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To cite this article: LIANFA SONG (2000) THERMODYNAMIC MODELING OF SOLUTE TRANSPORT THROUGH REVERSE OSMOSIS
MEMBRANE, Chemical Engineering Communications, 180:1, 145-167, DOI: 10.1080/00986440008912206
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A new thermodynamic model is developed for water and solute transports through reverse
osmosis membranes. The model is featured with rigorous derivations in theoretical development
and clearly defined parameters for membrane transport properties. The new model can comctly
describe not only the dependence of salt rejection on pressure and salt concentration, but also
the non-linearity between water flux and pressure. Comparisons of model simulations with the
reported revem osmosis experiments demonstrate that the parameters in the new model are
concentration-independent. This study shows that water and salt transports through reverse
osmosis membranes can be satisfactorily described with irreversible thermodynamics.
1. INTRODUCTION
Reverse osmosis (RO) processes are widely used for separation and concen-
tration of solutes in many fields, such as chemical and biomedical industry,
food and beverage processing, and water and wastewater treatment. Sepa-
ration and concentration in RO processes are achieved with membranes
that have different transport properties for different constituents in the
solutions. However, solute rejection by RO membranes is not determined
solely by the membrane properties. The operational conditions, such as
salt concentration and applied pressure, have tremendous influence on the
146 L. SONG
porous models. The solution-diffusion model assumes that both water and
solute diffuse independently across the membrane while a convective flow of
substantial amount of solute is considered in the finely porous model.
Membrane transport is also described with the thermodynamic models that
are developed from the phenomenological linear law of the irreversible
thermodynamics [6,7l. No specific transport mechanisms are required in the
thermodynamic models. Both mechanistic and thermodynamic models
result in similar expressions for water and salt fluxes though interpretations
of the coefficients in these expressions are different [l -41.
These mechanistic and thermodynamic models can satisfactorily correlate
salt rejection with applied pressure or permeate flux if the parameters are
determined directly from the experimental data [5,8- 101. However, many
parameters in these models, which are originally assumed to depend on the
membrane properties only, are found strongly dependent on salt concentra-
tion. At present, the parameters in these models can only be calculated
directly from the experimental datasince there are no intrinsic relations to
determine these parameters from the membrane properties and the
operational conditions. Because of the dependence of the model parameters
on the operational conditions, practical applications of these models are
very limited. The dependence of model parameters on operational condi-
tions is often attributed to the large pressure and concentration gradients
across the membrane in RO processes. Such RO systems are considered
far away from equilibrium so that the irreversible thermodynamics is
not applicable. This argument is questionable if we consider the extremely
small fluxes in most RO processes. The concentration-dependent parameters
can also be introduced from the use of inappropriate assumptions or
transformations in model development.
A new thermodynamic model is developed in this paper with special
attention in handling the concentration-related terms. With concentration-
independent parameters, the new model can satisfactorily describe the
dependence of salt rejection on pressure and salt concentration and the
nonlinearity between permeate flux and pressure. Theoretical predictions of
the new model are compared with the experimental RO data reported by
THERMODYNAMIC MODELING OF SOLUTE TRANSPORT 147
Pusch [5] and good agreements are obtained. It is demonstrated in this work
that water and salt transports through RO membranes are satisfactorily
described with the principles of irreversible thermodynamics. Because of the
independence of the model parameters on the operational conditions, the
new model possesses the desired capacity to predict membrane transport
under any conditions. The model also provides us a new perspective to
understand transport mechanisms through membranes and an innovative
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where I$,,, is the dissipation function for transport cross the membrane, R is
the ideal gas constant, T is the absolute temperature, J, and J, are the water
and solute fluxes, a, and a, are the solute and water activities, V, and V, are
the solute and water partial molar volumes, and Ap is the pressure difference
across the membrane. The terms in the square brackets in Eq. (2.1) are the
chemical potential differences for water and solute across the membrane,
respectively. Equation (2.1) is rearranged in the terms of measurable
quantities, the differences of concentration and pressure across the
148 L. SONG
membrane as
where As is the osmotic pressure difference across the membrane, and (cJln
is the logarithmic average salt concentration. The osmotic pressure s of a
non-electrolyte is given by
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where c, and c: are the solute concentrations on the feed and permeate sides
of the membrane, respectively. By defining two new fluxes Jv= JwVw+ J,Vs
and JD= JS/(cs),, - J,V,, Eq. (2.2) is transformed to
where
The Onsager reciprocity relation L12 = Lzl is used in reaching Eq. (2.15). It
is obvious that both o and p, defined by Eqs. (2.16) and (2.17) are strong
functions of salt concentration.
