Professional Documents
Culture Documents
5 1999
Theory & Practice Pages 685–696
voice into field training because he felt that ‘the The CD process consists of four distinct but related
ends of health education are achieved best where parts: an examination of secondary data on social
they are harnessed to the felt needs and motivations and health indicators and the community’s history
of the community itself’ [(Steckler et al., 1993), and geography; an exploration of health and human
p. S19]. Therefore, the CD process is a core service organizations serving the community; an
requirement of all Master’s in Public Health (MPH) identification of perceived needs, assets and com-
students in the Department of Health Behavior munity dynamics through qualitative interviews
and Health Education at the University of North with community members; and a community
Carolina at Chapel Hill. forum.
Developing health education programs with CD incorporates characteristics of field place-
communities requires a number of competencies, ments, such as being ‘intricately tied to depart-
many of which were elucidated in the new Graduate mental curricula’, putting ‘classroom concepts and
Standards, developed by a Joint Committee of the learning into practice’ and ‘integrating the real
American Association for Health Education and and academic worlds’ [(Center for Public Health
the Society for Public Health Education with Practice, 1993), p. 3]. However, unlike traditional
representatives from the National Commission for field placements and internships, the CD student
Health Education Credentialing and the Council works in communities during the first year in the
on Education for Public Health (Dennison, 1997). graduate program, not as a culminating or capstone
The CD process addresses many of these com- experience.
petencies in a unique and integrated manner, and
provides a ready opportunity for experiential Choosing communities
learning in the complex environment of local
communities (see Table I for a selected, not Prior to the start of the fall semester, the field
exhaustive list of competencies). coordinator recruits field team preceptors from
The purpose of this article is to discuss the communities within approximately an hour’s
operationalization and implementation of the CD driving distance of the School. Some, but not all,
process in the graduate curriculum. The article of the preceptors are graduates of the HBHE
will discuss choosing preceptors and communities, program who are working in county health depart-
course content, team process and development, the ments or agencies. Additionally, communities may
steps of the CD process and specific competencies, request that a team conduct a CD and health
outcomes and challenges, and lessons learned. educators frequently contact the field coordinator
with requests to consider specific communities.
Description The preceptors decide, in consultation with their
agencies and the field coordinator, where to place
CD spans two semesters, bringing first year field teams. The CD process allows local agencies
graduate students together in the field in approxi- to learn about unfamiliar communities and foster
mately nine teams of four or five. Four credit new relationships with community members.
hours are given per semester. Although the field Agencies may select communities because they
component of the MPH degree has evolved since are interested in expanding their services or better
its inception in 1944, its philosophy has remained understanding communities that are changing
constant: that an understanding of the multiple dramatically. For example, recently, North Carolina
levels that characterize a community’s ‘health’ has experienced tremendous growth in the Latino
comes through investigating primary and secondary population and several preceptors have requested
data sources. For a typical class of 35–45 first year CDs to learn more about these new populations.
students, CD requires one full-time faculty member Similarly, the Triangle region of NC, the location
(the field coordinator) and two teaching assistants. of the university, is experiencing a rapidly growing
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Table I. Selected graduate level responsibilities and competencies addressed through community diagnosis
I. A. Obtain health related data about social and Teams gather qualitative and quantitative data from secondary
cultural environments, growth and development sources and interviews
factors, needs and interests
I. B. 4. Analyze social, cultural, economic and Students analyze many factors that impact health within the
political factors that influence health community
II. A. 5. Apply principles of community organization HBHE students work with community members to plan a
in planning programs community forum where they facilitate issue selection and future
steps for community action
VII. Communicating health and health education Students interview members of the community and service
needs, concerns and resources providers to learn about the perceptions of each group and the
assets and needs identified
VII. C. 3. Demonstrate both proficiency and accuracy Students present their findings in a community forum and in a
in oral and written presentations comprehensive CD document
VII. D. Foster communication between health care CD involves both providers and consumers, and can help inform
providers and consumers each about the other
VIII. Apply appropriate research principles and Community diagnosis involves both quantitative and qualitative
methods in health education research in a real community setting
VIII. B. 1. Assess the merits and limitations of Students must discern the merits and limitations of each type of
qualitative and quantitative research methods data, and communicate those effectively to community members
V. B. 2. Facilitate cooperation between and among Teams must complete peer evaluations and manage communication
levels of program personnel and conflict between members
X. C. 1. Analyze the inter-relationships among ethics, Students grapple with difficult issues of controversial issues,
values and behavior weigh potential unintended consequences that could impact the
community, and examine the relationship between their own values
and the community
population of retirees and two preceptors have forms of field observation in community
requested that CD teams focus on the elderly settings.
within a specific geographic area. d To establish a conceptual foundation for the
understanding of community.
