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ABSTRACT
Basilar skull fractures comprise a broad category of injuries that have been attributed to a variety
of causal mechanisms. The objective of this work is to develop an understanding of the biomechanical
mechanisms that result in basilar skull fractures, specifically focusing on mandibular impact and
neck loading as potential mechanisms. In the characterization of the injury mechanisms, three ex-
perimental studies have been performed. The first study evaluated the response of the base of the
skull to midsymphysis loading on the mental protuberance (chin) of the mandible. Five dynamic im-
pacts using a vertical drop track and one quasi-static test in a servohydraulic test frame have been
performed. In each test, clinically relevant mandibular fractures were produced but no basilar skull
fractures were observed. The second study assessed the fracture tolerance of the base of the skull
subject to direct loading on the temporomandibular joint in conjunction with tensile loading im-
posed locally around the foramen magnum to simulate the effect of the ligaments and musculature
of the neck. Among four specimens that sustained either complete or incomplete basilar skull ring
fractures remote from the sites of load application, the mean load at fracture was 4300 ± 350 N.
Energy to fracture was computed in three of those tests and averaged 13.0 ± 1.7 J. Injuries pro-
duced were consistent with clinical observations that have attributed basilar skull ring fractures to
mandibular impacts. In the third series of experimental tests, loading responses resulting from cra-
nial vault impacts were investigated using unembalmed human cadaver heads and ligamentous cer-
vical spines. Multiaxis load cells and accelerometers, coupled with high-speed digital video, were
used to quantify impact dynamics. The results of these experiments suggest that while there is a
greater probability of cervical spine injury, basilar skull ring fractures can result when the head is
constrained on the impact surface and the inertia of the torso drives the vertebral column onto the
occiput.
Key words: base of skull; fracture; head trauma; injury; mandible
Department of Biomédical Engineering and Division of Orthopaedic Surgery, Duke University, Durham, North Carolina.
669
McELHANEY ET AL.
particularly vulnerable to the potentially fatal and debil- tures about the foramen magnum are thought to result
itating consequences of brain trauma resulting from skull from cranial vault impacts that drive the skull downward
fractures. While there are many varieties of skull frac- onto the cervical spine. Several investigators have pos-
tures, certain types are most commonly associated with tulated that cranial vault deformation results in high
automotive accidents. One particular injury whose fre- stresses away from the impact site. In this scenario, the
quency has dramatically increased with the advent of the relatively elastic and smoothly curved cranial vault can
automobile is the basilar skull ring fracture. In general, withstand sudden distortion without fracturing, transmit-
ring fractures are considered to be the consequence of vi- ting the impact forces to the rigid, irregularly shaped base
olent trauma to the head and face, usually in the form of of the skull that sustains a fracture.
a blow to the chin or forehead. While most frequently as- Voigt and Skold (1974) reviewed 77 cases involving
sociated with automotive accidents, these fractures have ring fractures and investigated causal mechanisms
also been observed among motorcyclists and victims of through accident reconstruction. They concluded that a
falls. In a prospective study of 100 patients admitted be- variety of mechanisms can cause similar ring fractures
tween July 1986 and October 1988 in Malaysia who were running through the floor of the middle fossa of the base
diagnosed with basilar skull fractures, half were motor- of the skull and the squama of the temporal and occipi-
cyclists and 22% were pedestrians hit by motor vehicles tal bone. These causal mechanisms include the traditional
while 20% were the victims of falls (Chee and Ali, 1991). mechanisms of traction caused by retroflexion and an-
In a retrospective study of patients under 18 years of age teroflexion in addition to torsion and wedging effects.
at the University of Southern California Medical Center, Torsional fractures are attributed to oblique impacts
62 patients with basilar skull fractures were admitted dur- against the temple or against the posterolateral portion of
ing a 7.5-year period (Liu-Shindo and Hawkins, 1989). the head. Wedging effects result from trauma against the
The most common etiologies were pedestrians struck by forehead, which is proposed to lead to deformation of the
vehicles (42%), falls (27%), vehicle accidents (23%), and skull base by increasing the transverse diameter of the
impacts from an object (8%). skull at the level of the anterior fossa. Among the popu-
Defined as any fracture involving the floor of the an- lation that Voigt and Skold examined, the most common
terior, middle, or posterior cranial fossae, basilar skull type of ring fracture at the base of the skull was attrib-
fractures comprise a broad category of injuries. Owing uted to torsion. Among the ring fractures caused by hy-
to the complex interactions of the local anatomical fea- perextension, the most common trauma was a blow to the
tures, the irregular geometry, and the anisotropic, non- face, usually against the chin or forehead. Most remark-
homogenous material properties, a variety of both local ably, they found that blows to the chin resulting in ring
and remote loading mechanisms are thought to induce fractures rarely caused mandibular fractures and that ring
basilar skull fractures (Harvey and Jones, 1980). Local fractures were found rather than impression fractures in
loading mechanisms consist of forces applied directly to the mandibular fossae. A characteristic transverse skin
the base of the skull as evidenced by superficial external laceration was seen at the tip of the chin evidencing chin
trauma. Remote loading mechanisms result when the pri- trauma. Widespread hemorrhages in the dorsal muscula-
mary site of force application is removed from the base ture of the neck were noted in some cases although they
of the skull. Injuries stemming from these mechanisms were unable to assess whether the ligaments between the
result from the applied load acting in conjunction with skull base and the atlas and axis had been torn.
