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ADVISORY SUPPORT INFORMATION SERVICES AND TRAINING FOR EMPLOYMENT-INTENSIVE INFRASTRUCTURE


A programme of the Employment-Intensive Investment Branch (EMP/INVEST) of the International Labour Organisation (ILO)

Employment-intensive investment and poverty reduction:


The wider policy framework
By Jean Majeres, ILO, EMP/INVEST, Switzerland

T
he readers of this Bulletin are
well aware of the fact that for
many, though not for all,
infrastructure investments, employment-
intensive techniques can be applied to a
very substantial part of construction and
maintenance activities and is a real
alternative to equipment-intensive
construction techniques. The former is
not only more labour-intensive, but can
also easily be made more ‘local-resource
intensive’, thus creating or
strengthening backward and forward
linkages in the domestic economy,
which increase the overall, direct and
indirect impact on employment and

CONTENTS
Labour-based technology for
poverty reduction Technology choice – a key decision

Editorial .................................................. 2
income. In many countries that have a considered, and equipment-based
Enabling environment ............................ 3
limited or weak industrial capacity for methods retained only if they
Labour standards ................................... 6 the production of construction demonstrate clear financial and
Infrastructure ......................................... 9
equipment, infrastructure construction economic advantages.
and maintenance tends to be However, in view of the well-known
Community contracting ........................ 11 equipment-intensive as well as foreign reluctance to consider the labour-based
Private sector involvement .................. 15 exchange- and import-dependent. option by certain decision-makers and
The employment-intensive actors from political and private sector
Labour-based technology for
alternative is certainly valid for those quarters, as well as from certain players
poverty reduction ................................ 17
countries where labour is abundant, in international development agencies,
ASIST news .......................................... 21 capital scarce, and where wage levels the question of why the ILO advocates
ASIST Bulletin No. 15

EIIP news ............................................. 25 remain ‘competitive’ with equipment the employment-intensive approach in
and capital costs. Where wages are infrastructure investment needs to be
Information Services News .................. 27 below US$ 4-6 per day, labour-based addressed. Basically, the answer lies in
Training diary ....................................... 29 options should normally be retained, the policy options underlying its
whenever they are technically feasible economic and social orientation.
Letters .................................................. 30
and economically cost-effective. For
Project news ........................................ 31 wages of up to US$ 10 per day, labour-
based alternatives should be seriously continued on page 3


EDITORIAL

Labour-based technology for poverty reduction

P
overty reduction is at the top of hopefully towards workable solutions baseline surveys for specific sectors,
the development agenda these for improved impact on poverty target groups, etc. to allow proper
days, be it at international, reduction. assessment of impact. While technical
regional or national level. However, the centrality of aspects such as the quality of
Commitments by development employment in investment policies is infrastructure and costs have been
agencies such as the World Bank, still not sufficiently understood or studied at length, more information
bilateral donor organisations and accepted as a means with which to should be made available on the
regional initiatives like NEPAD in achieve poverty reduction. Both the ILO benefits accruing to workers and users
Africa all illustrate the high level at and the EIIP firmly believe in economic of the infrastructure.
which this issue is placed. growth as a way out of the poverty trap, The articles in this edition of
The Millennium Development but growth is not enough on its own, it Bulletin focus on these and other issues
Goals (MDG) set out by the UN must be growth with equity. In this related to the role of labour-based
Millennium Summit (2000) established respect, the creation of employment is technology and employment-intensive
bold targets for poverty reduction, to a necessity. investment in poverty reduction. It
be achieved in a short time. The key Policy development and integration covers among other issues the necessary
goal being to halve the number of are important elements in achieving the policy framework for employment-
people who were living on less than one MDG targets. However, nothing will be intensive growth; the ensuring of
US dollar in 1990 by 2015. Can such achieved from policies alone without employment creation with decent
targets be achieved? Or are they just operational tools to put policies into working conditions; the role of
wishful thinking designed more for practice. community contracting as a means of
party speeches than for real political To obtain the growth discussed delivering infrastructure and
decision making? above, targeted actions must be taken strengthening people’s participation, as
The challenge is global. Countries to ensure that the investment well as involving the private sector in
in South Asia, with very high absolute programmes and way in which they are maintenance activities.
numbers of poor people, and in sub- carried out, have the effect anticipated As the theme for the tenth regional
Saharan Africa, which has the highest on the target groups. Investments in seminar for labour-based practitioners
proportion of people living in poverty, infrastructure for instance should be to be held in October this year in
face the most serious challenge. In made in ways that not only deliver Arusha, Tanzania is also ‘Labour-based
countries in Europe and Central Asia infrastructure that benefits the poor, but technology for poverty reduction’, we
with economies in transition the also include specific actions to ensure hope this bulletin stimulates your
percentage of poor people is still that target communities are adequately interest and thoughts, which we hope
relatively low, but the numbers are represented in planning and decision you can bring forth at the seminar for
increasing rapidly. making, implementation and further debate. Papers are welcome!
Although some progress has been exploitation of the assets created. Please see insert for details.
made towards reaching the MDG it has Decentralisation and community
been very uneven. The question is participation are, in this context,
whether the countries and development essential. The ILO advocates policies Terje Tessem
agencies are employing the most that improve the organisation and ILO, EMP/INVEST, Switzerland
appropriate tools they have at their negotiation capacities of local
disposal. communities, and streamline their
There have been many good relationship with local authorities
initiatives on policy development. through innovative community
When the Poverty Reduction Strategy contracting approaches. These
Papers (PRSPs) were in their infancy, approaches clearly define the rights and
many observers questioned if these responsibilities of all parties concerned.
ASIST Bulletin No. 15

were just another imposed strategy that To reduce poverty, we must find ways
would have no impact. PRSPs are, such as these that constructively give
however, shaping up in some countries poor people a voice in decisions that
and are bringing poverty reduction to (hopefully) directly affect them.
the forefront. Cooperation between Measuring the impact on poverty of
countries’ government ministries/ policy and investments in infrastructure
departments and development agencies is also necessary. Major investment
is developing within this framework, programmes should include adequate
ENABLING ENVIRONMENT

The wider policy framework basic social services. Increasing the ‘global’ market environments, that offer
For the ILO, in a world faced by a employment-intensity of investments inappropriate responses to priorities
deteriorating employment situation1 , should create job opportunities and such as employment generation,
economic growth is necessary for poverty develop productive capacities in all poverty reduction, and greater equity
reduction and economic and social potentially favourable sectors, from and security need to be made explicit.
inclusion, yet this growth needs to be agriculture to infrastructure and Today, there is a need for deliberate
employment-intensive. The engine for construction, and from mines and policies in favour of technology options
growth is increased and sustained manufacturing to environment protection that, compared to other available
investment, both public and private. and services. Hence, the approach is not techniques, create more job
Employment is the key factor because, purely about lifting groups out of poverty, opportunities and thus have the
in simple terms, it contributes to it is more sustainable than this, in the potential to contribute to employment-
increasing output and remains the best sense that it provides the basis for people intensive and pro-poor growth.
means to distribute income. Thus, to lift themselves out of the poverty trap, Recent empirical evidence from Asia
employment-intensive growth means and to fully contribute and benefit from and, to a certain degree, Africa has
growth with redistribution, growth with economic and social development. demonstrated the role employment plays
equity. The more distribution of growth in poverty alleviation. The importance of
is achieved through employment, the less The key role of employment and the choice of technology in influencing
redistribution through unemployment technology choice for poverty the employment effect of investment and
benefit or other social protection schemes reduction: Experience from growth has also been recognised in the
is required to respond to under- and employment-intensive public works sectors of infrastructure and construction2.
unemployment, poverty, and exclusion. programmes Experience shows that the difference in
The challenge of poverty reduction It is time to recognise that it is rate of poverty reduction between the
must be seen in this light. With the unrealistic for the majority of the least- more successful countries of East and
exception of emergency situations or developed countries, with less than a South East Asia and the less successful
particular vulnerable groups for which handful of possible exceptions, to rely ones of South Asia lies in the employment
directly targeted social policy on the very high growth rates (i.e. 7% growth rate. Countries where high output
programmes need to be designed and per annum for Africa) required to halve growth is associated with high
implemented, lifting low-income poverty by 2015, as is aimed at by the employment growth are generally more
groups out of poverty requires: Millennium Development Goals. Not successful in reducing poverty, compared
1. mainstream economic policies only is achieving these growth rates a to countries with a lower employment-
that translate into benefits for the highly unlikely scenario, but it also augmenting growth.
poor, above all through reflects a limited approach that Moreover, a recent assessment of the
investments for the poor, not considers neither the possibility nor the main methods for delivering public
compensation; and need to change the pattern of growth, works programmes has confirmed the
2. a deliberate policy to increase both in terms of selection and targeting need to distinguish between labour-
the employment-intensity of of investment schemes, and in terms of based construction techniques, i.e.
investments, whenever the huge (and so far largely untapped) techniques that optimize labour inputs
technically feasible and potential for many sectors to increase while ensuring good quality and cost-
economically cost-effective. their employment-intensity. effective production of economic and
Essentially, investments for the poor In other words, the choice of social assets, and labour-intensive
should improve their access to techniques now implicit in most of the techniques that seek to maximize labour
employment, productive resources, and production processes, due to prevailing with a view to establish social safety nets
that have the widest possible coverage.
1
ILO. 2003. Global Employment Trends. ILO. Geneva. Both approaches have an impact on
2
Islam, Rizwanul and Majeres, Jean. 2001 Employment-intensive growth for poverty reduction: poverty: the latter is purely short-term,
what can labour-based technology in infrastructure contribute? In McCutcheon, Robert T. and with immediate impact on poverty
Taylor Parkins F.L.M. (Eds), Work 2001: Proceedings of the International Conference on alleviation but having little effect on
Employment Creation in Development. Research Centre for Employment Creation in sustainability or capacity-building;
Construction, University of the Witwatersrand. South Africa. whereas the former has a more sustained
ASIST Bulletin No. 15

3
Devereux, Stephen. 2002. From Workfare to Fair Work. The Contribution of Public Works and impact, with a longer-term and structural
Other Labour-Based Infrastructure Programmes to Poverty Alleviation. Discussion Paper 5,
effect on employment creation and
Issues in Employment and Poverty. ILO Recovery and Reconstruction Department. Geneva.
4
poverty reduction through the
Nayyar, Rohini. 2002. The Contribution of Public Works and other Labour-based Infrastructure
substitution of capital by labour within
to Poverty Alleviation: The Indian Experience. Discussion Paper 3, Issues in Employment and
Poverty, ILO Recovery and Reconstruction Department. Geneva. mainstream public investment
5
Mujeri, Mustafa K. 2002. Bangladesh: Bringing Poverty Focus in Rural Infrastructure
programmes3 . These conclusions were
Development. Discussion Paper 6, Issues in Employment and Poverty, ILO Recovery and further supported by the findings of case
Reconstruction Department. Geneva. studies on India4 and Bangladesh5 .

!
ENABLING ENVIRONMENT

Another recent study 6 on the demonstration programme has sufficient through the training services
transfer of benefits to the poor from promoted private sector execution of provided to, and paid for by, the major
targeted employment-intensive public public works, particularly for rural infrastructure investment programmes
works programmes in South Africa access roads that are a conditio sine qua operating in the country.
should be mentioned. This firmly non for economic growth and poverty Secondly, in the context of the
concluded that there was a superior reduction in this country’s environment. Transport Sector Programme approved
performance of employment-intensive The programme is based on well- in October 2002, the Government and
public works programmes when trained local contractors and provisions the World Bank, as well as several other
compared to cash transfers, particularly in the tendering and bidding system that financial partners, have decided to
when indirect non-wage benefits such facilitates access to small- and medium- mainstream the labour-based approach
as training, local institutional capacity size enterprises to public markets. The by shifting some US$ 50 million to fund
building, and community well-documented results of this rural roads executed with labour-based
empowerment are taken into account. demonstration phase have shown that technology. Tendering for these
labour-based techniques, when contracts will be open only to SMEs
The infrastructure and construction compared with conventional that are properly qualified in labour-
sectors: The challenge equipment-intensive construction based techniques, i.e. having certified
The above developments are not simply technology, are: training.
theoretical. They are based on country- • at least 30% cheaper; As a result, the labour-based
level data and analyses, and address • able to reduce foreign exchange component of the Transport Sector
policy issues that are at the forefront of requirements by about 30%, and Programme will:
the minds of policy- and decision- • create 3-5 times more • generate, annually, 100-150
makers at local, national, and employment per unit of contracts of US$ 75,000 - US$
international level. investment without 120,000 each for labour-based
This article will finish with some compromising on quality of the contractors;
concrete examples that show how large- end product. • generate some 16 million
scale investments can be influenced As the following recent worker-days of employment
towards greater employment-intensity, developments show, this approach is between 2003 and 2008, this
and hence, how they are likely to sustainable and opens possibilities of being the equivalent of 16,000
contribute to employment-intensive reaching higher policy objectives. full-time jobs per year over five
growth and poverty reduction. These Firstly, at the end of the years. This far exceeds the 4,000
examples also demonstrate how such demonstration phase, GOM agreed to jobs that would be created if
policies can contribute, in a consistent establish an autonomous Training equipment-based techniques
manner, to other global policy debates, Centre for Labour-based Works. After were used. The net effect of the
such as decent work 7 and youth an initial period of NORAD support, policy is thus four times the
employment. this will become financially self- number of employment

Does ILO employment policy actively


create jobs? Current Planned labour-based approach
The first example is taken from equipment-based
Madagascar and answers the above approach
question. Contracts Large enterprises Total Small and Petty Contractors /
With financial support from Medium Youth Associations
NORAD, the ILO’s Employment- Enterprises
Intensive Investment Programme has Labour costs of total 5 43 30 70
assisted the Government of Madagascar costs %
(GOM) in demonstrating labour-based Investment, US$ million 20 20 13.33 6.67
approaches in public investment (4 years)
programmes in the infrastructure and Labour cost as part of 1 8.67 4 4.67
construction sectors. This total costs, US$ million
ASIST Bulletin No. 15

Worker-days * 312,500 4,155,250 1,917,810 2,237,440


6
Haddad, Lawrence and Adato, Michelle
2002. Maximising Benefit Transfers to the * Cost of one worker-day in equipment-based approach: 80% wage for skilled labour (2,500 CFA) +
Poor: Evidence from South African
20% wage for unskilled labour (1,200 CFA): (0.8 * 2,500 + 0.2 * 1,200) CFA = 2,240 CFA.
Employment Programmes, in International
Labour Review, 141 (3): 203-223. * Cost of one worker-day in labour-based approach: 20% wage for skilled labour (2,500 CFA) +
7 80% wage for unskilled labour: (1,200 CFA): (0.2 * 2,500 + 0.8 * 1,200) CFA = 1,460 CFA.
ILO Decent work agenda - ensuring jobs
with rights at work, social protection and
dialogue. Table 1: Senegal

