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Detection of overweight and obesity in a national sample of

6 –12-y-old Swiss children: accuracy and validity of reference values


for body mass index from the US Centers for Disease Control and
Prevention and the International Obesity Task Force1–3
Michael B Zimmermann, Carolyn Gübeli, Claudia Püntener, and Luciano Molinari

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ABSTRACT Force (IOTF) has also published age- and sex-specific BMI cri-
Background: For defining overweight in children, reference values teria for children and has proposed them as international refer-
for body mass index (BMI) are available from the US Centers for ence values (5). Because these 2 sets of reference criteria differ,
Disease Control and Prevention (CDC) and the International Obesity they may produce different estimates of overweight and obesity
Task Force (IOTF). However, these 2 sets of reference criteria differ, (7–9). Moreover, BMI is an expression of weight, not adiposity,
and their accuracy in classifying adiposity has not yet been validated and the accuracy of these reference values in classifying adipos-
in most countries. ity in children has not yet been validated in most countries (10).
Objective: We compared BMI criteria from the IOTF and the CDC Many methods available to measure body fatness, including
with percentage of body fat (%BF) from multisite skinfold thick- dual-energy X-ray absorptiometry (DXA), underwater weigh-
nesses (SFTs) for identification of overweight in 6 –12-y-old Swiss ing, and total body potassium, are limited by their complexity and
children. cost to research settings (11–14). In clinical and public health
Design: In a representative sample (n ҃ 2431), weight, height, and settings, body fatness has traditionally been estimated from skin-
4 SFTs were measured. Regression and receiver operating charac- fold thicknesses (SFTs) (1, 15, 16). Although single SFT mea-
teristic (ROC) curves were used to evaluate BMI as an indicator of surements have only limited precision (17, 18), reproducibility is
adiposity. improved by using multisite measurements integrated into vali-
Results: BMI and %BF were well correlated (r2 ҃ 0.74), and the dated prediction equations (18, 19). Schaefer et al (18) reported
areas under the ROC curves for overweight and obesity were 0.956 – an intraobserver CV of 2%, which corresponded to 0.4% of
0.992. The sensitivity and specificity of the IOTF and CDC over- fractional fat mass, with the use of multisite SFTs in children.
weight criteria and of the CDC obesity criteria were high. The sen- SFT measurements can accurately predict percentage of body fat
sitivity of the IOTF obesity criteria was only 48% and 62% in boys (%BF) in childhood (13, 18, 20). In the present study, we com-
and girls, respectively. Overall, the performance of the CDC criteria pared the new CDC and IOTF sex-specific BMI-for-age refer-
was superior. With the use of the CDC criteria, the prevalence of ence values to %BF values estimated from multisite SFTs in
overweight in girls and boys was 19.1% and 20.3%, respectively. screening for overweight and obesity in a nationally representa-
Conclusions: BMI is an excellent proxy measure of adiposity in tive sample of 6 –12-y-old Swiss schoolchildren.
6 –12-y-old children. In Swiss children, both BMI criteria accurately
predict overweight, but the sensitivity of the IOTF obesity criteria is
poor. They failed to detect one-half of the children identified as obese SUBJECTS AND METHODS
on the basis of %BF from SFTs. Am J Clin Nutr 2004;79:
A probability-proportionate-to-size cluster sampling based on
838 – 43.
current census data was used to obtain a representative national
sample of 2600 Swiss children aged 6 –12 y. This represents 앒1
KEY WORDS Body mass index, skinfold thickness, anthro-
pometry, percentage of body fat, sensitivity, specificity, children, 1
From the Laboratory for Human Nutrition, Institute for Food Science and
Switzerland
Nutrition (MBZ), and the Institute for Pharmaceutical Science (CG and CP),
Swiss Federal Institute of Technology Zürich, Switzerland; and the Depart-
ment of Growth and Development, University Childrens’ Hospital, Zürich,
INTRODUCTION Switzerland (LM).
2
Measurement of body mass index (BMI; in kg/m2) is a prac- Supported by the Swiss Foundation for Nutrition Research, Zürich, Swit-
tical and reproducible method for classifying overweight in zerland, and the Swiss Federal Institute of Technology, Zürich, Switzerland.
3
adults (1, 2) and is increasingly recommended for screening Reprints not available. Address correspondence to MB Zimmermann,
Laboratory for Human Nutrition, Swiss Federal Institute of Technology
overweight in children and adolescents (3–5). New growth charts
Zürich, PO Box 474, Seestrasse 72, CH-8803 Rüschlikon, Switzerland.
from the US Centers for Disease Control and Prevention (CDC) E-mail: michael.zimmermann@ilw.agrl.ethz.ch.
include age- and sex-specific BMI reference values for children Received May 30, 2003.
and adolescents aged 2–20 y (6). The International Obesity Task Accepted for publication October 22, 2003.

