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Journal of the Indian Society of Remote Sensing (January 2019) 47(1):77–89
https://doi.org/10.1007/s12524-018-0870-3(0123456789().,-volV)(0123456789().,-volV)
RESEARCH ARTICLE
Received: 1 June 2018 / Accepted: 15 October 2018 / Published online: 28 October 2018
Ó Indian Society of Remote Sensing 2018
Abstract
Land emissivity sensed within a suitable range of wavelengths by microwave radiometer is useful to deduce land surface
temperature and land surface emissivity. Brightness temperature measurements by space-borne microwave sensors have
been utilized to determine land surface emissivity for the study of climatology, hydrological and agricultural applications.
Currently, application of sounder data is gaining attention, in analyzing land surface characteristic features especially due
to the higher spatial resolution, in general. In the present work, an attempt is made to obtain land surface emissivity from
the six channels of SAPHIR (Sondeur Atmospherique du Profil d Humidit Intertropicale par Radiometrie), sensor with
special reference to bare land and south Western Ghats of India during pre-monsoon and post-monsoon seasons. The
innovation of the present analysis is to demonstrate the possibility of estimating and retrieving surface parameters from
emissivity values retrieved from brightness temperature measured from SAPHIR sounder with channel 6 of
183.31 ± 11.0 GHz over selected study area with various surface conditions. Further, the present analysis relates to
application of emissivity values retrieved from brightness temperature measured from SAPHIR sounder with channel 6,
i.e., 183.31 ± 11.0 GHz for the study of vegetation, climatology and agricultural applications.
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78 Journal of the Indian Society of Remote Sensing (January 2019) 47(1):77–89
emissivity in variegated land surfaces of South Indian area where microwave emissivities of all channels of SSM/I
(with special reference to selected dry/cultivated land of over regions of bare soil and rock (Africa region), a large
Kanakapura district and deciduous forest region of Western parts of Europe and Western Asia, were determined.
Ghats in South India) has been endeavored by utilizing According to their observations, contribution from land
brightness temperature data obtained from SAPHIR soun- surface skin temperature and cloudy atmosphere will cause
der aboard Megha-Tropiques satellite. In this paper an attenuation to land surface emissivity measured from SSM/
attempt is made to demonstrate the possibility and/advan- I. They calculated the surface emissivity by deleting sur-
tages of using SAPHIR brightness temperature data for face skin temperature and cloud contribution profiles from
monitoring seasonal and geographical variations of vege- the surface emissivity data. Weng et al. (2001) designed an
tation over selected regions of South India. emissivity model using the two-stream approximation and
also derived a procedure for determining microwave
emissivity over bare land using emissivity model and
Background satellite retrievals. For their observation they have taken
into account the reflection and emission occurring at the
Historical development shows that microwave radiometric interfaces above and below the scattering layer. LSE by
land surface emissivity measurement plays an important using ATM model (atmospheric microwave radiative
role in many microwave remote sensing methods. Land transfer model) and AMSU (advanced microwave sounder
surface emissivity is defined as, average emissivity of an unit) data set (Karbour et al. 2005) LSE is estimated from
element of the surface of the earth calculated from mea- all AMSU frequency channels. In their process, they cal-
sured radiance and LST (Norman and Becker 1995). The culate cloud-free atmospheric contribution via radiative
major geophysical parameters include characteristics of transfer simulations using the ECMWF (European Centre
land cover like surface roughness, soil type, soil erosion for Medium-Range Weather Forecast) temperature
and other applications (Sobrino and Raissouni 2000; humidity profiles as input parameter (Karbour et al. 2006).
