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Psychoneuroendocrinology (2012) 37, 87—93

a v a i l a b l e a t w w w. s c i e n c e d i r e c t . c o m

j o u r n a l h o m e p a g e : w w w. e l s e v i e r. c o m / l o c a t e / p s y n e u e n

Oxytocin specifically enhances valence-dependent


parasympathetic responses
Matthias Gamer *, Christian Büchel

Department of Systems Neuroscience, University Medical Center Hamburg-Eppendorf, Martinistr. 52, D-20246 Hamburg, Germany

Received 11 January 2011; received in revised form 11 April 2011; accepted 9 May 2011

KEYWORDS Summary The evolutionarily highly conserved neuropeptide oxytocin seems to be involved in
Oxytocin; the regulation of complex forms of social behavior. It enhances the processing of positive social
Facial expression; stimuli, reduces behavioral and neuroendocrine stress responses and modulates amygdala
Emotion; activity in humans. Moreover, it has been proposed that oxytocin dampens sympathetic nervous
Heart rate; system activity. This hypothesis was tested in a double-blind, placebo-controlled study with 38
Skin conductance; men either receiving 24 IU oxytocin intranasally or a placebo spray. While accomplishing an
Autonomic nervous system emotion classification task, electrodermal responses were measured as an index of sympathetic
activity. Moreover, heart rate changes were recorded that are additionally mediated by the
parasympathetic nervous system. Oxytocin enhanced differential heart rate responses to facial
expressions as a function of the emotional valence, but had no effect on electrodermal activity or
tonic measures of physiological arousal. These results indicate that oxytocin specifically mod-
ulates phasic activity of the parasympathetic nervous system which potentially reflects an
increased motivational value of facial expressions following oxytocin treatment. Findings suggest
that anxiolytic effects of oxytocin are not reflected in short-term sympathetic responses and may
even be a consequence of rather than a prerequisite for improved social information processing.
# 2011 Elsevier Ltd. All rights reserved.

phobia, psychopathy, autism; cf., Clark and McManus, 2002;


1. Introduction Brüne and Brüne-Cohrs, 2006). Because of this key role,
research on the neurobiological substrates of these pro-
cesses has intensified in recent years (Adolphs, 2010). The
Social relations are an integral part of human society and
evolutionarily highly conserved neuropeptide oxytocin has
promote mental health. Impairments in social perception
been identified as one important biological factor regulat-
and behavior play a crucial role in the etiology and main-
ing complex forms of social behavior (Insel, 2010). Oxytocin
tenance of a number of psychiatric disorders (e.g., social
reduces anxiety and neuroendocrine stress responses and it
facilitates approach behavior across several species (Bartz
and Hollander, 2006; Heinrichs and Gaab, 2007). It mod-
* Corresponding author at: Department of Systems Neuroscience,
ulates memory for social information and enhances the
University Medical Center Hamburg-Eppendorf, Bldg. W34, Marti-
processing of social cues (Heinrichs et al., 2009). These
nistr. 52, D-20246 Hamburg, Germany. Tel.: +49 40 7410 57160;
fax: +49 40 7410 59955. diverse psychosocial functions seem to be at least in part
E-mail address: m.gamer@uke.uni-hamburg.de (M. Gamer). mediated by the amygdala (e.g., Kirsch et al., 2005; Domes

0306-4530/$ — see front matter # 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.psyneuen.2011.05.007
88 M. Gamer, C. Büchel

