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INTRODUCTION
Over the years, water treatment related issues are becoming expensive as governments are
not only giving emphasis to treat wastewater in order to protect their resources but the
concept of reuse & recycling is also becoming an important aspect. Not only this, residues
emanating there from, and other treatment by- products are also being included in the overall
wastewater management system. On the other hand, emphasis is also being given to clean
technologies to minimize waste production. However, in countries like India, the treatment
issue is dominant and receiving due attention these days.
During the past two decades, several new sewage treatment technologies have been
developed and are being adopted in many developing countries particularly in the South-
East Asian region including India. Some of the technologies are Fluidized Aerobic Bed
(FAB), Anaerobic Filter (AF), Expanded Granular Sludge Blanket (EGSB), Sequencing
Batch Reactor (SBR), Membrane Bioreactor (MBR), Fluidized Aerated Bed Reactor (FAB),
Submerged Aeration Fixed Film Reactor (SAFF), BIOFOR (Biological Filter Oxygenated
Reactor), Upflow Anaerobic Sludge Blanket (UASB) process etc. Every technology has its
pros & cons and therefore has to be applied in accordance to the local conditions.
In India, where the government has felt a need to prevent pollution of its rivers and
preserving natural resources, a major action plan has been formulated under which a good
number of towns and cities have been identified by the National River Conservation
Directorate under the Ministry of Environment & Forests (MoEF), Government of India.
The objective of river action plan is to conserve the river water bodies. Within this
framework, the Ganga Action Plan (GAP) was incepted and implemented in mid 80’s. After
the implementation of GAP in few states, Yamuna Action Plan (YAP) was formulated in
early 1990 for the states of Uttar Pradesh, Haryana and Delhi where major part of Yamuna
River flows. The YAP was funded by JBIC (formerly OECF, Japan) under a soft loan
bilaterally agreed arrangement. The total expenditure incurred under YAP Phase I and II was
Rs. 6820 million, under which a sewage treatment capacity of 753 MLD has been created
(MoEF, 2006).
In many countries, UASB has been applied for the treatment of high strength wastewater,
but in India, it has been employed for the treatment of domestic wastewater (Lucas Seghezzo
et al 1998). Brazil and Columbia are the other two countries in the world where this
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technology has been used (Lucas Seghezzo et al 1998). It is now being used and gaining
popularity in other countries like in Ras-Al-Khaimah (UAE), Angola, Indonesia etc.
With respect to the application of UASB technology, the experience gained in India is unique
and diverse. India is one of the leading countries in terms of the amount of sewage volume
treated by the UASB process (Sato et al, 2007) . It has been recognized as one of the most
cost effective and suitable sewage treatment process considering the environmental
requirements in India. At present large number of sewage treatment plants based on the
UASB are in operation and many are in pipeline which are likely to be commissioned within
coming years. These plants have come up under different national plans during the last 20
years under various river catchments, i.e., GAP from Himalayan region to the Bay Bengal,
Sabarmati in the state of Gujarat, Godavari in the states of Maharasthra and Andhra Pradesh,
Sutlaj in the state of Punjab, Khan in the state of Madhya Pradesh and YAP. However, the
present study focuses on economic viability of different technologies for sewage treatment
which still remains untreated in India.
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CHAPTER 2
LITERATURE REVIEW
Water is one of the most valuable natural resources in the world. Unfortunately, it is being rapidly
contaminated and urgent measures need to be taken for avoid its damage. In many countries, wastewater
is released directly to lakes and rivers without treatment, and environmentally and economically feasible
methods for wastewater treatment, are therefore, urgently needed.
A large number of technologies have been developed to achieve pollutant removal from wastewater.