Course content d To explore issues of culture, race and class as
they impact on health education practice in
During the fall semester, students enroll in HBHE community settings.
240, Community Diagnosis and Needs Assessment. d To explore ethical issues involved in CD.
The objectives of the course include: d To establish a conceptual foundation for health
education practice in a community setting.
d To provide an opportunity for students to apply
the concepts, principles and methods of a CD Readings and class activities focus on the history
in a field setting. of public health, the evolution of health education,
d To develop skills in gathering, understanding definitions of health and its determinants, defini-
and presenting secondary data. tions of community, philosophical issues related to
d To develop skills in interviewing and other CD, ethics, cultural sensitivity, and community
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competence. The required text, Community These meetings offer the preceptors opportunities
Organizing and Community Building for Health to discuss team process, tasks and significant
(Minkler, 1997), is supplemented by selected learning; to process critical incidents; and to
journal articles (for a complete reading list, please anticipate relevant issues. The field coordinator
contact the author). meets with preceptors 4 times each semester to
Although the major emphasis of the spring discuss the process and monitor progress of the
semester course is the completion of the CD, course teams.
content extends to different types of community Most field teams are assigned geographically
interventions. Course objectives for HBHE 241, defined communities such as a neighborhood or
the spring course, include learning to: analyze town. Sometimes, a field team’s assignment may
qualitative data; apply concepts from health be a bit more unusual. For example, one team
education to the data collection and analysis; worked in the Chapel Hill public housing com-
and critically examine the conceptual foundations munity, a non-contiguous geographic community
of community health, interventions and their with housing sites spread throughout town. Public
evaluation. Class sessions address qualitative data housing sites can be considered a community and
analysis, preparation for community forums, this perspective was illustrated during the teams’
community-based health promotion, community interviews when the residents talked as much about
organizing and community building, community what it means to be living in public housing as
coalitions, Healthy Cities, community assets and they did about living in Chapel Hill. Recently,
mapping, and social capital. In both semesters, teams have focused on populations within specific
lectures, small group discussion and activities, geographic locales, such as Latinos in three
role plays, and other learning activities provide different counties, the elderly in two different
opportunities to integrate learning from CD with towns and adolescents in one local community.
broader concepts. Windshield tour
A first task for students is to perform a ‘windshield
Steps in the CD process
tour’: students drive around their selected com-
munities, looking through their car windshields, to
Table II presents a timetable for the steps of the
familiarize themselves with the area. Many teams
CD process. To prepare for assignment to teams
walk through their community, sometimes
and communities, students complete a background
informally chatting with residents and visiting
questionnaire to assess their community experi-
shops. The purposes of the windshield tour are
ence, personal characteristics, language abilities,
to observe conditions within the community, look-
computer capabilities and type of community in
ing for verification of secondary data; to identify
which they would prefer to work. The field co-
local resources and activities not captured through
ordinator uses this information to form teams and
more formal means; and to differentiate different
to match student teams to specific communities.
segments of the population in the community by
She considers students’ strengths and areas of
residential clustering. During the fall, the professor
expertise in team assignments as well as their
encourages students to begin attending community
potential compatibility with the working style of
events (barbecues, festivals, town meetings, etc.).
individual preceptors.
