EUROPEAN STANDARD EN 61 34O-51 :201,6IAC :2017-

- nr J
NORME EUROPEENNE
“ľ,
EUROPÂISCHE NORM May 2017

ICS 17.200.99: 29.020

English Version

Electrostatics Part 5-1; Protection of electronic devices from

-

electrostatic phenomena General requirements -

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(IEC 61340-5-1 :2016/COR1 :2017)
EIectrostatiue PaMie 5-1 Protection des dispositifs
- Elektrostatik TeiI 5-1. Schutz von elektronischen
-

électroniques contre Ies phénoměnes électrostatiques - Bauelementen gegen elektrostabsche Phänomene -

Exigences gënërales Allgemeine Anforderungen

(IEC 61340-5-1 :2016/COR1 2017) (IEC 61340-5-1 :20161C0R1 2017)

This corrigendum becomes effective on 26 May 2017 for incorporation in the English Ianguage version of the EN,

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CEHELEC
Europeun Comîiiittee for Elcclrokchnical Statidarclization
Cornité Européen đe Nortiial salion IĹlectrotcchniquc
Etiropüisclies Koiiiitee flir Elektrotcchnische NormLlng

CEN-CENELEC Management Centre: Avenue Marnix 17, 6-1000 Brussels

© 2017 CENELEC AII rights of exploitation n any form and by any means reserved worldwide for CENELEC Members

Rer. No. EN 61340-5-1 2016/AC:2017-05 E

 EN 613405-1:2OIGIAC:2017-05

Endonement noUce

The 1e4 oi flie canlgendwn IEC 61340-5-1:20161C0R1:2017 was approved by CENELEC n EN 61340-5-1:2O1WAC:201745 *iihout aiy
modiHcaUoa

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 IEC 61340-5-1:2016[CORI:2017 — 1 —

01EC2017 -

INTERNAŤIONAL ELECTROTECHNICAL COMMISSION

COMMISSION ÉLECTROTECHNIQuE INTERNATIONALE

IEC 61340-5-1 IEC 61340-5-1

Edition 2.0 2016-05 Édition 2.0 2016-05
o

ELECTROSTATICS — ÉLEcTROSTATIQUE —

Part 5-1: Protection of electronic devices from Partie 5-1: Protection des dispositifs
olectrostatic phenomena General roquirements
— électroniques contre es phénoměnes
électrostatiquos Exigences générales
—

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CORRIGENDUM 1

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Corrections only apply to the French

5.3.4.3 Conducteurs isolés

Rempiacer ie premier aliněa par ie nouveau texte suivant:

Lors de ľětablissement dun plan de contröle ESD, si un conducteur entrant en contact avec
un élément ESDS ne peut pas ětre relié ä Ia terre ou équipotentiellement, Ie processus doit
sassurer que Ia dfférence de potentiel entre le conducteur et le contact de Iélément ESDS
est inférieure ä 35 V.
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 ICS 17.20099; 29.020
SR EN6134051

Standard Român ApńIie2Ol7

Titlu Electrostatică
Partea 5-1: Protecţia dispozitivetor electronice
împotriva fenomenelor electrostatice
Prescripţii generale
N
Electrostatics Parf 5-1: Protection of electron,c dev,ces ĺrom electrostaţ,c
-

phenomena General requirements

-

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7 EÍec(rostatique PaMîe 5-1: Protection des dîspositifs électroniques contre Ies
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phénoměnes électrostaUques Exigences générales

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i Aprobare Aprobat de Directorul General aI ASRQ Ia 28 aprilie 2017

Standardul european EN 61340-5-1:2016 a fost adoptat prin metoda

notei de conĺirmare şi are statutul unui standard român
(1)
Inlocuieşte SR EN 61340-5-1:2008
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Data publicarii versiunhi romane:

Corespondenţă Acest standard este identic cu standardul european EN 61340-5-1:2016

ASQCIAŢIA DE STANDARDIZARE DIN ROMÂNIA

I
Str. Mendeleov nr. 21-25, cod 010362, Bucureşti P www.asro.ro

@ ASRO Reproducerea sau utilizarea inteDrală sau paiaIă a prezentuîui standard în orice publicaţii
şi prin orice procedeu (electronic, mecanic, fotocopiere, rnicrofilmare etc.) este interzisă
dacă nu există acordul scris prealabil aI ASRO

Ref.: SR EN 61340-5-1:2017 Ediţia 3

 EUROPEAN STANDARD EN 61340-5-1
NORME EUROPÉENNE
EUROPÄISCHE NORM November 2016

ICS 17200.99, 29.020 Supersedes EN 51340-5-1:2007

English Version

o
o Electrostatics Part 5-1: Protection of electronic devices from
-

o
electrostatic phenomena General requirements -

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N (IEC 61340-5-1:2016)
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Electrostatique Fartie 5-1 Protection des dispositifs Elektrostabk TeiI 5-1 Schutz von elektronischen
w - -

Bauelemenwn gegen elektrostatische Phnomene

0. électroniques contre Ies phénoménes électrosiatiques - -

o Exigences oénérales Allgemeine Anĺorderungen

1— (IEC 61340-5-1 2016)
N (IEC 61340-5-1:2016)
x

I This European Standard was approved by CEŃELEC on 2016-07-01. CENELEC members are bound to comply wilh lhe CENJCENELEC
o Internal Regulations which stipulate the condÉtions for giving this European $tandard the status of a natianal standard without any alteration.
Ć1)
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o Up-to-date Iists and bihliographical references concerning such national standards may be obtaŕned ori application to the CEN-CENELEC
I
o Management Cenţre or to any CENELEC member
x
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c This European Standard exjsts in three official versions (English, French, Gerrnan). P version in any other tanguage made by translation
n undor the responsibility of a CENELEC member into its own Ianguage and notied to the CEN-CENELEC Management Centre has the
E same statuş as the offciaI versions.
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•0 CENELEC members are the national electrotechnical commttees of Austra, Belgium, Bulgaria, Croatia, Cyprus, the Czech Republic,
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Oenmark Estonia, Finland, Former Yugoslav Republic of Macedonia, France, Germany, Greece, Hungary, Iceland, Ireland, Italy. Latvia,
n Lithuania, Luxembourg, Malta, the Netherlands, Norway, Foland, Podugat, Romania, Slovakia, Slovenia, Spain, Sweden, Switzerland,
N
Turkey and the United Kingdom.
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CEHELEC
Europcan Commitiee for Electrotechiiical Standardization
Comitć Européini de Nornwlisation Electrotechnique
Etiropäisches Komiţee Qir Llektroteehnisclie Normunr

