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The Analytic Hierarchy Process in Medical and Health Care Decision Making: A
Literature Review

Article  in  European Journal of Operational Research · August 2008


DOI: 10.1016/j.ejor.2007.05.001 · Source: RePEc

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European Journal of Operational Research 189 (2008) 194–207


www.elsevier.com/locate/ejor

O.R. Applications

The analytic hierarchy process in medical and health


care decision making: A literature review
1
Matthew J. Liberatore *, Robert L. Nydick
Department of Decision and Information Technologies, Villanova University, Villanova, PA 19085, United States

Received 22 August 2005; accepted 3 May 2007


Available online 22 May 2007

Abstract

This paper presents a literature review of the application of the analytic hierarchy process (AHP) to important problems
in medical and health care decision making. The literature is classified by year of publication, health care category, journal,
method of analyzing alternatives, participants, and application type. Very few articles were published prior to 1988 and the
level of activity has increased to about three articles per year since 1997. The 50 articles reviewed were classified in seven
categories: diagnosis, patient participation, therapy/treatment, organ transplantation, project and technology evaluation
and selection, human resource planning, and health care evaluation and policy. The largest number of articles was found
in the project and technology evaluation and selection category (14) with substantial activity in patient participation (9),
therapy/treatment (8), and health care evaluation and policy (8). The AHP appears to be a promising support tool for
shared decision making between patient and doctor, evaluation and selection of therapies and treatments, and the evalu-
ation of health care technologies and policies. We expect that AHP research will continue to be an important component of
health care and medical research.
 2007 Elsevier B.V. All rights reserved.

Keywords: Health care; Analytic hierarchy process; Decision making

1. Introduction percentage is projected to increase to 18.7% in 10


years (Centers for Medicare and Medicaid Services
The United States continues to devote ever- and US Bureau of the Census, 2004). Total national
increasing amounts of its resources to health care. health expenditures increased by 7.7% in 2003, four
The most recent statistics published by the US gov- times the rate of inflation (Smith et al., 2005). Given
ernment indicate that health care spending was pro- the magnitude of these numbers and expenditures,
jected to reach $1.7 trillion or 15.3% of its gross improvement in health care and medical decision
domestic product (GDP) in 2003. In addition, this making can reap substantial benefits for both
patients and health care providers alike. A variety
*
of decision making methods and tools are available
Corresponding author. Tel.: +1 610 519 4390.
E-mail addresses: matthew.liberatore@villanova.edu (M.J.
to support health care and medical decision making.
Liberatore), robert.nydick@villanova.edu (R.L. Nydick). The purpose of this paper is to review and assess
1
Tel.: +1 610 519 6444. the application of a well-known and widely used

0377-2217/$ - see front matter  2007 Elsevier B.V. All rights reserved.
doi:10.1016/j.ejor.2007.05.001
M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207 195

decision making methodology, called the analytic differences in factors such as costs and infection
hierarchy process (AHP), to important problems rates are subjectively interpreted, and the modeling
in medical and health care decision making. approach does not adequately represent the decision
making problem and produces a unitless, and there-
2. AHP background fore meaningless, score. Dolan (1990) and Dolan
and Bordley (1993) have argued convincingly
The AHP, developed by Saaty (1977, 1996), is a against these claims. A tutorial on the use of the
decision making method for prioritizing alternatives AHP in medical decision making has been offered
when multiple criteria must be considered. This by Dolan et al. (1989). These authors also describe
approach allows the decision maker to structure the theory of the AHP and demonstrate how it
problems in the form of a hierarchy or a set of inte- can be applied to a typical medical decision. Feeg
grated levels, such as, the goal, the criteria, and the (1999) reports that the AHP compares favorably
alternatives. The primary advantage of the AHP is with magnitude estimation (ME) scaling for devel-
its use of pairwise comparisons to obtain a ratio oping the weights for a set of elements such as sub-
scale of measurement. Ratio scales are a natural jects’ intensity of perceptions in nursing studies.
means of comparison among alternatives and Several authors have discussed the use of the
enable the measurement of both tangible and intan- AHP across a broad range of applications in health
gible factors. and medical decision making. Hatcher (1994)
An AHP analysis uses pairwise comparisons to describes how the AHP can be included within a
measure the impact of items on one level of the hier- group decision support process (GDSS) and how
archy on the next higher level. For example, the cri- the resulting system can be applied in a variety of
teria are pairwise compared in terms of their ability health care decision making settings. Sloane et al.
to achieve the goal, and the alternatives are pairwise (2002) discusses the applicability of the AHP for
compared in terms of their ability to achieve each of medical and hospital decision support and briefly
the criteria. At each level, the pairwise comparisons describes three completed studies (reviewed below)
are organized into a matrix and the weights of the and three on-going studies.
items being compared are determined by computing
the maximum eigenvalue of the matrix. A weighted 3. Research methodology
averaging approach is used to combine the results
across levels of the hierarchy to compute a final To identify those journal articles that describe an
weight for each alternative. application of the AHP in health care and medical
In cases where many alternatives need to be eval- decision making, an extensive search was conducted
uated, the AHP ratings approach is often used. This of the literature. The research process included vari-
approach requires that a series of ratings or intensi- ous English language database searches using the
ties be developed for each criterion (for example, AHP keywords ‘‘AHP,’’ ‘‘Analytic Hierarchy Pro-
excellent, very good, good, fair, and poor). These cess,’’ ‘‘eigenvector,’’ ‘‘eigenvalue,’’ and ‘‘pairwise
intensities must be pairwise compared for each crite- comparisons.’’ We searched Pub Med, CINAL
rion, and then alternatives are evaluated by selecting (The Cumulative Index to Nursing and Allied Health
the appropriate intensity for each criterion. Literature), and PsycINFO using the AHP key-
Another important advantage of the AHP is that words. In addition, we searched ABI/Inform (busi-
it allows for inconsistency in judgment. However, ness) and Compendex (engineering) using AHP
the AHP also measures the degree to which the judg- keywords in conjunction with the health care and
ments are inconsistent and establishes an acceptable medical keywords ‘‘health,’’ ‘‘health care,’’ ‘‘medi-
tolerance level for the degree of inconsistency. Other cal,’’ and ‘‘medical decision making.’’
advantages and the disadvantages of the AHP have The topics of the articles, which were uncovered in
been extensively described and debated elsewhere. the database searches were screened to determine: (1)
For example, a series of articles in Management Sci- if the AHP methodology had been applied, and (2)
ence (Dyer, 1990a,b; Harker and Vargas, 1990; whether the AHP application fits within the medical
Saaty, 1990; Winkler, 1990) address the comparisons and health care field. We used the MeSH (Medical
of the AHP and multi-attribute utility theory. Subject Headings) controlled vocabulary thesaurus,
Eckman (1989) offers a critique of the AHP and provided by the National Library of Medicine, to
argues that the pairwise comparisons are arbitrary, accomplish the latter task (www.nlm.nih.gov/pubs/
196 M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207