However, both p, and o are treated as constants in the integration of Eq.
(2.15) in order to obtain the following expression:
where r is the solute rejection. With the definitions given in Eqs. (2.16) and
(2.17), the assumption of a and p, being constants is inappropriate and
cannot be used. For this reason, the applicability of Eq. (2.18) for salt re-
jection by membranes is doubtful.
In summary, the handling of the concentration-related terms is one of the
toughest challenges in applying thermodynamic principles to membrane
transport. There are spaces left in both Kedem-Katchalsky and Spiegler-
Kedem models for further improvement.
3. THEORETICAL DEVELOPMENT
driven to the side of lower free energy. For a solution of single salt that can
completely ionizes in water, the driving forces for water and salt compo-
nents can be written in the following forms:
(3.2)
where F, and F, are the drivhg forces for water and salt in solution, Xwand
X, are the water and salt molar fractions, Y is the number of ions ionized
from a salt molecule. The expressions in the square brackets are the
chemical potentials. The physical meanings of F, and F, are the changes of
free energy in the feed solution when Xwmole of water and X, mole of salt
are transported through the membrane, respectively. Since salt and water
concentrations are different, the true driving force of any constituent i in a
solution should be the chemical potential corrected by the molar fraction Xi.
This point will become clear in the discussion below. In the following
discussions, X, << X, is generally assumed.
The activity terms in Eqs. (3.1) and (3.2) can be expressed in terms of
concentrations as below
where vT = 1/(c, + c,) is the partial molar volume of the whole solution, 7,
and 7, are the activity coefficients for water and salt, respectively. Both
activity coefficients are assumed unity in Eqs. (3.3) and (3.4).
Substituting Eqs. (3.3) and (3.4) into Eqs. (3.1) and (3.2) results in
152 L. SONG
Equations (3.5) and (3.8) show that the driving forces for water and salt are
comprised of two parts, namely, the applied pressure and the osmotic
pressure resulted from salt concentration difference. The contributions of
osmotic pressure to the driving forces of salt and water are same in
magnitude but opposite in direction. When there is no applied pressure (i.e.,
A p = O), the driving forces for salt and water in the solution are VTuRTAcS
and - V T v ~ ~ ~respectively.
c,, This has been verified by countless experi-
mental observations. The appearance of applied pressure in Eqs. (3.5) and
(3.8) in terms of partial pressures ( v w c w A pand v,c,Ap) is also reasonable
because the transport of solute through membranes is much less sensitive to
the applied pressure than that of water. .
where Lid (i,j = 1,2) are the permeability coefficients. The molar fractions
X, and X, appear again in Eqs. (3.9) and (3.10), respectively. Transport of
species through the membrane is different from the transport processes in
unrestricted media (e.g., diffusion in liquid) where the flux is directly
proportional to the driving force. In the current problem, the flux of a
species must be affected by the effective membrane area available for the
transport of the species. In this study, the share of the membrane surface
area by a species is assumed to be proportional to its molar fractions in the
solution. With Xu and X, in Eqs. (3.9) and (3.10), the coupling terms (the
second term in Eq. (3.9) and the first term in Eq. (3.10)) become meaningful.
THERMODYNAMIC MODELING OF SOLUTE TRANSPORT 153
where c: is the solute concentration in the permeate. The terms Ac, and
A l n ( ~ ~ ~inc Eqs.