CEN-CENELEC Management Centre: Avenue Marnix 17, 8-1000 Rrussels

@ 2016 CENELEC AII rights of exploitation in any form and by any means reserved wortdwide for CENELEC Members.

Ref. No. EN 61340-5-1:2016 E

 EN 6i34O5-1:2O16

Ş' European foreword

The text of document 101/505/FDIS, future edÉtion 2 of IEC 61340-5-1, prepared by iEC/TC 101
“Electrostatics" was submitted to the IEC-CENELEC parallel vote and approved by CENELEC as
EN 61340-5-1:2016,

The following dates are fixed:

Iatest date by which the document has to be implemented at (dop) 2017-05-18

national Ievel by publication of an dentical national
standard or by endorsement

• Iatest date by which the naUonal standards conflicting with (dow) 2019-11-18
the document have to be withdrawn
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Thŕs document supersedes EN 61340-5-1:2007.

Attention is drawn to the possibility that some of the elements of this document may be the subject of
patent rights. CENELEC [and/or CENJ shall not be held responsible for identifying any or aIL such
patent rights.
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Endorsement notice
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The text of the International Standard IEC 61340-5-1:2016 was approved by CENELEC as a
European Standard without any modification.
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In the official version, for Bibliography, the following notes have to be added for the standard ndicated
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ca IEC 60749-26 NOTE Harmonzed as EN 60749-26.
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IEC 60749-27 NOTE Harmonized as EN 60749-27.
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IEC 60364 (Seríes) NOTE Harmonized as EN 60364 (Sertes).
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2n IEc 61010-1 NOTE Harmonized as EN 61010-1.

IEc 61140 NOTE Harmonized as EN M 140.

IECŰR 61340-5-2 NOTE Harmonized as CLC/TR 61340-5-2.

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 EN 61340-5-1:2016

Annex ZA
(normative)

Normative references to international publications

with their corresponding European publications

The following documents in whole or in part, are normatively referenced in this document and are
indispensable for its application. For dated references, only the edition cited applies. For undated
references, the Iatest edition of the referenced document (including any amendments) applies.

NQTE 1 When an International Publication has been moditied by common moditicatíons, indicated by (mod), the relevant
ENHD applies.

x NOTE 2 Up-to-date information on the Iatest versions oĺ Ihe European Stanđards tisted in this annex is availabte here:
nceneIereu.
o
Pubhcation Year lltIe EN/HD Year
IEC 61343-2-3 - Electrostatics Part 2-3: Methods of testEN 61340-2-3
- -

for determining the resistance and

resistivity of solid materials used to avoid
electrostatic charge accumulation
o IEC 61340-4-1 - Electrostatics —Part 4-1: Standard testEN 61340-4-1 -

methods for specific applications -

Electrical resistance of floor coverings and

installed floors
EC 61340-4-3 - Electrostatics —Part 4-3: Standard testEN 61340-4-3 -

methods for specific applications -

Footwear
EC 61340-4-5 - Electrostatics Part 4-5: Standard testEN 61340-4-5
-- -

methods for specific applications Methods

-

for characterizing the electrostatic

prctection of footwear and flooring in
combination with a person
IEC 61340-4-6 - Electrostatics Part 4-6: Standard testEN 61340-4-6
-- -

o methods for specific applications Wrist

-

straps
E IEC 61340-4-7 - Electrostatics Part 4-7: Standard test-
- -

8 methods for specific applications -

Ionization
IEC 61340-4-9 - Electrostatics Fart 4-9: Standard testEN 61340-4-9
- -

methods for specific applications -

G arments
IEC 61340-5-3 - Electrostatics Part 5-3: Protection ofEN 61340-5-3
- -

electronic devices from electrostatic

phenomena Properties and requirements
-

classification for packaging intended for

electrostatic discharge sensitive devices

3
 IEC 61340-5-1
Edition 2.0 2016-05

INTERNATIONAL
STANDARD
NORME
MNTERNATIONALE

Electrostatics—

Part 5-1: Protection of electronic devices from electrostatic phenomena —

j General requirements

.2 Electrostatique —

Pańie 5-1; Protection des dispositifs électroniques contre Ies phénoménes

électrostatiques Exigences générales
—

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 IEC 61340-5-1
Edition 2.0 2016-05

INTERNATIONAL
STANDARD
NORME
INTERNATIONALE
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n Part 5-1: Protection of electronic devices from electrostatic phenomena —

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General requirements
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INTERHATIQNAL
ELECTROTECHNţCAL
COMMISSION

COMMISSION
ELECTROTECHNIQUE
I NTERNATIQNALE

ICS 17220.99, 29.020 ISBN 978-2-8322-3422-8

arning! Make sure that you obtained this publication from an authorized distributor.
Attention! Veuiflez vous assurer que vous avez obtenu cette pubication via un di5tributeur agróé.

