Professional Documents
Culture Documents
CONTENTS
D. Estimation of ex ante net anthropogenic GHG removals by sinks and estimated amount of
net anthropogenic GHG removals by sinks over the chosen crediting period
E. Monitoring plan
G. Socio-economic
economic impacts of the proposed A/R CDM project activity
H. Stakeholders’ comments
Annexes
Annex 1: Contact information on participants in the proposed A/R CDM project activity
The savannah landscape is characterized by soils that are under a severe degradation process due to
exhaustive livestock systems. The land containing the project plots is currently under cattle pasture with
extensive grazing. Some
ome areas are used intermittently to grow cash crops, such as maize. The purpose of
the project is to reforest / afforest 2200 hectares (5436 acres) of land distributed in six municipalities. The
latter are: Valencia, San Andres de Sotavento, Montelíbano
Montelíbano, Puerto Libertador,, Chinu and Chima,
The project will be undertaken through the following kind of A/R activities:
1. Establishment of 500 ha of trees assisted with shrubs on moderately degraded lands that otherwise
would become severely degraded. This project activity is carried out by indigenous people (see
further down).
2. Reforestation of 1500 ha with Hevea brasiliensis by local small scale farmers.
3. Reforestation of 200 ha with Tabebuia rosea, Cariniana pyriformis, and Tectona grandis by local
medium farmers
None of the species listed above is considered as Invasive Alien Species (IAS) nor are the species planted
Genetically Modified Organisms (GMO). Solely Tectona grandis is considered to be ‘non ‘non-native’ in the
region but given the fact that reforestation
reforestation with this species accounts for only a small fraction of all
plantings, its overall impact on the ecological composition of species in the region is considered to be
negligible. Also, Hevea brasiliensis has been planted in the region for many years and is thus well
adapted to the environmental conditions.
Activity 1 is located in the indigenous community of San Andres de Sotavento and farms of the
municipality of Chinu and Chima.
Chima. This component will recuperate areas of pastures that are in process of
severe degradation. The component will include the planting of some forage shrubs (Gliricidia
( sepium,
Crescentia cujete, and Leucaena leucocephala),
leucocephala trees (Albizia saman, Guazuma ulmifolia and Cassia
grandis) for fruit production to feed the animals as well as timber species ((Swietenia
Swietenia macrophylla
macrophylla,
Bombacopsis quinata and Tabebuia rosea).
rosea In areas where the status of the pasture is extremely poor,
special seeds for improved pastures (Brachiaria
( hybrids) will be used.
Activity 2 is located in Montelíbano and Puerto Libertador and consists of the reforestation of low
productivity land with Hevea brasiliensis.
brasiliensis This land was traditionally used for cropping by small farmers.
Since the baseline revenue stream for some farmers will be decreasing during the first three years of the
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establishment of the tree plantations, 34.5 ha of hot pepper crop (Capsicum chinensis) and 75 ha of
Capsicum chinensis
castor-oil plants (Ricinus communis), will be planted in association with the rubber trees as an alternative
Ricinus communis
source of income until the production of latex from the rubber trees can start.
Activity 3 is located in the municipality of Valencia and consists of 200 ha to be reforested with three
different timber species: Tabebuia ro
rosea, Cariniana pyriformis and Tectona grandis. Owners of this land
are medium size farmers.
All the activities outlined above will contribute to stop the ongoing soil degradation process by increasing
the storage of carbon both, above-
above and below-ground. The project area will be gradually reforested during
the first 3 years and is expected to reduce about 1 million tCO2e in 200 years with continuously increasing
removals per year.
Project activities will result in the restoration of the soil productive capacity and therefore in the
improvement of land productivity. Ultimately, the project is expected to generate important
socioeconomic benefits for the project participants that are mostly marginal rural and indigenous
communities. Those benefits will derive from a general employment generation, rubber production, and
improved dairy productivity. In addition, the farmers’ income situation is going to be diversified by
receiving benefits
ts from rubber and dairy production, as well as timber and seed sales. Thus, the local
population has an important stake in the success of the project and is strongly behind its implementation.
About 200 families from the Zenu indigenous community, 250 families living of subsistence agriculture
and 3 medium size farmers, will be the direct project beneficiaries. Besides this,
this a larger group of the
local population will benefit from the additional employment generated and from the general increments
in income
ncome that will contribute to stimulate the sustainable development of the region.
The implementation of project activities without the purchase of the carbon credits is not feasible. The
high initial investment that is required prevents the farmers to change their land use. However, the
revenues from carbon credits attract the participation of an external investor that considers the purchase of
Carbon Emission Removals as an instrument to safeguard its investment. The carbon revenues facilitate
the participation
icipation of CIAT, CVS and Corpoica who provide up up-front
front investment costs ensures permanence
of plantations in local
ocal communities by achieving long term commitments and strict follow up measures
and procedures, while the income, sustainability
sustainability and employment problems typical to the region are
ameliorated
ed with the project activities.
A.4. Description
ription of location and boundaries of the A/R CDM project activity:
Figure 1. Municipalities where the proposed A/R CDM activity are located
Figure 2. Discrete parcels of the proposed A/R CDM project activities. Stratum 1,2
,2 and 3 (see section C.4)
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Figure 3.. Discrete parcels of the proposed A/R CDM project activities. Stratum 4 (see section C.4)
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Figure 4. Discrete parcels of the proposed A/R CDM project activities. Stratum 5 and 6
A database
atabase with GPS coordinates for each polygon will be available to the DOE at the time the PDD is
validated, as required by the selected methodology.
A.5.1. Description of the present environmental conditions of the area planned for the
proposed A/R CDM project activity
activity,, including a concise description of climate, hydrology, soils,
ecosystems
ms (including land use):
use)
>>
The project areas are located in the watershed of Río Sinu (Sinu
( River) in the northwest
northwestern part of
hectares. 1
Colombia, close to the Atlantic Coast. Overall, the watershed has an extension of 1.395.244 hectares
1
CVS. 2004. Diagnóstico Ambiental de la Cuenca Hidrográfica del Río Sinú Versión 01.
01 Delimitación, Extensión,
Localización y Situación Ambiental. Montería. Colombia
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The watershed has been geographically divided into three subparts according to its environmental and
spatial characteristics, namely, the high, intermediate and low Sinu valley. Valencia, Montelibano and
Puerto Libertador are located in the higher part of the Sinu valley, while San Andres de Sotavento
Sotavento, San
Pelayo, Chinu and Chima is located in the low part of the Sinu valley.
Climate
In general, the project areas have a tropical climate and the variations are explained by changes in altitude
and the proximity to the Paramillo Mountains.
M Precipitation
recipitation within the watershed is higher in areas close
to these mountains, located in the southern part of the watershed. Valencia has a mean annual
precipitation between 1400 and 1600 mm, Montelibano and Puerto Libertador between 1800 and 22500
mm, while in San Andres de Sotavento,
Sotavento Chinu, San Pelayo and Chima has 1300 mm of precipitation. The
precipitation distribution is unimodal with one dry and one rainy season per year. 80% of the annual
rainfall occurs during the rainy season which lasts from May until early November, then the dry season
starts lasting until beginning of April. The wettest month is June and the driest are January and February.
The mean annual temperature is 27°C and the mean relative humidity is 83%. The solar brightnes
brightness values
are high due to the latitudinal position and relief of this area. The annual amount of sunlight hours is
between 1400 and 2300 h/a. The incidence of tropical storms or cyclones is rare.
Hydrology
The soils in the Sinu River watershed are located on three main landforms: flat plains, hills and terraces.
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The flat plains constitute a considerable area of the watershed and include fluvial
fluvial-lacustrine, fluvial-
marine and marine plains, with slopes betwee
between 0% and 2% inclination.. The hills and mountains are
characterized by an undulated and steep relief. The terraces are located in the transition between the hills
and mountains and the flat plains. The project areas are located on flat plains and terraces.
Valencia is located in an alluvial plain with a flat topography. Slopes only range between 0% to 1%
inclination.. The fertility of soils is medium to high and soils are poorly drained. This con
condition is
aggravated by the soil compaction caused by overgrazing and the concentration of annual rainfall in a
single rain season. The soils are formed from recent material that has been transported and deposited by
the Sinu and Jaraguay Rivers.
In general, the major current land use in the project area is extensive grazing with inappropriate
management practices and overgrazing that have led to soil degradation. In addition, there is agriculture
using traditional practices such as slash and burn, and with low levels of agrochemical inputs. About 52%
of the Sinu watershed is under pastures, 20% is covered with undisturbed forest (in the mountainous part),
10% correspond to cash and permanent crops, and the remainder to eroded lands, water bodies,
commercial
ommercial forest and urban infrastructure. Thus, it is evident that most of the area is used for extensive
cattle raising. The remaining native forest is currently protected due to the fact that it is part of the
Paramillo National Park. However, in some partsparts the park’s status and rules have not been enough to stop
the deforestation process. Native forests have been mainly converted to livestock systems or depleted by
the exploitation of wood resources. This has threatened the capacity of the ecosystem to regulate water
flows as well as to maintain its biodiversity. 1374 hectares of the watershed are commercial forests.
The clearing of forest to implement extensive livestock systems has led to a rural development pattern
based on an extractive rural economy
economy (it only generates 2.3% of the Gross Domestic Product). This
development pattern has a low capacity to generate co-benefits on the long term and bases on an
inadequate natural resource management, especially in the area of natural forests and soils.
The extensive grazing is associated with a land property scheme of large land holdings (“latifundios”),
characterized by tremendous areas under one livestock-keeping
keeping system, but only very little labor
occupied. This model of land use and property causescause a concentration of income with very few
landholders and intermediaries, and intensifies the poverty situation in the area. Within Colombia, the
department of Cordoba is the third poorest department.
The aforementioned model of land use was promoted with the the Spanish conquest of this territory. This is
evidenced with the deforestation process in the post-hispanic
post hispanic period where 1.500.000 hectares of native
forests of the department of Cordoba were cleared.
Ecosystems
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According to the Holdridge Life Zone Classification2 the project areas located in San Andres de
Sotanvento,Chinu and Chima correspond to the Dry Forest life zone (Temperature >24°C, precipitation
between 1000 and 2000 mm, and potential evapotranspiration rate between 1.0 and 2.0 mm while the
otherss located in Valencia, Montelibano and Puerto Libertador correspond to Moist Forest
(Temperature>24oC, precipitation between 2000 and 4000 mm and potential evapotranspiration rate
between 0.5 and 1.0 mm.
A.5.2. Description of the presence, if any, of rare or endangered species and their habitats:
>>
During 2006, Conservation International conducted an environmental diagnosis3 for the Department of
Cordoba which included the identification of rare or endangered species. This identification was based on
the species classification established by IUCN (The World Conservation Union) Union). According to this
analysis, three main threat categories exist for Cordoba: CR (critically threatened specie species), EN
(endangered species) and VU (vulnerable species).
2
Holdridge, L.R., Life Zone Ecology,
Ecology 206 pp., Tropical Science Center, San Jose, Costa Rica, 1967.
3
Conservación Internacional, 2006. Elaboración De 7 Políticas Corporativas De Acuerdo A Las Políticas
Nacionales Vigentes. Colombia. (on
on review)
review
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For the flora, the following threatened, vulnerable and endangered plant species have been identified in
the department of Cordoba:
A.5.3. Species and varieties selected for the proposed A/R CDM project activity:
>>
Activity 1: Reforestation assisted with shrubs on mainly indigenous land of San Andres de
Sotavento, Chinu, San Pelayo and Chima:
Chima
This component will recuperate areas of pastures that are in process of severe degradation. The
component will include the planting of forage shrubs (Guazuma
( cujete and
ulmifolia, Crescentia cujete,
Leucaena leucocephala), ), trees ((Albizia saman, Guazuma ulmifolia and Cassia grandis)
grandis for fruit
production to feed animals as well as timber species (Swietenia macrophylla, Bombacopsis quinata and
Tabebuia rosea). In areas where the status of the pasture is extremely poor, special seeds for improved
pastures (Brachiaria hybrids) will be used.
This component consists of the reforestation of low productivity land with Hevea brasiliensis for rubber
production. Interplanting with hot pepper ((Capsicum chinensis) and castor-oil
oil plants ((Ricinus communis),
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will take place in association with Hevea brasiliensis until the production of latex from the rubber trees
can start.
Cariniana pyriformis: The Colombian Mahogany or Abarco (common name) is a species of woody plant
in the Lecythidaceae family. It is threatened by habitat loss4 and is naturally distributed in Panama and
Colombia. Its timber is highly valued in Colombia because of its good finish and multiple uses. T The
timber is very durable and resistant to fungi and insects. It is used for construction, furniture, pencils and
boards. The abarco reaches up to 30-40
30 m in height. Cuttings taken from the middle part of the crown are
used for vegetative propagation, rooting to about 75%. When propagated by seeds, a germination of about
50% is easily achieved. It is a semiheliophyte growing in primary and late secondary forests5.
4
World Conservation Monitoring Centre 1998. Cariniana pyriformis. 2006 IUCN Red List of Threatened Species.
5
Sacandé, M.; D.Joker; M.E. Dulloo and K.A. Thomsen. 2004. Comparative Storage Biology of Tropical Tree
Seeds. International Plant Genetic Resources Institute, Rome, Italy.
6
“Elastomer-The rubber tree", Encyclopaedia Britannica,
Britannica 2008
7
Coelho, J.R. 1994. Importancia da adubacao na cultura da seringueira (Hevea brasiliensis Muell. Arg.). In: De Sa.
