COMPANY’S PROFILE

VISION & MISSION

VISION

To be a prominent destination to enhance the Prosperity of its Clients, Investors, Associates

and Employees, ALLways.

MISSION
To provide best value for money to clients through personalised service, innovative products,
best trading and investment strategies and state-of-the-art technologies. We at Swastika
believe that 'Our services combined with our investors' trust will lead to a prosperous
Swastika family

We are committed for :

 Integrity and transparency in all transactions,
 Providing investment solutions based on quality and unbiased research,

 Providing personalized services to all investors and business associates,

 Achieving success through client’s growth .

Equity

The lure of big money has always directed investors to the stock markets. However, making
money is not easy. It not only requires a lot of patience and discipline, but also a great deal of
research and a sound understanding of the market. The recent volatility in the market has
created a lot of confusion and apprehension in the investor community. There is a dilemma of
what to buy, sell or hold and when to take the action.

Swastika gives the perfect solution to stay profitable in the stock market with its market
experience, thorough research and analysis, trading solutions and personalized services.
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DERIVATIVES

Derivatives enable the investor to earn greater returns (at greater risk) by leveraging your
position i.e. by a lower initial investment. Derivatives have the potential to benefit from both
rise and fall in the market and can also be used as a risk management tool by the investors.

Swastika aspires to make derivatives trading an easy and profitable venture for its investors.
Through our simple to understand and easy to implement research and advisory solutions,
traders can now efficiently take advantage of the derivatives market.

Offering
1. Online Trading
 Access to NSE and BSE
 Get a combined view of your trading account and balances

 Track your Portfolio

 Quick and easy trade execution and settlement

 Online cash Management

 Integrated support via NSE NOW, ODIN

2. Research
 Daily and Weekly Fundamental and Technical Research Reports
 Daily Research calls for intraday as well as positional trades via Software, Instant
Messaging and SMS

 Segment specific calls ( Cash, Futures, Options, Index,

Index Options)

 Option Strategies to make the most out of market volatility

 Dedicated Portfolio Management Services for investor

specific needs and financial goals

DATA ANALYSIS AND SERVICES

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Successful investing in Capital Markets demands ever more time and expertise.
Investment Management is an art and a science in itself. Professional Investment
Management Services are no longer the privilege of only large institutional
investors. Portfolio Management Services (PMS) is one such service that is fast
gaining eminence as an investment avenue of choice for High Net worth
Investors like you. PMS is a sophisticated investment vehicle that offers a range of
specialized investment strategies to capitalize on opportunities in the market. The
Portfolio Management Service
combined with competent fund management, dedicated research and technology,
ensures a rewarding experience for its clients.
Swatika Investmart PMS brings with it years of experience, expertise, research and the
backing of India's leading stock broking house. At Swatika Investmart, experienced
portfolio management is the difference. You will enjoy a relationship with a portfolio
manager equipped to design and implement a portfolio around your unique needs. We
will advise you on a suitable product based on factors such as your investment horizon
return expectations and risk tolerance. By entrusting the management of your
Portfolios to Swatika Investmart, you can enjoy convenience without compromising on
quality.

 PRIVATE CLIENT GROUP:-

Swatika Investmart offers personalized advisory services to affluent HNI investors and
actively assists them in managing their portfolio. PCG can seek guidance on specific
stocks in their portfolio and can get active advice for timely exit and fresh investments.
Here we also design customized products and services for our clients based on there risk
profile, returns need and time horizon. Our experienced research team in-depth analysis
and customized value added products and services give us an immense advantage in
assisting you to generate wealth on a longer and consistent basis.

 INVESTMENT ADVISORY:-

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To derive optimum returns from equity as an asset class requires professional guidance
and advice. Professional assistance will always be beneficial in wealth creation.
Investment decisions without expert advice would be like treating ailment without the
help of a doctor.

Strong research has always been our forte. Our investment advisory department is backed
by an experience research team. This team comprises of 12 sector special analysts

and a Research Head. Their vast experience and expertise in spotting great investments
opportunities has always been beneficial for our clients.