# ŕ1o s:ered Irad rle In:ernacra: EacIroIecľcal Cc—m's:r

Mwquo dëp-c!ée de Ia Ccmi:ss-:r E1ect-o!erfl, aLe !91erra crale
 — 2 — IEC 61340-5-1:2016 © IEC 2016

CONTENTS

FOREWORD 3
NTRODUCTION 5
1 Scope 7
2 Normative reĺerences 7
3 Terms and definitions B
4 Personnel safety 9
5 ESD control program 10
5.1 General 10
5.1.1 ESD control program requirements 10
5.1.2 ESD coordinator 10
5.1.3 Tailoring 10
5.2 ESD control program administrative requirements 10
5.2.1 ESD control program plan 10
5.2.2 Train ing plan 10
5.2.3 Product qualification 11
0,
5.2.4 Compliance verification plan 11
5.3 ESD control program plan technical requirements 11
5.3.1 General 11
5.3.2 Groundingĺequipotential bonding systems 12
5.3.3 Personnel grounding 14
5.3.4 ESD protected areas (EPA) 15
5.3.5 Packaging 17
5.3.6 Marking 17
Annex A (normative) Test methods 19
Bibliography 20

Figure 1 — Schematic of an EPA with a ground reference 13

Figure 2 — Schematic of an equiotentiaI bonding system 14
o
Figure A.1 — Footwear functional tesbng (example) 19

Table 1 — Grounding/bonding requirements 14

Table 2 — Personnel grounding requirements 15
Table 3 — EPA requirements 17
 IEC 61340-5-1:2016 © IEC 2016 — 3 —

INTERNATIONAL ELECTROTECHNICAL COMMISSION

ELECTROSTATICS —

Part 5-1: Protection of electronic devices from

electrostatic phenomena General requirements
—

J FOREWORD
1) The International Electrotechnical Commission (IEC) is a worldwide organization for standard,zation comprlsing
national electrotechnical committees (l&C National Committees). The object of IEC is to promole
alI
- -
inlernationat co-operation on aII queslions concerning standardization in the etectrical and electronic fields. To
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Technicat Reports, Pubticly Availabte Specifications (PAS) and Guides (hereatter referred to as IEC
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9) Altention is drawn to the possibility that some of the elements of this IEC Publicalion may be the subjecl of
patent rights, IEC shalţ not be held responsbIe for idenlifying any or aII such patent rights.

International Standard IEC 61340-5-1 has been prepared by IEC technical commÉttee 101:
Electrostatics.

This second edition cancels and replaces the first edition published in 2007. This edition
constËtutes a technical revision.

This edition ncludes the following significant technícal changes with respect to the previous
edition:

a) Technical requirements were changed to align IEC 61340-5-1 with other industry ESD
standards;
b) Reference documents were updated to reflect newly released IEC standards;
c) A section on product qualification was added;
d) Table 4 was deleted and detailed packaging reqtUrements were deferred to
IEC 61340-5-3;
 —4— 1EC61340-5-1;2016©1EC2016

e) Clause A.1 was removed and is now included in IEC 61340-4-6.

The text of this standard is based on the foilowing documents:

FDIS Report cn voing

10l/505/FDIS 1O1/508/RVD

FuII information on the voting for the approval of this standard can be found in the report on
voting indicated in the above table.
w
This pubication has been drafted in accordance with the ISOJIEC Directives, Part 2.

A Iist of aII parts in the IEC 61340 series, published under the general title Electrostatics, can
be found on the IEC website.
(1)
x
The committee has decided that the contents of this publication wiII remain unchanged until
the stability date indicated on the IEC website under http://webstore.iec.ch in the data
related to the specific publication. At this date, the publication wiII be

• reconfirmed,
• withdrawn.
• replaced by a revised edition, or
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• amended.
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 IEC 61340-5-1:2016 @ IEC 2016 — 5 —

INTRODUCTION

This part of IEC 61340 covers the requirements necessary to design, establish, implement
and maintajn an electrostatic discharge (ESD) control program for activities that: manufacture,
process, assemble, install, package, label, service, test, inspect, transport or otherwise
handle electrical or electronic parts, assemblies and equipment susceptible to damage by
electrostatic discharges greater than or equal to ioo v human body modeL (HBM), 200 V
charged device model (CDM) and 35 v on isolated conductors. lsolated conductors were
historically represented by machine model (MM), The 35 v limit is related to the Ievel
achievable using ionizers specified in this standard. The MM test is no Ionger required for
qualification of devices, only the HBM and CDM tests are. The MM test is retained in this
standard for process control of isolated conductors only,

Any contact and physical separation oĺ materials or flow of solids, Liquids, or particle-laden
gases can generate electrostatic charges. Common sources of ESD include charged:
personnel. conductors, common polymeric materials. and processing equipment. ESD
damage can occur when:

• a charged person or object comes into contact with an ESD sensitive device (ESDS):
• an ESDS comes into direct contact with a highly conductive surface while exposed to an
r electrostatic field;
o
• a charged ESDS comes into contact with another conductive surface which is at a different
electrical potential. This surface may or may not be groundeď
r
Examples of ESDS are microcircuits, discrete semiconductors, thick and thin film resistors,
hybrid devices, printed circuit boards and piezoelectric crystals. lt is possible to determine
device and item susceptibility by exposing the device to simulated ESD events. The ESD
withstand voltage determined by sensitivity tests using simulated ESD events does not
necessarily represent the ability of the devŕce to withstand ESD from real sources at that
voltage level. However. the Ievels of sensitivity are used to establish e baseline of
susceptibility data for comparison of devices with equivalent part numbers from different
manufacturers. Three different models have been used for qualification of eíectronic
E components — human body model (HBM). machine model (MM), and charged device model
(CDM). ln current practice devíces are qualified only using HBM and CQM susceptibility tests.