E. And Buzzeti, S. Importancia da adubacao na qualidade dos produtos agricolas. Sao Paulo: Icon, 1994.
8
http://www.cds.ed.cr/teachers/harmon/page17.html
armon/page17.html
UNFCCC/CCNUCC
Tectona grandis: Teak (common name) is a tropical tree of high commercial and ecological value
because of its rapid growth and wood quality. This species belongs to the family Lamiaceae
Lamiaceae, native to the
south and southeast of Asia,, and also cultivated in Africa and Latin America. They are large trees,
growing to 30-40 m tall, deciduous in the dry season. It is used in the manufacture of outdoor furniture,
boat decks,, and other articles where weather resistance is desired. It is also used for indoor flooring and as
a veneer for indoor furnishings. Teak is propagated mainly from seeds. Germination of the see seeds involves
pretreatment to remove dormancy arising from the thick pericarp. For its growth, demands high amounts
of light, well drained soils and precipitations between 1000-3000
1000 mm yr-1.9
Swietenia macrophylla: Commonly known as Caoba, Caoba is a large tree, often growing to more than 30 m in
height and 1.5 in trunk diameter. It is one of the easiest woods to work and takes an excellent finish. It is
native to Central America and South America (Colombia, Venezuela, Ecuador, Peru, Brazil and Bolivia).
Because of its well-established
established market value and ability to adapt to a variety of site conditions, this tree
has been planted throughout the world, both within and outside its native range. It has been planted in
“close plantations” or open-field
field plantations, on deforested
deforested areas and abandoned farm land, and in
enrichment or line plantings below a degraded forest canopy. This species grows best and attains its
largest size under the climatic conditions found in the tropical dry forest life zone, with a mean annual
temperature of 24 C or higher,, and a mean annual precipitation of between 2000 and 4000 mm. It has
adapted to a wide range of soil conditions, for, alluvial soils of mixed origin to eroded, phosphorus-
phosphorus
deficient soils10.
Bombacopsis quinata: Or ceiba (common name), is a native tree species of the Neotropics that belongs to
the family Bombacaceae. It has a natural distribution in Central America and northern South America. It
is known for its valuable native timber that is produce at short rotation periods
iods of 30 years or less. It
occurs mostly in dry zones with well
well-defined dry season of 2 to 6 months. This species can reach over 30
m in height and more than 100 cm diameter at breast height. The wood is known for its durability and
workability. It is used
sed for furniture, doors, window and ceiling frames, roof construction, interior
paneling, etc.11
Albizia saman is known under a wide range of common names, such as Saman, Rain Tree or Monkey
Pod.. It is often placed in the genus Samanea, which by yet other authors is subsumed in Albizia entirely.
This legume tree is native to the mainland neotropics, from Mexico south to Peru and Brazil, but has been
widely introduced to South and Southeast Asia, as well as the Pacific islands, including Hawaii. Saman is
a wide-canopied
canopied tree with a large symmetrical crown. It usually reaches a height of 25 metres (82 ft) and
a diameter
iameter of 40 metres (130 ft).ft). The leaves fold in rainy weather and in the evening, hence the name
9
“Angiosperm Phylogeny Website - Lamiales". Missouri Botanical Garden.
http://www.mobot.org/mobot/research/APweb/orders/lamialesweb.htm#Lamiales. "GRIN Taxonomy for Plants -
http://www.mobot.org/mobot/research/APweb/orders/lamialesweb.htm#Lamiales
Tectona". United States Department of Agriculture
Agriculture. http://www.ars-grin.gov/cgi-bin/npgs/html/genus.pl?11908
bin/npgs/html/genus.pl?11908.;
Heywood, V.H., Brummitt, R.K., Culham, A. & Seberg, O. 2007: Flowering Plant Families of the World. Royal
Botanic Gardens, Kew.
10
Bauer, G. P.; F. John. 1998. Swietenia macrophylla King. Honduras mahogany, caoba. SOSO-ITF-SM-81. New
Orleans, LA: U.S. Department of Agriculture, Forest Service, Southern Forest Experiment Station. 7 p.
11
Perez, D. 2004. Heartwood, sapwood and bark contents of Bombacopsis quinata in Costa Rica. Journal of
Tropical Forest Science, 16:318:327.
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Rain Tree and 5 o'clock Tree (Pukul Lima) in Malay. Several lineages of this tree are available e.g. with
flowers 12
reddish pink and creamish golden colored flowers.
Guazuma ulmifolia also known as guácima, guácimo (Spanish); tablote, majagua de toro (Mexico);
tapaculo (Guatemala, El Salvador); cualote (Guatemala,
(Guatemala, Honduras, El Salvador, Colombia); among
others. Is a small to medium-sized
sized tree, widely distributed throughout the Caribbean, Mexico, and Central
and South America. The wood is used for posts, general carpentry, light construction and charcoal. It is an
important source of livestock fodder in many areas, particularly during the dry season when pasture
grasses are unavailable. It grows
rows to 30 m in height and 30-40 30 40 cm in diameter with a round
round-shaped
crown.13
Cassia grandis or Coral Shower Tree is native native to tropical regions of America. It is a deciduous or
semideciduous tree that grows up to 18 m in height and 50 cm d.b.h. The trunk is straight and the
spreading crown is high, irregular, and made up of dangling branches. The leaves are paripinnate and
madede up of 10 to 20 pairs of oblong leaflets that are 3 to 6 cm long and rounded or obtuse at the apex and
base. Cassia grandis is used as an ornamental to beautify streets, avenues, parks, and gardens. The sweet
tasting and bad smelling pulp of the fruit is edible and is used as a laxative. The wood is hard and heavy;
it is used in rural areas for home construction, sheds, and structures for roofs and in cabinet
cabinet- making. The
pink to purple flowers turn salmon-color
salmon with time and are arranged in racemes.14
Activity 1
- Surviving will bee monitored by direct counting in all planted sites at 3 months of age.
age Every
death seedling will be replaced.
replaced Later every year, surviving will be monitored in permanent
sampling plots during the first 3 years.
- Site burning will not be employed during soil preparation.
- In sites with high soil compaction, a chisel (at a distance of 30 cm from each other) and a
subsoiler (at 5 m from each other) will be passed once and not deeper than 35 and 45 cm of depth
respectively.
- Seedlings will be grown in nurseries of 7.2 x 1.2 cm of size, to be installed on the project areas
areas.
862 individuals will be planted per nursery.
12
http://en.wikipedia.org/wiki/Albizia_saman
13
http://www.winrock.org/fnrm/factnet/factpub/FACTSH/gulmifol.htm
14
http://www.flowersofindia.net/catalog/slides/Coral%20Shower%20Tree.html
p://www.flowersofindia.net/catalog/slides/Coral%20Shower%20Tree.html
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- Grasses
rasses will be established on soils most devoid of vegetation, to favor rapid land cover and
minimize erosion while accelerating the rebuild
reb of soil organic matter.
- 100 trees per hectare will be planted
planted,, including timber and fruit trees, at a 5 x 5 cm of distance.
Also, forage shrubs will be planted but are not considered here for carbon accounting.
- Fertilization with nitrogen, phosphoru
phosphorus, potassium and micorrizes will be practiced for trees,
shrubs and improved pastures.
pastures It is worth noting, that emissions from fertilization are considered
insignificant by the CDM EB and as such has been excluded from the methodology and therefore
do not require monitoring.
Activity 2:: The detailed description of the technology to be used for planting and managing the species of
15
this activity is available in an approved plan for its establishment and management. The technology can
be summarized as follows:
15
Consorcio Bosque Tropical. 2008. Plan de Establecimiento y Manejo Forestal para
ara 1.500 Ha de plantación
Protectora-productora de Caucho (Hevea Brasiliensis en el Municipio de Ure, Departamento
Hevea Brasiliensis) rtamento de
d Córdoba.
Colombia.
16
Consorcio Bosque Tropical. 2008. Plan de Establecimiento y Manejo Forestal para
ara 1.500 Ha de plantación
Protectora-productora de Caucho (Hevea Brasiliensis en el Municipio de Ure, Departamento de
Hevea Brasiliensis) d Córdoba.
Colombia.
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surrounding area of the seedling will be completely cleaned. When trees have grown over 1 meter
height, mechanical cleaning of weeds will w be done once or twice per year. Once the seedling is
transplanted, the new shoots different to leaf buds will be cut every week during the initial two
months and afterwards, monthly and bimonthly in the first and the second and third year
respectively. If branches have not grown naturally when the tree is 2-2.5
2 2.5 m height, its grow will
be induced as it is important to avoid tall crowns that make more vulnerable the trees to the wind
as well as a short trunk gets thicker faster obtaining precocity in the
the rubber production. Rubber
extraction will initiate when at least 200 trees per hectare have reach 45 cm of DBH (between
year 5 and 6).The
The initiation of the rubber extraction should be done during the dry season
avoiding the rains and the defoliation season.
season. The rubber will be extracted for at least 30 years
and approximately every 2 days. Fertilization with P, N, K will be practiced in doses specified in
the management plan and according to the results of previous soil analysis. It is worth noting, that
emissions from fertilization are considered insignificant by the CDM EB and as such has been
excluded from the methodology and therefore do not require monitoring.
- Growth monitoring: Permanent parcels will be located into the plantation to follow up the growth
of them and therefore, adjust accordingly the thinning and harvesting schedule. Measures of
DBH, height and observation of morphological characteristics will be conducted periodically in
these parcels. Surviving will be checked at the 3 months after the establishment of the plantation
in 100% of the project area
area. Later, every year, surviving will be monitored in permanent sampling
plots during the first 3 years.
Activity 3:: The detailed description of the technology to be used for planting and managing the species of
management 17 The technology can
this activity is available in an approved plan for its establishment and management.
be summarized as follows:
17
Consorcio Bosque Tropical. 2008. Planlan de establecimiento y manejo forestal para: 200 ha de plantación
protectora-productora
productora así: 50 ha de teca (Tectona
( grandis), 50 ha de abarco (Cariniana pyriformis) y 100 ha de roble
Cariniana pyriformis
(Tabebuia rosea) en el predioo Santa clara y Campo Alegre, Municipio de Valencia, Departamento de C Cordoba.
UNFCCC/CCNUCC
Transfer of technology will specially be required in San Andres de Sotavento,, Chinu and Chima Chimawhere
plantations will be implemented jointly with indigenous people and farmers who are not familiar with
these systems... In this process, CORPOICA who leads this component because of its experience in this
kind of plantations for cattle rising (i.e., silvopastoral systems) will involve the indigenous people in all
phases of project implementation (production of seedlings, plantation and maintenance) and will provide
guidance and training.
In the rubber component farmers are already familiar with the technology, especially with the production
of seedlings. Complementarily a third party with experience
experience on reforestation activities was contracted
(Consorcio Bosque Tropical) to guide the plantation of trees in Valencia, Montelibano and Puerto
Libertador. They will provide guidance and will guarantee that the selected project areas will be planted
according to the applicability conditions of the selected methodology (AR-AM0009).
(AR AM0009).
Both, Consorcio Bosque Tropical and CORPOICA have organized training workshops oriented to the
farmers where production, establishment and maintenance technical aspects have been covered.
Consorcio Bosque Tropical has been in charge of carrying out these training activities for the farmers
planting rubber and timber species (Ure and Valencia municipalities). These activities have been giving to
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various small groups of farmers and directly to single farmers in their lands (photo 4). CORPOICA has
held training events for silvopastoral systems beneficiaries.
beneficiaries. This has been focused on technical aspects
related to nurseries establishment, maintenance and transplanting. Registration formats
forma and photos of
these activities are available to validators
validators.
A.6. Description of legal title to the land, current land tenure and rights to tCERs / lCERs issued
for the proposed A/R CDM project activity:
activity
>>
Land Tenure:
The project takes place on privately held land without land tenure issues. No area under natural parks or
nationally protected reserves will be included as part of this project. Details about land titles are given
below.
Valencia: The reforestation with timber species in this area will be located on two farms, named
Florisanto and Santa Clara, owned by Rodolfo Flores León and Juan Carlos Flores, respectively, who
have the legal tenure of their land. These rights are supported legally
legally by the resolution No. 0803 issued by
INCORA (Instituto Colombiano de Reforma Agraria, Agraria in Spanish)) in 1986 and the title deed No. 1468
issued by the Notary’s office No. 2 of Monteria in 1986.
San Andres de Sotavento: The land owned by the Zenu indigenous communities was given to the
indigenous population by the Colombian government. The Zenu possess the legal
legal title. Its legal status is
recognized by INCODER (Instituto Colombiano de Reforma Agraria).
Chima: Land is owned by small and medium farmers. Their land titles will be
Chinu, San Pelayo and Chima:
available to validators.
Rights to tCERs:
San Andres de Sotavento:: The revenues from the sale of the tCERs resulting out of the implementation
of tree and shrubs plantations in San Andres de Sotavento will be granted to the land owners, in this case
the Zenu indigenous community.
Valencia, Montelíbano,, Chinu, Chima, San Pelayo and Puerto Libertador:: The tCERs will be
granted to the landowners who have agreed to transfer them to CVS in order to reimburse part of the up-
front investment made by this institution. The tCERs
CERs value will represent only a fraction of tthe total
investment made by CVS that is valuated as US$4.3 million (NPV).
In addition, all farmers involved in either of the project components own the timber and other woody and
non-wood forest products (i.e. rubber production), and have the legal right to harvest and commercialize
such products.