838 Am J Clin Nutr 2004;79:838 – 43. Printed in USA. © 2004 American Society for Clinical Nutrition
DETECTION OF OVERWEIGHT IN SWISS CHILDREN 839
in 250 children in this age group in Switzerland (21). Sixty were used to study sex differences. The 85th and 95th percentiles
communities and schools across Switzerland were identified by of %BF-for-age were calculated separately for boys and girls by
stratified random selection. Three or 4 classrooms were then quantile regression (24). A square root transformation of %BF
randomly selected from each school, and all students from the resulted in a near linear age dependency of the percentiles. Over-
selected classrooms were invited to participate. The average weight and obesity were defined as values above the 85th and
sample size at each school was 45 students, and the number 95th percentiles, respectively, for %BF-for-age. BMI was cal-
varied according to the size of the classrooms. Ethical approval culated as weight (in kg) divided by height2 (in m). The BMI
for the study was obtained from the Swiss Federal Institute of values of the children were compared with the IOTF reference
Technology, Zürich, Switzerland. Written informed consent was data (10) and with reference data from the CDC (11). Children
obtained from the school physician, the teachers, and the parents with a BMI at or above the age-specific cutoffs were defined as
of the children. overweight or obese. For the calculation of the prevalence of
For the measurements, the subjects removed their shoes, emp- overweight and obesity, the sample was divided into 3 age groups
tied their pockets, and wore light indoor clothing. Height and (6 – 8, 9 –10, and 11–12 y). Prevalence data were expressed as
weight were measured by using standard anthropometric tech- percentages and were compared by using chi-square tests.
niques (1). Body weight was measured to the nearest 0.1 kg by Because BMI does not follow a Gaussian distribution, a
using a Tanita digital scale (HD-313; Tanita, Tokyo) calibrated shifted logarithmic transformation, log (x Ҁ 11), was done to

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with standard weights. Height was measured to the nearest make the age-dependent distribution of BMI nearly Gaussian, as
0.1 cm by using a pull-down, metal measuring tape (person- judged by its negligible skewness and kurtosis. Regression of
check REF 44 444, Medizintechnik KaWe; Kirchner & Wilhelm, BMI on %BF by sex was done to describe their relation. Receiver
Asperg, Germany). SFTs were measured by 2 trained examiners operating characteristic (ROC) curves were used to assess the
(CG and CP) using a Harpenden Skinfold Caliper (HSK-BI; performance of BMI in detecting overweight and obesity. Be-
British Indicators, West Sussex, United Kingdom) with a con- cause the distribution of BMI is age dependent, BMI SD scores
stant spring pressure of 10 g/mm2 and a resolution of 0.2 mm. (BMI-SDS), which were adjusted for age, were used. The refer-
SFTs were measured at the triceps, biceps, subscapular, and ence values necessary to calculate SDS were obtained from the
suprailiac sites (22). For the triceps, the midpoint of the back of sample itself; after the shifted logarithmic transformation, means
the upper arm between the tips of the olecranal and acromial and SDs by age were linear for boys and quadratic, with minimal
processes was determined by measuring with the arm flexed at curvature, for girls. The ROC curves for BMI-SDS were con-
90°. With the arm hanging freely at the side, the caliper was structed by calculating the specificity and sensitivity (percent-
applied vertically above the olecranon at the marked level. Over ages) generated by using the percentile cutoffs for the screening
the biceps, the SFT was measured at the same level as the triceps, indexes. The series of sensitivities were then plotted against the
with the arm hanging freely and the palm facing outwards. At the corresponding values of 100 Ҁ specificity. The area under the
subscapular site, the SFT was picked up just below the inferior ROC curve (AUC) was calculated to provide a numerical sum-
angle of the scapula at 45° to the vertical along the natural cleav- mary of the indicator’s performance. The SE of the AUC was
age lines of the skin. The suprailiac SFT was measured above the obtained by bootstrapping (25). An AUC of 0.95 implies that a
iliac crest, just posterior to the midaxillary line and parallel to the randomly selected overweight (or obese) child has a BMI-SDS
cleavage lines of the skin, with the arm lightly held forward. All greater than that of a randomly selected normal-weight child 95%
sites were measured on the right site of the body in duplicate. For of the time (26). The sensitivity and specificity of the IOTF and
each site, 10% of the SFT measurements were repeated by a CDC BMI reference values for overweight and obesity, as de-
second examiner to calculate interobserver variation. fined by the 85th and 95th percentiles of %BF-SDS, were cal-
With the use of mean values from repeated SFT measure- culated. P values 쏝 0.05 were considered significant.
ments, body density (D) and %BF were calculated according to
the following equations from Deurenberg et al (23):
RESULTS
%BF ⫽ 兵562 ⫺ 4.2关age (y) ⫺ 2兴其/D ⫺ At the schools, 3413 children were invited to participate, and
兵525 ⫺ 4.7关age (y) ⫺ 2兴其 (1) 2672 accepted. Of these, 64 were absent on the day of measure-
For boys ment. The overall response rate was 76.4%. Two percent of the
subjects participated in the weight and height measurement but
D (g/mL) ⫽ 1.169 ⫺ 0.0788 ⫻ log (sum of 4 SFTs) (2) declined the SFT measurements. After removing subjects with
incomplete data and a small number of subjects aged 욷13 y, a
For girls sample of 2431 subjects (1235 girls and 1196 boys) remained.
D (g/mL) ⫽ 1.2063 ⫺ 0.0999 ⫻ log (sum of 4 SFTs) (3) The descriptive characteristics of the sample are shown in Table
1. The interobserver and intraobserver CVs for measurement of
The mean regression coefficients (SEs in parentheses) for pre- SFTs were 3.1% and 1.8%, respectively.
diction of %BF from log (sum of 4 SFTs) with the use of these The prevalence of overweight and obesity in the sample by age
equations in prepubertal boys and girls are 26.56 (3.00) and 29.85 and sex according to the IOTF and CDC BMI reference values is
(3.25), respectively (23). shown in Table 2. There were no significant differences between
Statistical analysis was performed by using SPLUS 2000 (In- the sexes in the prevalence of overweight and obesity, although
sightful, Seattle), EXCEL 97 (Microsoft, Redmond, WA), and the prevalence of overweight, as assessed on the basis of the
PRISM3 (GraphPad, San Diego). Interobserver and intraob- IOTF cutoffs, was higher in the girls than in the boys for all age
server variations in SFT measurements were expressed as CVs. groups. There was no significant effect of age on the prevalence
Analysis of variance and analysis of covariance (ANCOVA) of either overweight or obesity.
840 ZIMMERMANN ET AL