et al., 2007a; Gamer et al., 2010; Labuschagne et al., not differ with respect to age, education or occupation (see
2010). online supplement).
The anxiolytic properties of the neuropeptide as well as its The pharmacological manipulation was realized in a dou-
influence on amygdala activation may also imply that oxyto- ble-blind between-subjects design (N = 19 in each group)
cin modulates the sympathetic or parasympathetic tone. In with participants either receiving a single intranasal dose
fact, oxytocin was found to decrease subjective arousal of 24 IU oxytocin (Syntocinon spray; Novartis; three puffs per
ratings for threatening social stimuli (Norman et al., 2010) nostril, each with 4 IU oxytocin) or a placebo spray that
and it reduces the functional connectivity between the contained all inactive ingredients except for the neuropep-
amygdala and the brain stem regions implicated in autonomic tide. The experimental task that lasted no longer than 45 min
manifestations of emotional experience (Kirsch et al., 2005). started approximately 45 min after substance administra-
Based on these observations, it seems likely that oxytocin tion. State questionnaires were used to control for nonspe-
primarily reduces activity of the sympathetic nervous system cific effects of oxytocin (see Supplementary Materials and
which closely reflects the arousal state of the organism Methods). Similar to previous studies (e.g., Domes et al.,
(Dawson et al., 2007). To our knowledge, however, this 2007a,b; Guastella et al., 2008), oxytocin did neither mod-
question has not been empirically tested until now. In the ulate positive or negative effect nor wakefulness, arousal or
present double-blind placebo-controlled study, we continu- mood (Figure S1).
ously measured skin conductance responses and brief heart
rate changes while participants classified emotional facial
expressions. This setup allowed us to simultaneously examine 2.2. Experimental task
oxytocin effects on both branches of the autonomic nervous
system because skin conductance is exclusively modulated by The experimental task was based on a fully crossed 3  2
the sympathetic nervous system (Wallin, 1981) whereas heart design with the factors emotional expression and initial
rate changes are additionally mediated by the parasympa- fixation. Using published validation ratings, we selected male
thetic nervous system (Berntson et al., 2007). We expected and female faces unambiguously depicting neutral, fearful
that oxytocin should reduce sympathetically mediated skin and happy expressions from four established data sets: Nim-
conductance responses and this effect might be more pro- Stim Face Stimulus Set (www.macbrain.org), Pictures of
nounced to fearful facial expression (cf., Norman et al., Facial Affect (Ekman and Friesen, 1971), Karolinska Directed
2010). An explorative analysis of phasic heart rate responses Emotional Faces (Lundqvist et al., 1998), and FACES database
was conducted to test whether oxytocin differentially affects (Ebner et al., 2010). These faces were slightly rotated such
both branches of the autonomic nervous system. Since pre- that both eyes had exactly the same height in each image.
vious studies showed that oxytocin specifically enhances Colored images were converted to grayscales and an elliptic
attention to the eyes of conspecifics (Domes et al., 2007b; mask was fitted to solely reveal the face itself while hiding
Guastella et al., 2008; Gamer et al., 2010), we additionally hair and ears. Finally, the cumulative brightness was normal-
manipulated whether participants initially fixated on the eye ized across images.
or mouth region. Thereby, we were able to determine A different sample of 72 individual faces (12 males and 12
whether the autonomic nervous system responds differen- females for each expression) was randomly selected from this
tially to specific facial features in the focus of attention. pool of pictures for each participant. These faces were then
presented once in a randomized sequence in each of three
experimental blocks. Each block lasted approximately
2. Methods 11 min. The number of female and male faces within each
block was similar for the different emotional expressions. A
2.1. Participants and pharmacological trial started with a fixation cross (2 s) followed by the pre-
manipulation sentation of the face (150 ms) followed by a blank screen
(1850 ms) and another fixation cross for a randomly chosen
Forty-six right-handed, male volunteers participated volun- period of 2—9 s. To precisely control for the initial fixation,
tarily in this study that was approved by the ethics committee half of the male and female stimuli within each emotional
of the medical faculty of the University of Rostock. Within expression were unpredictably shifted either downward or
this study, functional magnetic resonance imaging data and upward on each trial such that the eyes or the mouth
eye movements were recorded in addition to autonomic appeared at the location of the fixation cross (Gamer and
data. The current study focuses specifically on modulatory Büchel, 2009; Gamer et al., 2010). The presentation duration
effects of oxytocin on autonomic nervous system activity and of facial expressions was considerably shorter than in pre-
the results pertaining neuroimaging data and eye movements vious studies (e.g., Kirsch et al., 2005; Domes et al., 2007a)
are reported elsewhere (Gamer et al., 2010). For the current to ensure that the initially fixated feature remained in the
analysis, eight subjects were excluded because of severe focus of attention during picture presentation. Any saccade
recording artifacts that did not allow for a reliable quanti- that is triggered by the facial expression would occur after
fication of autonomic responses. The final sample consisted stimulus offset. Participants were instructed to classify the
of 38 men (mean age  SD = 24.6  3.5 years). All subjects depicted emotional expression as quickly and accurately as
were healthy and did not report a history of neurological or possible by pressing the corresponding key on a button box
endocrine disease, medication, and drug or alcohol abuse. with the right hand. The keys were labeled according to the
They were instructed to abstain from alcohol and nicotine for emotional expression. Participants were instructed to press
12 h before the experiment and they were paid for participa- the index, middle and ring finger when recognizing fearful,
tion. Participants in the oxytocin and the placebo group did neutral, or happy expressions, respectively. Although stimuli
Oxytocin modulates parasympathetic activity
Figure 1 Peripheral physiological responses to emotional expressions in the placebo and the oxytocin group. (A) Phasic heart rate changes for 8 poststimulus seconds. (B) Average heart
rate changes and (C) log-transformed skin conductance response amplitudes as a function of the emotional expression and the initial fixation. Error bars indicate SEM.