factsheets/mesh.html). If the topic of an AHP article

Total

14

50
4
8
8
4

9
found in our database search appears on the MeSH

2006
list of descriptors, the article is included in this paper.

1
1

3
Our search excluded conference proceedings and

2005
doctorial dissertations since we assume that impor-

2
tant research will eventually appear in academic or

2004
profession journals. We also exclude non-English

4
language publications from our search.

2003

3
2002
4. Classification

3
2001
A total of 50 articles that address specific AHP

3
applications were included in this review. Each arti-

2000

3
cle was reviewed and classified by year of publica-

1999
tion, health care category, journal, method of

1
1
1
1

4
analyzing alternatives, participants, and application

1998
type. Very few articles were published prior to 1988

2
and the level of activity has increased to about three

1997
articles per year since 1997. The articles were classi-

1
1

5
1996
fied in seven categories: diagnosis, patient participa-

2
tion, therapy/treatment, organ transplantation,

1995
project and technology evaluation and selection,

1
1

2
human resource planning, and health care evalua-

1994
tion and policy. The largest number of articles was

2
found in the project and technology evaluation 1993

1
1

2
and selection category (14) with substantial activity
1992

in patient participation (9), therapy/treatment (8), 1

2
and health care evaluation and policy (8) (Table
1991

1). Nearly 60% of the articles addressed health care 1

1
management/administration issues with the remain-
1990

1
1

2
ing addressing patient care issues (Table 2).
1988

Concerning AHP model characteristics, almost


2

2
three-quarters of the articles used pairwise compar-
1988

isons for evaluating the alternatives with the


1

remainder using the ratings method (Table 3). Sur-


1987
AHP health care journal article counts by category by year

prisingly, in over two-thirds of the articles the neces-


sary pairwise comparisons were assessed using
1986

judgments from a group of individuals (Table 4).


1985

The 50 articles appeared in 39 different journals with


the largest number of articles (6) appearing in Med-
1984

ical Decision Making, followed by Socio-Economic


Planning Sciences (3) and with five journals, includ-
1983

ing European Journal of Operational Research, pub-


1982

lishing two articles (Table 5).