TABLE 1
Descriptive characteristics of the national sample of 6 –12-y-old Swiss
children1

Boys (n ҃ 1196) Girls (n ҃ 1235)

Age (y) 9.80 앐 1.77 9.84 앐 1.80


Weight (kg) 34.7 앐 9.7 35.0 앐 10.4
Height (cm) 139.1 앐 11.5 138.8 앐 12.4
BMI (kg/m2) 17.6 앐 2.8 17.8 앐 2.9
Body fat (%) 17.1 앐 8.3 19.3 앐 9.6
1
All values are x៮ 앐 SD. There were no significant differences between
the boys and the girls.

The 85th and 95th percentiles for %BF by age from the

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Deurenberg equation, as calculated by quantile regression for FIGURE 1. The 85th and 95th percentiles (P85 and P95, respectively) for
boys and girls, are shown in Figure 1. The regression of BMI on percentage of body fat (%BF) from the Deurenberg equation, as calculated by
%BF for boys and for girls is shown in Table 3. The boys and the quantile regression in a national sample of 6 –12-y-old Swiss boys and girls
(n ҃ 2431).
girls differed significantly in the slope of the regression (P 쏝
0.001, ANCOVA). In the boys, age was not a significant predic-
tor of BMI after %BF was controlled for (P ҃ 0.6, ANCOVA).
In the girls, age was a significant predictor of BMI (P ҃ 0.001, DISCUSSION
ANCOVA), although it enhanced the multiple correlation only Although measurement of BMI is practical and reproducible,
minimally, from 0.742 to 0.744. the correlation coefficient between BMI and %BF by DXA or
The ROC curves of BMI-SDS for prediction of overweight in densitometry in children varies between 0.4 and 0.9 according to
the boys and the girls on the basis of the 85th percentile for %BF, age, ethnicity, and sex (27, 28). We measured adiposity by using
as well as the positions on the curves of the CDC and IOTF BMI multisite SFTs to judge the performance of BMI as an indicator
reference values for overweight, are shown in Figure 2. The of overweight in our sample. Studies have shown that %BF
ROC curves of BMI-SDS for prediction of obesity in the boys values calculated from SFTs have high reproducibility (18) and
and the girls on the basis of the 95th percentile for %BF, as well correlate well with %BF values measured by DXA in children
as the position on the curves of the CDC and IOTF BMI reference (13, 20). Using ROC curve analysis to compare the accuracy of
values for obesity, are shown in Figure 3. The areas under the SFTs and BMI with that of DXA in 10 –15-y-old children,
ROC curves of BMI-for-age for prediction of overweight and Sardinha et al (20) reported that the AUC for SFTs was equal to
obesity in the boys and the girls on the basis of the 85th and 95th or greater than the AUC for BMI.
percentiles of %BF, respectively, are shown in Table 4. The We found a strong and age-independent association between
sensitivity and specificity of the IOTF and CDC reference cutoffs BMI and %BF calculated from SFTs. By regression, 74% of the
for overweight and obesity in the boys and the girls are shown in variability in %BF was explained by BMI in both the boys and the
Table 5. girls. The boys and the girls differed significantly in the slope of