Many students begin attending local churches, a
Preceptors provide entree into the communities,
practice they continue throughout the two
help identify resources and meet with their field
semesters.
teams regularly. Teams typically meet with their
preceptors twice a month; however, the frequency Collection of secondary data
of these meetings may depend somewhat upon The fall semester begins with secondary data
the preceptor’s availability and the team’s needs. collection and analysis; later in the semester, inter-
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Table II. Timeline for steps and products of CD in academic year 1998–1999
Assignment to Begin secondary Have Interviews Interviewing Analysis of Mock forums Forums Final and
communities data collection— completed at continue; continues interview in class completed complete
and meet with continues through least one other secondary through last data begins document
preceptor both semesters community data day of class due
activity collection
Peer continues
evaluations
due
Have completed Interviews During Last day Convene Late February
at least one begin in interviews, of class: forum through mid
windshield tour October after solicit synopsis of planning March—
IRB clearance volunteers all secondary committee community
and continue for forum data due forums
through planning Peer
January committee evaluations
due
Team contract due Pick date for
forum
Draft of interview
guide due
Complete IRB
package
viewing begins and continues concurrently with competencies from the Graduate Standards such
collection of secondary data. Teams initially focus as obtaining health-related data about social and
their investigation on sources such as the US cultural environments, growth, and development
Census, LINC (Log In to North Carolina, a database factors, needs and interests; analyzing social,
of extensive demographic information for North cultural, economic and political factors as they
Carolinians), county data books prepared by the impact health behaviors; inferring needs for health
North Carolina State Center for Health Statistics, education on the basis of obtained data; assessing
newspapers and local government documents. the merits and limitations of qualitative and
Increasingly, students tap the resources of state, quantitative research methods and apply those
local and federal agencies through the Internet. methods; and employing electronic technology for
During class time, expert librarians conduct retrieving references.
sessions on accessing data through the US Census
and LINC, and other readings and class sessions Interviewing
focus on understanding and presenting secondary In the fall, teams begin conducting interviews with
data. community members to discover the community’s
The goal of this research from secondary data perceived needs, its pertinent issues, strengths,
sources is to understand the community’s units of identity, level of community competence
history, geography, socio-demographics, educa- and readiness to take action on shared concerns.
tion, economy, political and governmental struc- To prepare, several class sessions focus on
ture, transportation, and, of course, health. Classes interviewing techniques and skills, developing
and activities facilitate the development of related interview guides, and analysis of qualitative data.
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Teams prepare semi-structured interview guides communication between health care providers and
with primarily open-ended questions, and work consumers.
jointly with other teams and faculty to critique the The complexity of entering communities neces-
questions prior to their first community interviews. sitates several classes on developing relationships
Typical areas of questions include daily community with communities and cultural sensitivity prior
life, relationships between groups within the to beginning interviewing. Classroom discussion
community, how the community has come together focuses on community etiquette which includes
to solve problems in the past, community assets issues related to appropriate dress, how to address
and current concerns. residents, adjustments to working according to
Teams typically begin their interviews with con- a community’s schedule and other concerns. A
tacts provided by their preceptors. Teams make an session entitled ‘Entering the Community’ explores
effort to interview a wide range of people in the assumptions students make about their com-
order to capture diverse perspectives. During each munities and the impact that their own social
interview, the team solicits names of other inter- identity (race, class, sexual orientation, religion)
viewees (using the snowball method of sampling); may have on their interactions with community
many teams have found that their ongoing parti- members.
cipation in church services and community centers Community forums
has provided an excellent means of recruiting
community members for interviews. There is no In late January and early February, as the
set number of required interviews as the number is interview process winds down, the teams work
with community members to plan and conduct
dependent upon the size and type of communities.
community forums. During the forums, teams
However, it is rare that teams conduct less than
present their findings, facilitate discussions about
30 interviews.
priorities and future steps, and provide an oppor-
Each team also interviews service providers,
tunity for the community to begin to organize itself
which are defined broadly to include not only
around an issue. The process of planning and
health care professionals, but also town officials,
conducting the forums provides ample opportuni-
librarians, police, educational system representa-
ties to build a number of competencies: apply
tives, local clergy, elected officials and others. A
principles of community organization in planning
pair of students conduct all interviews, enabling programs; organize and facilitate groups, coalitions
one to take comprehensive field notes while the and partnerships; facilitate collaborative efforts
other asks questions. The interviewers tape each among health agencies and organizations with
session to facilitate retrieval of salient quotations mutual interests; and demonstrate proficiency in
to illustrate themes. Teams also gather primary data oral presentations.