Year

1981

5. Research review
1

1
Project and technology

Health care evaluation


Organ transplantation

5.1. Overview
Health care category

Patient participation
Therapy/treatment

evaluation and

Human resource

and policy
planning

In what follows, we briefly review the articles


selection
Table 1

Diagnosis

classified in the medical and health care categories


Total

listed in Table 1.
M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207 197

Table 2 Table 5
Type of AHP application Journal list and article count
Application type Count Journal Name Article
Management/administration 29 count
Patient care 21 Academic Medicine 1
Archives of Pediatrics and Adolescent Medicine 1
Total 50
BMC Medical Informatics and Decision Making 1
Computers and Industrial Engineering 1
Computers and Operations Research 2
Table 3 Expert Systems with Applications 1
Method for evaluating alternatives European Journal of Operational Research 2
Health Expectations 1
Evaluation method Count
Health Progress 1
Pairwise 36 The Hong Kong Radiographers Journal 1
Ratings 12 Hospital Topics 1
N/A 2 IEEE Transactions on Systems, Man, and 1
Cybernetics
Total 50
International Journal of Artificial Organs 1
International Journal of Health Care Quality 1
Assurance
Table 4 International Journal of Health Planning and 1
Participants involved in the application Management
Participants Count International Journal of Operations and Production 1
Management
Individual 13 International Journal of Services Technology and 1
Group 34 Management
Both 1 International Journal of Technology Assessment in 1
N/A 2 Health Care
Total 50 International Transactions in Operational Research 1
Journal of Clinical Epidemiology 1
Journal of Critical Care 1
Journal of General Internal Medicine 2
5.2. Diagnosis Journal of Health Care Marketing 1
Journal of Medical Systems 1
The AHP has been suggested and applied for use Journal of Pharmaceutical Marketing & 1
in medical diagnosis. Dolan et al. (1993) used the Management
Journal of Rehabilitation Research and 1
AHP to determine if endoscopy is overused for Development
low risk patients with acute upper gastrointestinal Journal of the Operational Research Society 1
bleeding. Twenty-five patients and 20 physicians Mathematics and Computers in Simulation 1
participated in the study. The model consisted of Medical Decision Making 6
five criteria: identify exact cause of bleeding, avoid Methods of Information in Medicine 1
Operations Research 1
test complications, minimize cost, avoid poor out- Pediatric Nursing 1
comes from bleeding, and minimize length of stay. Quality Review Bulletin 1
The treatments considered include: immediate Respiratory Care 1
endoscopy, routine endoscopy, upper GI X-ray, Socio Economic Planning Sciences 3
and no routine test. Endoscopy was used 85% of The Journal of Urology 1
Theoretical Medicine 1
the time at the authors’ hospital, and was preferred Theoretical Medicine and Bioethics 2
by 92% of the patients, but only by 55% of the phy- Total Quality Management 1
sicians. The difference between patient and physi-
Total 50
cian preferences related to the ranking of the
criterion: identify the cause of bleeding.
Castro et al. (1996) applied the AHP to the copy. The overall diagnostic capability for each test
sequential selection of diagnostic tests for the anal- was measured by weighing the diagnostic capability
ysis of upper abdominal pain. The criteria consid- of each of the possible disorders (gastritis, ulcer,
ered were cost, discomfort, risk, and diagnostic cholecystitis, and pancreatitis) by the probability
ability, while the alternatives were abdominal CT, of the disorder. Cost data for each test were obtained,
upper GI series, abdominal ultrasound, and endos- while discomfort and risk were determined
198 M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207

subjectively. Based on the judgments of five physi- especially as related to colorectal cancer screening.
cians that were combined using the geometric mean, Dolan and Bordley (1992) described how the AHP
the recommended initial test was the upper GI could be used to disseminate guidelines for colorec-
series. Assuming this test was negative, the proba- tal cancer screening. The AHP model includes five
bilities of the various disorders were updated using criteria: decrease risk of colorectal cancer, avoid
Bayesian analysis, leading to revised diagnostic false-positive screening tests, avoid screening test
capabilities for each of the tests. The second AHP side effects, minimize costs, and avoid inconvenience
analysis yielded abdominal ultrasound as the best associated with screening. The alternatives include:
test. The process of alternating between AHP and no screening, fecal occult blood tests (FOBT) annu-
Bayesian analysis can be reiterated as often as nec- ally and sigmoidoscopy (SIG) every 3 years, SIG
essary to arrive at more informed choices. every 3 years, Barium enema (BE) every 5 years,
Saaty and Vargas (1998) showed how the AHP colonoscopy (COL) every 5 years, FOBT annually
framework with dependence across levels in the and BE every 5 years, and FOBT annually and
hierarchy can incorporate expert judgment for med- COL every 5 years. The doctor and patient would
ical diagnosis with or without statistical data. The modify the model as needed, and then one or both
authors also showed that if expert judgment is would complete the analysis.
unavailable, the approach produces results that Following this study, Dolan and Bordley (1993)
agree with Bayes Theorem. The application of the considered the hypothetical scenario of a 40-year-
model to a case study involves a woman in her sec- old man who has a risk factor that increases to
ond trimester who is admitted to the hospital with 20% his chance of developing a common serious dis-
specific symptoms. Four diagnoses were considered ease over the next 10 years. Alternatives include: do
by the doctor given the set of symptoms. The out- nothing, diet alone, and diet plus the addition of one
come is a compromise between the Bayesian of two possible drugs that differ in cost and effec-
approach which requires empirical evidence to make tiveness. Four criteria are considered: reduce the
a diagnosis, and the more subjective clinical risk of developing the disease, avoid side effects,
approach, in which physicians use experience, evi- minimize out-of-pocket costs, and avoid hassles. A
dence, and environmental variables to diagnose doctor–patient dialogue is presented to illustrate
patients. the process.
Using the AHP, Bahill et al. (1995) elicited and Dolan (1995) continued this research stream on
organized the knowledge of domain experts that colorectal cancer screening. In this study, 20 volun-
was incorporated into a decision support system teers were recruited to perform an AHP analysis of
to help speech clinicians diagnose children who have five screening regimens for colon cancer. These vol-
begun to stutter. The knowledge is arranged in a unteers were asked to imagine they were 50 years
hierarchy and divided into rules that dealt with old, had a first-degree relative with colon cancer,
information obtained from an examination of a and were making a decision about a colon cancer
child and rules that dealt with information acquired screening program for the next 25 years. The model
from a case history interview. The knowledge was consisted of criteria and alternatives similar to those
broken down to individual questions which were used in Dolan and Bordley (1992). Ninety percent of
then decomposed into possible answers that were the patients were able and willing to use the AHP.
pairwise compared according to their importance. The difference between this result and the hypothe-
When the system was used, three clinicians with sized 25% was significant. Dolan (2000) updated his
widely differing backgrounds produced diagnostic AHP colorectal cancer screening approach using the
opinions that had little variability and were indistin- guidelines of the American Gastroenterological
guishable from the diagnoses of a panel of five expe- Association.
rienced clinicians. Peralta-Carcelen et al. (1997) used the AHP to
assess the preferences of pregnant women, pediatri-
5.3. Patient participation cians, and obstetricians for the policies of the Amer-
ican College of Obstetrics and Gynecology (ACOG)
Patient participation in the medical decision and American Academy of Pediatrics (AAP) for
making process has been addressed in several stud- reducing the incidence of neonatal group B strepto-
ies. Dolan and his colleagues have addressed shared coccal (GBS) sepsis. The five criteria include: risk of
decision making between patients and physicians, infection in infant, mother’s knowledge of GBS sta-
M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207 199