89
90 M. Gamer, C. Büchel

were only shown very briefly, participants performed at examine potential effects of oxytocin on tonic electroder-
ceiling with no influence of oxytocin on classification accu- mal activity, the skin conductance recording was low pass
racy or response times (see online supplement for a detailed filtered using a cutoff frequency of 0.05 Hz. Subsequently,
analysis of the behavioral data). the mean skin conductance level was calculated in a period
of 10 s preceding stimulus presentation in each experimen-
tal block. Corresponding to the heart rate analysis, these
2.3. Data acquisition and response scoring values were averaged within each participant.
Trials with excessive artifacts that impeded a detection of
During the emotion classification task, heart rate and skin R-waves or a quantification of SCR amplitudes were excluded
conductance were measured continuously. These measures from the analysis. On average, autonomic responses could be
were selected because they reflect activity of both branches analyzed for 97% of all trials (SD = 1%). Blood oxygenation
of the autonomic nervous system and they can be easily level dependent functional images and eye movements were
acquired within an MRI setting where the current experiment additionally acquired during the task but these data are
was conducted. Although we were mainly interested in phasic reported elsewhere (Gamer et al., 2010).
responses of the autonomic nervous system, tonic measures
were also derived from a 10 s baseline period preceding each 2.4. Statistical analyses
experimental block. Exploratory analyses were conducted to
test whether oxytocin modulates the general arousal level.
The phasic heart rate responses were analyzed using a
However, the currently derived tonic measures should only be
2  3  2  16 analysis of variance (ANOVA) incorporating
regarded as an approximation of tonic autonomic activity and
the between-subject factor drug (oxytocin vs. placebo)
future studies should include a separate baseline period for
and the within-subject factors emotional expression (fearful,
measuring tonic activity of the sympathetic and parasympa-
happy, neutral), initial fixation (eyes vs. mouth) and time
thetic nervous system.
window (500 ms segments in a period from 0 to 8 s following
Heart rate (HR) recording was accomplished by means of
stimulus onset). Amplitudes of skin conductance responses
an electrocardiogram (ECG). The electrodes were placed
were analyzed using a 2  3  2 ANOVA with the between-
according to the recommendations of the manufacturer of
subject factor drug (oxytocin vs. placebo) and the within-
the physiologic ECG measurement unit (Siemens) left of the
subject factors emotional expression (fearful, happy, neu-
sternum approximately at the level of the 3rd intercostal
tral) and initial fixation (eyes vs. mouth). Tonic heart rate and
space as well as on the lower rib cage left and right of the
skin conductance level were compared between the oxytocin
midclavicula line. This setup allowed for simultaneously
and the placebo group by means of t-tests for independent
measuring ECG lead I and aVF. ECG data were recorded at
samples.
400 Hz and saved for offline analysis. To quantify phasic
In ANOVAs involving more than one degree of freedom in
stimulus related HR changes, R-waves were detected from
the enumerator, the Huynh—Feldt procedure was applied to
the average of both leads and R—R intervals were converted
correct for potential violations of the sphericity assumption.
to HR (in beats per minute, bpm). Afterwards a real time
Cohen’s f or Cohen’s d are reported as effect size estimates.
scaling procedure was applied (Velden and Wölk, 1987)
resulting in one HR value for each 500 ms segment of a period
from 0 to 8 s following stimulus onset. The HR in the last 3. Results
second prior to stimulus onset represented the prestimulus
baseline and poststimulus difference scores (DHR) were As can be seen from Fig. 1A, HR changes showed a biphasic
derived by subtracting the prestimulus baseline value from pattern consisting of an initial increase that passed into a
the HR-score of each poststimulus value. In addition to phasic deceleration approximately 3—4 s after stimulus onset. The
HR changes, we also estimated tonic HR by calculating the ANOVA revealed significant main effects of emotional expres-
mean HR during a period of 10 s preceding stimulus presenta- sion (F[2,72] = 6.70, e = 1.00, p = .008, f = 0.09), and time
tion in each experimental block. These values were averaged window (F[15,540] = 45.37, e = .15, p < .001, f = 0.61).
within each participant. Importantly, we additionally obtained a significant drug by
Skin conductance was measured by a constant voltage emotional expression interaction (F[2,72] = 3.20, e = 1.00,
system (0.5 V) using a bipolar recording with two Ag/AgCl p = .047, f = 0.06) and a marginally significant main effect
electrodes placed on the thenar and hypothenar surfaces of of drug (F[1,36] = 3.65, p = .064, f = 0.16) indicating that
the participant’s left hand. The electrodermal data was overall heart rate responses were slightly larger in the
initially digitized with 100 Hz but subsequently down- oxytocin group. All other effects did not reach statistical
sampled to 10 Hz for offline analysis. To obtain phasic sti- significance (all p > .159, all f < 0.10).
mulus related skin conductance responses (SCRs), we To further clarify the drug by emotional expression inter-
decomposed the recording into a set of SCRs using an indi- action, post hoc oneway ANOVAs using emotional expression
vidually fitted response template for each participant (Lim as within-subject factor were carried out for each treatment
et al., 1997). The procedure resulted in a set of SCRs for each group separately. As depicted in Fig. 1B, mean HR changes
electrodermal recording that best resembled the measured were comparable across experimental manipulations in the
data. Subsequently, SCRs that were elicited by the stimuli placebo group and the ANOVA did not reveal a significant
were identified by searching for responses with a latency of 1 effect of emotional expression (F[2,36] = 0.54, e = .97,
and 3 s after stimulus onset. The amplitudes of these p = .582, f = 0.06). In the oxytocin group, however, HR
responses were log-transformed to account for the positive changes were modulated by the emotional expression and
skew of the distribution (Venables and Christie, 1980). To the ANOVA revealed a significant effect (F[2,36] = 9.80,
Oxytocin modulates parasympathetic activity 91