through focus groups, participation in community
events and informal interviews on the street. CD documents
Additionally, teams will frequently supplement Throughout both semesters, teams work on the
their qualitative data collection with short surveys development of a document that incorporates
they design to gather close-ended data on their observations of the windshield tour, secondary data
communities. and primary data collected through interviews,
The process of interviewing and establishing rela- focus groups, and other strategies. After the forum,
tionships with community members and providers each team compiles the final CD document from
is an opportunity to practice sub-competencies from drafts of sections written during the fall and spring
Responsibility VI, Competency B of the Graduate semesters. In the document, teams integrate the
Standards: to apply networking skills to develop and qualitative data from interviews with secondary
maintain consultative relationships, and to foster data, and include an examination of whether the
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community perceptions and secondary data are among team members. This ‘team process’ is a
congruent. This document contains the following critical component of CD and provides opportuni-
sections: history, geography and economic profile; ties to practice sub-competencies of Responsibility
socio-demographic profile; community services, V, Competency B of the Graduate Standards which
resources and assets; health; chapters according to focuses on facilitating cooperation between and
the major themes emerging from primary data among program personnel: (1) promote cooperation
collection; executive summary; and conclusions and feedback among personnel and (2) apply
including implications for health education. Each various methods of conflict reduction as needed.
team gives a copy of the entire document to The field coordinator takes several additional
its preceptor and makes a copy accessible to steps to facilitate effective team functioning. At
community members via the town hall, library or the start of the semester, all students complete a
other designated location. Myers–Briggs Type Inventory (MBTI), and
through a class presentation and readings on the
Other competencies addressed through
MBTI, they examine implications of personality
CD
traits for team functioning. Early in the fall
One of the new competencies added to the Graduate semester, one class meeting is extended to 3 h to
Standards is the application of ethical principles accommodate exercises in which team members
as they relate to the practice of health education. work on communication exercises, discuss effec-
During the fall semester, one class focuses on the tive team functioning and explore personal
implications and application of the Belmont Report dynamics that impact team interaction. Students
(US National Commission for the Protection of also receive readings and handouts on conducting
Human Subjects of Biomedical and Behavioral productive meetings and developing effective
Research, 1978), and the Codes of Ethics from teams. An outside expert on conflict resolution
SOPHE (SOPHE, 1983) and AAHE (AAHE, 1994) conducts a 4-h session on conflict and communica-
to the conduct of CD. In addition, each team must tion in early October.
submit a proposal to the Institutional Review Board Students frequently struggle with what the CD
(IRB) of the School of Public Health prior to any process means to them. How important is it? What
qualitative data collection. This proposal includes is their commitment to the process? What does it
the development of informed consent procedures mean to be working in communities? How do
and provides another opportunity to relate ethical they resolve differing expectations and standards
principles to actual practice. Throughout both among team members? Team members wrestle
semesters, ongoing discussions on CD in class with process issues because of various levels of
require students to meet one sub-competency, commitment, understanding and expectations
analyzing the inter-relationships among ethics, during an intense, stressful period of learning.
values and behavior, as they grapple with issues Team members must develop a team contract to
emerging through their experience. help clarify each others’ goals and expectations,
Through the overall experience of CD, students and discuss this contract with their preceptor.
gain experience in these additional competencies: The field coordinator requires that each team
applying appropriate research principles and meet at least once, by early November, with her
methods in health education; identifying target or with a teaching assistant to assess team process,
populations; and estimating future health education respond to specific concerns about their experience
needs based on changing demographics. and address questions.
Teamwork Evaluation
Throughout the first year, students will have to The field coordinator grades all CD documents and
grapple with work style and personality differences other class requirements. Additionally, preceptors
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elderly citizens, lack of affordable medications and of ‘action groups’ to tackle a number of signi-
lack of nursing care. The community, working ficant issues, including the availability of bilingual
with the local health department and other agencies, services at the Department of Motor Vehicles.
is moving forward to develop a community nurse
position and exploring options for access to low Informing other initiatives
cost medications. Contact between providers and Community diagnosis has long been a major com-
community members at forums also results in ponent of the Department of Health Behavior and
improvement of service delivery and access to Health Education and the School of Public Health’s
care. In one forum in a Latino community, Latino service to local communities. Student teams are
women requested that health department clinics often called upon to present their findings to boards
put bus route information in Spanish on program of health or the staff of local health departments.
brochures. While seemingly an easy request, the For example, in Chatham County, the health depart-
providers had never thought of this and were ment has supported CD teams for a number of
readily willing to make a simple adjustment that years; at the end of the year, each team makes a
could have significant impact on the ability of formal presentation to the board of health and the
women to access services. health director; this assists the board in program
planning and allocation of resources.
