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The art or process of discovering and expounding the applicable to a certain state of facts, it will adhere to that
meaning and intention of the authors of law, where that principle and apply it to all future cases where the facts are
intention is rendered doubtful by reason of the ambiguity in substantially the same.
its language or the fact that the given case is not explicitly • Judicial rulings have no retroactive effect.
provided for in the law. • The court may issue guidelines in applying the statute,
Purpose: to ascertain and give effect to the intent of not to enlarge or restrict it but to clearly delineate what the
the law, to determine legislative intent. law requires. This is not judicial legislation but an act to
define what the law is.
Rules of Statutory Construction
These are tools used to ascertain legislative intent. Limitations on power to construe
They are not rules but mere axioms of experience. Courts may not enlarge nor restrict statutes.
Courts may not be influenced by questions of wisdom.
Legislative Intent
The essence of the law. The intent of the legislature is AIDS TO CONSTRUCTION
the law, and the key to, and the controlling factor in, its To ascertain the true intent of the statute, the court may avail of
construction and interpretation. intrinsic aids, or those found in the printed page of the statute,
The primary source of legislative intent is the statute and extrinsic aids, those extraneous facts and circumstances
itself. outside the printed page.
• The duty and power to interpret or construe a statute or 3. Context of the whole text
the Constitution belongs to the judiciary. The best source from which to ascertain the legislative
• The SC construes the applicable law in controversies intent is the statute itself – the words, the phrases, the
which are ripe for judicial resolution. sentences, sections, clauses, provisions – taken as a whole
• The court does not interpret law in a vacuum. and in relation to one another.
• The legislature has no power to overrule the
interpretation or construction of a statute or the Constitution 4. Punctuation marks
by the Supreme Court, for interpretation is a judicial Punctuation marks are aids of low degree; they are not
function assigned to the latter by the fundamental law. parts of the statute nor the English language.
• The SC may, in an appropriate case, change or Where there is, however, an ambiguity in a statute
overrule its previous construction. which may be partially or wholly solved by a punctuation
mark, it may be considered in the construction of a statute.
A condition sine qua non before the court may construe or
interpret a statute, is that there be doubt or ambiguity in its 5. Capitalization of letters
language. The province of construction lies wholly within An aid of low degree in the construction of statutes.
the domain of ambiguity. Where there is no ambiguity in the
words of a statute, there is no room for construction. 6. Headnotes or epigraphs
These are convenient index to the contents of the
• A statute is ambiguous when it is capable of being provisions of a statute; they may be consulted in case of
understood by reasonably well-informed persons in either doubt in interpretation.
of two senses. They are not entitled to much weight.
• Where the law is free from ambiguity, the court may
not introduce exceptions or conditions where none is 7. Lingual text
provided. Unless otherwise provided, where a statute is officially
• A meaning that does not appear nor is intended or promulgated in English and Spanish, the English text shall
reflected in the very language of the statute cannot be govern, but in case of ambiguity, omission or mistake, the
placed therein be construction. Spanish may be consulted to explain the English text.
• Where the two statutes that apply to a particular case, The language in which a statute is written prevails over
that which was specifically designed for the said case must its translation.
prevail over the other.
Legislative history will clarify the intent of the law or
shed light on the meaning and scope of the codified or
revised statute.
8. Intent or spirit of law
Legislative intent or spirit is the controlling factor, the 6. Change in phraseology by amendments
influence most dominant if a statute needs construction. Courts may investigate the history of the provisions to
The intent of the law is that which is expressed in the ascertain legislative intent as to the meaning and scope of
words thereof, discovered in the four corners of the law and the amended law.
aided if necessary by its legislative history.
7. Amendment by deletion
9. Policy of law The amendment statute should be given a construction
A statute of doubtful meaning must be given a different from that previous to its amendment.
construction that will promote public policy.
8. Adopted statutes
10. Purpose of law or mischief to be suppressed Where local statutes are patterned after or copied from
The purpose or object of the law or the mischief those of another country, the decisions of courts in such
intended to be suppressed are important factors to be country construing those laws are entitled to great weight in
considered in its construction. the interpretation of such local statutes.
11. Dictionaries
While definitions given by lexicographers are not 9. Principles of common law
binding, courts have adopted, in proper cases, such Courts may properly resort to common law principles in
definitions to support their conclusion as to the meaning of construing doubtful provisions of a statute, particularly
the particular words used in a statute. where such a statute is modeled upon Anglo-American
precedents.
