Professional Documents
Culture Documents
lin tlJe
Austini we*as
Relator,
v.
Tina Vo
Relator:
Counselfor Relator:
Patricia R. Lykos
State Bar No. 12716000
Alan Curry
State Bar No. 05263700
Eric Kugler
State Bar No. 00796910
Bill Exley
State Bar No. 24002071
Carolyn Sckerl 'Kari' Allen
State Bar No. 17881650
HARRIs COUNTY DISTRICT ATTORNEY'S OFFICE
1201 Franklin Street, Suite 600
Houston, Texas 77002
[Tel.] (713) 755-5810
[Fax] (713) 755-6865
Respondent:
Stanley G. Schneider
State Bar No. 17790500
SCHNEIDER & McKINNEY, P.C.
The Lyric Center
440 Louisiana, Suite 800
Houston, Texas 77002
[Tel.] (713) 951-9994
[Fax] (713) 224-6008
11
Real Party in Interest:
John Keirnan
State Bar No. 11184700
Attorney at Law
Robert Loper
State Bar No. 12562300
LOPER LAW
Richard Burr
State Bar No. 24001005
iii
TABLE OF CONTENTS
Argument .............................................................. 4
I. The Relief Green Seeks Is Inconsistent with the Text of the United
III. This Court's Precedent Likewise Forecloses the Relief Green Seeks .... 10
Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 14
Certificate of Service . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 15
IV
INDEX OF AUTHORITIES
Cases
Baze v. Rees,
Callins v. Collins,
Ex parte Luna,
24 S.W.3d 606 (Tex. App.-Fort Worth 2000, no pet.) ..................... 7
Farmer v. Brennan,
Furman v. Georgia,
Gideon v. Wainwright,
Gregg v. Georgia,
Herrera v. Collins,
House v. Bell,
In re Winship,
397 U.S. 358 (1970) ................................................ 2
Jurek v. Texas,
Paredes v. State,
Proffitt v. Florida,
Rachal v. State,
Roberts v. Louisiana,
Scheanette v. State,
Strickland v. Washington,
vi
Other Authorities
State o/Texas ex. rei. Patricia R. Lykos v. The Honorable Kevin Fine,
Nos. WR-75,015-01, WR-75,015-02 (Tex. Crim. App. Nov. 29, 2010) .... 11, 12
STUART BANNER,
VII
Nos. WR-75,OI5-01 and WR-75,OI5-02
11« t4e
J\ustiu, we*us
Relator,
v.
Pursuant to Texas Rule of Appellate Procedure 11, Attorney General Greg Abbott
respectfully requests that the Clerk ofthe Texas Court ofCriminal Appeals receive, and that
the Texas Court of Criminal Appeals consider, this amicus curiae brief as the Court
reconsiders Relator Patricia Lykos's petition for writ of mandamus and motion for leave to
1. Attorney General Abbott files this brief on behalf of himself, and no fee has been paid for its
preparation. See TEX. R. APP. P. 11 (b), (c).
INTRODUCTION AND SUMMARY OF ARGUMENT
It is a fundamental legal principle that executing the innocent is inconsistent with the
Constitution. For this reason, convictions and capital sentences are neither sought lightly,
nor obtained easily, in Texas. Indeed, the United States Supreme Court has recognized that
the constitutional protections present in Texas's capital punishment system "have the effect
of ensuring against the risk of convicting an innocent person." See Herrera v. Collins, 506
The State may seek a capital sentence only in cases in which the murder was
committed with one of nine aggravating factors. TEx. PENAL CODE § 19.03 (for example,
the murder of a peace officer or a child under the age of six). Defendants are entitled to be
represented by effective counsel. Strickland v. Washington, 466 U.S. 668, 684-85 (1984);
Gideon v. Wainwright, 372 U.S. 335, 342-45 (1963). Defendants are presumed innocent and
guilt must be established beyond a reasonable doubt. In re Winship, 397 U.S. 358, 361-63
(1970). Once convicted, the defendant may not be sentenced to death unless the jury
determines that there is "a probability that the defendant would commit criminal acts of
violence that would constitute a continuing threat to society," TEx. CODE CRIM. PROC. art.
