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ABSTRACT: A beam-on-elastic foundation model is used to analyze a laterally loaded pile in order to investigate its
necessity for reinforcement. This model is performed using the finite element method as a numerical tool for the analysis.
The pile is discretized into a number of elements while the soil is represented by a number of springs. The stiffness of
these springs is considered to be variable with depth. The analysis results are compared with closed form solutions given
by Broms (1965). Two types of soils are used in the analysis; sand and clay. They are assumed dry and homogeneous. It
is concluded that bored piles embedded in sand must be provided with reinforcing bars extending to a depth of not less
than 0.4 times the pile length, while the reinforcement required for bored piles placed in clay depends mainly on the
strength of the soil.
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
Tu = 18C u Bs
(
e 2 + 1.5 B se + eL + 0.5 L2 + 1.125 B s2 ) 1
2
− (e + 0.75 Bs + 0.5 L )
Short
L ≤ Lc 1
My
2
9
Lc = 1.5 Bs + +
C u Bs 2.25C u B s
1
2M y 2
Tu = 9C u Bs (e + 1.5 B s ) + − −
2
e 1 . 5 Bs
u s
Long 9 C B
L ≥ Lc
′
where for circular section: M y = 1.3 f c Z
Long M y − Ma
Tul =
L ≥ Lc e + 23 f
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
Broms’ method uses the concept of a horizontal coefficient deflection than the finite element method. The lateral
of subgrade reaction and considers short pile failure by deflection increases with the increase in pile diameter.
flow of soil around the pile and failure of long piles by In Figures 8 to 10, the required length calculated by the
forming a plastic hinge in the pile. Refer to Broms closed form solution and the finite element method are
(1964a), Broms (1964b), Broms (1965), and Reese (1986) compared. In the former method, the minimum length of
for estimating Tu from charts. penetration of the pile is calculated while in the finite
element method, the maximum length to which
Cohesive soil to depth 1.5Bs is considered to have
reinforcement must be extended is calculated. The results
negligible resistance because a wedge of soil to depth
points are fitted using the graphing fitting techniques, and
1.5Bs is assumed to move up and down when the pile is
the following relations are obtained.
deflected.
Iteration is required to determine the ultimate lateral Let Lmax = maximum length of reinforcement.
capacity of long piles Tul in cohesionless soil, Table 1. Lmin = minimum length of penetration.
Distance f , Table (1-b) may first be estimated and Tul 1) Cohesion=60 kPa:
Lmax. = -0.8 + 9.5 B
calculated; then, f is calculated and Tul recalculated as Lmin . = 2.607 + 9.464 B
necessary. Tul is independent of length L in long piles. 2) Cohesion=80 kPa:
Lmax. = 2.2 + 6.5 B
The method of solution using load transfer p-y curves is Lmin . = 3.893 + 8.036 B
also based on the concept of a coefficient of horizontal 3) Cohesion=100 kPa:
subgrade reaction. A fourth-order differential equation is Lmax. = -0.833 + 7.5 B
solved using finite differences and load transfer p-y Lmin . = 3.571 + 7.85 B
curves.
An estimate of allowable lateral load Ta is best From the above relations, it can be concluded that the
accomplished from results of lateral load-deflection (p-y) maximum length of reinforcement in a pile is in the order
analysis using given p-y cuves and a computer program. of (70 to 78)% of the minimum length of penetration
The specified maximum allowable lateral deflection required for the pile.
should be used to estimate Ta . Figures 11 and 12 show the effect of undrained cohesion
of the soil on the lateral deflection in the pile as predicted
Calculating lateral groundline deflection yo using by the finite element method and the closed form solution,
equations proposed by Broms (1964a) and Reese (1986) respectively. In the former method, the lateral deflection
may make a rough estimate of allowable lateral load Ta , increases slightly with cohesion until reaching (cu = 90
kPa) at which a sudden increase in lateral deflection is
ya noted. In the closed form solution, the trend is opposite;
Ta = Tu (6) the lateral deflection decreases with cohesion until
yo reaching (cu = 90 kPa). Above this value, the behavior is
where y a is a specified allowable lateral deflection and similar to that predicted by the finite element method.
Tu is estimated from equations in Table 1.
RESULTS AND DISCUSSION
PARAMETRIC STUDY FOR COMPARISON The basic parameters that are used in the finite element
parametric analysis are as follows: -
In this section, a parametric study is carried out using the
closed form solution and the finite element method. In 1) For pile:
Figures 1 to 4, the effect of the undrained cohesion on the M = 0.1 ∗ B ∗ Qa kN.m
lateral deflection is presented. It can be observed that for
all values of the undrained cohesion, the closed form
H = 0.1 ∗ Qa kN
solution gives values of lateral deflection greater than the where Qa is the allowable axial load.
finite element method. It is also concluded that the pile L = 25.0 m
length has very little effect on the lateral deflection in the B = 1.0 m
closed form solution, while the lateral deflection increases
with the increase in pile length through the finite element 2) For soil:
analysis. The soil is assumed homogeneous with no water table
Figures 5 to 7 show that the lateral deflection increases and its properties are as follows:
when the pile diameter increases. In these figures, the γ = 15 kN/m3
closed form solution also gives greater values for lateral φ = 30° for sand
= 5° for clay
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
cu = 0 for sand in the compression side. The constant value in the stress
= 80 kPa for clay distribution curves is the same for all values of the applied
The effect of different parameters on the stress lateral loads. The maximum tensile stress, for all curves, is
distribution and, hence, on the extent of reinforcement located at about 4D. The depth where the tensile stress
below the ground surface are presented below. equals to zero will increase as the lateral load increase.