"
ENABLING ENVIRONMENT

opportunities. (Although these


Estimated number of contracts
jobs will be largely temporary,
Contracts Total amounts Average amount per Approximate Number of
the figure should nevertheless be
in US$ million contract in US$ number of contracts
compared with the 77,000 full-
contracts per year
time jobs that currently exist in
SMEs 13.33 50,000 267 67
the formal manufacturing sector
Petty contractors and 6.67 7,000 933 233
for the entire country. In this
youth associations
context, the jobs created
Total 20 1,200 300
represent a 21% increase in
formal employment, and with Table 2: Senegal
reduced infrastructure costs to
GOM.) and the youth associations and underemployed rural workforce,
Finally, it is important to note that approximately 2.2 million worker-days, and the impact on youth employment
the GOM/World Bank/ILO partnership i.e. a total of 4.1 million worker-days. and on poverty reduction would be and
will enable the programme to The labour cost would amount to remain very substantial.
simultaneously pursue the objectives of around US$ 8.67 million, i.e. 43% of It is thus clear that it is in this area
job creation and decent work. It has the total costs. that jobs for young people can be
been agreed that the labour-based When comparing the two created, through the application of
SMEs will be trained in labour approaches, two sets of figures need to employment-intensive investment
management issues, including be highlighted (Table 1): approaches in mainstream investment
conditions of recruitment, payment, and i) The worker-days created: programmes.
the safety of the work force. With 4.1 million worker-days for There is, however, a prerequisite to
Furthermore, the introduction of labour the labour-based approach, this policy option: the availability of
management concerns in the contract against 312,500 worker-days for sufficient capacity in both the small-
documents provides an example of how the equipment-intensive scale enterprise sector and the youth
to operationalise decent work. approach, the labour-based associations. Training in labour-based
option creates 13 times more techniques, and access to the required
The challenge of employment in the employment. light equipment and tools is necessary
roads sector ii) The labour cost: With US$ 8.67 if the works are to be executed without
The second example comes from million in the case of the labour- compromises on quality and costs.
Senegal and illustrates this challenge. based option, against US$ 1 Efficient decentralised contract
Senegal, with support from the million for the equipment- management of the large number of
World Bank, is in the process of intensive option, the labour- contracts with labour-based SMEs,
launching a National Rural based approach creates eight petty contractors, and youth
Infrastructure Programme (PNIR) and times more purchasing power in associations, i.e. a total of 300 per year
a Transport Sector Programme (PST) the rural areas. This (Table 2), is a second condition for the
that includes approximately US$ 20 substantively contributes to an approach to work efficiently.
million for the maintenance of feeder increase in the level of The decentralisation of tendering and
roads. monetisation, particularly in bidding procedures, of decision-making
The challenge is as follows: favour of unskilled workers, for contract award, and of payment
If conventional, mechanised who are very likely systems for rapid and efficient execution
techniques are applied, the works underemployed and form part of of contract provisions is a difficult
would be executed by large companies, the nation’s poor. process, and setbacks are to be expected.
some 312,500 worker-days would be Even if it proved difficult to work The efficient delivery of a works
created over the programme duration through youth associations (which is programme such as this, through
of four years, and the labour cost would unlikely in the case of Senegal where labour-based methods, can only take
amount to 5% of the total costs, i.e. US$ many such grassroots organisations place progressively. It can only be fully
1 million. exist), and all maintenance works were effective once the execution capacity,
However, if the employment- entrusted to labour-based SMEs, the including not only that of SMEs and
ASIST Bulletin No. 15

intensive approach were selected, two work-days created would still amount local associations, but also of local
thirds of the works (US$ 13.33 million) to 2,875,000, i.e. nine times more than government staff and consulting
would be attributed to labour-based those required for equipment-intensive engineers for the preparation,
SMEs, and one third (US$ 6.67 million) works. The labour cost would represent management and supervision of the
to youth associations, the latter US$ 6 million, i.e. six times the income works, has been fully established. This
basically for routine maintenance in distribution than for equipment-based is the challenge that Senegal has taken
easy terrain. The SMEs would create maintenance. Even in this hypothesis,
an estimated 1.9 million worker-days, the jobs would be given to the unskilled continued on page 8

#
LABOUR STANDARDS

Implementing Labour Standards in Construction


Paul Deverill, Sarah Ladbury, Mary Jennings, Andrew Cotton, UK

The relevance of labour standards

I
LO/ASIST has long promoted
employment-intensive investment
and technologies as important
components of poverty alleviation. The
underlying rationale for this is widely
understood; indeed, it has been the
theme of many articles published in a
succession of ASIST bulletins.
Whilst many of these articles
advocate labour-based approaches,
focusing on the wider economic
benefits these create and their potential
cost effectiveness, rather less has been
said about the application of labour
standards; the terms and conditions
under which people are employed.
The link between labour standards
and poverty alleviation can be justified It should be noted that there is often standards in practice. In developing
on social, health and economic grounds. a cost to pay for improving labour countries, this is especially relevant for
The social argument is based on the fact standards. Depending on the approach the construction sector, where
that core labour standards reflect followed, this can have a significant community contracting and schemes
fundamental human rights1 . The social impact on an employer’s using unpaid labour are relatively
and political stability that results from competitiveness. Mechanisms are common.
the application of labour standards therefore needed that maximise the The underlying problem is not a lack
fosters the stable environment potential benefits of labour standards yet of labour law. Rather, it is the lack of
necessary for economic growth. This maintain the relative cost-effectiveness effective mechanisms to ensure that
economic case for labour standards is of a labour-based approach. One way of labour laws are applied fairly and that
reinforced by the fact that decent achieving this is to include labour their application is monitored. In many
working conditions can also raise standards as a prime cost item in a countries, national labour legislation
productivity2 , albeit at some cost. contract, in much the same way as are does not provide for community
Decent working conditions are environmental standards. employment schemes, nor is there any
achieved through the application of a As this last point implies, important inspection or system of regulation.
broader set of labour standards that gaps in both knowledge and practice Among community groups, there is also
include more specific interventions exist. Consequently, significant a lack of awareness of the necessity to
such as the right to a minimum wage, opportunities for poverty alleviation are apply the letter or spirit of national
health and safety obligations, and other being foregone, a fact which mitigates labour laws. The situation is further
forms of social and economic safety- against achieving the Millennium complicated when responsibilities are
nets. Together, these standards have the Development Goals. devolved to local and community
potential to support the livelihoods of One such gap stands out in levels, where there is little experience
the poor and reduce their vulnerability particular: although it is relatively of contracting and the need to comply
to the various ‘shocks’ typically simple to establish a set of labour with related legislation.
associated with events such as standards and reflect these in policy, it How to implement labour standards
unexpected illness, injury, or is more difficult to apply labour in this context is the focus of the SAC
ASIST Bulletin No. 15

redundancy. Sourcebook (discussed below).

The SAC Project


1
Core labour standards have been defined by ILO in the 1998 Declaration on Fundamental
Principles and Rights at Work. They are: freedom of association and the right to collective For the last three years, the DFID-
bargaining, the elimination of forced or compulsory labour, the effective abolition of child
labour; and the elimination of discrimination in respect of employment and occupation.
funded Social Aspects of Construction
2
(SAC) project has investigated how
Increased productivity is achieved not only because workers are likely to be healthier, harder
working and better motivated. Staff turnover is reduced, whilst improved communication, co- labour standards can be applied in the
operation and teamwork are all known to raise productivity. construction sector. This has involved

$
LABOUR STANDARDS

action research undertaken in Ghana, Different forms of contracting and


India (Kerala) and Zambia3 . The SAC 1. Freedom of association and the the process of implementation
work complements the definitive right to collective bargaining How to apply labour standards depends
guidelines on labour-based methods, 2. The elimination of forced or on the form the contract takes. Whilst
policies and practices published by compulsory labour formal (or conventional) contracting is
ILO4 in 1998. 3. The effective abolition of child the type most often used, community-
labour based contracting and schemes using
SAC Action Points 4. The elimination of discrimination unpaid labour are also common. Each
Essentially, the SAC Sourcebook is a in respect of employment and type has unique characteristics and
practical guide that describes how to occupation specific requirements in terms of
apply labour standards in both formal implementing labour standards. A key
and community contracting. The issues In addition to these core standards, issue for consideration is the transfer
involved in applying labour standards five others have been included based of liability from an organised and
in schemes using unpaid labour are also on other conventions of the ILO and regulated construction sector to an
considered. provisions contained in international inexperienced community structure.
The book has been written for a and national law: Moreover, in agreeing to forfeit wages,
wide audience, one that includes the fundamental issue arises as to
government officials, donors, 5. Health and safety to be addressed whether unpaid workers implicitly
development agencies and those in the 6. Wages to be paid in full and on forego other labour rights.
private sector involved in procurement, time 5 , to meet legal minima and Irrespective of the form the contract
contracting, the provision of be sufficient for basic needs takes, the Sourcebook defines five steps
infrastructure and social development, 7. Working hours to be limited, to implementing labour standards (see
as well as representatives of employers’ overtime to be paid table below). For each step, a number
and workers’ organisations. 8. No repeated casualisation 6 to of action points are described. These
The action points described in the avoid meeting wages and other are tailored to meet the specific
Sourcebook are based on a set of nine legal benefits requirements of formal contracting,
labour standards, the first four of which 9. All relevant social security community contracting, and unpaid
are internationally recognised as core regimes to be applied schemes.
labour standards. Each action-point sets out the
In addition, the action points include factors to be considered and potential
a discussion of how to address HIV/ problems and how to overcome them.
AIDS in the construction industry. This The result is a practical framework for
is becoming increasingly important in planning, executing and monitoring the
most developing countries, and requires implementation of labour standards.
3
a specific focus. As already discussed, the instrument
The SAC research was undertaken by three
country teams using a common framework. of change used by SAC is the contract
The teams included government staff, trade itself. Incorporating standards into
union representatives, local NGOs and the
private sector. Draft findings were presented Basic Steps in Implementing Labour Standards
in a workshop in Capetown (February
2002), and the draft output was reviewed by
colleagues at ILO and EIIP, ILO-ASIST
1. Identify practices that are detrimental to the ensuring of decent work occurring
(Zimbabwe and Thailand), Scott Wilson and on sites where there is no attempt to apply labour standards.
DFID. 2. Define the way ahead by identifying stakeholders, agreeing roles, and
4
See Tajgman and de Veen (1998). preparing to meet the needs of different category of worker, especially those
5
Failure to pay on time and in full can result least protected.
in a worker having to borrow from the labour 3. Implement labour standards through six parallel activities involving:
agent or contractors who employ them. • developing a consultation process;
Indebtedness creates obligations and in some • anticipating the concerns of stakeholders;
cases, workers can become bonded to their • building capacity of stakeholders to implement standards;
ASIST Bulletin No. 15

employer, a situation which can lead to


forced labour.
• incorporating standards into contracts;
6
• costing each standard and agree who will pay; and
Casualisation refers to the common practice
of engaging workers for months and years • ensuring communities and workers are aware of their rights.
on a series of short-term contracts so the 4. Monitor standards for compliance (with incentives as well as sanctions) and
employer can avoid paying tax or social the impact of standards on workers and communities.
security. As a result the worker ends up with 5. Institutionalise standards across the sector, i.e. scaling up.
no pension rights or other benefits e.g.
accident insurance. Source: Ladbury et al (2003)

%
LABOUR STANDARDS

contracts requires a basic understanding SAC: The way ahead References


of how contracts are designed, and how In one respect, the SAC project has Implementing Labour Standards in
specific clauses relating to labour been completed with the production and Construction – a Sourcebook (ISBN 1
standards are worded. This is important dissemination of the Sourcebook. In 84380 017 9) is published by the Water,
if labour standards are to be others, it remains ‘work in progress’. Engineering and Development Centre
operationalised, especially in the formal Introducing labour standards in (WEDC), Loughborough University,
contracting sector. However, in all construction is a relatively new area and LE11 3TU (UK) and is also available
situations, and especially at community there is much more to be learnt. in downloadable format from: http://
level, an active and ongoing programme Although one gap is being filled, others www.lboro.ac.uk/wedc/publications/
of awareness raising, training, and remain. ilsic.htm.
monitoring is required. For example, the inherent strength Tajgman, David and de Veen, Jan.
Concerning the formal contract of a contract may be diluted when sub- 1998. Employment-Intensive
sector, the SAC Sourcebook reviews a (and sub-sub) contractors are appointed Infrastructure Programs: Labor Policies
number of contract clauses, paying to provide services or materials for a and Practices. ILO Geneva.
particular attention to the 4 th edition of construction project. The most See also the related article
FIDIC Conditions of Contract, as these vulnerable workers are often the least ‘Inclusion of social benefits in
and their derivatives are widely used in visible. In the meantime, it is hoped that infrastructure: Ensuring social benefits
international procurement. Additional the SAC Sourcebook will be a timely for road workers through implementing
information is provided on how to and useful contribution to improving labour standards’ by Jennings, Mary.
include clauses relating to HIV/AIDS standards in the construction sector and Ladbury, Sarah. and Cotton, Andrew.
awareness and prevention, whether the that this will be appreciated as an 2003. Available at:
employer or the contractor provides this important contribution to both human http://www.transport-links.org/
service. rights and poverty alleviation. transport_links/projects/
Further details of the SAC project are projects_document_page.asp?projectid=322
available on the web at: http://
www.lboro.ac.uk/wedc/projects/sac.htm

continued from page 5

up and a training and capacity-building employment-poverty linkages, will could spill over to private investment,
programme has now become formally recognize the crucial both domestic and foreign.
operational, with financial support from importance of employment for the In a wider employment-generating
the Government of Luxembourg. reduction of poverty by mainstreaming and pro-poor investment-led
To better measure the impact of the the issue of employment into development strategy, the idea of
advocated policies on employment and investment policy. Unfortunately, too employment-intensive ‘lead sectors’
poverty, monitoring will be conducted few have so far done so. such as infrastructure and construction
through baseline and periodic impact Public investment, particularly in for public investment, and – depending
surveys, an approach that all ILO- the sectors of infrastructure and on the local potential and resource base
supported public investment construction, could become a – the most evident or promising
programmes will try to apply in the cornerstone for such a strategy, as it agricultural or industrial sectors for
years to come. would show the political will and private investment (e.g. agriculture and
commitment of governments (and food processing, cotton and textiles,
Conclusion donor agencies) to prioritize afforestation and wood industries,
The global planning and programming employment-intensive investment and production and maintenance of tools and
framework for poverty reduction, i.e. pro-poor growth. Public investment equipment) should be further explored.
the Poverty Reduction Strategy Papers also lends itself to demonstrating the In the context of country-specific
(PRSPs), that has been recently adopted possibility for built-in, simultaneous employment programmes, such sectoral
by several developing countries is seen capacity building and incorporation of approaches are likely to be mutually
by the ILO as a potentially encouraging social measures that are required to supportive, and inter-sectoral linkages
ASIST Bulletin No. 15

tool with which to formulate and combat poverty. The appropriate with resulting policy integration may be
implement economic and social policies approaches and incentive systems for strengthened much faster. Moreover, as
that are conducive to growth with other potential employment-intensive a direct consequence, the impact on
greater equity. Given the increasing sectors could then be more easily poverty should be all the more
evidence base, as illustrated above, the worked out, and the credibility substantive and sustainable.
ILO hope that countries that are now countries could gain by applying For further information contact: Jean Majeres at
well advanced in their PRSPs, but have relevant policies first to public resource majeres@ilo.org or eiip@ilo.org or asist@ilo.org.
yet to pursue a strategy of growth- allocation and investment programmes Website: www.ilo.org/employment/eiip

&
INFRASTRUCTURE

‘Access in Emergency’: a proposed initiative to improve


poverty alleviation when securing road access in
disaster relief operations
By Neil Brown, Jim Clarke, David Stiedl, and Simon Done, UK

D
isasters take many forms: they
may be ‘slow-onset’ (famines)
or ‘rapid-onset’ (floods or
landslides), they can result from natural
causes or human activity, which
includes war and political instability, or
be combinations of these factors,
exacerbated by health problems.
However, in all cases recovery from
disaster is helped by external support,
which needs the disaster location to be
physically accessible. It has been said,
although not entirely accurately, that no
famine has occurred where there are
good roads.

