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IMMUNOLOGIC DISEASES
KATHARINE N. CIARROCCA, DMD, MSED
MARTIN S. GREENBERG, DDS

▼ GENERAL PRINCIPLES OF ▼ GENERAL PRINCIPLES OF


IMMUNOLOGIC DISEASE IMMUNOLOGIC DISEASE
Immunity: Protection against Disease
Immunologic Disease The science of immunology, once a small branch of microbi-
ology, has grown into one of the principal sciences concerned
▼ PRIMARY IMMUNODEFICIENCIES with human disease. In recent years, the explosion of infor-
Immunodeficiency Disease with Primary Defect in Humoral mation in the field of immunology has both enhanced the
Immunity understanding of disease processes and provided tools with
Immunodeficiency Disease with Primary Defect in Cellular which to investigate a continually growing number of clinical
Immunity conditions. This wealth of knowledge has led to the develop-
Partial Combined Immunodeficiencies ment of better diagnostic tests and treatment specifically tar-
Oral Manifestations geted to the disease process.
Dental Management Concepts of disease are rapidly changing due to the ever-
increasing information gained in immunologic research. A
▼ SECONDARY IMMUNODEFICIENCIES competent clinician must understand the basic concepts of
Leukemia modern immunology and how they relate to disease. Much of
Hodgkin’s Disease the current research dealing with dental caries, periodontal
Non-Hodgkin’s Lymphoma disease, and oral ulcers uses the techniques of immunology to
Nephrotic Syndrome investigate the etiology and treatment of these diseases. In this
Multiple Myeloma chapter, pertinent basic principles of clinical immunology are
Sarcoidosis reviewed, diseases that involve the immune system are dis-
cussed, and the relationship of these diseases to oral mucosal
▼ CONNECTIVE-TISSUE DISEASES disease is highlighted.
Systemic Lupus Erythematosus
Scleroderma Immunity: Protection against Disease
Dermatomyositis The environment contains a large variety of microbial agents
Rheumatoid Arthritis (viruses, bacteria, fungi, protozoa, and parasites) that can cause
Mixed Connective-Tissue Disease disease if they multiply unchecked. The function of the
immune system is to distinguish these potentially infectious
▼ ALLERGY agents as foreign and to eliminate them from the body.
Localized Anaphylaxis An immune response involves both the recognition of the
Serum Sickness foreign substance and the reaction that serves to eliminate it.
Generalized Anaphylaxis This response can be divided into two functional systems: (1) the
Latex Allergy innate system, or first line of defense, and (2) the acquired or

478
Immunologic Diseases 479

adaptive system, the specific response to each infectious agent, ACQUIRED IMMUNITY
which eliminates the infection. These two systems work closely
Lymphocytes are central to all adaptive immune responses as
together to eliminate pathogens. The innate immune response
they specifically recognize individual pathogens in host cells
is the immune defense system that lacks memory whereas the
and/or in the tissue fluids or blood. Lymphocytes are derived
acquired immune defense is dependent on previous encounters
from undifferentiated stem cell precursors that originate in the
with a pathogen. The unique characteristic of the acquired
bone marrow. These stem cells differentiate into two distinct
immune response is its high specificity for a particular pathogen. populations of lymphocytes, to form the two components of
This specificity improves with each successive encounter with adaptive immunity. One population of lymphoid stem cells
the same pathogen, thus creating a “memory” that enables the contacts the thymus and forms the thymus-dependent or T-cell
body to prevent the same infectious agent from causing disease system. Other cells contact the human equivalent of the bursa
later. The innate response, however, does not change with of Fabricius of birds, possibly the intestinal lymphoid tissue of
repeated exposure to a given infectious agent and therefore does Peyer’s patches, to differentiate into the bursa or B-cell system.3
not possess the same antigen-specific recognition. The diversity of these cells is extraordinary, and it has been
INNATE IMMUNITY estimated that B and T lymphocytes are capable of respond-
ing to 10 to 15 different antigens.
The major constituents of innate immunity are the cellular
components, represented by phagocytes; natural killer (NK) T-Cell System (Cell-Mediated Immunity). T cells populate
cells; and the molecular component, which includes the com- the paracortical areas of lymph nodes and the white pulp of the
plement cascade and cytokines. spleen and constitute 70 to 80% of lymphocytes in the periph-
Phagocytic cells express surface glycoproteins and scav- eral blood. T cells have a wide range of activities. One group
enger receptors that are used to recognize and engulf micro- interacts with B cells and helps them to divide, differentiate,
bial organisms and foreign particles.1 There are two types of and make antibody. Another group interacts with phagocytic
phagocytes: mononuclear phagocytes or tissue macrophages cells to help them destroy pathogens they have engulfed. These
and polymorphonuclear neutrophils. two groups are the T helper cells. A third group of T lympho-
Mononuclear phagocytic cells are derived from bone mar- cytes, the cytotoxic T cells, recognizes cells infected by virus
row stem cells, and their function is to engulf, internalize, and destroys them. The T-cell system is responsible for cell-
and destroy particles. Monocytes are strategically placed mediated immunity, which serves as the body’s primary
where they will encounter foreign particles. In time, they defense against viruses and fungi and which is also responsi-
migrate into the tissues, where they develop into tissue ble for delayed hypersensitivity reactions.
macrophages. Macrophages activate T lymphocytes by the The use of monoclonal antibodies has permitted the fur-
secretion of interleukins and present foreign antigens to lym- ther subdivision of T lymphocytes by the detection of mole-
phocytes. Macrophages act together with large granular lym- cules present on the cell surface. T lymphocytes are classified
phocytes to mediate both the lysis of cells coated with anti- as CD1 to CD8, according to cell surface molecules, with each
body and NK cells. cell differing in function and stage of development. The two T-
Neutrophils constitute the majority of the blood leuko- cell types that are most important for clinicians to understand
cytes and develop from the same precursors as monocytes and are the CD4 (T4) and CD8 (T8) cells. Cells with CD4 surface
macrophages. They are activated by bacterial products to molecules (T4 lymphocytes) are important in directing the
phagocytize and kill bacteria. Phagocytosis is further increased immune response by inducing the proliferation of both T8
by the opsonization of bacteria with immunoglobulins and lymphocytes and B lymphocytes. The CD4 molecule present
complement products. Neutrophils are short-lived cells that on the T4 lymphocyte is the molecule used by human immun-
engulf and destroy material and then die. odeficiency virus (HIV) to penetrate and infect the cells. T8
Natural killer cells account for 10 to 15% of blood lym- lymphocytes (with CD8 surface molecules) suppress antibody
phocytes and are designed to kill any cells that do not express synthesis and are cytotoxic to tumor cells and cells infected
self–major histocompatibility complex (MHC) antigens. They with viruses, fungi, or protozoa. They are also the cells that are
are predominantly confined to the blood and spleen. Their active in graft rejection.
responsibility is to lyse virus-infected cells, foreign cells, or T lymphocytes perform many of their functions by releas-
malignant cells, without the help of antibodies.2 ing cytokines. Cytokines are proteinaceous mediators of cell-to-
The complement system uses a simple self- or non-self-dis- cell interaction and act as local hormones. Cytokines are pro-
criminatory system: host tissues have cell surface molecules duced by virtually all nucleated cells and are called lymphokines
that inhibit the activation of complement, and microbial organ- when produced by lymphocytes. Interleukins, colony-stimu-
isms lack these inhibitory molecules. The complement system lating factors, and interferons are among the main types of
has multiple functions, including the direct killing of microor- cytokines. Interleukins are a large group of cytokines that are
ganisms or tumor cells by lysis, the opsonization of microor- mainly involved in directing other cells to divide and differen-
ganisms for phagocytosis, the chemotaxis and activation of tiate. Colony-stimulating factors are involved in directing the
leukocytes and mast cells, the processing of immunocomplexes, division and differentiation of bone marrow stem cells and the
and the regulation of antibody production by B cells. precursors of blood leukocytes. Interferons are produced early
480 Principles of Medicine

in infection and are the first line of resistance to many viruses. reacts against self-components, autoimmune disease occurs.
Certain types of interferons and interleukins also play a role in The body produces antibodies against its own tissues and
B-cell stimulation and modulation. therefore causes damage. These autoantibodies play a signifi-
cant role in the pathogenesis of diseases such as pemphigus,
B-cell System (Humoral Immunity). The B cells populate the pemphigoid, and Hashimoto’s thyroiditis.
follicles around germinal centers of lymph nodes, spleen, and Immunocomplex disease is a subdivision of autoimmune
tonsils. B lymphocytes have immunoglobulin receptors on their disorders. In these diseases, antigen-antibody complexes com-
surfaces. When these receptors combine with an antigen, they bine with complement to cause a nonspecific vasculitis.
differentiate into plasma cells and produce antibodies, which Systemic lupus erythematosus, glomerulonephritis, Behçet’s
are vital to the body’s defense against bacterial infections and syndrome, and erythema multiforme are examples of disor-
other toxic foreign substances. Five major classes of antibodies ders in which immunocomplexes play a significant role.
or immunoglobulins are now recognized: immunoglobulin Antibodies may also cause disease by blocking the recep-
(Ig) M, IgG, IgA, IgD, and IgE. Each of these immunoglobulins tor sites and preventing chemical agents that normally attach
has different chemical and biologic properties. at those sites from functioning. Myasthenia gravis and
IgM antibodies are macromolecules composed of five anti- insulin-resistant diabetes are caused by receptor sites blocked
body monomers and are produced chiefly in the body’s pri- by antibodies.
mary response to a foreign antigen. IgM also plays an impor-
tant role in the activation of complement and in the formation HYPERSENSITIVITY (OVERACTIVE IMMUNE RESPONSE)
of immunocomplexes. IgG constitutes 75% of the serum Occasionally, immune reactions are out of proportion to the
immunoglobulins and is the major component of the sec-
damage caused by a pathogen, or the immune system pro-
ondary antibody response. IgG is also the immunoglobulin
duces a reaction to a harmless antigen, causing hypersensi-
that crosses the placenta, giving protection to the newborn.
tivity reactions. The immediate (type I) reaction responsible
Four subgroups of IgG have been identified. IgA antibodies are
for anaphylactic shock, angioedema, and hives is caused when
found in blood in small amounts, but secretory IgA is the main
IgE and antigens bind to basophils and mast cells, resulting in
antibody found in external secretions such as saliva, tears, and
the release of chemical mediators such as histamine and
bile. Levels of secretory IgA in saliva may have an important
platelet-activating factor. These substances contract smooth
role in protecting oral tissues against disease by preventing
muscle and cause an accumulation of extravascular fluid by
microorganisms from attaching to the mucosa. Dysfunction of
the IgA system may help explain certain oral diseases, and in increasing vascular permeability. The delayed-type hypersen-
the future, the induction of specific salivary secretory IgA anti- sitivity reaction is mediated by a T-cell response rather than
bodies may protect patients from dental caries and periodon- by antibodies and leads to granulomatous inflammation. Two
tal disease. Low quantities of both IgD and IgE are found in examples of this reaction are inflammation resulting from a
normal human serum. IgD acts as a receptor for antigen on B tuberculin test and contact allergy to a topical antigen. The
lymphocytes; IgE binds to mast cells and basophils, triggering immune nature of an allergic reaction is well accepted, but the
the release of histamine during allergic reactions such as ana- relationship of the immune response to other diseases
phylaxis, hay fever, and asthma. remains controversial.
Every immunologic disease can be classified with one of the
Immunologic Disease above immune-system malfunctions. The remainder of the
The immune response, so necessary for protection against dis- chapter discusses different examples of immunologic disorders
ease, can also cause disease or other undesirable consequences and their impact on oral disease and dental treatment.
when it reacts against tissues. The immune system can fail in
one of three ways:
▼ PRIMARY IMMUNODEFICIENCIES
IMMUNODEFICIENCY (INEFFECTIVE IMMUNE RESPONSE)
An immune response is comprised of a multitude of cells, Primary immunodeficiencies are hereditary abnormalities
cytokines, and reactions. If any one part of an individual’s characterized by an inborn defect of the immune system.
immune system is defective, the individual may not be able These diseases may involve only the B-cell system, with a
to fight infections adequately. Immunodeficiency may be resultant deficiency of humoral antibodies, or only the T-cell
hereditary, manifesting shortly after birth, or may be system, with a deficiency of cellular immunity. Since B-cell
acquired as the result of viral (ie, HIV) infection or medica- function in humans is largely T-cell dependent, T-cell defi-
tion (ie, chemotherapy). ciency also results in humoral immunodeficiency. Therefore,
T-cell deficiency can lead to a combined deficiency of both
AUTOIMMUNITY (INAPPROPRIATE REACTION TO SELF) humoral and cell-mediated immunity. The following is a dis-
A normally functioning immune system recognizes foreign cussion of various illustrative primary immunodeficiencies.
antigens and reacts against them; it simultaneously recognizes The oral manifestations of these deficiencies are discussed
its own tissues as self and mounts no reaction. If the system together at the end of the section.
Immunologic Diseases 481