12. Consequences of various constructions
Construction of a statute should be rejected if it will 10. Conditions at the time of the enactment
cause injustice, result in absurdity or defeat the legislative It is proper, in the interpretation of a statute, to
intent. consider the physical conditions of the country and the
circumstances then obtaining which must of necessity
13. Presumptions affect its operation in order to understand the intent of the
Based on logic, common sense; eg. Presumption of statute.
constitutionality, completeness, prospective application,
right and justice, etc. 11. History of the times
The history of the times out of which the law grew and
LEGISLATIVE HISTORY to which it may be rationally supposed to bear some direct
Where a statute is susceptible of several interpretations, there is relationship.
no better means of ascertaining the will and intention of the
legislature than that which is afforded by the history of the CONTEMPORARY CONSTRUCTION
statute. The history of a statute refers to all its antecedents from The constructions placed upon statutes at the time of,
its inception until its enactment into law. or after, their enactment by the executive, legislature or
judicial authorities, as well as those who, because of their
1. President’s message to the legislature involvement in the process of legislation, are
This usually contains proposed legislative measures knowledgeable of the intent and purpose of the law, such
and indicates the President’s thinking on the proposed as draftsmen and bill sponsors.
legislation which, when enacted into law, follows his line of The contemporary construction is the strongest in law.
thinking into the matter.
1. Construction by an executive or administrative officer
2. Explanatory note directly called to implement the law
A short exposition of explanation accompanying a • May be express – interpretation embodied in a circular,
proposed legislation by its author or proponent. It contains directive or regulation.
statements of the reason or purpose of the bill, as well as • May be implied – a practice or mode of enforcement of
arguments advanced by its author in urging its passage. not applying the statute to certain situations or of applying it
in a particular manner; interpretation by usage or practice.
3. Legislative debates, views and deliberations
Where there is doubt as to what a provision of a statute 2. Construction by the Sec. of Justice as his capacity as
means, that meaning which was put to the provision during the chief legal adviser of the government
the legislative deliberation or discussion on the bill may be • In the form of opinions issued upon request of
adopted. administrative or executive officials who enforce the law.
• President or Executive Secretary has the power to
modify or alter or reverse the construction given by a
4. Reports of commissions department secretary.
In construing the provisions of the code as thus
enacted, courts may properly refer to the reports of the 3. Interpretation handed down in an adversary
commission that drafted the code in aid of clarifying proceeding in the form of a ruling by an executive officer
ambiguities therein. exercising quasi-judicial power
Construction in favor of right and justice What is implied should not be against the law
In case of doubt in the interpretation and application of The statutory grant of power does not include such incidental
the law, it is presumed that the lawmaking body intended power which cannot be exercised without violating the
right and justice to prevail. Constitution, the statute granting power, or other laws of the
same subject.
The fact that the statute is silent, obscure or insufficient
with respect to a question before a court will not justify the
Authority to charge against public funds may not be
latter from declining judgment. That one is perceived to tip
implied
the scales which the court believes will best promote the
Unless a statute expressly so authorizes, no claim against
public welfare in its probable operation.
public finds may be allowed.
Surplusage and superfluity disregarded
Illegality of act implied from prohibition
The statute should be construed in accordance with
Where a statute prohibits the doing of an act, the act done in
the evident intent of the legislature without regard to the
violation thereof is by implication null and void. No man can be
rejected word, phrase or clause.
allowed to found a claim upon his own wrongdoing or inequity.
No man should be allowed to take advantage of his own wrong.
Redundant words may be rejected
In Pari Delicto
While the general rule is that every effort should be
made to give some meaning to every part of the statute, Exceptions to In Pari Delicto
there is no obligation to give every redundant word or 1. It will not apply when its enforcement or application will
phrase a special significance, contrary to the manifest violate an avowed fundamental policy or public interest
intention of the legislature. 2. When the transaction is not illegal per se but merely
prohibited, and the prohibition by law is designed for the
Obscure or missing words or false description may not protection of one party
preclude construction
Neither does false description neither preclude What cannot be done directly cannot be done indirectly
construction nor vitiate the meaning of a statute which is What the law prohibits cannot, in some other way, be legally
otherwise unclear. accomplished.
Exemption from rigid application of the law There should be no penalty for compliance with law
Every rule is not without an exception. Where rigorous A person who complies with a statute cannot, by implication, be
application may lead to injustice, the general rule should penalized by it.
yield to occasional exceptions.
INTERPRETATION OF WORDS
Which meaning should be given to a word or phrase in a statute
Law does not require the impossible depends upon what the legislature intended.
The law obliges no one to perform an impossible thing.