Moncet et al. 2011). Emissivity is a function of soil They obtained estimates in cloud-free situations from
moisture (dielectric constant), surface roughness, fre- infrared emissivity using ISCCP (International Satellite
quency, polarization and incidence angle (Cheng et al. Cloud Climatology Project) pixel-level data to observe the
2014). Choudhury et al. found that land surface emissivity variation of cloud radiative properties. Cloud-free land
can be derived from the emitted radiance measured from emissivity was at 23.8–150 GHz for all AMSU zenith
space. They observed microwave intensity is the product of angles by eliminating the contribution of the atmosphere,
this effective emissivity (e) and effective temperature (T). clouds, and rain and reliable error-free skin temperature
Thermal infrared radiance measured by satellite includes value. Antony et al. (2013) have estimated microwave
signals of both temperature and emissivity; hence, emis- emissivity of land surfaces over the Indian subcontinent
sivity has to be separated from surface temperature during the period 2007–2008. SSM/I data at 19–85 GHz,
(Choudhury et al. 1982). The dielectric constant of soil obtained at both V and H polarizations, have been utilized
increases from about 3 to 4 when dried to about 30 when it for surface emissivity retrieval methodology. In addition,
is saturated with moisture. Because of solid reliance of the the climatic condition over southern part of India is also
soil dielectric constant on its moisture content, the bright- influenced by the Indian monsoon and southern part of
ness temperature (TB) sensitivity to soil moisture content Indian subcontinent is a land of diverse landforms which
(Snyder et al. 1998). According to Jones and Vonder Haar includes mountains, deserts, elevated plateaus, low delta
(1997), microwave land surface emissivity data are fre- regions and tropical and temperate forests. Suresh Raju
quency dependent. Land surface emissivity observation et al. (2013) studied in terms of microwave emissivity for
methods (1) will enhance monitoring global climate southern part of India by using brightness temperature data
change; (2) will help in determination of cloud liquid water from MADRAS (Microwave Analysis and Detection of
over land and (3) monitor hydrological features and land Rain and Atmospheric Systems) sensor onboard Megha-
surface wetness conditions. Further, they proposed a Tropiques (MT), estimated surface emissivity by applying
method for calculation of surface skin temperature using radiative transfer computation and then compared derived
the visible and infrared spin scan radiometer infrared data. emissivity with those from TRMM Microwave Imager
The method includes (1) surface skin temperature retrieval, (TMI).
(2) a dynamic cloud discrimination method and (3) an On account of vegetation, the radiative properties for the
explicit atmospheric correction based on in situ atmo- most part were controlled by the dielectric properties of
spherics sounding information. vegetation component, for example, leaves, trunk, bran-
LSE estimated from SSM/I (Special Sensor Microwave/ ches, stalks and relative size of the vegetation component
Imager) observations is made by Prigent et al. (1997), regarding wavelength (Ullaby and Long 2014). The
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Journal of the Indian Society of Remote Sensing (January 2019) 47(1):77–89 79
absorption/emission and scattering by vegetation increase each scan period and scans the earth over an angle of
with frequency. In the zones of adequately thick canopy, ± 42.96°.
the emitted soil radiation will be covered, and the observed Cross-tracking millimeter-wave scanning instrument
emissivity will be expected to a great extent to the vege- with resolution of 10 km at nadir and 22.9 km at edge
tation. The sounding channels are not contaminated by spatial resolution, the number of pixel per each scan is
surface contributions that are assimilated, thus limiting the 182/scan (130/scan without overlap) and for one complete
profiling potential to the higher atmospheric layers (Kelly orbit is 4187 scans as shown in Fig. 1. The SAPHIR
and Bauer 2000). In Leia et al. (2018), they are of the instrument provides six sounding channels with the central
opinion that there will be periodical observational errors in frequency 183.31 ± 0.2, 183.31 ± 1.1, 183.31 ± 2.8,
investigative procedure of soil moisture content by remote 183.31 ± 4.2, 183.31 ± 6.8 and 183.31 ± 11 GHz as
sensing. They detected 8-day periodic error in moisture compared to three channels of AMSU-B frequencies
retrievals directly from observed brightness temperatures. 183 ± 1, 3 and 7 GHz. SSM/I is a conical scanning
During the course of their analysis, they investigated the radiometer with a scan angle of 45°; 1400 km swath width
relationship between the presence of an 8-day spectral peak with an incidence angle 53° provides near global coverage
in soil moisture retrievals and the land surface spatial every day on the earth surface (Vasudha and Raju
heterogeneity. They applied NDVI vegetation density 2017, 2018). Its spatial resolution is 43 9 69, 40 9 50,
index for depicting the land surface characteristics of 28 9 37 and 13 9 5 km for 19.35–85.5 GHz, respec-
vegetation canopy and calculated standard deviation in tively. The SAPHIR channels are more sensitive to tropical
spatial variability of vegetation density over the average atmospheric effect due to absorption and emission of water
main-beam FOV of AMSR-E. From their analysis, they vapor, mist and fog as well as scattering by hydrometeors
identified significant periodic error components in existing and cirrus clouds.