TABLE 2
The prevalence of overweight and obesity in a national sample of 6 –12-y-old Swiss children by age and sex according to BMI criteria from the
International Obesity Task Force (IOTF) and the US Centers for Disease Control and Prevention (CDC)1

IOTF criteria CDC criteria

Age group Overweight Obese Overweight Obese

6–8 y
Boys (n ҃ 450) 16.4 앐 1.7 4.00 앐 0.93 21.8 앐 1.9 8.00 앐 1.28
Girls (n ҃ 446) 19.7 앐 1.9 4.26 앐 0.96 20.0 앐 1.9 6.73 앐 1.19
9–10 y
Boys (n ҃ 381) 19.2 앐 2.0 4.46 앐 1.06 21.8 앐 2.1 8.40 앐 1.42
Girls (n ҃ 398) 19.6 앐 2.0 3.27 앐 0.89 18.8 앐 2.0 4.77 앐 1.07
11–12 y
Boys (n ҃ 365) 14.0 앐 1.8 3.01 앐 0.89 16.2 앐 2.1 6.08 앐 1.39
Girls (n ҃ 391) 17.9 앐 1.9 3.58 앐 0.94 18.4 앐 2.0 6.14 앐 1.21
All
Boys (n ҃ 1196) 16.6 앐 1.1 3.85 앐 0.56 20.3 앐 1.2 7.63 앐 0.79
Girls (n ҃ 1235) 19.1 앐 1.1 3.72 앐 0.54 19.1 앐 1.1 5.91 앐 0.67
1
All values are percentage 앐 SE. There were no significant differences between the sexes (chi-square test).
DETECTION OF OVERWEIGHT IN SWISS CHILDREN 841
TABLE 3
Regression of log (BMI Ҁ 11) on percentage of body fat for boys and for
girls in a national sample of 6 –12-y-old Swiss children1

Boys Girls
2
Intercept 1.148 (0.013) 1.136 (0.013)
Slope 0.039 (0.001) 0.036 (0.001)3
Residual SE 0.196 0.204
R2 0.74 0.74
P 쏝 0.0001 쏝 0.0001
1
n ҃ 2431.
2
Regression coefficient; SE in parentheses (all such values).
3
Significantly different from the boys, P 쏝 0.001 (analysis of covari-
ance).

