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The Organiser of the Session, Prof Raul J Marsal minutes of the session, contributions from the floor
(Mexico) made a short introduction. He first thanked and those presented in writing after the conference.
the Organising Committee for its invitation to promote
the discussion on deformation of earth-rockfill dams. Part I PRESENTATIONS BY PANELISTS
He then proffered the appologies of his Co-Organiser,
Prof A W Bishop, who was unable to attend the confer
The three members of the Panel made brief presentation;
ence for health reasons. The three members of the
Panel were introduced: Jesus Alberro, Research Profes^ of their papers.
sorof the Institute of Engineering, National Universi_
ty of Mexico; Stanley D Wilson, Executive Vice-Presi_ Prof Jesus Alberro discussed hydraulic fracturing
dent of Shannon 6 Wilson, Inc, Seattle, USA; and Peter and plastified zones within an embankment.
R Vaughan, Reader in Soil Mechanics, Imperial College,
London, Great Britain. Prof Marsal also introduced the Hydraulic fracturing occurs, if any, during the first
Secretary of the Session, Mr Toshio Fujii, Deputy filling or the drawdown of the reservoir; it also
General Manager, Construction Department, The Tokyo occurs when a hole stabilized with mud is drilled in
Electric Power Company, and Mr Raul F Esquivel, Federal the core of a dam. In such cases, effective tensile
Electricity Commission of Mexico, who had acted as stresses may develop and induce cracking. This phenome
Assistant to the Organiser. non was illustrated with observations made at section
0 + 120 of Guadalupe Dam. Figs 1, 2 and 3 show, r e 1
The programme of the session was arranged as follows: spectively: 1) the cross-section of the embankment;
2) values of total and effective principal stresses
measured by pressure cells and piezometers located in
VaJut 7. Short presentations by the panelists, followed the impervious zone, and 3) strains registered with
by a discussion between them. linear extensometers,also installed in the clay core.
Note that, during the drawdowns of 1971 and 1972,
In tW n iA i-C o n to receive notice of short contributions tensile principal stresses developed and that corr£
and questions from the floor. sponding extensometers 5 and 6 showed extension
strains, thus revealing the formation of a crack.
VaJvt 1. Short presentations from the floor on the The stress changes in the embankment consequent upon
topics nominated for discussion, and questions from the first filling were described. The equation fr£
the floor, together with open discussion between the quently used,
panelists and the audience.
2
Elev
2
2
B
2
2
2
2
i
c
E l.o
C -1 .0
E le v
2 310
2 300
B
2 290
2 280
2 270
€ S t r a i n , in p e r c e n t E le v E l e v a t i o n , in m M in o r p r in c ip a l s t r e s s
E E x te n s io n B Po ol le v e l , in m T T en sion
C C o m p re s s io n E f f e c t i v e p r i n c i p a l s t r e s s , in k g / c m 2 Est S t a t i o n , in m
Consequently, to minimize the hazard of hydraulic frac safety greater than unity, the core may be affected by
turing it is recommended that: 1) the stress a at the zones subjected to local shear failure, where set
end of construction be increased, either by changing tlement increases and shear strength diminishes. Fur
the geometry of the core or by raising the compress thermore, the continuity of these zones may have a sig^
ibility of the transition zones so that they will hang nificant influence upon the behavior of the dam.
on the core; 2) lamination of the impervious zone be
avoided; 3) the rate of filling be reduced in order to Stanley D Wilson condensed his remarks about the in
minimize the effect of transient seepage, and 4) the fluence of field measurements on the design of embank^
material selected for the core should not be suscep ment dams as follows.
tible to erosion and be protected by generous filter
zones. The internal movements that typically develop in em
bankment dams during the construction phase are illu£
In conclusion, to evaluate the hydraulic fracturing trated in Fig 4. Both maximum settlement (vertical
potential a study of the stress states for different movement) and horizontal movement occur at mid-height
load conditions is necessary. This can be accomplished with an approximately parabolic distribution. Along
by means of the finite element method, the reliability the profile of the dam, points on the two flanks move
of which depends upon the parameters used to duplicate towards the center, and the shells bulge upstream and
the mechanical behavior of the soil. downstream. During first filling of the reservoir,
Fig 5, the maximum movements, both vertical and hor
The plastification or local shear failure of certain izontal, take place along the crest and the slopes of
zones of an embankment was the second topic discussed the embankment. The crest develops extension strains
by Alberro. Field measurements in the cases of El Iii near the abutment slopes, and compressive strains in
fiernillo and La Angostura Dams, revealed that the the center. It is during this period that transverse
above phenomenon is a fact and not an hypothesis based cracking is most likely to develop. In the upstream-
upon more or less dubious calculations. The prediction downstream direction, the upstream shell settles and
of plastified zones should be used as a guide for l£ pulls away from the core, reducing the earth pressure
eating the potential slip surfaces within an embanl< against the upper part of the core which then may a£
ment. It was also indicated that, even for a factor of tually deflect upstream.