Both aerobic and anaerobic wastewater treatment systems are currently in use. They can be seen as
complementary to each other, since in some situations anaerobic systems can not fulfil the requirements
of effluent quality. The aerobic treatment processes were predominant in the biological treatment of
wastewater up to the seventies. Interest in anaerobic processes emerged 10-15 years later due to the
increase in energy costs. The anaerobic treatment of wastewater does not consume energy but can even
produce energy through methane generation. The two major advantages of anaerobic wastewater
treatment, which explain its progress at the expense of the classic aerobic treatment, are less sludge
growth and considerable energy saving.
The Up-flow Anaerobic Sludge Blanket (UASB) reactor is considered to be one of the most
successful anaerobic systems, capable of forming dense aggregates by auto immobilisation and
consequently allowing high-rate reactor performance (Kaluzhnyi et al, 2006). Its primary use is in
the treatment of high concentration industrial wastewaters, but it can be also used in the treatment
of municipal wastewater which has a lower contaminant strength (Leitão, 2004). Because of its
simple design, easy construction and maintenance, low operating cost and ability to withstand
fluctuations in pH, temperature and influent substrate concentration, it has gained in popularity
(Alvarez et al, 2006).
The final objective of the biological treatment of wastewater is the transformation of dissolved
and particulate organic constituents into acceptable end products such as carbon dioxide, methane
and new organic materials. Suspended and non-settleable colloidal solids and micro-organisms are
incorporated into a biological floc or biofilm. Nutrients such as nitrogen and phosphorus are
transformed or removed during the treatment due biochemical reactions. In industrial wastewater,
some of the constituents may be toxic to microorganisms, so some type of pre-treatment could be
required prior to the biological treatment.
The removal and stabilization of dissolved and particulate carbonaceous organic matter found in
wastewater are carried out biologically using a variety of micro-organisms, principally bacteria.
In anaerobic digestion, these micro-organisms convert organic matter into simple end products
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and additional biomass following the general equation for anaerobic biological degradation
(Romero, 1999):
Anaerobic digestion is one of the oldest technologies for stabilizing wastewaters and sludge. It has
been applied since the end of the 19th century, mainly for the treatment of household waste (water)
in septic tanks, for the treatment of slurries in digesters and for the treatment of sewage sludge in
municipal treatment plants.
The interest in the use of anaerobic treatment processes can be addressed by considering the
advantages and disadvantages of these processes. The principal advantages of the anaerobic
treatment are the fact that the process is net energy producer instead of an energy user, its low
biomass production, the low nutrient requirements and the high volumetric loadings possible. The
disadvantages of the anaerobic compared with anaerobic processes are mainly operational
considerations, such as long start up time, the possible need to neutralize the acidity by adding
alkali; and that further treatment may be required, e.g. effluent polishing to improve the quality of
the treated water (Tchobanoglous, 2003).
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CHAPTER 3
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to CPCB report on inventorization of STPs in India published in March 2015, the states/UTs generating
various amounts of sewage are shown in Figure 3.1. There are three states which contribute to more than
5000MLD of sewage whereas Lakshadweep is a UT contributing to 10MLD as shown in Table 2. The
five states i.e., Maharashtra (13%), Gujarat (7%), Uttar Pradesh (12%), Delhi (7%) and Tamil Nadu
(9%) contributed to around 50% of the sewage generated in India whereas 67% of the total sewage
treatment capacity is installed in these states/UTs. The overall BOD load discharged into surface water
bodies has been assessed as 14352.7TPD out of which less than 1% is contributed by industries (CPCB,
2016). The raw sewage characteristics with respect to BOD, COD and TSS are reported to range from
50 – 250mg/L (185.5mg/L), 100 – 700mg/L (481 mg/L) and 100 – 500 mg/L (328mg/L) with average
values in parenthesis. Average COD to BOD ratio is found to be around 2.6 (CPCB, 2005).
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3.2 Status of Sewage Treatment in India
During 2015, the installed treatment capacity of STPs was 37.58% of the total sewage generated by
Urban Agglomerations out of which 81.12% of the sewage was under operational capacity of installed
STPs while 5.32% was non-operational, 10.86% of the sewage would be treated in STPs under
construction and 2.70% of the sewage was under proposed capacity as shown in Figure 3.2.