tus, risk of anaphylaxis in mother, diagnostic tests patient was asked to identify and rate up to three
received by infant, and cost. The results indicate criteria and consider screening and no screening as
that 81% of the pregnant women and 65% of the alternatives. The results demonstrated that a well-
pediatricians preferred the AAP guidelines, while designed decision-counseling protocol administered
83% of the obstetricians preferred the ACOG guide- by a trained facilitator can be successfully imple-
lines. Ninety percent of the women found the pro- mented in a primary care patient population.
cess to be useful and 88% said they would like this Hummel et al. (2005) used the AHP to assist a
approach to be used by physicians in making patient rehabilitation team in evaluating the performance
care decisions. Seventy-three percent of pediatri- of two alternatives (functional electrical stimulation
cians and only 43% of obstetricians reported that (FES) and conventional surgery) to improve the
this technique would be useful in patient care. arm–hand function in people with sixth cervical ver-
Singpurwalla et al. (1999) apply the AHP to tebra level Motor Group 2 tetraplegia. The main
patient–physician shared decision making for two criteria were ease of use, social acceptance, arm–
procedures: menopause treatment and cosmetic eye- hand function, minimal risks, and minimal load of
lid surgery. For eyelid surgery, the criteria were treatment. The expert team consisted of two rehabil-
facilitate eye makeup application, mental attitude, itation physicians, two occupational therapists, two
life of procedure, minimize scarring, and minimize physiotherapists, and one social worker, as well as a
costs, with the alternatives being no surgery or sur- person with C6 complete tetraplegia. The team per-
gery. For menopause treatment, the criteria are formed all criteria, subcriteria, and alternative pair-
minimize costs, minimize breast cancer risk, protect wise comparisons. The rehabilitation team preferred
against osteoporosis, protect against cardiovascular conventional surgery (56%) to FES (44%). Potential
disease, minimize risk of endometrial cancer, mini- recipients were then included in the study to see if
mize breast cancer risk, and minimize medication they had different views on the level of importance
side effects, with the alternatives of non-medical of the evaluation factors and the final weightings
approach, estrogen replacement therapy, and hor- of the alternatives. Eight rehabilitation centers spe-
mone replacement therapy. For each procedure cializing in SCI care in the Netherlands selected 34
eight patient–physician pairs completed the neces- persons with C6-level tetraplegia to participate in
sary pairwise comparisons. AHP models were con- the study. Patients gave more weight to burden of
structed to assess patient and physicians attitudes treatment and less weight to functional improve-
towards using the AHP in shared decision making. ment. Using the criteria weights of the 34 potential
The majority of both patients and physicians agreed recipients and substituting the expert panel subcrite-
that this approach improved patient–physician ria and alternative weights did not change the over-
communication, and thus assists shared decision all preference to conventional surgery.
making. The majority of the patients felt this Richman et al. (2006) applied the AHP for pros-
approach was preferable to the conventional doc- tate cancer treatment selection. The main criteria
tor–patient mode of decision making. considered include: chance for cancer cure, risk of
Liberatore et al. (2003) applied the AHP as part cancer progression, long-term survival, quality of
of a decision counseling protocol to assist African– life, limit acute complications of treatment, risk
American men to decide if they will undergo a pros- from blood transfusion, and cost to patient. Mem-
tate cancer screening examination (digital rectal bers from both patient and physician-expert groups
exam and PSA test). The risk of dying from the dis- evaluated all criteria and subcriteria using pairwise
ease is elevated by a factor of at least two among comparisons. The expert physician panel also pro-
African–American men. Recommendations about vided weighted judgments linking the alternate
annual screening exams are inconclusive since no treatment options with each of the lowest level
randomized trials have demonstrated that screening subobjectives. The results of both analyses were
can reduce mortality from prostate cancer. In addi- combined to provide a prioritized list of the alterna-
tion, the diagnosis and treatment of early-stage tive treatments for both the patients and partici-
prostate cancer can cause substantial adverse out- pants. The aggregated list of treatment options
comes. The decision-counseling protocol included was similar for the patient and physician groups,
an educational component followed by a decision as well the rank order of the main criteria. Concor-
making session. A modified version of the AHP dance between initial treatment choice and the high-
was used in the decision making session, where the est weighted model option was 59% for the patients
200 M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207