H O R IZO N TA L MOVEMENTS U D stream
— H o riz o n ta l
M ovem ent
\©
X /
i x
V /
--I-" j e
(b) S E C T IO N
H OR ! Z O N T A L MOVEMENTS
P ossib le Possible
C ra c k in g C ra c k in g
MAXIMUM SECTION
PROFILE
When the embankment is composed of many zones, incom of the core. The average shear strain across a zone 2 m
patibility in compression between various zones may in width was about 15 per cent which means that the
lead to unusually large differential movements between shear stress must have exceeded the shear strength,
adjacent zones, as can be illustrated with field per and thus the movement represents a state of plastic
formance data from La Angostura Dam on the Grijalva deformation.
River in Mexico, Fig 6. A vertical core of clay was
supported by zoned shells of excellent sand and gravel During first filling the rockfill in the upstream
flanked by highly compressible weathered limestone, shell settled, dragging down the thin vertical wedge
compacted in layers. The comparative compressibilities of compacted sand and gravel as shown in Fig 10 and
of these materials are shown in Fig 7. The limestone causing upstream and downstream movements as shown in
rockfill compressed significantly under its own weight Fig 11. The resulting surface movements are shown in
when flooded, although this is not indicated on Fig 7. Fig 12.
Fig 8 shows the distribution of settlements during con It is clear that compression of the various materials
struct ion along two horizontal planes and Fig 9 the comprinsing a dam and its foundation may result in
settlement across the interface at the downstream face large differential movements between adjacent zones.
H e ig h t of E m b a n k m e n t above Layer, m e te r s
</)
E
u
-U p s tre a m ^ D o w n s t re a m
V e r tic a l M ovem ent, c e n tim e te rs
H o r iz o n ta l D is ta n c e in m e te r s
V)
E
o
1) Transverse cracking
2) Longitudinal cracking
3) Hydraulic fracturing
4) Arching and stress concentration
5) Development of plastified zones
6) Cracking of internal structures or conduits
7) Damage to instrumentation
20 -
A ll t e s t s p e r f o r m e d a t n o rm a ! e f f e c t i v e
s t r e s s e s b e tw e e n 1 3 0 - 1 8 0 k N / m 2
___ ... i
____ 1 . 1
20 40 60
Plasticity index , P I , %
Dra in e d s t r e n g t h in ring sh e a r
At fa ilure
Wra ~ rQV , R.6
A fte r fa ilu re
[av ‘ r r :W r ( a - A a ): R B
8 = R Aa
TGvf = Tr = r p . S = 0
r p >Tavf > T r
Fig 16. Drained peak and residual strengths of typical
clays in Britain
"One of the controlling factors in this situation, is Fig 18. Post-failure movement of a slip surface
the nature of the undrained stress-strain behavior of (brittle soil)
"One consequence of brittleness is the post-failure feature of monitoring. It may also be noted, as shown
movement of a slip, if one forms, as shown in Fig 18. in the previous figure, that in these materials the
The sliding mass moves to a new position where the creep problem appears to be minimum.
shear stress required for stability matches the reduced
strength resulting from displacement. In an unbrittle
soil, on the other hand, the failed mass should be at
a state of neutral equilibrium and there is no reason
for a slip to move.
Se c tio n A
Embankment
Stiff base
Weak layers ■
"There is a reasonable amount of field evidence to
show that this state of neutral equilibrium can devel
op in undrained shear of sandy clays. Fig 19 presents
U n d r a in e d s t r e n g t h
the Muirhead Dam built some 40 years ago, of a rather 100
/ a s s u m e d —v
wet fill, and intended to be 27 m high. When the dam L a b o r a t o r y u n d ra in e d 1 \
c o m p re s s io n te s t _ - it ~
was 21 m high, large movements became evident and dis
8
placement measurements of the outer slopes were 5. 2 < 4 7*8
M ^ T o ta l s tre s s
(m e a s u r e d )
started. The old dam was built of glacial till.
200 400 600
^1 + ^ 3
,k N /m 2