e = 1.00, p < .001, f = 0.30). Fearful — and to a smaller instead of massively enhancing the peripheral availability
degree also neutral faces — resulted in overall HR accelera- of the neuropeptide.
tions relative to happy faces (fearful vs. happy faces, The specific modulation of valence-dependent parasympa-
t[18] = 4.19, p < .001, d = 0.73; neutral vs. happy faces, thetic responses in the current study may indicate that oxyto-
t[18] = 2.77, p = .013, d = 0.47). A marginally significant dif- cin facilitated assigning motivational value to facial
ference was also found between fearful and neutral facial expressions Previous studies repeatedly observed that differ-
expressions (t[18] = 1.73, p = .099, d = 0.26). Interestingly, ential heart rate responses reflect the motivational value of
such oxytocin dependent differentiation of physiological the stimulus material. Stronger parasympathetic influences on
responses as a function of emotional valence could not be cardiac chronotropy were thought to occur when a stimulus
obtained for skin conductance response amplitudes and the captures attention and drives motivated approach or avoid-
ANOVA did not reveal any statistically significant effect (all ance behavior (Bradley et al., 2001). Relative heart rate
p > .110, all f < 0.08, see Fig. 1C). decelerations — as observed for happy compared to fearful
Oxytocin specifically modulated phasic stimulus related and neutral faces under oxytocin treatment — might thus
activity of the cardiovascular system. Neither tonic HR reflect the detection of salient and behaviorally relevant
(oxytocin: M  SD = 62.65  8.96 bpm; placebo M  SD = stimuli in the environment. Since such valence dependent
61.04  8.85 bpm; t[36] = 0.56, p = .580, d = 0.18), nor skin modulation of parasympathetic responses was absent in the
conductance level differed between groups (oxytocin: placebo group, these results seem to indicate that oxytocin
M  SD = 12.41  13.65 mS; placebo: M  SD = 13.47  facilitates a motivational differentiation between positive
11.98 mS; t[36] = 0.26, p = .800, d = 0.08). social stimuli (happy faces) that prompt more elaborate eva-
luation and are capable of initiating approach tendencies and
negative stimuli (fearful faces) that become less relevant and
4. Discussion are potentially avoided. The lack of an effect of oxytocin on
overt recognition accuracy in the current study, which is
This study examined the influence of oxytocin on autonomic consistent with previous studies using relatively easy experi-
responses in an emotion classification task. In contrast to our mental tasks (e.g., Labuschagne et al., 2010; Kirsch et al.,
expectations, there was no effect of oxytocin on tonic elec- 2005), indicates that such influence of oxytocin is not neces-
trodermal activity or on phasic skin conductance responses. sarily related to an increased ability of cognitively differen-
Thus, oxytocin does not seem to modulate activity of the tiating between emotional expressions (cf., Hurlemann et al.,
sympathetic nervous system. By contrast, we observed a 2010). However, the hypothesized motivational effect might
specific effect of the neuropeptide on phasic heart rate still result in enhanced approach behavior as recently demon-
changes. Participants in the oxytocin group showed a slightly strated by an increased desire for future social engagement
larger overall heart rate increase to emotional expressions as following positive social contact under oxytocin treatment