Figure 3.2 Sewage Treatment Potential in India
Out of 816 STPs, 522 were in operation whereas 79 STPs were non-operational and 145 STPs were
under construction as shown in Figure 3. The number of STPs proposed are 70 with treatment capacity
of 628.64 MLD.
Figure 3.3 Status of STP in India
There are different technologies which are adopted for the treatment of sewage in India, which includes
Activated Sludge Process (ASP), Waste Stabilization Ponds(WSP), Aerated Lagoons (AL), Trickling
Filters (TF), Fluidizied Aerated Bed (FAB), Upflow Anaerobic Sludge Blanket (UASB), Oxidation
Pond (OP) and advanced technologies like Sequencing Batch Reactor (SBR), Membrane bioreactor
(MBR) (CPCB, 2015). The STPs prevailing in India are shown in Figure 3.4.
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In recent years, UASB technology has been extensively employed for treatment of domestic sewage in
India. It is claimed that 80% of total UASB reactors installed globally for domestic wastewater treatment
are in India (Khalil et al., 2008). 48 UASB based STPs are in operation accounting for around 72% of
the plants and remaining are either non-operational or under construction and commissioning phase
(CPCB, 2015) as shown in Figure 3.5.
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3.3 Performance of UASB based STPs at National Level
The Government of India initiated the Yamuna Action Plan (YAP) in 1993 for conservation of river
Yamuna under which 16 UASB STPs were commissioned (Khalil et al., 2008) and 19 UASB plants
under Ganga Action Plan-Phase I (GAP-I)(CPCB, 2015).The average BOD, COD and TSS removal
efficiency of UASB based plants in India is reported to be 66%, 61% and 65% respectively. The
maximum BOD and COD removal efficiency has been found in UASB based STPs in Hyderabad. 97%
BOD removal efficiency is reported from 30MLD Nallacheruvu plant with 9hrs HRT in UASB reactor
followed by 1 day HRT in facultative aerated lagoons. Similarly 98% COD reduction is obtained in 339
MLD STP in Amberpet, Hyderabad. The HRT of UASB reactor is 8.88 hrs and that of Aeration tanks
and Polishing Ponds are 1day and 12 hrs respectively. Minimum BOD removal efficiency of 44% is
reported from 14MLD STP in Jaganpur, Agra with UASB technology followed by Polishing Ponds for
post treatment whereas 56MLD STP in Ghaziabad has a minimum COD removal efficiency of 42%.
The designed capacity of this plant is 56 MLD whereas actual treatment capacity is 58 MLD (CPCB,
2013). HRT of UASB is 10.7hr and that of Final Polishing Unit is 1.5day (Sato et al.2006). The average
TSS removal efficiency of UASB reactors treating sewage is 65%. Maximum removal efficiency is
found in 78 MLD STP in Kabt Khedi, Indore, Madhya Pradesh and minimum TSS removal efficiency
is of 40 MLD STP in Karnal which is about 42%. UASB alone does not meet discharge standards;
therefore, various post-treatments were used in combination with UASB reactor to achieve desired BOD
and SS reduction (Khalil et al., 2008). The best operating full scale UASB reactor has achieved 67, 70
and 75% of removal efficiencies for COD, BOD and TSS in which temperature varies between 17 and
27ºC (Van Lier et al., 2010).
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can be adopted as post-treatment for treating UASB effluent for low hydraulic and organic rates under
mesophilic conditions in tropical countries (Khan et al., 2011).
10
Figure 3.6 Sectional View of a UASB Reactor
After several weeks of use, larger granules of sludge form which, in turn, act as filters for smaller
particles as the effluent rises through the cushion of sludge. Because of the upflow regime, granule-
forming organisms are preferentially accumulated as the others are washed out.
