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Patient Education and Counseling 52 (2004) 165–168

Dutch dentists’ views of informed consent: a replication study


Barbara C. Schoutena,*, Johan Hoogstratena,b, Michiel A.J. Eijkmana
a
Department of Social Dentistry and Health Education, Academic Centre of Dentistry, Louwesweg 1, EA Amsterdam 1066, The Netherlands
b
Department of Psychological Methods, University of Amsterdam, Amsterdam, The Netherlands
Received 20 May 2002; received in revised form 6 December 2002; accepted 27 December 2002

Abstract

The aim of this study was to replicate a previous study on informed consent in dental practice, because of the low response-rate of that study
(Schouten, Eijkman, Hoogstraten & den Dekker, 2001). The present study assessed Dutch dentists’ knowledge, their attitudes and self-
efficacy towards the principle of informed consent, by means of a strongly shortened version of the questionnaire used in the original study.
This questionnaire was sent to 384 Dutch dental practitioners; 60.2% of them responded. The results obtained in this study are highly
comparable with the results of the original study, thereby increasing the confidence in the outcomes. Results of both studies indicate that
dentists still have problems with some aspects of informed consent. Specifically, dentists’ fear for legal procedures and the difficulty they have
with informing immigrant patients warrants further attention.
# 2003 Elsevier Science Ireland Ltd. All rights reserved.

Keywords: Social dentistry; Legislation; Informed consent; Replication study

1. Introduction Unfortunately, due to the qualitative nature of the study by


Eijkman and Goedhart (1995) and the relatively low
In The Netherlands, the doctrine of informed consent was response-rate in the study by Schouten et al. (2001), the
legally established in April 1995, when the Dutch govern- extent to which the results of these studies can be general-
ment introduced the ‘Medical Treatment Contract Act’. This ized is uncertain. For example, the low response-rate of the
act aims to strengthen and clarify the position of the patient, latter study may be due to a lack of interest by dentists with
by establishing the rights and duties of both patient and respect to the matter of informed consent. It is also possible,
practitioner. A central aspect of this act is the patient’s right though, that dentists did not respond out of a general
to information about the treatment and its consequences, as aversion towards legislation. Support for this last possibility
is the obligation of the practitioner to ask for the patient’s comes from a study by Gorter et al. [3], which found that
consent to the proposed treatment. Together, they form the dentists feel pressured by governmental interference and that
doctrine of informed consent. this is a major stressor in dental practice. Hence, the results
Results from two prior studies suggest that Dutch dentists of the study by Schouten et al. (2001) may be biased in
do have problems with the implementation of some of the positive direction, because it is plausible to assume that
requirements of this act in practice. For example, many dentists interested in the subject responded more than
dentists indicate that they do not have enough time to inform dentists who are not interested.
their patients adequately about the treatment. Moreover, Another possibility for the low response-rate is the use of
they report that they lack some of the communicative skills a rather long questionnaire, which may have kept dentists
necessary to meet the obligation of the doctrine of informed from filling it out, regardless of their interest in the subject.
consent [1,2]. Both dentists’ negative attitudes towards this Therefore, it was decided to replicate the former study with a
act and their lack of communicative skills could have strongly shortened and somewhat adjusted version of the
negative consequences for the amount of information original questionnaire. If the results of this replication study
patients receive, and hence, for patients’ ability to make are consistent with the results of the original study, more
an informed decision about the treatment. confidence will be gained in the tenability of the hypotheses
of the original study [4] and results can be generalized with
*
Corresponding author. Tel.: þ31-20-5188231; fax: þ31-20-5188233. more certainty [5,6]. Thus, aims were the same as in the
E-mail address: b.schouten@acta.nl (B.C. Schouten). Schouten et al. study (2001), namely to assess dentists’

0738-3991/$ – see front matter # 2003 Elsevier Science Ireland Ltd. All rights reserved.
doi:10.1016/S0738-3991(03)00022-3
166 B.C. Schouten et al. / Patient Education and Counseling 52 (2004) 165–168

knowledge, attitudes and self-efficacy towards informed respondents work in their own practice (71.6%) for on
consent as well as the extent to which these three variables average 34.8 h a week. 78.4% of them is a member of
are related. the Dutch Dental Association.