Statutory definition
Number and gender • The legislative definition controls the meaning of the
1. When the context of the statute indicates, words in statutory word, irrespective of any other meaning the word
plural include the singular, vice versa. or phrase may have in its ordinary or usual sense.
2. The masculine but not the feminine includes all • When the term pr phrase is specifically defined in a
genders, unless the context indicates otherwise. particular law, the definition must be adopted in applying
and enforecing such law.
IMPLICATIONS • While definitions in a statute must be given all the
weight due them, the terms must be given effect in their
entiretyas a harmonious, coordinated whole.
• Statutory definitions are controlling in so far as the said • OR is a disjunctive term signifying disassociation and
act is concerned. independence of one thing from each of the other things
• A statutory definition does not apply where its enumerated
application creates incongruities. • AND is a conjunction meaning “together with” “joined
with” “added to”, “linked to”
Words construed in their ordinary sense • The term AND/OR means that effect shall be given to
In the absence of legislative intent to the contrary, they should both conjunctive and disjunctive
be given their plain, ordinary and common usage meanings.
ASSOCIATED WORDS
General words construed generally (Noscitur) Where a particular word or phrase is
• A word of general significance in a statute is to be ambiguous in itself or is equally susceptible of various
taken in its ordinary and comprehensive sense, unless the meanings, its correct construction may be made clear and
word is intended to be given a different or restricted specific by considering the company of words in which it is
meaning. found and in which it is associated.
• General words shall be understood in the general o Where the law does not define a word used therein, it
sense will be construed as having a meaning similar to that of
• The general must prevail over the restricted unless the words associated with or accompanied by it.
nature and the context indicates that the limited sense is o Where most of the words in an enumeration are used
intended in their generic sense, the rest of the words should be so
similarly construed.
Meaning of term dictated by context (Causus) A person, object or thing omitted from an
The context in which the word or term is employed may dictate enumeration must be held to have been omitted
a different sense. A word is to be understood in the context in intentionally. ONLY when the omission has been clearly
which it is used. established.
o Does not apply where it is shown that the legislature
Where the law does not distinguish did not intend to exclude the person, thing or object from
Neither should the court the enumeration.
Disjunctive and conjunctive words (Last Antecedent) Qualifying words restrict or modify
only the words or phrases to which they are immediately
associated, and not those to which they are distantly or If provisions cannot be reconciled despite efforts, the
remotely associated. courts should choose one that will best effectuate the
o Does not apply when the intention is not to qualify the legislative intent.
antecedent at all The interpretation that will give the thing efficacy is to
be adopted; legislative did not do a vain thing in its
(Reddendo) Antecedents and consequences should be enactment.
read distributive to the effect that each word is to be applied Construction should avoid surplusage.
to the subject to which it appears by context most
appropriately related and most applicable. Statutes must be construed in harmony with the
Constitution.
PROVISO
Its office is to limit the application of the enacting clause, section Statutes in pari materia (relating to the same specific
or provision of a statute; introduced by the word “Provided” subject matter) must be construed together to attain
It may enlarge the scope of the law national policy.
It may assume the role of an additional legislation Legislature is presumed to be aware of prior law.
It modifies only the phrase immediately preceding it or
restrains or limit the generality of the clause following it Where there are two acts, one of which is special and
It should be construed to harmonize, and not to repeal particular and the other general which, if standing alone,
or destroy the main provision of the statute would include the same subject matter and thus conflicting
with the special act, the special must prevail since it
Exception introduced by “except”, “unless otherwise” evinces the legislative intent more clearly than that of a
and “shall not apply” is a clause which exempts something general statute and must be taken as intended to constitute
from the operation of a statute by express words. an exception to the general rule.
o An exception exempts something absolutely from the A special law is considered an exception to the general law on
operation of a statute; a proviso defeats its operation the same subject; the legislature is passing a law of special
conditionally. character has its attention directed to the special facts and
o An exception takes out of the statute something that circumstances which the special act is intended to meet.
otherwise would be a part of the subject matter of it. A
proviso avoids them by way of an excuse. Reference statutes
o One of the functions of a proviso is to except Refers to other statutes and makes them applicable to the
something from an enacting clause. In this sense is it subject of legislation.
similar with exception.
Supplemental statutes
SAVING CLAUSE Intended to supply deficiencies in an existing statute and to add,
A clause in the provision of law which operates to except from complete or extend the statute without changing or modifying its
the effect of law what the clause provides, or to save something original text.
which would otherwise be lost. Must be construed in the light of
the legislative intent. Reenacted statutes
One in which the provisions of an earlier statute are reproduced
STATUTES CONSTRUED AS A WHOLE in the same or substantially the same words.
