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Molecular species identification and population


genetics of chondrichthyans in South Africa: current
challenges, priorities and progress
a b
Aletta E Bester-van der Merwe & Katie S Gledhill
a
Molecular Breeding and Biodiversity Group, Department of Genetics, Stellenbosch
University, Stellenbosch, South Africa
b
South African Shark Conservancy, Old Harbour Museum, Hermanus, South Africa
Published online: 11 Aug 2015.

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To cite this article: Aletta E Bester-van der Merwe & Katie S Gledhill (2015): Molecular species identification and
population genetics of chondrichthyans in South Africa: current challenges, priorities and progress, African Zoology

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African Zoology 2015: 1–13 Copyright © Zoological Society
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AFRICAN ZOOLOGY
This is the final version of the article that is ISSN 1562-7020 EISSN 2224-073X
published ahead of the print and online issue http://dx.doi.org/10.1080/15627020.2015.1063408

Molecular species identification and population genetics of


chondrichthyans in South Africa: current challenges, priorities and progress
Aletta E Bester-van der Merwe1* and Katie S Gledhill2

1 Molecular Breeding and Biodiversity Group, Department of Genetics, Stellenbosch University, Stellenbosch, South Africa
2 South African Shark Conservancy, Old Harbour Museum, Hermanus, South Africa
* Corresponding author, email: aeb@sun.ac.za

Molecular genetic techniques, such as DNA barcoding and genotyping, are increasingly being used to assist with the
conservation and management of chondrichthyans worldwide. Southern Africa is a shark biodiversity hotspot, with
a large number of endemic species. According to the IUCN Red List, a quarter of South Africa’s chondrichthyans are
threatened with extinction. South Africa’s commercial shark fisheries have increased over the last decade and there
is a need to ensure sustainable utilisation and conservation of this fisheries resource. Here, we give an overview
of the molecular techniques that are used to assist in the identification of species, cryptic speciation and possible
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interspecific hybridisation, as well as the assessment of population structure and reproductive behaviour of endemic
and commercially important chondrichthyan species of southern Africa. We discuss the potential application of
these techniques for management and conservation of several species affected by South African fisheries. Acquiring
baseline barcode data of all chondrichthyans in southern African waters and assessing the population structure of
exploited species on a local and greater regional scale are recommended as research priorities. Future prospects
should also include high-throughput molecular marker development and investigation of intraspecies functional
variation using next generation sequencing technology.

Keywords: chondrichthyans, conservation, fisheries, genetics, sharks, southern Africa

Introduction

The increasing use of and advances in molecular incorporate genetic information into future management and
techniques have allowed for a more integrated approach conservation of chondrichthyans puts the unique regional
to conservation management of exploited chondrichthyan biodiversity and future populations at risk.
species in recent years (Dudgeon et al. 2012). Molecular Chondrichthyans (sharks, rays and chimaeras) are
tools, including genetic markers and genotype data, a relatively small evolutionarily conservative group of
provide the means to assess dispersal abilities, population cartilaginous fishes of ~1 200 species that have been
connectivity and size, as well as reproductive strategies present in the world’s oceans for at least 400 million
within species (Portnoy and Heist 2012). This provides an years (Fowler et al. 2005). Globally, there is a growing
insight into the evolutionary and biological processes that concern for shark populations. Approximately 100 million
shape species and populations. Advantages of molecular sharks are harvested annually (Worm et al. 2013),
techniques are numerous and are increasingly applied with commercial fisheries, largely driven by the Asian
to substantiate morphology-based species identification shark fin market, contributing to a large proportion of
(reviewed in Hebert et al. 2003) and stock structure this decline (Clarke et al. 2006, 2007; Dulvy et al. 2008).
assessments (Ovenden et al. 2015). Molecular genetics Based on the assessments from the International
are further used to identify the species composition of Union for the Conservation of Nature (IUCN) Red List
a fishery (Doukakis et al. 2011; Sembiring et al. 2015), of Threatened species (hereafter referred to as IUCN
identify which species are being traded, including Redlist), approximately one-quarter of all chondrichthyans
threatened species (Chapman et al. 2003; Abercrombie are threatened with extinction (Dulvy et al. 2014), making
et al. 2005), and to demonstrate seafood mislabelling or them one of the most vulnerable extant vertebrate groups.
seafood fraud (Barbuto et al. 2010; Cawthorn et al. 2012). Life-history traits, such as slow growth rates, late age at
Genetic population structure within a species can be maturity, low fecundity and small litter sizes, make it difficult
assessed on a local, regional or global scale with important for many chondrichthyan populations to recover from
management implications (Keeney et al. 2005; Dudgeon anthropogenic pressures (Musick et al. 2000; Stevens et al.
et al. 2009). With knowledge expanding and technology 2000; Field et al. 2009).
costs decreasing, advances and applications in the field South-east Africa is recognised as a global shark
of genetics in southern Africa are now more accessible biodiversity hotspot (Lucifora et al. 2011). An estimated
to the developing region. In light of the global change 30% of species are endemic to South Africa and
and increased pressure on marine resources, failure to neighbouring countries, such as Namibia and Mozambique

African Zoology is co-published by NISC (Pty) Ltd and Taylor & Francis
2 Bester-van der Merwe and Gledhill