but only 42% for the physicians. This study vali- uncomplicated cases of positive tuberculin tests.
dates the usefulness of a computer based model to The alternatives considered were three representa-
produce individualized, rational, clinically appro- tive patients 20, 35, and 50 years old, who had posi-
priate prostate cancer disease management decisions tive tuberculin tests of unknown duration and three
without physician bias. the same ages whose positive tests had converted
from negative to positive in the past 2 years. The
5.4. Therapy/treatment two classes of criteria include: avoid tuberculosis
(pulmonary and extra pulmonary) and avoid side
The AHP has seen application for the evaluation effects (fatal and non-fatal). Published data were
and selection of medical treatments and therapies. used to estimate how well each alternative fulfilled
This work did not involve the patient in the decision the evaluative criteria, and formed the basis for
making process. Dolan et al. (1989) provided a the required pairwise comparisons. Depending upon
detailed review of the theoretical foundations and the relative importance of developing active tuber-
methodology of the AHP using the treatment of a culosis as compared to avoiding isoniazid-related
dog bite wound as a motivating example. Dolan side effects, the preferred treatment strategy will dif-
(1989) applied the AHP to select an antibiotic regi- fer. This result shows the importance of taking an
men to treat a young women hospitalized with acute individualized approach for the management of
pyelonephritis (kidney infection). The alternatives these patients’ care.
are seven intravenous antibiotic regimens. Criteria Singh et al. (2006) applied the AHP to help
included maximize cure, minimize adverse effects decide on the preferred treatment for adults present-
(three categories), minimize cost, and minimize ing with a sore throat. The criteria considered were
resistance. The criteria weights were based on pair- reduce symptom duration, prevent infectious com-
wise comparisons made by 61 practicing clinicians. plication (local and systemic), minimize antibiotic
The weights for the regimens relative to maximize side effects (minor and anaphylaxis), and prudent
cure were based on the expected likelihoods of use of antibiotics (avoid under and over treatment).
potential pathogens and their anticipated antibiotic All criteria and subcriteria were assigned the same
susceptibilities. Five internists classified each type of weight, with the exception of anaphylaxis which
adverse effect, and odds of occurrence were used to was judged to be strongly more important than
generate the weights. The cost weights were based minor side effects. The alternatives were no test,
on charges for the various regimens at the partici- no treatment; rapid strep test and treat if positive;
pating hospital. The resistance of the regimens was throat culture and treat if positive; rapid strep test
based on the judgments of three members of the and treat if positive, and if negative, throat culture
hospital’s infectious disease unit. and treat if positive; and treat without further tests.
Dolan (1990) addressed the evaluation of treat- Four scenarios are evaluated for each of the possible
ment options for an adult with idiopathic nephritic values of the Centor score, a well validated clinical
syndrome. Previous analysis using single attribute index. Published data were used to estimate how
utility analysis based on quality-adjusted life years well each alternative fulfilled the evaluative criteria,
found that two of the options, empiric steroids and formed the basis for the required pairwise com-
and biopsy first, had nearly identical expected utili- parisons. Depending upon the Centor score, the
ties. However, some authors had indicated that sev- preferred treatment strategy will differ, and these
eral relevant factors were not included in the results are sensitive to the weights assigned to the
analysis. Dolan first recreated these results using criteria. Optimal clinical management depends on
the AHP, and then included a subjective criterion both the clinical probability of a group A strepto-
(maximize indirect benefits) to increase the represen- coccal infection and clinical judgments that incorpo-
tativeness of the model. Two different standpoints rate individual patent and practice circumstances.
were analyzed using the expanded model. In one Carter et al. (1999) applied the AHP and the ana-
case empiric steroids was preferred, in the other, lytic network process (ANP – allows feedback in the
biopsy first was preferred. The results show that hierarchy) and compared them with a Markov
the AHP offers several advantages over single attri- process (transitions related to the progression or
bute models. non-progression with the disease) for evaluation of
Dolan and Bordley (1994) applied the AHP to treatment for a patient who has breast cancer. The
help decide whether to use isoniazid prophylaxis in AHP model considered cancer concerns, patient
M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207 201