UASB type units are one in which no special media have to be used since the sludge granules themselves
act as the 'media' and stay in suspension. UASB system is not patented. A typical arrangement of a
UASB type treatment plant for municipal sewage would be as follows:
1. Initial pumping
2. Screening and degritting
3. Main UASB reactor
4. Gas collection and conversion or conveyance
5. Sludge drying bed
6. Post treatment facility
In the UASB process, the whole waste is passed through the anaerobic reactor in an upflow mode, with
a hydraulic retention time (HRT) of only about 8-10 hours at average flow. No prior sedimentation is
11
required. The anaerobic unit does not need to be filled with stones or any other media; the upflowing
sewage itself forms millions of small "granules" or particles of sludge which are held in suspension and
provide a large surface area on which organic matter can attach and undergo biodegradation. A high
solid retention time (SRT) of 30-50 or more days occurs within the unit. No mixers or aerators are
required. The gas produced can be collected and used if desired. Anaerobic systems function
satisfactorily when temperatures inside the reactor are above 18-20°C. Excess sludge is removed from
time to time through a separate pipe and sent to a simple sand bed for drying.
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CHAPTER 4
METHODOLOGY
A good number of sewage treatment plants under various river action plans have been created over
the past two decades. Numerous technologies like activated sludge process, trickling filter, waste
stabilization ponds, UASB and other new technologies have been applied. Based on the reliable
source of data available and experience of authors, an attempt has been made to evaluate the total
annual cost of different sewage treatment technologies operated in India with an objective to compare
and forecast the future prospects of UASB. The total annual cost can be used as a reference for
selecting an appropriate technology for future STP projects in India and other countries having
similar economies. UASB with Final Polishing Unit (FPU), and Extended Aeration System (EAS)
and other common technologies being used in India such as activated sludge process (ASP), Trickling
Filter (TF), Sequencing Batch Reactor (SBR), Moving Bed Bioreactor (MBBR) and Membrane
Bioreactor (MBR) have been considered for total annual cost.
Data on capital costs, O&M costs, land price etc. were collected from various reliable sources. The value
of capital recovery factor is used as 0.124 and cost of land is taken as Rs 2200 per m2. The total annual
cost was calculated by using standard equation,
TAC = CRF x IC + OMC
Where TAC is the total annual cost, CRF the capital recovery factor, IC the initial cost (e.g., for capital,
land), OMC the operation and maintenance cost (e.g., manpower, power, repair, replacement of E&M
items, chemicals). Table 4.1 presents the total annual costs for different technologies on per MLD basis.
It can be seen from Tables 4.1 that the Operation and Maintenance (O&M) Costs for WSP is lowest
followed by UASB with FPU. Although WSP option is lowest but it cannot be considered due to
large area requirement for places where large vacant land may not be available. It can be applied
where land is cheap and easily available which could be possible for small flows in other areas. After
WSP, UASB in combination with FPU gives better proposition in terms of investments as
compared to other technologies. Experience of Trickling Filters has not been very good in India and
therefore it is not recommended anymore. The SBR and MBR offer good effluent quality but their
investment and O&M costs are very high. The second best option is UASB with EAS. Its investment
and O&M costs are not high vis- à-vis the effluent quality is better as compared to UASB+FPU. In a
nutshell, UASB with FPU or EAS still has a better future in India as compared to other technologies.