Source: Simon Done


Historically, the possibility of
disasters has been ignored within
development programmes. They are
regarded as unfortunate interruptions
to the steady process of development, Flooded land
rather than unpredictable but broadly
anticipated events. Parallel to the
‘development community’, a largely On the other hand, planning and location is needed. Therefore, lack of
distinct community that is dedicated provision to ensure access to disaster adequate roads quickly becomes
to providing disaster relief has situations should reflect development critical. To address this, well-known
emerged. objectives. This is fine, in theory. resources, typically expatriate
In essence, development has been However, when a disaster occurs, it is companies or aid agencies, are
about reducing poverty, and disaster hard to provide an immediate response engaged for road repair work. It is
relief about saving lives. Yet with that goes beyond the overriding easy, in such circumstances, to pay
disasters increasingly affecting the objective of saving lives in order to only lip service to existing
beneficiaries of development uphold such carefully nurtured organisational structures, and
programmes – there has been an development aims as ‘capacity-building’ disregard indigenous capacities, which
almost three-fold increase in the and ‘community participation’. This is are also all too often unknown or
numbers of disasters between the especially difficult in the early stages, difficult to identify.
1970s and the 1990s – and a greater when political and emotional desires to Indeed, inappropriately solving
understanding of the causes of be seen to be doing ‘something’ are urgent short-term access needs may
poverty, this de facto demarcation is strongest. actually damage road infrastructure in
breaking down. Correspondingly, the The disaster-relief community is a way that compromises effective
different approaches used to date, charged with ensuring rapid, effective longer-term recovery from disaster. A
ASIST Bulletin No. 15

including the provision of roads, need implementation to save lives and an journalist from The Guardian, London,
to be integrated. efficient, accountable use of funds. describing a relief convoy in Angola,
On one hand, the possibility of Consequently, relief programme wrote [20 th January 2003] that ‘… the
disasters befalling vulnerable managers will reach for what seems the dirt road is so bad [that] it can be
communities needs consideration in the most certain, reliable response. attempted only with specialised, ex-
planning and implementation of However, before any relief efforts military trucks which churn through
development programmes. can start, physical access to the disaster mud and smash aside trees’, and

'
INFRASTRUCTURE

concludes by quoting the convoy Objective to local networks, who in turn would
leader: “Extreme transport is what we AiE’s objective will be to ensure that liaise with local partners to identify
do”. In such circumstances, the need transport infrastructure does not those best able to assist. Only in
seems very clear for appropriate road constrain the provision of an efficient circumstances where local capacity is
improvement and maintenance to be service to the disaster-struck too badly damaged or over-stretched by
scheduled in conjunction with the community, whilst operating within the the disaster, or for specific technical
transport operations. wider aims of development. work, would international help be
appropriate.
Providing an appropriate response Method of operation
Readers will be aware that local (or As an initial stage, a weblog of Techniques and outcomes
regional) capacity, using appropriate engineers who can jointly provide Access provision for disaster relief may
technologies, may be better. Labour- suggestions of how to overcome differ, in its planning, construction, and
based methods need to be considered technical problems relating to securing maintenance, from development work.
for all stages of relief, not just as ‘Food access in disaster situations has been Throughout the wet season, heavy loads
for Work’ or employment-creation established. It also provides contacts would perhaps be carried on unduly
programmes within the disaster details for potential consultants, large vehicles, on minor roads that
recovery stages. contractors and others able to provide would otherwise be closed. Road
In responding to disasters, using the more detailed engineering and alignments may need to be changed and
local resources might prove equally practical support needed. For details of geometric standards adapted balancing
effective, quicker to mobilise, more the weblog, please contact the design speed against accessibility
flexible, and much cheaper than relying undersigned. criteria. Controls on usage may need to
on external assistance, and specially As AiE develops, the proposed be put in place, and rapid construction
imported equipment. Growth in the method of operation is for a small core methods, using locally available or air-
numbers and skills of local contractors staff, operating lightly and flexibly, to freightable materials, may have to be
has greatly reduced the lead-times build and support a global network of adopted.
needed to mobilise labour. relevant existing organisations and Appropriate responses may extend
Tangible benefits of so doing would companies. These partner organisations beyond improving roads for
be reduced environmental impact and may be varied and not necessarily conventional vehicles. Performance
increased funding entering local involved in disaster relief or in road contracts (such as those based on the
economies. Yet the social benefits engineering in their normal work. delivery of food) may imply head
would perhaps be the most important. With the emphasis on local or loading across swamps or aerial
Involving those affected by disaster in regional resources, many of these ropeways across major rivers, with
relief works makes them active partners can be drawn from those vehicles pre-positioned at the far side.
participants in their own recovery, reading this Bulletin, from engineers This type of approach brings together
whilst imparting employable skills, trained on ASIST courses, and local the separate fields of logistics, vehicle
rather than making them passive contractors, community groups, and operation, and road engineering.
recipients of relief. other indigenous organisations
If the arguments above are accepted, involved in labour-based work. A key Disaster preparedness
current approaches to the provision of role for national government road There is also need for disaster
access for disaster relief, particularly in administrations is envisaged. preparedness. This would involve
the early stages, could be improved – Organisations in the developing continually assessing the access
and be compatible with development world will inevitably lack certain skills implications of potential disasters
objectives. and resources. They will require access worldwide, assessing resource
Given the serious implications of to information and specialist knowledge availability, and planning effective
failure, however, relief managers and support. This is now feasible responses. Whilst this would require
currently have little confidence about through advances in ICT (Information financial resources ‘up-front’, the
utilising local capacity and skills. A and Communication Technologies). overall cost-effectiveness could be
framework is needed so that skilled The need to train local and international substantial and allow very rapid
local people must no longer be forced partners in engineering techniques responses when a disaster occurs.
ASIST Bulletin No. 15

to watch international engineers do specific to disaster relief is anticipated. This aspect of disaster preparedness
work that they themselves could do. When a disaster occurs, AiE’s core would involve an alliance of local
could help trigger responses in partners in disaster-prone areas. They
‘Access in Emergency’: an initiative conjunction with the lead agency and would make on-the-ground condition
to address these issues appropriate Government ministries. reports and assessment of local
The following framework, Following its assessment of the required resources, while international partners
provisionally called ‘Access in skills and resources, the core would
Emergency’ (AiE), is proposed. devolve management as far as possible continued on page 14


COMMUNITY CONTRACTING

Community contracting as a means of improving the


livelihoods of the urban poor in Sri Lanka
By K.A. Jayaratne, SEVANATHA, Sri Lanka

History

I
n the early 1980s Sri Lanka changed
its urban housing policy. The new
housing policy was based on the
following three basic objectives:
i. To reach a large number of
households and to make
resources available to many
households based on appropriate
standards instead of to a few
with high standards
ii. To effectively implement
nationwide the large housing
programmes through a

Source: SEVANATHA
decentralized institutional
structure and a participatory
decision-making process. In
order to achieve this objective,
the National Housing
Development Authority Community involved in the process of improving their own environment
(NHDA) assisted in the creation
of new institutional structures The impetus for community community-based organization that had
that will ensure the participation construction procedures came from been active for more than one year
of local authorities and Wanathamulla low-income settlement could be eligible for registration as a
community organizations in in Colombo. Here, the CDC members Council Community Contractor. This
housing delivery systems. This were unhappy with the well built by was a huge step forward; according to
includes the development of commercial contractors. The established procurement procedures,
procedures for communities to community proposed that the next well community organizations did not
take control over decisions be based on a design developed qualify for construction contracts as
related to their own according to requirements of the they lacked the necessary technical
development. community and be built by the qualifications and financial recourses
iii. To ensure, in the long run, the community. (including equipment).
economic sustainability of The NHDA was receptive to this Central government agencies and
housing programmes. idea. As part of a demonstration project, local authorities accepted Community
The experiences of Community it organized a workshop to review and Contracts as a procurement procedure
Development Councils (CDCs) in discuss procedures for community for several reasons. It provides a cost-
building basic infrastructure and houses construction contracts. One outcome of effective way to provide basic services
in the 1980s showed that communities the workshop was a manual, prepared in low-income areas. It involves
were able to construct good quality to define and clarify procedures and to communities in improving their own
infrastructure that was often better than train community groups1 . environment and facilitates community
those constructed by commercial operation and maintenance
contractors, and that employment was Country-wide acceptance of arrangements. It has also proved to be
ASIST Bulletin No. 15

created for skilled and unskilled community contracting procedures an effective tool to work together with
community members. The community contracting procedures communities in urban under-served
recognized and accepted CDCs as settlements as well as a means of
possible contractors who could be providing employment for the poor.
1
Supporting Community Based Housing – Sri awarded contracts for building To avoid conflict with commercial
Lanka Demonstration Project – Case Study amenities in low-income settlements. In contractors, the Community
Part 2, UNCHS, 1986. principle, it was agreed that any Contracting Procedures specified that


COMMUNITY CONTRACTING

Community contract procedures in Sri Lanka

In Sri Lanka community contract to carry out construction work the promoter’s approval for extra
procedures include: according to specific plans. Prior works.
i. The CBO, along with the to the signing of the contract, the ix. While the Construction
promoter and possibly a CBO can negotiate with the Committee is engaged in
supporting organization (NGO or promoter on the conditions of the construction activities, the
private sector), identifies the contract. Plans, drawings and cost elected CBO representatives are
needed amenity, its location and estimates are always prepared in a to be responsible for overall
its mode of construction. The language that the CBO can easily supervision and quality control.
promoter is the funding agency, read and understand and are based x. It is important to note that the
which includes central on proposals submitted by the elected representatives of the
government organizations, local CBO. Generally, community CBO as well as the members of
authorities and possibly an NGO contracts in Sri Lanka provide for the Construction Committee are
working with the community. contingencies and overhead costs accountable to both the promoter
ii. The promoter decides whether in the order of 10-15% of the basic and the community. These
the CBO is capable of carrying cost of the identified work. representatives are responsible
out the project on its own. If it is, vi. On the request of the CBO, the for any loss of funds and
the promoter contracts the CBO promoter can transfer an initial materials. In case of
directly. Currently, most payment as a mobilization unsatisfactory performance, the
promoters train the CBO on the advance. Alternatively, the CBO promoter may refrain from
concept and procedures of may initiate contracted work with providing any further assistance
community contracting.2 its own resources and receive to the community until the work
iii. The CBO establishes a reimbursement from the promoter is improved or completed.
Construction Committee, which at a later stage. The promoter will xi. At the end of the contract, the
is composed of two office bearers release payments on the request of CBO publishes their account on
of the CBO and two other the CBO, based on the value of the a community notice board and
community members, preferably work done. presents it at a CBO general
with experience in construction. vii. The CBO recruits skilled and meeting for approval.
The Committee may include one unskilled labourers from the
or two members of the funding community and pays them at its The CBO can utilize the financial
agency or support organization as own discretion. Although profit gained from a contract as it
advisers. community contracts generally wishes. Generally, this is transferred
iv. In order to undertake a demand adherence to national into a community maintenance fund
Community Contract, a CBO has labour regulations it is often and is sometimes used to take further
to have a number of specific difficult to monitor its actual initiatives towards improving living
qualifications. It should: implementation. In order to conditions in the settlement.
• have democratically elected provide sufficient safety for the
representatives; workers and properties, all
• carry out its functions based community contracts need to
on a constitution; include a clause that the CBO
• have documentary proof that should purchase an insurance
it has been active in socio- cover for the period of the contract.
economic development work The cost of the insurance cover is
for the community for at least included in the contract.
one year; and viii. The Construction Committee
• maintain a joint bank account purchases the necessary materials
in the name of the CBO. and ensures their safe storage.
ASIST Bulletin No. 15

v. The CBO signs a contract with When the CBO is in need of


the promoter or funding agency money, the promoter can release
payment/s based on the materials
available on the site. If the cost of
2
A Community Action Planning Training the works has exceed the
Module within the Community estimated, the CBO must inform
Construction Contract system is available the promoter in advance and obtain
from CC promoters in Sri Lanka.


COMMUNITY CONTRACTING

the works are to i) take place within the community centres, land-filling, water facilitators, technical advisers,
low-income settlements, ii) have a low supply, and so on. In addition, these supervisors and as partners in co-
profit level, and iii) have a relatively community contracting procedures for financing arrangements. In certain
low maximum contract sum. the provision of basic amenities have cases, NGOs have provided the
Government agencies are now allowed been supported and used by several contract, following the Community
to offer Community Contracts of a other government organizations in Sri Contracts Procedures developed by
maximum value of three million rupees Lanka, in particular to provide NHDA 6 .
(US$ 25,000) to a qualified CBO3 . employment opportunities in
In the early 1990s, the NHDA, construction work for urban as well as Conclusion
supported by UN-HABITAT, promoted rural poor under its poverty reduction The history of community contracting
the Community Contract System in programmes. in Sri Lanka has shown that it is
major urban local authorities in Sri possible to adopt community
Lanka. Colombo Municipal Council The various partners contracting procedures within a
has successfully adopted these Communities often provide counterpart government procurement system.
procedures to provide water supply, funding in the form of labour, cash or However, it does require flexibility and
sanitation, access roads and community materials, and their elected an understanding and acceptance of the
centers for people who live in under- representatives in the Community role representative community groups
served settlements. Development Councils5 are responsible can play in their own development
From 1985 to 1999, the NHDA for the management of the community process. The system has been
issued more than 400 Community contracts. While central government successful in placing communities in
Contracts for urban infrastructure and and local government agencies provide the driving seat of their own
housing works 4 . These contracts the funding for and issue the contract, development and has impacted
included the construction of drains, other actors such as NGOs and private positively on improving the livelihoods
toilets, sewerage systems, roads, sector organizations play a role as of the urban poor in Sri Lanka.

Swarna Road – Stage II Community constructs drainage system

Background (USIP) agreed to provide financial


Swarna Road – Stage II is a low-income support to construct the main drain
shanty settlement located on a canal under a cost-sharing arrangement with
bank in Colombo Municipality. About the local residents, whereby each
80 families have land ownership but household had to contribute Rs.500

Source: SEVANATHA
lack basic services such as drains, (US $7).
toilets, access roads, a water supply, A construction committee was
electricity, and a community centre. The appointed, and SEVANATHA
community has organized itself and provided the necessary training on
formed a Community Development Community Contracting (CC).
Council (CDC). Following the collection of the Workers on site
SEVANATHA, a local Colombo- community’s contribution, the design
based NGO, assisted the CDC in was prepared and presented to the CDC signed the agreement with
developing a Community Action Plan community. SEVANATHA, with USIP for construction of the main
(CAP). This identified the construction USIP and CMC, simplified all drainage system. The total estimated
of a main drainage system as a first technical drawings and prepared cost of the drains was about Rs.990,000
priority. In October 1999, the Urban guidelines in the community’s local (US$ 13,200). Construction started in
Settlement Improvement Programme language. June 2000.
The community also carried out the
supervision of the on-site construction,
ASIST Bulletin No. 15

3
Entrusting construction work to approved societies under Financial Circular No. 352 (1) of and the CDC carried out all
23/02/1998 by the Ministry of Finance, Sri Lanka. construction work with assistance of
4
According to information gathered by the author from NHDA. SEVANATHA, and under the technical
5
CBO means ‘Community-Based Organization’. Communities are geographical entities within supervision of the USIP, NHDA and the
which any member organization is referred to as a CBO. CDCs are the most common CBO in Municipality. The project was
low-income settlements in Colombo. CDCs are registered as a society with the municipal council. successfully completed by mid-
6
Gajabapura – Boasevana Community-Managed Sewer System, SEVANATHA – Urban Resource September 2000.
Centre.