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
depth at about 2.5D, which corresponds to the maximum more or less equal to that recommended by (Bowles,
applied moment. 1996), and this will be reduced for other cases.
Table 5 shows that, for bored piles, the depth of zero
2) Effect of lateral loading: moment in soft soils (sand or clay) is greater than that of
Figure 21 represents the effect of lateral loading on the medium or stiff soils. This depth will not be less than one-
stress distribution along the bored pile in clay. The tensile half the pile length.
stress will increase as the applied lateral load increases
and, therefore, the depth of zero tensile stress will increase
too, similar to Figure 15. In general, the maximum tensile CONCLUSIONS
stress will be at approximately 4D to 6D for a lateral load
of (30) to (10) percent of the applied load, respectively. For cast in situ bored piles, the design codes do not
The zero tensile stress will be at about 11.5D for a lateral recommend a specific depth for the reinforcement bars that
load of 30% of the applied load. should be provided to resist the tensile stresses. The
problem is left to the designer. Based on the results
3) Effect of pile length: obtained using the finite element method, the following
Figure 22 shows the effect of bored pile length on the conclusions can be made:
stress distribution if it is embedded in clay. It is obvious 1) Piles embedded in sand must be provided with
that if the pile increases in length, the compression stresses reinforcement bars extending to a depth of not less
will increase and, therefore, the pile will not be subjected than (0.4) times the pile length.
to any tensile stress. 2) The reinforcement required for bored piles in clay
depends mainly on the shear strength of the soil. In
4) Effect of pile diameter: stiff clay, the length of reinforcement may be reduced
Figure 23 shows the effect of pile diameter on the stress to the top quarter only to provide anchorage with the
distribution along the bored pile in clay. The minimum pile cap. In soft clays, this length may be extended to
stress will decrease in value as the pile increases in cover more than one-half the pile length.
diameter and it will reach the maximum tensile stress at 3) A comparison between the finite element analysis
diameters of (1.8m) and (2.0m) with a depth of about 6D. carried out in this paper and the closed form solution
This may be related to the high lateral load applied at the of Broms (1965) showed that the former method gives
pile top. These two diameters will have a depth of smaller values of lateral deflection for all values of
approximately 7D for the zero tensile stress. undrained cohesion.
4) For piles in clay, the maximum length of
5) Effect of soil cohesion: reinforcement bars required ranges between (70 to 78)
Figure 24 shows the effect of soil cohesion on the stress % of the minimum length of penetration required for
distribution along the shaft of bored pile embedded in clay. the pile as calculated by the closed form solution.
The cohesion has a significant effect on the variation of
the stress curves. The stress increases as the soil cohesion
increases, due to increase in soil stiffness. For soft soil REFERENCES
(low cohesion, c = 20 kPa), the pile will be subjected to a
tensile stress at about 6D for maximum, and 12D for the
Bowles, J. E., (1988). Foundation Analysis and Design, 4 th
zero tensile stress.
edition, McGraw-Hill Book Company.
For bored piles embedded in sand, the depths of zero Bowles, J. E., (1996). Foundation Analysis and Design, 5 th
tensile stress will not exceed 9.5D, Table 2, which edition, McGraw-Hill Book Company.
corresponds to the maximum applied lateral load. The
Broms, B. T., (1964a). The Lateral Resistance of Piles in
depth of zero moment, in which the pile is completely
Cohesive Soils, Journal of the Soil Mechanics and
under compression, will appear at about 14D, Table 3.
Foundations Division, American Society of Civil
For bored piles in clay, Table 2 shows that the pile will not
Engineers, Vol. 90, No. SM2, p.p. 27-63.
be subjected to tensile stresses below a depth of 12D. This
large value appears in soft soil. From Table 3, the depth of Broms, B. T., (1964b). The Lateral Resistance of Piles in
zero moment will also occur in soft soil and this will be at Cohesionless Soils, Journal of the Soil Mechanics and
a depth of 16D. Foundations Division, American Society of Civil
Table 4 shows that, for bored piles, the depth of zero Engineers, Vol. 90, No. SM3, p.p. 123-156.
tensile stress in clay is greater than that in sand and it is
Broms, B. T., (1965). Design of Laterally Loaded Piles,
generally not exceeding one-half the pile length, except for
Journal of the Soil Mechanics and Foundations Division,
(2.0m) pile diameter embedded in clay which equals to
American Society of Civil Engineers, Vol. 91, No. SM3,
(0.56) from pile length.
p.p. 79-99.