(a) Demonstrate that the land at the moment the project starts is not forest by providing transparent and
complete information
i. Forest thresholds: The vegetation present on the elected lands for the implementation of the
project is below the thresholds of the definition of forest by the host country (1.0 hectare with
tree crown of more than 30% with trees with the potential to reach a minimum height of 5 m at
maturity in situ)18.
Current lands are under a degradation process and are dominated by sparse native grasses and
weeds with predominance of bare soils in the most severely degraded areas. Introduced grasses
are not highly productive, e.g., Angleton grass ((Dichanthium
Dichanthium aristatum) and Colosuana
(Bothriocloa
Bothriocloa pertusa) and smaller areas with Panicum maximum and Brachiaria ssp. in the
moderately degraded areas. Unsustainable agricultural practices and past cattle ranching in
excess of carrying capacity further ag
aggravated
gravated the issue of land degradation. Tree components
18
See Colombia’s minimum values for forest (A/R projects): http://cdm.unfccc.int/DNA/ARDNA.html?CID=49
UNFCCC/CCNUCC
are very low in the area with only occasional presence of Crescentia cujete and Guazima
ulmifolia. Photographs
hotographs will be available to the DOE at the time of validation.
ii. The land is not covered by young natural stands or plantations which have the potential to
reach — without direct human intervention — the thresholds adopted for definition of forest by
the host country.
Although originally most of the area was covered by forest, the land was cleared in the last
century to open crop and pastureland. Since then and as explained in section A.4.1.5., cattle
grazing has been the main use in this region. This explains the inexistence of young stands or
plantations on the project lands, which was demonstrated through a recent field inspection made
by the implementing institutions where current land cover was verified. The GIS coordinates
and data bases are in Annex 8.
iii. The land is not temporarily unstocked, for a period consistent with common forest practices in
the host country, as a result of either direct human intervention such as harvesting or indirect
natural causes such as fire or insect damage.
The GIS coordinates and the data base created by a recent field survey demonstrate that the
project land is unstocked due to its occupation with permanent pastures and some annual crops
and there has been not any forest at least since 1987 (see numeral b).
i. For reforestation project activities, demonstrate that on 31 December 1989, the land was
below the forest national thresholds (crown cover, tree height and minimum land area) for
forest definition under decision 11/CP.7 as communicated by the respective DNA.
To demonstrate that land was not forest in 1989 the land cover in the State of Córdoba was classified
through the use of LandSat ETM+ satellite images dating of 1987 and the areas of interest located in the
municipalities of San Andrés de Sotavento,
Sotavento Chinu, Chima,, Valencia, Montelibano and Puerto Libertador
were superimposed. Through this procedure it was concluded that there was no forest cover on the land
selected by the project in 1987.
The work was carried out by CIAT applying a simplified methodology ology to reduce time and costs without
affecting the accuracy of results of the classification. In order to characterize land coverage, two
classification types were integrated: automatic and visual classification.. The former was generated with
ERDAS digital image processing software.
software Automatic
utomatic classifications were made as supervised,
unsupervised, and mixed. The visual classification used ArcView GIS and the eCognition software.
• Date of acquisition. The images must have an acquisition date equal to or less than the year 1989.
• Spatial resolution. This resolution must allow the determination of land land coverage according to the
working scale established in the project, which varies from 1:75,000
1:75 to 1:250,000.
000.
• Cloud cover. Selected images must have minimal cloud cover for the study area.
• Cost. Free images available on the internet and/or in the dat
database
abase of CIAT were sought.
UNFCCC/CCNUCC
To cover the total area of the Department of Córdoba with satellite images, four images were downloaded
and processed. The characteristics of images selected for project development are summarized in the
following table:
1 panchromatic band
28.5 meters on visible band and near and middle infrared
Spatial Resolution 57 meters on thermal band
15 meters for panchromatic band
Once the images were processed and defined, a mosaic was created with the four satellite images of the
State of Córdoba. The intention of the mosaic creation was to obtain one single image of the entire
department, for purposes of subsequent classification. The image generated was of high quality with no
serious geometric deformities. It is in agreement with the zone’s vector information, and the color
throughout the image is homogenous. To avoid jagged effects,
effect , the cutting lines of each image were
adequately selected ensuring that each pair of images could be joined in a uniform manner and that, to the
extent possible, the change was not noticeable, thereby reducing deformities along the edges (Figure 5).
UNFCCC/CCNUCC
Figure 5.. Mosaic generated from four satellite images, combination of bands 55-4-3.
To improve the spatial resolution of the images, the panchromatic image was combined with the
multispectral image. The principal components and the nearest neighbor method were used modifying the
digital values of the pixels. As a result, 15-meter
15 meter resolution images were obtained (Figure 6).
UNFCCC/CCNUCC
As mentioned above, the he methodology used to characterize land coverage was based on a fusion between
pixel classification19 and visual classification,20 based on various sources
automatic pixel-to-pixel sources, for example,
classification of actual and potential land use carried out by CVS. (Figure 7).
Figure 7. Basic land use information for the study area and detection of land coverage
19
Emilio Chuvieco. Fundamentos
entos de Teledetección Espacial. 1996
20
Thomas M. Lillesandd and Ralph W. Kiefer. Remote Sensing and Image Interpretation. 2000
UNFCCC/CCNUCC
and minimum distance, in order to establish which of them best reflected the reality of the land coverage.
The best result was obtained by mixed classification. This was confirmed by superimposing randomly
selected points belonging to a known coverage class with the results of the different classifications. The
better the match between the randomly selected points and the classes, the less deviation there was in the
classification.
All imagery and analyses of imagery will be available to the DOE at time of validation
validation, if required.
From the project design perspective, the project has chosen long-term
long term rotation species that demand
permanent attention
tention and management in order to be able to be exploited throughout the rotation period
and to comply with the legally binding agreements abovementioned. Also, species has been selected in
accordance to the economic constrains of each type of participant to ensure that they are economically
feasible. Thus, tree species were chosen based on cash flow restrictions. For example, for smallholders
who need a source of cash flow in the short-term,
short term, rubber was selected in order to provide a source of
UNFCCC/CCNUCC
income after the fifth year of being planted. This ensures the economic sustainability of these forest
systems and encourages beneficiaries to give proper maintenance to the plantation, that if well-managed
can remain productive beyond 40 years. For those beneficiaries
beneficiaries that have another source of income and
do not expect immediate economic benefits from plantations, timber species that will start to be
productive at year 16, were chosen. With respect to the silvopastoral systems, the indigenes community
selected this system
ystem since permit to increase their dairy production and therefore, their short
short-term cash
flows. However these benefits will only be maintained in time as long-term
long term rotation species mixed with
pastures and forage shrubs are maintained and properly managed.
managed. This encourages beneficiaries to take
care of the system in the long-term.
term. Also it is worth noting, that carbon removals for this system were
only estimated for the trees (and not for shrubs) -which
which will only be exploitable after 30 years,
years and as
such community
mmunity is committed to maintain in order to comply with the requirements specified in the
signed agreements.
A.9. Estimated amount of net anthropogenic GHG removals by sinks over the chosen crediting
period:
>>
1 0 354.02 0 354.02
2 0 4,892.85 0 4,892.85
3 0 16,934.25 0 16,934.25
4 0 34,353.99 0 34,353.99
5 0 61,423.34 0 61,423.34
6 0 73,714.39 0 73,714.39
7 0 77,953.20 0 77,953.20
8 0 66,242.74 0 66,242.74
9 0 70,652.19 0 70,652.19
10 0 73,154.13 0 73,154.13
11 0 66,322.71 0 66,322.71
12 0 69,802.38 0 69,802.38
13 0 66,777.89 0 66,777.89
14 0 64,621.45 0 64,621.45
15 0 62,402.77 0 62,402.77
16 0 56,751.61 0 56,751.61
17 0 52,922.61 0 52,922.61
18 0 28,456.60 0 28,456.60
19 0 52,323.73 0 52,323.73
20 0 50,776.45 0 50,776.45
Total 1,050,833
(tonnes
of
CO2 e)
B.1 Starting date of the proposed A/R CDM project activity and of the crediting period:
>>
1 July 2008 is the starting date of the proposed A/R CDM project activity.
activity The contract duly signed by
CORPOICA and Consorcio Bosque tropical, who are the implementers, are available to DOE as well as a
UNFCCC/CCNUCC
signed document proven when materials were given to beneficiaries for project implementation,
plementation, The first
crediting period of 20 years under the renewable crediting period option has the starting date 1 July 2008
and will end on 30 June 2028.
B.3.1. Length of the renewable crediting period (in years and months), if selected:
>>
20 years with two renewal periods for a total of 60 years.
B.3.2. Length of the fixed crediting period (in years and months), if selected:
>>
N/A
C.1. Title and reference of the approved baseline and monitoring methodology applied to the
proposed A/R CDM project activity
activity:
>>
The approved methodology AR-AM0009
AR / Version 04 entitled “Afforestation or reforestation on
degraded land allowing for silvopastoral activities” will be applied to these project activities.
C.2. Assessment of the applicability of the selected approved methodology to the propose
proposed A/R
CDM project activity and justification of the choice of the methodology:
>>
The proposed AR CDM project activity meets each of the applicability conditions of the selected
methodology and its CO2 removals and GHG emissions can be assessed using the sselected methodology,
as follows:
• Lands to be reforested are currently subject to degradation and are expected to remain in a low
carbon steady state without human intervention
intervention. This is confirmed in section A.7 where it was
found that all
ll lands comply with the requirement of not being a forest since 31 Dec. 1989 (see
section A.7.).
• Therefore, encroachment of natural forest vegetation is very unlikely to occur because of
continuing soil degradation due to prevalent farming practices. As described in section A.5.1, the
predominant land use is extensive grazing. This has been maintained since the post post-Hispanic
period which evidences that this land use form is deeply rooted in the culture of local farmers.
Most likely, it will not change unless land use change is
is highly promoted by additional incentives
and more profitable land use alternatives. Thus, by maintaining the baseline scenario the land will
continue to degrade. Therefore, the baseline approach 22(a) (existing or historical changes in
carbon stocks in the
he carbon pools within the project boundary) is the most appropriate choice for
determination of the baseline scenario.
UNFCCC/CCNUCC
• Lands will be reforested by direct planting or seeding in the proposed A/R CDM projet activity.
This will avoid significant longer term net decreases of soil carbon stocks or increases of non
non-
CO2 emissions from soil. When soil may be compacted, ploughing/ripping/scarification
associated with site preparation for planting will not exceed 10% of the project area during each
occasion.
• Flooding irrigation or drainage will not be used in project plantations.
• As allowed by the selected methodology, grazing can occur in some areas of the project activity
providing at least the same amount of goods and services as in the absence of the project act
activity/
Thus, there will not be shifting of pre-project
pre activities.
• Manure
anure from cattle will remain in the field. Then, the manure will not be collected, stored or
burned.
• Biomass burning will not occur during site preparation
The soil carbon pool was excluded as a conservative measure since its exclusion will reduce the actual net
GHG removals by the project activity. As shown in section A.7 the lands to be reforested have been non non-
forested lands since at least 1987 and the current land cover is pastures with sparse native vegetation
vegetation. This
permits to infer that these pasturelands will not regenerate to forest in the crediting period. In
consequence there will not be any increment on biomass and therefore any increment on C input to the
soil.. Also as described in the baseline scenario (section C.5.1) ffurther
urther land degradation would result in a
net loss of soil organic carbon
on of at least 1t C/ha-y
C/ha y which could total approximately 1 million t C in tthe
next 10 years in the region (CVS,2004) 22.
Also, soil carbon will not decrease with the project activity since the plantation of trees and shrubs will
reduce the degradation of soils
oils by erosion and compaction caused by grazing and lack of proper
vegetative land cover. In addition,
addition the establishment of tree species will imply an additional source of C
as more organic matter will be incorporated to the systems as roots and coarse and fine necromass. In the
same sense, dead wood and litter carbon pools were conservatively excluded too.
The selected project area is under degradation process as shown by its reduced plant cover and erosion
processes. These are degradation indicators suggested by the “Tool for the identification of degraded or
22
CVS. 2004. Diagnóstico Ambiental de la Cuenca Hidrográfica del Río Sinú Versión 01.
01 Delimitación, Extensión,
Localización y Situación Ambiental. Montería. Colombia
UNFCCC/CCNUCC
Photo 1. Degrading lands in San Andres de Sotavento with reductions on plant cover and erosion processes.
Baseline was stratified according to area of major vegetation types –as as recommended by the selected
methodology–.. Thus, two baseline strata were determined being the baseline land cover the determinant
factor. It is worth mentioning, that land cover is a result of the combination of other environmental
variables such as soil type, land use and climate. This is clearly showed in table 9. The project strata were
defined based on project planting/management plans (tree species and forest system type) and taking into
account the variability of environmental variables
va (soils, land use and climate).