A statute is passed as a whole and not in parts or sections and
is animated by one general purpose and intent. In construing reenacted statutes, court should take into
The intent or the meaning of the statute should be account prior contemporaneous construction.
ascertained from the statute takes as a whole.
Statutes must receive a reasonable construction, Adopted statutes
reference being had to their controlling purpose. Statute patterned after, or copied from a statute of a foreign
One part is as important as the other. country.
Where a statute is susceptible of more than one
interpretation, the court should adopt such reasonable and STRICT CONSTRUCTION
beneficial construction as will render the provision operative Construction according to the letter; scope of statute is not
and harmonious. Constructions that would render it extended or enlarged.
inoperative must be avoided; must be reconciled, parts 1. Penal statutes
must be a coordinated and harmonious whole. 2. Statutes in derogation of rights
Conflicting provisions should be reconciled and 3. Statutes authorizing expropriations
harmonized; they must be reconciled instead of declaring 4. Statutes granting privileges
them invalid. 5. Legislative grants to local government units
6. Statutory grounds for removing officials
Where there is a particular or special provision and a 7. Naturalization laws
general provision in the same statute and the latter in its 8. Statutes imposing taxes and custom duties
most comprehensive sense would overrule the former, the 9. Statutes granting tax exemptions
particular or special provision must be taken to affect only 10. Statutes concerning the sovereign
the other parts of the statute to which it may properly 11. Statutes authorizing suits against the government
apply. 12. Statutes prescribing formalities of will
A law should be interpreted with a view to upholding it 13. Exceptions and provisos
rather than destroying it.
LIBERAL CONSTRUCTION
All laws are presumed to be consistent with each other.
Giving a liberal interpretation to save from obliteration; reading
into its something which its clear and plain language rejects.
1. General social legislation
2. General welfare clause Prospectivity words/in futuro: hereafter, thereafter,
3. Grant of power to local governments shall have been made, from and after, shall take effect
4. Statutes granting taxing power upon its approval
5. Statutes prescribing prescriptive period to collect taxes
6. Statutes imposing penalties for nonpayment of taxes The Constitution does not prohibit the enactment of
7. Election laws retroactive statutes which do not impair the obligation of
8. Amnesty proclamations contracts, deprive persons of property without due process
9. Statutes prescribing prescriptions of crimes of law, or divest rights that have become vested, or which
10. Adoption statutes are not in the nature of ex post facto laws.
11. Veteran and pension laws
12. Rules of Court PROSPECTIVE STATUTES
13. Other statutes Operates upon facts or transactions that occur after the statute
o Curative statutes takes effect, one that looks and applies to the future.
o Redemption laws 1. Penal statutes, generally
o Instruments of credit 2. Ex post facto law
o Probation law 3. Bill of attainder
4. Statutes substantive in nature
5. Statutes affecting vested rights
6. Statutes affecting obligations of contracts
7. Repealing an amendatory acts
RETROACTIVE STATUTES
Creates a new obligation, imposes a new duty or attaches a
new disability in respect to a transaction already past.
1. Procedural laws
2. Curative statutes
3. Police power legislations
4. Statutes relating to prescription
5. Statutes relating to appeals
AMENDMENT
Change or modification by addition or deletion, or alteration of a
MANDATORY STATUTES statute which survives in its amended form.
A statute which commands either positively that something be
done, or performed in a particular way, or negatively that
something not be done, leaving the person concerned no choice REVISION
on the matter except to obey. Contains words of command or Purpose is to restate existing laws into one statutes, simplify
prohibition. Uses: shall, must, ought, should; prohibitions such complicated provisions, and make the laws on the subject easily
as cannot, shall not, ought not found.
1. Statutes conferring power
2. Statutes granting benefits REPEAL
3. Statutes prescribing jurisdictional requirements A statute repealed is rendered revoked completely
4. Statutes prescribing time to take action or appeal
5. Statutes prescribing procedural requirements
6. Election laws on conduct of election
7. Election laws on qualification and disqualification
8. Statutes prescribing qualifications for office
9. Statutes relating to assessment of taxes
10. Statutes concerning public auction sale
DIRECTORY STATUTES
Permissive or discretionary in nature and merely outlines the act
to be done in such a way that no injury can result from ignoring
it or that its purpose can be accomplished in a manner other
than that prescribed and substantially the same result obtained.
Uses: may
1. Statutes prescribing guidance for officers
2. Statutes prescribing manner of judicial action
3. Statutes requiring rendition of decisions within
prescribed period