soil moisture remote sensing product retrieved from
AMSR-E-retrieved soil moisture data products. According
to them, the real objective of calibration activities must Methodology
include removal of such systematic error components from
brightness temperature data retrieved from satellite-based The southern part of India has humid tropical climate with
passive and/or active microwave sensors. less variability in temperature. The gross and distinct fea-
Bhateja et al. proposed to use novel 7 9 7 filtering tures of land surfaces include vegetation/cultivated land
system for retrieval of soil moisture data from synthetic area in Kanakapura district (top latitude 12.8°N; bottom
aperture radar (SAR) [an active remote sensing system] to latitude 12.3°N; left longitude 77.3°E; right longitude
avoid attenuation caused due to speckle noise and/or white 77.5°E) and think forest and open shrub area of Western
Gaussian noise. According to them, the proposed filter with Ghats/Sahyadri region (top latitude 14.00°N; bottom lati-
a new 7 9 7 mask yields a better value of both PSNR and tude 10.0°N; left longitude 75.0°E; right longitude 77.4°E).
SSI as compared to the earlier filters. Bhateja et al. also Figure 2 shows the MT satellite pass along with 10 km
proposed anisotropic diffusion (AD) filter for despeckling footprint on Kanakapura selected area of 90,380 km2 for
SAR images. According to them, the proposed filter is our observation.
useful for effective reconstruction of structural content and Each of the footprint pixels of SAPHIR is of diameter
detection of weak edges. They claimed that the proposed 10 km, and each swath is made of 128 pixels. Figure 3
filter is better in comparison to other recent works (Bhateja illustrates the schematic flowchart of the system sequences
et al. 2014, 2015). Antony et al. (2018) estimated land for emissivity retrieval from satellite observations. The
surface microwave emissivity using tropical Rainfall SAPHIR level 1 data set of each channel and each scan line
Measuring Mission Microwave Imager data; they tried to is processed independently where latitude and longitude of
analyze the diurnal variability over bare land in Australia each grid point are 1° 9 1° grid TB data. The brightness
and held that the TRMM data are useful for retrieval of temperature of each pixel in the selected geo-location
LSE data. region is subjected to average of the brightness tempera-
tures of the neighboring samples of the same scan line
extracted to compute the emissivity (i.e., considering 3 9 3
Sensor Details footprint cell).
The major data sets used in this study are (a) brightness
SAPHIR microwave instrument used to retrieve water temperature data for emissivity retrieval from SSM/I and
vapor vertical profiles scans earth’s atmosphere and Megha-Tropiques, (b) high-frequency microwave TB data
switches between the calibrations sources of cold sky and for cloud screening from SAPHIR and atmospheric tem-
hot target. Antenna performs one complete rotation during perature and (c) land surface temperature (Tskin) as a input
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Teff is the soil microwave effective temperature which between the estimated emissivity and measured emissivity
improves the accuracy of the soil surface emissivity and are tabulated in Table 1 at all six frequencies channels. The
moisture retrieval observations. It can be expressed as analysis results of estimated brightness temperature and
shown in Eq. 5, where soil temperature is represented as Ts observed TB from SAPHIR for the Western Ghats area
at depth zd and attenuation coefficient related to soil show positive comparison results.