This standerd covers the ESD control program requirements necessary for setting tip a
program to handle ESDS. based on the historical experience of both military and commercial
E organizations, The fundamental ESD control principles that form the basis of this standard are
as follows.
w
Avoid a discharge from any charged. conductive object (personnel and especially
automated handling equipment) into the ESDS. This can be accomplished by bonding or
electrically connecting all conductors in the environment, including personnel, to a known
ground or contrived ground (as on board ship or on aircraft). This attachment creates an
equipotential balance between all conducting objects and personnel. Electrostatic
protection can be maintained at a potential different from a zero voltage ground potential
as long as all conductive objects in the system are at the same potential.
• Avoid a discharge from any charged ESD sensitive device. Charging can result from direct
contact and separation or it can be induced by an electric field. Necessary insulators in
the environment cannot lose their electrostatic charge by attachment to ground. lonization
systems provide neutralization of charges on these necessary insulators (circuit board
materials and some device packages are examples of necessary insulators). The ESD
hazard created by electrostatic charges on the necessary insulators in the work place is
assessed to ensure that appropriate actions are implemented, according to the risk.
• Once outside of an electrostatic discharge protected area (hereinafter referred to as an
EPA) it is generally not possible to control the above items, therefore, ESD protective
packaging may be required. ESD protection can be achieved by enclosing ESD sensitive
products in static protective materials, although the type of material depends on the
situation and destination. lnside an EPA, static dissipative materials may provide
 — 6 — IEC 61340-5-1:2016 © IEC 2016

adequate protection. Outside an EPA, static discharge shielding materials are

recommended. Whiist aU of these materials are not discussed in this standard, it is
important to recognize the differences in their application. For more information see
IEC 61340-5-3.

Each company has different processes, and so wiII require a different blend of ESD
prevention measures for an optimum ESD control program. Measures should be selected.
based on technical necessity and carefully documented in an ESD control program plan. so
that aU concerned can be sure of the program requirements.

Training is an essential part of an ESD control program in order to ensure that the personnel
involved understand the equipment and procedures they are to use in order to be in
compliance with the ESD control program plan. Training s also essential in raising awareness
and understanding of ESD issues. Without training. personnel are often a major source of
ESO risk. With training, they become an eřfective first Iine of defence against ESO damage.

w Regular compliance verification checks and tests are essential to ensure that equipment
o remains effective and that the ESD control program is correctly implemented in compliance
with the ESD control program plan.

z
o
0)
w
o
I
o
x
m
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 1EC61340-5-1:2016©1Eć2016 —7—

ELECTROSTATICS —

Part 5-1: Protection of electronic devices from

electrostatic phenomena General requirements
—

1 Scope

This part oĺ IEC 61340 applies to activities that: manufacture. process. assemble. install.
package. Iabel, service, test. inspect, transport or otherwise handle electrical or electronic
parts, assemblies and equipment with withstand voltages greater than or equal to ioo V HBM,
200 v CDM and 35 V for isolated conductors. ESDS with Iower withstand voltages may
require additional control elements or adjusted Iimits. Processes designed to handle items
that have lower ESD withstand voltage(s) can still claim compliance to this standard.

This ştandard provides the requirements for an ESD control program. IEC TR 61340-5-2 [9]1
provides guidance on the implementation of this standard.

This standard does not apply to electrically nitiated explosive devices, flammable Iiquids.
gases and powders.

The purpose of ţhis standard is to provide the administrative and technical requirements for
ci establishing, implementing and maintaining an E5D control program (hereinafter referred to
as the “program"),

NOTE Isolated conductors were historicalIy represented by MM.

2 Normative references

The following documents, ín whole or in part, are normatively referenced in this document and
are indispensable for its application. For dated references, only the edition cited applíes. For
CD undated references, the latest edition of the referenced document (including any
amendments) applies.
(t

IEC 61340-2-3, Electrostetics Pert 2-3: Methods of test for determining the resistance and
—

resistivity of solid planar materials used to avoid electrostatic charge accumulation

IEC 61340-4-1, Electrostatics Part 4-1: Standard test methods for specific applications
— —

Electricai resistance of floor coverings and instalied floors

IEC 61340-4-3. Electrostatics — Part 4-3: Standard test methods for specific applications —

Footwear

IEC 61340-4-5, Electrostatics Part 4-5: Standard test methods for specific applications
— —

Methods for characterizing the electrostatic protection of footwear and flooring in combination
with a person

IEC 61340-4-6. Electrostatics — Part 4-6: Standard test methods for specific applications —

Wrist straps

Numbers n square brackets refer to the bibliography.

 —8— 1EC61340-5-1:2016©1EC2016

IEC 61340-4-7, Eĺectrostatics — Part 4-7: Standard test methods for specific applications —

lonization

IEC 61340-4-9, Electrostatics — Part 4-9: Standard test methods for specific applications —

Garme n ts

IEC 61340-5-3, Electrostatics Part 5-3: Protection of eiectronic devices from ejectrostatic
—

phenomena Properties and requirements classification for packaging intended for

—

electrostatic discharge sensitive devices

3 Terms and definitions

For the purposes of this document, the following terms and definitions apply.

x NOTE For the purposes of this đocument “earth" and ground' have the same meaning.

3.1
N charged device model
CDM
ESD stress model that approximates the discharge event that occurs when a charged
c component is quickly discharged to another object at a different electrostatic potential

Note l to entry: Charged device model is described in ANSI/ESDA/JEOEC JS-002-2014 [1].

r
Note 2 to entry: This note only applies to the French Ianguage.

3.2
E common grouna point
grounded device or Iocation where the conductors of two or more ESD control items are
E bonded
0
2
c
N 3.3
common connection point
device or Iocation where the conductors of two or more ESD control items are connected in
S order to bring the ESD protective items to the same electrical potential through equipotential
bonding

8 equipotential bond
electrical connection of conductive parts (or items used to control ESD) so that they are at
substantially the sarne voltage under normal and fault conditions

3-5
eiectrostatic discharge
ESD
rapid transfer of charge between bodies that are at different electrostatic potentials

Note l to entry: This note only applies to the French Ianguage.