!
COMMUNITY CONTRACTING

Impact of the Project had learned a lot about construction much better than our regular
The community’s female residents took works and contracts. Another young Municipality works. I am inspired by
a leading role in motivating people, and community member, who had been this good quality work of the
in collecting the household involved in the construction work as community.”
contributions and the daily supervision an unskilled laborer, said that he had In response, the CDC leader said,
of the construction work. They also acquired new skills. “We did not construct this drain for us.
organized community meetings. One After the inspection, the Deputy We did it for our children. We do the
young community leader, who was Director of the Municipality’s best thing for our future. When
actively involved in the process from Drainage Division felt that, “the constructed by private contractors or
the very beginning, indicated that he quality of the construction work is municipal labourers, they always think
about their salary and profit. This is the
difference.”
Although the process was not easy,
the community’s involvement and
commitment was very encouraging,
particularly for SEVANATHA and
other partners as regards continuing to
promote this type of participatory
development.

For further information contact:


K.A. Jayaratne, President, SEVANATHA – Urban
Resource Centre, 14 School Lane, Nawala,
Rajagiriya, Sri Lanka.
Tel/Fax: 00-94-1-878893
E-mail: sevanata@sri.lanka.net
Source: SEVANATHA

Discussing work on site

continued from page 11

access satellite and other information. hoped that some professional AiE is supported by RedR
Information from normal road institutions may also be interested in (Engineers for Disaster Relief), a
condition surveys would be invaluable supporting AiE. During specific charity that provides and supports
for preparing responses to potential disasters, programme funding may be technical and specialist staff for relief
disasters. drawn from the overall funding agencies. AiE’s founders provide
allocated by the lead agency, typically technical support relating to transport
Funding and structure passing directly to the implementing infrastructure to RedR (London). TRL
It is anticipated that AiE will have a partner. Limited (previously the Transport
non-profit-making status (possibly It is not anticipated that partner Research Laboratory) in the UK has
charitable). AiE would not actively companies or organisations would incur also been involved in AiE, providing
manage field operations, but would any charges for their involvement. valuable assistance in its development.
ASIST Bulletin No. 15

work through other organisations in the We welcome feedback and ideas, or


private, public, and voluntary sectors. Background and support offers of involvement. Please contact
It is anticipated that AiE would draw AiE’s founders have extensive us.
most of its core funding from agencies experience relating to rural roads, of Neil Brown Tel: +44 (0) 1856 851585;
or possibly government aid development work from commercial heatherwode@freeuk.com
programmes – it does not have the and voluntary perspectives, community Jim Clarke jimmyclarke@hotmail.com
emotive appeal of some agencies to development work, and disaster relief Simon Done sdone@trl.co.uk
amass large public donations. It is also engineering across the world. David Stiedl david.stiedl@mogu.co.uk

"
PRIVATE SECTOR INVOLVEMENT

Microenterprise-based road maintenance in Peru


By Edgar Quispe Remón, PROVIAS-Rural and Serge Cartier van Dissel, ILO/EIIP, Peru

out by microenterprises that are created,


trained and contracted by PROVIAS-
Rural with the objective of guaranteeing
year-round transitability for the rural
road network. These microenterprises
generally take the form of a Civil Non-
profit Association, comprising workers
from communities neighbouring the
stretch of road concerned. They become
responsible for the basic activities

Source: A. Molz
involved in routine maintenance, such
as filling in potholes, clearing mitre
drains, culverts and other elements of
the drainage system, and clearing
Microenterprise carrying out routine road maintenance work vegetation using basic handtools and
wheelbarrows. Each microenterprise

R
ural transport infrastructure in The work of PROVIAS-Rural starts consists of approximately 12 associates
Peru comprises rural roads, the with rehabilitating a stretch of road, at and is responsible for a stretch of 25
river system with its jetties, a cost that varies between US$16,000 km, for which they receive an average
small aerodromes, and a network of in the mountainous Andes region to of US$750 per kilometre per year. In
paths and tracks. Its principal US$22,000 in the tropical rainforests. 2002 a differentiated payment system
component, the rural road network, Thereafter, the road is put under routine was introduced, based on service level
comprises a total length of 46,909 km, maintenance, at an average cost of (category of road and level of traffic)
equivalent to 60% of the country’s total US$750 per kilometre per year. Every and road type (slopes, drainage works,
road network. These rural roads provide four years additional maintenance is rainfall, vegetation), allowing the
access to local and regional markets and carried out, averaging at a cost of number of workers needed and the
public services for 30% of the country’s US$2,800 per km. subsequent maintenance costs to be
population, and 90% of its villages. determined.
Peru’s autonomous Rural Road Maintenance microenterprises
Programme, PROVIAS-Rural (formerly Whereas rehabilitation and periodic Establishing microenterprises
Programa de Caminos Rurales), is maintenance are carried out using The establishment of microenterprises
responsible for the rehabilitation and traditional techniques involving heavy consists of the enterprise’s formation
maintenance of rural roads in the machinery, for routine maintenance and technical and entrepreneurial
country’s 12 poorest departments. Of the activities the programme opted for training. Formation is generally carried
28,556 km of rural roads in these labour-based techniques. In other out by consultants, NGOs, or
departments, over 12,000 have been words, routine maintenance is carried specialised companies contracted by
improved and put under routine and
periodic maintenance since the
programme started in 1995, and a further
3,000 km of tracks have been upgraded.
PROVIAS-Rural was created to
counter the long-established vicious
cycle of construction-destruction-
reconstruction. Its main aim is to
ASIST Bulletin No. 15

generate an approach in which the


maintenance and permanent passage of
rural roads are brought to the fore. This
approach has led to an improvement in
the general state of the rural road
network in the area covered by the
programme, as can be seen in the graph
below.

#
PRIVATE SECTOR INVOLVEMENT

PROVIAS-Rural. The first steps are following a process of technical, pressures on local governments to
carried out in co-operation with the financial and institutional capacity- construct and rehabilitate other parts of
local authorities and concern the building. the road network.
invitation of prospective workers using However, low traffic levels on rural
pre-defined eligibility criteria. road render financial auto-sustainability Impact on the local economy
Subsequently, a selection of the final a complex issue. The use of tolls and Microenterprise-based road
microenterprise associates is made by levies would be very costly, if not maintenance has a number of positive
means of a test in the context of basic impossible, making government impacts on the local economy. It allows
training, or in some cases by lottery. subsidy and transfer mechanisms the creation of labour markets in areas
Formation is concluded with the indispensable. Initially, the programme where these were underdeveloped or
legalisation of the microenterprise and covered the total cost of rehabilitation non-existent, and it generates direct
its registration in the public registration and maintenance, but in view of long- permanent employment as well as
system, thus allowing it to enter into term sustainability, a larger involvement indirect temporal employment for a
service contracts with PROVIAS- of the true ‘owners’ (the local significant percentage of the local
Rural. authorities) was pursued. communities. To date 429
Although formation of Since January 2002, local microenterprises have been created,
microenterprises is currently managed authorities, formally responsible for the providing direct permanent
by PROVIAS-Rural, it is anticipated rural roads within their administrative employment through annual contracts
that these microenterprises will become boundaries, are now obliged to co- to over 5,000 rural poor. Studies have
progressively self-forming in response finance routine maintenance of all roads found that workers spend a major part
to the forces of supply and demand, and rehabilitated by the programme, up to of their wages in the locality, which
will enter into competition with one an amount of US$ 300 per km. This results in an important impulse for the
another. amount is automatically debited from local economy as well as subsequent
Training generally involves the municipality’s share of the multiplier effects.
theoretical and on-site training as well FONCOMUN (Common Municipal Furthermore, the improved state of
as technical assistance during the initial Fund), through which all municipalities roads ensures easier access to markets
contract period. Microenterprises are receive transfers from central and public services such as education
given initial training in the basics of government. A major part of the cost is and health facilities. Travel costs and
road maintenance and enterprise still covered by Central Government, times are reduced, as are transaction
management by programme extension however, and actual long-term financial costs, and the availability of public
workers, followed by a more in-depth sustainability has yet to be achieved. transport services is increased.
technical training provided by the Although the management of road Being non-profit associations, the
Government’s training institute for the maintenance activities is presently microenterprises are stimulated to
construction sector. Training is being undertaken by PROVIAS- invest potential enterprise savings in
completed by a phase of technical Rural’s Zone Offices, the productive projects such as plant and
assistance and monitoring, which is decentralisation of road management to animal nurseries and public transport
carried out by undergraduates with local authorities is taking place, to agencies. A number of microenterprises
specialities in engineering, economics, which end Provincial Road Institutes have also obtained credit based on their
accounting and administration. For this (Instituto Vial Provincial, IVP) are annual contracts with the PROVIAS-
purpose, a memorandum of being created. To date, these Institutes Rural, resulting in further investments
understanding exists between have been created in ten of the 108 in the local economy.
PROVIAS-Rural and local universities. provinces covered by the programme, So far, experience has demonstrated
with the first pilot having been created that with good training and assistance,
Institutionalisation in Arequipa in 2002. road maintenance microenterprises
PROVIAS-Rural has demonstrated that The current involvement of local have a good record in complying with
rural roads, if properly designed and authorities and users in all stages of the their service contract and ensuring the
accompanied by a maintenance system process, from prioritisation to viability of rural roads. Furthermore, the
based on microenterprises, are evaluation, together with the majority of the microenterprises created
technically and economically viable outsourcing of maintenance work to by PROVIAS-Rural have been able to
ASIST Bulletin No. 15

and sustainable as long as local private microenterprises, has resulted in develop important technical and
governments and communities an efficient and transparent mechanism entrepreneurial skills and initiate
participate in their definition, for road rehabilitation and maintenance. various productive projects.
management and financing. It is therefore important that this system
PROVIAS-Rural therefore follows a be preserved in the imminent handing-
strategy based on the gradual and over of rural road management to local For further information contact: Edgar Quispe
progressive decentralisation of rural governments, and that road Remón: equispe@proviasrural.gob.pe or Serge
road management to local authorities, maintenance is not sacrificed due to Cartier van Dissel: cartier@ilo.org.

$
Labour-based Technology for
Poverty Reduction
means of reducing poverty 4 by incorporating social
Introduction concerns into public investment policy in order to:
Over the next 30 years the world’s population will grow â create employment, income and skills development
by two billion, with most of this growth in developing opportunities;
countries, predominantly in urban areas. Currently 2.5-3 â support local enterprises;
billion people in developing countries live on less than US â create appropriate, sustainable, cost effective
$2 per day. The core development challenge is to ensure infrastructure;
productive work and a much better quality of life for these â facilitate community participation in the planning,
people 1 . construction and maintenance of assets; and
In sub-Saharan Africa alone the total population is â ensure peoples rights by maintaining labour standards.
projected to reach 854 million by the year 2010. The labour
force is expected to double in the next 25 years2 in this
region where un- and under- employment are already The 10th Regional Seminar
serious problems, particularly for young people. The lack The 10th Regional Seminar, which will be held in October
of formal employment opportunities has led to an increase 2003 in Arusha, Tanzania will embrace a broad range of
in the informal economy and in self-employment . issues including policy, planning, procurement, and social
However, the conditions and security of such employment aspects related to labour-based technology. The intent is
are poor, resulting in an increased share of working to:
poverty,3 the level of which rose by around 2% between â investigate the true impact of labour-based technology
1990 and 1998 and now accounts for around half the total on poverty;
working population. â collate an evidence base; and
The challenge for African nations is enormous. â identify key ways in which the impact of labour-based
Productive and decent jobs need to be created, and in technology on poverty can be maximised.
great numbers. Faster economic growth and policies that The Ministry of Works Tanzania will host this seminar,
promote the creation of decent and productive work and have commissioned a paper5 to provide background
opportunities are needed. information and identify key issues related to this theme.
Addressing this growth in poverty is a major challenge Papers related to these issues are invited to share
and creating employment is a key strategy. In recognition knowledge, best practices, lessons learned and to stimulate
of this, the theme for this issue of the Bulletin and of the discussion and debate on controversial issues.
forthcoming 10th Regional Seminar for labour-based
practitioners has been chosen as ‘Labour-based
Technology for Poverty Reduction’. Key Issues
This centrefold highlights the four key issues identified in
the paper as contributing significantly to the impact on
Labour-based technology (LBT) poverty reduction that is realised through the use of LBT.
LBT entails the use of a judicious mix of labour and These are:
equipment to produce cost-effective infrastructure of sound â stimulating economic growth through the increased use
quality. LBT makes optimum use of local resources such as of local resources, the income gained from employment,
material, tools and light equipment. It is promoted as a more efficient investments, and savings in foreign
exchange expenditure;
1
â generating employment and enabling the introduction
World Bank (2003) Sustainable development in a dynamic world:
Transforming institutions, growth and quality of life. World
of fundamental labour standards into investment
Development Report 2003. programmes;
creating appropriate and sustainable infrastructure
ASIST Bulletin No. 15

2 â
ILO (2003) Global Employment Trends. Geneva. (See Chapter 6).
3 assets; and
Working poverty: any worker living on USD 1 per day, or less.
4
â involving the private sector and communities in order
Poverty is defined here in its broadest meaning, i.e. including the
material level of living, social needs and rights in terms of access to to improve efficiency of investments and promote local
resources, public services, and to the political system. participation and empowerment.
5
The full paper prepared by Kaj Thorndal and entitled ‘Labour-based Some of the pertinent and related issues, questions and
technology for poverty reduction’ is available on the web or directly considerations that bear on the potential impact on poverty
from ILO/ASIST. are also identified.

%
ECONOMIC GROWTH while Guinea, Mali, Mauritania, Senegal, and Togo are
Infrastructure is of strategic importance in and for any establishing Employment and Investment Policy Units.
economy. The construction, rehabilitation, and However, how effective have these policy instruments and
maintenance of infrastructure accounts for almost half frameworks been towards creating enabling environments
the domestic capital formation, absorbs up to 70% of for the sustained use of LBT? What has been the impact
public investment funds, and accounts for some 40% of on poverty? What are the successes and failures? The lead
the international development assistance given to article in this bulletin focuses on this issue.
developing countries.6 Where feasible and cost-effective,
the application of LBT approaches in infrastructure Capacity for planning and implementation
investment results in savings in foreign exchange and an Sufficient capacity to develop and operationalise these
increased utilisation of local resources, which in turn policies, and to plan and implement LBT programmes is
stimulates the national economy. In also required. It must be established
addition, income gained from the “…In areas where labour- that there is sufficient capacity to
employment created is ploughed back intensive technology is implement these policies, and what is
into the local economy, further stimulating appropriate, especially in the best approach to strengthening
the economy and creating a multiplier rural and minor feeder implementation capacity?
effect. roads, the Government will
Some pertinent issues that impact on sub-contract maintenance Expanding the scope of LBT
LBT’s potential contribution to economic to communities which will investments
growth include: use labour-intensive LBT has been proven as a viable and
methods.” Interim Poverty cost-effective means of constructing
Creation of an enabling Reduction Strategy Paper, and maintaining rural feeder roads, and
environment Government of Kenya, July 2000 in a range of different economic and
An enabling policy environment that physical environments. LBT has been
supports LBT is essential if it is to impact on economic used in other types infrastructure works such as secondary
growth. Different countries have adopted different policy roads, social infrastructure, water supplies, sanitation
instruments in an attempt to achieve this. For example, facilities, and agricultural and natural resource
targeted procurement is used in South Africa, whereas conservation infrastructure. The opportunities and
Kenya and Tanzania have incorporated employment- challenges of expanding use in these works should be
intensive works into their Poverty Reduction Strategies, identified and investigated further.