37.071, § 2(b )( 1), and that there is not a "sufficient mitigating circumstance or circumstances
to warrant that a sentence of life imprisonment without parole rather than a death sentence
be imposed," id. § 2(e)(1). A defendant sentenced to death has an automatic appeal to the
Texas Court ofCriminal Appeals. Id. § 2(h). Ifthe appeal is unsuccessful, state habeas, see
id. art. 11.071, and federal habeas, see 28 U.S.C. § 2254, are available to ensure that the
defendant was afforded due process at trial. In this way, Texas's criminal justice system
reserves the death penalty for a narrow category of the most serious crimes and limits its
imposition to those whose culpability makes them the most deserving of execution. See
, Gregg v. Georgia, 428 U.S. 153, 187 (1976) ("[Capital punishment] is an extreme sanction,
Real Party in Interest John Green seeks to subvert this entire system ofcriminal justice
by asking the district court to preclude the State ofTexas from trying him for capital murder.
Specifically, Green filed a pre-trial motion asking the district court to declare Article 37.071,
"its application has created a substantial risk that innocent people have been, and will be,
convicted and executed." Amended Motion to Declare Article 37 .071, § 2 ofthe Texas Code
at 76-77. Green's motion should be denied for three principal reasons: First, granting Green
the relief he requests would have the effect of declaring the death penalty itself
unconstitutional in Texas. Doing so would put the district court at odds with the text of the
United States Constitution and more than 200 years of United States Supreme Court
2. Green states that he is not arguing that the death penalty is always unconstitutional, but rather that
it is Texas's specific capital procedure that is too unreliable. See Amended Motion at 5 n.1. Green's motion
belies this assertion, because (1) the practices he challenges are not unique to the Texas statute-indeed they
are not even found within the challenged statute, and (2) Green relies heavily on evidence and witness
exclusively on evidence of the innocence and the purported innocence of other defendants,
rather than on evidence ofGreen's own actual innocence, his claim is foreclosed by Supreme
Court precedent. And third, this Court's precedent forecloses Green from asserting a pre
ARGUMENT
I. THE RELIEF GREEN SEEKS Is INCONSISTENT WITH THE TEXT OF THE UNITED
STATES CONSTITUTION AND UNITED STATES SUPREME COURT PRECEDENT
HOLDING THAT CAPITAL PUNISHMENT Is CONSTITUTIONAL.
No fewer than four provisions ofthe United States Constitution specifically provide
for the imposition of capital punishment. U.S. CONST. amend. V ("No person shall be held
of a Grand Jury"); id. ("nor shall any person be subject for the same offence to be twice put
in jeopardy of life or limb"); id. ("nor be deprived of life, liberty, or property without due
process oflaw"); id. amend. XIV ("nor shall any State deprive any person oflife, liberty, or
property, without due process oflaw"). Ajortiori, capital punishment is constitutional. See
Callins v. Collins, 510 U.S. 1141, 1141 (1994) (Scalia, J., concurring in the denial of the
testimony related to cases in other jurisdictions. For example, Green asserts that five factors "produce a risk
ofwrongful conviction ... peculiar to capital cases." [d. at 19. Green's factors are: "crime'clearance' rates
and pressure on the police, publicity, death qualification of prospective jurors, fear of the death penalty in
defendants and their defense teams, and the tendency of capital juries to consider punishment prior to
determining guilt." [d. at 19, 19-28. These factors are not particular to Texas, nor are they related in any
way to the challenged statute. Additionally, Green's purported evidence of exonerations comes, not only
from cases in which the capital sentences were obtained under Article 37.071, but from national studies and
cases arising in other States. See, e.g., id. at 6-16. And Green relies on an American Law Institute
conclusion that "we cannot devise a death penalty system that will ensure ... that innocent people will not
be executed." [d. at 17. In sum, Green's motion cannot credibly be deemed as merely a challenge to Article
37.071 as it will be applied to him.