compared to the placebo group. More importantly, however, (Alvares et al., 2010). Especially when social stimuli are more
oxytocin enhanced differential heart rate responses as a difficult to be interpreted, oxytocin seems to additionally
function of the emotional valence of the depicted expres- improve the cognitive ability to infer the mental state of
sion. This effect was independent of the initial fixation and it others from subtle facial cues (Domes et al., 2007b). The
emerged quickly within 1—2 s after stimulus onset. Such current results suggesting that oxytocin facilitates a motiva-
rapid heart rate changes are mediated by the parasympa- tional differentiation of emotional expressions are also well in
thetic nervous system that has a much wider and faster line with a recent study demonstrating that oxytocin is capable
control over cardiac chronotropy than the sympathetic ner- of enhancing learning from social cues and attributed this
vous system (Berntson et al., 2007). Thus, this differential effect to a modulation of the ascribed motivational value
pattern of electrodermal and cardiovascular responses indi- (Hurlemann et al., 2010). However, future studies are neces-
cates that oxytocin specifically modulates phasic activity of sary to directly test this assumption by involving a behavioral
the parasympathetic nervous system. measure of approach and avoidance behavior.
Since no effect of the initial fixation was found, these Our data indicate that anxiolytic properties of oxytocin
results indicate that oxytocin primarily modulates cardiovas- which were observed behaviorally and with respect to the
cular effects of emotional valence processing. Attentional activity of the hypothalamic—pituitary—adrenal (HPA) axis
processes during face perception, that were also found to be (e.g., Heinrichs et al., 2003) are not directly related to a
modulated by oxytocin on the behavioral and neural level short-term dampening of sympathetic activation. Thus, it
(e.g., Guastella et al., 2008; Gamer et al., 2010), do not seems possible that the anxiolytic effect of oxytocin in
seem to be mirrored in autonomic responses. Moreover, we humans might be the consequence instead of the prerequisite
did not observe oxytocin effects on tonic measures of auto- of adequate social information processing. In line with this
nomic nervous system activity although global effects of reasoning, centrally released oxytocin might directly
systemically administered oxytocin on cardiovascular enhance the processing of facial cues (Domes et al.,
responses were reported previously in rats (e.g., Costa-E- 2007b), potentially by increasing gaze toward the eye region
Sousa et al., 2005). It remains unclear whether these global (Guastella et al., 2008; Gamer et al., 2010). This would allow
effects are induced by an oxytocin modulation of the central for assigning motivational value to social information and
nervous system (Petersson et al., 1999) or directly related to reduce uncertainty in social situations. Anxiolytic effects
oxytocin receptor binding at the heart (Favaretto et al., would then result from this optimized information processing
1997). The absence of corresponding effects in the current and be reflected in a reduction of medium-term physiological
study may be due to the intranasal application of low doses of stress responses such as cortisol release (Heinrichs et al.,
oxytocin that primarily modulate central oxytocin levels 2003). It has to be mentioned, however, that the current
92 M. Gamer, C. Büchel

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