UNFCCC/CCNUCC
Plantation of Cariniana
P1
pyriformiss
Plantation of Tabebuia
1400-1600 Municipality of Valencia P2
pastures with 6.2 t rosea
Extensive and low
d.m ha-1 and Plantation of Tectona
productivity cattle Oxisols Moist Forest B1 P3
sparse native grandis
grazing
vegetation
27°C Rubber tree plantations Municipalities of
1800-3500 Montelibano and Puerto P4
Libertador
Timber species
plantations assisted
with shrubs P5
(75%timber, 25% fruit
Extensive and low trees)
pastures with 2.3 t
productivity cattle Vertisols, Municipality of San Andres
Dry Forest d.m ha-1 and cash 1300 B2
grazing and marginal Mollisols de Sotavento,Chinu, Chima
crops (maize) Timber species
agriculture
plantations assisted
P6
with shrubs (25%
timber, 75% fruit trees)
23
Extracted from CVS (2004) and field verifications
34/85
UNFCCC/CCNUCC
The strata boundaries were delineated based on the project boundaries previously delineated. Therefore
each stratum is spatially identified and available with its respective GIS coordinates. The delineated strata
are shown in figures 2, 3, and 4. Maps and databases containing land owner name, land area, baseline
land use and owner ID, are available to the DOE at the validation stage.
C.5.1. Description of the application of the procedure to identify the most plausible
baseline scenario (separately for each stratum defined in C.4 C.4.):
>>
Once the eligibility and the boundaries of the project lands were defined, the
t most recent version of the
“Combined tool to identify the baseline scenario and demonstrate additionality
ditionality in A/R CDM project
activities” was used for defining the most plausible baseline scenario and to demonstrate the additionality
of the project activity. According to this the following steps were followed to determine the baseline
scenario:
- Preliminary
liminary screening based on the starting date of the A/R project activit
activity
- Identification of alternative scenarios
- Barrier analysis
STEP 0. Preliminary screening based on the starting date of the A/R project activity
1 July 2008 is the starting date of the proposed A/R CDM project activity. There are signed contracts with
Consorcio Bosque Tropical and CORPOICA who are in charge of formulating the forest management
plans and of planting the trees, according to the agreements made between project proponents and the
beneficiaries. This documentation
tion is available to the DOE at the moment of validation. Also reports from
contract auditors are available, where it is evidenced the moment the plantation activities started in each
strata.
The revenues from the sale of Greenhouse Gas (GHG) emission reductions played a decisive role in the
decision to proceed with the project activity.
activity The project proponents, CVS,, CORPOICA and CIAT CIAT, took
the decision to implement the project activity in response to the incentives provided by the CDM
framework. The proponents confirmed their project support through written documentation, which is
going to be presented to the DOE at validation stage. In this documentation is explicit the interest of this
partnership to reduce GHG emissions aand obtain the associated incentives. Officia
fficial, legal and/or other
corporate documentation are going to be added.
STEP 1. Identification of alternative land use scenarios to the proposed A/R CDM project activity
Sub-step
step 1a. Identify credible alternativ
alternativee land use scenarios to the proposed CDM project activity
Taking into account existing environmental diagnostics, land use management plans and field
observations, three alternative land use scenarios are identified:
UNFCCC/CCNUCC
o Alternative 1: The lands continue to be used for extensive grazing and/or marginal
agriculture, and the soil degradation process advances (Status Quo)
o Alternative 2:: Agroforestry and silvopastoral
s systems without a CDM project
o Alternative 3: Commercial tree plantations without a CDM project
Alternative 1: Current
urrent vegetation in the degraded areas is dominated by sparse native grasses and weeds
with predominance of bare soils in the most severely degraded areas. Introduced grasses are not highly
productive, e.g., Angleton grass (Dichanthium
( aristatum) and Colosuana (Bothriocloa pertusa and
Bothriocloa pertusa)
smaller areas with Panicum maximum and Brachiaria ssp. in the moderately degraded areas.
The land cover is related to the use of the land for extensive grazing. Recent inventories from CVS have
h
indicated that of the 2.5Mha of land in the State of Cordoba, at least 200,000 hectares are moderately
degraded pastures while there are 100,000 hectares of severely degraded areas. The entire Caribbean
Savannah is much larger and shows
show similar patterns
ns of degradation. This worsening in land degradation
is estimated to reduce income generation in the region at a rate of approx. 20M US$ per year.
year
This situation is applicable to the two baseline strata since cattle raising and marginal agriculture is the
predominant land use in the project area according to the forest manangement plans –where a context
description was conducted, the territorial ordering plans (land use plans) for the municipalities24 and field
verifications.
In addition, in strata 4 there is marginal agriculture which includes subsistence crops distributed
irregularly over the territory. The main crops are rice (Oryza
( sativa), corn (Zea mays) y other permanent
Zea mays
and semi-permanent crops such as plantain (Musa paradisiaca), cassava (Manihot sculenta and papaya
Manihot sculenta)
(Caryca papaya).
Alternative 2. Silvopastoral
lvopastoral systems adapted to the local context were successfully proved at the Turipana
Research Station of CORPOICA as a mechanism to promote the technology and with particular pa projects
has tried to promote its adoption in some farms of the Cordoba region. region. CORPOICA developed this
technological package consisting in tree plantations assisted by shrubs to reverse soil degradation and
allow grazing by providing better food sources for cattle. According to CORPOICA, tthis alternative is
suitable for non-acidic soils as uses species that are not tolerant for low pH conditions
conditions, and therefore is a
likely alternative for baseline strata 1 only.
Alternative 3. There are in the Cordoba department, commercial tree plantations and particularly the
24
Consorcio Bosque Tropical. 2008. Plan de Establecimiento y Manejo Forestal para
ara 1.500 Ha de plantación
Protectora-productora de Caucho (Hevea Brasiliensis en el Municipio de Ure, Departamento de
Hevea Brasiliensis) d Córdoba.
Colombia.
Consorcio Bosque Tropical. 2008.Plan
.Plan dde Establecimiento y Manejo Forestal para: 200 Ha de Plantación Protectora
Protectora-
productora así: 50 Ha de Teca (Tectona
Tectona grandis), 50 Ha de Abarco (Cariniana pyriformis) y 100 Ha de Roble
(Tabebuia rosea) en el predio
redio Santa Clara y Campo Alegre, Municipio dee Valencia, Departamento de Cordoba”.
Colombia.
Alcaldía Municipal de Valencia. 2002. Plan de Ordenamiento Territorial. Municipio de Valencia Córdoba.
Alcaldía Municipal dee Montelibano. 2002. Plan de Ordenamiento Territorial Municipio de Valencia Córdoba.
Córdoba..
UNFCCC/CCNUCC
Valencia municipality, where strata 1-3 1 are, there are about 2.533.75 ha –from from 92489 ha of total
municipality extension- with timber species and specially planted with teakt (Tectona grandis)25. Some of
Tectona grandis
these has been planted using the Forestry Incentive Certify (CIF, in Spanish) provided by the Ministry of
Agriculture since 1994 and that cover part of the establishment costs to land owners interested on
reforestation. Forest
est commercial plantations are also frequent in Canalete, Planeta Rica, Bajo Cauca and
Las Cordobas municipalities but are absent in areas that are mostly dedicated to cattle raising as are the
Sinu Valley, and the Chinu and Sahagun savannas where strata 2 is located.. For example, in 2008 only
2% of CVS forest establishment investment was made in San Pelayo and San Andres de Sotavento, where
baseline strata 1 is located. For baseline strata 2, 21% of the investment was located.
Sub-step 1b. Consistency off credible alternative land use scenarios with enforced mandatory applicable
laws and regulations
Although the project areas are located in zones which the recommended potential use is forest and
permanent crops according to the agro-ecologic
agro zoning made by IGAC (National Geographic Institute),
Institute)
there is not any law and regulation being complied with in order to obey this recommendation. The on only
land use planning instrument adopted by law at the municipal or watershed level is the territorial orderin
ordering
plan that are updated every 5 years. However this is a public administration instrument that not
necessarily is fully implemented and obeyed by land users. In fact there are many areas which current
land use do not match with the recommended potential land la use or land use zoning adopted in these
instruments. This
his is reflected in the great area dedicated to livestock although are lands that due to their
biophysical conditions should be under forest. Taking this into account there is not any enforcement to
comply with the territorial ordering plans and there is not any restriction to expand livestock land use in
the region. Being said this, the three abovementioned alternatives are plausible.
Sub-step
step 2a. Identification of barriers that would prevent the implementation of at least one
alternative land use scenarios
Institutional barriers:
• It is expected that environmental authority will stimulate the recuperation and protection of lands
prompted to land degradation as well as the national research institute (CORPOICA) who has a
research station in the area. However, past and current experience shows that although
a the land
use plans of CVS –as as the environmental authority of this area, recognize the urgent need to
reverse the degradation process and the poverty situation of the farmers (this plan is available to
DOE during validation), CVS funds are not disbursed to promote the required land use chan changes.
The reason is that other regional necessities are currently prioritized (e.g. flooding prevention).
For example, only 7, 8.5, 13 and 5 % of total CVS budget for 2007, 2008, 2009 and 2010
respectively,
y, was for forest establishment (It is worth noting, that these percentages for 2008 and
2010 already include the investment of CVS on this CDM activity).
activity . The annual budgets of CVS
are available to DOE during the validation process. Moreover, the annual management reports of
25
DANE, 2005. Censo de Plantaciones Forestales en el Departamento de Cordoba. Bogota
UNFCCC/CCNUCC
CVS show that although in the budget budget the mentioned shares are committed for forest
establishment purposes, only 5-10%
5 10% of the objectives has been accomplished. This reflects the
difficulties to initiate forest plantations in the area. This reports are available at the CVS web
page: http://www.cvs.gov.co/Informes%20Corporativos/informes_corp.html
http://www.cvs.gov.co/Informes%20Corporativos/informes_corp.html. In addition, for the
case of silvopastoral systems, CORPOICA that was subsidizing its implementation in the region,
do not have the resources to continue that support resulting in a lack of financial sources to
facilitate the initial investments required for the establishment of the systems. However, various
groups of farmers that have visited the prototype of this system in CORPOICA research station
have expressed strong interest in using this technology to recover the productivity of their lands.
Investment barriers
• Part of the beneficiary community consists of a defined ethnic group of indigen
indigenous, and many
small farmers affected by the Colombian social conflict that are mostly low income,
marginalized, and traditionally excluded from market economies and formal financial facilities
that impede their participation in high investment activities and access to new
new markets. The other
part are medium-sized
sized farmers who although are not in a marginalized situation are not able to do
extra and higher investments to change their traditional extensive livestock systems.
In the same sense the implementation of rubber and timber species cannot be afforded by local
small farmers because of the lack of access to upfront investment. For these
t ese farmers
farmers, the project
will make an initial investment in productive alternatives to compensate for the lack of revenue
flow while the rubber production starts.
The long maturation times, high initial investments, restricted access to capital, restricted access
to capital markets, difficulties securing long term debt due to perceived risk of working with poor
segments of the society, all of these reasons prevent the implementation of commer commercial
plantations (i.e. strata 1-4)
4) by small farmers and the participation of external investors to promote
these systems. When similar forestation activities had been carried out, out technological and
institutional barriers have been removed. However the mechanisms
mechanisms used for removing these
barriers is not accessible to small farmers (see section C.6).
This investment barrier has been overcome in this CDM project by CVS, a project participant,
who decided to finance all the up-front costs because in return willl receive the CERs. Thus, its
decision to make this investment has taken into account the CDM registration. Also the project
formulation costs have been assumed by CIAT who in return will receive part of the revenues
from CERs. Agreements among project participants
participants made prior project starting date and where
UNFCCC/CCNUCC
participation of them is conditioned to CDM registration are available to DOE for validation. The
participation of CVS as main investor and of CIAT and CORPOICA, clearly assured the
implementation of thiss project removing
removi the investment barrier faced by the farmers,
farmers as well as
facilitating the accomplishment of technical requirements that are not for easy fulfillment by
farmers alone. It is also attached (annex 8),, the official resolution where funds from CVS for this
CDM activity in particular, are committed, approved and reported to the Ministry of
Environment.
Sub-step
step 2b. Elimination of land use scenarios that are prevented by the identified barriers
From thehe mentioned land use alternatives, number 2 and 3 are prevented by the identified barriers. In
summary, limited
imited capital that prevent implementation of
of high investment alternatives by smallholders
impede the implementation of agro-forestry
agro and forest systems.
ms. Especially the investment barriers were
found through a survey conducted amongst potential project beneficiaries to understand their economic
condition. It was found that their incomes are between $1,500 and $12,000/family/year which clearly
restricts investment in new alternatives. The entire group of farmers was categorized according to the
variation in income and its sources, as follows24:
Small farmers
Type 1 Producers. Nearly 23% of the producers farmers fall within this grouping. They have over 30
heads of cattle and an average of 49. This group represents a segment of the population in a
continuous process of capital formation. They have a load of 0.59 animals/ha which is much lower
than the potential carrying
arrying capacity of these lands. They generally rent out their pastures and this
represents 20% of their entire income. They have very little area under crops (1.2 ha) and the low
productivity of the current system keeps them from raising capital at a faster
faster rate and impede the
growth of herds and therefore, the increment of revenues
revenues.. Their income level is around US$12,658
per year.
Type 2 Producers.. This group compromises 8% of producers. They have more than 13 heads of cattle
and an average of 15. After several years they continue to be in a process of capital formation but
have not been able to move away from farming, with a productive area dedicated to cultivation of
roughly 6.7 ha, making agricultural income the most important source and even more important
impo than
that from cattle-raising
raising and pasture rental. Their available family day-labor
day labor is fully used (707
workdays per year, 470 in crops, 60 in cattle-raising,
cattle raising, and 177 workdays sold). Their income is around
US$9,500.