From the above, it is seen that; the depth of the necessary
reinforcing bars in case of bored piles embedded in clay is
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
40 45 35
Closed form solution Closed form solution Closed form solution
35 40
Finite elemente solution Finite element solution 30 Finite element solution
0 0 0
10 15 20 25 30 10 15 20 25 30 10 15 20 25 30
Pile length (m) Pile length (m) Pile length (m)
Fig. 1. Effect of pile length on Fig. 2. Effect of pile length on Fig. 3. Effect of pile length on
lateral deflection, lateral deflection, lateral deflection,
(cu=40 kN/m2). (cu=60 kN/m2). (cu=80 kN/m2).
35 45 45
Closed form solution Closed form solution Closed form solution
40 40
30 Finite element solution Finite element solution Finite element solution
Lateral deflection (mm)
15 20 20
15 15
10
10 10
5
5 5
0 0 0
10 15 20 25 30 0.8 1.2 1.6 2.0 0.8 1.0 1.2 1.4 1.6 1.8 2.0
Pile length (m) Pile diameter (m) Pile diameter (m)
Fig. 4. Effect of pile length on Fig. 5. Effect of pile diameter on Fig. 6. Effect of pile diameter on
lateral deflection, lateral deflection, lateral deflection,
(cu=100 kN/m2). (cu=60 kN/m2). (cu=80 kN/m2).
40 24 24
Closed form solution M in. Length of Pe ne tration N im . Le ngth of Pe netration
30 20 20
Required length (m)
18 18
20 16 16
14 14
10 12 12
10 10
0 8 8
0.8 1.2 1.6 2.0 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0 2.2 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0 2.2
Pile diameter (m) Pile diameter (m) Pile length (m)
Fig. 7. Effect of pile diameter on Fig. 8. Required length of penetra- Fig. 9. Required length of penetra-
lateral deflection, (cu=100 tion of the pile and reinforc- tion of the pile and reinforce-
kN/m2). ment, (cu=60 kN/m2). ment, (cu=80 kN/m2).
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
22 11 42
Min. Le ngth of Pe netration D=0.8 m D=0.8 m
40
Max. L ength of Rienforce ment 10 D=1.2 m
20 D=1.2 m
38
18 9 36
D=2.0 m
D=2.0 m 34
16 8
32
30
14 7
28
12 6 26
24
10 5
22
8 4 20
0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0 2.2 50 60 70 80 90 100 50 60 70 80 90 100
Pile diameter (m) Cohesion (kPa) Cohesion (kPa)
Fig. 10. Required length of penetra- Fig. 11. Effect of cohesion of soil Fig. 12. Effect of cohesion of soil
tion of the pile and reinfor- on the lateral deflection of on the lateral deflection of
cement, (cu=100 kN/m2). the pile predicted by the the pile predicted by the
finite element method. closed form solution.
5 5 5
Depth ratio (h/H)
10 10 10
M=0.10*B*Qa H=0.10*Qa
15 15 15
M=0.15*B*Qa H=0.15*Qa
M=0.20*B*Qa H=0.20*Qa
20 20 20
Sand M=0.25*B*Qa H=0.25*Qa
Fig. 13. Stress distribution of bored Fig. 14. Effect of moment loading Fig. 15. Effect of lateral loading
piles embedded in sand and on the stress distribution on the stress distribution
clay. along the pile shaft, along the pile shaft,
(Bored pile in sand). (Bored pile in sand).
15
Depth ratio (h/B)
10
20 10
15 D=0.8 m
25
L=10.0 m D=1.0 m
30 15
L=20.0 m 20 D=1.2 m Phi=25.0 deg.
35
L=30.0 m D=1.6 m Phi=30.0 deg.
40 25 20
L=40.0 m D=1.8 m Phi=35.0 deg.
45
L=50.0 m D=2.0 m Phi=40.0 deg.
30
50 25
Fig. 16. Effect of pile length on Fig. 17. Effect of pile diameter on Fig. 18. Effect of friction angle on
the stress distribution the stress distribution the stress distribution
along the pile shaft, along the pile shaft, along the pile shaft,
(Bored pile in sand). (Bored pile in sand). (Bored pile in sand).
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International Conference on Geotechnical Engineering October 3-6, 2004, Sharjah – UAE
5 5 5
10 10 10
γ = 15 kN/m3
15
γ = 16 kN/m3 15
M=0 .10*B*Qa
15 H= 0.10*Qa
Fig. 19. Effect of unit weight of soil Fig. 20. Effect of moment loading Fig. 21. Effect of lateral loading
on the stress distribution on the stress distribution on the stress distribution
along the pile shaft, along the pile shaft, along the pile shaft,
(Bored pile in sand). (Bored pile in clay). (Bored pile in clay).
10
20 10
25 15 D=0.8 m
210