dielectric properties is uðzd Þ by the following approxima- The daily emissivity standard deviations for 1 month are
tion shown in Eq. 6. for the most part within 0.02 for six channels, i.e., within
the required hypothetical breaking point computed. This
4p v0 ðzd Þfv1:7 reality is likely identified with the stormy/rainy season in
uðzd Þ ¼ X pffiffiffiffiffiffiffiffiffiffiffiffi ð6Þ
k 2 v ð z d Þ this locale at this time of the year; rain-instigated soil
moisture variety alongside the comparing vegetation
The effective temperature depends on the soil temper-
changes can prompt vital emissivity varieties. In order to
ature profile and dielectric properties. k is wavelength, and
evaluate, two territories with various vegetation covers
v0 and v ðzd Þ are real and imaginary parts of dielectric
have been chosen, i.e., the emissivity variety over a Wes-
constant at the depth (Ullaby and Long 2014).
tern Ghats in India (bounded box region 14°N 10°N;
75.0°E 77.40°E) and Kanakapura, near Bangalore district
(bounded box area 12.30 N 12.80 N; 77.30E 77.80E) at
Observation and Analysis 183.31 ± 11.0 GHz individually. Between 15 and 20 days,
a critical emissivity decline can be observed. The diverse
For emissivity estimation, we considered all 6 channels of
vegetation class data sets are evergreen bushes/shrubs, tall
SAPHIR and AMSU-B 3 channels’ cloud-free perceptions
trees, crops, mixed farming, cultivated area, mixed forest
and zenith angle (- 58° to ? 58° for AMSU and - 42° to
and irrigated crops, for the chose land conveyance area.
? 42° for SAPHIR). The emissivity change is then ascer-
Database of monthly mean emissivity for a year over the
tained as the distinction between the emissivity obtained
Indian subcontinent for the selected land surface classes at
with the observed temperature profile and the skin tem-
183.31 ± 11.0 GHz is tabulated in Table 2, and the stan-
perature and varies with different frequencies
dard deviation in emissivity varies between 0.001 and
183.31 ± 11.0 GHz. In order to examine the emissivity
0.004.
variety with the zenith angle, the ascertained emissivities
The Indian subcontinent receives heavy precipitation
have been arranged by beam position and vegetation type.
during the southwest monsoon period (June–August). Most
For forested territories, the reliance is considerably littler,
agriculture practices in India are initiated based on the
thick vegetation is related to quasi-Lambertian reflection,
arrival of monsoon. The emissivity at all frequencies
and in this way the observation angle has a restricted effect.
decreases for almost all land surface classes during the
The satellite recovery validation was partition of the
monsoon period (June–September). During summer
satellite passes independently for the odd and the even days
months of April/May, these regions show an increase in
of the month. The SSM/I radiance date for the odd days
emissivity due to reduction in soil moisture.
alongside the comparing days of ECMWF reanalysis
The mixed forest and deciduous forest show less sea-
information of atmospheric temperature is utilized to
sonal and inter-annual emissivity variations and low stan-
determine the mean land emissivity for the month.
dard deviations at all frequencies. In case of evergreen
Expecting that the variety of this mean emissivity is
forest, large standard deviation is shown which can be
unimportant within a month, this implies emissivity is then
attributed to the presence of cloud and fog and most of the
used to process the TB utilizing Eq. 3 for the progressive
surface classes have emissivity * 0.93 at all frequencies
even days of that month. These reenacted TB’s are the
except during the monsoon months. The cultivated area and
contrasted and the actual TB estimated by the satellite
wet/dry land have significant seasonal and inter-annual
sensor for a similar period. Figure 4 shows the correlation
variability which shows that the reduction in emissivity for
with 95% significance level between the observed and the
the month of September is observed for all frequencies
assessed TB for various surface classes such as mixed
(Fig. 5). Correlation between TB satellite and TB observed
forest, evergreen forest, deciduous forest, cultivated land
is shown in Fig. 6 for deciduous forest region during the
and wet/dry land for the year 2016–2017. The black line
year 2016–2017. The black line representing the 1:1 line is
representing the 1:1 line is the linear fit between the two
the linear fit between the two correlated parameters. The
correlated parameters. The correlation coefficients are over
correlation coefficients are over 0.96, and RMS distinction
0.96, and RMS (root mean square) distinction is * 3 K for
is * 3 K.