Immunodeficiency Disease with Primary Defect deficient, which accounts for the relatively asymptomatic
in Humoral Immunity nature of the disease throughout childhood. There is evidence
that patients with deficiencies of one immunoglobulin will
X-LINKED AGAMMAGLOBULINEMIA compensate by the increased production of others. For this
A hereditary disease of male children, X-linked agammaglob- reason, selective immunoglobulin deficiencies have been diffi-
ulinemia (XLA), or Bruton’s agammaglobulinemia, occurs in cult to detect.12 Routine serum protein electrophoresis appears
1 of 50,000 births and is caused by a defect in B-cell function. normal, and specific tests for immunoglobulin levels must be
Symptoms begin at 6 months of age, when transplacentally used in diagnosis.
acquired maternal antibodies have been metabolized. The The primary adult deficiencies rarely become apparent
infant’s serum usually contains no IgA, IgM, IgD, or IgE and until the third decade of life. The most common symptoms
only small amounts of IgG (< 100 mg/dL).4 Recent epidemi- include recurrent gram-positive bacterial infections, especially
ologic studies have shown that most children develop clinical of the respiratory tract. The infections are severe in patients
problems during the first year of life but that as many as 21% who lack all classes of immunoglobulins and are moderate to
first present clinically as late as 3 to 5 years.5 mild in patients with a selective immunoglobulin deficiency.
The primary defect in XLA is a lesion on the gene that reg- Other organ systems commonly involved are the joints, gas-
ulates the production of immunoglobulin heavy chains. The trointestinal tract, and skin. Chronic compensatory hyperpla-
affected individual lacks the ability to synthesize all classes of sia of the lymphoid tissue may occur, causing these disorders
antibodies, including the secretory immunoglobulins, making to be confused with lymphomas.
the person considerably more susceptible to bacterial infec- IgA deficiency is the most common primary immunode-
tions.6 The disease gene for XLA was identified in 1993 as ficiency, with an estimated 1 in 400 persons affected.13 One in
encoding Bruton tyrosine kinase (Btk).7 The exact role of Btk 700 Caucasians have the defect; however, it is rarely found in
in B-cell maturation is not yet understood, but defective Btk other ethnic groups. A majority of these patients are apparently
results in an inability to develop B cells from pre-B cells.8 clinically normal and have no specific signs or symptoms
Patients with XLA experience severe recurrent bacterial related to the deficiency and no obvious susceptibility to infec-
infections of the lungs, meninges, skin, and sinuses. The most tion. The most common disorders related to selective IgA defi-
common organisms involved in these infections are pneumo- ciency are chronic sinusitis, chronic pulmonary infection, and
cocci, streptococci, staphylococci, and Haemophilus influenzae. malabsorption syndromes. In addition, people with IgA defi-
Although recurrent sinopulmonary infection is the most com- ciency tend to develop malignant disorders. Finally, autoim-
mon infection in patients with XLA, septicemia, septic arthri- mune and collagen vascular diseases such as systemic lupus
tis, and osteomyelitis may be present in untreated children.9 erythematosus and rheumatoid arthritis afflict people with
Untreated children also have an increased incidence of IgA deficiency more frequently.14 The reason for this is unclear,
rheumatoid arthritis, dermatomyositis with neurologic but it has been speculated that in the normal patient, secretory
involvement, lymphoma, and leukemia. The patient’s ability to IgA blocks antigens that cause autoimmune diseases.
combat most viral and fungal infection is normal because of Approximately 20% of IgA-deficient individuals also lack
the intact T-cell system. subclasses of IgG, specifically IgG2 and IgG4. In humans,
A diagnosis of XLA is determined by the presence of very most antibodies to the capsular polysaccharides of pyogenic
little or no immunoglobulin and few or no B cells. Specific bacteria are in the IgG2 subclass; therefore, a deficiency in
mutation detection or measurement of Btk activity can con- IgG2 alone also results in recurrent pyogenic infections. These
firm the genetic cause in a patient without an X-linked family class and subclass deficiencies result from a failure in termi-
history.10 Examination of patients with XLA will reveal nal B-cell differentiation.
hypoplasia of the lymph nodes, tonsils, and adenoids. Biopsy
specimens of lymphoid tissue reveal a lack of germinal centers COMMON VARIABLE IMMUNODEFICIENCY
and plasma cells. Individuals with common variable immunodeficiency (CVID)
Even with careful therapy, the patient’s life span is have acquired agammaglobulinemia, which becomes apparent
decreased because of repeated severe infections. Reductions in in the second or third decade of life or later. As its genetic basis
hospitalization and infection rates have been well documented and cause remain unknown, CVID is a diagnosis of exclusion.
in patients who receive high doses of intravenous It is clinically indistinguishable from the other primary B-cell
immunoglobulin (> 400 mg/kg every 3 weeks).11 Aggressive disorders and shares features of hypogammaglobulinemia,
antimicrobial therapy is often needed as adjunctive care in recurrent pyogenic infections, and impaired antibody
spite of intravenous immunoglobulin replacement. responses. Both males and females are equally affected. Most
patients with CVID have B cells that are not fully mature and
SELECTIVE IMMUNOGLOBULIN DEFICIENCIES thus do not function properly. The cells are not defective, but
Selective immunoglobulin deficiencies are a group of disor- they fail to receive proper signals from the T cells. T-cell defects
ders characterized by an abnormality of the B-cell antibody have not been well-defined in CVID. Many patients develop
system that does not become clinically apparent until adult- autoimmune diseases (most prominently, pernicious anemia),
hood. Usually, only one or two immunoglobulin classes are but the reason for this is unknown.
482 Principles of Medicine

Immunodeficiency Disease with Primary Defect The symptoms of this disease begin in the first few weeks
in Cellular Immunity of life and include bacterial, viral, and fungal infections.
Localized or systemic candidiasis is common. Cutaneous
DIGEORGE SYNDROME (VELOCARDIOFACIAL SYNDROME) granulomas may also occur.19 Infants are also at risk for
DiGeorge syndrome has recently been shown to be one of a lethal graft-versus-host disease (GVHD) if given transfu-
group of disorders caused by a deletion on chromosome sions with nonirradiated blood products, and they can die
22q11.15 This genetic defect results in abnormal development of of progressive infection if vaccinated with live organisms.
the facial and neural crest tissues, causing abnormal develop- The severity of these immunologic disorders has made them
ment of derivatives of the third and fourth pharyngeal pouches. logical candidates for treatments such as bone marrow
The result of this defect in embryonic growth are abnor- transplantation and gene replacement therapy. Gene therapy
malities of the thymus, the parathyroid glands, and the great has shown limited success in individuals with adenosine
vessels of the heart. The subsequent malfunction of these deaminase deficiency. Early diagnosis and the availability of
organs accounts for the respective features of DiGeorge syn- matched donors for bone marrow transplantation remain
drome: variable immunodeficiency, neonatal hypocalcemia the most important factors in a hopeful prognosis for
secondary to hypoparathyroidism, and congenital cardiac patients with this group of disorders.
defects. Abnormal ear, palatal (cleft palate), maxillary, and
Partial Combined Immunodeficiencies
mandibular development define the characteristic facies of
this disorder. These features include short palpebral fissures, a ATAXIA TELANGIECTASIA
small mouth, and a prominent forehead.16 Ataxia telangiectasia (AT) is a disorder characterized by cere-
The immunodeficiency associated with DiGeorge syn- bellar ataxia, oculocutaneous telangiectasia, and immunode-
drome becomes apparent during the first few months of life. ficiency. The ataxia usually begins in infancy and is progressive.
Most patients have normal leukocyte function and normal Telangiectasias of the skin and eyes become apparent between
humoral immunity but a nearly total lack of cellular immunity. 3 and 6 years of age. Though not all patients with AT have
As a result, patients have an increased susceptibility to infec- immunodeficiency, AT is clinically manifested by recurrent
tions with viruses and fungi. Infections with Candida albicans and chronic sinopulmonary infections.
are especially prominent (Figure 18-1). AT is inherited as an autosomal recessive trait. The AT gene
DiGeorge syndrome was important in the development of (ATM), identified in 1995, encodes a protein involved in the
the concept of separate immune systems for humoral and repair of double-strand breaks in deoxyribonucleic acid
cellular hypersensitivity because hypoplasia of the thymus (DNA).20 Since radiosensitivity is a characteristic of AT in vitro,
produced impairment of only cellular immunity. The T-cell understanding the mechanism of action of ATM may provide
deficiency is variable, depending on how severely the thymus additional information on radiation signaling in human cells;
is affected. It is now believed that the thymus is completely it may be possible to sensitize tumor cells to radiation and sub-
absent in less than 5% of patients with 22q11 deletion syn- sequently increase the therapeutic benefit of radiotherapy.21 In
drome, but maldescent of the thymus leads to an absence of addition, the ATM locus is a common event in some tumor
thymus tissue in the mediastinum in most cases.17 Partial types, suggesting a general role for ATM in cancer. Defective
DiGeorge syndrome exists with partial aplasia of the thymus DNA repair mechanisms common to these patients may
and parathyroid glands. account for the high incidence of malignancies. The ATM gene,
Spontaneous improvement in the immunologic defect of therefore, has the potential for wide-ranging roles such as
DiGeorge syndrome has been described. Transplantation of fetal detecting DNA damage, preventing genomic re-arrangements
or postneonatal thymic tissue may restore immune function. in malignancy, and preventing programmed cell death.
The immunologic abnormalities of AT include T-cell and
SEVERE COMBINED IMMUNODEFICIENCY
B-cell deficiencies, causing both an abnormal cellular response
Severe combined immunodeficiency (SCID) (Swiss-type and a deficiency of immunoglobulins. Due to a markedly
agammaglobulinemia) is a genetic disease that can be inher- hypoplastic thymus, the peripheral T-cell pool is frequently
ited as either a sex-linked or autosomal recessive trait that reduced in size. Although the number and class distribution of
causes a variety of molecular defects.18 Because over 50% of B lymphocytes are usually normal, about 70% of AT patients
cases are caused by a genetic defect on the X chromosome, are serum IgA deficient and can also be deficient in IgG2 and
SCID is more common in male infants than in female infants IgG4.9 These immunologic abnormalities may be the result of
(a ratio of 3:1). The remaining cases of SCID are due to reces- cells that exhibit chromosomal breaks (usually in chromo-
sive genes on other chromosomes; one-half of these patients somes 7 and 14) at the sites of the T-cell receptor genes and the
have a genetic deficiency of adenosine deaminase or purine genes that encode the heavy chains of immunoglobulins.
nucleoside phosphorylase. A deficiency of these purine degra- Treatment for AT is limited to supportive care as no cure
dation enzymes results in the accumulation of metabolites is available. Unless a severe IgG deficiency is present, therapy
that are toxic to lymphoid stem cells. These patients have low with gamma globulin is not indicated. Due to the highly vari-
peripheral lymphocyte counts, a severe deficiency of able incidence of infection, bone marrow transplantation is
immunoglobulins, and a lack of cellular immunity. usually not advised.
Immunologic Diseases 483

Figure 18-1 A, Chronic mucocutaneous candidiasis in patient with


DiGeorge syndrome, with lesions of the tongue. B, Lesions of the same
A infection, on the hands. C, Lesions of the same infection, on the feet.