( A ) Expert Advice:-

Our expert investment advisors are based at various branches across India to
provide assistance in designing and monitoring portfolios.

( B ) Timely Entry & Exit:-

Our advisors will regularly monitor your investments and will guide you to book timely
profits. They will also guide you in adopting switching techniques from one stock to
another during various market conditions.

( C ) De-Risking Portfolio:-

A diversified portfolio of stocks is always better than concentration in a single

stock. Based on our research, we diversify the portfolio in growth oriented sectors and
stocks to minimize the risk and optimize the returns.

 DEPOSITORY SERVICES:-

You must be aware that Swatika Investmart Broking Ltd has started its depository
services by registering with CDSL. There are various benefits of holding your demat

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account with us but the biggest advantage is that you shall be ensured of a risk free, prompt
and efficient depository process.

DIFFERENCE BETWEEN ANGLE DEPOSITORY SERVICES & OTHER

DEPOSITORY SERVICES.

Since our association is slated for a long time, we are in a much better position to know
your requirement regarding your holding and transfer of securities.
No physical instructions are required for your sell obligations. We also offer to our clients
the automated pay in facility for trade done through Swatika Investmart Broking Ltd /
Swatika Investmart Capital and Dept Market Ltd. The transaction charges that are being
levied by us are the lowest in the industry as we believe in providing quality services at
the most affordable costs.

You have an option of choosing the products offered by CDSL:-

( A ) Easy facility :-

You can view, download and print the updated holding of your demat account along with
valuation of holding.

( B ) Easiest facility :-

You can, by using this facility, submit your own delivery instructions on the internet
without the intervention of your DP. This is in addition to all the facilities provided under
the 'Easy' facility. We would like you to know that the state of art technology being
arranged for you is the best in the industry and all this is done so that you have
convenience of accessing information from any desired location.

 MUTUAL FUND:-

The Swatika Investmart Mutual Fund distribution and advisory division offers you the
opportunity to diversify your investment portfolio. By offering a choice of investment

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schemes from all major mutual fund providers we have taken our 100% retail-focused
philosophy a step further. Swatika Investmart Mutual Fund offers options catering to
investors with varying risk-return profiles. We also help investors to choose the best mutual
fund, based on their investment needs.

EMOTIONS

( A ) SELF DISCIPLINE:-
The greatest cause of loss in trading commodities is lack of self-discipline – lack
of self-discipline to follow your game plan; lack of self-discipline to be patient; lack of
self-discipline to take a loss or profit, lack of discipline to follow money management
concepts. "Luck might play a part in the short-run, but in the end, only those players who
play the game better will triumph. Acting in a disciplined manner is essential for success. "

( B ) TAKE PROFITS:-

Tremendous amounts of money can and are being made in the commodities
markets. Profits are there for the making, but the real key to trading commodities is not
making money; it is keeping it. It is not basking in the elation of success; it is taking your
profits and looking over your shoulder.

( C ) BALANCE:-

Trading commodities is a game of psychology. It is a game of balance. Emotional

extremes create an imbalance. In your elation at being successful, you will make mistakes of
greed. In your reluctance to take a loss, you will make mistakes of fear. The
tremendous emotional release one feels after closing out a big losing position is amazing.

Fighting the market, yet knowing it was going to go against us, but wanting it to go in
our direction - pushing it, hoping for it, worrying about it. After a few days or a few weeks
of that, it felt as though the weight of the world was taken off our shoulders when we
finally take the loss.

( D ) PROFIT & LOSS CYCLES:-

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 Most often, meeting a margin call will only increase your loss. A margin call
means you are wrong in the market and your position should be closed out. Margin calls are
met because people do not want to admit being wrong and take a loss; because they hope
the market will eventually go in their direction. Avoid meeting margin calls.