Type 3 Producers.. This group covers 32% of the producers. They normally own fewer cattle (4.8
animals on average). Despite the low amount of area under crops (2.9 ha), these are the producers
who generate most income from agriculture (US$1,497/year), followed by the sale of off off-farm day-
labor
or (US$819), and income from cattle
cattle-raising
raising (US$778). In addition, they earn US$693 from
pasture rental. An average annual income for this type of producer is estimated at US$5,034.
Type 4 Producers.. This group encompasses 37% of producers. They have no cattle, have an average
of 19 ha, and only use 1.78 ha for crops. Their principal source of income is pasture rental
(US$1,284/year), followed by crops ($928), and the sale of day-labor
day labor ($325). The re
remuneration per
UNFCCC/CCNUCC
workday in the system is US$15 and they can only use 263 workdays; this shows low employment
opportunities. Annual income is US$3,934.
Indigenous people.
They are indigenous groups that are economically homogeneous. Through the survey it was estimated
that each household has 3.2 ha of crops and cattle, where 70% is used for cattle, 20% for agricultural, and
10% for fallow. The family’s net income is US$1,217 per year/family. In addition, they earn a
complementary income of US$217/year
US$21 by selling day-labor.
Medium farmers
Although the two involved farmers have a higher income level ($15,000/year) and larger farms relative to
farmers from other municipalities
municipalities,, they have manifested that still their restricted capital and the slow
growth rate of their herds limits their investment capacity for implementing any other land use
alternative.26
This restrictive economic capacity of project participants prevents them for implementing alternatives
land uses 2 and 3. Taking into account this
this socioeconomic context and historical land use changes it can
be expected that the extensive grazing will continue in the project area without this CDM project activity
and that in consequence the process of land degradation would not be stopped. In other words the
alternative 1 is the only one not prevented by the investment
i barrier.
Rubber
ubber plantations in the area and in small farmer’s land holdings were possible because of the support
given by USAID- funded project that aims to help people affected by the social and military conflict.
However this has been isolated efforts that were possible only by subsidies given by international
cooperation. These activities although contributed to create local capacities for enc
encouraging farmers to
keep implementing these forestry systems, were not continued basically because of the lack of financial
26
CVS, CORPOICA, CIAT. 2006. Estudio socioeconomico-familiar
socioeconomico liar de los corregimientos de Villanueva y Las
Nubes
ubes y evaluación de impactos sociales potenciales del proyecto ddee restauración de áreas degradadas con plantas
nativas. Monteria, Cordoba. Colombia. October, 2006. 20 p
27
Sierra, M.Por que invertir en plantaciones forestales? El semillero.
http://www.elsemillero.net/pdf/porque_invertir_plantaciones.pdf
UNFCCC/CCNUCC
support. It is worth noting, that participants of the strata 4 are some of beneficiaries of this capacity
building effort and as such,
h, they were the ones that proposed this alternative for the project. They are
quite familiar with the techniques used for producing the plantings and consider rubber as a good option
to increase their revenues in the short term if the investment barrier is removed.
In the other hand reforestation using the CIF (Certified Incentive for Reforestation) given to land owners
to cover establishment costs of plantations has been used by some farmers owning large lands. Although
innovative and in principle a good
good mechanism to encourage reforestation, has not been attractive and
feasible for medium and smallholders due to the requirements to apply for. These are:
The forest establishment and management plan should include: description of the land to be reforested
(soils, climate, current land use, forest land use potential according to IGAC land use zoning,
geomorphology, relief, fauna and d flora, etc); technical, commercial and forest management specifications
(seed source, species to be used, procedures for germplasm reproduction, planting technical specifications
(e.g. density, soil preparation techniques, etc), thinning and harvesting schedule,
schedule, pest and disease control
measures, etc); and economic assessment (source of financial resources, financial analysis, cash flows,
etc)28.
To accomplish all these requirements it is evident that technical and financial capacities to design the
project
ct are needed, and very unlikely to be fulfilled by small and medium farmers. Thus, to formulate the
establishment and management plan, to contract a forester for at least 1 year, and even to access to aerial
photos may be particularly impossible for them. Also, there is not any parallel mechanism to facilitate this
in lands of small farmers –as
as those involved in this CDM project. Thus this is an instrument mostly used
by farmers with higher financial and technical capacities. In addition, CONPES (2009)29 reported that
during the last years the applications to CIF have been reduced for the Department of Cordoba and
currently in the municipality of Valencia (strata 11-3)
3) there are about 2533 ha of tree plantations assisted
with the CIF. This evidences the restricted
restricted coverage of the mechanism and its limitations to benefit small
farmers.
Although having registered a CDM project may imply similar requirements to those needed for CIF
incentive,, the option of having the CERs as an additional benefit derived from the
the plantations have made
possible the participation of an investor as CVS and of CORPOICA and CIAT as technical responsible
28
http://www.minagricultura.gov.co/02componentes/06com_03d_cif.aspx
29
CONPES – Consejo Nacional de Política Económica y Social. (2009). Distribución de recursos para el certificado
de incentivo forestal con fines comerciales (CIF de reforestación) – vigenciaa 2009. Bogotá, Colombia
UNFCCC/CCNUCC
In another hand, there are private initiatives. For example a private reforestation project in the Cordoba
Department that is been supported by multiple international and national organizations and that aims to
cover 15000ha in 10 years30. This project has been designed on the basis of multiple partnerships for
receiving technical and financial support. So without it, the project may not
not be feasible. Also this project
is in a distinct municipality (Tierra Alta) where soils are less degraded than those found in the A/R project
boundary. Also, it is reported by DANE and CVS that 51% of the existing commercial plantations in the
Department of Cordoba did not need external financial support indicating that most of them are owned by
wealthy companies or persons. Also other 40% are financed through the CIF and FINAGRO (A second- second
floor Colombia bank to support agricultural activities) for which requirements are difficult to accomplish
by small and medium farmers as abovementioned20.
To finalize and as mentioned in the previous sections, there are some 20 hectares of silvopastoral systems
established on producer’s farms in the last years, highly subsidized by CORPOICA as a mechanism to
promote the technology. However, due to the lack of more and sustainable financial support the system
has not been adopted in other lands.
Additional incentives are brought by the pilot nature of the activities with the interest of the proponents to
allow for future scaling up of the land use changes. In addition, without the incentive of the CDM
participation, it would not have been possible to get all the different social groups involved to act
30
http://www.3fkanguroid.com/pagina_principal.htm
31
Espinal, C., Martínez, H., Salazar, M. and Acevedo, X. 2005. La cadena forestal y madera en Colombia. Una
mirada global de su estructura y dinamica. 1991-2005.
1991 Ministerio de Agricultura
ultura y Desarrollo. Documento de
Trabajo No. 64. Bogota. Marzo 2005.
32
Ruiz, P. 2009. CFC: Sembrando futuro en la region de Cordoba. Revista El Mueble y la Madera. Enero 2009.
UNFCCC/CCNUCC
As a result, the participation of these diverse entities has been possible. The main reasons stimulating are:
b. The
he permanence of the plantations is assured through formal long-termterm CER contracts between
the project participants and the World Bank’s BioCarbon Fund. This institutional requirement has
attracted an external investor (CVS), who is essential for covering the upfront cost for the
establishment of the plantations that would otherwise be impossible to be covered by the project
beneficiaries.
c. The nature of the beneficiaries and the potential of tree plantations to restore the degraded lands
or halt the degradation process, have attracted institutions such as CORPOICA and CIAT that are
committed to poverty allalleviation through improvements of land nd productivity and better natural
resource management. The participation of these institutions was stimulated by the involvement
of small and medium-size
size farmers and indigenous communities that are often marginalized from
large scale commercial projects. Also, the participation of these institutions in this project is
considered as an opportunity to learn about the carbon market and then to continue facilitating
this kind of projects in other environments. The involvement of these two institutions has
provided the required technical knowledge about the implementation of forestry systems and its
economic evaluation. The participation of these institutions has also stimulated the participation
of the investor (CVS) by providing a reliable technical environment
environment for the project.
Thus, the circumstances under which the identified similar activities have been undertaken are different
compare to those of the baseline scenario of this A/R project area.
area. Particularly, most of those similar
activities are carried out by large farmers and wealthy companies or are highly subsidized by tem temporal
international cooperation and are practiced in relatively small portion of the Caribbean savannah territory.
This elucidates that the common practice is not this kind of forestry activities remaining dominant the
grazing activities (49% of the Sinu River watershed is dedicated to grazing and 41% is in fallow or native
vegetation). Thus,, we conclude that the baseline is not the A/R project activity and that there are essential
distinctions between the proposed CDM project activity and similar identified activities
activities. In consequence,
the A/R project activity is additional.
C.5.2. Description of the identified baseline scenario (separately for each stratum defined
in Section C.4.):
>>
According to the decision tree indicated in the sub-step 2c: Determination of baseline scenario (allowed
by the barrier analysis) and part of the most recent version of the “Combined tool to identify the baseline
scenario and demonstrate additionality in A/R CDM project activities”,
activities”, the baseline scenario is the
alternative 1: the lands continue to be used for extensive grazing and/or marginal agriculture, and the
advances Pasturelands are dedicated to extensive grazing
soil degradation process advances. azing for beef and dairy
production and marginal agriculture consisted on the production of cash crops. This information was
verified in the field and the boundaries of each stratum were defined using GPS points (section A.7 and
C.4). In addition the economic
mic context of land owners is already explained in section C.5.1.
UNFCCC/CCNUCC
As explained in section C.5.1. the project activities are not the baseline scenario due to investment
barriers that with this CDM project are removed. The CDM registration has been crucial to get financial
support from CVS to cover upfront costs and from CIAT and CORPOICA to provide technical support to
formulate the project (respective agreements will be available to DOE).
DOE). This has been possible as CERs
revenues will permit to recuperate part of this investment while farmers will improve their incomes by
benefiting from the forestry systems products and co-products.
co products. Similar forestry activities have been
practiced in the region. However this has been possible for larger farmers with greater capitals or in some
cases by smallholders which plantations were subsidized
subsidized by a temporal international cooperation project.
Also, these similar activities are not common in the region dominating extensive grazing activities in the
territory.
Furthermore, carbon
arbon in dead wood, litter,
litter non-tree vegetation and soil are conservatively omitted from the
accounting as permitted by the applicability conditions of the selected A/R methodology.
Please present final results of your calculations using the following tabular format.
Year Annual estimation of baseline net
anthropogenic GHG removals by sinks in
tonnes of CO2 e
1 0
2 0
3 0
4 0
5 0
33
Please provide ID number for cross-referencing
cross in the PDD.
UNFCCC/CCNUCC
6 0
7 0
8 0
9 0
10 0
11 0
12 0
13 0
14 0
15 0
16 0
17 0
18 0
19 0
20 0
Total estimated baseline net GHG 00
removals by sinks (tonnes of CO2 e)
Total number of crediting years 20
Annual average over the crediting 0
period of estimated baseline net
GHG removals by sinks (tonnes of
CO2 e)
C.8. Date of completion of the baseline study and the name of person(s)/entity(ies) determining the
baseline:
>>
Date of completion of the baseline study: December, 2007
Carlos Andres Rodriguez. Corporación Autónoma de los Valle del Sinu y San Jorge, CVS.
andres.rodriguez@cvs.gov.co
Oswaldo Ruiz. Corporación Autónoma de los Valle del Sinu y San Jorge, CVS. oswaldorp26@gmail.com
SECTION D. Estimation of ex ante actual net GHG removals by sinks, leakage and estimated
amount of net anthropogenic GHG removals by sinks over the chosen crediting period
Tree Biomass
All calculations were made using the TARAM tool (V 1.3) 34 which will be available to validators. The
following are the parameter values and allometric equations used for calculating carbon stocks in above
and below ground biomass for each stand model:
34
Tool for Afforestation
tation and Reforestation Approved Methodologies, V1.3.
UNFCCC/CCNUCC
Timber species
Allometric equations of the tree species, Tabebuia rosea, Tectona grandis and Cariniana pyriformis,
pyriformis
taken in locations with similar environmental conditions to the project lands were used to calculate the
annual stand volumes.
Values of volume (m3/ha) reported by Aramburo (1985)35 where used for the selected crediting period.
The stand volume per hectare considered thinning operations on year 8 and 15. The carbon stock changes
were estimated using a carbon fraction value of 0.46, an expansion factor of 236, an average wood density
of 0.64 and a root to shoot ratio of 0.2737.
The same growth model applied to Cariniana pyriformis was used for this tree specie
species due to the similar
growth performance, and the lack of allometric measures reported for this native species. This procedure
is accepted by the selected methodology. The stand volume per hectare considered thinning operations
and harvesting was calculated. The carbon stock changes were estimated using a carbon fraction value of
0.46, an expansion factor of 2.89, an average wood density of 0.52 and a root to shoot ratio of 0.2714.
35
Aramburo P J.E. El crecimiento del abarco Cariniana Pyriformis en las zonas tropicales húmedas de Colombia.
Medellín. Universidad Nacional de Colombia. Seccional de Medellín . 1985, pag 179
36
IPCC Good Practices Guidance – Biomass Expansion Factor, Default Values. Table 3A. 1--10
37
IPCC Good Practices Guidance – Root to Shoot ratio, Default Values. Table 3A. 1-8
38
Gómez, M. y Mora. F. 200?. Comparación de modelos y unificación de ecuaciones de volumen para árboles
individuales en plantaciones de Teca (Tectona grandis Linn) en Costa Rica. Instituto de Investigación y Servicios
Forestales (INISEFOR). Universidad Nacional. Heredia. Costa Rica.