concerns, and complications arising from the ther- et al. (1990) applied the AHP to develop a rating sys-
apy. Observation, radiation, tamoxifen, a combina- tem allocation of cadaver livers for orthotopic trans-
tion of radiation and tamoxifen, and simple plantation. The five major criteria considered were:
mastectomy were the alternatives considered. All logistical considerations, tissue compatibility, wait-
three models agreed on the ranking of the preferred ing time, financial considerations, and medical status.
treatment-radiation and tamoxifen, but there were A variety of medical and health care professionals at
variations in the rankings of the other alternatives. the University Health Center of Pittsburgh were
AHP and ANP required less development time than interviewed to develop the hierarchy. All patients
the Markov process. The Markov process did pro- for a possible liver transplant would be screened by
vide more detailed results, whereas AHP and ANP a selection committee, and after acceptance as a
gave only rank orders of the alternatives, but transplant candidate, would be stratified by size
included more patient input. and by blood type into appropriate lists. Patients that
Koch and Ridgley (1998) discussed how the AHP met appropriate inclusion screening criteria would
could be used to measure the humaneness of individ- then be ranked for selection. Using sample cases,
uals. Such measurement might potentially impact the AHP model results were favorably compared
decisions about life-sustaining care for individuals with the existing multifactorial point system.
such as anencephalic infants. There were three crite- Koch and his colleagues have conducted several
ria used: past performance, present capability, and studies related to organ transplantation issues for
future potential. Several subcriteria were identified sick children. Koch (1996) discussed the issues
and three alternatives were considered: Baby K, an related to the selection of individuals for inclusion
anencephalic infant; Normal Infant; and Arthur on organ transplantation lists, and the process of
Ashe, Jr., who was HIV infected after receiving assigning organs to specific individuals. The author
tainted blood in the 1980s. The process was tested argued that prescriptive factors affect the selection
at the Hospital for Sick Children, Toronto. of individuals as transplant candidates, and that
Chang et al. (2004) discussed the application of rank waiting time for the transplant is not the sole
the AHP as part of a case-based reasoning (CBR) factor in determining organ recipients. The model
approach for patient discharge planning in Tai- considered includes four normative criteria: com-
wan. Categories of long-term resources available patibility, medical status, financial, and waiting
include senior welfare institutions, community care time, as well as logistics. In addition, a preliminary
resources, and home care resources, with 24 options set of prescriptive criteria and subcriteria was pro-
in total. Using information obtained from experts, posed by the author to help determine placement
the seven evaluation dimensions selected include: on a transplant list, and was under discussion at a
functional conditions, physical conditions, main hospital for sick children in Canada.
caregiver(s), support systems, nursing care, basic Koch and Rowell (1997) developed a set of crite-
information, and medical care awareness. Each ria and subcriteria for organ transplant eligibility
evaluation dimension is composed of several indi- that was analyzed by two focus groups at a hospital
ces. The AHP is used to establish the weights of for sick children in Canada. The criteria include:
each of the seven evaluation dimensions and the intelligence, survival, physical independence, activ-
indices that comprise them. The suggested approach ity following a successful transplant, social recogni-
requires computing a weighted average similarity tion, and compliance. Each focus group discussed
index for a new case as compared with evaluated the required pairwise comparisons, and the judg-
cases within the database. To verify the feasibility ments of the participants were combined using the
of the suggested approach, it was applied to dis- geometric mean. The results relating to the impor-
charge cases in neurology and pulmonary from a tance of the criteria are discussed in detail, and dif-
medical center in Taiwan. High levels of similarity ferences with US and international surveys on this
and accuracy of discharge planning were achieved topic are noted. Survival and activity were the most
for five sample cases. highly weighted criteria, while intelligence and com-
pliance were viewed as much less important. Koch
5.5. Organ transplantation and Rowell (1999) continued with this stream of
research and discussed the results obtained from
The AHP has seen application for organ trans- four small focus groups, including two hospital
plant eligibility and allocation decisions. Cook groups, members of a local chapter of the Down
202 M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207

Syndrome Family Association, and a control group AHP. The model was developed iteratively, based
of citizens drawn from Toronto Beaches commu- on pairwise comparisons supplied by the hospital’s
nity. Survival was strongly valued over all other cri- directors of respiratory therapy and clinical engi-
teria. Some differences on the importance of neering. The four categories of criteria in order of
compliance were found among the groups. their importance were: safety, clinical factors, bio-
medical engineering factors, and cost. Intensities
5.6. Project and technology evaluation and selection (rating categories) and their weights were developed
for the 46 evaluative criteria. The alternatives con-
There have been numerous applications of the sidered were the existing ventilator, an updated ver-
AHP for selection and evaluation of projects and sion, and a state-of-the-art unit, with the latter
technology in health care settings. Turri (1988) having the highest overall score. The participants
described the application of the AHP to assist a hos- found the AHP to be easy to use and apply, and
pital select a magnetic resonance imaging vendor. A supported the decision to purchase the ventilator
committee was appointed to narrow the decision recommended by the model.
alternatives down to three vendors, using price, Cho and Kim (2003) applied the AHP to the
technology, siting, service, service contract, cryogen selection of medical devices and materials for grants
contract, and patient comfort as criteria. The evalu- by the Korean Ministry of Health and Welfare. The
ation process took significantly less time than the three categories of criteria include marketability,
approach previously used. As part of this process, technology applicability, and public benefits, with
researchers interviewed the vendors, studied and subcriteria under the first two categories. Within
compared their price quotations, contacted refer- the hierarchy, the 88 alternatives were organized
ences, and visited operating sites using each ven- into ‘‘middle groups’’ of alternatives which in turn
dor’s equipment. were organized into ‘‘large groups’’ of alternatives.
Hummel et al. (2000a) proposed the application of The funding priorities of the 88 alternatives were
the AHP to the medical technology assessment that identified, and the top 15 products were funded. A
occurs during the development process and prior to team of eight medical personnel and four medical
clinical diffusion. Hummel et al. (2000b) then applied engineers performed the evaluation.
the AHP to perform a constructive medical technol- Tak (2002) discussed the application of the AHP
ogy assessment (CMTA) of a new blood pump called to evaluate image quality of both conventional and
a PUCA (pulsatile catheter pump) pump. The panel computed radiology as part of a benchmarking study
members included a multidisciplinary group of devel- in Hong Kong. The categories of criteria include:
opers, manufacturers, and end-users, including a car- correct image identification, correct marker(s), good
diologist, a surgeon, a veterinarian, and six engineers. exposure, good positioning, region of interest
The assessment was based on medical, economic, and included (mandatory), radiation protection exer-
social factors developed by the team. The evaluation cised, correct cassette size and orientation, no pre-
of the PUCA pump as compared to two competitors ventable artifacts, and correct protocol chosen
led to focusing the pump’s diffusion for use by spe- (computed radiology only). An evaluated image
cific groups of patients and to modifications relating would be rated as 0 or 1 for each subcriterion to
to safety and ease of use. determine the score. A pilot study was underway at
Two studies considered the evaluation of ventila- two hospitals using the evaluation process developed.
tors for hospital purchase. Chatburn and Priamano Rossetti and Selandari (2001) applied the AHP to
(2001) used a formal decision-making tool known as help decide whether a fleet of mobile robots can
an additive, compensatory, multi-attribute utility replace a traditional human-based delivery system
model to help decide how to buy a ventilator at a hos- in clinical laboratories and hospital pharmacies.
pital. Input from various stakeholders is incorporated Their AHP model incorporated economic and tech-
into the decision process. The authors discussed how nical performance factors, as well as social, human,
AHP could be used to develop the various weights and environmental criteria. The technical perfor-
used in the model. The situation described is based mance measures were assessed through computer
on an actual capital budget proposal developed at simulation. The methodology was applied to the
University Hospitals of Cleveland. University of Virginia Health Science Center. The
Sloane et al. (2003) evaluated neonatal ventila- analysis showed that a fleet of mobile robots can be
tors for a new women’s health hospital using the preferred to a human-based transportation system.
M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207 203