3.6
ESD control items
materials or products designed to prevent the generation of static charge and/or dissipate
static charges that have been generated so as to prevent damage to ESD sensitive devices

3.7
ESD protected area
EPA
area in which an ESDS can be handled with accepted risk of damage as a result of
e!ectrostatic discharge or fields
 IEC 61340-5-1:2016 © IEC 2016 — 9 —

Note 1 to entry This note only applies to the French Ianguage.

3.8
ESD sensitive device
ESDS
sensitive device, integrated circuit or assembly that may be damaged by electrostatic fields or
electrostatic discharge

3.9
E$D withstand voltage
highest voltage level that does not cause device failure

• Notei to entry: The device passes aII tested Iower voltages.

functional
ground
x terminal used to connect parts to ground for reasons other than safety

3.11
human body model
HBM
x ESD stress model that approximates the discharge from the fingertip of a typical human being
onto a pin of a device with another pin grounded

2o Note 1 to entry: Human body model is described in IEC 60749-26 12].

Note 2 to entry• This note only applies to the French Ianguage.

3.12
machine model
MM
ESD stress model that approximates the discharge to a device pin due to contact of
equípment or tools such as those found in the manufacturing Iine

Note 1 to entry: Machine model is described in IEC 60749-27 [3].

t
Note2 to entry This note only applies to the French anguage.

= organization
company, group or body that handles ESDS

3.14
protective earth
terminal used to connect parts to earth for safety reasons

4 Personnel safety

The procedures and equipment described
hazardous electrical conditions. Users of
equipment that complies with applicable aws,
policy. Users are cautioned that this standard
for personnel safety.
in this standard may expose personnel to
this standard are responsible for seIectin
regulatory codes and both external and internal
cannot replace or supersede any requirements

Electrical hazard reduction practices shall be exercised and proper grounding instructions for
equipment shall be followed.
 — 1Ü — IEC 61340-5-1:2016 © IEC 2016

5 ESD control program

5.1 General

5.1.1 ESD control program requirements

The ESD control program shall include aII the administrative and technical requirements of
this standard. The ESD control program shall document the Iowest ESD withstand voltage(s)
that can be handled. The organization shall establish. document, implement, maintain and
verify the compliance of the program in accordance with the requirements of this standard.

5.1.2 ESD coordinator

A person shall be assigned by the organization with the responsibility for implementing the
requirements of this standard includíng establishing, documenting, maintaining and verifying
the compliance of the program.

5.1.3 Tailoring

This standard, or portions of it, may not apply to aII applications. Tailoring is accomplished by
evaluating the applicability of each requirement for the specific application. Upon completion
of the evaluation, requirements may be added, modified or deleted. Tailoring decisions,
including rationale and technical justification, shall be documented.
w
o
5.2 ESD control program administrative requirements

i 5.2.1 ESD control program plan

The organization shall prepare an ESD control program plan that addresses each of the
requirements of the program. Those requirements are:

• training,
• product qualification,
• compliance verification,
• grounding/honding systems.
• personnel grounding.
• EPA requirements,
• packaging systems,
marking.

The plan is the principal document for implementing and verifying the program. The goal is a
fully implemented and integrated program that conforms to internal quality system
requirements. The plan shall apply to aII applicable facets of the organizations work.

5.2.2 Training plan

The training plan shall define aII personnel that are required to have ESD awareness and
prevention training. At a minimum, initial and recurrent ESD awareness and prevention
training shall be provided to aII personnel who handle or otherwise come into contact with any
ESDS. Initial training shall be provided before personnel handle ESD sensitive devices. The
type and frequency of ESD training for personnel shall be defined in the training plan. The
training plan shall include a requirement for maintaining employee training records and shall
document where the records are stored. Training methods and the use of specific techniques
are at the organizations discretion. The training plan shall include methods used by the
organization to ensure trainee comprehension and training adequacy.
 IEC 61340-5-1:2016 © ÉC 2016 — VI —

5.2.3 Product qualification

The organization shall qualify aII ESD control items that are selected for use as part of the
ESD control program. Tables 2 and 3 list the required product qualiĺication test methods,
associated Iimits for each ESD control item and other requirements as stated in this standard.

Acceptable evidence of product qualification includes:

a) Product data sheets published by the manufacturer of the ESD control item:
1) The data sheet shall reference the required IEC test method for that item.
2) The data sheet limits shall, at a minimum, comply with the limits for that ESD control
em
b) Test reports from an independent laboratory: the test report shall reference the applicable
IEC test method and the limits shall comply with the Iimits for that item as specified in this
standard.
x
c) Test reports generated internally by the organization for its own use the test report shall
Ę reĺerence the applicable IEC test method and the limits shall comply with the Iimits for that
N item.
d) For ESD control items that were installed by the organization before the adoption of this
r standard, on-going compliance verification records can be used as evidence of product
qualification.
w
For ESD control items that are not Iisted in Tables 2 and 3, but are considered to be a part of
o the ESD control program, the organization using such items shall qualify these products prior
to use, The test method used for product qualification and the user defined acceptance limits
for each item shall be documented in the ESD control program plan.
E
NOTE IEC TR 61340-5-2 contains guidance for items not isted in Tables 2 and 3 or this document.

5.2.4 Compliance verification plan

A compliance verification plan shall be established to ensure the organization's fulfilment of

the requirements of the plan. Process monitoring (measurements) shall be conducted in
accordance with a compliance verification plan that identifies the technical requirements to be
verified, the measurement limits and the frepuency at which those verifications shall occur.
The compliance verification plan shall document the test methods used for process monitoring
and measurements. lf the organization uses different test methods to replace those of this
standard, the organization shall be able to show that the results achieved correlate with the
8 referenced standards. Where test methods are devised for testing items not covered in this
standard, these shall be adequately documented including corresponding test Iimits.
Compliance verification records shall be established and maintained to provide evidence of
conformity to the technical requirements.

The test equipment selected shall be capable of making the measurements defined in the
compliance verification plan.