every one of the channels and the contrast between eval-
Figure 7 shows the mean emissivity maps of the Indian
uated. The correlation coefficients and RMS difference
subcontinent at 183.31 ? 11.0 GHz for the post-monsoon
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Fig. 4 Correlation between TB estimated/simulated and TB measured by satellite at 183.31 ± 0.20 to 183.31 ± 11.0 GHz for Western Ghats
region
Table 1 Analysis results for Western Ghats area from SAPHIR satellite-observed TB and simulated TB
Frequency (GHz) 183.31 ± 0.20 183.31 ± 1.10 183.31 ± 2.80 183.31 ± 4.20 183.31 ± 6.80 183.31 ± 11.0
RMS difference (K) 3.2 3.1 3.0 3.2 3.4 3.4
Correlation coefficient (R) 0.96 0.97 0.97 0.98 0.96 0.98
R2 0.95 0.94 0.96 0.96 0.97 0.97
Slope 0.977 (0.002) 0.993 (0.001) 0.968 (0.001) 0.978 (0.001) 0.969 (0.001) 0.977 (0.001)
Intercept 6.1 (0.43) 1.6 (0.40) 7.9 (0.30) 5.85 (0.32) 7.8 (0.28) 5.9 (0.27)
No. of points 5808 5798 5758 5658 5708 5808
(summer season) and pre-monsoon months of the year and collocated measurements used in this study are com-
2017–2018, i.e., April 2017 to April 2018. The emissivity pared. The SSM/I have coarser spatial resolution compared
reduction can be observed during the monsoon period, i.e., to SAPHIR and also have frequent overpass over the
June–September over all land surface classes. The land equatorial region.
surface microwave emissivities derived from concurrent
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Fig. 5 Seasonal and inter-annual variability of average mean emissivity at all frequencies of different surface classes a–c for Western Ghats
region d for Kanakapura region of the year 2017 at 183.31 ? 11.0 GHz
The microwave land emissivity was retrieved over the atmospheric temperature error * 0.002/K. Only limited
Indian subcontinent using SSM/I TB data by solving the pixels on each pass have satisfied the temporal and spatial
integrated microwave radiative transfer equation. Most of collocated condition with ECMWF data.
the common area available is distributed over tropical The emissivity for different land surface classes for all
forest regions of Western Ghats and cultivated land of SAPHIR channels is tabulated in Table 4. The region
India. selected for each surface class is nearly uniform as evident
A regression analysis of emissivity derived from from low values of standard deviation given in italics. The
SAPHIR is carried out for two surface classes. Different derived emissivity has been compared with emissivity
land surface classes with varying biomass, i.e., emissivity climatology values based on 8 years of SSM/I, with a
value ranging from 0.85 to 0.98, are included in the spatial resolution of 0.25° 9 0.25° at the equator equal to
regression analysis over the selected region. The regression the area grid.
results shown in Table 3 depict that emissivity derived Brightness temperature at different observed look angles
from satellite observations agrees well over the selected and monitored TB for cultivated land area is plotted in
land surface classes in India. The root mean square dif- Fig. 9. It varies from 260 to 280 K for a period of
ference between SAPHIR frequencies onboard MT is 4 months, i.e., July to October 2017, and decreases as angle
\ 0.02 over Western Ghats. The results from these anal- increased. Considering the Kanakapura region of the
yses show reasonably good agreement with the emissivity. experimental observation for a period from May to October
Table 3 illustrates the correlation between emissivities 2017 where considering every month average 1370 foot-
over selected homogeneous surface classes, i.e., Western print points and the intersection slope shows comparatively
Ghats region in India; the statistical uncertainties are given more (0.040) in rainy season than pre-monsoon season
in parenthesis; and the results from these analyses show (0.010) is tabulated in Table 5. Figure 10a shows the
reasonably good agreement with the emissivity derived. model computed estimations of TB v/s soil moisture or
Variation of TB observed by SAPHIR sensor for a year volumetric soil moisture which varies from 0 to 30% for
starting from summer season April 04, 2017, to April 04, irrigated land area. Figure 10b shows the variations of the
2018, is shown in Fig. 8, and the analysis shows positive soil moisture effecting on brightness temperature observed
results for seasonal and inter-annual variation of selected from the S6 SAPHIR which is near the surface observation.