petition for a writ ofcertiorari) (The Fifth Amendment "clearly permits the death penalty to
be imposed, and establishes beyond doubt that the death penalty is not one ofthe 'cruel and
States Supreme Court has repeatedly and emphatically rejected claims that States are
categorically precluded from trying defendants for capital crimes and carrying out lawfully
imposed capital sentences. 3 And those decisions are entitled to the district court's obedience
and respect.
The Supreme Court recently declared, yet again, that the constitutionality of capital
punishment is settled: "We begin with the principle, settled by Gregg, that capital
punishment is constitutional." Raze v. Rees, 553 U.S. 35, 47 (2008); see also Gregg v.
Georgia, 428 U.S. 153, 169, 177-80, 187 (1976). And because capital punishment is
constitutional, "[i]t necessarily follows that there must be a means of carrying it out." Raze,
553 U.S. at 47.4 Any challenge to Texas's capital punishment statute that would have the
3. In Furman v. Georgia, 408 U.S. 238 (1972) (per curiam), the Supreme Court found that the
application ofcapital punishment statutes in Georgia and Texas violated the Eighth Amendment. Critically,
only two members of the Court would have held that the death penalty was unconstitutional per se. See id.
at 305 (Brennan, J., concurring); id. at 358-59 (Marshall, l, concurring). Following Furman, States set out
to revise their capital sentencing procedures to comply with the Supreme Court's opinions. Four years later,
the Supreme Court reviewed five States' revised statutes. Three statutes, including Texas's, were upheld.
Gregg, 428 U.S. at 207; Proffitt v. Florida, 428 U.S. 242, 259-60 (1976); Jurek v. Texas, 428 U.S. 262, 276
77 (1976). Two statutes were struck down, Woodson v. North Carolina, 428 U.S. 280, 305 (1976); Roberts
v. Louisiana, 428 U.S. 325, 336 (1976), but both Louisiana and North Carolina have since enacted capital
punishment statutes that remain in use, see LA. CODE CRIM. PROC. art. 905-905.9; N.C. GEN. STAT. § 15A
2000.
4. In Baze, the Supreme Court upheld the three-drug lethal injection protocol that is used in
Kentucky (and that is substantially similar to the three-drug protocols used in nearly all capital punishment
jurisdictions in the United States). Baze, 553 U.S. at 62-63.
5
effect of banning the death penalty thus fails at the outset. Because the effect of granting
Green's motion on his asserted grounds would be to eliminate capital punishment in Texas,
Moreover, in Baze, the Supreme Court provided a two-part test for Eighth
Amendment challenges to methods of execution that is also instructive here. First, the
challenged procedure must create "'a substantial risk of serious harm,' an 'objectively
intolerable risk of harm' that prevents [the state officials] from pleading that they were
'SUbjectively blameless for purposes ofthe Eighth Amendment. '" Id. at 50 (quoting Farmer
v. Brennan, 511 U.S. 825, 842, 846, 846 n.9 (1994)). Second, even if the challenger can
show that a substantial risk of harm exists, to prevail he must present an alternative method
that is "feasible, readily implemented, and in fact significantly reduce[ s] a substantial risk [of
harm]." Id. at 52. One cannot demonstrate an Eighth Amendment violation "merely by
showing a slightly or marginally safer alternative." Id. at 51. Nor is it sufficient to suggest
In this context, Green's challenge fails on a number of fronts. He cannot show that
there is a substantial risk that he is an innocent man that will be executed when he relies only
reliance on "factors" that are wholly outside Texas's statutory framework-for example,
publicity in some capital cases, Amended Motion at 21, and fear of the death penalty in
defendants and defense counsel, id. at 26-cannot demonstrate that the challenged statute
creates a "substantial risk ofserious harm" in violation ofthe Eighth Amendment, Baze, 553
U.S. at 49-50. Finally, Green makes no attempt to provide an alternative to Article 37.071
that he submits is "feasible, readily implemented, and [would] in fact significantly reduce"
provision of Texas's current capital sentencing statute has been invalidated by either the
United States Supreme Court or this Court. Article 37.071 is therefore presumed
constitutional, see Gregg, 428 U.S. at 175 Goint opinion ofStewart, Powell, and Stevens, JJ.)