(Compagno 1999). In the latest comprehensive review, used to assist with the management and conservation of
185 species of chondrichthyans were recorded in South southern African sharks and discuss issues in light of the
African waters and consist of 109 shark species, 68 ray unique chondrichthyan biodiversity and fisheries challenges
species and eight chimaera species (Compagno et al. in terms of species and stock structure identification for a
2005). Approximately 20 additional species have since developing region.
been described, redescribed or newly documented in South
African waters, particularly rays and deep-dwelling species Species identification and related issues for shark
(e.g. Smale et al. 2002; Ebert and Compagno 2007, fisheries management
2009; Aschliman et al. 2010; Kemper et al. 2010; Ebert
et al. 2011; Ebert and Cailliet 2011; Ebert et al. 2015). One of the most basic and fundamental, but arguably one
Despite this large level of biodiversity and endemism, of the most important, requirements for sound conservation
our knowledge of South African chondrichthyans is and management is the correct identification of species.
relatively scarce (Compagno 1999; Ebert and van Hees Effective planning and enforcement of management
2015). Furthermore, approximately one-third of the regulations is reliant on identifying harvested and
southern African species are classified as rare and are non-harvested organisms and their products (Ovenden
known from less than 10 records of each species (RSA et al. 2015). Correct species identification is essential
2014). A diverse range of habitats over a small spatial to define the species composition of a fishery, identify
scale restricts distribution ranges within many species, by-catch (whether retained or discarded), delineate
resulting in low abundance and pronounced vulnerability distribution ranges and to assess fishery stocks. Correct
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to over-fishing (Turpie et al. 2000; Best et al. 2013). There species identification is challenging for fishers, managers,
is evidence of declines for many shark species in South compliance officers and researchers alike, particularly
Africa, based on fishery-dependent and -independent for shark species with little phenotypic variation, such as
catch data (Dudley and Simpfendorfer 2006; da Silva and carcharhinids (Tillett et al. 2012a). Of particular concern is
Bürgener 2007), while it is difficult to determine the impact that most fisheries do not undertake species identification
that fisheries have on ray and skate species, as there is in catch statistics and sharks are often grouped into
a lack of species-specific data (Attwood et al. 2011; Best generic categories (FAO 2011). Furthermore, sharks are
et al. 2013). This is particularly concerning, since Dulvy et primarily processed at sea where the main morphological
al. (2014) identified rays as among the most threatened characteristics used to identify sharks to the species level,
of global chondrichthyan taxa. In line with global trends, such as heads and fins, are removed. Without correct
approximately one-quarter of chondrichthyan species found species identification information, the impact that fisheries
in southern African waters are listed as threatened in the could have on individual species is largely unknown.
IUCN Red List (IUCN 2009; Dulvy et al. 2014).
South African shark fisheries have gained a significant Non species-specific reporting of chondrichthyans
profile over the last decade with increased shark exports Generic reporting for elasmobranch catches in South
from South Africa expanding into the fintrade and shark African fisheries is a common practice. Dogfish Squalus
fillet industry (da Silva and Bürgener 2007). To meet the spp., skates Raja spp., shysharks Haploblepharus
high demand, a large number of sharks are caught in South spp. are all listed in generic groups (Attwood et al.
Africa via directed and by-catch fisheries with a total shark 2011; Best et al. 2013). Processed spotted gully sharks
catch estimated at 6 562 t y−1 (DAFF 2013). Approximately (Triakis megalopterus Smith, 1839), tope sharks and two
49% of local chondrichthyan species are affected by nine smoothhound species M. mustelus, M. palumbes are all
fisheries in South Africa (da Silva et al. 2015). The main referred to as gummy or hound sharks. Bronze whaler
species that are affected by the demersal shark trade (or copper) sharks, dusky sharks and blacktip sharks
include smoothhound sharks (Mustelus mustelus Linnaeus, (Carcharhinus limbatus Müller and Henle, 1839) are
1758), tope sharks (Galeorhinus galeus Linnaeus, 1758), processed and all sold under the name bronze whalers
bronze whaler sharks (Carcharhinus brachyurus Günther, (da Silva and Bürgener 2007).
1870), dusky sharks (Carcharhinus obscurus Lesueur, For chondrichthyans that are listed to the species level,
1818) and whitespotted smoothhound sharks (Mustelus there is also potential for misidentification in fisheries
palumbes Smith, 1957) (da Silva and Bürgener 2007). records. Whitespotted smoothhounds, dusky sharks and,
These, and the other shark species affected by the South although in small numbers, sandbar sharks (Carcharhinus
African fisheries (estimated 2010 catch 1 t; DAFF 2013), plumbeus Nardo, 1827) have all been documented in
are listed in Table 1, together with their respective IUCN fisheries in False Bay (Lamberth 2006; da Silva and
Redlist status. The endemic ploughnose chimaera species, Bürgener 2007). None of these species, however, were
Callorhinchus capensis Duméril, 1865, is also listed since reported in fisheries survey and catch data, possibly due
the total catch in 2010 was estimated to be approximately to misidentification as other species or generic fisheries
900 t (DAFF 2013). reporting (Best et al. 2013). Furthermore, all Squalus
In this paper, we aim to highlight the important gaps in species occurring along the southern African coast are
genetic information of southern African chondrichthyan lumped into Squalus spp. records including the two
species, with particular reference to issues related to most common species, Squalus acutipinna (formerly S.
species identification, taxonomy and cryptic speciation, megalops Macleay, 1881) and S. cf. mitsukurii, as well
population structure and reproductive behaviour. We as an offshore species, Squalus acanthias Linnaeus,
provide examples on how molecular genetics can be 1758. Many of the Squalus species have previously been
African Zoology 2015: 1–13 3

Table 1: Shark species affected by South African fisheries: International Union for the Conservation of Nature (IUCN) Redlist status, where
DD  Data Deficient, NT  Near Threatened, V  Vulnerable, E  Endangered, estimated catch of 2010 in tons and main fishery sectors
impacting on the respective species (DAFF 2013). Species in bold denote sharks endemic to southern Africa. Trawl  inshore, offshore,
midwater and prawn trawl; Linefish  traditional linefishery; Shark longline  demersal and pelagic shark longline; Hake longline  hake
longline fishery; Tuna longline  tuna and swordfish pelagic longline (DAFF 2013)