Besides the evaluation of health care equipment, this study is one of the top comprehensive health
the AHP has been applied to prioritize various types care organizations in St. Louis. The results indicate
of projects and information systems. Tarimcilar and which projects should be funded and what network
Khaksari (1991) developed an AHP model to prior- design should be selected, and the extent to which
itize capital projects for a mid-sized hospital. The each of the goals is achieved. Kwak and Lee
problem hierarchy includes three major criteria: (2002) used a similar approach for the same health
economic, social, and political. The attributes and care organization in St. Louis to allocate a health
stakeholders form the next levels, and the alterna- care system’s information resources. The four goals,
tives are evaluated with respect to these. In their in priority order are: financial budget, operational
example, the alternatives include: establishing a projects, information management, and personnel.
home health agency, purchasing two urgent care The criteria used to evaluate these goals are: effec-
centers, develop a series of wellness programs, and tiveness, delivery, partnership, competitiveness;
establish several specialty outpatient clinics. The and costs. The results indicate which projects should
analysis led to the wellness and urgent care options be funded by year and the extent to which each of
having the highest and nearly identical final scores, the goals is achieved.
and both of these options were selected for invest-
ment and are operating successfully. 5.7. Human resource planning
Ross and Nydick (1992, 1994) presented a case
study that describes Sterling Pharmaceutical’s The AHP has seen application in hospital human
AHP-based approach for allocating their R&D resource planning and in the selection of resident
budget to cancer research projects. More than 100 physicians. Kwak et al. (1997) developed an AHP-
oncology opportunities are examined by Sterling based human resource planning model for hospital
each year, with the vast majority of these rejected. laboratory personnel. Ten stakeholders participated
Four evaluation criteria were identified: scientific in a Delphi process that determined the set of fac-
data, fit with available resources, compatibility with tors and the required pairwise comparisons for sep-
oncology strategy and portfolio, and financial and arate demand and supply models. The alternatives
business strategic fit. Judgments were provided by were the different levels of the degree of change of
a group of experts and the alternatives were rated demand and supply of laboratory personnel. The
using the intensity levels identified by the experts. resulting AHP priorities were treated as probabili-
The model was developed so that the alternative ties, and subjective probability distributions and
projects can be evaluated sequentially. An evalua- expected values were generated for the changes in
tion of a previous set of proposals identified the demand and supply. After combining the results
minimum AHP score that resulted in a funding of the participants, the importance priority, impact
recommendation. on demand or supply, and net effect (impact · prior-
Kahen and Sayers (1997) discussed the possible ity) of each supply and demand factor was deter-
application of the AHP to the selection of medical mined. The paper concludes by discussing those
expert systems for transfer to developing countries. factors found to have the largest net effects, so that
The appropriateness of these technologies for devel- supply and demand can be brought into balance.
oping countries, the criteria to be used in selection Weingarten et al. (1997) discussed an AHP
of the technology to be transferred, and the need approach for the selection of 5-year general surgery
for a systematic approach to the evaluation are dis- residents. The AHP ratings model consists of three
cussed. The hierarchy could include efficiency and criteria: academic performance, personal fit, and
effectiveness criteria, along with criteria addressing surgical appropriateness. The weights of the criteria
progress, adequacy, relevance, and impact. and the scores of the candidates were obtained from
Lee and Kwak (1999) developed an integer goal the resident selection committee. The AHP
programming (GP) model that aids in allocating a approach was run in parallel with the existing sys-
health care system’s information resources for stra- tem that uses the average of a 0–10 candidate scor-
tegic planning. The AHP was used to establish the ing (traditional ranking), followed by a final
priorities of the health care system’s goals. The four meeting where the candidates are discussed and
major goals are: budget allocation, project imple- ranked (advocacy ranking). The AHP and tradi-
mentation, network construction, and human tional rankings were significantly correlated in both
resource allocation. The health care system used in years. The AHP ranking was correlated with the
204 M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207