Formation of community action groups In recent years, a local county agency utilized
In a number of communities, the CD has CD to inform their development of Smart Start, a
stimulated the development of a new community state-funded initiative to improve early childhood
action group that proceeds to address issues raised education. Local Healthy Carolinians task forces
during the CD process. In one African-American and local health departments in surrounding coun-
community, ‘Us in Action’ formed as a result of ties utilize CD as a means to supplement their own
the CD process, achieved a number of its early data collection efforts and to assist in priority
goals and is currently working on two projects that setting. In 1998, when a local member of the US
grew out of a second CD they requested. In House of Representatives formed a task force on
another community, the forum, held in a local Latino issues, the task force requested existing CD
church, provided a safe opportunity for com- documents on Latino communities.
munity members to raise passionate concerns
about housing standards with the county health Facilitating new connections within the
director. An ongoing group is now working to community
address the housing problem in that community. Anecdotal reports indicate the importance of CD
In a recent community forum for senior citizens as the foundation for ‘small successes’. It might
in a local incorporated town, the student team bring different factions in communities together
facilitated a lengthy discussion of specific needs for the first time to work on common concerns.
and next steps. In attendance was a Town Council In one community, African-American and Latino
member who explained concrete strategies the activists had never met to discuss mutual concerns
seniors could take to access a previously un- until the CD team brought them together at a
disclosed town budget surplus. meeting to plan the community forum. In another
In 1994–1995, one team worked with the Latino town, several groups had informally gathered to
population in a small city in Chatham County. The discuss the potential for a residential facility for
team believed that the Latino community would senior citizens, yet they had not been aware of one
benefit from the translation of the CD document another until the forum. Not infrequently, providers
into Spanish which was provided to a new task and community members come together for the
force on Latino issues that had grown out of the first time at forums in which community members
community forum. The task force was composed feel free to express their voices.
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Ongoing student involvement through the field class have proven invaluable:
Finally, students may continue to be involved in problem-solving, teamwork and collaboration,
their communities through a variety of mechanisms. community outreach, coalition building, and the
In one community, students from the CD team ability to work with diverse populations.
volunteered throughout the summer in a summer
day camp that community residents organized as a One former student commented, ‘CD will be
result of the CD. In another community, two team always my foundation for research and inter-
members continued throughout their second year to ventions in communities’. Other former students
work with youth at the neighborhood center. Other commented on specific skills they had learned,
students chose to complete their Individual Projects, such as ‘CD has allowed me to put theory into
a 200 h requirement to work on a specific interven- practice . . . incorporate new skills in quantitative
tion during the summer after their first year, on and qualitative assessment’ and from a second
projects that address issues from the CD they have student, ‘I became more confident in my abili-
just completed. For example, after one community ties, especially communicating with community
had identified lack of recreation as a major concern, members’.
one student worked with the recreation department The intensity of working in communities from
to develop programs in the community center. which the students may differ by class, race or
religion frequently stimulates personal reflection
Student growth and development and growth. One student saw CD as an opportunity
Community diagnosis has become a cornerstone for enhancing her cultural sensitivity, ‘Doing a CD
of the Department of Health Behavior and Health in an African-American community forced me to
Education. Although it is frequently stressful for critically examine what I knew about cultural
those students in the midst of the experience, it sensitivity’. The combination of classroom discus-
fosters respect and a commitment to community- sion and experience in the field prompted one
based assessments among students. In 1996, the student to remark, ‘Until we talked about race and
Department’s Curricula and Competencies Com- culture [in class], I never really thought about
mittee surveyed alumni from 1990 to 1996 as part separating the two but I did experience how they
of an evaluation of the field training component differ during CD’.