, ) (3.15) and (3.16) are related to the salt rejection r with
the following equations:
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Substituting Eqs. (3.18) and (3.19) into Eqs. (3.15) and (3.16) results in
Jw= L ~ + ~- vRTcsr
~ XwvScs)Ap
~ ~ - XwvRTc,In(l
[ ~ -~r)] (3.20)
c ~
- - -
Since cw/cs >> rVs/V,, A, << 1 and V w c , r VTC, 1 for most reverse
osmosis processes, Eqs. (3.20) and (3.26) can be reduced to
It can be seen from Eq. (3.29) that, when pressure is sufficiently high, i.e.,
Ap + m, salt rejection approaches to
In the above derivation, there are three quantities of concern, namely J,,
Js and r. However, because of the relationships among these three quantities
defined by Eqs. (3.21), (3.29) and (3.31), only two quantities are indepen-
dent. The salt rejection r and the volumetric permeate flux J . are commonly
used as the primary quantities, which are readily calculated with Eqs. (3.29)
and (3.31).
156 L. SONG
-
where A P (= A p vRTc,r) is the effective applied pressure.
The scheme starts with an initial arbitrary guess of salt rejection, r(O); then
rt0)is substituted into the right hand side of Eq. (3.33) to calculate the first
round estimate, d'); r(') is then substituted into Eq. (3.33) for the next
round. This process is continued until r does not change. In mathematical
language, this iteration scheme can be described as
Initial guess r(O) (0 < r(O) < 1)
-
Stop when Ir("'+') r(")l < E E is the convergence criterion
The author's experience shows that Eq. (3.33) is well behaved with respect
to the above iteration scheme. It only takes a few iterations to converge for
most situations with any initial guess of r(O'(0 < r(O) < 1). The scheme can be
implemented on an MS Excel spreadsheet or more efficiently with a small
FORTRAN program.
THERMODYNAMIC MODELING OF SOLUTE TRANSPORT 157
TABLE I Density and salt partial molar volume of NaCl solution at different
concentrations
THERMODYNAMIC MODELING OF SOLUTE TRANSPORT 159
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Concentration (M)
FIGURE 1 Salt (NaCI) partial molar volume as a function of salt concentration.
Pressure (Pa)
Pressure (Pa)
FIGURE 3 Comparison of model simulations with experimental measurements of Pucsh [5]
on membrane CA-80. (a) Rejection; (b) Flux. S = 3, X = 0.01 and R. = 2.10 x 1 0 ' Pa-s/m
~ are
used in the model simulations.
The comparisons of model simulations with experimental data show that the
parameters in the new model are concentration-independent. This means
that water and salt transports through RO membranes can be correctly
described with irreversible thermodynamics. Therefore, the properly for-
mulated model based on thermodynamics can provide a powerful tool to
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V."
-
0.0 5.0x108 1.0xl0~ 1.5x107
Pressure (Pa)
Pressure (Pa)
FIGURE 4 Simulations of (a) rejections and (b) fluxes for membranes with different sclcc-
tivities. ( I ) S = 2; (2) S = 5; (3) S = 10; (4) S I()(); and (5) S = 1000. Other parameten are:
A = 0, R,,,= 5 x 10" Pa-slm and c, = 1.00M.
-
=
-
-
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-
0.0 5.0~10" 1.0xl0' 1.5x107
Pressure (Pa)
Pressure (Pa)
c, --
FIGURE 5 Simulations of (a) rejections and (b) fluxes for different salt concentrations. (I)
0.01 M; (2) c, 0.lOM; (3) c, = 0.50M; (4) c, = 1.00M; (5) C, = 2.00M. Other parameters
am: A 0 , R, = 5 x 10" Pa-s/m and S = 100.
'
The parameters in the new model are independent of pressure and salt
concentration. Therefore, when the selectivity, coupling coefficient, and
resistance of a membrane are identified, the performance of the membrane
under any operating conditions (pressure and salt concentration) can be
simulated with the new model. Besides, the parameters in the new model
have clearly defined physical meanings and can be easily determined with
experiments. All these features suggest that the transport properties of RO
membranes can be better characterized with the parameters introduced with
this new model. The adaptation of these parameters in membrane
characterization will significantly improve the communications between
manufacturers and users of membrane processes.
6. CONCLUSIONS
NOTATIONS
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Greek Letters
Applied pressure (Pa)
Effective applied pressure (Pa)
Convergence criterion
Dissipation function for membrane transport
THERMODYNAMIC MODELING OF SOLUTE TRANSPORT 167
References
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