( E ) FEAR & GREED:-

With the tremendous leverage commodities offer, you as a commodity trader, are
frequently exposed to the basic emotions of fear and greed. At certain times in your trading
career these emotions can make you completely and absolutely irrational, oblivious
to what is really happening. It can make you rely on hope; hope that the market will do
what you want it to do because it must! Otherwise, you will lose all of your risk capital
and sometimes much more. Not surprisingly, that doesn't matter to the markets.

GUIDELINE FOR RISK MANAGEMENT

" Risk control is an essential part of trading successfully. Effective risk management
requires not only the careful monitoring of risk exposure, but a strategy to minimize
losses as well. Understanding how to control risk exposure allows the trader, beginner or
veteran, to continue trading even when the inevitable losses occur. While every trade
involves a degree of risk, some general principles of risk management, if applied,
reduce the potential for loss. A few of the generally accepted market axioms for controlling
risk are noted below and are applicable to anyone who has ever traded or ever
considered trading”.

 Trade with the trend:-

You will be less likely to incur a loss if you are following the market trend. The direction
of the market does not matter as long as you are positioned for the trend that occurs. If you
are not well positioned, then systematically reduce your risk exposure.

 Diversify:-

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Portfolio risk is reduced through diversification. Don't bet everything on one trade.
Diversify your risk exposure by trading no more than 1% to 5% of your capital on any
one position. (Contracts on different maturities of the same

commodity count as one position.) To be effective diversification must involve

commodities that are not highly correlated (that is, that do not move in the same direction at
the same time). High positive correlation reduces the benefits of diversification.
Predetermined stop orders limit your risk exposure and will cut your losses in fast
moving markets. Adopt a rigid stop-loss rule (for example, get out of a trade quickly if it
loses 5-7%)

 Don't overtrade:-

Reduce your risk exposure by cutting down on the number of trades you make and keeping
your bets small. Be selective about the risks you take. Restrict your trades to the ones that are
the most attractive. This forces you to do your homework and reduces impulsive and
emotional trades. Because there will be fewer trades, you will have to be much more patient.

Risk management basically involves four essential steps:-

- Fully understanding the risks of the trade.

- Eliminating unnecessary risks where possible.

- Being selective about which risks to take.

- Acting quickly to reduce risk exposure if the market moves against you.

 Common mistakes made by traders:-

( A ) Lack of a Game Plan:-

One of the most important moves a futures trader can make is to develop a game plan
consisting of basic guidelines.

( B ) Meeting Margin Calls:-

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Most often, meeting a margin call will only increase your loss. A margin call means
you are wrong in the market and your position should be closed out. Margin calls are
met because people do not want to admit being wrong and take a loss; because they hope
the market will eventually go in their direction. Avoid meeting margin calls.

( C ) Lack of Money Management:-

Good money management means you know your profit objective and the odds of
being right or wrong, and control your risk with stops. You are better off with a trade
where you might lose 1000 if you are wrong, or make 1000 if you are right, that would
work six times out of ten, than to take a trade where you would make 1500 if you are right
and lose only 500 if you are wrong, but works only one time out of three.

( D ) Increasing Your Commitment With Success:-

One of the most dangerous mistakes you can make in trading commodities is to
increase your exposure, as you become more successful. Just by being successful you will
risk more per trade because you have more money. But, because you have more
money (and confidence) when successful, you are also likely to take larger percentage
risks. Not surprisingly, this ruins more futures traders than a series of small losses. You can
overcome this mistake by not allowing your percentage commitment to increase as you
realize profits and by maintaining your stop/loss discipline.

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PRODUCT

 SWATIKA INVESTMART OUTSTER FUND:-

The objective of the scheme is wealth generation by delivering superior returns

over long term through investments in equities.

Investment strategy:-

( A ) To generate wealth on consistent basic rather out

performed by taking higher risk.
( B ) logic work well and thus will be given weightage along with financials.
( C ) early identification of stocks to ride through the entire investment cycle.
( D) Timing of investment is important to generate superior returns.

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