B C

WISKOTT-ALDRICH SYNDROME Oral Manifestations


Wiskott-Aldrich syndrome (WAS) is an X-linked disorder Patients with T-lymphocyte abnormalities have a higher inci-
characterized by lymphocytes and platelets that are faulty dence of oral disease than patients with B-lymphocyte dis-
due to an altered cell surface glycoprotein they share. The orders have. T-lymphocyte abnormalities lead to chronic
classic clinical features include a microcytic thrombocy- fungal and viral infections, which are more likely to occur in
topenia, severe eczema, and pyogenic and opportunistic the oral mucosa than are the bacterial infections seen in B-
infections. The immunologic findings of WAS are a result of lymphocyte deficiencies.22 A consistent oral sign noted in
both T-cell defects and abnormal immunoglobulin levels. patients with T-cell diseases such as thymic hypoplasia or
The T cells have a uniquely abnormal appearance due to a AT is chronic oral candidiasis. Herpes simplex virus infec-
cytoskeletal defect. Moreover, the T cells are defective in tions are also common in patients with T-cell disease. The
function, and this malfunction becomes progressively worse. infections may be localized to the mouth but frequently
Impaired response to polysaccharide antigens, elevated become disseminated and are potentially lethal if not treated
serum IgA and IgE levels, normal levels of IgG, and with antiviral medication.23 Other oral signs seen with T-cell
decreased amounts of IgM are among the variable effects on deficiencies include the dermal and mucosal telangiectases of
humoral immunity. AT. Congenital defects of the mouth and jaws (including cleft
In addition, the collaboration among immune cells is also palate, micrognathia, bifid uvula, and short philtrum of the
faulty in patients with WAS. During the normal collaboration of upper lip) have also been seen in patients with thymic
T cells and B cells in antibody formation, the cytoskeleton of the hypoplasia. In patients with AT, hypotonia of facial muscles
T cells becomes polarized toward the B cells. This reorientation and atrophy of the skin gives rise to a characteristic dull
of T cells to B cells fails to occur in patients with Wiskott-Aldrich expression; drooling can also be a problem.24
syndrome, most likely because of the cytoskeletal defect in the T The major sign in patients with B-cell abnormalities is
cells. The end result is a poorly collaborated immune response. recurrent bacterial infections25 that frequently involve the res-
484 Principles of Medicine

piratory tract. The most common of these infections that comes ciency resulting in the absence of particular immunoglobulins
to the attention of dentists is chronic maxillary sinusitis. may experience severe transfusion reactions when receiving
The weight of evidence indicates that patients with primary blood from a patient who has normal immunoglobulin levels.
immunoglobulin deficiencies do not have an increase in den- The immunoglobulin acts as a foreign protein and causes an
tal caries or periodontal disease.26,27 Although oral ulceration allergic response. For this reason, the patient with selective
has been occasionally described in patients with CVID and IgA IgA deficiency must be given IgA-depleted blood.32
deficiency, it is not a characteristic finding.28 Neutropenia and Another problem in administering a transfusion to a
neutrophil dysfunction syndromes commonly cause oral patient with primary immunodeficiency is the development of
ulcers, but immunoglobulin deficiencies do not. GVHD. The immunocompetent cells in the transfused blood
Factors other than primary immunodeficiency may will react against the tissues of the immunodeficient recipient.
cause candidiasis and maxillary sinusitis, but for patients Only fresh blood in which the immunocompetent lympho-
with these infections who are not successfully treated by cytes have been destroyed can be used.
antibiotic or antifungal therapy or who have a history of Dental infections in patients with primary immunodefi-
other recurring infections, immunodeficiency should be ciencies must be treated vigorously. A culture and sensitivity
ruled out. This should be done with a careful history that for bacteria and fungi should be taken prior to instituting
includes past episodes of pneumonia, recurrent otitis media, antibiotic therapy. Few dentists do this routinely for normal
autoimmune disease, severe asthma, malabsorption syn- patients with abscesses, but it is particularly important for
drome, and pyoderma. immunodeficient patients because these patients get unusual
Laboratory studies should be performed when the history infections with fungi and gram-negative bacteria.33
suggests immunodeficiency. With rare exceptions, a deficiency
of humoral immunity is accompanied by diminished serum ▼ SECONDARY
concentration of one or more classes of immunoglobulin.
Laboratory studies to rule out B-lymphocyte dysfunction
IMMUNODEFICIENCIES
should include a quantitation of the major immunoglobulins, Secondary immunodeficiencies can be caused by immuno-
using immunodiffusion techniques. In questionable cases, the suppressive drug therapy, HIV infection, malignancy or gran-
clinical immunologist will test the patient’s ability to synthe- ulomatous disease of the lymphoid system, or protein-deplet-
size specific antibodies after immunization with standard anti- ing disorders. Specific diseases that result in secondary
gens. Estimation of numbers of circulating B lymphocytes has immunodeficiency include leukemia, Hodgkin’s disease, non-
also been of great value in determining the pathogenesis of cer- Hodgkin’s lymphoma, acquired immunodeficiency syndrome
tain types of immunodeficiency. (AIDS), nephrotic syndrome, multiple myeloma, and sar-
Screening for T-lymphocyte dysfunction must be per- coidosis. (These disorders are discussed in detail in other chap-
formed by a clinician who is experienced in performing such ters of this text. This section confines itself to a discussion of
tests. Normal levels of serum immunoglobulins and antibody the immunologic aspects of these diseases. HIV infection and
responsiveness are reliable indices of intact T-helper-cell func- AIDS are discussed in Chapter 20, “Infectious Diseases.”)
tion. T-cell function can be measured directly by delayed hyper-
sensitivity skin testing, using a variety of antigens such as puri- Leukemia
fied protein derivative (PPD) of tuberculin, Candida, and Infection is the major cause of death in patients with leukemia;
Trichophyton. Negative reactions to these antigens suggest a thus, it poses a major clinical management problem. The
defect of cellular (T-cell) immunity. Laboratory studies that majority of these infections are caused by microorganisms
are used to check T-cell activity include lymphocyte prolifera- that rarely cause fatal illness in normal individuals (eg, gram-
tion, T-cell subset quantification, and T-cell cytotoxicity assays. negative bacilli, fungi, and herpesviruses)34 (Figure 18-2).
Infections in patients with acute leukemia are caused by a
Dental Management severe decrease in mature functioning granulocytes. Signs of an
Dental treatment for patients with primary immunodeficiency infection may be present although typical findings of a puru-
must minimize the chances of local infection or bacteremia. lent infection or inflammatory response is muted in patients
Patients with symptomatic B-cell abnormalities are usually with severe granulocytopenia. The function of the B lympho-
given monthly therapy with concentrated human gamma cytes and T lymphocytes appears to be intact until cytotoxic
globulin that has been screened for hepatitis B and HIV.29 chemotherapy is initiated. Studies of neutrophils from patients
Prior to instituting dental treatment, the gamma globulin level with acute leukemia show both an impaired ability to migrate
should be checked to ensure that it is at least 200 mg/dL. When and diminished bactericidal and chemotactic functions.
oral surgery is necessary, an extra dose of gamma globulin Chronic lymphocytic leukemia involves B lymphocytes in
should be administered the day before surgery, in a dose usu- most cases, affecting the humoral antibody response and
ally between 100 and 200 mg/kg of body weight.30,31 resulting in hypogammaglobulinemia with secondary bacter-
Unusual transfusion reactions occur in patients with pri- ial infection, particularly respiratory infection. Infections with
mary immunodeficiency and must be taken into account when encapsulated bacteria (pneumococci, Haemophilus influenzae,
using blood replacement therapy. Patients with B-cell defi- and group A streptococci) are common, presumably because
Immunologic Diseases 485

FIGURE 18-3 Extensive condyloma acuminatum from human papil-


FIGURE 18-2 Extensive recurrent herpes simplex lesions of the buc- lomavirus infection in a patient receiving chemotherapy for non-Hodgkin’s
cal mucosa and palate of a patient receiving chemotherapy for leukemia. lymphoma.

of the patient’s inability to produce antibodies. Serum have an increased rate of infections with bacteria, viruses, and
immunoglobulin levels are frequently low, and the circulating fungi (Figure 18-3) (see Chapter 16,“Hematologic Diseases”).
antibody response to vaccines is impaired, but delayed hyper-
sensitivity reactions to recall antigens are usually intact. Nephrotic Syndrome
Patients with chronic myelogenous leukemia have a lower Patients with nephrotic syndrome lose large amounts of serum
incidence of infection, consistent with laboratory studies that protein through the destroyed or damaged glomeruli, which
show a good antibody response in these patients (see Chapter 16, causes secondary hypogammaglobulinemia. Bacterial infec-
“Hematologic Diseases”). tions secondary to hypogammaglobulinemia have been
described as a cause of death in children with nephrotic syn-
Hodgkin’s Disease drome. The common sites of infection in these patients are the
Patients with Hodgkin’s disease have a loss of T-lymphocyte oropharynx, the skin, and the lungs. The prophylactic use of
function that worsens as the disease progresses. The radio- gamma globulin and antibiotics has decreased the incidence of
therapy and chemotherapy used to treat the disease further infection dramatically (see Chapter 15, “Renal Disease”).
suppress normal immune function.
Studies of patients with advanced Hodgkin’s disease Multiple Myeloma
reveal changes consistent with the deficient T-cell response, Multiple myeloma is a malignancy of plasma cells, the cells pri-
including unresponsiveness to skin tests with previously marily responsible for the humoral antibody response. These
encountered antigens and prolonged skin graft survival defective plasma cells produce large quantities of myeloma
time. In vitro studies of lymphocytes from patients with proteins instead of the normal immunoglobulins. The
Hodgkin’s disease show an abnormal response to antigens. myeloma proteins offer no protection against infection, and
The major clinical infections seen in patients with Hodgkin’s repeated bouts of bacterial infection, particularly pneumo-
disease are fungal, viral, and protozoal. The most common coccal pneumonia, are common. Bone marrow suppression by
fungal infections are histoplasmosis and infections with malignant plasma cells and chemotherapy further increases the
Cryptococcus neoformans, Candida albicans, and actino-
patient’s susceptibility to infection. A viral infection that occurs
mycetes. The viral infections are with herpes simplex virus,
with increased frequency in multiple myeloma patients is vari-
varicella-zoster virus, and Cytomegalovirus. The protozoal
cella-zoster virus infection,which may occur as localized herpes zoster
infections include toxoplasmosis and infections with
or as generalized varicella (see Chapter 16,“Hematologic Diseases”).
Pneumocystis carinii. Chemotherapy and radiotherapy may
suppress neutrophil and antibody function for years, Sarcoidosis
increasing the patient’s susceptibility to bacterial infection
Sarcoidosis is a systemic granulomatous disease that primarily
(see Chapter 16, “Hematologic Diseases”). affects the lungs and the lymphatic system but can also affect
Non-Hodgkin’s Lymphoma mucocutaneous surfaces, the eyes, and the salivary glands. The
diagnosis is established when clinical and radiographic lesions
Some patients with non-Hodgkin’s lymphoma have a defi- are supported by histologic evidence of noncaseating epithe-
ciency of the B-cell or T-cell system, caused by the disease lioid granulomas in more than one organ system and when
itself or by chemotherapy. This deficiency becomes more other disorders that are known to cause granulomatous disease
severe late in the course of the disease. Lymphoma patients are excluded. Sarcoidosis commonly affects young and middle-
486 Principles of Medicine