the regression (P 쏝 0.001). However, this difference appeared to

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be physiologically irrelevant because the use of a common slope
of 0.374 for the boys and the girls in the regression equation left FIGURE 3. The receiver operating characteristic (ROC) curves of BMI
SD scores for prediction of obesity in boys and girls on the basis of the 95th
the residual SE practically unchanged at 0.20 (Table 3). The areas percentile of percentage of body fat calculated from skinfold thicknesses in
under the ROC curves for the girls and the boys were 0.956 and a national sample of 6 –12-y-old Swiss children (n ҃ 2431). The position of
0.967, respectively, for overweight (NS) and 0.970 and 0.992, the BMI reference values for obesity from the US Centers for Disease Control
respectively, for obesity (P 쏝 0.001; Table 4). This suggests that and Prevention (CDC) and the International Obesity Task Force (IOTF) on
the accuracy of BMI in predicting adiposity was greater in the the ROC curves is shown, and the area under the curve (AUC; 앐SE) is
indicated for the boys and the girls.
boys than in the girls. In 6 –11-y-old US children in the third
National Health and Nutrition Examination Survey (NHANES
III), the correlation coefficients between BMI-for-age and the ROC curve (Figure 2). The CDC reference value for obesity had
average of the triceps and subscapular SFTs in boys and girls a higher sensitivity and specificity than did the IOTF reference.
were 0.88 and 0.85, respectively (29). Mei et al (29) determined The sensitivity of the IOTF reference value for obesity was poor,
the performance of area under the ROC curve of BMI-for-age as and the false negative rate was 38% for the boys and 52% for the
defined by the average of the triceps and subscapular SFTs at the girls. This was reflected in the better position of the CDC refer-
cutoffs for overweight (쏜85th percentile) from the NHANES III. ence values on the ROC curve for obesity (Figure 3). Reilly et al
For children aged 6 –11 y, the mean AUC was 0.973, which is (7) compared the sensitivity and specificity of the 1990 UK
similar to the value obtained in the present study. reference values with those of the IOTF reference values for
In our sample, the CDC and IOTF reference values for over- detecting adiposity (쏜95th percentile for %BF) measured by
weight showed fairly high sensitivity and high specificity in both bioelectrical impedance in 7-y-old children in the United King-
sexes (Table 5). The CDC and IOTF cutoffs for the boys and the dom. The sensitivity of the IOTF reference values was low and
girls were close together and were well placed on the bend of the differed significantly between boys (46%) and girls (72%). Fle-
gal et al (8) used the new CDC and IOTF criteria to compare the
prevalence of overweight and obesity in 6 –11-y-old US children
in the NHANES III (1988 –1994). Compared with the CDC cri-
teria, the IOTF criteria gave lower prevalence estimates for over-
weight and obesity in boys and for obesity in girls. The differ-
ences in prevalence were not systematic, and some were large, up
to 10% for overweight and up to 50% for obesity. Kain et al (9)
reported that in 6-y-old Chilean children, the CDC and IOTF
criteria generated comparable prevalence estimates for over-

TABLE 4
Areas under the receiver operating characteristic curves of BMI SD scores
for prediction of overweight and obesity in boys and girls on the basis of
the 85th and 95th percentiles of percentage of body fat (%BF),
respectively, in a national sample of 6 –12-y-old Swiss children1

Overweight Obesity

Age group Boys Girls Boys Girls


FIGURE 2. The receiver operating characteristic (ROC) curves of BMI
SD scores for prediction of overweight in boys and girls on the basis of the 6–8 y 0.97 앐 0.02 0.96 앐 0.01 0.99 앐 0.003 0.98 앐 0.01
85th percentile for percentage of body fat calculated from skinfold thick- 9–10 y 0.96 앐 0.01 0.94 앐 0.01 0.99 앐 0.003 0.95 앐 0.01
nesses in a national sample of 6 –12-y-old Swiss children (n ҃ 2431). The 11–12 y 0.97 앐 0.01 0.96 앐 0.01 0.99 앐 0.003 0.98 앐 0.01
position of the BMI reference values for overweight from the US Centers for Total 0.97 앐 0.01 0.96 앐 0.01 0.99 앐 0.02 0.97 앐 0.012
Disease Control and Prevention (CDC) and the International Obesity Task
Force (IOTF) on the ROC curves is shown, and the area under the curve
1
All values are x៮ 앐 SE; n ҃ 2431.
(AUC; 앐SE) is indicated for the boys and the girls. 2
Significantly different from the boys, P 쏝 0.001.
842 ZIMMERMANN ET AL

TABLE 5
Sensitivity and specificity of the age- and sex-specific BMI reference values for overweight and obesity from the International Obesity Task Force (IOTF)
and the US Centers for Disease Control and Prevention (CDC) in a national sample of 6 –12-y-old Swiss children1
Overweight Obesity

Boys Girls Boys Girls


Age group Sensitivity Specificity Sensitivity Specificity Sensitivity Specificity Sensitivity Specificity

6–8 y % % % %
IOTF 83.6 94.1 91.7 91.5 68.0 99.1 68.4 98.6
CDC 93.4 89.5 91.7 91.2 100 96.3 84.2 96.7
9–10 y
IOTF 78.6 94.2 76.4 92.9 61.2 99.4 30.0 98.1
CDC 81.4 91.6 75.0 93.6 91.3 96.9 54.0 97.6
11–12 y
IOTF 72.9 95.0 84.9 92.6 60.7 100 47.6 98.9
CDC 79.2 94.0 84.9 92.6 76.5 97.7 59.1 97.6

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Total
IOTF 78.8 94.4 83.8 92.3 62.4 99.5 48.3 98.6
CDC 85.1 91.5 82.8 92.4 91.4 96.9 67.9 97.3
1
n ҃ 2431.

weight, but the IOTF reference value for obesity generated an sory board affiliations, in the companies or organizations sponsoring this
앒50% lower prevalence estimate than did the CDC reference research.
value.
The CDC and IOTF BMI criteria were generated by using
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