Estimated catch
Family Species IUCN status Main directed fisheries Main by-catch fisheries
2010 (t)
Hexanchidae Notorynchus cepedianus DD 1–10 Shark longline, Linefish –
Carcharhinidae Carcharhinus brachyurus NT 201–300 Shark longline, Linefish Hake longline, Trawl
Carcharhinus obscurus VU 11–100 Shark longline, Linefish Hake longline, Trawl
Carcharhinus limbatus NT 1–10 Shark longline –
Prionace glauca NT 301–400 Pelagic longline Tuna pole
Triakidae Galeorhinus galeus VU 401–500 Shark longline, Linefish Hake longline, Trawl
Mustelus mustelus VU 300–400 Shark longline, Linefish Hake longline, Trawl
Mustelus palumbes DD 11–100 Shark longline, Linefish Hake longline, Trawl
Mustelus mosis DD 1–10 Shark longline, Linefish Hake longline, Trawl
Triakis megalopterus NT 1–10 Shark longline, Linefish Hake longline, Trawl
Sphyrnidae Sphyrna zygaena VU 1–10 Shark longline Linefish, Tuna longline
Sphyrna lewini EN 1–10 Shark longline Linefish, Tuna longline
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Sphyrna mokarran EN 1–10 Shark longline Linefish, Tuna longline


Lamnidae Isurus oxyrinchus VU 501–600 Pelagic longline Tuna pole
Squalidae Squalus acutipinna DD 11–100 – Trawl, Hake longline
Scyliorhinidae Halaelurus natalensis DD 1–10 – Trawl, Hake longline
Haploblepharus edwardsii NT 1–10 – Trawl, Shark longline
Haploblepharus fuscus VU 1–10 – Trawl
Haploblepharus pictus LC 1–10 – Trawl
Holohalaelurus regani LC 1–10 – Trawl, Hake longline
Poroderma africanum NT 1–10 – Trawl, Shark longline
Poroderma pantherinum DD 1–10 – Trawl, Shark longline
Scyliorhinus capensis NT 1–10 – Trawl
Callorhinchidae Callorhinchus capensis LC 801–900 St Joseph net Trawl

misidentified (Naylor et al. 2012) and the genus is under spiny dogfish (Squalus acanthias), shortfin mako (Isurus
ongoing revision. Without species-specific data, population oxyrinchus Rafinesque, 1810) and blue shark (Prionace
trends and accurate fisheries data cannot be assessed. glauca Linnaeus, 1758) meat in 77% of samples tested.
Due to the difficulty in identifying chondrichthyans to the Similarly, in a small-scale study testing 20 commercial
species level, particularly postharvest, genetic techniques samples taken from different Spanish supermarkets, only
can be used to assist in this pursuit. 20% of ray species (Raja spp.) were correctly labelled
(Lago et al. 2012). To date, no studies have been
Seafood fraud and illegal trade conducted to assess the accuracy of labelling of shark
Recently, there has been considerable interest and products in South Africa. Since most of the aforementioned
concern surrounding the mislabelling of fishery products, species are prevalent and caught by fisheries along the
both globally and locally. Helyar et al. (2014), for example, southern African coast, simple but sensitive molecular tests
reported on seafood mislabeling in the UK and highlighted will aid in monitoring local shark fisheries and enhance
the importance of genetic testing across the supply chain transparency on the domestic market.
with the ultimate goal of achieving sustainability of exploited Despite a growing movement of regional, national
marine resources. A high incidence (31%) of mislabelling and international regulations and management of shark
of South African commercial fish products and species species, there is evidence of continued trade in protected
substitution and fraud has been found (Cawthorn et al. species. Approximately 5% of shark fillets sampled at
2012). Although this study did not detect any substitution markets, supermarkets, street vendors and in restaurants in
with shark meat per se, according to the Southern Africa Taiwan were identified as species listed in the Convention
Sustainable Seafood Initiative (SASSI) fish retailers on International Trade in Endangered Species of Wild
are increasingly selling unlabelled or mislabelled shark Fauna and Flora (CITES) Appendix II, including two
products due to its unpopularity with local consumers species of hammerhead Sphyrna spp., oceanic white tip
(Atkins 2010). Shortfin mako sharks, for example, are being (Carcharhinus longimanus Poey, 1861) and white shark
renamed and sold as gummy, lemon fish or ocean fillets (Carcharodon carcharias Linnaeus, 1758) (Liu et al. 2013).
to increase its consumer appeal and to disguise allowable A high incidence (55% of all samples tested) of the critically
catch limits (Atkins 2010). DNA barcoding, for example, endangered largetooth sawfish (Pristis pristis Linnaeus,
revealed a high incidence of seafood fraud in Italian 1758) were found in Brazilian fish markets (Melo Palmeira
commercial shark fillets (Barbuto et al. 2010). Lucrative et al. 2013) and almost one-third of fish samples tested for
Mustelus species were substituted with the less valuable species substitution in Italian fish markets included white
4 Bester-van der Merwe and Gledhill

