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Abstract—The rollout of advanced metering infrastructure, design for individual sites rather than the assessment of the
advanced distribution automation schemes and integration of overall PQ state of a power distribution network.
generation into distribution networks, along with a raising of In some cases, the analysis of data obtained from monitor-
awareness of power quality (PQ), means that there is an increase
in the availability of power system monitoring data. In partic- ing activities involves the determination of the voltage total
ular, the data for harmonics, whether it be voltage or current harmonic distortion (VTHD) in order to gain a preliminary
harmonics, is now available from a large number of sites, and overview of the harmonic performance at a monitored site.
from a diverse range of PQ instruments. The traditional analysis However, there are two main drawbacks of this approach.
and reporting of power quality examines harmonic orders to the Firstly, if a site has poor VTHD performance (i.e. the overall
50th. This means that the harmonic data available for analysis
is significantly larger than, for example, steady state voltage VTHD is beyond that which is defined by relevant standards
variations where only a few parameters are examined (e.g. the or operational requirements), the VTHD does not give an
voltage on each phase). Higher frequency components, sometimes indication of the individual harmonic order(s) which is (are)
termed high frequency harmonics, in the 10–250 kHz range causing a problem. Secondly, a VTHD value which is below a
arising primarily due to power electronic interfaced generation set limit does not automatically ensure that all harmonic orders
are also becoming significant. Given the vast amount of harmonic
data that will be captured through grid instrumentation, a are below their respective limits.
significant challenge lies in developing methods of analysis and Researchers and practitioners worldwide have developed
reporting that reduces the data to a form that is easily understood ways for reducing large quantities of data [4], obtained from
and clearly identifies issues but does not omit important details. monitoring instruments, to simple indices, graphical represen-
This paper introduces a number of novel methods of analysis and tations and reporting formats that do not require specialist
reporting which can be used to reduce vast amounts of harmonic
data for individual harmonic orders down to a small number of technical knowledge [2]. In [5], the authors have devised a
indices or graphical representations which can be used to describe novel method of visualising the compliance of the voltage
harmonic behaviour at an individual site as well as at many sites magnitude at individual sites as well as across an entire
across an electricity network. The methods presented can be used network. The method is restricted to RMS voltage levels
to rank site performance in order for mitigation strategies. The and is quite effective in displaying both typical and atypical
application of each of the methods described is investigated using
real-world data. performing sites. However, the analysis falls short of easy
identification of the atypical sites.
Index Terms—power system harmonics, power system man-
The authors of [6] present an evaluation of a number of
agement, power system measurements, power quality.
different PQ indices, including those which can be used for
harmonic analysis. However, as reported, the focus is on total
I. I NTRODUCTION harmonic distortion (THD), either averaged across sites, or
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large polluters. A PQ survey conducted at a large educational an individual site is of concern. This multi-stage approach to
site is presented in [8]. The authors explore a method for identifying and then investigating problematic sites provides
identifying atypical buses within the site by assessing VTHD. a means of easily recognising sites that require additional
Once again, this raises the possibility of out-of-limit values for analysis.
individual harmonic orders masked by the THD calculation.
The study presented in [9] presents a world view of a distri-
A. Harmonic Compliance Index
bution zone with the intent of determining mitigation methods
for harmonic pollution levels. The focus is on THD, but there The harmonic compliance index (HCI) is designed to in-
is also an attempt to address the levels of individual, lower- dicate the compliance of individual harmonic orders at a site
order harmonics (predominantly 5th and 7th ) for harmonic with relevant limits. As discussed in Section I, due to lack of
filter requirements. The approach identifies the worst affected data or other resources, THD has previously been used as an
system bus but will not identify typical and atypical buses in indicator of compliance with limits. However, it is possible
the distribution zone. to have a THD value which is well below the THD limit but
In their discussion of the PQ compatibility, the authors of still have individual harmonic orders that exceed individual
[10] focus on how a large customer provides evidence of harmonic order limits. The HCI addresses this shortfall by
compliance prior to connection. They provide a well developed providing an immediate indication of whether any harmonic
procedure in which simulation and measurement are used. order at a site is above the limit and if so, to what extent. The
However, with the focus being on a single site, the effect on HCI is calculated using (1);
other customers in the same distribution zone is not addressed.