39 Mora., F. y Gómez, M. 200?. Ecuaciones y tablas de volumen
volumen para árboles individuales en plantaciones de Teca
(Tectona grandis). Vertiente del Pacifico. Costa Rica. Instituto de Investigación y Servicios Forestales (INISEFOR).
Universidad Nacional. Heredia. Costa Rica
40
Torres, D.A. 2004. Modelación del crecimiento
crecimiento y producción de volumen y biomasa de la teca. Trabajo de grado.
Ingeniería Forestal. Universidad Nacional de Colombia. Medellín.
UNFCCC/CCNUCC
Where:
The three equations provided similar stand volume models demonstrating a high consistency.
consistency Final stand
volume values used for the estimation of carbon stock changes were obtained from equation (iii) that was
derived from Colombian allometric measures. Using the volume estimates per tree, the stand volume per
hectare was calculated considering the density of seedlings
seedling to be planted, thinning and harvesting. The
carbon stocks were calculated per hectare using a carbon fraction value of 0.48, an expansion factor of 2,
an average wood density of 0.641 and a root to shoot ratio of 0.2742.
Rubber plantations
The following allometric equation developed for Colombia rubber plantations was used:
Where:
CBH, circumference at breast height (m)
The allometric measures were obtained from FEDECAUCHO44 and applied to this equation. The carbon
stock change was calculated based on the stand volume obtained per hectare and using a carbon fraction
value of 0.4418.
The carbon stock change was calculated only for the tree species that will be planted for providing shade
to forage shrubs. So, the ex ante calculation of net GHG G removals is conservative by not taking into
account the biomass of shrubs. The growth for Tabebuia rosea was estimated using the same allometric
equation applied in stand model 1 but adjusting the planting density and considering that no thinning and
harvesting
vesting will occur in this stand.
In addition, the expected stand volume of Swietenia macrophylla and Bombacopsis quinatum was
estimated. For this purpose, the following allometric equations
equation were used:
41
Valero, U. W., Reyes, E. C., León, W., Garay, D. 200?. Relación entre anatomía y propiedades físico
físico-mecánicas
de la especie Tectona grandis proveniente de los llanos occidentales de Venezuela. Universidad de los Andes.
Merida, Venezuela.
42
IPCC GPG-LULUCF
LULUCF Table 3A.1.8
43
Nieves, H.E. y Buitrago, C.E. 2005. Evaluación de los niveles de remoción de CO2 efectuada por plantaciones de
caucho Hevea brasiliensis Mull. Arg. en Colombia. Universidad Distrital Francisco José de Caldas. Facultad de
Medio Ambiente y Recursos Naturales. March 2005. Bogota.
44
Federación Nacional de Productores de Caucho
UNFCCC/CCNUCC
Swietenia macrophylla:
TTV=0.044*(H42*DBH) 0.9719
Bombacopsis quinatum: The stand volume for this specie was estimated using the following equation
derived from B.quinatum plantations in a similar Colombian region:
Where:
The equation was applied using allometric measures from Colombian plantations at the age of 4 and 12
years and from secondary information46. The stand volume per hectare considered thinnin
thinning operations on
year 8 and 15. The carbon stock changes were estimated using a carbon fraction value of 0.4647, an
expansion factor of 2.27, an average wood density of 0.4 and a root to shoot ratio of 0.2714.
Where:
DB is basal diameter (cm)
Dasometric measures were taken from 5-yrs 5 yrs old local plantations and growth records for tropical
countries found in secondary literature. The carbon stock changes were estimated using a carbon fraction
value of 0.45,, an expansion factor of 2, a wood density from 0.55 to 0.71 depending the specie and a root
to shoot ratio of 0.2714.
45
Urueña, H. 1999. Ceiba roja. Bombacopsis quinata, Establecimiento y manejo de una especie tropical. Monterrey
Forestal Ltda. Pizano S.A. Colombia.
46
Cordero, J. y D.H. Boshier (Eds). 2003 Árboles de Centroamérica. OFI-
OFI CATIE.
47
Melchior, G., Quijada, M., Garay, V.
V y Valera, L. 1996. Ensayo de Progenies de Saqui-Saqui
Saqui (Bombacopsis
(
quinata JACQ DUGAND) sin Aclareo a la Edad Aproximada de 26 Años). Silvae Genetica 45, 55–6 (1996)
UNFCCC/CCNUCC
Planted non-tree
tree woody vegetation, dead wood and litter biomass
Not selected. From the sum of the changes in living tree biomass carbon stocks (above and below ground)
no decrease in carbon stock in living biomass carbon pools of non-tree
non tree vegetation in the year of site
preparation,, dead wood, litter and soil organic carbon was subtracted since this is expected to be not
significant (e.g., biomass burning will not occur).
Non-CO2
CO2 GHG emissions are considered insignificant/ negligible by the selected methodology
methodology. For this
reason these emissions are assumed
assume as zero.
The resultant actual net GHG removals by sinks were estimated using the equation 12 of the latest version
of the AR/AM0009 methodology. Thus actual net GHG removals is the result of subtracting the iincrease
in GHG emissions (GHGE) as a result of the implementation
implem of the proposed A/R CDM project activity
within the project boundary from the sum
s of the changes in above-ground (∆CAG G) and below-ground
(∆CBG) tree. The resultant values are detailed in Table 12 below.
UNFCCC/CCNUCC
51/85
UNFCCC/CCNUCC
Net antropogenic GHG removals (CAR/CDM) is the actual net GHG removals by sinks (∆CACTUAL) minus
the baseline net GHG removals by sinks (∆CBSL) minus leakage (LK) (equation 38 if the latest version of
the selected methodology). Since ∆CBSL are zero (section C.7)) and there are not significant project
leakages, CAR/CDM = ∆CACTUAL. Then CAR/CDM is equal to 1029642 t CO2e.
UNFCCC/CCNUCC
All data collected as part of monitoring should be archived electronically and be kept at least for 2 years
after the end of the last crediting period. One hundred percent of the data should be monitored if not
indicated otherwise in the tables below. All measurements should be conducted according to relevant
standards.
The following are the variables that will be considered to monitor the fores forest establishment and
management in accordance to the section III.1 of the selected methodology. In this table detailed variables
are shown that are considered important to ensure an appropriate forest establishment and management.
Some of these management-related
related variables are also important
impor for ex-post
post carbon removals estimations.
48
Please provide ID number for cross-referencing
cross in the PDD.
49
Please provide full reference to data source.
UNFCCC/CCNUCC
E.1.2.
.2. If required by the selected approved methodology, describe or provide reference to,
SOPs and quality control/quality assurance (QA/QC) procedures applied.
>>
The Standard Operating Procedures (SOPs)
( will be included in each forest management plan for each
project activity. This includes:
These management plans were written by contracted foresters (Bosque Consorcio Tropical) who are in
charge of the forest establishment and management and CVS, a project participant, have revised it in
order to ensure that it contains all the procedures that project implementers should follow. The plans were
elaborated using the format established by national authorities for reforestation activities and that includes
components abovementioned. CVS is in charge of auditing the implementation to ensure that the
procedures are accomplished. This ensures that a record of the plan as actually implemented during the
project shall be available for validation or verification, as appropriate (as recommended by the selected
methodology)
As part of the QA/QP procedures the following elements should be considered during monitoring
monitoring: 1)
Verification that standard operating procedures (SOPs) for project activities are complied as agree in the
forest management plans approved by CVS;
CVS 2) Recording of information and consistency checks; and 3)
Consolidation and archiving based on accepted procedures (e..g.
(e national forest monitoring procedures,
suggested on available published handbooks, or from the IPCC GPG LULUCF 2003). 2003
Stratification
If different growth rates occur in the same stand model then this different section of the stand model will
become a new stratum. The measured growth rate is, consequently, the indicator to monitor the
assumption that there are five strata
strat to be considered. Then any change on stratification should be done
once after each monitoring event.
Sampling design:
Permanent sampling plots will be used for sampling over time to measure and monitor changes in carbon
stocks. Permanent sample plots are generally regarded as statistically efficient in estimating changes in
forest carbon stocks because typically there is high covariance between observations at successive
sampling events. It is necessary to ensure that sampling pl
plots
ots are treated in the same way as other lands
within the project boundary, e.g., during site and soil preparation, weeding, fertilization, irrigation,
thinning, etc., and should not be destroyed over the monitoring interval. Thus, local markers to be used
should not be visible. The GPS coordinates would also be used to identify the plots. The plot area will be
0.06 ha for all strata.
Sample size
Calculation of the number of samples for collection of field data and its distribution (by each stratum)
over the A/R CDM project area was conducted in accordance to the approved tool “Calculation of the
number of sample plots for measurements within A/R CDM project activities”
(http://cdm.unfccc.int/methodologies/ARmethodologies/tools/ar
http://cdm.unfccc.int/methodologies/ARmethodologies/tools/ar-am-tool-03-v2.pdf)
The method 1 was used for defining sample size per stratum and a precision level of 10% in the mean with
a 95% confidence interval is adopted for the estimation of carbon pools. The sample size estimation assumes a
standard deviation of 40% for all stratum taking into account lack of empirical data on biomass estimates in the
early stages of the species, its fast growth and degraded nature of soils, this assumption is reasonable and
conservative as it increases the sample size and reduces the variability in the carbon stock and its change.
Plots location
The permanent sample plots will be located systematically with a random start with the help of a GPS in
the field. The use of geographical position system coordinates and random plot location permits the
adequate representation of different sub-strata
sub and strata of the project. The plot locations will be marked
using magnetic markers or GPS systems to facilitate easy identification. The plot reference points such as
plot centers will be located systematically with a random start using the GPS. The coordinates of GPS for
each stratum and sub-stratum
stratum will be recorded. If a stratum consists of several dispersed geographic units,
the plots will be located using
sing the following the criteria:
• the total stratum area is divided by the number of plots, resulting in the average area represented
by each plot;
• the area of each site is divided by this average area per plot, and assign the integer part of the
result to this site,
50
Please provide ID number for cross-referencing
cross in the PDD.
51
Please provide full reference to data source.
UNFCCC/CCNUCC
Data collection will be organized taking into account the carbon pools, sample frame and the number of
plots. Table 16 (in section E.4.1) outlines data to be collected on the project scenario in order to monitor
the changes in carbon pools. Periodic checks of the data will be undertaken to verify the data consistency.
The actual net greenhouse gas removals by sinks represent the sum of verifiable changes in the carbon
stocks of pools within the project boundary, minus the increase in GHG
GHG emissions measured in CO2
equivalents by the sources as a result of the implementation of the project activity and calculated as per
the equation B.49 outlined in the approved methodology AR-AM0009.
AR
Project data on verifiable changes in the individual carbon pools will be collected as per the steps of this
monitoring
ring methodology and procedures of the monitoring plan. The monitoring and data collection
procedures will take into account ex post stratification, sampling and measurement procedures on the
sample plots as outlined in detail in Annex 4 on monitoring plan.
plan. The calculation of the change in the
stocks of carbon pools project will be done as per the equations M.4 to M.16
M. outlined in the Section III of
the approved methodology AR-AM000
AM0009.
.
The project utilizes data from yield tables and measurement of sample plots and where project specific
data are not available, the published data that closely reflects the conditions of the project area will be
used in the calculation of the GHG removals by sinks.
Table 16:: Data to be collected to monitor the verifiable changes in carbon stock in the carbon pools
ID Data Data unit Measured Recording Number Comment
number52 variable (m), frequency of sample
calculated plots at
(c) which the
estimated data will
(e) or be
default monitored
(d)53
E.4.1.1 Plot ID Number c Prior to the 100% of Identified and
project permanent mapped for each
plots stratum and sub-
stratum. The
number of plots to
be identified is that
one calculated in
section E.2. per
stratum
52
Please provide ID number for cross-referencing
cross in the PDD.
53
Please provide full reference to data source.
UNFCCC/CCNUCC
permanent
sample plots
E.4.1.6. Aboveground M3/ha c Every 5 years All DBH and height of
stand prior permanent selected trees will
volumes per verification sample plots be measured to
strata calculate the
aboveground
volume (E.4.1.4
and E.4.1.5). Or
calculated using
local allometric
equations.
biomass
estimate, see
section 8 of
AR/AM0009,
v4)
E.4.1.13 Surviving rate No. planted m At the 3 All Counted in the field
trees/ no. months after permanent
surviving trees establishment sample plots
and once very
year during the
first 3 years
E.4.2. Data to be collected in order to monitor the GHG emissions by the sources, measured
in units of CO2 equivalent, that are increased as a result of the implementation of the proposed A/R
CDM project activity within the project boundary:
>>
Non-CO2
CO2 emissions are negligible according to the selected methodology.
methodology. For this reason, no monitoring
will be done for any emission source.
E.5. Leakage:
>>
The
he potential leakage emissions attributable to the proposed A/R project activity are those from vehicle
fossil fuel combustion due to the transportation of seedling, soil preparation machines, transportation of
harvest products (wood and rubber), project inspections and additional inputs (e.g., fertilizers, manures,
wire, etc).However
However according to EB decisions (EB042 and EB044 reports) these are not significant significa
emissions and therefore, should not be considered in the project emissions accountability. Also, under
applicability conditions of the selected methodology it is expected that the project activity will not cause
any significant leakage, hence LK is equal
equa to 0.