EMPLOYMENT AND LABOUR STANDARDS


The relationship with, and rate of return to, employment

Source: Feeder Roads Programme, Mozambique


influences the impact of economic growth on poverty.
Employment-led growth is now the centre of most
strategies for reducing poverty. LBT programmes provide
the means to achieve such growth. For example, in the
roads sector, labour typically accounts for only around
10% of the total investment in equipment-intensive
works, as opposed to between 50 and 60% in LBT works.
In LBT works, this translates into the creation of 3-5 times
more direct employment for the same level of investment.
The stimulus to the local economy, through the injection
of cash wages, generates further indirect employment
that can be between 1.5-2.8 times the amount of direct “…. With the money that I earned in 1998 and 1999 on road
employment during construction. Moreover, depending rehabilitation work, I have extended my house from one
on the type of programme, LBT can be used to tackle bedroom to three, added a lounge, and it is built with baked
ASIST Bulletin No. 15

poverty through the creation of both short- and long- bricks. I then bought a radio, bicycle and clothing for myself and
term employment. Two types of LBT programmes exist: my children. Next I will buy iron sheets to cover my house….”7

6
ILO (1994): Towards full employment, the contribution of ILO to the second session of the Preparatory Committee for the World Summit for
Social Development 1994. Geneva
7
A quote (not verbatim) from a 22 year old single mother, working on a road rehabilitation programme in Derre, Zambézia. Source: Reopening
Mozambique: Lessons learned from the Feeder Road Programme 2002. ANE, UNDP, Sida, ILO.

&
â Labour-intensive employment programmes –
usually implemented in response to crisis situations,
where the focus is on mitigating the effects.
Employment created is usually short-term and targeted
towards vulnerable communities affected by the crisis.
In some cases, these programmes develop into longer-
term, labour-based investment programmes.
â Labour-based investment programmes – where the
focus is on asset creation, rehabilitation, or
maintenance, as well as the creation of employment.
The impact on poverty is through the assets created
as well as the employment generated.
Some important issues related to employment
creation and the introduction of good labour standards
that need to addressed include: work. The location and timing of LBT roadworks has an
important bearing on opportunity cost. Therefore, it must
Targeting employment be decided if timing considerations should be
LBT provides the opportunity to target employment at incorporated into tender documents and whether this
those segments of the population who are often not in would impact on private sector implementation.
formal employment, including a high proportion of
women and rural workers. Targeting may take place either Labour standards
through wage setting, task rates, means testing 8 or Appropriate contract clauses can be introduced into
community selection. Job rotation can be used to ensure contract documentation regarding recruitment, minimum
that more people become beneficiaries, i.e. workers are wage and age, non-discrimination, forced labour, safety
employed for a limited period and thereafter replaced and health, work injury insurance, etc. Without adherence
by others. Issues of concern here are how effective the to labour standards the impact on poverty is diminished.
various targeting mechanisms are in impacting on It must be asked if internationally recognised labour
poverty; whether they exploit poor and worsen rather standards are appropriate for conditions in developing
than improve their livelihoods and if targeting is feasible countries, and if not, then what labour standards are.
with profit-driven private sector implementation. There are other questions that need answering. For
example, how does adherence to labour standards affect
Opportunity costs the cost of LBT works? Who should bear this burden?
Studies have shown that workers incur income losses How best can labour standards be supported and
ranging from as little as 10% to as much as 100% from monitored and are the existing mechanisms adequate?
undertaking LBT roadworks as opposed to alternative Read further in article on Labour Standards in this issue.

INFRASTRUCTURE
Source: ASIST Africa
CREATED
Poverty is often characterised by an absence of access to
both economic and social infrastructure and services. It
has been proved that LBT provides a cost-effective means
of producing appropriate infrastructure assets that are
durable, sustainable, and of good quality. Some of the
issues related to the creation of sound and sustainable
infrastructure that impacts on the livelihoods of the poor
include:

Planning
Proper planning is essential to ensuring that the assets
ASIST Bulletin No. 15

created benefit the communities for which they were


Community participating in planning
created. Local-level planning involving the participation
of target beneficiaries in the identification, prioritization, engenders the sense of ownership within the community
and actual implementation results in the creation of assets that is crucial to the future operation and maintenance of
that address the real needs of the communities, and the assets. The Integrated Rural Accessibility Planning

8
This implies that beneficiaries are selected according to the indicators of their poverty; i.e. lack of employment or lack of agricultural assets.

'
(IRAP) tool developed by the ILO, construction. This is even more

Source: G. Johnson-Jones
which facilitates local-level planning important when LBT methods are
and has been applied in a number used as compromises in standards
of countries. Now, its impact on and quality prove negative in terms
poverty in these countries needs to of promotion of the technology. See
be clarified, as does the issue of also article on Access in Emergency
whether there was/is sufficient in this issue.
capacity at local level to support
local-level planning? Do the recent Maintenance
trends in decentralisation support Often infrastructure is created
such a bottom-up approach? Model road built with labour-based methods in without due consideration as to
Mbale, Uganda how it will be maintained. Thought
Appropriated engineering standards and quality must be given to the kind of maintenance systems that
control exist, how maintenance can be funded, and who should
It is important that the assets created are of the appropriate be responsible. Is it the role of national authorities, local
standards and quality required for their intended purpose. authorities and/or communities, and are road funds and
As always with infrastructure development, the question boards set up to administer these adequate and effective?
is how quality and standards can be assured during What opportunities exist for long-term employment?

PRIVATE SECTOR AND COMMUNITY


INVOLVEMENT
Trends in privatisation and decentralisation have
increased the involvement of the private sector and
communities in infrastructure delivery. Is this approach
more cost-effective? How does private sector
involvement impact on poverty? Is it the appropriate
choice for achieving social benefits, and does private
sector involvement empower or exploit the communities
concerned?
Other issues related to private sector and community
involvement include:

Procurement
Procurement systems that favour small local private and
community contractors need to be developed and the open market, and how community contractors can
mainstreamed. The concern is how to bring this about. be supported and recognized.
As some corrupt governments may prefer to deal with
large contracts where ‘kick-backs’ are easier to gain, the Private sector investments
ways of dealing with conflicts of interest must be clear. Traditionally, LBT works have been limited to public sector
investment. However, is there a potential market for LBT
The role of the public sector within private sector investments?
Implementation through the private sector requires
reorganisation and capacity-building within the public Community contracting
sector that is to take on the responsibility for contract Community contracting has been effectively used in the
management and community involvement. In this area, implementation of LBT programmes, particularly in urban
it must be ascertained whether the government has the settlement upgrading. In addition to producing sound
capacity, or the will, to monitor numerous small contracts, infrastructure, community contracting empowers
let alone the time and the skills needed to build capacity communities, and builds their organisational and
ASIST Bulletin No. 15

and develop organisation within communities. negotiating capacities. Whether this is true for other
sectors needs to be determined. The article on
Contractor development Community Contracting in Sri Lanka shows how it can
The capacity of small local contractors needs to be built be mainstreamed and institutionalised in government
up if they are to take on LBT works. Issues of importance systems. Lastly, what institutional reforms and capacities
here are how successful have contractor development are required before community contracting can become
programmes been, whether the contractors survive in more widespread?


ASIST NEWS

ASIST – Africa News


By the ASIST – Africa Team, Zimbabwe

Better Services and More Jobs

S
ince the last issue of the Bulletin services of the original technical
(September 2002) our team has advisers. Workshop
continued to provide technical The Agreement between ILO and On the training side, a sub-Regional
input and advice to on-going Department for Rural Roads for the workshop entitled ‘Better Services
programmes, projects and activities in country component of the regional and More Jobs’ was held in Nairobi
a number of countries. research project into appropriate from 14-17 October 2002. The
engineering standards for low volume workshop promoted the use of tools
Ethiopia roads is currently being finalised. and good practices in improved urban
The ILO has received a request from service delivery and employment
Amhara National Regional State Tanzania creation in Eastern and Southern
Bureau of Works and Urban A study and follow-up training on Africa. It was a joint undertaking
Development to help develop a regional community maintenance of infrastructure between ASIST, EMP/INVEST,
urban upgrading programme that uses was carried out in Dar es Salaam. This ILO’s International Training Centre,
employment-intensive approaches and involved the Municipality of Kinondoni SEED/PPP (the Public Private
can be piloted in Bahir Dar, the regional and various community groups and will Partnership of the ILO’s In Focus
capital. In direct response to this inform future work on community Programme on Boosting
request, ASIST fielded a mission to maintenance initiatives. Employment through Small
Ethiopia and the Amhara region to Enterprise Development), the UN-
assess its potential for a project such as Uganda Habitat’s Sustainable Cities and
this. The mission team put together a ASIST undertook a mission to Uganda Urban Management programme. A
project outline, which was discussed primarily to follow up on previous total of 24 participants from eight
with potential funding agencies. initiatives in the road sector, and on the Southern and Eastern African
In connection with the Ethiopia developments of applying IRAP in three countries represented planners,
Rural Travel and Transport programme districts. However, it also followed up on engineers and project managers from
(ERTTP), a joint review and appraisal requests by partners in Uganda to jointly national and local government,
mission commissioned by Ireland Aid, explore the possibilities of expanding, NGO’s and development agencies.
the Department for International under the process of decentralization, the The ILO and UN-Habitat plan to
Development (DFID), and the influence of Labour-Based Technology collaborate on further joint sub-
Ethiopian Roads Authority (ERA) was (LBT) in a more multi-sectoral scenario. Regional and national courses in both
conducted. It reviewed Phase One The mission was highly successful, Africa and Asia.
activities and appraised proposals given gleaning much information and many
by the ERA to Ireland Aid and DFID documents that are currently being Global research on the increased
for the activities over the next three studied. Current plans are for a workshop application of LBT through
years of ERTTP. ASIST co-financed the to be held in Uganda in May 2003 to appropriate engineering standards
input of a team leader for this mission. define specific strategies for broadening The first International Project
A framework for collaboration the impact of LBT. Steering Group (PSG) meeting for
between ILO and Ireland Aid is being the above-mentioned project was
developed. This will include work on Zambia held in Accra, Ghana in November
ERTTP, a research project into The support to Lusaka City Council under 2002. It was attended by
appropriate engineering standards, and the Sustainable Lusaka Programme was representatives of the National Focus
the proposed concept on local level concluded with an impact assessment of Groups from each of the three
planning (IRAP). It is possible that an the training provided by the ILO. The ILO countries participating in the
urban concept could be included in the will continue its support to the City research, and Transport Research
framework. Council and the new Development Laboratory (TRL) UK and ASIST.
Coordination Unit. The purpose of these meetings is to
ASIST Bulletin No. 15

Lesotho The Roads Training School has share and disseminate information
Although the ILO-supported urban developed and piloted courses in labour- from each country component and to
upgrading project with Maseru City based bitumen works. These courses have involve participating countries in the
Council came to an end in 2002, the been very successful and popular amongst development of regional guidelines.
United Nations Development the trainees. Moreover, the school is, Thus, the Accra meeting discussed
Programme (UNDP) is continuing the through ILO support, being equipped with progress of the three ongoing country
concept through another development soils testing facilities for use as part of and regional components. It was
programme, which has retained the the training courses. agreed that a users guide on research


ASIST NEWS

The second titled ‘The Impact of


Labour-based Works in Namibia’
explores various themes related to
labour-based works and has been
prepared from footage shot at labour-
based road and railway line
construction sites in northern Namibia.
ASIST has been associated with labour-
based technology development in
Namibia for over a decade, starting with
technical aspects evolving to contractor
development and currently to policy
development and establishment of a
public-private sector driven
employment creation body.

Roughness measurement, Ghana

methodology, data analysis, definition ASIST presented a paper on the


of terminologies and research ongoing research on the increased
parameters be developed. application of LBT through appropriate
Fieldwork continues in Ghana and engineering standards and on training
Uganda and will soon recommence in for capacity-building. Details of the
Zimbabwe. Negotiations with the 2002 conference and prior IFG
Government of Lesotho to include meetings can be viewed at
Lesotho as one of the countries, which www.transport-links.org/ifg.
introduces hilly terrain with soft, easily
erodable soils to the research matrix,
New IRAP Booklet
are ongoing.
ASIST has produced a new booklet on
integrated rural accessibility planning
International Focus Group (IFG)
and access interventions. The booklet
Conference
features the rationale for bottom-up
The second IFG conference was hosted
planning, the main features of the
in Accra by Ghana’s Department of
Integrated Rural Accessibility Planning
Feeder Roads (DFR) between 28 th
Tool (IRAP) developed by the ILO and
October and 1st November 2002. IFG
others and describes key access
is a forum created to discuss alternative
interventions.
approaches for the improvement and
maintenance of unpaved rural roads in
a sustainable and efficient way that will
contribute positively to the livelihoods
of the poor. Participants were
representatives from Africa and Asia Changing Lives – New video series
who are already involved with or ASIST has produced two new
interested in carrying out research documentary videos. The first titled ‘The
targeted at improving serviceability, Impact of Rural Access Interventions in
ASIST Bulletin No. 15

efficiency and sustainability of low Zimbabwe’ highlights the impact of


volume and unpaved roads. The use of footbridge and borehole interventions,
appropriate technologies that increase has been prepared from footage shot in
the use of local resources in the delivery the two rural districts, of Zaka and
of affordable and reliable road Chipinge in Zimbabwe. The featured
infrastructures was extensively infrastructure was provided with ASIST
discussed. technical assistance.
ASIST NEWS

ASIST – Asia Pacific News


By the ASIST – Asia Pacific Team, Bangkok

Bangladesh A new three year ADB-funded rural the Programme but also a means of
ASIST-AP is starting to rebuild an ILO infrastructure project (NRDP) project providing long-term gainful
programme. Collaborative arrange- has just started with the ILO employment in rural areas.
ments have been established with the implementing the local-level planning.
main technical department that deals Indonesia
with rural infrastructure. India In Indonesia ASIST-AP is providing
Work is continuing on the application technical guidance and support to the
Cambodia of local-level planning in both Orissa Government in the development of a
The ILO Upstream project was and Rajasthan. The work in Orissa national rural infrastructure policy. This
successfully evaluated by Swedish particularly is now beginning to involves several Government Ministries
International Development Cooperation generate results and it is hoped that a and the major theme of the work is to
Agency Sida and completed at the end more universal application will be integrate local resource-based
of March 2003. One of its major possible over the next year. approaches into the overall policy. A
achievements is that labour-based The Government is implementing a new project has been prepared to take
technology and local-level planning are massive road programme, covering the this work a stage further.
now being used as technologies of whole country, with the aim of ASIST-AP has been able to enlarge
choice in the Ministry of Rural providing better access to villages. The the scope of its work on local-level
Development’s rural infrastructure programme, PMGSY, is being infrastructure. This comprises the
programmes. coordinated by the Ministry of Rural demonstration of, and capacity-building
The ILO is in the process of Development (MRD), but for, participatory local infrastructure
preparing three components of the implementation is the responsibility of planning tools. This work is already
World Bank’s Provincial Rural each State. ASIST-AP has previously bearing fruit with several Districts
Infrastructure Programme. This participated in a nationwide workshop requesting similar programmes in their
comprises the identification and on PMGSY and, in collaboration with locality. A recent development is the
selection of roads to be improved under MRD and with support from the World expression of interest from a private
a US$ 30 million programme in the Bank, it identified maintenance as multi-national company to pay for the
north of the country. being not only a fundamental issue for application of the Integrated Rural