shark (Filonzi et al. 2010). Of similar concern is the growing shysharks (Haploblepharus edwardsii Schinz, 1822), brown
demand for the Asian shark fin market that is undoubtedly shysharks (H. fuscus Smith, 1950) and Natal shysharks
a major contributor to the global shark trade (Clarke et (H. kistnasamyi Human and Compagno, 2006), whereas
al. 2005, 2006). The number of fins obtained from Illegal, the dark shyshark (H. pictus Müller and Henle, 1838) is also
Unreported and Unregulated (IUU) sources is estimated to found in Namibia (Compagno et al. 2005). The poor choice
be three to four times the amount of reported catch data of morphological characteristics, including colour patterns,
(Clarke et al. 2006). In southern Africa, illegal shark finning in species identification keys (Human 2007) has potentially
continues to be problematic, despite legislation prohibiting led to the over- and/or under-estimation of the abundance
the activity (da Silva et al. 2015). of these species and confusion over the distribution
ranges. Juvenile specimens are difficult to identify and it
Taxonomic identification and confusion is possible that hybridisation may occur between species
There is confusion around the identification and taxonomy of this genus, further complicating species identification
of some of the smaller, demersal sharks in South African (Human 2007). Correct identification of Haploblepharus
waters, including Mustelus and Haploblepharus species. species is of conservation importance due to differences
It has been proposed that there is potential for cryptic in IUCN Redlist classifications of each of the species. All
species and/or hybrids within these genera (Human 2007). species are listed on the IUCN Redlist under the following
Off the southern African coast, there are three Mustelus categories: H. kistnasamyi – Critically Endangered;
species found: Mustelus mustelus, M. palumbes and H. fuscus – Vulnerable; H. edwardsii – Near Threatened;
hardnose smoothhound (Mustelus mosis Hemprich and and H. pictus – Least Concern (Table 1). There is a need
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Ehrenberg, 1899) (Smale and Compagno 1997). Mustelus for phylogenetic analysis and a revision of morphological
mustelus and M. palumbes are overlapping in distribution, characters to clarify the relationships between species of
whereas M. mosis rarely occurs on the east coast. Although this group (Human et al. 2006). Molecular markers could be
M. palumbes is fairly easily distinguishable from M. mustelus, used to re-evaluate species separation in Haploblepharus
there is a lack of species-specific data and identification and confirm whether the current morphological characters
remains problematic, especially for juveniles. Fisheries, used in taxonomic keys should be reassessed. This will
population and distribution data for these sharks may be aid in the conservation and management of the southern
confounded due to misidentification between the species. African shyshark species.
The identification and nomenclature of Mustelus species
are also problematic globally (White and Last 2006, 2008; Molecular tools for species identification
Farrell et al. 2009; Boomer et al. 2012; Velez-Zuazo et al. Currently, the most frequently used genetic tool in species
2015). Based on a combination of microsatellites and mtDNA identification is DNA barcoding, in which a standardised
forensic markers, species misidentification of Mustelus DNA fragment, typically mitochondrial DNA, is sequenced
spp. by a South African commercial fishing company was and compared against a reference database in order to
recently revealed. Fifty-nine hound shark samples were identify or ‘fingerprint’ a particular species (Hebert et al.
morphologically identified as G. galeus or ‘vaalhaai’ (the 2003). DNA barcoding of elasmobranchs is primarily based
local Afrikaans common name for soupfin sharks) (Maduna on a single fragment of the CO1 mitochondrial gene with
2014). Using cytochrome oxidase subunit 1 (CO1) barcoding a length of 648 bp. Results from a variety of animal taxa
analysis, only 25 were confirmed to be G. galeus, whereas show that the CO1 gene has been effective in distinguishing
20 were revealed as M. mustelus and a further four as between 95% of species (Hebert et al. 2003; Ward et al.
M. palumbes (Maduna 2014). This highlights the difficulty 2005; Hajibabaei et al. 2006). DNA barcoding using the CO1
in distinguishing between these commercial species and gene has been used to successfully identify fish species
how species-specific catch data can be subsequently (Ward et al. 2005, 2008; Hubert et al. 2008; Steinke et al.
misrepresented in commercial fisheries records. Further 2009), including shark species (Holmes et al. 2009; Wong et
studies need to be conducted to determine the degree of this al. 2009; Ward 2009; Moftah et al. 2011; Moura et al. 2015).
misidentification in all fisheries sectors in South Africa. The efficiency of the CO1 gene region for identification of
Apart from identification issues that relate to known many chondrichthyans at a species-specific level remains
species, classification of cryptic or newly described untested and currently there is some uncertainty about the
species is complicated. A holistic approach combining use of this region as a universal DNA barcoding gene for
genetic and morphometric data is essential. With such chondrichthyans (Daley et al. 2012; Naylor et al. 2012). The
great elasmobranch diversity in the Southern Hemisphere, limitation of this region was demonstrated in a recent study
taxonomic problems exist for the smaller demersal and that evaluated the suitability of the CO1 region for species
benthopelagic species with high prevalence of cryptic identification in three co-occurring Haploblepharus species,
species complexes, as well as for many deep-sea species H. edwardsii, H. pictus and H. fuscus. The between-
vulnerable to offshore fishing pressures (Straube et al. 2010; species CO1 nucleotide variation was extremely low and
Dudgeon et al. 2012). Other than the Mustelus species, the could, for example, not discriminate the taxonomically
family Scyliorhinidae (catsharks) is also considered as one identified H. fuscus specimens from the H. pictus specimens
of the most systematically troublesome taxonomic groups. (Robbertze unpublished data).
A high degree of morphological conservatism is observed in There are open-access public reference databases,
the genus Haploblepharus (Human 2003, 2007). such as the Barcode of Life Database (BOLD; http://www.
Four Haploblepharus species are found in South Africa. boldsystems.org), FISH-BOL (http://www.fishbol.org) and
Three species are endemic to South Africa; puffadder GenBank (http://www.ncbi.nlm.nih.gov/genbank), for storing
African Zoology 2015: 1–13 5