2. Material and methods 3. Results

The material consisted of a shortened and adjusted ver- A majority of the respondents indicated that they are
sion of the questionnaire used in the study by Schouten et al. acquainted with the ‘Medical Treatment Contract Act’
(2001). Knowledge of dentists was assessed by asking them (86.6%), as well as with the principle of informed consent
to indicate whether or not they are aware of the principle of (78.1%). Table 1 shows the mean item scores of the attitude
informed consent. Their attitudes were measured by means scale. As can be seen from the table, mean scores on items
of a scale, comprising six statements which had to be regarding perceived negative consequences of informed
answered on a five-point Likert scale, ranging from 1 (totally consent are somewhat higher than mean scores on items
disagree) to 5 (totally agree). Three statements concerned regarding perceived positive consequences of informed
possible positive consequences of the requirements of consent. On the whole, scores are on the neutral to negative
informed consent, three statements concerned possible end of the scale. Mean scale score on the attitude scale is
negative consequences. Total scale score ranges from 6 to 16.7 (S.D.: 3.7; Cronbach’s alpha ¼ 0:63). To compare the
30, with higher scores indicating more positive attitudes. results of this study with the results of the original study,
Dentists’ self-efficacy was determined by six items, which mean item scores on the relevant attitude items of the first
for the greater part concerned self-efficacy toward informing study are given in Table 2. Even though the items were
specific groups of patients, such as children and immigrants. slightly different formulated in the original study, it is clear
Items had to be answered on a five-point Likert scale, that the results concerning respondents’ attitudes towards
ranging from 1 (very hard) to 5 (very easy). Total scale informed consent are highly comparable in both studies.
score ranges from 6 to 30, with higher scores indicating Most notably, results from both studies clearly indicate that
higher levels of perceived self-efficacy. Furthermore, den- dentists are of the opinion that the principle of informed
tists’ age, their gender and number of years working as a consent makes it more likely that dentists will safeguard
dentist were assessed. themselves against legal procedures.
The questionnaire was sent to 384 Dutch dentists, drawn In Table 3 mean item scores of the self-efficacy scale are
random from the registers of the Dutch Dental Association. shown. As can be seen from the table, respondents find it
The response-rate was 60.2% (N ¼ 231), of which 80.5% easiest to inform higher-educated people about the treat-
men and 19.5% women. Mean age of the dentists is 42.4 ment. Informing immigrant people is relatively hard, accord-
years (S.D.: 9.7; range 23–62) and they work on average ing to the respondents. Mean scores on the other items are
15.5 years as a dentist (S.D.: 9.3). A majority of the roughly in the middle of possible scale scores. Mean scale

Table 1
Mean item scores on attitude scale in the replication study (range 1 ‘totally disagree’ to 5 ‘totally agree’)

Item: The principle of informed consent N Mean S.D.

1. Enhances the co-operation between dentist and patient 230 3.2 1.0
2. Enhances the patient’s awareness of the condition of his teeth 230 3.1 1.0
3. Enhances the quality of care 230 2.9 1.0
4. Leads to greater time-pressure 228 3.3 1.4
5. Leads to a commercialization of the dentist–patient relationship 226 3.6 1.2
6. Makes it more likely that dentists will safeguard themselves against legal procedures 230 4.0 0.9

Table 2
Mean item scores on attitude scale in the original study (range 1 ‘totally disagree’ to 5 ‘totally agree’)

Item N Mean S.D.

1. The duty to inform the patient enhances the co-operation between dentist and patient 251 3.0 1.0
2. The duty to inform the patient enhances the patient’s awareness of the condition of his teeth 252 3.0 1.1
3. The duty to inform the patient enhances the quality of care 249 3.2 1.1
4. It takes too much time to inform patients properly 251 3.5 1.1
5. The duty to obtain the patient’s consent leads to a commercialization of the dentist–patient relationship 249 3.5 1.1
6. The duty to obtain the patient’s consent makes it more likely that dentists will safeguard themselves 252 3.8 0.8
against legal procedures
B.C. Schouten et al. / Patient Education and Counseling 52 (2004) 165–168 167

Table 3
Mean item scores on self-efficacy scale in the replication study (range 1 ‘very hard’ to 5 ‘very easy’)

Item: Please indicate how easy/hard you find it to N Mean S.D.