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Table 4.1 : Evaluation of O&M Cost and Unit Capital Cost on Per MLD basis in Indian Rupees
S.No. Item/Parameter ASP TF WSP UASB+FPU UASB+EAS MBBR SBR MBR
1. Overall HRT (Whole System) 12 - 14 hrs 13 - 14 hrs 8 - 15 days 1.33 - 1.5 days 14 - 18 hrs 8 - 12 hrs 14 - 16 hrs 12 - 14 hrs
2. BOD Removal, % 85 - 95 80 - 90 75 - 85 80 - 88 80 - 95 85 - 95 90 - 95 95 - 98
3. COD Removal, % 80 - 90 85 - 90 70 - 85 80 - 85 80 - 90 80 - 90 88 - 96 95 - 100
4. TSS Removal, % 85 - 90 75 - 85 70 - 85 80 - 85 85 - 90 85 - 95 90 - 96 98 - 100
5. Average Area required (m2/mld) 1,820 1,620 8,000 1,800 1,450 450 300 800
6. Capital Cost, Rs. Lacs per MLD 34 30 13 32.5 34 42 58 85
7. Biogas Generation m3 55 - 70 55 - 70 Nil 35 - 50 35 - 50 Nil Nil Nil
8. Bio - Energy Generation (kWh) 25 - 35 25 - 35 Nil 20 - 30 20 - 30 Nil Nil Nil
9. Annual Power Cost 4.2 3.56 0.17 0.25 1.51 5.29 4.70 5.61
10. Annual Civil, E&M maintenance Costs, Rs. Lacs Per MLD 1.36 1.20 0.13 1.30 1.36 1.68 1.89 13.60
11. Annual Recurring Costs (Chemicals etc.), Rs. Lacs 2.10 2.40 0.25 0.60 0.40 3.60 3.60 0.00
12. Annual Non-Recurring Costs (7 yrs for E&M items) 1.94 0.86 0.09 1.63 2.19 3.60 4.97 8.50
13. Total Annual Manpower O& M cost, Rs. Lacs per MLD 0.32 0.28 0.23 0.30 0.32 0.32 0.33 0.34
14. Total Annual O&M Costs, Rs. Lacs per MLD 9.96 7.43 0.79 2.45 3.58 10.89 10.51 19.55
2
15. Avg. Land Cost Assumed (Per m ), Rs. Lacs 0.0220 0.0220 0.0220 0.0220 0.0220 0.0220 0.0220 0.0220
16. Cost of Land, Rs. Lacs per MLD 40.04 35.64 176.00 39.60 31.90 9.90 6.60 17.60
17. Unit Capital Cost including Land, Rs. Lacs per MLD 74.04 65.64 189.00 72.10 65.90 51.90 64.60 102.60
18. Capital Recovery Factor, CRF 0.124 0.124 0.124 0.124 0.124 0.124 0.124 0.124
19. Total Annual Cost, Rs. Lacs per MLD 19.15 15.60 24.30 11.40 11.76 17.33 18.5 32.24
(Source: MoEF, 2004, 2005 and 2006, UPJN 2006, N. Sato et al. 2006, N. Khalil et al. 2006, EPA USA 2000, Urban Plan Consulting & Engg. Pvt. Ltd., New Delhi, 2007)
14
CHAPTER 5
OBSERVATIONS
With reference to Table 6.1 in previous chapter, the results of this study are presented here in graphical
form. Results are represented by taking median of the data considering major factors of the study as
below:
1. Overall HRT
15
3. Area Requirement ( m2 /MLD)
4. Capital Cost
16
5. Biogas generation and bio-energy generation
17
7. Total Annual Cost ( Rs. Lacs per MLD)
1. The hydraulic retention time (HRT) for UASB reactor coupled with FPU is secong largest after
waste stabilization ponds. This indicates that this combination offers a stable biological
ecosystem due to longer mixing time. However, even longer mixing time is there in WSPs but
they require huge amounts of land, which is not feasible in congested cities like Delhi, Mumbai
etc.
2. By using UASB reactor under most ideal conditions the average values of BOD, COD and TSS
removal are 84%, 82.5% and 82.5% respectively whereas in Indian conditions the on-site values
of the same parameters are 66%, 61% and 65% respectively, which needs to be improved by
further hydrodynamic analysis of the same.
3. Average land requirement is minimum in case of Sequencing Batch Reactor (SBR) but high
capital cost and O&M costs overshadow this, again making UASB reactors the best available
option.
