evidence, I find that the assembly at Harcourt Road on

C
28 September 2014 was held without notification. In fact, what was said C
by D9 in Exhibit P71 reveals that he knew for a fact the assembly he was
D D
asking the people to hold on the road was without any notification.

E E

733. At the time, D9 said:-


F F

G G
“…listen, our people in the front now start walking to the
flower bed outside, and then sit on the road to carry out civil
H disobedience, Okay? Everybody follows me, well, I have just H
said, I have just said, I have just said that those (people) who
don’t prepare for civil disobedience, don’t need to follow my
I action. You can continue to sit in the front road, okay? Those I
(people) who don’t prepare for being arrested by the police,
J please come forward first, because you can withstand them J
here.”

K K
734. In the above address, D9 was conscious to ask only the
L protestors who were prepared to take part in civil disobedience to sit on the L

road. If D9 believed a Notification of Intention to Hold a Public Meeting


M M
had been served, he would not have thought that the assembly on the
N carriageways of Harcourt Road would involve civil disobedience. N

O O
735. Mr. Choy SC submitted “People arriving from every direction
P P
tried to find all sorts of ways to get as close to Tim Mei Avenue as possible.

Q
The closest spot they could get to was the junction between Tim Mei Avenue Q
and Harcourt Road. Being blocked from proceeding any further, the
R R
crowd gradually built up at the junction. As the crowd swelled, the

S blocking of Harcourt Road became inevitable. The fact that the blocking S
started at the junction and not anywhere else shows that the protesters’
T T

U U

V V
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A A

B B
intention was not to stay on Harcourt Road, but were merely trying to find

C
a way into Tim Mei Avenue”.239 C

D 736. It should be noted that amongst others things said by D9, he D

asked the people present at Harcourt Road to besiege the entrance on


E E
Harcourt Road: “…, all besiege the entrance on Harcourt Road,…”.240 He
F also asked the people gathering on Harcourt Road to have an assembly on F

the road: “Let’s meet together and have an assembly, okay? We have an
G G
assembly on – on the road, assembly on the road.”241 D9 told the crowd
H that he learnt that there were more than ten thousand people at the H

Legislative Council but he would not go into the venue at Tim Mei Avenue
I I
and would “live and die together with these crowds…”, i.e. the people
J gathering on Harcourt Road.242 J

K K
737. On the other hand, in Exhibit P80 at Pg. 1931, D9 together

L with the protestors demanded that the Police should open the road; in L
Exhibit P84 at Pg. 1544, D9 demanded the Police to remove the mills
M M
barriers.
N N
738. It is clear to me that whilst at one point D9 was looking for
O the opportunity to merge the protestors and the occupied area at Harcourt O

Road with the protestors and the venue at Tim Mei Avenue, hence the
P P
demand for the opening of the road and the removal of the mills barriers;
Q on the other hand, D9 was also prepared to continue to occupy the 6 Q

carriageways of Harcourt Road as a measure to counter-besiege the Police


R R
hence he vowed that he would not enter the venue. D9 made it clear in
S S

239
Para. 72 of D9’s Closing Submissions
T 240 T
Exhibit P71, Pg. 1564
241
Exhibit P79, Pg. 1624 to 1625
242
Exhibit P71, Pg. 1563
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V V
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A A

B B
many of his speeches he wanted to support the students. It is clear that the

C
purpose of the occupation of the carriageways of Harcourt Road was to C
counter-besiege the Police whether or not D9 and the Protestors could enter
D D
and join force with the public assembly in progress at Tim Mei Avenue. It

E must also be the intention of D9 that the carriageways of Harcourt Road E


would be occupied as long as the Occupy Central movement at Tim Mei
F F
Avenue was in progress and required counter-besieging of the Police. I am
G sure that the occupation of the carriageways of Harcourt Road would also G

be for an indefinite period.