the constraints and secondary loading imposed by liga- Huelke et al. (1988) have also examined case histories
ments and muscles in the basilar skull region. Inertial involving basilar skull fractures in addition to a review
loading contributions may also play a significant role in of the literature. They conclude that while basilar skull
these injury mechanisms. fractures have been traditionally attributed to cranial
In the clinical literature, ring fractures have been tra- vault impacts, facial impacts can also cause basilar skull
ditionally attributed to both tensile and compressive load- fractures, especially impacts to the anterior mandible.
ing mechanisms (LeCount and Hockzema, 1934; Vance, While the condition and direction of most skull fractures
1927). Tensile mechanisms, such as hyperextension, tend correlate well with the site of impact, Harvey and Jones
to pull the head away from the spine. In these scenarios, (1980) have shown, based on case studies, that "typical"
several authors have hypothesized that because the basilar skull fractures (Rawling, 1912) extending along
strength of the atlantooccipital ligaments and muscula- both petrous bones may result from impacts to any point
ture exceeds that of the occipital bone, failure of the oc- of the head, including the chin. Vondra (1965) has also
cipital skull base results instead of separation between implicated forces generated at the temporomandibular
the cervical spine and the base of the skull (Moritz, 1954; joint as one mechanism resulting in "typical" basilar skull
Werne, 1957). Conversely, compression type ring frac- fractures. Based on studies of craniofacial fracture pat-
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BASILAR SKULL FRACTURE
terns, Cooter and David (1990) observed that hospital- steering wheel and hub with a linear head velocity of
ized motorcyclists who had worn open-face helmets, or 50 km/hr. Impact accelerations ranged between 100 and
full-face helmets with flexible face-bars, had sustained 125 g over a duration of 8 ms and resulted in a basilar
facial fracturing but minimal brain injury. In contrast, ring fracture. While investigating tensile neck response
motorcyclists killed from anterior craniofacial impacts to axial loading, Sanees et al. (1981) observed basilar
while wearing full-face helmets with rigid face-bars had skull ring fractures without any apparent cervical liga-
sustained fatal skull base fracturing in the absence of sig- mentous damage at 1780 N quasi-statically in an iso-
nificant facial trauma. These observations led to their pos- lated cadaveric spine and at 3780 N in a dynamically
tulate that impacts to the face-bar of a full-face helmet loaded cadaver consisting of an intact head, neck, and
may be transmitted via the chin strap through the torso.
mandibular rami and mandibular condyles to the skull In summary, the literature on basilar skull fractures is
base with subsequent fracturing of the middle cranial rather sparse despite the frequency and significance of
fossa. these injuries. Yet speculation and generalizations re-
While well-documented laboratory experiments that garding the mechanisms of these injuries abound.
have induced basilar skull fractures are relatively rare, Unfortunately, few quantitative data are available re-
Merignargues et al. (1975) have reported five clinical garding basilar skull tolerances and specific mechanisms
cases of ring fractures and produced two experimen- that result in basilar skull ring fractures. Consequently,
tally. In one case, a cadaver impacted a vehicle instru- the purpose of this study is to investigate remote loading
ment panel with a linear head velocity of 58 km/hr and mechanisms that result in basilar skull ring fractures,
negligible angular velocity. A basilar skull fracture was specifically focusing on mandibular impacts in addition
observed in addition to a fractured mandible. In the sec- to tensile and compressive neck loading.
ond test, a lap-belted cadaver struck the top edge of the
MATERIALS AND METHODS
671
McELHANEY ET AL.