aged adults (between 20 and 40 years of age) and frequently numerous autoantibodies. Organ injury is secondary to either
presents with bilateral hilar lymphadenopathy, pulmonary infil- the direct binding of autoantibodies to self-antigens or the
tration, and ocular and skin lesions. deposition of immunocomplexes in vessels or tissues. It is esti-
Although the cause of sarcoidosis remains unknown, there mated that 15 to 17% of lupus cases occur prior to the age of
is evidence that it results from the exposure of genetically sus- 16 years,37 with the peak incidence being in the age range of
ceptible hosts to specific environmental agents.35 Frequently 20 to 40 years. SLE occurs ten times more frequently in females
observed immunologic features are depression of cutaneous and has a higher incidence among black people. The autoan-
delayed-type hypersensitivity and a heightened helper T cell tibodies of SLE may be directed against nucleoproteins, ery-
type 1 (Th1) immune response at sites of disease. Circulating
throcytes, leukocytes, platelets, coagulation factors, and organs
immunocomplexes, along with signs of B-cell hyperactivity,
may also be found.36 such as the liver, the kidneys, or the heart. SLE therefore has a
Sarcoidosis is characterized by distinctive laboratory variety of clinical manifestations.
abnormalities, including hyperglobulinemia, an elevated level NOMENCLATURE (SUBTYPES)
of serum angiotensin-converting enzyme, evidence of
depressed cellular immunity (manifested by cutaneous Over the years, the classification of lupus has been modified to
anergy), and occasionally, hypercalcemia and hypercalciuria. include additional forms. Discoid lupus erythematosus (DLE)
Systemic steroids remain the mainstay of therapy when treat- is confined to the skin and mucosa; only approximately 10 to
ment is required although other anti-inflammatory agents are 20% of patients with DLE develop systemic manifestations
being used increasingly often. (See Chapter 12,“Diseases of the later in the course of the disease. The skin lesions of DLE begin
Respiratory System.”) as erythematous scaling lesions with sharp borders that slowly
expand forming telangiectasias and (eventually) depigmented
▼ CONNECTIVE-TISSUE DISEASES scars. Follicular plugging that extends down into the skin fol-
licles can be observed when the scale is removed. The malar or
Connective-tissue diseases are customarily grouped together
so-called butterfly rash is common, but does not always occur
under names such as collagen disease, collagen vascular dis-
and is not pathognomonic for DLE as it is also seen in other
ease, hyperimmune disease, or autoimmune disease. They
dermatologic diseases such as seborrheic dermatitis.
include systemic lupus erythematosus, rheumatoid arthritis,
Chronic cutaneous lupus erythematosus and subacute
scleroderma (progressive systemic sclerosis), dermatomyositis,
cutaneous lupus erythematosus are mainly dermatologic dis-
and polyarteritis nodosa. Rheumatic fever is also sometimes
eases that are almost always restricted to the skin (most often
classified with these disorders.
the face and scalp) and to the oral mucosa.
The term “autoimmune” has been used to describe this group
Neonatal lupus erythematosus is most often a transient
of diseases because autoantibodies that react with normal tissue in
self-limited disease. Dermatologic, hepatic, and hematologic
vitro have been detected in significant quantities in patients with
involvement usually disappears at the age of about 6 months,
these diseases. This term appears to be justified when it is used to
in parallel with the decline in maternal antibodies in the
describe pemphigus or Hashimoto’s thyroiditis, diseases in which
autoantibodies appear to cause direct and specific damage to tis- neonatal circulation.
sues. Drug-induced lupus erythematosus has many features in
In connective-tissue diseases, the term “immunocom- common with SLE and characteristically develops in people
plex” more accurately describes the source of most of the tis- who have no history of systemic rheumatic disease. By far, the
sue damage although autoantibodies appear to cause some drugs with the highest risk are procainamide and hydralazine,
hematologic changes. In immunocomplex disease, a non- with incidences of approximately 20% for procainamide and
specific inflammatory response results from the accumula- 5 to 8% for hydralazine. The risk for developing lupuslike dis-
tion of antigen-antibody complexes rather than from spe- ease with other drugs is much lower: quinidine can be con-
cific destruction by antibodies. When immunocomplexes sidered a moderate-risk drug, whereas sulfasalazine, chlor-
form, they activate the complement system, which attracts promazine, penicillamine, methyldopa, carbamazepine,
neutrophils and macrophages. Vasculitis and tissue damage acebutalol, isoniazid, captopril, propylthiuracil, and mincy-
result when immunocomplexes are present in sufficient cline are relatively low-risk drugs.38
quantity. Serum sickness, a generalized allergic reaction, is
ETIOLOGY AND PATHOGENESIS
a classic example of a self-limiting disease caused by circu-
lating immunocomplexes. The specific etiology of SLE is not known with certainty, but
The stimulus that causes the formation of the abnormal immunocomplexes, autoantibodies, and genetic, infectious,
antibodies that trigger the immunocomplexes is unknown, environmental, and endocrine factors play significant roles.
but some investigators believe that viruses or other microor-
ganisms are responsible. Genetic Factors. Familial clustering and an increased rate
among identical twins (24 to 57%) demonstrate the important
Systemic Lupus Erythematosus role of genetic susceptibility. Relatives of SLE patients have
Systemic lupus erythematosus (SLE) is the prototypical higher incidences of autoantibodies, immunodeficiency, and
autoimmune disease characterized by the production of connective-tissue disease. Genes that increase the risk of SLE
Immunologic Diseases 487

have been identified (specifically, HLA-DR2 and HLA-DR3). tiorgan involvement, SLE should be considered in the differen-
Genetic linkage analyses yield consistent findings for linkage tial diagnosis, especially for a female who is 20 to 40 years of age.
of SLE on chromosome 1.39 The following is a brief overview of the most frequently encoun-
tered clinical manifestations.
Infectious and Environmental Factors. Viruslike particles of
ribonucleic acid (RNA) viruses have been detected in tissues Renal Manifestations. Kidney involvement in the form of
of SLE patients and are thought by some to initiate the glomerular destruction is seen in approximately 50% of
abnormal immune response. Epstein-Barr virus, patients. The glomerulonephritis results from the deposition
Cytomegalovirus, varicella-zoster virus, and other endoge- of complement and immunocomplexes in the basement mem-
nous/exogenous retroviruses have been reported to occur brane of the glomerulus. Five to twenty-two percent of SLE
with increased frequency in patients with SLE. This associa- patients progress to end-stage renal disease and require
tion could result from the intrinsic susceptibility of lupus hemodialysis or transplantation.42 Nephrotic syndrome results
patients to these infections, or virus-infected individuals may from massive destruction and is a common cause of death in
simply be prone to developing lupus. SLE patients. The severity of kidney disease is often a good
indication of the overall prognosis of the patient.
Endocrine Factors. A hormonal component to SLE is sug-
gested by its high incidence in women in their childbearing Cardiac Manifestations. Accelerated atherosclerosis and
years, the many reports of remission during pregnancy, and the valvular heart disease constitute the primary cardiac manifes-
finding of increased estrogen levels in SLE patients. tations of SLE. The most common of all cardiac lesions in SLE
patients involves the endocardium and was originally
Immunocomplexes and Autoantibodies. Immunocomplexes described (by Libman and Sacks) as verrucous valvular lesions.
consisting chiefly of nucleic acid and antibody account for the Lupus-related valvular pathoses can include valve leaflet thick-
majority of the tissue damage seen in SLE. These complexes set ening, with or without regurgitation.
off immunologic reactions that activate complement and
attract neutrophils and macrophages. The result is vasculitis, Hematologic Manifestations. The primary hematologic dis-
fibrosis, and tissue necrosis. Patients with increased circulat- eases among SLE patients are leukopenia, anemia, and throm-
ing immunocomplexes have more severe disease, particularly bocytopenia. Leukopenia (< 4,000/mm3) is common and
of the kidney. Immunocomplexes also account for tissue dam- usually reflects lymphopenia but can also be due to immuno-
age in the central nervous system, skin, and lungs. suppressive therapies. Anemia of chronic disease occurs in
The autoantibodies in SLE patients could be the actual most patients during periods of disease activity but is also
pathogenic agents of tissue destruction, or they could be the often due to hemodialysis. Hemolytic anemia occurs in a small
consequence of tissue damage.40,41 Autoantibodies are a cause proportion of patients with positive Coombs’ test results.
of the hemolytic anemia, thrombocytopenia, and lymphope- Thrombocytopenia (< 100,000/mm3) results from increased
nia seen in SLE patients. The formation of autoantibodies is phagocytosis of autoantibody-coated platelets by spleen, liver,
thought to be related to the decreased functioning of sup- bone marrow and lymph node macrophages and can occur in
pressor T lymphocytes and hyperreactive B lymphocytes. up to 25% of patients. When antiphospholipid antibodies or
A unified theory that accounts for many of the findings the lupus anticoagulant and anticardiolipin antibodies are pre-
described above has been developed. In this theory, many fac- sent, patients are prone to episodic thrombosis, thrombocy-
tors acting together result in SLE. An individual with a genetic topenia, and spontaneous abortion.
predisposition develops a chronic viral infection that releases
nucleic acid antigens. Sunburn or damage from chemicals may Mucocutaneous Manifestations. The cutaneous manifesta-
also contribute to antigen release. A lack of normal suppres- tions of SLE include photosensitive rashes, alopecia, periun-
sor T-lymphocyte function and B-lymphocyte hyperactivity gual telangiectasias, Raynaud’s phenomenon, and skin ulcer-
leads to the formation of autoantibodies and immunocom- ation secondary to vasculitis (Figure 18-4). Cutaneous
plexes; widespread tissue damage results. involvement does not necessarily correlate with increased sys-
temic disease. The malar or “butterfly” rash (which affects
CLINICAL MANIFESTATIONS fewer than half of SLE patients) and the discoid rash are the
SLE is a disease with multiorgan involvement. Immunocomplex two most characteristic rashes of SLE. The malar rash is a fixed
deposition causes small-vessel vasculitis, which then leads to flat or raised erythematous rash over the cheeks and bridge of
renal, cardiac, hematologic, mucocutaneous, and central ner- the nose, often involving the chin and ears (Figure 18-5). It is
vous system destruction. In addition, inflammation of the serous usually exacerbated by ultraviolet light. A more diffuse macu-
membranes results in joint, peritoneal, and pleuropericardial lopapular rash, mainly in sun-exposed areas, is also common.
symptoms. As there is no typical pattern of presentation, one Vasculitic skin lesions include subcutaneous nodules, ulcers,
patient may present with dermatitis and kidney disease whereas and infarcts of skin or digits. Oral mucosal lesions can be
another may present with arthritis, anemia, and pleurisy. Thus, found as annular leukoplakic areas and/or erythematous ero-
whenever a patient demonstrates signs and symptoms of mul- sions or chronic ulcerations, often resembling lichen planus.
488 Principles of Medicine

ropathies, account for more than 60% of neuropsychiatric


manifestations.44 Central nervous system involvement is a
poor prognostic sign.