H H

I 739. In Exhibit P71 at Pg. 1563, D9 asked the people at Harcourt I

Road to persist in their protest until the end; in Exhibit P79 at Pg. 1628, he
J J
made arrangement for the material supplies brought to Harcourt Road.
K These utterances by D9 at the time reinforce my finding that D9 intended K

the occupation of the carriageways of Harcourt Road would be for an


L L
indefinite period and he had made known his intention to the people present
M at Harcourt Road. M

N N
740. Mr. Choy SC submitted that the Police, instead of fulfilling

O
their positive duty to facilitate the demonstration which was likely to go on O
for a longer period of time, decided to adopt a policy of prohibiting access
P P
to the CGC, i.e. the Exclusion Plan implemented by Senior Superintendent

Q
Dover. He submitted in Para. 71 of D9’s Closing Submissions that “The Q
cordoning off of the CGC was unwarranted and is an unconstitutional
R R
interference of the protesters right to demonstrate. P has not produced any

S credible evidence to show why such measure was necessary and S


proportionate in the circumstances, nor why it was even legal. The
T T

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A A

B B
Exclusion Plan thus fails both the requirement of legality and

C
proportionality.” C

D 741. The Exclusion Plan of the Police must be understood in the D

light of what D1 said when he announced the launch of Occupy Central at


E E
around 1:36 a.m. on 28th September 2014. D1 said, amongst other things:
F “Occupy Central will begin with occupying the Central Government F

Offices”. 243 The Exclusion Plan that Senior Superintendent Dover


G G
implemented on 28th September 2014 was a necessary and proportionate
H measure to the threat to occupy the Central Government Offices. There H

were a large number of protesters at Tim Mei Avenue, there were


I I
incitements made to call for more people to join the movement in progress
J at Tim Mei Avenue. It would be most irresponsible if the Police were to J

take the threat to occupy the CGC lightly. In my judgment, it was


K K
reasonable and lawful for the Police to prohibit protestors’ access to the
L CGC in order to protect the integrity of the CGC, which had been expressly L

made a target of occupation in the early hours on 28th September 2014.


M M

N 742. In my judgment, the decision to cordon off Tim Mei Avenue N

made by PW2 on 26th September 2014 shows that the Police had fulfilled
O O
their positive duty to facilitate the holding of the demonstration in progress
P at Tim Mei Avenue at a time when the number of demonstrators swelled P

and demonstrators began to demonstrate on the carriageway of Tim Mei


Q Q
Avenue. After a threat was made to occupy the CGO and given the fact
R that there was a large number of demonstrators appearing at Harcourt Road R

near the CGO, it was unreasonable to expect and demand the Police to
S S

T T

243
Exhibit P44 at Pg. 1321, Para. 18 of Admitted Facts IV
U U

V V
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A A

B B
cordon off yet another road, i.e. Harcourt Road to facilitate the holding of

C
a demonstration there. C

D 743. I accept the public assembly and protest that took place at D

Harcourt Road was a peaceful one.


E E

F 744. Harcourt Road is a major thoroughfare linking Wanchai, F

Admiralty and Central. The incitements of D9 in the afternoon of


G G
28 September 2014 were made at a time when he knew part of the crowds
H were people sitting on the carriageway of Harcourt Road to block the H

westbound traffic of Harcourt Road, he also knew that the eastbound traffic
I I
244
had probably slowed down or even at a standstill as a result and there
J were over 10,000 protestors at Tim Mei Avenue.245 J

K K
745. As said, I find that the public assembly at Harcourt Road on
L 28th September 2014 took place without any prior notification made to the L

Police, hence no measures could be taken in advance to militate against the


M M
obstruction and inconvenience that would be caused by the blockage of the
N N
6 carriageways of Harcourt Road.

O O
746. I am aware that the purpose of the occupation was to support
P P
the students and protect the Occupy Central movement in progress at Tim

Q
Mei Avenue. D9 called for the occupation of the six carriageways of Q
Harcourt Road to counter-besiege the Police who were cordoning off the
R R
venue at Tim Mei Avenue.