surface class over the Indian subcontinent. The data have been collected for a month when the rainfall
The error associated with emissivity depends on skin plays a vital role clearly showing variations of TB from
temperature error 0.004/K, i.e., error varies with surface 168 K when the wetness in the soil moisture is more, i.e.,
classes and frequency from 0.0001 to 0.005 and 42% to 240 K when the moisture evaporated which comes
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Journal of the Indian Society of Remote Sensing (January 2019) 47(1):77–89 85
down to 0%. The experiment results show positive results 5.7% moisture. Figure 11a shows that the channels 6 and 5,
for both uncovered soil fields with 3.5% less moisture i.e., S6 and S5, can be predicted relatively more accurately
when compared with the vegetation secured fields having compared to all channels, since the observations are near
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earth from 0 to 2 km height from the surface with an TB microwave emissivities of a typical vegetated region of the
from 275 to 285 K. In Fig. 11b can be observed the TB Indian subcontinent based on the emissivity estimated over
with mean moisture over the 4 selected field area in 2 years. This study uses data from microwave SAPHIR
Kanakapura region with different vegetation crops. sensor aboard Megha-Tropiques and examines diurnal
variations in emissivity of the soil. Errors related to
emissivity estimation from satellite data can be reduced by
Conclusion averaging the emissivities derived from satellite observa-
tions at various circumstances of the day considering
The emissivity retrieval methodology is confirmed by monthly mean emissivity maps. The retrieved emissivities
comparing the existing/current emissivity climatology. are also compared with the existing emissivity climatology
This paper presents a characterization of the land surface derived from SSM/I observations. The results are found to
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Journal of the Indian Society of Remote Sensing (January 2019) 47(1):77–89 87
Fig. 8 Variations of TB observed by SAPHIR over Indian Subcontinent for a year from April 04, 2017, to April 04, 2018
12.30 N- Moist and 0.9065 (- 0.003) 0.965 (- 0.014) 0.928 (- 0.077) 0.938 (0.016) 0.806 (- 0.002) 0.798 (- 0.001)
12.80 N; cultivated
77.30E land
77.80E
14°N-10°N Western 0.932 (- 0.003) 0.941 (- 0.003) 0.928 (- 0.007) 0.899 (0.006) 0.97 (- 0.002) 0.943 (- 0.001)
75.0°E- Ghats
77.40°E
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be in good agreement with a maximum bias of 0.012 within a mean difference of 0.02 and forest regions have
observed at 183.31 ± 11.0 GHz. The space time collo- high emissivity values close to 1. The seasonal variations
cated data are limited due to the difficulty in obtaining in microwave emissivity with vegetation cover have been
regular satellite pass observations that satisfied the spatial analyzed (0.92–0.94) which also depends on leaf area
and temporal collocation condition with ECMWF data, i.e., index and water content in the vegetation. The Western
emissivity over land varies between 0.8 and 1. It has been Ghats forest region has least month-to-month and year-to-
found that the difference in the emissivity estimates is year variation in emissivity. A considerable reduction in
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Journal of the Indian Society of Remote Sensing (January 2019) 47(1):77–89 89
Fig. 11 a Variation of TB over 20 days during monsoon and b variation of TB around 4 selected area
microwave emissivity over the Indian subcontinent is measurements. IEEE Transactions on Geoscience and Remote
observed after the monsoon showers. This indicates that Sensing, 43(5), 948–956.
Kelly, G., & Bauer, P. (2000). The use of AMSU-A surface channels
averaging the emissivity estimates at different times of the to obtain surface emissivity over land, snow and ice for
day reduces the error in emissivity due to temperature numerical weather prediction. In Eleventh international confer-
disparity. ence on TOVS study, Hungary.
Leia, F., Crow, W. T., Shen, H., Su, C.-H., Holmes, T. R. H.,
Parinussa, R. M., et al. (2018). Assessment of the impact of
spatial heterogeneity on microwave satellite soil moisture
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