4. Biogas generation and bio-energy generation are found to be maximum in case ASP and TF.
Their capital cost are comparable with UASB reactors but their operation and maintenance costs
are approximately 3 times more than UASBRs.
5. The biogas generated can be used a fuel for running the plant itself as well as to transmit energy
for power generation if the production is in excess.
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6. In terms of total annual O & M costs WSP is the cheapest option but the second best option is
UASB reactor as it can also be used if less amount of land is available.
7. The Total Annual Cost is found to least in case of UASB reactors coupled with FPU after
considering a capital recovery factor of 0.124.
Hence, UASB with FPU or EAS gives the best proposition in India for treatment of sewage than other
technologies adopted in general practice.
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CHAPTER 6
After calculating the Total Annual Cost (TAC) of sewage treatment under various treatment
technologies, cost of treating the remaining amount can be calculated and minimum value out of
those values can be used as the optimum cost of sewage treatment.
As mentioned in Chapter 3,
Hence, it can be seen that the most economical option for treatment of untreated sewage is UASB
reactor with post treatment using final polishing unit in order to meet the disposal standards of
the Indian agencies.
Besides being economical there are many other factors which appreciate the suitablity of UASB
reactors for the above purpose as discussed in previous chapters.
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CHAPTER 7
CONCLUSION
Historical evolution of the application of the UASB based STPs in India and subsequent modifications
over the years with respect to the design, material of construction, operation and maintenance have given
a new dimension to this technology. Reduced capital costs, increased durability of the reactors and
simple operation and maintenance are some of the features of these modifications.
UASB efficiency can further be enhanced if adequate measures related to process operations are
taken. There is need to augment the existing plants, since more stringent standards for biological
quality cannot be met out by the existing plants.
Based on the life cycle cost evaluation of sewage treatment technologies, it can be concluded that UASB
in combination with adequate post-treatment option still offers best proposition compared to other
treatment systems in India. The potential for application of anaerobic treatment systems in the
developing world is enormous. The use of UASB reactors as a core unit can improve the sustainability
of sewage treatment system in these countries. Most of the developing countries have warm tropical and
subtropical climates that are conducive for higher biological activity and productivity, hence better
performance of anaerobic systems (UASB).
It is observed that all UASB based STPs are not capable of producing effluent that follows the
discharge standards in terms of BOD, COD and TSS removal. Minimum removal rates of BOD,
COD and TSS of 42-44% have been found in some plants despite of having post treatment
technologies. As we have seen in previous chapters that BOD, COD and TSS removal efficiencoes
can be achieved in ranges of 80%, but the same is not true here. This may be because of poor
operation and maintenance of STPs such as improper cleaning of screens at inlet and ponds, excess
sludge accumulation in reactors and ponds and hiring of persons with less knowledge of plant
operations.
The underperformance of UASB based STPs in achieving the regulatory standards set forth by the
MOEF & CC has been attributed to some of the following reasons by various researchers and reports:
Actual Capacity of the plants exceeds the Design Capacity of the reactors.
Mixing of Industrial Wastewater along with sewage affects the influent characteristics and design
flow for which the STPs are designed. In turn, the STPs may be subjected to shock organic and
hydraulic loading. The toxic and inhibitory compounds present in industrial wastewater can
affect the biological processes.
Leakage of raising mains/pipelines.
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Improper operation and Maintenance involves non-functioning of bar screens, pumps, flow
measuring devices, Diesel Generator (DG) sets during power failure, gas collection system etc.
To optimize the performance of STPs, the UASB reactors should be maintained and operated properly.
Maximum removal rates are found in some plants which are in combination with post treatment facilities
such as facultative aerated lagoons, aeration tanks and polishing ponds. While most of the STPs are
evaluated for previous discharge standards, they should be re-evaluated for current standards and
necessary measures be taken.
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