the normal to the impact surface directed through the protuberance were assessed with a three-axis strain gage
specimen's center of gravity. A Kistler model 9067 three- load cell that measured two planar forces, denoted by x and
axis piezoelectric load cell was used to measure x-, y-, v, and the associated moment, M (Fig. 2). The planar forces
and z-axis impact forces. between the teeth, y and z, were quantified by a three-axis
In the quasi-static test, mandibular loads at the mental piezoelectric load cell. Like the dynamic tests, the contact
surface at the mental protuberance was oriented so that the
16 Channel Data normal to the contact surface was directed through the spec-
Acquisition imen's center of gravity. The constraint imposed by the sur-
System face supporting the posterior aspect of the head was de-
signed to simulate the inertia of the head in the dynamic
tests. Based on the test geometry and mandibular mea-
surements made after the test in conjunction with the force
histories supplied by the transducers, the reactions at the
temporomandibular joint, denoted by Fx and Fy, could be
computed using a static analysis.
In both environments, transducer signals were ampli-
fied and acquired using an IBM PC-based, RC-Electronics
digital data acquisition system that had an aggregate sam-
pling rate of 1 MHz. After acquisition, the data were up-
loaded to a Sun workstation for analysis. All dynamic im-
pact data were digitally filtered using a 50th-order finite
impulse response filter with a cutoff frequency of 1000
Hz as specified by SAE standard J21 lb. Palpation, radi-
ography, and dissection were used to evaluate injury. For
the purposes of comparing the static and dynamic tests,
3-Axis Piezoelectric the total energy associated with the fractures was com-
Transducer
puted. In this context, the energy to fracture represents the
work done to deform both the head and impact surface.
FIG. 2. Experimental apparatus for evaluating head response In the dynamic tests, the energy at failure was calculated
to quasi-static mandibular loading. based on the principles of impulse and momentum. In the
672
BASILAR SKULL FRACTURE
673
McELHANEY ET AL.
"PTFE, teflon; EPS, expanded polystyrene foam; OPU, open cell polyurethane foam.
mined by evaluating the work done by the ram. Ram dis- transducers included a PCB 302A02 accelerometer to
placement was recorded by an internal LVDT. Experi- measure torso acceleration, and two PCB 306A06 triax-
mental data were uploaded to a Sun workstation for ial accelerometers on the head to quantify sagittal plane
analysis and filtered at 250 Hz. Additional details re- head kinematics. An MTS optical sensor was used to
garding the experimental methods utilized in the first and record the impact velocity. All transducer output was
second studies may be found in Hopper et al. (1994). sampled at 62.5 kHz using a PC-based digital data ac-
In the third series of tests, an experimental apparatus quisition system. Each impact test was imaged using a
was designed to model head and cervical spine trauma Kodak Ektapro EM-2 digital camera at 1000 frames per
due to a cranial vault impact with a following torso (Fig. second. A flat steel plate measuring 15.25 cm in diame-
4). In these tests, intact cadaver heads and necks were ter and 4 cm in thickness was used as an impact surface.
drop tested with a simulated torso mass. Specimen prepa- It was mounted on a locking clevis, which allowed vari-
rations were rigidly mounted to a 6-axis GSE 6607-00 ation of the incident impact angle about the y-axis (nor-
load cell in an inverted posture, and the initial positions mal to the sagittal plane).
of the head and neck were established to maintain rest- Eleven tests were conducted on unembalmed human
ing lordosis. A Kistler 9067 3-axis piezoelectric load cell heads with intact spines. Muscular tissues were removed
was used to measure the head impact forces. Acceleration but all ligamentous structures were kept intact, with the
8000
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£ 2000
674
BASILAR SKULL FRACTURE
The angle of the impact surface was varied between —15° 13.2 ms (Table 1, Figs. 5 and 6). Impact velocity among
(posterior head impact) and +30° (anterior head impact). these specimens averaged 6.78 ± 0.43 m/s. Total energy
A drop height of 0.53 m was selected for these tests. to fracture depended heavily on the type of impact sur-
Injuries to both the heads and cervical spines were docu- face, ranging from 11.4 J with a rigid impact surface to
mented by radiography and dissection. Additional details 119 J with a compliant surface. Bilateral fractures of the
regarding the experimental methods utilized in the third necks of both mandibular condyles occurred in four of
study may be found in Nightingale et al. (1995). five specimens. The remaining specimen suffered a uni-
lateral fracture of the condylar neck. Fractures occurring
RESULTS in the neighborhood of the coronoid process, symphysis,
and alveolar processes were also noted.