and matching genetic data. The BOLD and FISH-BOL et al. 2015). Barcoding data are available for almost 70%
databases are part of the International Consortium of the of the 66 extant shark species found in southern African
Barcode of Life initiative (http://www.ibol.org). The BOLD waters, with multiple entries in BOLD for the majority of the
database consists of several recognised DNA barcoding cosmopolitan species (Figure 1). However, less than 50%
genes with high-quality assurance requirements, whereas of southern African endemic species have been barcoded.
GenBank is a repository for all available DNA sequences. The integrity of the barcode data available through
While using barcoding as a tool for identifying verified online databases is dependent on the correct identification
species is well accepted, it’s use in ‘discovering’ new of the specimen that was sampled. Since 35% of the
species and assigning taxonomic placements based solely southern African species are considered rare (i.e. less
on genetic data remains controversial (DeSalle et al. than 10 records), taxonomic clarity through morphometric
2005; DeSalle 2006). DNA barcoding should be a tool to identification, photographic identification, detailed specimen
accompany and complement taxonomy. and collection data to accompany the genetic data is
Classical taxonomy screens numerous individuals essential to ensure the accuracy of reference barcode
from multiple localities across the range of a species data. Barcode sequences should be accompanied by
to distinguish variation within a species from variation voucher specimens deposited in museums or, at the very
between species (DeSalle et al. 2005). This same least, voucher photographs considering the logistical
approach needs to be applied for barcoding data. At challenges associated with the preservation and archival
present, global reference databases, such as BOLD or of large-bodied animals such as sharks (Doukakis et
FISH-BOL, are incomplete and multiple entries exist al. 2011). It is recommended that nucleotide sequence
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primarily for cosmopolitan species. Multiple entries from similarity searches against reference databases should
different regions for each species will improve the accuracy be performed using the BOLD database (restricted to
of these databases (Dudgeon et al. 2012; Velez-Zuazo taxonomically validated specimens) in preference to

Endemics regional 49%


Species barcoded

66% Taxonomic records


Chondrichthyans regional

Carcharhiniformes global 78%

Orectolobiformes global 91%

Heterodontiformes global 75%

Lamniformes global 88%

Hexanchiformes global 100%

Squaliformes global 82%

Squatiniformes global 90%

Pristiformes global 55%

Pristiophoriformes global 60%

77%
Rajiformes global

Torpediniformes global 85%

Chimaeriformes global 94%

0 100 200 300 400 500


NUMBER OF SPECIES

Figure 1: Percentage of recorded chondrichthyan species with DNA barcodes available in the Barcode of Life Database (BOLD).
Southern African fauna and endemics (depicted as ‘regional’) are compared with the total number of DNA barcodes (‘global’) available for
12 of the 13 orders
6 Bester-van der Merwe and Gledhill

GenBank, in order to ensure success and accuracy of also showed signs of hybridisation and/or gene introgression
species identification (Helyar et al. 2014). when tested for the nuclear codominant marker ITS2 to
Molecular species identification is not restricted to evaluate reproductive interactions (Di Francesco 2011).
barcoding and several other markers and approaches have Taking into account the similar reproductive modes for at
sufficient discriminatory power in chondrichthyans. Using least two of the Mustelus species present in southern
a 1 044 bp fragment of the mitochondrial NADH2 gene, Africa (Boomer et al. 2012), hybridisation is a possibility.
Naylor et al. (2012) identified 574 species of elasmobranchs DNA-based identification together with morphological data,
(305 sharks and 269 batoids), representing 56 of the 57 such as stretched total length (STL), pre-caudal length
described families. Similarly, multiplex-PCR (Farrell et al. (PCL) and vertebral counts (Morgan et al. 2012), could
2009), restriction fragment length polymorphism (RFLPs), verify the occurrence of hybrids or potential hybrid zones
PCR-RFLPs (Mendonça et al. 2009) and amplified fragment that need to be maintained and ideally managed separately
length polymorphisms (AFLPs) (Zenger et al. 2006) have from the parental species. Clarification of the taxonomy and
also been used in shark species identification. identification of the Mustelus spp. and Haploblepharus spp.
The South African National Plan of Action for the is imperative due to the commercial importance of Mustelus
Conservation and Management of Sharks (hereafter spp. in South Africa and the varying threatened statuses of
referred to as SA NPOA-Sharks) has identified that there these species. Identifying the presence of cryptic species or
are gaps in the knowledge of the taxonomy and classifi- hybrids using a combination of morphological and genetic
cation of South Africa’s shark species (DAFF 2013). The techniques will determine whether this is contributing to
SA NPOA-Sharks has listed the reclassification of all taxonomic confusion in these species (Dudgeon et al. 2012;
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rays, skates and deepwater shark species using morpho- Morgan et al. 2012).
metrics and genetics as an immediate priority (DAFF
2013). Acquiring baseline barcode data of all South Population structure assessment for shark fisheries
African chondrichthyans should be a research and funding management
priority. Reference barcode data for all described South
African species are urgently needed so that samples from Population genetic analysis at and below the species
an undetermined species can be compared to reference level forms an important basis for species conservation
barcode databases. Barcoding the South African endemic and sustainable exploitation through the identification of
species needs to be a priority, as less than half of the the number of stocks and management units within the
species have been barcoded. geographical distribution of a target species (Ovenden
Similarly, molecular genetic tools can be used to identify et al. 2009). In fisheries, the stock concept is directly
species of conservation concern postharvest and in linked to the management of populations or units that are
processed products available in the commercial market, ecologically separated through space and time (Waples
including meat, fins and even in processed, multi-species 1998). Correct identification of genetically differentiated
products, such as shark cartilage pills (Chapman et al. stocks is vital for the proper management of exploited
2003). Species-specific assays using multiplex PCR species and the preservation of their genetic diversity,
reactions incorporating species-specific primers targeting and the genetic integrity of individual species. Despite the
the nuclear ribosomal RNA internal transcribed spacer 2 absence of obvious barriers to gene flow, most fish species
(rRNA ITS2) and mitochondrial cytochrome b (cytb) have do not comprise a single-continuously distributed, panmictic
been developed to identify sharks of conservation concern population of individuals (Hemmer-Hansen et al. 2007). In
in the shark fin market, such as white sharks (Chapman the past, the extent of genetic differentiation between shark
et al. 2003), three hammerhead species listed in CITES populations was expected to be low due to their capacity
Appendix II (Abercrombie et al. 2005), and basking sharks to move extensively, however, several studies have
(Cetorhinus maximus Gunnerus, 1765) (Magnussen et shown different levels of population genetic subdivision
al. 2007). This is a rapid, low-cost technique that requires over large and smaller spatial scales (e.g. Dudgeon et al.
only PCR and distinguishes between multiple species 2009; Ovenden et al. 2009; Feldheim et al. 2010; Geraghty
simultaneously (Abercrombie et al. 2005). As such, this et al. 2013). Population genetic structure can range from,
technique is suitable for use in developing countries, such for example, basking sharks that display little genetic
as southern African nations, where financial restraints may differentiation over ocean basins globally (Hoelzel et al.
limit large-volume sequencing. 2006) to blacktip sharks that show significant structure
Evidence of cryptic speciation and hybridisation of over small, regional scales (Keeney et al. 2005; Sodré
elasmobranchs is emerging, further complicating taxonomic et al. 2012). At present, carcharhinids have the greatest
assessment and species identification. The first documented representation in the phylogeographic literature, as many of
naturally occurring shark hybrids between two sympatric these species are of economic importance in commercial,
blacktip shark species of the genus Carcharhinus were recreational and artisanal fisheries (Dudgeon et al. 2012).
recently confirmed, using a combination of morpho- These species, however, may have been studied in greater
logical characteristics and DNA-based diagnostic markers detail due to the fact that it is easier to obtain access to
(Morgan et al. 2012). Subsequently, the first wild hybrid a sufficient number of samples of the species that are
individual of two Manta species (Walter et al. 2013) and encountered through fisheries.
hybridisation between two freshwater stingrays has been Along the southern African coast, the warm Agulhas
identified (Cruz et al. 2015). Two co-occurring Mustelus Current and the cold Benguela Current have a strong
species, M. mustelus and M. punctulatus, in the Adriatic Sea influence on marine populations of the east and west
African Zoology 2015: 1–13 7