HT HD H2 H3
This paper introduces a number of novel methods which HCI = max , , ,...,
HT HD limit H2 limit H3 limit
can be used to reduce large amounts of harmonic data for Hn
individual harmonic orders down to a small number of indices × 100%, (1)
Hn limit
or graphical representations which can be used to describe
harmonic behaviour at an individual site as well as at many where HT HD represents the THD of the signal under investi-
sites across an electricity network. The methods presented gation, HT HD limit represents the maximum allowable THD,
can identify poor performing sites and therefore provide a Hn represents the magnitude of harmonic n and Hn limit
means by which to rank site performance, and can be used represents the allowable limit of harmonic n (variable for
to determine sites which require further investigation. It is different compliance requirements).
also possible to classify sites and investigate site clustering In considering the application of (1), if all harmonic orders
to determine if particular loads or other factors are present. at a site are below their respective limits as defined by
The remainder of this paper is organised as follows. In standards or operational requirements, the HCI value will be
Section II, indices will be introduced which describe the less than 100%. In this case, the index also indicates the
harmonic performance of a site. The first index is designed margin available before any harmonic order reaches its limit. If
to indicate the overall compliance performance of the entire any harmonic order is above its limit, the HCI will be greater
harmonic spectrum with respect to harmonic limits. Further than 100 and it will indicate how far above the limit the worst
indices, which aren’t related to compliance, are designed to de- performing harmonic order is.
scribe the characteristics or ‘shape’ of the harmonic spectrum The HCI can be used to rank sites in order to determine
which can be used to determine if there is unusual harmonic the sites which require attention. Fig. 1 shows a sample of a
behaviour at a site. Following the discussion of individual site graphical representation of the HCI, showing how it can be
indices, Section III presents a method which may be used used to rank sites.
to indicate the harmonic performance of many sites within a
network. In all cases, the application of each of the methods Sample HCI Distribution
800
described is investigated using data from the Australian Long 700
HCI (%)
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harmonic order(s) which is (are) above the limit and whether 2.5
or not the harmonic spectrum is atypical.
Three new parameters to describe the shape of a harmonic 2
spectrum are proposed. The first parameter gives a type of
average, highlighting where the harmonic orders are centred. 1.5
Magnitude
This parameter is hereafter referred to as the Average Har-
monic, hav . The other two parameters give an indication of 1
Magnitude
Average Harmonic calculation is to produce an indicator of
where most of the harmonic spectrum is concentrated. In the 1
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Applying these definitions to Cases A and B as shown in Examining the results in Table III further, although the lower
Fig. 2, gives the results in Table II. In the first instance, the and upper bounds appear reasonable, the bandwidths are not
identical. The reason for this can be seen by examining the
TABLE II examples given, in the following section.
P RELIMINARY I NDEX VALUES FOR C ASES A AND B c) Discussion of method: Assuming a spectrum with
harmonics present at h1 and h2 , each of unit magnitude and
Case A Case B
using n = 1. From (3);
hav 9 15.5
h0low hi H n
P
6.9 9.5 h1 + h2
h0high 13.8 21.4 hav (n) = P ni = (7)
Hi 2
BW 0 6.9 11.9
From (4);
values in Table II appear to be reasonable. However, if Cases C P n
H 2 2h1 h2
and D in Fig. 3 are examined, identical bandwidths would be hlow (n)0 = P Hi2 = = (8)
expected for both cases. However, as the calculation values for i 1/h1 + 1/h2 h1 + h2
hi
the relevant parameters which are shown in Table III indicate,
this is not the case. From (5);
P 2 n
1.2 h H h2 + h22
hhigh (n)0 = P i in = 1 (9)
hi Hi h1 + h2
1
0.8
This can be re-expressed as (10);
Magnitude
0.6 (h1 − h2 )2
BW 0 = (10)
2hav
0.4
h i
0.6
From (12), it is possible to determine the final values of
0.4
hlow and hhigh as follows:
0.2
hlow = hav − BW/2 (13)
0
3 5 7 9 11 13 15 17 19 21 23 25
Harmonic Order hhigh = hav + BW/2 (14)
(b) Case D
The results of applying these revised definitions to all of
Fig. 3. Sample Harmonic Spectrums - Cases C and D Cases A-D (Figs 2 and 3) are shown in Table IV.