DIAGNOSIS AND LABORATORY EVALUATION


The most important diagnostic laboratory test for SLE is the
test for antinuclear antibody (ANA) in the serum, which is
positive for 96 to 100% of patients with SLE. The clinician
should remember that the ANA test is also positive in a
minority of patients with scleroderma or rheumatoid arthri-
tis; therefore, the diagnosis must be made on the total clini-
cal picture, not on a single laboratory test. In addition, SLE is
characterized by the production of numerous autoantibodies,
FIGURE 18-4 Skin lesions in a patient with systemic lupus erythe- including ANAs, anti–native DNA, rheumatoid factor, anti-
matosus. (Courtesy of Dr. George Ehrlich) body to Smith (Sm) antigen, antibody to Ro (SS-A) antigen,
and antibody to La (SS-B) antigen. Many of these autoanti-
bodies produce specific laboratory and clinical abnormalities
Musculoskeletal Manifestations. Arthritis and arthropathies
and can also be seen in a variety of other rheumatologic dis-
are the primary musculoskeletal disorders associated with SLE.
eases. An individual with elevated ANA and anti–native DNA
Arthralgia with morning stiffness is the most common initial
most likely has lupus (Table 18-1).
manifestation of SLE. More than 75 % of SLE patients develop
Important findings on routine laboratory tests include ane-
a true arthritis, which is symmetrical and non-erosive and
mia, thrombocytopenia, (which may occasionally be severe
which usually involves the hands, wrists, and knees. Deforming
enough to cause purpura), increased levels of globulins, and a
arthritis is uncommon in SLE patients.
biologic false-positive result on the serologic test for syphilis
(STS). Depressed complement levels (particularly C3 and C4),
Central Nervous System Manifestations. Significant neu-
are also common.
ropsychiatric signs and symptoms are found in 10 to 20% of
patients who have SLE.43 Diffuse and focal cerebral dysfunc- ORAL MANIFESTATIONS
tions (including psychoses, seizures, and cerebrovascular
Patients with SLE are affected by a variety of orofacial disorders,
accidents) in addition to peripheral sensorimotor neu-
including characteristic oral lesions, nonspecific ulcerations,
salivary gland disease, and temporomandibular disorders. The
reported incidence of these manifestations varies considerably,
depending on the criteria of the investigators. The first report
of oral manifestations of SLE in the American dental literature
was in 1931, by the dermatologist Monash, who reported a
50% incidence of oral lesions.45 More recently, Rhodus and
Johnson reported a higher incidence (81.3 to 87.5%) of various
oral lesions, including ulceration, angular cheilosis, mucositis,

TABLE 18-1 Proportion of Autoantibodies Associated with


Lupus Erythematosus and Other Rheumatic Diseases
Presence in Autoimmune Disease (% of Cases)

Autoantibody Diffuse
Type SLE RA SS Scleroderma

Antinuclear antibodies 96–100 30–60 95 80–95


Anti–native DNA 60 0–5 0 0
Rheumatoid factor 20 72–85 75 25–33
Anti-Sm 10–25 0 0 0
Anti-Ro 15–20 0–5 60–70 0
Anti-La 5–20 0–2 60–70 0

Adapted from De Rossi SS, Glick M.43


Anti-Sm = antibody to Smith antigen; Anti-Ro = antibody to Ro (SS-A) antigen;
FIGURE 18-5 “Butterfly” rash on the face of a patient with systemic Anti-La = antibody to La (SS-B) antigen; DNA = deoxyribonucleic acid; RA = rheuma-
lupus erythematosus. (Courtesy of Dr. Robert Arm) toid arthritis; SLE = systemic lupus erythematosus; SS = Sjögren’s syndrome.
Immunologic Diseases 489

and glossitis. They also reported a high incidence (75.0 to


87.5%) of signs and symptoms of oral conditions, including
glossodynia, dysgeusia, dysphagia, and dry mouth.46
The oral lesions of SLE are caused by vasculitis and appear
as frank ulceration or mucosal inflammation. Some individu-
als with SLE or discoid lupus have discoid-appearing oral
lesions.47 The lip lesions often have a central atrophic and
occasionally ulcerated area with small white dots, surrounded
by a keratinized border composed of small radiating white
striae (Figure 18-6). The intraoral lesions are somewhat dif-
ferent because of the thinner epithelium; they are composed
of a central depressed red atrophic area surrounded by a 2 to
4 mm elevated keratotic zone that dissolves into small white
lines (Figures 18-7 and 18-8).
The oral lesions of SLE are easily confused with the lesions
of lichen planus, both clinically and histologically. The World FIGURE 18-7 A chronic palatal lesion (the initial sign of systemic lupus
erythematosus in this patient).
Health Organization established criteria for the histologic
diagnosis of oral SLE, but these criteria often do not adequately
distinguish lupus from lichen planus. Karjalainen and
Tomich48 compared 17 cases of SLE with 17 cases of lichen whereas those deposits are rare in lichen planus or leuko-
planus and described five histologic criteria to distinguish plakia. There are a small number of cases, however, in which
these two disorders by light microscopy: (1) vascularization of DLE and lichen planus overlap.
keratinocytes, (2) subepithelial presence of patchy periodic Another oral sign of SLE is xerostomia secondary to
acid–Schiff (PAS)-positive deposits, (3) edema in the upper Sjögren’s syndrome.49 Xerostomia can significantly increase
lamina propria, (4) PAS-positive thickening of blood vessel the occurrence of dental caries and candidiasis, especially
walls, and (5) severe deep or perivascular inflammatory infil- when patients are being treated with steroids or immuno-
tration. Sanchez and colleagues demonstrated that the inflam- suppressive agents.
matory infiltrate in the oral lesions of SLE consists primarily Temporomandibular-joint involvement commonly occurs
of helper or inducer T lymphocytes.47 in SLE patients sometime during the course of their disease
Direct fluorescent antibody staining of biopsy specimens and may cause pain and mechanical dysfunction.
has become an important aid in the diagnosis of the mucosal
or skin lesions of SLE. More than 90% of patients with either TREATMENT
DLE or SLE have deposits of immunoglobulin and C3 in the With regard to the management of the oral lesions of SLE,
basement membrane zone. This lupus band test is an excel- there have been no reports involving the treatment of a large
lent means of differentiating lupus lesions from lichen series of patients. In general, the oral ulcerations of SLE are
planus, which is often clinically and histologically indistin- transient, occurring with acute lupus flares. Symptomatic
guishable from other forms of leukoplakia. Immunoglobulin lesions can be treated with high-potency topical corticosteroids
deposits are detected in oral lesions of SLE and of DLE or intralesional steroid injections.

FIGURE 18-6 Discoid lupus lesions on the lower lip. FIGURE 18-8 Chronic lesion of the dorsal tongue in a patient with sys-
temic lupus.
490 Principles of Medicine

DENTAL CONSIDERATIONS apy), no protocol has been established for the prophylactic
use of antibiotics.
Because SLE can be a widespread disease affecting many organ
systems, the dental management of an SLE patient requires a
good understanding of general medicine. The more common Hematologic Abnormalities. Patients with SLE can fre-
problems seen in SLE patients are discussed below. quently develop normochromic normocytic anemia,
hemolytic anemia, leukopenia, and thrombocytopenia. The
Adrenal Suppression. Patients with SLE may be taking presence of an elevated partial thromboplastin time can result
adrenal-suppressive doses of corticosteroids, which makes from circulating anticoagulant. Prior to any extensive dental
these patients susceptible to shock. Glucocorticosteroid ther- procedures, a preoperative complete blood count can screen
apy will cause adrenal suppression that affects adrenal function for thrombocytopenia, anemia, and leukopenia, and a pro-
for up to 12 months, but the patient’s stress response will thrombin time/partial thromboplastin time measurement can
return within 14 to 30 days. There is no need for replacement screen for a coagulopathy.
therapy for dental treatment in patients who have not taken
glucocorticosteroids during the preceding 30 days. Patients Cardiac Disease. Libman-Sacks vegetations under the
who are receiving alternate-day therapy can be treated on an mitral-valve leaflets may occur in patients with SLE. These
“off ” day without supplementation if they have been on the vegetations rarely affect function but can lead to bacterial
alternate-day regimen for at least 2 weeks. Patients who are endocarditis. Patients with SLE and heart murmurs should
receiving daily low-dose corticosteroid therapy (< 30 mg have antibiotic prophylaxis prior to dental treatment that is
hydrocortisone equivalent) will not need replacement therapy. likely to cause bacteremia.
Patients who are receiving daily high-dose corticosteroid ther-
apy (> 30 mg hydrocortisone equivalent) should be treated as Renal Disease. Renal disease is common in SLE patients and
if they were completely adrenally suppressed and were with- ranges from an asymptomatic state to frank renal failure;
out a normal stress response. The dose will need to be doubled therefore, the dentist should be aware of the patient’s renal
on the day of treatment. The patient’s primary care physician function (ie, creatinine clearance, serum creatinine, and blood
should be consulted if the replacement dosage is uncertain or urea nitrogen). Patients who are undergoing hemodialysis
when highly stressful procedures are to be done (eg, general should receive dental treatment on nondialysis days.51
anesthesia)50 (Table 18-2).
Exacerbation by Surgery. The dentist should proceed with cau-
Infection. Patients who are taking cytotoxic or immunosup- tion in performing elective surgery or dental procedures, espe-
pressive agents are at an increased risk of infection. Patients cially in patients who have a history of postsurgery lupus flares.
with an absolute neutrophil count of between 500 and 1,000
cells/mm3 will need perioperative prophylactic antibiotics. Exacerbation by Drug Therapy. Drugs that have been related
Although infection due to opportunistic pathogens should be to acute lupus flares include penicillin, sulfonamides, and non-
considered in patients who are on high steroid dosages (espe- steroidal anti-inflammatory drugs (NSAIDs) with photosen-
cially patients who are on adjuvant immunosuppressive ther- sitizing potential. All of these should be used judiciously.

TABLE 18-2 Protocol for Supplementation of Patients on Glucocorticoid Therapy Who Are Undergoing Dental Care
Protocol

Current Systemic Daily Alternating


Dental Procedure Previous Systemic Steroid Use Steroid Use Systemic Steroid Use Current Topical Steroid Use

Routine procedures If prior usage lasted for > 2 weeks No supplementation needed Treat on steroid dosage day; No supplementation needed
and ceased < 14–30 days ago, no further supplementation
give previous maintenance dose needed

If prior usage ceased > 14–30 days


ago, no supplementation needed

Extractions, surgery, or If prior usage lasted > 2 weeks and Double daily dose on day Treat on steroid dosage No supplementation needed
extensive procedures ceased < 14–30 days ago, give of procedure day, and give double daily
previous maintenance dose dose on day of procedure

If prior usage ceased > 14–30 days Double daily dose on first Give normal daily dose on first
ago, no supplementation needed postoperative day when postoperative day when
pain is anticipated pain is anticipated

Adapted from De Rossi SS, Glick M.51


Immunologic Diseases 491

Scleroderma involving underlying muscle, bones, and joints. When the dis-
ease crosses a joint, limitation of motion is possible, along
Scleroderma is a multisystem connective-tissue disease that
with growth abnormalities. The lesion of linear localized scle-
involves hardening of the skin and mucosa, smooth-muscle
roderma of the head and face is called en coup de sabre, and
atrophy, and fibrosis of internal organs. The prevalence of scle-
these lesions may result in hemiatrophy of the face.
roderma is estimated to be about 250 per million, with women
Scleroderma localized to the hands is called acrosclerosis.
being affected significantly more frequently than men.52
Several US studies have suggested that black patients have a Progressive systemic sclerosis (PSS) is a multisystem disease
higher age-specific incidence rate and more severe disease than characterized by the inflammation and fibrosis of many
have white patients.53 organs. PSS occurs three to four times more frequently in
females, with its highest incidence occurring between the
NOMENCLATURE (SUBTYPES) ages of 25 and 50 years. There are two major subsets: limited
Localized scleroderma refers to scleroderma primarily involv- cutaneous scleroderma (previously called calcinosis cutis,
ing the skin, with minimal (if any) systemic features. Only Raynaud’s phenomenon, esophageal dysmotility, sclero-
rarely have patients with localized scleroderma developed sys- dactyly, and telangiectasia [CREST syndrome]) and diffuse
temic sclerosis. Three major types of localized scleroderma cutaneous scleroderma. The major difference between lim-
exist: morphea, generalized morphea, and linear scleroderma. ited and diffuse scleroderma is the pace of the disease.
Morphea begins with violaceous skin patches that enlarge, Patients with limited scleroderma often have a long history
become indurated, and eventually lose hair and the ability to of Raynaud’s phenomenon before the appearance of other
sweat. Later in the course of the disease, the lesion “burns out” symptoms. They have skin thickening limited to hands and
and appears as a hypo- or hyperpigmented area depressed frequently have problems with digital ulcers and esophageal
below the level of the skin.54 A small number of patients dysmotility. Although generally a milder form of disease than
develop numerous larger lesions that coalesce, and these diffuse scleroderma, limited scleroderma can have life-threat-
patients are said to have generalized morphea (Figure 18-9). ening complications. Diffuse scleroderma patients have a
Patients with either type of morphea usually have a benign more acute onset, with constitutional symptoms, arthritis,
course characterized by the softening of the lesions over time. carpal tunnel syndrome, and marked swelling of the hands
Linear scleroderma is a form of the localized disease that may and legs. They also characteristically develop widespread skin
develop during childhood and that usually involves the arms, thickening (progressing from the fingers to the trunk) as well
legs, or head. This form of the disease develops as a thin band as internal organ involvement (including gastrointestinal and
of sclerosis that may run the entire length of an extremity, pulmonary fibrosis) and potentially life-threatening cardiac
and renal failure. Other possible variants are an overlapping
syndrome with SLE, Sjögren’s syndrome, rheumatoid arthri-
tis, and dermatomyositis.