coast of southern Africa, respectively (Hutchings et al. Molecular tools for population structure and
2009). It has recently been proposed that the physiological demographic assessment
features and dynamics between these two ocean currents, Several molecular marker types are available for assessing
together with climate oscillation, are the major driving gene flow patterns of organisms with different life-history
forces behind the historical and contemporary restriction traits and dispersal capabilities. In sharks, genetic
of gene flow across the Indian/Atlantic boundary (Teske et variation is known to be low, with mitochondrial sequence
al. 2013). Despite the uncertainty of the exact mechanism, evolution estimated to be six to eight times slower than
this Indian/Atlantic boundary is evident in many globally that of mammals (Martin et al. 1992). Despite this, a
distributed species as well as in a number of coastal fishes number of studies have been successful in assessing
around southern Africa (Henriques et al. 2012, 2014), population differentiation in sharks using a portion of the
where the Benguela Current has shown to have a strong mitochondrial control region (mtCR) (Keeney et al. 2005;
influence on the magnitude and directionality of gene flow. Keeney and Heist 2006; Duncan et al. 2006; Chabot
Signatures of historical gene flow across the boundary and Allen 2009; Sodré et al. 2012). Microsatellites, or
during warm interglacial periods (Peeters et al. 2004) and simple sequence repeats (SSRs), have also been used
evidence for intensification of the Agulhas leakage due to and these highly variable short, tandem repeat DNA
climate change and a weaker Agulhas Current (Biastoch sequences have proven to be ideal for fine-scale stock
et al. 2008; van Sebille et al. 2009) could explain the structure investigations relevant to short-term fisheries
lesser degree of genetic distinctness between the west management in sharks (Dudgeon et al. 2012). Although
and east coast populations for some species, as well as several species-specific microsatellite markers have been
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the presence of a transition/admixture zone for some. isolated and characterised for elasmobranch species (see
For example, the Benguela barrier does not appear to Portnoy and Heist 2012) and cross-species transferability
be a genetic barrier to temperate shark species, such as of microsatellites has been successful (Boomer and
Carcharhinus brachyurus (Benavides et al. 2011) and Stow 2010; Chabot and Nigenda 2011; Maduna et al.
Galeorhinus galeus (Chabot and Allen 2009). In a recent 2014), very few studies have assessed genetic structure
study, microsatellites revealed strong genetic differentiation of sharks and other elasmobranchs along the South
between South-east Atlantic and South-west Indian Ocean African shoreline (Table 2). While a number of global or
Mustelus mustelus, indicating that for this smaller coastal cross-oceanic studies of cosmopolitan species included
shark, the Indian/Atlantic boundary (Teske et al. 2013) samples from southern Africa, only a few studies sampled
most likely restricts contemporary gene flow (Maduna both the Atlantic and Indian coastlines of the region and
2014). Interestingly, mtDNA sequence data for the same could test, for example, the validity of the Benguela barrier
species found relatively high levels of interoceanic gene as a barrier to dispersal. The effect of biogeographic
flow and these differential genetic signals reflected by the barriers on the genetic structure of smaller, demersal and
two molecular marker types was attributed to either gender- inshore-dwelling shark species is still largely unknown
biased dispersal or the more conservative evolutionary and warrants further investigation. Oceanographic
properties inherent to mitochondrial DNA markers as features, such as ocean currents and thermal fronts, may
apposed to microsatellites (Maduna 2014). have varying degrees of impact on species with different
Reproductive philopatry and resultant gender-biased ecology and life-history traits. Preliminary investigation
dispersal is another mechanism that can account for into the genetic structure of two demersal shark species
population structure, despite the absence of barriers to targeted in regional fisheries, tope sharks and common
movement (Dudgeon et al. 2012; Chapman et al. 2015). smoothhounds, has revealed substantial differences in the
Reproductive philopatry, where females show site-fidelity degree of population differentiation (Bitalo et al. 2015). This
to nursery grounds, has been identified in numerous highlights the importance of considering species-specific
coastal, viviparous shark species using a combination gene flow patterns in fisheries management practices
of microsatellites and mtDNA sequence data (Feldheim and stock assessments. The Draft South African Shark
et al. 2002; Keeney et al. 2005; Karl et al. 2011; Tillett Biodiversity Management Plan has identified the need for
et al. 2012b). Importantly, the spatial scale at which population genetic studies on sharks and has stated one
philopatry occurs varies between species, thereby further of its objectives is ‘to improve knowledge of population
contributing to differential genetic structuring patterns delineation and genetic diversity of identified shark species’
observed amongst species. Identifying critical areas within (RSA 2014: 27).
a species’ distribution range, such as nursery sites, could The South African coastline has recently been
make a strong case for giving these areas special attention redefined as holding as many as nine marine bioregions,
(Mourier and Planes 2013; Feldheim et al. 2014). In South that incorporate both previously recognised coastal
Africa, many coastal embayment or river mouth areas such biogeographic regions, as well as newly demarcated
as Storms River, Algoa Bay and Thukela River have been offshore regions (Griffiths et al. 2010). Given the diversity
identified as nursery grounds for shark species (Smale of biogeographic regions and the many unique habitats
2002; Dicken 2008; Hussey et al. 2009). We need to gain that sharks inhabit along the South African coastline,
a greater understanding of the behavioural dynamics of such as the Langebaan Lagoon on the West Coast and
shark populations in these areas and how these processes the Breede and Umfolozi Rivers, it is imperative for
may affect the genetic structure of a species, particularly the management and conservation of these species to
for commercially important species, in order to identify understand whether these areas hold unique breeding and
areas of critical protection. reproductive stocks (da Silva et al. 2013). Investigation
8 Bester-van der Merwe and Gledhill