of the MPH program. The survey found that for Despite the challenges of the CD experience,
many students, CD provides a strong orientation many alumni appreciate its value more once they
toward community involvement, the opportunity have entered the job market. One graduate com-
to develop a number of skills, and to thoroughly mented that:
examine and understand public health concerns
from the community’s perspective. . . . the more I think back on the CD experience,
Graduates working in both practice and research the more I realize how valuable it was, despite
settings also report that CD has helped them in the frustration at the time in actually doing it!
their careers. One graduate wrote:
. . . I have used a modified process of CD in
I think the CD approach is very relevant to most of my jobs since I graduated. [(DHBHE,
health educators today. Because CD offers 1996), p. 15]
students first-hand experience with comprehen-
sive needs assessments in community settings, A 1991 graduate noted that ‘just having [CD]
HBHE graduates are equipped to work in com- on my resume impresses employers. Having ‘local’
munity settings and, moreover, to advocate experience seems very valuable in this field. The
for working with communities. Working in a skills learned were applicable in many settings in
research setting as I do, the skills I acquired addition to the field’ [(DHBHE, 1996), p. 13].
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Obstacles and lessons learned For the students, CD demands a significant time
commitment and work on a student team, and can
Maintaining the CD process as a part of the increase students’ general stress level. The field
curriculum requires grappling with numerous coordinator utilizes formal and informal evaluation
challenges. For the Department of Health strategies to assess student reactions, and to insti-
Behavior and Health Education, faculty and staff tute any changes that will make the process more
time required by CD represent a significant fiscal manageable. Within the Department of Health
commitment. The current field coordinator is an Behavior and Health Education, an ongoing tension
assistant professor in a tenure track line, and the has been the enormous amount of student time and
time commitments of CD conflict with pressures energy involved in CD. Since 1995, the field
on her for more typical activities such as seeking coordinator and other faculty members have made
external funding and publication. Certainly, these substantial efforts to better integrate core courses,
dual expectations emphasize the crucial importance coordinate dates of examinations and papers, and
of full departmental support that recognizes the clearly distinguish course content to avoid duplica-
field coordinator’s contribution to practice and tion. Informal surveys of students that assess the
service. While the School of Public Health has amount of time they spend on their core courses
changed its promotion and tenure guidelines to indicates some success in the past 3 years in
enable faculty promotion through practice, success- reducing the average amount of time. Undertaking
fully balancing the CD process and other require- a CD process as a component of any curricula
ments for promotion will prove to be a significant requires continual examination of the impact on
challenge. that curriculum.
Since communities must be located within a A potential but rare challenge occurs when teams
reasonable driving distance, there is a risk of encounter community organizations or members
overusing and exhausting nearby counties and that do not want to work with them. To avoid
communities that may also be working with other this possibility, the field coordinator works with
university programs (i.e. City and Regional Plan- preceptors in meeting with community members
ning, Social Work, Medicine, Nursing, etc.). To and agencies, as appropriate, prior to the start of
address this issue, the field coordinator tracks the CD, and asks preceptors to actively work to
which communities have had a prior CD and engage teams and key community members very
teams only return to a community when there is a early in the process. However, the complexity
specific request to do so. The field coordinator of who speaks for a community can sometimes
works closely with potential preceptors to deter- create difficult situations. Recently, one community
mine whether there has been or is ongoing student group requested a CD team without prior consulta-
involvement in a community prior to the final tion with the local Community Advisory Com-
decision to work in that community. Additionally, mittee. That Committee, angered by a previous
the University of North Carolina is in the process of researcher’s mistreatment, slowed the team’s
developing a web page and database, SERV-NC, access to many community members. Following
that will specifically facilitate faculty awareness extensive discussions with the preceptor, the
and collaboration on placement of students in Community Advisory Committee, the team and
community settings. The field coordinator has been the field coordinator, it was decided that the team
an active participant in shaping that initiative. should persist in its work while respecting the
However, the concern about potential burdens on Committee’s wishes about which community
the community is one that the entire university members to interview; the team worked closely
will continue to discuss as more emphasis on with their preceptor to develop an alternative
community-based education occurs in a variety of interviewing plan. In another community near
academic programs. the university, students encountered some verbal
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