ETIOLOGY AND PATHOGENESIS


The etiology of PSS is unclear, but the pathogenesis is char-
acterized by vascular injury as well as the overproduction of
normal collagen. Vascular wall fibrosis of small and medium-
size arterioles is a prominent alteration in PSS and likely plays
a crucial role in the pathogenesis of pulmonary hyperten-
sion, renal crisis, myocardial dysfunction, and digital gan-
grene in this disease.55 Excessive collagen deposition in
affected tissues is also a central event in the pathogenesis of
PSS and is responsible for most of the clinical manifestations
of this disease. The up-regulation of collagen gene expres-
sion in PSS fibroblasts and the aberrant expression of
cytokines that positively or negatively influence fibroblast col-
lagen synthesis appear to be critical events in the development
of the pathologic tissue fibrosis that is characteristic of PSS.55
A role for environmental factors in the pathogenesis of PSS is
suggested by an increased rate of PSS and PSS-like disease
detected in individuals who are exposed to silica dust, vinyl
chloride, benzene, and tryptophan.56

CLINICAL MANIFESTATIONS
PSS sclerosis is a chronic multisystem disorder characterized
FIGURE 18-9 Morphea of the face. by intense fibrosis involving the skin, vasculature, synovium,
492 Principles of Medicine

skeletal muscles, and internal organs. The following is an


overview of frequently encountered clinical manifestations.

Raynaud’s Phenomenon. Raynaud’s phenomenon, a parox-


ysmal vasospasm of the fingers that results in a change in the
color of the fingertips as a response to cold or emotion, is the
most common finding of PSS. More than 95% of scleroderma
patients eventually experience the characteristic digital cyanosis
and blanching that results from intimal hyperplasia.57
Raynaud’s phenomenon may be nothing more than a nuisance,
but some patients have recurrent episodes that are associated
with digital pitting scars, nail fold infarcts, or digital ulcers.

Cutaneous Manifestations. The thickening of the skin of PSS


patients always begins in the fingers. Early skin changes, start-
ing with pitting edema, often involve the whole hand and the
extremities. In several months, the edema is replaced by a tight-
ening and hardening of the skin, which results in difficulty in
moving the affected parts. Hyperpigmentation, telangiectases
(Figure 18-10), and subcutaneous calcifications may also
occur, leading to deformity and severe cosmetic problems
(Figure 18-11).

Musculoskeletal Manifestations. Polyarthralgias and morning


stiffness affecting both small and large joints are frequent in
patients with scleroderma. Inflammatory joint pain with
A
markedly swollen fingers often appears to be true synovitis and
can lead to the premature diagnosis of rheumatoid arthritis.

Gastrointestinal Manifestations. Distal esophageal motor


dysfunction is the most frequent gastrointestinal finding; it
results from weakness and incoordination of esophageal

FIGURE 18-11 Manifestations of scleroderma. A, Severe tightening


of the skin and narrowing of the oral aperture of a patient with sclero-
derma. B, Extensive involvement of the fingers and hand of the same patient
causes a lack of mobility and the resorption of phalanges.

smooth muscle and leads to distal dysphagia. Intestinal fibro-


sis leading to severe intestinal malabsorption can also occur.

Cardiac Manifestations. Clinical evidence of myocardial


involvement in scleroderma cases is uncommon, but such
involvement is more frequent in patients with diffuse sclero-
derma. The clinical presentations of cardiac involvement can
FIGURE 18-10 Telangiectases in a patient with scleroderma. include pericarditis, conduction problems, and congestive
Immunologic Diseases 493

heart failure. Patchy replacement of the myocardium and the thickening and organ involvement. This drug has two mecha-
conduction system by fibrous tissue occurs in most patients. nisms of action: interference with cross-linking of collagen and
immunosuppression. Nifedipine is a calcium channel blocker
Pulmonary Manifestations. Pulmonary interstitial fibrosis is that has been shown to be effective in managing Raynaud’s
now the most frequent cause of death in patients with sclero- phenomenon and myocardial perfusion.59 Extracorporeal pho-
derma since renal disease has become a treatable complication. tochemotherapy has also shown promise in reversing cuta-
Patients with either limited or diffuse scleroderma can develop neous sclerosis in patients in the early stages of PSS.60
interstitial disease although it tends to be more severe in
patients with diffuse scleroderma. In patients with severe fibro- ORAL FINDINGS
sis, the greatest damage occurs during the first 5 years of illness, The clinical signs of scleroderma of the mouth and jaws are
often when there are no pulmonary symptoms. Pleural thick- consistent with findings elsewhere in the body. The lips
ening, pleural effusions, and pneumothorax are less frequent become rigid, and the oral aperture narrows considerably.61
manifestations of lung disease in patients with scleroderma.58 Skin folds are lost around the mouth, giving a masklike
appearance to the face. The tongue can also become hard
Renal Manifestations. Until recently, renal involvement was and rigid, making speaking and swallowing difficult.
the most dreaded and deadly complication of scleroderma. Involvement of the esophagus causes dysphagia. 62 Oral
The use of high-dose corticosteroids for the treatment of scle- telangiectasia is equally prevalent in both limited and diffuse
roderma has been implicated in precipitating renal crisis in forms of PSS and is most commonly observed on the hard
some patients. In addition, pathologic changes due to the dis- palate and the lips.63 When the soft tissues around the tem-
ease itself typically show alterations resembling hypertensive poromandibular joint are affected, they restrict movement of
nephrosclerosis as well as mucinoid hyperplasia and vascular the mandible, causing pseudoankylosis.64
fibrinoid necrosis in the interlobar arteries. Renal crisis is char- The linear form of localized scleroderma may involve the
acterized by malignant hypertension, which can rapidly face as well as underlying bone and teeth. Dental radiographic
progress to renal failure. The use of angiotensin-converting findings have been reported and widely described; these clas-
enzyme inhibitors has helped to make renal disease due to sic findings (which include uniform thickening of the peri-
scleroderma a very treatable condition. odontal membrane, especially around the posterior teeth) are
found in less than 10% of patients (Figure 18-12). Other char-
LABORATORY EVALUATION acteristic radiographic findings include calcinosis of the soft tis-
ANAs are present in approximately 90% of scleroderma sues around the jaws. The areas of calcinosis will be detected by
patients and are characteristically antinucleolar or anticen- dental radiography and may be misinterpreted as radiographic
tromere antibodies. There are a few other important ANAs that intrabony lesions. A thorough clinical examination will demon-
are specific for scleroderma but are not yet commercially avail- strate that the calcifications are present in the soft tissue.
able. Anti-ribonucleic acid (RNA) polymerase III may be the When the facial tissues and muscles of mastication are exten-
most common antibody found in patients with scleroderma. sively involved, the pressure exerted will cause resorption of the
Other laboratory findings include anemia, an elevated ery- mandible. This resorption is particularly apparent at the angle
throcyte sedimentation rate, and hypergammaglobulinemia. of the mandible at the attachment of the masseter muscle. The
coronoid process, condyle, or area of attachment of the digas-
TREATMENT tric muscles may also be damaged by the continual pressure.65
The treatment of PSS depends on the extent and severity of skin Patients may also have oral disease secondary to drug ther-
and organ involvement. D-penicillamine, a drug effective for apy or xerostomia. Gingival hyperplasia can result from the use
both rheumatoid arthritis and Wilson’s disease, has shown of calcium channel blockers; pemphigus, blood dyscrasias, or
promise in the management of PSS by decreasing both skin lichenoid reactions may result from penicillamine use. Salivary

FIGURE 18-12 Radiographs


showing thickening of the peri-
odontal membrane in a patient
with scleroderma.
494 Principles of Medicine

gland hypofunction that frequently correlated with kerato- ETIOLOGY AND PATHOGENESIS
conjunctivitis sicca occurred in 14 of 32 patients studied by
The etiology of DM is unknown, but genetic, immunologic,
Nagy and colleagues.61 Although some such patients have
and environmental factors are likely to play an important role.
overlapping Sjögren’s syndrome and have anti–SS-A antibody
Studies of histocompatibility antigen prevalence have demon-
and a lip biopsy which shows inflammation, most simply have
strated that human leukocyte antigens HLA-B8, HLA-B14,
fibrotic glands that cause the lack of saliva or tears. Xerostomia
and HLA-DR3 are associated with dermatomyositis, but these
results in an increased susceptibility to dental caries, Candida
studies have failed to link HLA haplotype with disease.67
infections, and periodontal disease.
Immune mechanisms play a significant role in the onset of the
DENTAL MANAGEMENT disease, particularly circulating immunocomplexes, cellular
immunity, and autoantibodies to skeletal-muscle myoglobin
The most common problem in the dental treatment of scle-
or myosin. The onset of the disease has been associated with
roderma patients is the physical limitation caused by the nar-
infections such as influenza, hepatitis, coxsackie virus infec-
rowing of the oral aperture and rigidity of the tongue.
tion, and infection with the protozoan Toxoplasma gondii. DM
Procedures such as molar endodontics, prosthetics, and
has also been linked to drug therapy and cancer.
restorative procedures in the posterior portions of the mouth
become difficult, and the dental treatment plan may some- CLINICAL MANIFESTATIONS
times need to be altered because of the physical problem of
DM usually begins with a symmetric and painless weakness of
access. The oral opening may be increased an average of
the proximal muscles of the arms, legs, and trunk. The weak-
5 mm by stretching exercises. One particularly effective tech-
ness is progressive and characteristically spreads to the face,
nique is the use of an increasing number of tongue blades
neck, larynx, pharynx, and heart. Muscle involvement may
between the posterior teeth to stretch the facial tissues. In
become severe enough to confine the patient to bed or to cause
addition, mechanical devices that assist the patient in per-
death due to failure of the respiratory muscles.
forming the stretching exercises are available. If these
The primary classic skin lesion is a violaceous macular ery-
approaches are insufficient, a bilateral commissurotomy may
thema distributed symmetrically. As the disease progresses,
be necessary.
the erythema may become progressively indurated due to
When treating a patient with diffuse scleroderma, the
mucin deposition. The pathognomonic skin manifestations,
extent of the heart, lung, or kidney involvement should be
occurring in approximately 70% of patients, are Gottron’s
considered, and appropriate alterations should be made
papules, which are violaceous papules overlying the dorsal
before, during, and after treatment.
elbow, knee, or interphalangeal or metacarpophalangeal joints.
Patients with extensive resorption of the angle of the
Facial changes may take on the “butterfly” distribution asso-
mandible are at risk for developing pathologic fractures from
ciated with SLE or may primarily involve the eyelids and the
minor trauma, including dental extractions. Patients with
forehead. Other skin changes are nonspecific diffuse erythema,
Sjögren’s syndrome should have daily fluoride treatments and
erythematous plaques, macules, papules, telangiectases, and
make frequent visits to the oral hygienist.
Raynaud’s phenomenon. Diagnosis from skin lesions alone is
Dermatomyositis rarely possible.
Noncutaneous manifestations of DM include interstitial
Dermatomyositis (DM) is a rare inflammatory degenerative
lung disease, cardiac conduction abnormalities, conjunctival
disease characterized by skin lesions and progressive muscle
edema, and renal damage.
atrophy. The disease occurs most frequently during childhood
and between the fourth and sixth decades of life. The true DIAGNOSIS AND LABORATORY EVALUATION
incidence and prevalence are difficult to ascertain because of
A diagnosis of definite PM or DM is given if any four of the
the rarity of the disease and the lack of consistent diagnostic
following criteria are met:
criteria. Most studies have found a preponderance of female
patients over male patients. Skin manifestations have been 1. Proximal symmetric muscle weakness, progressing
identified in 30 to 40% of adult patients and in 95% of affected from weeks to months
children.66 DM is classified with the connective-tissue diseases 2. Evidence of an inflammatory myopathy on muscle
because of many overlapping clinical features and the fact that biopsy
it is frequently seen together with scleroderma, SLE, rheuma- 3. Elevation of serum muscle enzymes
toid arthritis, or Sjögren’s syndrome. 4. Electromyographic features of myopathy
5. Cutaneous eruption that is typical of DM
NOMENCLATURE (SUBTYPES)
The three types of idiopathic inflammatory myopathies are A diagnosis of probable PM or DM is given if three criteria are
DM, polymyositis (PM), and inclusion body myositis. Specific met, and a diagnosis of possible PM or DM is given if two cri-
subtypes of DM or PM can be categorized as adult idiopathic, teria are fulfilled.
juvenile, or amyopathic DM. There is also a form of DM that Laboratory reports show evidence of muscle destruction by
is associated with connective-tissue disease or malignancy. elevated levels of aspartate aminotransferase (formerly called
Immunologic Diseases 495