Table 2: Studies involving population structure analysis of shark species targeted in South African fisheries. Information given includes
the study area investigated, whether samples from southern Africa were included (SA samples), type and number of molecular
markers used (mtDNA and nuclear), the population genetic structure found and references. mtCR  mitochondrial control region,
ND2  nicotinamide adenine dehydrogenase subunit 2, ND4  nicotinamide adenine dehydrogenase subunit 4, SSRs  short sequence
repeats or microsatellites

SA samples Markers used


Species Study area Genetic structure Reference
included mtDNA Nuclear
Carcharhinus brachyurus Global Yes mtCR – Inter-oceanic Benavides et al. (2011)
Carcharhinus obscurus Australia No mtCR 4 SSRs Regional, only mtCR Ovenden et al. (2009)
Carcharhinus limbatus North-western Atlantic No mtCR 8 SSRs Regional, both markers Keeney et al. (2005)
Global Yes mtCR – Across Atlantic Keeney and Heist (2006)
Western Atlantic No mtCR – Regional, western Atlantic Sodré et al. (2012)
Prionace glauca Global – mtCR 16 SSRs Across equator Fitzpatrick (2012)
Galeorhinus galeus Global Yes mtCR – Inter-oceanic Chabot and Allen (2009)
South Africa Yes ND2 22 SSRs Low to absent Bitalo (unpublished data)
Global Yes ND2 22 SSRs Inter-oceanic Bitalo (unpublished data)
Mustelus mustelus Southern Africa Yes ND4 12 SSRs Atlantic-Indian Maduna (2014)
Triakis megalopterus Southern Africa Yes mtCR 6 SSRs Atlantic-Indian Soekoe (unpublished data)
Sphyrna lewini Global Yes – 13 SSRs Low to absent Daly-Engel et al. (2012)
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Australia No ND4 8 SSRs Absent Ovenden et al. (2011)


Mexico No mtCR 15 SSRs Regional, both markers Nance et al. (2011)
Isurus oxyrinchus Global No – RFLPs Absent Heist et al. (1996)
Global Yes – 4 SSRs Absent Schrey and Heist (2003)

into the genetic stock structure of shark species, species should ideally also be assessed to elucidate the
particularly species that are affected by fisheries, should possible effect of fishing on mating behaviour in heavily
form an integral part of the multidisciplinary approach to fished versus non-fished areas.
fisheries management. Table 2 shows a summary for the Furthermore, the identification of genetic bottlenecks and
species for which this has been addressed on a regional any other population size fluctuations due to anthropogenic
scale and highlights the substantial gaps in the basic pressures, such as overfishing, are of great importance
population genetic information for southern African sharks to management and conservation of marine species.
affected by fisheries. Populations that are currently large may have had small
Similar to population structure inference, molecular long-term Ne due to a genetic bottleneck or population size
markers and genetics have increasingly been used to decline in the past (Turner et al. 2002). The identification of
assess reproductive biology and mating behaviour in present populations with a reduced Ne is therefore essential
sharks. Most notably is the investigation of polyandry for conserving a species’ genetic diversity. Estimating
and multiple paternity, using as few as four microsatellite contemporary Ne for chondrichthyans is important, since
markers. Multiple paternity has been identified in many species are overexploited in fisheries globally
numerous shark species (reviewed in Byrne and Avise (Musick et al. 2000). The effective population size could
2012); however, the benefits of multiple paternity in give an indication of both the breeding population size and
sharks is to a large extent still unclear (Daly-Engel et al. the general health of a population (Portnoy et al. 2009). In
2010; Portnoy and Heist 2012). No evidence of increased particular, understanding the relationship or ratio between
genetic diversity and fitness in multiple-sired litters of Ne and demographic census sizes can be informative for
lemon sharks (Negaprion brevirostris Poey, 1868) were management decisions (Dudgeon et al. 2012). Estimates
found when compared to singly sired litters (DiBattista et of Ne can be based on genetic or demographic data, but
al. 2008). Karl (2008) demonstrated that multiple paternity since demographic information (e.g. sex ratio, fluctuation
might even lead to a reduction in effective population in population size and pedigree data) is often unavailable
size (Ne) by increasing the variance in male reproductive for wild populations, current approaches to estimating
success. Nonetheless, it is important to know whether effective population sizes are based on indirect methods
reproductive behaviour is affected in commercially fished using genetic information (Dudgeon et al. 2012). Most
areas and how this behaviour varies across species and valuable to fisheries management is the development and
populations. Three species of commercial importance in utility of single time-point estimations of Ne, in which only a
South Africa, M. mustelus, S. lewini and C. obscurus, have single sampling of a population is needed. Using molecular
been examined for the presence of multiple paternity (MP) markers, the single time-point method has recently
using microsatellite panels optimised for each species successfully been applied to estimate Ne in a number of
(Rossouw unpublished data). Differences in frequencies elasmobranch species (Ahonen et al. 2009; Chapman et al.
of multiple paternity were observed between species 2011; Blower et al. 2012). An emphasis should be placed
and coincides with the variation in MP rates previously on effective population size estimates of species that are
observed across species (Boomer et al. 2013). The particularly vulnerable to exploitation. This could enable the
differences in MP rates between populations of the same identification of species or populations that show critically
African Zoology 2015: 1–13 9