Consideration should be taken regarding the lowest relative humidity Ievels experienced by
the organization; some of the measurements should be made under these conditions.

5.3 ESD control program plan technical requirements

5.3.1 General

The following subclauses describe the essential technical requirements used in the
development of an ESD control program.

The required Iimits are based on the test methods or standards listed in Table 1, Table 2 and
Table 3. The compliance verification plan shall document the methods used to verify the
limits. These procedures may or may not be based on the test methods in each table. Test
 — 12 — IEC 61340-5-1:2016 © IEC 2016

methods and corresponding Iimits used by the organization that differ from the test methods
or references in Tables 1 to 3 shall be documented with a technical justification that supports
their use.

Some of the technical elements Iísted in Tables 1 to 3 do not have a defined Iower resistance
Limit. However, a minimum resistance value may be required for safety reasons.

See relevant national requirements and/or IEC 60364(4] series, ÍEC TS 60479-1(5].
IEC TS 60479-2[6], IEC 6101 0-1 [7]. and IEC 61140(8].

5.3.2 Grounding!equipctential Donding systems

ln order to eliminate ESD damage, it is necessary to eliminate differences in potential

between ESDS and other conductors that ESDS might come into contact with such as
personnel, automated handling equipment, fb<tures and mobile equipment. AlI items that come
into contact with ESDS and are capable of conducting electricity shall be connected to ground
or electrically bonded in order to eliminate differences in potential. This can he achieved in
three different ways:
N
• Grounding using protective earth
The first and preferred ESD ground is protective earth if available. In this case, the ESD
control elements and grounded personnel are connected to protective earth (see
Figure 1).
o
• Grounding using functional ground
The second acceptable ESD ground is achieved through the use of a functional ground.
This conductor can be a ground rod, stake or a separate wiring system that is bonded to
the AC ground at the main service panel (see Figure 1); in order to eliminate differences in
potential between protective earth and the functional ground system, the two systems
.2 shall be electrically bonded together where possible.
t
• Equipotential bonding
In the event that a ground facility is not available. ESD protection can be achieved by
connecting aIl of the ESD control items together at a common connection point (see
E Figure 2). The maximum resistance between any protective item and the common
connection point shall comply with the Iimits established for the protective items as per
Tables 2 and 3.

:8 Whichever grounding/bonding system is selected, it shall be referred to as ‘ground

remainder of this standard.
in the
0,
 IEC 61340-5-1:2016 © IEC 2016 -13 -tj—

o
N

o
o
N

0,
x
In
0.
o EC
1—
N

r Key
(3
0) 1 Wrist strap (banđ and ground cord)
In
o 2 Work surface
r
o 3 Common ground point
m 4 Floor mat
c
n 5 Floor
E
o 6 Protective oarth or functional ground (functional ground, f used, shall be bondeđ to protective oarth)
c
•0 Figure 1 — Schematic of an EPA with a ground reference
n
N
t CAUTION: Users are advised to consult Iocal and national electrical codes and regulations
m
•0
beĺore making any connections to facility electrical wiring systems.
c
m
0,

t
n
n
u
o
 — 14 — IEC 61340-5-1:2016 © IEC 2016

J
4 J

c
t'1

o I J
O
r.J
/
x — I
tu
0-
o IEC
1-
N
Qt

Key
o
1 Wrist strap and cord
w
o 2 Work surface
z
o $ Cammon cannection point
cr
m 4 Floor mat
E
m 5 F(cor
E
O
Figure 2 — Schematic of an equipotential bonding system
E

o
1.- Table 1 — Grounding/bonding requirements
n
N
•0
Technical requirement Grounding method Test methodlstandard Réquired IImtt(s)
m
t
c Groundinglbanding system Protect,ve earth National eleclrical system National electrical code
m
standard Iimils
w
o Functianal graund NatonaI electrical system NationaI eleclrical cade
t
m standard Iimits
m
o lf the natianal electrical
o cade daes not specify a
requirement, then the
resistance between
functional graund and
protective earlh shall not
exceed 25 O
Equipotential bonding See applicable See Iimits for each ESD
mplementing pracess fram control item ĺrom Tables 2
Tables 2 and 3 and 3

5.3.3 Personnel grounding

AII personnel shall be graunded or equipotentially bo nded accordng to the requirements

below when handling ESDS. When personnel are seated at ESD protective workstations, they
shall be cannected to ground va a wrist strap system.

For standing operations, personnel can be grounded va a wrist strap system or by a

footwear-flooring system. When a footwear-flooring system is used. personnel shall wear ESD
footwear on both feet and the two following conditions shall be met:
 IEC 61340-5-1:2016 © IEC 2016 — 15 —

• the total resistance of the system (from the person. through the footwear and flooring to
ground) shall be less than 1,0 x io n;
• the maximum body voltage generation shall be Iess than 100 V.

Table 2 — Personnel grounding requiroments

Technlcal ESD control Praduct quallficatlon Compliance verlficatłon

requirement itom Test method Limitsb Tost method
J Limits'
Personnel Wrist straps IEC 61340-4-6 R c 5 x l06 Çž or See wrist strap system
graunding (bands and user def'ned value
o ground cords)
c%J
Wrist band 1EC 61340-4-6
o
o resistance
— inter,or 1 i0 ç) Not appl'cable
— exterior i ic Ĺ Noi applicable
x
w Wrist strap Not applicabte IEC 61340-4-6 R c 3.5 x io Q
0
o system3 Wrist strap
1- continuity test
N
Fooiwear IEC 6l$4O43 í i 10 ç See personlfootwear system