serum glutamic-oxaloacetic transaminase), lactate dehydro- manifestations of RA, patients with Felty’s syndrome also have
genase, alanine aminotransferase (formerly called serum glu- splenomegaly and leukopenia, with neutrophils showing the
tamic-pyruvic transaminase), and creatine phosphokinase. greatest decrease. In severe cases, recurrent bacterial infection
is a common cause of death.
TREATMENT Another variant is juvenile RA (Still’s disease), which is
An underlying carcinoma should be ruled out in all cases of DM thought by some rheumatologists to be a separate disease and
since it is present in 10 to 25% of patients. Initial therapy consists not just a simple variation of adult RA.70 Systemic extra-artic-
of bed rest combined with high doses of systemic corticosteroids. ular symptoms are prominent, including fever, lym-
In resistant cases, plasmapheresis or immunosuppressive drugs phadenopathy, hepatosplenomegaly, carditis, and rash. Visual
such as methotrexate or azathioprine have been helpful.68 impairment secondary to iridocyclitis (inflammation of the
iris and ciliary body) may also occur. In 50% of patients,
ORAL FEATURES growth and sexual maturation are delayed during active stages
Oral involvement is rarely a part of the disease process of of the disease.
DM. The most common clinical manifestations in the head
and neck include weakness of the pharyngeal and palatal ETIOLOGY AND PATHOGENESIS
muscles, which causes difficulty in swallowing (dysphagia) The pathogenesis of RA is unknown, but it appears to be mul-
and nasal speech (dystonia). The muscles of mastication tifactorial, involving genetic, immune, and infectious etiologies.
and the facial muscles may also be involved, causing diffi-
culty in chewing. Involvement of the oral mucosa has been Genetic Factors. Studies of identical twins demonstrate that
described, but the lesions are not diagnostic. These lesions genetic factors play an important role in the pathogenesis of
include shallow ulcers, erythematous patches, and telang- RA. This is confirmed by the findings of the HLA-DR4 major
iectasis. More characteristic are the facial skin lesions, which histocompatibility complex in up to 70% of RA patients.
may present as a “butterfly” rash (similar to the lesions of
SLE) or as a swelling of the eyelids, face, or lips. Lilac-colored Immune Factors. Most of research into the cause of RA
eyelids secondary to stasis of blood in multiple telangiec- involves studies of the immune system. The inflammatory
tasias is also a common finding. Calcinosis of the soft tissues response that causes joint and other injury is immune in
is seen, especially in children. These calcified nodules may nature. RA is believed to be a T-lymphocyte-driven disease in
appear in the face and may show up on dental radographs, which a sudden influx of T cells into the affected joint(s) is fol-
leading to misinterpretation. The tongue may also become lowed by an increased number of macrophages and fibro-
rigid due to severe calcinosis. blasts. The initiating factor of this immune response is
unknown. The evidence of immune features in this disease
DENTAL MANAGEMENT includes the following:
The disease process of DM poses no significant challenge to the
1. The presence of rheumatoid factors (antigammaglobu-
dentist. The same precautions as are necessary for all patients
lin antibodies that form soluble complexes, measured in
who are taking high-dose long-term steroids and antimetabo-
the serum by coating latex particles with IgG and test-
lites should be taken.
ing the agglutinating properties of the patient’s serum)
Rheumatoid Arthritis in the serum and synovial fluid of affected patients
2. Extensive collections of plasma cells and lymphocytes
Rheumatoid arthritis (RA) is a disease characterized by
found on histologic examination of affected tissues
inflammation of the synovial membrane. Women are
3. Decreased complement levels in the synovial fluid of
approximately three times more likely to be affected than
affected patients (suggests complement use during
men, and 80% of people with RA develop signs and symp-
hypersensitivity reactions)
toms of the disease at between 35 and 50 years of age.
4. The overlap of RA with SLE and other diseases sus-
Epidemiologic studies suggest that the incidence of the dis-
pected of an immune pathogenesis.
ease is declining in younger age groups because of unknown
environmental factors.69 Infectious Factors. Several infectious agents (including both
Unlike degenerative joint disease (osteoarthritis), which is bacteria such as streptococci and Mycoplasma, as well as viruses
localized to the joints in middle-aged and elderly individuals, such as Epstein-Barr virus) have been suggested to cause the
rheumatoid arthritis affects people of all age groups and affects initial T-cell influx.
other organs, including muscles and the hematopoietic system.
Although this disease is called arthritis, there are frequent CLINICAL MANIFESTATIONS
extra-articular manifestations. The initial symptom in a majority of patients with RA is non-
specific weakness and fatigue, which may precede joint symp-
NOMENCLATURE (SUBTYPES) toms by several months. This is followed by symmetric pol-
Several variations of RA exist. Felty’s syndrome accounts for yarthritis characterized by a complaint of stiffness and a
less than 5% of the total cases. In addition to having the usual finding of a spindle-shaped swelling of the involved joints.
496 Principles of Medicine

The proximal interphalangeal joints of the fingers and


metacarpophalangeal joints of the hands are most commonly
involved (Figure 18-13); the wrists, elbows, knees, and ankles
also are frequently affected (Figure 18-14). In some patients,
all joints may be involved, including the temporomandibular
joint and the cricoarytenoid joint of the larynx. The joints
that are affected with RA become red, swollen, and warm to the
touch. Muscle atrophy around the affected joint is common.
Extracapsular manifestations include subcutaneous nod-
ules (Figure 18-15) (especially over pressure points), which
occur in 20 to 25% of patients; enlargement of the lymph
nodes and spleen; chronic skin ulcers from a diffuse arteritis;
pleural effusion; and pulmonary fibrosis. Rheumatoid granu-
lomas may affect the heart, the eyes, or the brain.
Some patients may have a short course of nondisabling
disease whereas others have an unrelenting downhill course of
crippling and severe disability. A fluctuating course of remis-
sions and exacerbations is seen in many patients, and this FIGURE 18-14 Rheumatoid arthritis in the knees. (Courtesy of Dr.
unpredictable course makes the choice of therapeutic regi- George Ehrlich)
mens difficult.

DIAGNOSIS AND LABORATORY EVALUATION ing stiffness, (2) arthritis of three or more joint areas, (3)
arthritis of the joints of the hand, (4) symmetric arthritis, (5)
In 1987, The American College of Rheumatology revised the rheumatoid nodules, (6) serum rheumatoid factor, and (7)
criteria for the diagnosis of RA. The diagnosis is based on sat- radiographic changes. The first four criteria must be present
isfying at least four of the following seven criteria: (1) morn- for at least 6 weeks, and the second through fifth must be
observed by a physician.71
Autoantibodies (such as ANA and rheumatoid factor) are
respectively found in 30 to 60% and 72 to 85% of adult
patients. However, these autoantibodies are not specific to RA
and are found in patients who have a number of other condi-
tions, such as SLE and scleroderma. Rheumatoid factor, par-
ticularly in high titers, adds weight to the diagnosis of RA and
is associated with more destructive disease and a worse prog-
nosis (see Table 18-1).
Other associated laboratory findings include an elevated
erythrocyte sedimentation rate and normochromic normo-
cytic anemia. Some tests may be helpful in excluding RA by
indicating an alternative diagnosis. For example, antibodies to
DNA would indicate SLE whereas anti-Ro (SS-A) or anti-La

FIGURE 18-13 Characteristic involvement of the hands in a patient FIGURE 18-15 Subcutaneous nodules of the arm in a patient with
with rheumatoid arthritis. (Courtesy of Dr. George Ehrlich) rheumatoid arthritis. (Courtesy of Dr. George Ehrlich)
Immunologic Diseases 497

(SS-B) antibodies suggest Sjögren’s syndrome. Conversely, the Intramuscular doses of gold salts are used for some patients
absence of such antibodies favors a diagnosis of RA. who are refractory to other forms of treatment. The side effects
of this therapy include stomatitis, blood dyscrasias, and
ORAL SIGNS nephrotic syndrome. Other refractory patients respond to D-
The treatment of RA can cause oral manifestations. The long- penicillamine, a drug that may cause bone marrow depression
term use of methotrexate and other antirheumatic agents such as well as renal toxicity, heptotoxicity, or drug-induced pem-
as D-penicillamine and NSAIDs can cause stomatitis. phigus. Therefore, any patient who is taking either of these
Cyclosporine may cause gingival overgrowth. drugs should have a complete blood count and chemistry prior
Direct effects of the disease are also seen. Patients with to dental treatment. Corticosteroids and immunosuppressive
long-standing active RA have an increased incidence of peri- drugs are still used for some refractory patients; therefore,
odontal disease, including loss of alveolar bone and teeth. appropriate measures should be taken with these patients prior
Similarities in the host immune responses of RA and peri- to dental care (see “Dental Considerations” under “Systemic
odontal disease, involving reduced cellular and enhanced Lupus Erythematosus,” above).
humoral activity, have been reported72 although the increased Patients with severe RA who have had joints surgically
dental and periodontal disease may be chiefly related to a replaced with prosthetic joints may require prophylactic
decreased ability to maintain proper oral hygiene. Sjögren’s antibiotic therapy before invasive dental procedures. No pro-
syndrome is a common complication of RA (see Chapter 9, phylaxis is indicated for otherwise healthy patients 2 years
“Salivary Gland Disease”). RA of the temporomandibular joint after placement of a prosthesis. However, patients should
(Figure 18-16) was discussed earlier (see Chapter 10). receive prophylactic antibiotics after the 2 years if they are on
immunosuppressive agents or have had postoperative joint
DENTAL MANAGEMENT infections. Antibiotic prophylaxis should be considered for
The most common complication that affects dental treatment patients who will be undergoing dental procedures that are
relates to the toxicity of the drugs used to treat RA. It is imper- associated with a higher incidence of bacteremia. Such proce-
ative that the dentist knows the drugs the patient is currently dures include dental extractions, periodontal surgery, implant
taking and their possible side effects and interactions with placement, replacement of avulsed teeth, endodontic therapy
other drugs. The most common adverse effects of NSAIDs beyond the apex, intraligamentary local anesthetic injections,
involve the gastrointestinal (GI) tract and the kidneys. In addi- placement of orthodontic bands, and any procedure in which
tion, many patients take aspirin at dosages approaching 5 g per bleeding is anticipated73 (Table 18-3).
day or take an equivalent dosage of NSAIDs. These drugs affect Patients with Sjögren’s syndrome may require additional
platelet function, causing a prolongation of the bleeding time instruction in personal oral care, instruction on diet and
and possible hemorrhage after surgery. dietary modifications, home clinical fluoride therapy treat-
ment for xerostomia, more frequent recall visits and radiog-
raphy, and more conservative treatment plans.74

TABLE 18-3 Indications for Antibiotic Prophylaxis for Dental


Patients with Total Joint Replacements and Suggested Antibiotic
Regimens
Dental procedures for which antibiotic prophylaxis is indicated
Dental extractions
Periodontal procedures
Dental implant placement
Reimplantation of avulsed teeth
Endodontic instrumentation beyond apex, or endodontic surgery
Initial placement of orthodontic bands (not brackets)
Intraligamentary injections of local anesthetic
Prophylactic cleaning of teeth or implants when bleeding is anticipated