lower population estimates compared with unexploited in species identification by elucidating species composition
species or populations in protected areas. of fisheries, identifying by-catch, and identifying fisheries
products postharvest. Genetic data can be used for
Next generation technologies and future investigations compliance and enforcement purposes, and to identify
In the last decade, advances in molecular technologies, species of conservation concern, such as those protected
such as next generation sequencing (NGS) and by national legislation (e.g. the South African Marine
high-throughput genotyping methods, have greatly Living Resources Act; RSA 1998) or international trade
facilitated the genetic characterisation in many non-model conventions (e.g. CITES). Evidence of mislabelling
organisms (Ekblom and Galindo 2011). With such a diverse or seafood fraud, and fishing and trade in protected
shark biodiversity in southern Africa, these technologies species, can be gathered and used in prosecution cases.
now also allow for individual species to be characterised on In addition, variation in patterns of genetic structuring
a genome-wide level at a lower cost. With the many NGS among different shark species has been demonstrated
and high-throughput genotyping platforms now available, and genetics is increasingly being incorporated into stock
a larger number of molecular markers with a higher structure assessment in fisheries. Our present knowledge
genome representation can be developed and genotyped of the genetic structure and connectivity of southern
in sharks. Single nucleotide polymorphisms (SNPs) are Africa’s shark populations on a national and regional scale
becoming increasingly popular for genetic applications is scarce, and only a few studies have evaluated population
due to their abundance in genomes and suitability for differentiation across known biogeographical barriers.
automation (Morin et al. 2009). Novel approaches towards More information is urgently needed, and both the South
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identifying SNPs include the utilisation of these NGS data African NPOA-Sharks (DAFF 2013) and the South African
sets, followed by various SNP discovery bioinformatics Draft Shark Biodiversity Management Plan (RSA 2014)
pipelines, allowing increased throughput while reducing the identify the need to employ genetics to assist with stock
cost (Etter et al. 2011). When studying organisms lacking a structure analysis. Historically, the great expense of genetic
reference genome, genome subsampling can be attained technologies has limited research in developing nations
using restriction-site associated DNA (RAD) sequencing, and the exciting transition towards NGS and genome-wide
which creates short DNA fragments that are adjacent to research will see greater development and application of
recognition sites of specific restriction enzymes, resulting genetic research on a regional scale. The declining costs
in RAD tag libraries (Etter et al. 2011). The SNPs are in equipment and reagents, coupled with advances in
then detected by sequencing the nucleotides next to the knowledge, techniques and high-throughput technologies,
restriction enzyme sites. The RAD sequencing approach is making the field more affordable and more tangible
accelerates SNP discovery and, in turn, can be used for scientists and managers from developing nations.
to genotype hundreds or thousands of SNP markers in The integration of genetic research, development and
several individuals across different populations (Etter et al. application will assist scientists, managers, government
2011; Davey et al. 2013). Similarly, larger numbers of SNPs and compliance agencies in closing these gaps in current
can also be identified alongside microsatellites through next knowledge. This will contribute to an integrated approach
generation transcriptome sequencing (Helyar et al. 2012; to conservation and management of chondrichthyan
Krück et al. 2013). populations in southern Africa and aid in the future
Transcriptome sequencing enables characterisation sustainability of this fishery resource.
of all transcriptional activity, coding and non-coding, and
can therefore also be applied to study gene expression Acknowledgements — We would like to acknowledge Simo
and functional variation (Marguerat and Bähler 2010). Maduna, Daphne Bitalo and Charné Rossouw for laboratory work
In sharks, this can be a powerful tool to investigate, for and for generating the genetic data that was used for the prelimi-
nary results and unpublished data mentioned in this study. We
example, ecological adaptation of species to certain areas,
thank the Department of Agriculture Forestry and Fisheries, South
such as freshwater or river areas. In addition, comparative African Shark Conservancy, the KwaZulu-Natal Sharks Board
transcriptomics can be useful in assessing important and the Port Elizabeth Museum, especially Charlene da Silva,
molecular features associated with physiological and Meaghen McCord, Malcolm Smale, Sabine Wintner and Tamzyn
behavioural differences within species, thereby examining Zweig for collaboration and for providing valuable information and
various hydrological and temperature regimes as well as samples that made the theme of this manuscript possible. We
biogeographic zones across the southern Africa coastline. thank the anonymous reviewers, whose constructive comments
improved the final version of this manuscript. Financial support was
Conclusion provided by the the National Research Foundation, South Africa.

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Received 28 February 2015, accepted 9 June 2015


Associate Editor: Sandi Willows-Munro

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