UNFCCC/CCNUCC
E.5.1. If applicable, please describe the data and information that will be collected in order
to monitor leakage of the proposed A/R CDM project activity:
>> Not applicable
E.5.2. Specify the procedures for the periodic review of implementation of activities and measures
to minimize leakage, if required by the selected approved methodology:
>>
Not applicable
E.6. Provide any additional quality control (QC) and quality assurance (QA) procedures
undertaken for data monitored not included in section E.1.2:
E.1.
>>
None additional QC/QA procedures are needed.
E.7. Please describe the operational and management structure(s) that the project operator will
implement in order to monitor actual GHG removals by sinks and any leakage generated by the
proposed A/R CDM project activity:
activity
>>
54
Please provide ID number for cross-referencing
cross in the PDD.
55
Please provide full reference to data source.
56
Please provide full reference to data source.
UNFCCC/CCNUCC
The project participants havee signed an agreement where responsibilities of management and
establishment of operations as of monitoring have been specified. Thus, CVS is in charge of the
establishment and management of the plantations of strata 1 to 4. For this purpose it has contrac
contracted the
entity Consorcio Bosque Tropical that should conduct these activities in accordance to a management
plan already designed by the CVS. In this management plan all procedures and conditions of management
are specified. The implementation of the plan will be audited by CVS.
For the monitoring, CIAT who has lead the design of the project through the elaboration of the PDD, has
the responsibility to design the monitoring and establish the sampling plots, variables to be measured,
frequency,
uency, etc. The monitoring itself will be conducted by CORPOICA, based on the monitoring design
recommended by CIAT, since CORPOICA is located nearby the project area and has the technical and
operational capacity to monitor the project.
The formal agreements between project participants and with Consorcio Bosque Tropical are available to
validators.
Marcela Quintero
m.quintero@cgiar.org
Centro Internacional de Agricultura Tropical –CIAT
US: Mailing Address: CIAT, 7343 NW 79 Terrace, Medley, FL 33166
CO: Mailing Address: CIAT, A.A. 6713, Recta Cali-Palmira,
Cali Cali, Colombia
Phone: +57(2)4450034 (direct); +1(650)8336625 (via USA)
guidance for the World Bank who is the CERs buyer. Each task from all components was studied on its
environmental consequences and several dimensions were quantified. Overall the results indicated that
the project is overwhelmingly positive to the environment. Over 90% of all the potential impacts are
positive. (See Annex 6.) Expected environmental benefits include: Conservation of the natural resource
base, enhanced biodiversity by substituting monospecies land cover by more diverse systems (strata 5)
that favor higher faunal and microbial populations, reduced
reduced soil erosion and consequently improved soil
productivity. The global environment will benefit from decreased concentrations of CO2 in the
atmosphere by reducing the area that is periodically burned in the region. Trans-boundary
Trans migratory
fauna (birds, butterflies) will benefit from green patches that are non-existent
non existent in the savannah during the
dry season, where they stop on their migratory paths to and from the tropics. Deforestation of natural
timbers would be reduced through the production of timber species. The negative impacts are iden identified
and characterized, and mitigation options are identified as well. Specific forest management plans will be
prepared for each area to guide project implementation and to minimize environmental impacts.
Only 5% off the impacts were qualified as negative and are related to the use of pesticides and herbicides.
The project participants have developed a manual to guide the use of agrochemicals in the project area
(including transport, storage, usage and disposal) and to minimize the use of dangerous herbicides and
pesticides. These impacts were graded low and with the mentioned guide, it is expected to be a no non
significant negative impact. Environmental impact assessments and agrochemicals use guide are available
to validators.
F.2. If any negative impact is considered significant by the project participants or the host Party, a
statement that project participants have undertaken an environmental impact assessment, in
accordance with the procedures required by the host Party,, including conclusions and all
references to support documentation:
>>
No significant negative impact was identified. Project participants have undertaken an EIA included in
Annex 6.
F.3. Description of planned monitoring and remedial measures to address significant impacts
referred to in section F.2. above:
>>
N/A
SECTION G. Socio-economic
economic impacts of the proposed A/R CDM project activity:
In general these analyses concluded that the project will generate additional revenues and employment.
An indigenous community benefits to a large extent from the project, as well as other rural communities.
UNFCCC/CCNUCC
The project will diversify their production systems and will see an increase in their income and warrant
the sustainability of their livelihood which is currently
currentl at risk due to land degradation and an eroding
resource base. Figure 10-13,, shows
show the results of the ex-ante assessment of economic benefits per type of
project participant.
Approximately 400 farmers in 21 communities will benefit directly from the project.
project. The establishment of
tree nurseries, planting, fencing and maintain trees and manage improved pastures will provide at least
270 full time jobs in the initial year and 140 full time jobs the subsequent years. Job generation is a
critical bottleneck for the region, where unemployment rates are at around 22%. Each job will generate
annual income of around US$ 2,,400400 and will help to improve the livelihood of an average of 5 members
per family. Increased earnings of the project participants will have a multiplier effect in the community.
Improved cash flows will enable farmers to hire local laborers, many of whom are under under- and un-
employed
Local indigenous ethnic groups (Zenu tribes) located within the area of influence of the project will
benefit from strengthened community organizations that will participate in the implementation of the
project. Local and national authorities will benefit from reduced migration of landholders to urban
settlements and for job creation. Local economies will benefit from more resources being injected in the
economy through the project implementation and especially through
rough higher productivity. The main socio-
economic
conomic benefits are summarized in table 20 below.
2,000
1,500
US$
1,000
500
Baseline
Annual cash flows per household with-project
scenario
0
1 6 11 16 21 26
Year
4,000,000
Baseline
3,500,000
with project scenario
3,000,000
Annual cash flows per household
2,500,000
US$
2,000,000
1,500,000
1,000,000
500,000
0
1 6 11 16 21 26 31
Year
Figure 11. Cash flows for households participating in the timber plantations on grazing land of medium-
medium
sized livestock holders (Valencia).
(Valencia) Comparison of baseline and project scenario. (values are 2006
constant values).
20,000
17,500
15,000
12,500
US$
10,000
7,500
Ingreso sin proyecto
5,000
Ingresos con proyecto.
2,500
0
1 6 11 16 21 26 31
Year
Figure 12. Cash flows for households participating in the rubber plantations on grazing lands of
smallholder livestock farmers (Uré).
(Uré) Comparison of baseline and project scenario (values are 2006
constant values).
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7,500,000
CVS investment
Net Cash Flows including CERs revenues
Benefits including social benefits
5,000,000
2,500,000
US$
0
1 6 11 16 21 26
-2,500,000
Year
Figure 13. Expected costs and benefits of the A/R project activity (values are 2006 constant values)
values).
KNOWLEDGE/ Training events on Positive Training prior and Participation in Project beneficiaries Short, medium
SKILLS/ forest management, during project the and long term
ATTITUDES/ design of the implementation implementation identifying
ASPIRATIONS project, of the project this
dissemination of the results in the opportunity of
project idea, etc. application of impact since
new or collective the project
knowledge, beginning.
attitudes and
aspirations.
Through project Negative During project It is related to Project beneficiaries Short, medium
implementation and or design but mostly eventual and long term
CULTURAL according to project positive important during community’s (suggestions
(REACTIONS) participant’s project reaction to the and comments
expectative. implementation. project activities of project
if the benefits beneficiaries
are not in should always
accordance with be taken into
their initial account)
expectative.
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G.2. If any negative impact is considered significant by the project participants or the host Party, a
statement that project participants have undertaken a socio-economic
economic impact assessment, in
accordance with the procedures required by the host Party,, including conclusions and all
references to supporting documentation:
documentation
>>
The main potential socioeconomic negative impact is:
d. Negative reactions
ctions of communities
co against project activities caused by contradictions between
their expectations and the project outputs. This potential negative effect has been minimized with
an ample consultation process with project participants since the very begi beginning of the project
design. During these consultations project benefits have been explained as well as the expected
contributions from project beneficiaries.
beneficiaries. Emphasis was put on the fact of that project being a
common purpose between project proponents and an beneficiaries in its combination of aspects
related to both, climate change and rural development. As a result of these consultations, a letter
of intent was signed between CVS and the participants, which specifies the agreed benefits and
matching funds (in kind). The signed letters
tters of intent are going to be available at validation. Also
additional contracts are being prepared to be signed between project participants (proponents and
beneficiaries).The
The signature of contracts hashas as purpose, to make official through a legallylegally-
binding instrument the intentions, roles and responsibilities of all parties.
G.3. Description of planned monitoring and remedial measures to address significant impacts
referred to in section G.2 above:
>>
A continuous communication with project beneficiaries is envisaged to ensure that any questions,
concerns or suggestions are resolved in a timely manner. It is also envisaged to periodically collect and
review all project participants’ comments during monitoring (section E.1.1.), in order to to make sure that
corresponding actions are taken.
H.1. Brief description of how comments by local stakeholders have been invited and compiled compiled:
>>
Comments from local stakeholders have been invited through consultations (presentations used during the
consultation process are available to DOE for validation) and their comments have been incorporated into
the letters of intent signed with the different beneficiary groups of the project and in
into the project design
itself.
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With the indigenous people from the municipality of San Andres de Sotavento (Stratum 5), 9
participatory workshops were organized during January and February 2006 to socialize and achieve
consensus about the objectives, benefits, components and areas of the project (please please see Table 22 for
dates of the workshop and number of attendees).
attendees . The locals were invited directly by the head (Cacique
Mayor) of the Zenu indigenous group with the the support of his collaborators (including the responsible for
agricultural activities). They serve as the bridge to reach the communities. In addition, on October 11,
2007 an official meeting was held in San Andres Andre de Sotavento with 14 representatives of the
communities, the Cacique Mayor, representatives of CVS, CORPOICA and Ministry of Environment and
the Ministry of Interior of Colombia. These meeting was held with the purpose of conveying details of the
project design to the Ministry of Interior who accordingaccording to Host Party procedures (Ministry of
Environment) is the authority to give approval to projects conducted in native communities. The main
result of the meeting was that the representative of the Ministry of Interior agreed acknowledged the
benefit distribution and activities of the project. The official minutes are available for validation.
Table 22.. Meetings held in San Andres de Sotavento for project dissemination and consultation
• The native communities (San Andres de Sotavento) expressed their interest on participating
directly during the forest establishment if an economic retribution to their labor was to be
recognized. In this sense this was negotiated and included in the letter of intent.
• The farmers involved in the strata 4, expressed their interest in leading the production
production of stump
stumps
(rubber seedlings) process using the expertise of the Ure Farmers Association
Association. For this an
economic retribution was requested. Such as this, the project proponents decided to give this role
to the farmers and compensate this. For this purpose this was budgeted
budgeted inside project costs.
• All participants highlighted the necessity to ensure that project implementers must need to ensure
the good
ood quality of seeds and seedlings as a key aspect for the success of the project activities.
• During consultation farmers were asked about the number of hectares they will be willing to
reforest into their farms.. The reported areas were incorporated into the project design.
• Some farmers from Chinu and Chima, who will implement silvopastoral systems systems, requested to
modify the planting density per species. They were interested on having more fruit trees than
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timber species in their system (stratum 6). Actually this is the reason why silvoastoral systems
were divided into two different stratum (see strat
stratification section).
H.3. Report on how due account was taken of any comments received: received
>>
Comments from native communities are included in the Indigenous Communities Plan (PPI (PPI- Plan de
Pueblos Indigenas, in Spanish) available in Annex 7 and reflected in the letter etter of intent that CVS,
CORPOICA and CIAT has signed with the indigenous people. All comments will also be taken into
account in the design of the contracts between CVS and the IP (to be signed soon). In the same sense all
comments received by farmers
rmers located in strata 11-4 were included in the letters of intent signed with them
and are currently being incorporated in official contracts to be signed soon. Also, recommendations were
taken into account at the moment of budgeting CVS’ CVS investment in project oject activities (i
(i.e., stumps
production, labor payment, matching funds, etc.).
etc.). The most recent recommendation was the one given by
farmers from strata 6 regarding planting densities. Its requirement was accepted and the project adjusted
in order to ensuree than nurseries and planting plans were according to this.
UNFCCC/CCNUCC
Annex 1
Organization: Corporación del Valle del Sinu y San Jorge – CVS (Environmental
Environmental Regional
Government Agency)
Street/P.O.Box: Calle 29 Nº 22-43
Annex 2
INFORMATION REGARDING PUBLIC FUNDING (do not apply)
Annex 3
BASELINE INFORMATION
All relevant and detailed information regarding the baseline is given in Section C including
historical land use change, stratification and the adopted conservative approach for assessing
baseline net removals by sinks
sinks.
Annex 4
MONITORING PLAN
(Enclosed with the PDD)
Annex 5
SAMPLING PLOTS CALCULATION
CALCU
Enclosed as separated excel file
Annex 6
ENVIRONMENTAL IMPACT ASSESSMENT
Enclosed as separated document (in Spanish)
Annex 7
SOCIAL IMPACT ASSESSMENT
Enclosed as separated document (in Spanish)
Annex 8
INDIGENEOUS COMMUNITIES
COMMUNIT PLAN
Enclosed as separated document (in Spanish)
Annex 9
UNFCCC/CCNUCC
Annex 4
MONITORING PLAN
[To facilitate monitoring of the project, the SMART forms (v.1.1)57 will be used in order to ensure that all
data is collected consistently. These forms are available to the DOE during the validation.]
The carbon stock changes in the baseline scenario are conservatively assumed to be zero in this project
and this assumption is permitted by the selected methodology. However, to ensure that the baseline will
not have emissions caused by project implementation,
implementation, any tree in the baseline (scattered trees may exists
in these landscaped) are left standing during the implementation of the project activities. In this regards,
all trees in the project area within the planting site will be counted and located prior project
implementation.