ASIST Bulletin No. 15


Source: ASIST Asia-Pacific

Demonstration of local level planning tool in Indonesia

!
ASIST NEWS

Accessibility Planning (IRAP) tool has agreed to finance a review of implemented. A report, with findings
in the identification of suitable current practices on road maintenance and recommendations, will be finalised
infrastructure investments in the rural in Laos. in early 2003.
areas where they operate.
Nepal Vietnam
Laos As part of the on-going support to the After a preliminary study in 2001
ASIST-AP is continuing its support World Bank-funded Rural reviewing current practice in the field
to the rural road component of the Infrastructure Project, ASIST-AP has of contracting of public works, ASIST-
Asian Development Bank (ADB)- designed a technical training course for AP was requested last year to assist
funded Shifting Cultivation District Engineers and local contractors with the preparation of the World
Stabilisation Project in Houaphan in rural road construction and Bank-financed Road Network
Province. The local authorities with maintenance using labour-based works Improvement Project. The support
ASIST completed designs for two technology. The first component of this provided focused on designing
rural roads and awarded the contract training was carried out in January appropriate measures for the
for the works. Two local contractors 2003. The second component is promotion of local contractors to
have been awarded the works, which planned for March this year, and will execute periodic road maintenance
commenced in January this year. focus on practical on-the-job training works. ASIST-AP fielded two
Training for this purpose was first sessions on work sites being missions during the second half of
provided on-site by the Telecom and implemented by local contractors. 2002, (i) to review current road
Communication Training Institute ASIST-AP has continued its support maintenance arrangements in the
(TCTI) and an ASIST consultant. At to the Ministry of Local Development, country; and (ii) to assess the current
the same time, ASIST-AP, in Department of Local Infrastructure capacity of the private sector to take
collaboration with TCTI, provided Development, Agriculture and Roads. on such responsibilities.
training for local staff in contract Pilot projects on local infrastructure
supervision and contract planning have been developed. Regional
management. ASIST-AP has Work on mobility and HIV/AIDS has
initiated a baseline survey in the Philippines resulted in the promotion and inclusion
vicinity of these roads, in order to As part of the regional survey on decent of a contractual mechanism into a
monitor and document the socio- work in infrastructure, a survey World Bank road project in Papua New
economic effects of the construction involving interviews with several levels Guinea.
works. of government and various stakeholders ASIST-AP has developed a good
As a result of a feasibility study has been conducted. The objective was working relationship with several
carried out by ASIST-AP on the use to assess to what extent the main decent departments of the ADB. Moreover,
of labour-based road works work issues were being addressed in the ASIST-AP has been contracted by the
technology for the roads component infrastructure sector. ADB to implement work on three loan
in the planned Smallholder Technical assistance has also been projects. It has also been asked to
Development Project, it has been provided to the Department of become a member of the peer group
agreed that in order for contractors Agriculture to integrate local resource- reviewing project proposals under the
to qualify for such contracts they based strategies into a major ADB poverty reduction trust funds availed to
will need to undergo training capital investment programme covering the ADB by Japan and Department for
provided by the ILO in labour-based 40 Provinces. International Development UK (DFID).
road works technology. This training As part of the work on
and subsequent technical assistance Thailand decentralisation, ASIST-AP has
for work supervision is to be Work has continued with the applied and been shortlisted for a DFID
provided by ASIST as part of the decentralised Government Knowledge and Research (KAR) grant
Project. administration to integrate local level on decentralisation and the delivery of
ASIST has commenced planning and small-scale contracting rural infrastructure services.
collaboration with the government on technical guidelines. During the second The ASIST-AP pages on the EIIP
the further improvement of road half of 2002, ASIST-AP commissioned web site are being improved and should
ASIST Bulletin No. 15

maintenance, with the objective of two studies with the overriding become operational by the time you
arriving at a general implementation objective of identifying scope for receive this bulletin.
model that can be applied as a improvements relating to these subjects. As part of the strategy to network
national standard. In October 2002, In December 2002, both studies were with other important stakeholders in the
ASIST participated in a workshop presented to Government in a workshop area of rural infrastructure, ASIST-AP
arranged by the government during arranged by ASIST-AP. participated in the International Forum
which this subject was discussed with A survey of decent work issues in for Rural Transport and Development
key stakeholders. As a result, the ILO the infrastructure sector has been (IFRTD) annual review.

"
EIIP NEWS

Employment Intensive Investment Programme (EIIP) –


Latin America News
By Serge Cartier van Dissel, ILO/EIIP, Peru

W
ith the extension of the
Danida-funded EIIP project
for Peru, Bolivia and
Ecuador, continued EIIP presence and
impact is guaranteed until 2004.
Regretfully, the project will have to

Source: S. Cartier
manage without the assistance of
Alessandra Molz, who left the ILO in
August last year. In Nicaragua the
ProEmpleo project has entered its
second year and is focusing on EIIP Labour-based housing construction in Nicaragua
promotion and training, and on piloting
labour-based demonstration projects. El Salvador Nicaragua
EIIP Latin America is currently A pilot project prepared within the ILO/ The ProEmpleo project, together with
translating existing English documents CRISIS project in response to the 2001 the major public investment institutions,
into Spanish and producing regionally- earthquakes has been partially approved is executing different labour-based pilot
developed publications that will be for funding by the Social Investment projects in various sectors. The adoption
available from the EIIP-LA library in Fund (FISDL) and the municipalities of LBT by these institutions is expected
Lima. A list of these documents can be concerned. The pilot project will to have a significant effect on
found in the ASISTDOC document oversee the construction of several piers employment generation.
database, which is available from and access roads. This will provide Workers and contractors in the pilot
ASIST Africa, or on the EIIP website. continuous access for local fishermen projects receive technical and
A Spanish version of this website is to the Bay of Jiquilisco and improve the entrepreneurial training and are assisted
now up and running. local tourist industry. in the formation, strengthening and
legalisation of construction and
Bolivia Guatemala maintenance enterprises.
On request from the Vice-Ministry of In November EIIP was represented at A pilot project on community
Small and Medium Enterprises, training the 5 th regional Seminar of contracting is also being negotiated with
in the formation of road maintenance Environmental Units in the Transport the Social Investment Fund (FISE).
associations is being organised for Sector, which was organised by the Training courses have also been
municipal personnel and the staff of a World Bank, the Inter-American developed for the management level of
Food and Agriculture (FAO) United Development Bank (IADB) and the public and private institutions and
States Agency for International Aid Corporación Andina de Fomento NGOs. An EIIP introductory course for
(USAID) project on youth employment (CAF). Both the participants and the university level has been translated and
and enterprise development in Chapare banks identified a strong similarity in will be offered in 2003.
Province. Similar training for a Danida activities and focus areas between the Several studies have been initiated
project on rural road rehabilitation and environmental and employment on the impact of labour-based works,
maintenance is also in preparation. approaches and expressed their interest including cost comparisons and the
in involving EIIP in future regional and effect of the legal system on Small and
Ecuador national activities. Medium Enterprise (SME) access to
Efforts to create a public investment public contracting.
policy with a focus on employment Honduras
Peru
ASIST Bulletin No. 15

generation are to be continued by the The Secretariat of Public Works and


new government. Housing (SOPTRAVI) expressed its In Peru, EIIP is collaborating with the
The coalition of provincial councils interest in collaboration with EIIP, rural road programme on their future
has reiterated its interest in further particularly the areas of road planning system for the prioritisation of
capacity-building for the formation and maintenance associations and upgrading rural road interventions. The Integrated
training of road maintenance associations. urban roads. A Memorandum of Rural Accessibility Planning (IRAP)
This comes as a result of a successful EIIP Understanding is currently under tool is one of the inputs for the new
pilot project in the province of Azuay. preparation. system.

#
EIIP NEWS

Employment Intensive Investment Programme (EIIP)


By Terje Tessem, EMP/INVEST, Switzerland

T
he EIIP has recently started a has been given good marks in terms of development with our partners on this
programme of workshops, its ability to adapt to significant and issue.
discussion seminars and rapidly changing paradigms. As is On the subject of country projects,
training with the International Training illustrated by this quote from the report: it must be mentioned that the EIIP has
Centre of the ILO in Turin, Italy. ‘Seen in the context of the overall approved the implementation of a good
The first open workshop on priority given by the international number of new projects or extensions
Employment-Intensive Investments and community to poverty reduction, the of projects. Other new projects are
Decent Work, called ‘Putting ILO’s employment-intensive being signed on funds provided by
employment at the centre of public investment programme appears to be lending agencies including, World
investment and poverty reduction more relevant than ever. It Bank funds that have been made
processes’, was held in November contributes directly to the available to Cambodia, Congo
2002, and included participants from achievement of comprehensive Brazzaville, Ethiopia, and the Yemen,
Africa, Asia, and Central America. Its policy objectives such as and Asian Development Bank funds for
main objectives were to demonstrate the employment-intensive growth, Cambodia, Laos, and the Philippines.
possible impacts of employment- employment generation through Perhaps the African Development Bank
intensive investment on productive private sector development and the and the Inter-American Development
employment creation and poverty integration of the Decent Work Bank will also soon realise the
reduction, of enterprise development agenda. It is also highly significant importance of such cooperation. On the
and the importance of the quality of in promoting the ILO’s concerns of bilateral side, projects have recently
work, and of community involvement organization and negotiation in both been funded by Ireland Aid (Lesotho),
in planning and implementation of the formal (wage) sector and the NORAD (Madagascar), and Sida
infrastructure. informal rural and urban sectors.’ (Mozambique).
The diverse employment The report is available in digital New allocations for 2003 have
backgrounds of the different format from the ILO website – become available under the ILO/
participants, which ranged from www.ilo.org – under Governing Body, Danida Employment Generation
government, labour, employers, NGOs, Current Session (286 th session), Programme for Africa, Asia, and Latin
and lending agencies, enabled Committee on Technical Cooperation America and new initiatives have been
interesting discussion on the issues (GB.286/TC/1). developed in collaboration with the
presented. Follow-up actions have Promotion of labour standards and Public Private Partnership Programme
already been taken up by some of the the targeting of EIIP are of great of the ILO IFP/SEED2 programme and
participants and their challenge now is relevance to a sustainable development Local Economic Development (LED)
to maintain momentum in helping programme. In addition, social aspects programme under the ILO Cooperative
people to initiate and develop policy in construction are also key regardless Branch. More information on country
discussions at high level in their of the mode of implementation be they activities can be found herein under
respective environments. government-owned operations (force ASIST news or on our web page.
The Turin Centre will continue to account) or private contracting or Other big news for the EIIP… the
hold such open courses, possibly also community-related works. A number of Department for International
at regional level, and we suggest that activities under the Socially Development (DFID) has agreed to
you contact Valter Nebuloni at ITC (e- Responsible Construction Investments provide more funds for ASIST – Asia
mail: V.Nebuloni@itcilo.it) or the EIIP initiative (introduced in Bulletin No. Pacific programme operations. This
for further information about the 13) are underway. These include studies significant contribution, together with
courses supported. of the labour standards in construction that from the ILO/Danida programme,
The Governing Body1 of the ILO in three Asian countries (Nepal, will support the programme for the next
decided to discuss the poverty-reducing Philippines and Thailand) being carried three years. Thank you, DFID!
ASIST Bulletin No. 15

effects of the Employment-Intensive out by ASIST – Asia Pacific, ASIST –


Investment approach at their March Africa’s participation in the assessment 1
The ILO Governing Body (GB) comprises
2003 meeting in Geneva. The ILO has of the Targeting Procurement representatives from governments, workers
prepared a report based on recent experience in South Africa, and in a and employers of the member states. It takes
project and programme evaluations, World Bank Country Procurement decisions on ILO policy and prepares the
which summarises the strategy and Assessment Review in Ghana. These draft programme and budget.
achievements of the programme. We case studies will make a significant 2
In Focus Programme, Boosting Employment
are happy announce that the programme contribution towards the process through Small Enterprise Development.

$
INFORMATION SERVICES NEWS

Bulletin Reader Survey and Subscription

T
hank you for responding to our Reader Survey more experiences of practitioners and our partners. We would
sent out with the March 2002 issue of the Bulletin. like to encourage you all to send in and share your experiences
Your views on the content and style and on how the best practices and lessons learned.
Bulletin can be improved, as well as on what you would like Some of the subjects and themes that many of you
to read more about, will be incorporated into future issues. indicated an interest in have been covered in past issues,
The information gathered will also be used in the synthesis Below is a list of the themes of the back issues. If you missed
and development of our other information products and one and would like a copy let us know or alternatively you
services. In this issue you will notice we have tried to include can read or download a copy from our website.

Issue No. 1 May 1993 Issue No. 8 December 1998


Theme: Road maintenance Theme: Labour standards, environmental and gender issues
Centrefold: The Kenya Minor Roads Programme, Centrefold: An outline of the key labour policies and
Headman’s handbook for routine road maintenance. practices in employment-intensive infrastructure programmes.

Issue No. 2 December 1993 Issue No. 9 July 1999


Theme: Contracting and contractor development Theme: Contracting in employment-intensive works
Centrefold: The rainmaker – A comic-like story of the trials Centrefold: Productivity norms for various operations in
of small contractors. rural road construction and various systems of apportioning
work on a labour-based site.
Issue No. 3 July 1994
Theme: Equipment support to labour-based road works Issue No. 10 January 2000
Centrefold: Drawings and specifications of a tipping and Theme: Socio-economic impact of labour-based technology
non-tipping trailer. Centrefold: The main features and steps of the Integrated
Rural Accessibility Planning (IRAP) methodology.
Issue No. 4 November 1995
Theme: Capacity building and training; and labour-based Issue No. 11 July 2000
urban upgrading Theme: Ten years of ASIST: The past, present and future
Centrefold: How to set up and organise visual presentations Centrefold: A snapshot of ASIST’s activities in sub-
for training, workshops or seminars. Saharan Africa and the Asia-Pacific regions, and a list of
ASIST publications.
Issue No. 5 September 1996
Theme: Contracting maintenance Issue No. 12 September 2001
Centrefold: How to prioritise your routine road Theme: Technical issues of labour-based technology
maintenance requirements. Centrefold: An overview of experience in contracting of
road works and lessons learned.
Issue No. 6 August 1997
Theme: Tools and equipment Issue No. 13 March 2002
Centrefold: How to cost equipment. Theme: Appropriate engineering practices and an enabling
environment
Issue No. 7 July 1998 Centrefold: The application of labour-based technology
Theme: Community participation in labour-based works in crisis response and reconstruction.
and in rural transport planning
Centrefold: A step-by-step guide on community Issue No. 14 July 2002
contracting, with a checklist of what goes into a community Theme: Mainstreaming employment-intensive strategies in
contract document. infrastructure development
Centrefold: Building local capacity for rural infrastructure
ASIST Bulletin No. 15

works.