Suggested antibiotic prophylaxis regimens


Patient not allergic to penicillin: cephalexin, cephradrine, or amoxicillin, 2 g
PO 1 hour before dental procedure
Patient not allergic to penicillin and unable to take oral medications: cefazolin
(1 g) or ampicillin (2 g) IM or IV 1 hour before dental procedure
Patient allergic to penicillin: clindamycin, 600 mg PO 1 hour before dental
procedure
Patient allergic to penicillin and unable to take oral medications: clindamycin,
600 mg IV 1 hour before dental procedure
FIGURE 18-16 Evidence of flattening of the condylar articular surface
with deepening radiolucency in a patient with rheumatoid arthritis. Note the Adapted from Treister N, Glick M.74
lack of depth of temporal bone fossa. IM = intramuscularly; IV = intravenously; PO = orally.
498 Principles of Medicine

The dentist should determine if the RA patient has a form tions and their management is discussed. Stomatitis associated
of the disease that affects the bone marrow (such as Felty’s syn- with allergy is discussed in Chapter 4.
drome) since such patients have an increased risk of develop- Acute allergic reactions are caused by an immediate-type
ing infection due to neutropenia and hemorrhage secondary hypersensitivity reaction. A good model for understanding
to thrombocytopenia.75 this mechanism is anaphylaxis. A patient previously exposed
to a drug or other antigen has antibody (primarily IgE) fixed
Mixed Connective-Tissue Disease to basophils and mast cells. When the antigen (in the form of
The term “mixed connective-tissue disease” (MCTD) was a drug, food, or an airborne substance) is re-introduced into
coined in 1972 to denote a condition that has the combined the body, it will react with the fixed antibody, bind comple-
clinical features of SLE, PSS, and DM. Clinicians have sug- ment, and open mast cells, releasing active mediators such as
gested a variety of terms to describe the clinical disease in histamine and slow-reacting substance of anaphylaxis (SRS-
patients who exhibit the clinical features of multiple A). These substances cause vasodilation and increased capillary
rheumatologic diseases. Such descriptive phrases include permeability, which result in fluid and leukocytes leaving the
overlap syndrome, sclerodermatomyositis, rheumatoid blood vessels and accumulating in the tissues and forming
arthritis and systemic lupus erythematosus (RUPUS), mixed areas of edema. Constriction of bronchial smooth muscle
collagenosis, and systemic lupus erythematosus and sclero- results when IgE is bound in the pulmonary region. The ana-
phylactic reaction may be localized and lead to urticaria and
derma (lupoderma).
angioneurotic edema, or a generalized reaction may result,
The cause of MCTD, as with other rheumatologic diseases,
causing anaphylactic shock (Figure 18-17).
is unknown. The prevalence of MCTD is also unknown, but
MCTD is believed to occur more commonly than DM, less often Localized Anaphylaxis
than SLE, and as frequently as PSS. Most MCTD patients are
A localized anaphylactic reaction involving superficial blood
women, and the average age at the time of diagnosis is 37 years.76
vessels results in urticaria (hives). Urticaria begins with pru-
Common clinical features of MCTD include Raynaud’s ritus in the area of the release of histamine and other active
phenomenon, polyarthritis, sclerodactyly, and inflammatory substances. Wheals (welts) then appear on the skin as an area
myositis. Generalized lymphadenopathy has been observed in of localized edema on an erythematous base. These lesions
50% of patients with MCTD. Pericarditis, renal disease, and can occur anywhere on the skin or mucous membranes.
pulmonary disease are also common.77 Urticaria of the lips and the oral mucosa occurs most fre-
Using HLA type to predict the differentiation of MCTD, quently after food ingestion by an allergic individual.
some investigators have suggested that MCTD is an interme- Common food allergens include chocolate, nuts, shellfish,
diate stage in a genetically determined progression to a recog- and tomatoes. Drugs such as penicillin and aspirin may cause
nized connective-tissue disease and that those whose disease urticaria, and cold, heat, or pressure may cause the reaction
remains undifferentiated might be considered a distinct sub- in susceptible individuals.
set.78 Black suggested in 1992 that the concept of MCTD as a Angioneurotic edema (angioedema) occurs when blood
distinct disease entity is better replaced by the term “undiffer- vessels that are deeper in the subcutaneous tissues are affected,
entiated autoimmune rheumatic/connective-tissue disorder” producing a large diffuse area of subcutaneous swelling under
because the condition of many of these patients later converts normal overlying skin. This reaction may be caused by contact
to PSS or SLE.79 with an allergen, but a significant number of cases are idio-
A prerequisite for the diagnosis of MCTD is the presence pathic. A recurrent form is inherited as an autosomal dominant
of high titers of autoantibodies against small nuclear ribonu- trait. Hereditary angioneurotic edema is fatal in approximately
cleoprotein (SnRNP) antigen. The characteristic laboratory
abnormalities in MCTD cases include high titers (> 1:1,000)
of speckled ANAs, high levels of antibody to ribonuclease
(RNase)-sensitive extractable nuclear antigen, and the presence
of snRNP antigen antibody.80
Little has been reported concerning the oral manifesta-
tions of MCTD. The oral manifestations of conditions such as
xerostomia and a decreased mandibular range of movement
are possible features although few reports are available.

▼ ALLERGY
The modern dentist uses a wide variety of drugs to treat
patients, including antibiotics, hypnotics, and anesthetics. All
practitioners who use these medications must know how to FIGURE 18-17 Urticaria resulting from use of a nonsteroidal anti-
manage reactions to them. In this section, acute allergic reac- inflammatory drug.
Immunologic Diseases 499

one-quarter of cases because of severe laryngeal edema. The Major symptoms consist of fever, swelling, lym-
mechanism of the hereditary form of the disease is a deficiency phadenopathy, joint and muscle pains, and rash. Less common
of a C1 esterase inhibitor, which normally acts as an inhibitor manifestations include peripheral neuritis, kidney disease, and
of the first component of complement and kallikrein. myocardial ischemia. Serum sickness is usually self-limiting,
Angioedema commonly occurs on the lips and tongue and with spontaneous recovery in 1 to 3 weeks. Treatment is symp-
around the eyes (Figure 18-18). It is temporarily disfiguring tomatic; aspirin is given for arthralgia, and antihistamines are
but is not serious unless the posterior portion of the tongue or given for the skin rash. Severe cases should be treated with a
larynx compromises respiration. The patient who is in respi- short course of systemic corticosteroids, which significantly
ratory distress should be treated immediately with 0.5 mL of shortens the course of the disease. Although this reaction is
epinephrine (1:1,000) subcutaneously or 0.2 mL of intra- rare, the dentist who is prescribing penicillin should be aware
venous epinephrine, injected slowly. When the immediate dan- of the possibility of serum sickness occurring weeks after use
ger has passed, 50 mg of diphenhydramine hydrochloride of the drug.
(Benadryl [Pfizer, Parsippany, N.J.]) should be given four times
a day until the swelling diminishes. Generalized Anaphylaxis
Generalized anaphylaxis is an allergic emergency. The mech-
Serum Sickness anism of generalized anaphylaxis is the reaction of IgE anti-
Serum sickness is named for its frequent occurrence after the bodies to an allergen that causes the release of histamine,
administration of foreign serum, which was given for the treat- bradykinin, and SRS-A. These chemical mediators cause the
ment of infectious diseases before the advent of antibiotics. contraction of smooth muscles of the respiratory and intesti-
The reaction is presently less common but still occurs as a nal tracts, as well as increased vascular permeability.
result of the susceptible patient’s being given tetanus antitoxin, The following factors increase the patient’s risk for ana-
rabies antiserum, or drugs that combine with body proteins to phylaxis:
form allergens. Penicillin, a drug commonly prescribed by
1. History of allergy to other drugs or food
dentists, occasionally causes serum sickness.
2. History of asthma
The pathogenesis of serum sickness differs from that of
3. Family history of allergy
anaphylaxis. Antibodies form immunocomplexes in blood
4. Parenteral administration of the drug
vessels with administered antigens. The complexes fix com-
5. Administration of high-risk allergens such as penicillin
plement, which attracts leukocytes to the area, causing direct
tissue injury. Anaphylactic reactions may occur within seconds of drug
Serum sickness and vasculitis usually begin 7 to 10 days administration or may occur 30 to 40 minutes later, compli-
after the administration of the allergen, but this period can cating the diagnosis. The symptoms of generalized anaphylaxis
vary from 3 days to as long as 1 month. Unlike other allergic should be known so that prompt treatment may be initiated.
diseases, serum sickness may occur during the initial admin- For example, patients have been diagnosed as allergic to local
istration of the drug. anesthetics when a psychic reaction to an injection or a reac-

FIGURE 18-18 A, Angioneurotic edema of an allergic


reaction to intramuscularly administered penicillin. B, Same
patient 48 hours later, after therapy with epinephrine and
A
antihistamine agents.
500 Principles of Medicine

tion to epinephrine have occurred. Such an erroneous diag- in employees. In managing a patient with latex sensitivity, the
nosis will make future dental management difficult. distinction between an immediate hypersensitivity reaction
The generalized anaphylactic reaction may involve the skin, to latex and an allergic contact dermatitis due to other irritants
the cardiovascular system, the intestines, and the respiratory must be established. At initial evaluation, latex allergy status
system. The first signs often occur on the skin and are similar to should be established by the history and documented clearly
those seen in localized anaphylaxis (eg, urticaria, angioedema, on the chart. Any history of an immediate hypersensitivity
erythema, and pruritus). Pulmonary symptoms include dysp- reaction to latex necessitates a latex-free environment for that
nea, wheezing, and asthma. GI tract disease (eg, vomiting, person. The operatory should include nonlatex products;
cramps, and diarrhea) often follows skin symptoms. If these are “hypoallergenic” latex gloves or latex-containing products
untreated, symptoms of hypotension appear as the result of the (such as blood pressure cuffs and disposable tourniquets)
loss of intravascular fluid; if untreated, this leads to shock. should not be worn or used in the vicinity of persons who are
Patients with generalized anaphylactic reactions may die from allergic to latex. Premedication with antihistamines, steroids,
respiratory failure, hypotensive shock, or laryngeal edema. and histamine H2 blocking agents is sometimes carried out in
The most important therapy for generalized anaphylaxis is operating rooms, but anaphylactic reactions have occurred
the administration of epinephrine. All clinicians who admin- despite such pretreatment.
ister drugs should have a vial of aqueous epinephrine (at a Workers who are irritated by gloves should change the type
1:1,000 dilution) and a sterile syringe easily accessible. For of gloves worn or change the type of soap used for scrubbing.
adults, 0.5 mL of epinephrine should be administered intra- In addition, the use of cotton liners and emollients may effec-
muscularly or subcutaneously; smaller doses of from 0.1 to 0.3 tively prevent sensitivity reactions. In cases of true latex allergy,
mL should be used for children, depending on their size. If the the avoidance of all latex products is the only measure that can
allergen was administered in an extremity, a tourniquet should avert a serious allergic reaction.
be placed above the injection site to minimize further absorp- All persons with latex hypersensitivity should carry an epi-
tion into the blood. The absorption can be further reduced by nephrine autoinjection kit and wear MedicAlert identifica-
injecting 0.3 mL of epinephrine (1:1,000) directly into the injec- tion. Acute systemic reactions to latex should be treated in the
tion site. The tourniquet should be removed every 10 minutes. same manner as other anaphylactic reactions are treated (ie,
Epinephrine will usually reverse all severe signs of gener- airway and circulation assessment, administration of oxygen,
alized anaphylaxis. If improvement is not observed in 10 min- and administration of epinephrine and steroids as needed). In
utes, re-administer epinephrine. If the patient continues to the course of resuscitation, all latex contact must be avoided.82
deteriorate, several steps can be taken, depending on whether
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