TABLE IV
TABLE III T ESTING D EFINITIONS U SING C ASES A-D
T ESTING D EFINITIONS U SING C ASES C AND D
Case A Case B Case C Case D
Case C Case D hav 9 15.5 4 24
hav 4 24 hlow 3.4 5.9 3 23
h0low 3.8 24.0 hhigh 14.6 25.1 5 25
h0high 4.3 24 BW 11.2 19.2 2 2
BW 0 0.5 0.08
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placed around the average, but there are many spectra in which 1.8
1.6
this is not so, such as Case A in Fig. 2. The lowest frequency
1.4
calculated is 3.4 which is less than any harmonic present. 1.2
Magnitude
The problem is that the bandwidth was assumed to be equally 1
0.4
is placed so that the spectra above the average is related to
0.2
the spectra below by a ratio r, to be determined rather than 0
given the default value of 0.5 as implied in (13) and (14). The 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25
Harmonic/Order
expression for r can be found from the preliminary values of
hhigh (n)0 and hlow (n)0 .
Fig. 4. Site 1 Harmonic Spectrum
hhigh (n)0 − hav
r= (15)
hav − hlow (n)0 Site/2/Harmonic/Spectrum
0.9
Whence better values for hhigh and hlow can be determined.
0.8
1 0.7
hlow = hav − BW (16)
r+1 0.6
Magnitude
0.5
1
hhigh = hav + BW (17) 0.4
r+1 0.3
Table V. 0.1
0
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25
TABLE V Harmonic/Order
R EVISED D EFINITION FOR L OWER AND U PPER F REQUENCIES , C ASE A
Case A Previous Definition Case A Revised Definition Fig. 5. Site 2 Harmonic Spectrum
hav 9 9
hlow 3.4 5.6
higher than expected 21st harmonic level and Site 3 having a
hhigh 14.6 12.4
higher than expected 15th harmonic level. The calculation for
BW 11.2 11.2
the bandwidth also correctly predicts that Site 2 will have a
spectrum which has significant harmonic magnitude at a larger
4) Examples: Harmonic spectrum data collected from harmonic order than Site 3 or Site 1.
medium voltage (MV) sites as part of the Australian Long 5) Application of Methodology - Typical and Atypical Sites:
Term National Power Quality Survey (LTNPQS) [12] [13] The key purpose of this analysis is to determine which of many
have been used to give an indication of how the calculations sites are performing poorly or otherwise need attention. This
present data from spectrums with a range of shapes. The first poses the question; if the sites are assessed by hlow and hhigh ,
selected spectrum, as shown in Fig. 4, is a typical shape for how can the indices be used to determine site performance
an MV site connected to an Australian distribution network. and provide a method of identifying sites which are atypical
The second and third spectrums selected for investigation, or in need of attention? Answering this question requires a
shown in Figs 5 and 6, have higher than normal 21st and methodology to separate typical and atypical sites.
high 15th harmonic levels respectively. Table VI shows the The approach taken is to consider hlow and hhigh separately
calculated shape parameters for the three sites using n = 2. at first. In the case of hlow , a histogram of the site values from
Examination of Table VI shows that the final methodology lowest to largest can be constructed. The lowest 5% and the
highest 5% of site can be considered as the atypical sites. This
TABLE VI approach can then be repeated for hhigh . Sites may then be
C ALCULATED I NDICES FOR S ITES 1, 2 AND 3
classified into 4 types:
hav hlow hhigh BW • Normal
Site 1 5.50 4.60 7.08 2.48 • Atypical hlow and typical hhigh
Site 2 8.68 4.93 15.19 10.26 • Atypical hhigh and typical hlow
Site 3 8.37 4.74 13.04 8.30 • Atypical hlow and atypical hhigh
Once again, data from the LTNPQS has been used to
gives results which are reasonably intuitive. In all cases, hlow give an indication of typical and atypical sites for Australian
is approximately 5. This is accurate as all sites have a similar distribution networks. Harmonic data up to the 25th order has
spectrum for lower harmonic orders. The reader will observe been analysed from a total of 79, 11 kV sites. For each site
that hhigh accurately ranks the sites based on Site 2 having a the hav , hlow , hhigh and BW have been calculated. Fig. 7
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Site/3/Harmonic/Spectrum 95th percentile values. For example, a site with a hav value of
1.4 less than 5.5 or greater than 9.9 would be considered atypical
1.2 and deserving of attention. Similar statements may be made
1
for the other indices.