2. Monitoring the overall performance of the proposed A/R CDM project activity
a) Stratification
The purpose of the stratification is to facilitate fieldwork and increase the accuracy and precision of
measuring and estimating carbon. Each resultant “strata” is homogeneous and therefore, by dividing the
project area in homogeneous units the cost and effort of monitoring is diminished while maintaining the
level of confidence (Pearson et al. 2005)58.
Ex-post stratification will be conducted after the first monitoring event to address the possible changes oof
project boundary,, changes on the type of species included in each stand model (see section D.1) or the
growth rate in trees of the same specie or differences in the planting year in each stand model.
model It is known
that project implementation will last 3 years
ye so sub-stratum
stratum should be created to reflect the different age
classes inside the same stratum as the results of different planting year. At the end each strat
stratum should
57
Vallejo. A. 2010. SMART. A tool for monitoring CDM afforestation/reforestation activitie
activities. Biocarbon Fund.
World Bank.
58
Pearson, T; Walker, S., and Brown, S. 2005. Sourcebook for Land Use, Land Use Change and Forestry Projects.
Biocarbon Fund. Winrock International.
UNFCCC/CCNUCC
group substratum with similar carbon stock, carbon stock change and spatial variatio variation. The ex ante
stratification specified in section C.4. should be used as the basic stratification from which subdivisions
will be created.
If different growth rates occur in a same stand model then this different section of the stand model will
become a new stratum. The measured growth rate is, consequently, the indicator to monitor the
assumption that there are five strata to be considered. Then any change on stratification should be done
once after each monitoring event. To facilitate the monitoring of the stratification, SMART forms 02.1;
02.4 and 02.5, will be used. For baseline and ex-ante
ex ante stratification, information of section C.4 should be
used.
b) Sampling design
Permanent sampling plots will be used for sampling over time to measure and monitor changes in carbon
stocks. Permanent sample plots are generally regarded as statistically efficient in estimating changes in
forest carbon stocks
tocks because typically there is high covariance between observations at successive
sampling events. It is necessary to ensure that sampling plots are treated in the same way as other lands
within the project boundary, e.g., during site and soil preparation,
preparation, weeding, fertilization, irrigation,
thinning, etc., and should not be destroyed over the monitoring interval. Thus, local markers to be used
should not be visible. The GPS coordinates would also be used to identify the plots. The plot area will be
0.06 ha for all strata.
74 permanent sample plots will need to be installed and distributed across strata as specified in section
E.2. They will need to be marked in a way that are not easily identifiable by project beneficiaries so these
plots will not receive different management compared to the rest of project areas. Information regarding
procedures to mark the plots is available in section
se E.2. Each sample plot will have an identification
number to be used in SMART forms (“SID” column).
Single plotss will be as it is expected that variation within an stratum will be low. In case it is found high
variation on diameter at the breast height inside a single plot, then a nested design should be used (for
further indications see Pearson et al. (2005). TThe plot size should be large enough that at least eight to 10
trees will be measured within the plot boundaries at the end of the project activity. (Therefore,
substantially more than eight to 10 trees will be measured per plot at thee start of the project
activity)(Pearson et al. 2005).
Location of plots
The
he location of plots should either be random or located using a fixed grid
rid that covers the entire area. In
this way, any bias in the location of plots will be avoided. Based on Pearson et al. (2005), the following
steps should be undertaken:
STEP 1.. Prepare a map of the project, with the project boundaries of strata within the project
clearly delineated.
UNFCCC/CCNUCC
c) Monitoring frequency
According to the recommended frequency for measuring the different variables in section E and the
planting schedule, the monitoring team should design
design the schedule for monitoring. Some variables are to
be monitored every 5 years prior verification while other need to be monitor prior or during forest
establishment.(see
(see tables of PDD Monitoring sections)
The monitoring team will use table 16 to determine which variables need to be measure, estimated or
research to estimate carbon stock changes using the abovementioned equations. In general, project utilizes
measurements in sample plots and a where project specific data is not available, the published data that
closely reflects the conditions of the project area will be used in the calculation of the GHG removals by
sinks. The collected data should be recorded in SMART forms 0.4.and
0.4. 02.7.
The
he main variables that need to measured/counted
measured in the sample plots are surviving trees (at the first 3
months and later every year during the first three years) and DBH. Tree height can be time consuming
and it has been demonstrated that highly significant
significant biomass regressions equiations can be developed with
very high accuracy using just DBH (Pearson et al. 2005). For this reason, height will not be monitored at
least the monitoring team decided to do it. A two-person
person team can efficiently record tree data
data. Some
indications are giving below:
Diameter (cm):59
Diameters are used in calculating volume and growth.. Diameters will be measured at least every
5 years prior verification. Record the diameter at breast height (dbh). Keep the dbh tape taut and
level as you extend it around the tree, and measure to the nearest 0.1 cm, but always round down
to the lower number rather than rounding up (rounding up can result in negative growth
calculations).
alculations). For trees on a steep slope, a hiking pole or forked stick may be used to adjust the
59
Based on: Woodward, Andrea, Hutten, K.M., Boetsch,J.R., Acker, S.A., Rochefort,
Rochefort, R.M., Bivin, M.M., and
Kurth, L.L., 2009, Forest vegetation monitoring protocol for national parks in the North Coast and Cascades
Network: U.S. Geological Survey Techniques and Methods 2-A8,2 228 p.
http://pubs.usgs.gov/tm/tm2a8/pdf/tm2a8.pdf
UNFCCC/CCNUCC
Tree with irregularities at dbh: On trees with swellings, bumps, depressions, and branches at dbh,
diameter will be measured immediately above the irregularity at the place it ceases to affect
normal stem form.
Tree on a slope: Measure diameter at 1.37 m from the ground along the bole on the uphill side of
the tree.
Missing wood or bark: Do not reconstruct the dbh of a tree that is missing wood or bark at the
point of measurement. Record the diameter, to the nearest 0.1 cm, of the he wood and bark that is
still attached to the tree. If a tree has a localized abnormality (gouge, depression, etc.) at the point
of DBH,, measure immediately above the irregularity at the place it ceases to affect normal stem
form.
STEP 1 – Accurately locate the plot centre (use of a GPS is the preferred ed approach).
STEP 2 – If the plot is permanent, mark the centre (if plot is circular) or the boundaries (if plot is
square) – experience has shown metal rods and/or PVC pipe work well. Assign a unique number
to the plot.
STEP 3a – Starting at the north of the plot, begin measuring trees. Flag the first tree to mark the
start/end point. Measure trees at dbh using the guidance below.
STEP 3b – After measuring a tree, move clockwise to the next tree. If the plots are to be
remeasured, tag the trees using an aluminum numbered tag and nail. It is not necessary to record
tree species unless species with different forms exist in the same area (for example, pines an and
broadleaf species, or palms
palm and early colonizing species)
STEP 3c – Occasionally trees will be close to the boundary of a plot. Plots are typically small
and will be expanded to estimate biomass carbon on a per hectare basis. It is therefore important
to carefully decide if a tree is in or out of a plot. If more than 50 per cent of the trunk is within the
plot boundary, the tree is in. If more than 50 per cent of the trunk is outside of the boundary, it is
out and should not be measured. If the tree is exactly on the border of the plot, flip a coin to
determine if it is in or out.
When trees are tagged, the numbered tag and nail should be placed at 10cm below DBH to avoid errors
arising from bumps or other imperfections that can develop
dev at the site where the nail enters the tree. In
future inventories, the DBH measurement will be taken by measuring 10cm up from the nail. The
aluminum nail should be inserted deep enough to hold the tag firmly but with enough nail exposed for the
tree to grow. If the trees in the project area will be subjected to harvest in the future, the nail and tag
should be placed at the base of the tree to avoid any accidents with chainsaws or other equipment. Each
plot should contain a description of the approach that was used, so that future measurements can be
completed efficiently and accurately.
Analyzing the data and calculating biomass (Based on Pearson et al. 2005)
Extrapolating carbon stocks from a per plot basis to a per hectare basis:
basis
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Requires the use of expansion factors, which indicate the area each sample represents. This
standardisation is required so that results can be easily interpreted and also compared to other studies. The
first step is to correct for slope so that all carbon values are reported
reported on a horizontal projection.
L = Ls x cos S
Where:
Correcting for slope after returning from the field results in a plot of area:
The expansion factor is calculated as the area of a hectare in square metres divided by the area of the
sample in square metres, that is:
Live Biomass
STEP 2. For each tree, calculate biomass using the chosen equation.
STEP 3 – To track the accumulation of carbon in trees, subtract the biomass of a given tree at Time 1
from the biomass of the same tree at Time 2 to get the increment of accumulation.
Trees that die between censuses are given no increment of growth. They have left the live tree pool and
entered the dead tree pool. Within a plot, sum the increments and multiply the sum by the expansion
factor.
To finalize, the
he calculation of the change in the stocks of carbon pools project will be done as per the
equations M.2 to M.16 outlined in the Section III.5
III of the approved methodology AR AM00
AM0009.
e) Monitoring GHG emissions by sources as the results of the A/R CDM project activity
UNFCCC/CCNUCC
Under the applicability conditions of this methodology the possible increase in non-
non-CO2 GHG emissions
as a result of the implementation of the proposed A/R CDM project
project activity is negligible and shall be
assumed to be zero for all strata in the project scenario. For this reason, the methodology does do not
require monitoring of GHG emissions.
Under applicability conditions of this methodology it is expected that the project activity will not cause
any significant leakage.. For this reason, the monitoring methodology recommended in the selected
methodology does not include variables to monitor leakages.
Since the baseline removals are conservatively assumed as zero, the net antropogenic GHC removal sink
should be the actual net GHG removal by sinks (equation M.1
M. in Section III of the approved methodology
AR AM0009).
5. Environmental impacts
The monitoring team at least needs to verify that agrochemicals use guide is apply in order to avoid
negative environmental impacts in this regards. It is worth noting that this was the main potential negative
impact identified in the environmental
environmental impact assessment. The way to verify this should be by direct
inspection or through interviews to farmers or other witnesses during the use of these substances during
implementation of project activities.
6. Socioeconomic impacts
The main potential negativeve impact identified was the possible reaction of farmers against project
activities due to disagreement between their expectations and project outputs. With this regard, the
monitoring team will include in their monitoring formats an space (see section E.1.1)
1.1) to collect questions
or suggestions that should be immediately communicated to the project proponents in order to timely
resolve them.
• All data will be collected using the same formats (SMART forms) and by personnel trained in the
process of measuring the required variable in the field as well as in filling out the forms.
• Training courses on the field data collection and data analyses will be held for persons involving in the
field measurement work. Indications given above on how to measure DBH should be taught to all
UNFCCC/CCNUCC
involved personnel. The training courses should ensure that each field team member is fully aware of
all procedures and the importance of collecting data as
a accurately as possible. To achieve this, both
classroom examination and field examination will be conducted, and only those that have passed the
examination can join the team. Test plots will be established and used for the field examination in
which all measurements of pertinent components and procedures will be examined.
• A document that shows that these steps have been followed will be presented as a part of the project
documents. The document will list all names of the field team and the monitoring teateam leader will
certify that the team is trained;
• Any new staff will be adequately trained.
To verify that the plots have been installed and the measurements taken correctly, the following work would be
undertaken:
To minimize the possible errors in the process of data entry, the entry of data will be reviewed by an
independent expert team and compared with independent data da to ensure that the data are realistic. To check for
data entry errors, it is suggested that another independent person should enter data from about 1010–15 per cent
of the field sheets into the data analysis software. These two data sets can then be compacompared to check for
errors. Any errors detected should be corrected in the master file. If the calculated measurement error is greater
than 10 per cent, re-enter the data.
Measurement error (%) = (Number of errors among checked sample/ Total number checked) x 100
Communication between all personnel involved in measuring and analyzing data will be used to resolve any
apparent anomalies before the final analysis of the monitoring data is completed. If there are any problems
with the monitoring plot data that cannot be resolved, the plot should not be used in the analysis.
Data archiving will take both electronic and paper forms, and copies of all data will be provided to each project
participant. All electronic data and reports will also be copied on durable media such as CDs and copies of the
CDs are stored in multiple locations. The archives include:
• Copies of all original field measurement data, laboratory data, data analysis spreadsheet;
• Estimates of the carbon stock changes in all pools and non-CO2 GHG and corresponding calculation
spreadsheets;
• GIS products;
• Copies of the measuring
easuring and monitoring reports;
• Photographs.
All data collected as part of monitoring should be archived electronically and be kept at least for
fo
UNFCCC/CCNUCC
8. Uncertainty assessment
The uncertainty for each species in each stratum can be estimated from re-measurement
re measurement of randomly selected
plots and/or from the measurement of replicate plots. Uncertainties will be estimated and expressed as half the
95% confidence interval width divided by the estimated value, i.e.60,
Where
Us = percentage uncertainty of each species within sub
sub-stratum, %
µ = mean value
σ = standard deviation
Where
The stratum and total percentage uncertainties are further combined in the same way as above. Please see
Pearson et al. 2005 (uncertainty analysis section) for further explanation about the application of the error
propagation method.
9. Final remarks
60
Box 5.2.1 in GPG LULUCF
61
Refers to equation 5.2.2 in GPG LULUCF
UNFCCC/CCNUCC