Themes for the next two issues


Issue No. 16 September 2003: Impact, monitoring and If you are interested in sending in an article or project
sustainability of employment-intensive investment approaches. news, please write to us and we will then provide you with
Issue No. 17 March 2004: Diversified use of labour-based detailed specifications and deadlines for contributions.
technology – A synthesis of best practices and lessons learned.

%
INFORMATION SERVICES NEWS

New Publications
The contribution of public works and Start Your Waste Collection Service:
other labour-based infrastructure to A training package for training of
poverty alleviation: The Indian community groups to start a
Experience community-based waste collection
enterprise
Rohini Nayyer
Start Your Water Distribution
Issues in Employment and Poverty.
Discussion Paper 3. ILO Recovery and Service: A training package for
Reconstruction Department, Geneva. 2002. training of community groups to
ISBN 92 2 113295 1 start a community-based water
distribution enterprise
The paper assesses the role of public
works and other labour-based Ministry of Local Government and Housing;
infrastructural programmes in poverty Lusaka City Council; ILO; UNDP; Ireland Aid.
alleviation in rural India. The relative 2001
merits in terms of poverty alleviation
of public works type programmes on These training packages which
the one hand, and of rural infrastructure comprise of a manual, business plan,
development on the other hand are technical handouts and trainer’s guide
identified and analysed. were developed by the ILO for the
Sustainable Lusaka Programme. The
Bangladesh: Bringing poverty focus From workfare to fair work: The material provides guidance on how to
in rural infrastructure development contribution of public works and start up your own business, formulate
other labour-based infrastructure financial and marketing plans, and
Mustsfa K. Mujeri programmes to poverty alleviation provide the skills and knowledge
necessary to manage, operate and
Issues in Employment and Poverty. maintain a waste collection or water
Stephen Devereux
Discussion Paper 6. ILO Recovery and distribution service. The Trainer’s
Reconstruction Department, Geneva. 2002.
Issues in Employment and Poverty. Guides are designed to guide trainers
ISBN 92 2 113546 2
Discussion Paper 5. ILO Recovery and and facilitators and give hints on how
Reconstruction Department, Geneva. 2002. to facilitate course sessions and include
The poverty reducing effects of public ISBN 92 2 113545 4
works infrastructure programmes are useful background information for the
examined, with particular reference to operation of a waste collection service
The paper examines the advantages and
Bangladesh. The paper examines the or a small-scale piped water supply
limitations of public works
poverty reducing effects of safety net system in low-income settlements. The
programmes as poverty alleviating or
type of public works programmes. material is also available on CD-ROM.
poverty reducing interventions. It
These are short-lived and relief stresses the need to draw a distinction
oriented, and do not provide the poor between two types of publicly funded
with any permanent source of income employment programmes to fully
and often result in assets that are poorly appreciate their design and impact on
designed and implemented with little poverty alleviation. The first, labour-
provision for maintenance for intensive employment programmes,
sustainability. On the other hand, which maximise short-term
development oriented rural employment creation and are usually as
infrastructure programmes that link the a response to crisis or as a self-targeting
ASIST Bulletin No. 15

creation of rural assets to employment means of identifying the poor for


for unskilled labour through the income transfers. The second type,
adoption of labour-based technologies, labour-based employment programmes
tend to create durable infrastructural focus on both asset creation and
assets. maintenance as well as on employment
creation.

&
TRAINING DIARY

Forthcoming Events
Courses conference participants. US$ MINISTRY OF WORKS, THE UNITED
100 per session for others. Fee REPUBLIC OF TANZANIA IN
KISII TRAINING CENTRE (KTC), KISII, includes tutorial handout and COLLABORATION INTERNATIONAL
KENYA tea breaks. LABOUR ORGANISATION/ADVISORY
SUPPORT INFORMATION SERVICES
International course in labour-based Contact: Dr. K. S. Makhanu, Department AND TRAINING (ILO/ASIST)
road construction and maintenance of Civil Engineering, JKUAT
PO Box 62000, Nairobi, Kenya. Tenth Regional Seminar for Labour-
Date: 6th October – 15th November Fax: +254-151-52164. based: Labour-based Technology for
2003 E-mail: civil@nbnet.co.ke. or Poverty Reduction
Venue: KTC, Kisii, Kenya Eng. F.W. Ngokonyo,
Fees: US$ 5900 (covers tuition, Institution of Engineers of Dates: 13th – 17th October 2003
fieldwork, course materials, Kenya Venue: Arusha International
transport during the course, PO Box 41346, Nairobi, Kenya. Conference Centre,
safe travel insurance, Fax: 254-02-716922, Tanzania
accommodation and meals) E-mail: iek@iekenya.org or Fees: Before 1st July 2003:
Details: For practitioners of labour- Prof. K. Sugiura, Department of US$ 490
based roadworks (should Civil Engineering Systems, After 1st July 2003:
have a university degree) Kyoto University, 606-8501, US$ 590
Japan. Paper presenters and Tanzanian
Contact: The Resident Instructor, Fax: +81-75-753-4791 Participants:
Kisii Training Centre (KTC), E-mail: US$ 400
PO Box 2254, Kisii, Kenya. sugiura@csd.kuciv.kyoto-
Tel: +254-381-30699 u.ac.jp Contact: RegSem 10 Organising
Tel/Fax: +254-381-21634. Further details available Committee
E-mail: courses@kihbt- on web site: Ministry of Works
ktc.com http://www.insightkenya.com/ PO Box 9423, Dar es
jkuat/conference.html Salaam, Tanzania
Tel: Direct Line: +255-22-
Workshops, Conferences and 2138605
Seminars WORLD ROAD ASSOCIATION (PIARC) General Line: +255-22-
2111553/9
JOMO KENYATTA UNIVERISTY OF Durban XXIInd World Road Congress Fax: +255-22-2138606
AGRICULTURE AND TECHNOLOGY E-mail: atu@mow.go.tz or
(JKUAT), FACULTY OF CIVIL Dates: 19th – 25th October 2003 ILO ASIST – Africa
ENGINEERING AND INSTITUTION OF Venue: International Convention PO Box 210 Harare,
ENGINEERS OF KENYA (IEK) Centre, Durban South Africa Zimbabwe
Fees: Before 30th June 2003 US$ 900; Tel: +263-4-369824-8
Also supported by African Institute for After US$ 1100; Fax: +263-4-369829
Capacity Development (AICAD) PIARC members: E-mail:
Before 30th June 2003 US$ 750; asist@ilosamat.org.zw or
International Civil Engineering After US$ 850. asist@ilo.org
Conference on Sustainable Web site: www.ilo.org/asist
Development in the 21st Century Contact: Congress Secretariat Global
Conferences Africa
Dates: 12th – 16th August 2003 PO Box 44503, Claremont,
Venue: Hotel Inter-Continental, 7735, South Africa.
Nairobi, Kenya For more information or online
Conference fee: registration:
ASIST Bulletin No. 15

US$ 490 or Kshs 13,000 http://www.wrc2003.com


(Eastern Africa residents)
Technical Tours or Workshops fee:
15 – 16 August 2003: US$
50 per session for registered

'
LETTERS

Dear Editor,
Labour-based –
there should be no separation of so-
I would like to respond to the letter in called technologies, i.e. ‘labour’ versus
your Bulletin No.13 March 2002 by ‘equipment’, but full integration of
Mathew Kibe, Welfare Advisory
Committee (WAC) Kenya: ‘The place
A dinosaur? alternatives of work execution. As a
consequence, this would mean that:
of labour-based technology in 1. Enabling policies be put into
Yes, ‘Labour-based’ is a ‘dinosaur’ that
infrastructure development’. place and made effective. It is
has outlived its useful lifetime and has
important to note that an
no future in wandering about the
Sir, enabling environment has to be
landscape of contemporary
In South Africa we have the same created not just for one sector,
infrastructure works.
problems that you face in Kenya. Your e.g. roads, but for the entire
Why on earth am I daring to make
story of the two able-bodied gentlemen construction sector.
such a drastic statement after having
who were prepared to work for one (Government departments and
been in the club of labour-based experts
dollar a day to put food on their table donors are often still stuck in one
for a generation, having both earned a
touched my heart. I would like to bring or the other sector but the private
living from it and tried to convince
this story to our front doorstep here in sector is not). Creating an
hundreds of others about the benefits
South Africa. It troubles me to see enabling environment is a
of labour-based methods? Basically,
thousands of strong workers who are process. It must consider and
because in most countries where we
unemployed and have gathered at include all partners, such as
(the promoters of the technology) have
meeting points around the country those client authorities that are
worked we haven’t managed to
where they might be picked up for a directly involved as well as
introduce labour-based technology
day’s casual work. supporting authorities, the
(LBT) in a sustainable and embracing
Some have come from far-flung private sector, and training
manner.
areas and travel for hours to these pick- institutions as well as institutions
During the last 25 years, LBT in
up points, where they sometimes sit for of higher technical learning. It
Africa and elsewhere has been mainly
days, or months, without anyone giving is only possible to create the
promoted through donor-driven
them the opportunity of a job. They are required framework conditions
projects in the road sector. This
there when you go past at dawn, and with extensive and transparent
approach was chosen as through road
by midday they are slowly winding their dialogue and co-operation
works a high employment rate can be
way back to their shacks. Another between all partners.
achieved, promising significant socio-
wasted day waiting for work, with no 2. Planning engineers from
economic benefits. In the past, most of
food to put on the table. government departments, other
these projects were executed through
Their desperation is tangible. This client agencies, and consultants
‘force account’ (government-managed)
wasted time and wasted energy could, must learn how to design
operations. In so doing, it was easy to
as you so correctly point out, have been infrastructure projects which
create an effective niche for a somewhat
put to good use in rebuilding our optimise the use of locally-
different technology and keep it
infrastructure. Basic food prices in available resources, be they
separate from the world of
South Africa have risen by 20% this human, material or equipment.
‘conventional construction’.
year, and so poverty deepens with less What has to be understood by
However, with the global trend
money to buy food and less optimism planners are the principles of
towards privatisation, LBT execution
amongst the poor. I admire the designing infrastructure projects
has shifted from the public to the private
initiatives put in place by the ILO and that make the best use of these
construction sector. The particular
similar bodies, but I wish that the resources and are also
problem with this move was, and still
‘trickle down” effect to the poor would environmentally friendly. This
is, that the private sector does not have
turn into a “waterfall” effect. requires extending the scope of
a dedicated niche for LBT. The private
Many thanks. design alternatives from
sector wants to make business where
conventionally taught
business can be made and does not want
Marlene Martin, PO Box 2513, Edenvale, 1610 engineering to more appropriate
to be split into the branches of ‘labour’
South Africa; Phone 27 11 616 7705; Fax 27 11 and innovative methods.
and ‘equipment’.
ASIST Bulletin No. 15

616 7716; www.africanauthenticfineart.com Obviously, this requires changes


If sustainable application of an
to the education process of
appropriate technology is still the aim,
engineers and technicians in
it can only be pursued by fully
order to prepare them for an even
understanding how the private sector
more challenging job,
works. Therefore it should be directed
3. Clients, consultants and
and chosen but not ‘dictated’. However,
contractors have to learn how to
what is even more important is that

!
PROJECT NEWS

A region in crisis
make rational choices in the
execution of resources for
infrastructure construction and
maintenance work. This starts By Tomas Stenström, ASIST – Africa, Zimbabwe
with knowing what types of
resources are actually available,

A
ccording to available data, over prominence during the planning of the
and what can be achieved by 12 million people in Southern ILO contribution to post-crisis
using these resources, how they Africa are in immediate need reintegration and processes of
can be used, and their cost of food assistance. Common features of reconstruction.
implications. For example, it is the crisis in this region include a general To strengthen and coordinate a rapid
totally irrelevant as to whether a vulnerability to recurrent natural and comprehensive response to the
contractor chooses to haul gravel disasters such as drought and flooding current crisis in Southern Africa, the
with tractor-trailer (in specific regions), which, in some ILO is planning to hold a sub-regional
combinations, wheelbarrows or countries, is exacerbated by failed and meeting to design a sub-regional policy
tipper trucks so long as the failing economic policies. The regional on ‘crisis employment generation’ and
choice was made correctly, in prevalence of HIV/Aids, which ranges a ‘vulnerability reduction strategy’.
terms of meeting the contractual between 20 and 25%, also adds to the This will include supporting efforts by
targets and achieving the best crisis, and in several ways. other development agencies such as the
possible profit. Although fairly comprehensive World Bank led Emergency Drought
Let us then bury the ‘Labour-Based responses – to be coordinated by UNDP Recovery Programme in Zambia. This
Dinosaur’ with dignity, and assist in the – have been formulated through the is a programme where, among other
birth of an approach that is better able Consolidated Appeal Process (CAP) things, the improvement of feeder and
to survive in this ever-changing world. for each country, the delivery of food community roads will facilitate
... And if it is still necessary to have is constrained by insufficient supplies, movement of relief material and at the
a special label for the approach, then the lack of transport, and the ability to same time promote economic recovery;
let it be ‘Local Resource-Based’. This reach remote areas. it is being implemented using labour-
is at least clearly understandable and ILO has established a special In based methods that will provide income
does not require a lengthy definition in Focus Programme on Crisis Response supplements to the vulnerable. As this
order to convince others that labour- and Reconstruction (IFP/CRISIS) to particular programme shows, the
based actually does not mean labour deal with CRISIS such as armed important features in crisis response are
only but encompasses several other conflicts, natural disasters, economic the rapid identification of specific sub-
issues. and financial downturns, social projects, including the preparation of
movements and political transition. Its contract documents between the
Andreas Beusch, Switzerland strategy is based on the ILO’s basic implementers, and relaxed tender
values, principles, and developmental procedures, which speed up
concerns and how they can be brought implementation without losing sight of
to bear in the context of a crisis. This is quality and long-term development
essential, both to tackle the immediate goals.
negative effects of crises and to create
the conditions for a successful
subsequent development process. The
main emphasis of IFP/CRISIS is on
employment-related interventions such
as promoting employment-intensive
reconstruction and rehabilitation works,
socio-economic reintegration of crisis-
affected groups, skills training, local
economic development initiatives, and
the promotion of small enterprises and
ASIST Bulletin No. 15

cooperatives. The programme also


engages in data collection and
macroeconomic analysis, social
dialogue and reconciliation, gender and
other equality issues, fundamental
rights, and social protection. As women
and children are often the most strongly
affected by crises, they will be given

!
PROJECT NEWS

The rehabilitation and maintenance of district and


feeder roads in Mwanza Region, Tanzania
1
By Frans Blokhuis, UNCDF/UNDP/UNOPS , Tanzania

Key data relating to the construction of the roads as of 01/01/03:

Total length constructed: 215 kilometers


Design width: 5.5 metres
Gravel thickness: 10 cm compacted
Average no. of culverts per km: 4.1
Average labour input per km: 2.020 worker days (18% female)
Average cost per km: USD 10,208 (works only)
Design & supervision per km: USD 1,430 (14%)
Average construction speed: 1.1 km per month (2002)
Wages as % of works cost: 31%

The project is now in its last year of positive impact on economic activity in
implementation, but it has already the targeted rural areas of Mwanza
received considerable attention from Region, it has also made a substantial
the public. One of the rehabilitated contribution to the alleviation of
roads was officially opened by the poverty.
President of Tanzania, Mr Benjamin The positive impact and publicity
Mkapa, and various study tour groups has contributed to today’s efforts by the