As a further explanation, this method of analysis identifies
0.8
Magnitude
21
19 that it will clearly indicate the harmonic orders which are
17 of concern, the percentage of sites which may be above the
15 limit for a particular harmonic order and the distribution of
13 values across the entire network for each harmonic order. This
11 distribution of values is important as it can be used to indicate
9 if systemic problems exist across all sites, or if harmonic
7 issues are only present at just a small number of outlier sites.
5 For example, for the 3rd harmonic shown in Fig. 8, the even
2 2.5 3 3.5 4 4.5 5 5.5 6 distribution of values tends to indicate that there are a large
Hlow (Harmonic Order) number of sites affected by 3rd harmonic. Similarly, the 21st
harmonic has an even distribution with more than 50% of
Fig. 7. Scattergraph of hhigh and hlow for 79, 11 kV Sites
the sites exceeding the recommended value. These harmonic
orders may require a network-wide solution. However, for the
Statistical analysis was performed on the site data shown in 5th harmonic, the compact spread and large maximum value
Fig. 7 to produce the results shown in Table VII. indicates that specific issues at relatively few sites are the cause
of the harmonic exceeding the recommended value for this
harmonic order. Hence, any solutions would be more localised.
TABLE VII
S TATISTICAL I NDEX VALUES C ALCULATED ACROSS 79 S ITES
IV. F URTHER D EVELOPMENTS AND C ONCLUSIONS
Statistic hav hlow hhigh BW
5th Percentile 5.5 4.5 7.1 2.6 This paper introduced novel harmonic-analysis and report-
Average 7.3 4.7 12.3 7.6 ing techniques that can be used determine the harmonic site
95th Percentile 9.9 5.1 17.2 12.4 and network performance using data collected at a large num-
ber of measurement locations. The volume of data produced
Table VII indicates that for the sites shown, the harmonic as a consequence of the high number of measurement points
spectrum for the 11 kV sites assessed predominately begins at means that traditional methods of evaluating the level of
the 5th harmonic. From the 95th percentile values for hhigh , the harmonic distortion that exists in a network are no longer
highest harmonic order with significant magnitude is the 17th . suitable, and fail to produce a user friendly visualisation
From the values shown in Table VII it is possible to determine method. The techniques described in this paper address the
preliminary limits for each of the indices based on the 5th and issues associated with the large volume of data and are able
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300
100%
90%
250
80%
200 70%
% of Limit
60%
150 50%
40%
100 30%
20%
50
10%
Limit
0
2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25
Harmonic Order
to produce a small number of meaningful indices, even for a [9] C. Barbulescu, M. Cornoiu, S. Kilyeni, C. Stoian, and P. Stoian, “Electric
large number of harmonic orders. power quality issues: Harmonic analysis for real network,” in IEEE
EUROCON, Jul. 2013.
The concept of the harmonic compliance index (HCI) has [10] R. Torrezan, S. U. Ahn, C. Escobar, A. S. P. Gaona, A. V. D. Oliveira,
been introduced to give a quick indication of whether or A. N. D. Souza, A. C. P. Martins, and N. C. Jesus, “Proposals for
not any individual harmonic order is above the limit at any improvement of methodology and process of collecting and analyzing
compatibility of power quality indicators in distribution systems,” in
particular site. The current HCI is limited with respect to site IEEE/PES Transmission and Distribution Conference and Exposition:
ranking in that it may rank a site with a single large harmonic Latin America (T&D-LA), Nov. 2010.
worse than a site with many harmonic orders above the limit. [11] “IEEE Recommended Practice for Establishing Transformer Capability
When Supplying Non-sinusoidal Load Currents,” Tech. Rep. ANSI/IEEE
Refinement of the index to solve this issue is the subject of Std C57.110-1986, 1988.
further work. [12] S. Elphick, V. Gosbell, and R. Barr, “The Australian Long Term
Power Quality Monitoring Project,” in 13th International Conference
Novel indices to describe the shape of the harmonic spec- on Harmonics and Quality of Power (ICHQP), Sep. 2008.
trum at a site have been presented. In this study, raw harmonic [13] S. Elphick, V. Smith, V. Gosbell, and R. Barr, “The Australian Long
magnitudes have been used. It is possible to perform similar Term Power Quality Survey Project Update,” in 14th International
Conference on Harmonics and Quality of Power (ICHQP), Sep. 2010.