r Person/footwear IEC 61 340-4-5 R c 1,0 x i g9 2 IEC 61340-4-5 R9 1.0 x 1 9

Q
x
o ĺflooring system
(/) and absolute
w value of body
o vottage c 100 V
r
o (average of 5
highest peaks)
m
c Person/footwear Not applicabie See Annex A R9c 1.0 < lO 9
m
E system
o
For situations where an ESD garrnent is used as part of the wrist strap groundinq path, the totat system
c
0
resistance inciuđing the person garment anđ grounding cord shoutd be tess than 3 5 x 10 Q
o b
Symbols used in this table: R, refers to resistance to ground. R refers to reşistance to groundable poínt
m
N
t For the product qualification of footwear. the environmenţal conditions for teşting. using EC 61340-4-3
m should be (1213) % RH and 23 C ± 2 C.
0
c d
m A periodíc body voltage generation test should be done to verify the vattage iş Iess than 100 V
0) °
4) Tbe resistance limit applies to measurino eaçh foot one by one. not two in parallel.
t
m The required Iimit of c 1.0 10 (2 is the maximum allowed value. The user should estabiÉsh an upper Iimit
n from the resÉstance values that were measuređ for product qualification for the footwear and the floor to
(.3
O
compiy with the c ioo v body vottage generation anđ use these resistances for compiiance verification.

5.L4 ESD protected areas (EPA)

5.3.4.1 Handling ESDS and access to EPA

Handling of ESDS without ESD protective covering or packaging shall be performed in an

EPA. The boundaries of the EPA shall be clearly identified as EPA boundaries (e.g, Caution
signs indicating the existence of the EPA can be posted and conspicuous to personnel prior to
entry to the EPA.)

NOTE An EPA can, for example, consist of a building, an entire room or a single workstation.

Access to the EPA shall be limited to personnel who have completed appropriate ESD
training. Untrained individuals shall be escorted by trained personnel while in an EPA.

5.3.4.2 Insulators

AII non-essential insulators and items (plastics and paper), such as coffee cups, food
wrappers and personal items shall be removed from the workstation or any operation where
unprotected ESDS are handled.
 — 16 — IEC 61340-5-1:2016 © IEC 2016

The ESD threat associated with process essential insulators or electrostatic field sources
shall be evaluated to ensure that:

• the electrostatic field at the position where the ESDS are handled shall not exceed
5 000 Vfm;

or

• if the electrostatic potential measured at the surface of the process required insulator
exceeds 2 000 V, the item shall be kept a minimum of 30 cm from the ESDS; and
• if the electrostatic potential measured at the surface of the process required insulator
exceeds 125 V, the item shall be kept a minimum of 2,5 cm from the ESDS.

if the measured electrostatic field or surface potential exceeds the stated limits, ionization or
other charge mËtigating techniques shall be used.

Some of the measurements should be taken at the Iowest expected relative humidity
experienced by the facility.
1—
N
NQTE 1 These measurements are made based 011 ihe frequency defined in the compliance verification plan.

r ŃOTE 2 An ESQ Ihreat s considered a metal to metat contact while the ESDS is in the presence of the field
o
0)
od NQTE 3 The acçurate measuremcnt of electroslatic fields requires that the person making the measurement is
familiar wth the operation of the measuring equipment. Most hand held meters require that the reading te taken at
r a fixed distance from the object. They also normatly specify that the abject has a minimum dimension of fixed size
in order to obtain an accurate reading.

5.3.4.3 Isolated conductors

When establishing an ESD control plan, if a conductor that comes into contact with an ESDS
item cannot be grounded or equipotentially bonded together, then the process shaíl ensure
that the difference in potential between the conductor and the contact of the ESDS item is
less than 35 V.

This can be accomplished by measuring the ESDS item and the conductor by using: a non
contact etectrostatic voltmeter ora high impedance contact electrostatic voltmeter.
(1)
NOTE The 35 V imiţ is çelated to the Ievel achievable using ionízers specified in this standard.

5.3.4.4 ESD control items

An EPA shall be established wherever ESD sensitive products are handled without ESD
protective covering or packaging. However, there are many different ways to establish an
ESD control program. Table 3 lists some optional ESD control items which can be used to
control static electricity. For those ESD control items that are selected for use in the ESD
control program, the required range for that item becomes mandatory.

If the Iimits in Table 3 are exceeded, the ESD control program shall incluđe a tailoring
statement as required by 5.1.3.
 IEC 61340-5-1:2016 © IEC 2016 — 17—

Ţable 3 — EPA requirements

Product qualificatioţť Compliance verlflcatlonb

EPA ESD control
requiremonts Item LImItsC Basedontest LImItst
Test method

Working IEC 61340-2-3 R c 1 x io o IEC 61340-2-3 R I iü n

surfaces, 9 f
storage racks X

and trolley9
Wrist strap R9 c 5 x io O
bonđing point
o
--
Flooring IEC 61340-4-ť' e R9 c 1 x io O IEC 61340-4-1 c 1 x io
o Decay (1 ooo v to
o Ionization Oecay (1 ooo V to
lOOVand lOOVand
—1 000Vto —1 000Vto
(1) —100 V) c 20 s —100 V) c 20 s or
IEC 61340-4-7 IEC 61340-4-7
w user defined
0. Offset voltage
o c ± 35 V Offset vottage
1- c ± 35 V
N
Seating tEC 61340-2-3 R9 c l x io° n IFC 61340-2-3 R9 c l x l0 fl
(resistance to (resistance Io
r groundabte point ground
o measurements) measurements)
0)

w Static control IEC 61340-4-9 R c 1 x 1011 O IEC 61340-4-9 R c l x 1011

Ô
- -

r garmenls
or or or or
o
user defined user defineđ Iimit user defined user defined timit
m method method
c
m
E Groundable tEC 61340-4-9 R c 1 io n IEC 61340-4-9 7? l io n
c static control
garmenls
c
t
For prođuct quatification. the environmentat conditions for testing should be (12 ± 3) % RH anđ 23 C ± 2 C.
m
m When not specified in the referenced IEC standard, the minimum environmentat conditioning time for product
N quatification shoutd be 48 hours.
m b The test methods in the compliance verification column refer to the basic test procedure only. tt is not
t
E expected that the test method wiII be followeđ in its entirety.
m
C
0) Symbots used in Ihis tabte: R refers to point to point resistance. R. refers to resstance to ground and R9
-p
m refers to resistance to grounďable point.
t
n d
The maximum test voltage atlowed for measuring ESD flooring that shoutd be used for an ESD program
m complying wilh this standard is 100 V.
o e
(0 tf flooring is used for grounding personnel that handte ESOS refer to the system requirements in Table 2.
In situations where charged device model (CDM) damage is a concern, a minimum point to point resistance
Iimit of l x l0 n is recommendeđ.
9 Worksurfaces are defined as any surface on which an unprotected ESO sensitive item s ptaced.