In the first series of tests, the mandible consistently Force-displacement data from the quasi-static test re-
fractured without any injury to the base of the skull. vealed a peak resultant force of 4690 N at the mental pro-
Among five dynamically loaded specimens, the mean tuberance with a peak resultant of 4620 N transmitted
peak force for mandibular fracture was 5390 ± 990 N through the temporomandibular joint to the base of the
and the duration of the impacts, measured from initial skull (Fig. 7). The first fracture occurred after 0.644 cm
contact to the instant of peak force, varied from 0.688 to of ram displacement. Bilateral fractures of the condylar
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Resultant Force 5000
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X-Axis Component
4000
Y-Axis Component
Z 4000
M
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1000
675
McELHANEY ET AL.
676
BASILAR SKULL FRACTURE
The available contact area was 127 cm2 in the present the impact surface matched the contour of the cranial
study while it was 6.45 cm2 in their work. vault, effectively constraining the head during the initial
It is important to note that a mandibular fracture tol- phase of the impact even though the rigid impact surface
erance in excess of 5000 N is within the reported load to was covered with lubricated teflon. Second, the cervical
failure tolerances of other head and neck structures spine remained aligned with the skull instead of buck-
(McElhaney and Myers, 1993). Consequently, both head ling, as in the other tests, resulting in a link that trans-
and neck injuries remote from the mandible may occur ferred the inertial torso loads directly to the base of the
as a consequence of mandibular loading. Incorporating skull.
the failure tolerances of other head and neck structures Comparing the temporal nature of the head and neck
into computational models may provide insight into in- force histories, the neck forces clearly lag behind the head
juries resulting from mandibular loading. forces. Consequently, it can be concluded that the initial
Among the five specimens tested in the basilar skull tol- spike in the head force data serves to decelerate the head
erance study with anterior fixation beneath the temporo- mass. Since the head and neck are not rigidly coupled,
mandibular joint, four basilar skull fractures were noted this spike is not apparent in the neck force data and neck
that exhibited the same features as clinically observed frac- response lags behind the head response. Although the
tures. The single basilar skull tolerance test undertaken force at the base of the skull was not determined exper-
with anterior fixation beneath the maxilla, resulting in a imentally, it must lie within the envelope defined by the
facial fracture, suggests that the tolerance of the facial head and neck load curves illustrated in Figure 10. In
bones is less than that of the base of the skull. The absence fact, the force exerted by the vertebral column at the base
of a basilar skull fracture also supports the contention that of the skull should closely follow the measured neck force
the facial bones may serve to absorb impact energy and plus some inertial component associated with the accel-
reduce the probability of basilar skull fractures. It also in- eration of the neck mass.
dicates that the orientation of the impact force may be im- Although the incidence of basilar skull fracture appears
portant to the injury mode. If the mandibular impact is pre- to be far less than the occurrence of cervical spine in-
dominantly inferior-superior in its orientation, facial juries for this series of drops from 0.53 m, it should be
fractures may result instead of basilar skull fractures. noted that the neck musculature would provide additional
In an attempt to correlate the results of the first two neck stabilization in vivo, decreasing the propensity for
experimental series, the resultant mandibular force from buckling and increasing the probability that inertial torso
the first series was compared with the computed tem- loading would be transferred to the base of the skull.
poromandibular resultant force in the second series of It is also interesting to note that the ring fractures as-
tests. The goal of this analysis was to assess whether the sociated with tensile and compressive neck loading dif-
mandibular fracture tolerance was sufficient to induce fer anatomically. The compressive ring fracture was con-
basilar skull fractures when the tensile contribution from fined to the dorsum sellae and the region around the
the neck was included in the injury mechanism. Although occipital facets while the tensile ring fractures tended to
the magnitude of the computed anterior support reaction propagate at a higher level in the occiput.
was quite sensitive to test frame geometry, values for the
677
McELHANEY ET AL.
HUELKE, D.F., SMOCK, W.S., FULLER, P.M., and WERNE, S. (1957). Studies in spontaneous atlas dislocation.
NICHOLS, G.R. (1988). Basilar skull fractures produced by Acta Orthop. Scand. Suppl. 23, 1-150.
facial impacts—case histories and a review of the literature.
Proc. 32nd Stapp Car Crash Conf. SAE Paper #881711. Address
reprint requests to:
LECOUNT, E.R., and HOCKZEMA, J. (1934). Symmetrical trau- Barry S. Myers
Dr.
matic fractures of the cranium; symmetrical fragmentation— Department of Biomédical Engineering
Comments on their mechanism. Arch. Surg. 29, 171-226. Duke University
LIU-SHINDO, M., and HAWKINS, D.B. (1989). Basilar skull Box 90281
fractures in children. Int. J. Pediatr. Otorhin. 17, 109-117. Durham, NC 27708-0281
678