calculations using normalised harmonic values (i.e. harmonic
values divided by their respective limits). Again this is an S. Elphick graduated from the University of Wollongong with a BE
area of future work and ultimately may prove more insightful (Elec)(Hons) degree in 2002. He commenced employment with the Integral
than the methods presented in this paper. Finally, a graphical Energy Power Quality Centre in 2003. Initially employed to work on a
Strategic Partnerships with Industry - Research and Training Scheme (SPIRT)
method of network reporting of harmonics has been presented project dealing with power quality monitoring and reporting techniques. His
which shows extensive detail of the harmonic performance current activities include delivery of the Long Term National Power Quality
across many sites in a compact form. Survey, a first of its type in Australia as well as various other power quality
related research and consulting projects.
V. Gosbell (SLM’2012) obtained his BSc, BE and PhD degrees from the Uni-
R EFERENCES versity of Sydney. He has held academic positions at the University of Sydney
and the University of Wollongong where he became the foundation Professor
[1] A. Baggini (Editor), Handbook of Power Quality. United Kingdom: of Power Engineering. He is now an Emeritus Professor at the University
John Wiley & Sons Ltd, 2008. of Wollongong and Technical Advisor to the Australian Power Quality and
[2] P. Caramia, G. Carpinelli, and P. Verde, Power Quality Indices in Reliability Centre. He is currently working on harmonic management, power
Liberalized Markets. United Kingdom: John Wiley & Sons Ltd, 2009. quality monitoring and standards. He is a member of Australian standards
[3] K. D. McBee and M. G. Simoes, “Utilizing a smart grid monitoring and CIGRE sub-committees and is a Fellow of the Institution of Engineers,
system to improve voltage quality of customers,” IEEE Transactions on Australia.
Smart Grid, vol. 3, no. 2, pp. 738–743, Jun. 2012.
[4] M. F. McGranaghan and S. Santoso, “Challenges and trends in analyses V. Smith graduated from the NSW Institute of Technology in 1979. In 1981,
of electric power quality measurement data,” EURASIP Journal on he studied for his MSc degree at the University of Manchester Institute of
Advances in Signal Processing, Dec. 2007. Science and Technology (UMIST), UK. In 1995, Dr Smith received his PhD
[5] J. Rens and T. Stander, “On the reporting of power quality,” in 11th from Sydney University. Dr Smith joined the Australian Power Quality Centre
International Conference on Electrical Power Quality and Utilisation at the University of Wollongong in 1997. He has an interest in measurement
(EPQU), Oct. 2011. and reporting of power quality disturbances, network transient phenomena
[6] E. A. Mertens, L. F. S. Dias, E. F. A. Fernandes, B. D. Bonatto, J. P. G. and their control, and power quality aspects of distributed generation.
Abreu, and H. Arango, “Evaluation and trends of power quality indices
in distribution system,” in 9th International Conference on Electrical P. Ciufo (SM’2007) graduated from the University of Wollongong with
Power Quality and Utilisation (EPQU), Oct. 2007. a B.E. (Hons) in Electrical Engineering. He obtained an M.E. (Hons) in
[7] G. Rafajlovski, K. Najdenkoski, L. Nikoloski, and H. Haidvogl, “Power Electrical Engineering in 1993 and completed his Ph.D. in 2002. He joined
quality monitoring and sample size analysis beyond EN 50160 and the University in 2008 after spending time in industry. His research interests
IEC61000-4-30,” in 22nd International Conference and Exhibition on include Modelling and Analysis of Power Distribution Systems and AC
Electricity Distribution (CIRED 2013), Jun. 2013. machines, Advanced Distribution System Automation, Power Quality.
[8] N. Karthikeyan, S. Sasitharan, K. S. Bhaskar, M. K. Mishra, and
B. K. Kumar, “Power quality survey in a technological institute,” in S. Perera (SM’2012) received the B.Sc.(Eng) degree in electrical power
International Conference on Power Systems (ICPS ’09), Dec. 2009. engineering from the University of Moratuwa, Sri Lanka, a M.Eng.Sc. degree
from the University of New South Wales, Australia, and the Ph.D. degree
from the University of Wollongong, Australia. He is a Professor and the
Technical Director of the Australian Power Quality and Reliability Centre
at the University of Wollongong.
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