5.3.5 Packaging

ESD protective packaging and package marking shall be in accordance with customer
contracts, purchase orders, drawing or other documentation. When the contract purchase
order, drawing or other documentation does not define ESD protective packaging, the
organization shall define ESD protective packaging requirements for ESDS within the plan
based on IEC 61340-6-3. Packaging, when required, shall be defŕned for aII material
movement within EPAs, between EPAs, between job sites, ĺield service operations and to the
customer.

5.3.6 Marking

ESDS, system or packaging marking shall be in accordance with customer contracts,

purchase orders, drawing or other documentation. When the contract, purchase order,
 — l8 — IEC 61340-5-1:2016 © IEC 2016

drawing or other documentation does not define ESDS, system or packaging marking, the
organization, in developing the ESD control program plan, shall consider the need for
marking. If it is determined that marking is required, it shall be documented as part of the
plan.

o
c
N

o
o
N

cJ,
x
w
o
1—
N

cc
r
o
w
w
o
r
o
n
c
n
E
O
Ot
c
t

n
N
•0
m
c
n

o
n
n
o
O
co
 IEC 61340-5-1:2015 IEC 2016

Annex A
(normative)

Test methođs

The operator shall stand with one foot on the conductive footwear electrode. The hand contact
plate shall be pressed to verify that the person/footwear system resistance s within
acceptable parameters (see Figure A.1), The test shall be repeated for the other foot, The test
apparatus can be an integrated, commercially available tester or other nstrumentation that is
capable of measuring resistance from 5,0 x i04 Ĺ) to at Ieast 1,0 x io o. The tester open
1
• o
nl
crcuit voltage is typically between 9 V d.c. and ioo V d.c.
o
o Apparatus
CJ

w
0
o
1-
N
x

r
o
(‚7
w
o
r
o
x
m
c
n
E
O
x
c
o
c
N
0
m
•0
c
m
0)
0
n
n
U
o
to

Foolwear
electrcde

IEC

Figure A.1 — Footwear functional testing (example)

 — 20 — IEC 61340-5-1:2016 © IEC 2016

Bibliography

(1] ANSI/ESDA/JEDEC JS-002-2014, ESDA/JEDEC Joint Standerd for Electrostatŕc

Device Sensitivity Testing Charged Device Modei (CDM) Device Level
—
—

[2] IEC 50749-26, Sem/conductor dev;ces Mechanical and climatic test methods
—
—

Part 26: Eĺectrostatic discharge (ESD) sensitivity testing Human body model (HBM)
—

(3] IEC 60749-27, Semiconductor devices Mechanical and cĺimatic test methods
—
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Part 27:Electrostatic discharge (ESD) sensitivity testing Machine mode! (MM)

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[4] IEC 60364 (aII parts), Low-voitage electricai installations

(5] IEC TS 60479-1. Effects of ctrrent on human beings and iivestock — Pafl 1: Generai
aspects
w
[6] IEC TS 60479-2. Effects of current on human beings and iívestock — Pad 2: Special
aspects

[7] IEC 61010-1, Safety requŕrements for electrical equipment fcr measurement, control
and Iaboratory use Part 1: General requirements
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(8] IEC 61140, Protect;on against electnc shock — Common aspects for instaflation and
Z equ/pment
m
[9] IEC TR 61340-6-2, Eţectrostatics Part 5-2: Protection of &ectronic devices from
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eĺectrostatic phenomena User guide

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Asociatía de Standardizare din Romania, ROHDE&SCHWARZ TOPEX SA, 20/0412018
 —22— 1EC61340-5-1:2016©1EC2016

SOMMAIRE

AVANT-PROPOS 23
INTRQDUCTION 25
1 Domaine d'application 27
2 Réfërences normatives 27
3 Termes et děfinitions 28
4 Sécurité du personnel 30
5 Programme de maîtrise des ESD 30
5.1 Généralités 30
5.1.1 Exigences du programme de maîtrise des ESD 30
5.1.2 Coordinateur du programme de maîtrise des ESD 30
5.1.3 PersonnalÉsation 30
5.2 Exgences administratives du programme de maitrise des ESD 30
5.2.1 Plan du programme de maîtrise des ESD 30
5.2.2 Plan de formation 31
5.2.3 QualifÉcation produit 31
5.2.4 PIan de vérification de conformité 32
5.3 Exigences techniques du plan du programme de maîtrise des ESD 32
o 32
5.3.1 Seneralites
5.3.2 Systémes de mise á Ia terre/liaison équipotentielle 32
5.3.3 Mise á Ia terre du personnel 34
5.3.4 Zones protégées contre Ies ESD (EPA) 36
5.3.5 Emballage 38
5.3.6 Marquage 38
Annexe A (normative) Méthodes d'essai 39
Sibliographie 40

Fígure 1 — Schéma ďune EPA avec terre de référence 33

FËgure 2 — Schéma dun systěme de liaison équipotentielle 34
Figure A.1 — Essai fonctionnel de chaussures (exemple) 39

Tableau 1 — Exigences de mise ă Ia terre/Iiaison 34

Tableau 2 — Exigences de Ia mise â Ia terre du personnel 35
Tableau 3 — Exigences relatives á I'EPA 37