1. Inform immigrant patients about the treatment 227 2.1 0.8


2. Answer all questions of patients 229 3.2 0.9
3. Inform lower-educated patients about the treatment 230 3.0 0.9
4. Keep up with all recent developments within dentistry 230 2.9 0.8
5. Inform children about the treatment 227 3.2 0.9
6. Inform higher-educated people about the treatment 229 3.7 0.8

Table 4
Mean item scores on self-efficacy scale in the original study (range 1 ‘totally disagree’ to 5 ‘totally agree’)

Item N Mean S.D.

1. I find it difficult to inform immigrant people 250 4.2 0.9


2. I am sufficiently trained in communicative skills to answer all questions of patients 253 3.6 0.9
3. I do not find it difficult to inform lower-educated people 254 3.6 1.0
4. I cannot answer all questions of patients, because I am not aware of all recent developments within dentistry 251 2.3 1.0
5. I find it easy to inform children about the treatment 253 3.5 0.9

score on the self-efficacy scale is 18.1 (S.D.: 3.2; Cronbach’s shorter version of the original questionnaire. This was
alpha ¼ 0:69). Table 4 shows the results obtained in the indeed the case. Response-rate was approximately 20%
original study on the relevant self-efficacy items. When higher than the response-rate in the original study, indicating
comparing both tables, it can be seen that there are no major that the length of the questionnaire was an important factor
differences between both scores, even though items in both in keeping response low. However, in spite of the short
studies were not exactly identical. length of the questionnaire used in this study, a considerable
To test if dentists’ knowledge, attitudes and perceived minority of the dentists did not respond. Thus, other motives
self-efficacy were associated, correlation coefficients were must underlie their unwillingness to take part in the study
calculated and t-tests were carried out. It turned out that and, therefore, results still could be biased.
dentists’ knowledge and their attitudes were not associated. Fortunately, the results of this study do point in the same
However, mean scores on the self-efficacy scale of dentists direction as the results of the first study, thereby increasing
who are acquainted with the principle of informed consent the confidence in the outcomes. For example, in both studies
are significantly lower than mean scores of dentists who are most dentists are acquainted with the ‘Medical Treatment
not acquainted with this principle (t-test; t (2.1); Contract Act’, although specific knowledge of informed
P ¼ 0:036). Furthermore, the correlation between scores consent turned out to be somewhat lower. Also, dentists’
on the attitude and self-efficacy scale reached significance attitudes and perceived self-efficacy are about the same in
(Pearson’s r ¼ 0:27; P < 0:001). the two studies. Furthermore, the strength of the correlation
Finally, the relationship of several background variables between attitudes and self-efficacy is more or less similar, as
with dentists’ knowledge, attitudes and self-efficacy was is the lack of association between knowledge and attitudes.
explored. Results show that dentists who work in their own
practice are less often acquainted with the principle of 4.1. Discussion
informed consent as opposed to dentists who work in
employment (w2 (5.2); P ¼ 0:02). Furthermore, younger The results of both studies show that dentists still have
dentists are more often aware of the principle of informed problems with some aspects of informed consent, as, for
consent than their older colleague’s, perhaps because example, is indicated by their fear of an increase in legal
younger dentists have received more education during their procedures and the trouble they have with informing immi-
training as a dentist (w2 (11.2); P ¼ 0:004). Other back- grant patients. In fact, dentists’ views towards informed
ground variables, such as gender and number of years consent are more negative than the views and opinions of
working as a dentist, were unrelated to dentists’ attitudes, other medical professionals. When comparing the results of
self-efficacy and knowledge. this study with the results of other studies on informed
consent in The Netherlands, carried out among different
groups of health care practitioners, it is clear that dentists’
4. Discussion and conclusion opinions on the impact of informed consent on the dentist–
patient relationship are much more pessimistic [7,8]. On the
This replication study was carried out in order to test base of the available data it is hard to answer why this is the
whether the response-rate would be higher when using a case. It is known though, that a substantial part of doctors’
168 B.C. Schouten et al. / Patient Education and Counseling 52 (2004) 165–168

aloofness towards informed consent has to do with problems patients. This would not only enable dentists to comply
concerning the implementation of this principle in practice. better with the legal requirements of informed consent, it
Thus, dentists’ negative views may partly be the result of also enables them to satisfy more fully the strong wish of the
uncertainty about how to implement the principle of patient for information [9], information which, according to
informed consent in their practice and of misconceptions the dental patient, is not sufficiently given yet [10].
about what this principle actually entails. In order to enhance
implementation in dentistry, future research should therefore
concentrate more on the reasons underlying dentists’ nega-
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