T
his project was first introduced
to the readers of the ASIST have visited the project. The project has Ministry of Works to upscale LBT in
Bulletin in issue number 10, shown to many, including those who Tanzania and mainstream the
(January 2000). Since its inception, were skeptical about Labour-Based technology in the road construction
about 220 kilometers of district and Technology (LBT), that it is possible sector, in collaboration with ILO
feeder roads have been rehabilitated to to build roads of good quality using ASIST, United Nations Development
full gravel standard by nine small-scale labour rather than heavy machinery, and Programme (UNDP) and the donor
contractors, who were trained by the at lower costs. Beyond the project’s community in Tanzania.
project’s technical leaders. The roads
were designed by project-trained local
consultants, who prepared the tender
documents and also carried out the
Tandem-wheel trailers – a success
supervision of work.
Through the loan given by a local

T
he project in Mwanza has option that replaced the truck-size
bank (CRDB), which was partly (60%) assisted a number of small-scale single-wheel axle with a landrover-size
guaranteed by the United Nation labour-based road construction tandem-wheel axle, promising that the
Capital Development Fund (UNCDF), contractors in their efforts to obtain a upgrade would provide the trailer with
the contractors were able to acquire a minimum set of construction an optimal suspension. A prototype was
basic set of equipment. This included a equipment. This consisted of a 4WD- manufactured and, on a rough terrain
tractor, two trailers, a water bowser haulage tractor, two trailers, a water close to the workshop, tests were
trailer, two pedestrian vibrating rollers, bowser trailer, two pedestrian vibrating carried out on both types of trailers.
and a 1-ton pick-up truck. rollers, and a 1-ton pickup vehicle. With The advantages of the tandem-
ASIST Bulletin No. 15

regards to the choice and purchase of wheel trailer were immediately clear.
1
United Nations Capital Development Fund the trailers, the standard ILO trailer was On this uneven test track, the single-
(UNCDF) ordered from the manufacturer and a wheel trailer jumped about and made a
United Nations Development Programme prototype made for inspection and lot of noise whereas the tandem-wheel
(UNDP) approval. The manufacturer, who also trailer ran quietly and fluidly. Figures 1
United Nations Office for Project Services produces larger-size trailers for sugar and 2 show the tandem-wheel action
(UNOPS) estates in Western Kenya, offered an where, when one wheel jumped, the

!
PROJECT NEWS

Source: F. Blokhuis
Figure 1: Front wheel up Figure 2: Rear wheel up

other remained in contact with the


ground. The impact on the trailer’s
frame was substantially reduced.
Another important improvement to
the standard design was the addition of
a small tail gate. This improves the
payload on the trailer, as it minimises

Source: F. Blokhuis
the material from sliding off the back
of the trailer during transportation. The
trailers are also equipped with side
doors on both sides, improving the
offloading speed and thus the gravelling
cycle time. Figure 3: Tail gate allows for bigger payload
Six contractors have been using
these tandem-wheel trailers on the
project in Mwanza Region for over a
year, and together they have constructed
over 120 km of fully graveled road. No
damage to these trailers has been
reported and the trailers are performing
very well even now.
A tandem-wheel trailer with tail gate
and side doors costs approximately US$
1,000 more than a standard single-
wheel ILO trailer.
Plan of the trailer
For further information contact Francis Blokhuis,
E-mail: fblokhuis@regcom-mwz.co.tz; or Farm
Engineering Industries Ltd, PO Box 1326,
Kisumu, Kenya. E-mail: feil@africaonline.co.ke.
ASIST Bulletin No. 15

Rear view of the trailer

!!
PROJECT NEWS

Promoting poverty eradication through solid waste


collection services in Dar es Salaam City
Alodia Ishengoma, ILO Area Office, Tanzania

S
olid Waste Management (SWM) collection for disposal at the city’s collection (as they are seen as more
in Dar es Salaam is dumpsite is provided by the honest than men!).
undertaken jointly by the City municipalities if the franchisees fail to Preliminary research findings from
Authorities, the three municipalities of meet their responsibilities. Dar es Salaam (ILO, 2003 –
Ilala, Temeke and Kinondoni and Dar es Salaam has become cleaner forthcoming), show that waste collection
contracted private franchisees, who since services were officially privatised does indeed constitute a valid job
include Community Based in 1998. Waste disposal has increased opportunity for poor men and women
Organizations (CBOs), Non from less than 4% in the early 1990’s to even if such employment is often insecure
Governmental Organizations (NGOs) about 40% in 2002. Waste collection and and the income low. In addition, child
and Companies. The approach used disposal services now cover 44 of the labour in solid waste collection has been
provides opportunities for small city’s 73 wards from five wards in early eliminated in areas where franchisees are
enterprises and community groups to 1990s, and are also active in the poor, performing well. Nonetheless, those who
improve the collection of solid waste as unplanned, areas that are inaccessible work in waste collection do so under
well as create employment opportunities even by a wheelbarrow. Formal precarious conditions. Despite efforts by
for the poor. Potential waste collectors recycling and composting initiatives municipal authorities and support
respond to advertisements placed by the have also started, providing important organizations, the use of protective
three municipal councils and the city additional income for many waste clothing and application of safer work
council; and are selected through a collectors. Both the community and the methods remains minimal.
participatory tender evaluation process franchisees themselves have realized The ILO has supported the solid
governed by by-laws approved by the that waste management has value in waste collection system in Dar es Salaam
Government of Tanzania. Selected terms of more jobs and cleaner streets, since 1997, with a focus on
franchisees – currently about 50 – are although problems still remain in the strengthening the capacity of
awarded contracts to collect waste and collection of fees from households. microenterprises and community groups
refuse collection fees within a designated The franchisees use local labour and to conclude and implement contracts
area. The municipalities do not pay the locally procured tools creating with the local authorities in a sustainable
franchisees for waste collection, employment and generating income. way. The recently commissioned
although many franchisees also have The sector employs more than 2,000 research into working and labour
contracts for street sweeping for which people, about 60% of whom are women conditions and a review of contracting
they are paid directly. Secondary waste involved mostly in sweeping and fee procedures aim to find cost-effective
ways for improving working conditions,
in particular for women and youth.
Experience has shown that there is
great potential for improving the quality
of people’s lives through employment
opportunities offered by the solid waste
sector. For many women, waste
collection is their first job and the only
one they could get. Under the right
conditions privatised waste collection
can boost urban employment and can
be transformed into decent work. But
it should be noted that even though
ASIST Bulletin No. 15

waste is free it costs money to manage


it! Although many households and
Source: Kelley Toole

businesses now pay waste collection


fees, many more need to be convinced
to do so.

For further information contact: Alodia


Waste collection in Kinondoni Municipality, Tanzania Ishengoma: ishengoma@ilo.org

!"
PROJECT NEWS

UHURU Community Development Vehicle Project


By Ngwarati Mashonga, Riders for Health, Zimbabwe

U
“ huru” the Swahili word for in the villages of Marowa
freedom, is the name chosen (Mashonaland East
for a specially-designed Province) and Makoni
sidecar that is attached to a low-capacity (Manicaland Province).
motorcycle. It is one of if not the only As every Uhuru falls

Source: Riders for Health


vehicle built in Africa that is intended under the nationwide
to relieve impoverished communities Riders for Health vehicle
from the trials of poverty, economic maintenance system, any
deprivation and ill health. How? Not number of Uhurus can be
only does it provide a means of placed anywhere in
transport to hospitals, markets, and Zimbabwe, for they can
other social services, but it can also be maintained effectively, Uhuru with ambulance trailer
carry water (or other freight). The rear thus ensuring their
wheel can also be used to pump water longevity, sustainability and reliability.
for irrigation and generate electricity. For any Uhuru to be effective it has to the vehicle. Designed from the same
The key factors for the Uhuru are be placed in a well-functioning materials as the main vehicle and also
cost-effectiveness and sustainability. It maintenance system such as this. purpose-built in Africa, it has an
is manufactured from locally-available optional tow bar that allows it to be
The communities that are enjoying
towed by the sidecar, a solo motorcycle,
materials and by local labour, which the benefits of the Uhuru have reported
generates income and also creates a that, for the first time, they are now able a push bike, or to be pushed by hand.
skilled workforce of welders, wheel- to plan their own development The large wheels, and its light but
lacers, and so on. This way, the cost to processes in the areas of health and strong construction, give it the ability
to operate off-road. It can carry up to 8
local customers is kept at a realistic wealth creation.
full 20-litre jerry cans (160 litres of
level, particularly as there is no need to The project is still in its initial stages
import expensive materials. Riders for and in need of funding and any water/fuel).
Health who designed this versatile contributions from individuals, Power pack: Comprised of self-
equipment are also undertaking its aligning V drive power rollers complete
organizations, donors and well-wishers
with water pump and auxiliary power
initial manufacture. will be greatly welcomed. With
takeoff, it has been designed to transfer
Riders for Health is an international adequate support and resources, the
NGO whose aim is to enable benefits brought by the Uhuru can the power from the back wheel of the
communities in Africa to have access continue indefinitely, helping millions bike to drive equipment, including a
to well-managed motorized transport, water pump with capacity deliver up to
of disadvantaged people in Africa.
100 litres per minute. To allow
for community and economic
continuous operation the motorcycle is
development and reliable health Specifications
delivery. Transport logistics, training, Vehicle: An agricultural 200cc fitted with a cooling fan system and
and community transport development motorcycle fitted with off-road tyres hand throttle. It provides easy and safe
underpin the organisations’ work. It operation in the field and extends the
and special equipment. It is a ‘go
use of the Uhuru.
also ensures that vehicles used for anywhere’ vehicle fitted with a
Cost: A single Uhuru unit
delivery of health care and associated purpose-built sidecar chassis that has
developments in Africa are available for been both designed to complement the (motorcycle and sidecar) costs 5,000
the maximum time and at minimum motorcycle and manufactured in Africa pounds sterling, or 8,000 pounds
cost. Riders for Health’s belief in sterling inclusive of three-year running
using local materials and skills.
costs.
sharing information about establishing Equipment: 20-litre water/petrol
well-managed motorized transport can, hand winch, large battery,
For further information contact: Riders for Health,
ASIST Bulletin No. 15

services led to the building of their first emergency lighting, cargo carrying
PO Box A1945, Avondale. Tel: +263 4 758097/
Academy of Vehicle Management. Any area, lockable equipment storage
775962. Fax: +263 4 774026. E-mail:
person who is to ride or use the Uhuru locker, soft seat, and removable
nmashonga@riders.org. Website:
(or other vehicular units) has first to be stretcher system for ambulance duty
www.riders.org.
trained to operate it properly. (complete with rain protection for
In Zimbabwe Uhurus are being used patients and towing hitch).
by local men and women, who have Trailer option: A simple box trailer
been trained to drive and manage them, that increases the carrying capacity of

!#
ASIST

Advisory Support Information Services


and Training (ASIST)
ASIST is a programme providing advisory
ASIST – Africa
support, information services and training on
Harare Office
employment-intensive strategies and local
resource utilisation in the provision of
Graham Johnson-Jones:
Programme Director
Themes for the next
sustainable infrastructure. It is a programme of Dejene Sahle: Senior Technical Adviser two issues
the Employment-Intensive Investment Branch Camilla Lema: Senior Technical Adviser
(EMP/INVEST) of the International Labour Gamelihle Sibanda: Technical Adviser
Organisation (ILO). Tomas Stenström: Technical Adviser
The goal of the programme is to reduce Kelley Toole: Technical Adviser September 2003 – Issue No. 16
poverty by mainstreaming employment- Angela Kabiru-Kang’ethe: Impact, monitoring and
intensive strategies in the provision of Information Co-ordinator
infrastructure and services for improved and Ida Tsitsi Chimedza: Information Officer sustainability of employment-
sustainable livelihoods and local economic Elias Madondo: Programme Officer intensive investment approaches.
development. Phillipa Tsiga: Administrative Assistant
ASIST currently comprises two regional Luna Katiza: Senior Secretary
Mercy Nyamanhindi: Secretary March 2004 – Issue No. 17
support programmes in Africa and Asia working
within the framework of the EIIP. Their Michael Murapa: Driver Diversified use of labour-based
objective is to increase the use of cost-effective PO Box 210, Harare, Zimbabwe technology – A synthesis of best
employment-intensive local resource based Tel: +263 4 369824/8 practices and lessons learned.
strategies in the provision of sustainable Fax: +263 4 369829
infrastructure, and in so doing create Email: asist@ilo.org; or
employment with fair working conditions for asist@ilosamat.org.zw; or If you are interested in sending in
men and women. asist@africaonline.co.zw an article or project news, write
to us and we will provide you with
Advisory Support Nairobi Office
ASIST provides comprehensive policy, Stephen Muthua: Technical Adviser detailed specifications and
planning, and technical advice. ASIST advises PO Box 39493, Nairobi, Kenya deadlines for contributions.
on project and programme design, co- Tel: +254 2 2713028/ 2719413/
ordination, monitoring, and review of urban and 2719313/2715293
rural employment-intensive infrastructure Fax: +254 2 2710083
programmes and local resource utilisation. E-mail: asist@itdg.or.ke

ISSN: 1020-0606
Information Services The ASIST Bulletin is published by the
ASIST actively gathers, synthesises and ASIST – Asia Pacific International Labour Organisation Advisory
disseminates relevant published and Geoff Edmonds: Support, Information Services and Training
unpublished information on and related to Programme Co-ordinator (ILO/ASIST) Programme.
employment-intensive approaches for Chris Donnges: Editorial Team
infrastructure development and local resource Senior Development Planner Angela Kabiru-Kang’ethe, Chris Donnges,
utilisation. ASIST provides a Technical Enquiry Bjørn Johannessen: Terje Tessem
All articles and drawing can be reproduced
Service to respond to specific requests for Senior Rural Infrastructure Engineer
without permission, but the source should be
information. ASIST maintains a database of Mike McCarthy: Senior Infrastructure quoted as ILO/ASIST. Photographs carrying no
persons and institutions working towards the Urban Development Adviser copyright mark © may be obtained on
reduction of poverty through employment John van Rijn: Technical Adviser application from the publishers.
creation in the provision of sustainable Supaporn Runtasevee: This bulletin is intended for use as an
infrastructure and services. Programme Assistant information source and is not an official
Thanida Vora-urai: Registry Clerk document of the International Labour
Training Chayanin Veerapong: Typist Clerk Organisation. Opinions expressed in signed
articles are those of the authors and do not
ASIST supports capacity building essential for
PO Box 2-349, Rajdamnern Nok Avenue, necessarily reflect the views of the ILO or of
the mainstreaming of employment-intensive Bangkok 10200, Thailand ASIST. The editors reserve the right to make
strategies in infrastructure provision through a
ASIST Bulletin No. 15

Tel: +66 2 288 2303 changes to all articles publication. The


wide spectrum of training activities including: Fax: +66 2 288 1062 designations employed in the ASIST Bulletin,
training needs assessments, curricula and E-mail: asist-ap@ilo.org which are in conformity with the United
training programme development, training Nations practice, and the presentation of
material and technique development, as well as material therein do not imply the expression of
the evaluation of training activities. ASIST also any opinion whatsoever on the part of the
ASIST website:
supports and facilitates workshops, seminars International Labour Office concerning the
http://www.ilo.org/asist legal status of any country, area or territory, or
and conferences to stimulate information of its authorities, or concerning the delimitation
EIIP website:
sharing and networking. of its frontiers.
http://www.ilo.org/employment/eiip

!$

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