S S

T T
244
Exhibit P71, page 1562
245
Exhibit P71, page 1563
U U

V V
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A A

B B
747. In my judgment, no matter how effective the tactic of counter-

C
besieging the Police was in safeguarding the Occupy Central movement at C
Tim Mei Avenue, the tactic of counter-besieging the Police would
D D
inevitably lead to obstruction of more public places and roads. As

E protestors occupied the carriageways of Harcourt Road to counter-besiege E


the Police who were cordoning off the venue at Tim Mei Avenue, further
F F
obstruction and inconvenience caused would be caused to the public.
G G

748. I have taken into consideration all the circumstances leading


H H
to the making of the incitements by D9 in Exhibits P71, P79 and P80. In
I my judgment, the scale of the occupation D9 called for was extensive. He I

called for the occupation of all six carriageways of Harcourt Road, a major
J J
thoroughfare linking Wanchai, Admiralty and Central. The intended
K occupation was for an indefinite period. K

L L
749. I have borne in mind the protection given by the Basic Law to
M the citizens to participate in peaceful demonstration and the demonstration M

at Harcourt Road on 28th September 2014 was a peaceful one. I have borne
N N
in mind the purpose of the demonstration at Harcourt Road and Tim Mei
O Avenue. O

P P
750. In my judgment, what D9 incited the persons to do at Harcourt
Q Road was not a reasonable use of the carriageways of Harcourt Road. The Q

obstruction to the traffic and inconvenience caused would be so serious


R R
that would exceed the bounds of reasonableness and the protection given
S by the Basic Law to the right to peaceful demonstration. I find the S

obstruction that would be caused was not warranted by the law.


T T

U U

V V
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A A

B B
751. From the computer certificates, 246 I am satisfied that the

C
occupation of the six carriageways of Harcourt Road would result in the C
suffering of common injury by common members of the public.
D D

E 752. From the evidence, I am satisfied that when D9 repeatedly E


urged the people on both sides of Harcourt Road to occupy the six
F F
carriageways of Harcourt Road, he intended that the incitees, i.e. the
G persons present at Harcourt Road who heard the incitements, would do the G

act incited by him, that is to say, to cause obstruction to the carriageways


H H
of Harcourt Road by going out to the carriageways from both sides, joining
I together and sitting on the road to hold a public assembly, i.e. the incitees I

knew, or ought to have known (because of the means of knowledge were


J J
available to them) the consequence of the obstruction of the carriageways
K of Harcourt Road. K

L L
753. In this case, the incitees were present at Harcourt Road, they
M must be aware of what was going on at Harcourt Road at the time of the M

incitements and what the effect of an indefinite obstruction of all the


N N
carriageways of Harcourt Road would be if they acted as D9 incited.
O O

754. In my judgment, the utterances made by D9 to in Exhibits


P P
P71, P79 and P80 urging the people to occupy and sit on the six
Q carriageways of Harcourt Road amounted to an unlawful incitement to Q

cause a public nuisance to the public by unlawfully obstructed the


R R
carriageway of Fenwick Pier Street.
S S

T T

246
Exhibits P145-P147
U U

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A A

B B
Conclusion on Charge 6

C C
755. I am satisfied that all the elements of Charge 6 are proved
D D
against D9 beyond reasonable doubt.

E E
756. I find D9 guilty of Charge 6.
F F

THE VERDICT
G G

H 757. On Charge 1 “Conspiracy to Commit a Public Nuisance” H

(against D1 to D3), I find D1 to D3 guilty.


I I

J 758. On Charge 2 “Incitement to Commit Public Nuisance” J

(against D1 to D7), I find D1, D2, D4, D5, D6 and D7 guilty of Charge 2.
K K

L 759. I find D3 not guilty of Charge 2. L

M M
760. On Charge 3 “Incitement to Incite Public Nuisance” (against
N D1 to D7), I find D4, D5, D6 and D7 guilty of Charge 3. N

O O
761. I find D1 to D3 not guilty of Charge 3.
P P

762. On Charge 4 “Incitement to Commit Public Nuisance”


Q Q
(against D8 only), I find D8 guilty of Charge 4.
R R

763. On Charge 5 “Incitement to Incite Public Nuisance” (against


S S
D8 only), I find D8 guilty of Charge 5.
T T

U U

V V
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A A

B B
764. On Charge 6 “Incitement to Commit Public Nuisance”

C
(against D9 only), I find D9 guilty of Charge 6. C

D D

E ( Johnny Chan ) E
District Judge
F F

G G

H H

I I

J J

K K

L L

M M

N N

O O

P P

Q Q

R R

S S

T T

U U

V V

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