advocacy ranking in the first year only. The results weight for each hospital. Dey et al. (2004) used a
support the use of the AHP as a viable alternative similar approach to evaluate the performance of an
to the traditional process. intensive care unit in a Barbados hospital. Hariha-
In a similar study, Hemaida and Kalb (2001) ran et al. (2005) reports on continuing research on
applied the AHP for selecting first-year family prac- the evaluation of tertiary care hospitals and applies
tice residents at a Midwest medical center. The crite- the methodology described above to ICUs in Barba-
ria were developed based on responses from a group dos, Trinidad, and India.
of 17 residents, faculty, and hospital administrators. Using the AHP, Longo and Masella (2002) eval-
The ten members of the Residency Recruitment uated the performance of alternative organizational
Committee developed the pairwise comparisons of processes within different operating blocks, such as
the six selected criteria. Pairwise comparisons of a patient care, in eight Italian hospitals. The evalua-
random sample of four of the ten candidates selected tions are based on cost, quality, income, and an
for personal interview were made by the two co- overall perspective that equally weights the three
chairs of the Recruitment Committee and the vice criteria. Judgments are provided by the authors in
president of human resources. The ranking of these conjunction with nurses and clinicians.
four candidates was consistent with the informal Ahsan and Bartema (2004) applied the AHP to
ranking system currently in use. Benefits included evaluate the performance of the thana health com-
focusing on the key decision factors, reducing plexes (THCs) that provide primary health care
decision making time, and making the process more facilities to 85% for the population in Bangladesh.
efficient and less subjective. The five key criteria include: THC activities, mater-
nal care, child health, family planning, and manage-
5.8. Health care evaluation and policy ment. Experts participated in a Delphi process and
scored all the criteria and subcriteria. Seven thanas
Several studies have applied the AHP for the were evaluated based on quantitative data collected
evaluation of health care facilities and in health care from the public health department of the agency
policy analysis. Early studies include the work of sponsoring the study. Differences in the perfor-
Hannan et al. (1981) who applied the AHP to mance of the thanas for each of the five key criteria
develop ranks and priority weights for the condi- and overall were analyzed. The results can be used
tions and standards for New York State’s long-term to determine those thanas that require improve-
care facilities. A set of tentative decision rules were ments in specific areas and in decision making
developed that define actions to be taken if specific related to expanding new facilities.
standards or conditions are not met. Odynocki Chang (2006) applies the AHP as part of a study
(1983) applied the AHP to study the legislative con- of service quality for a nursing home. The subject
flict over National Health Insurance Policy during nursing home is located in Taiwan and provides
the Carter administration using a forward–back- 24 hour care and medical or rehabilitation service.
ward planning process. Quality function deployment was used to translate
Recently there has been increased interest in customer needs into appropriate technical require-
applying the AHP to the evaluation of health care ments and services. The five main criteria (taking
facilities. Hariharan et al. (2004) and Dey et al. care of patient livelihood, nursing personnel atti-
(2004) described how the AHP can be used to evalu- tude, food and drink hygiene, the hardware of the
ate the performance of hospitals. Hariharan et al. organization, and medical treatment services) were
(2004) evaluated two tertiary care hospitals in Bar- organized into 35 client demand subcriteria. The cri-
bados and India, identified areas where each hospital teria and subcriteria were pairwise compared by a
did not perform well, and suggested recommenda- sample of 30 nursing home residents. The degree
tions for improvement. A questionnaire was used to which each of the subcriteria contributes to the
to help clinicians and managers to identify the most technical design elements for the nursing home
important evaluation factors. Brainstorming was was then determined. Taking into consideration
conducted to finalize the list of critical success fac- the correlation among the quality factors, a fuzzy
tors through consensus building and to obtain all utility value was computed to determine the techni-
needed pairwise comparisons. The key criteria are: cal importance of the quality characteristics. The
patient care, establishment, and administration. A most important areas requiring improvement were
ratings approach was also used to compute a final identified as emergency processing speed, profes-
M.J. Liberatore, R.L. Nydick / European Journal of Operational Research 189 (2008) 194–207 205

sional medical personnel, and complete and accu- Sequential test selection in the analysis of abdominal pain.
rate resident information. Medical Decision Making 16 (2), 178–183.
Centers for Medicare and Medicaid Services, Office of the
Actuary, National Health Statistics Group and US Depart-
6. Discussion and conclusions ment of Commerce, Bureau of Economic Analysis and
Bureau of the Census. http://www.cms.hhs.gov/statistics/
Health care and medical decision making has nhe/projections-2003/t2.asp.
been an early and on-going application area for Chang, C-L., 2006. Application of quality function deployment
launches to enhancing nursing home service quality. Total
the AHP, a proven decision-making methodology Quality Management 17 (3), 287–302.
that has seen widespread applications across numer- Chang, C., Cheng, B., Su, J., 2004. Using case-based reasoning to
ous fields. This review identifies a substantial body establish a continuing care information system of discharge
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The AHP appears to be well suited to group deci- materials for development in Korea: The analytic hierarchy
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participation and therapy/treatment are two appli- tion of livers for orthotopic transplantation: An application
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