constitutional measure, we presume its validity."), and Green cannot preclude the State of
Twice in recent years, the Supreme Court has been asked to address Eighth
Amendment claims based upon actual innocence. See House v. Bell, 547 U.S. 518, 554-55
(2006); Herrera, 506 U.S. at 400-01,416-17. The Supreme Court made it clear that such a
S. Challenges to the constitutionality ofa criminal statute under which a defendant will be sentenced
are premature prior to trial. See Ex parte Luna, 24 S.W.3d 606, 607-08 (Tex. App.-Fort Worth 2000, no
pet.) (affirming the denial of a pre-trial writ of habeas corpus, and explaining that "[a]t this stage of the
adversarial proceeding against Appellant, we do not know whether he will be convicted of the offenses of
which he is charged. If Appellant is not convicted, the question of whether the application [of the statute]
is unconstitutional as to him would be moot, and our opinion would be merely advisory").
7
claim, at a minimum, must (1) satisfy an "extraordinarily high" standard, and (2) be based
upon the claimant's evidence of his own actual innocence. Herrera, 506 U.S. at 417; see
also House, 547 U.S. at 555. Green attempts to evade this standard entirely. Green's motion
asserts an Eighth Amendment claim based on (1) evidence of the innocence and purported
innocence of others, see Amended Motion at 6-10, 73-76, and (2) the possibility that an
innocent person might be convicted and sentenced to death, id. at 7-54, 73-76. Supreme
In Herrera, the Supreme Court assumed, arguendo, that "in a capital case a truly
persuasive demonstration of 'actual innocence' made after trial would render the execution
of a defendant unconstitutional, and warrant federal habeas relief if there were no state
avenue open to process such a claim." Herrera, 506 U.S. at 417. The Supreme Court
explained that "the threshold showing for such an assumed right would necessarily be
Herrera's proffered new evidence consisted of affidavits obtained eight years after
Herrera's trial, all but one of which consisted ofhearsay. Id. at 417-18. The affidavits were
also inconsistent, and thus "fail [ed] to provide a convincing account of what took place on
the night [of the murders]." Id. at 418. The Court acknowledged that the affidavits had
"probative value" and could have been considered by the jury had they been offered at trial
but held that "this showing of innocence falls far short ofthat which would have to be made
in order to trigger the sort of constitutional claim which we have assumed, arguendo, to
In House, the Court reviewed a similar actual-innocence claim. House, 547 U.S. at
555. But the new evidence developed by House during his post-conviction proceeding was
more substantial: DNA evidence established that the semen found on the victim's clothing
came from her husband, not from House, id. at 540; forensic evidence showed that blood
stains on House's clothing came from the autopsy samples of the victim's blood, not from
her body at the time of her death, id. at 541-48; and evidence that the victim's husband had
a history ofabuse, had the opportunity to commit the crime, acted suspiciously in attempting
to construct an alibi, and later confessed to the murder to two witnesses, id. at 548-52. The
Court reserved the question whether a freestanding actual-innocence claim exists. Id. at 555.
It did so because even though House's evidence "cast considerable doubt on his guilt," it
innocence claim would require." Id. And once again, the Court admonished that the
claim must be founded upon a demonstration of the claimant's own actual innocence.
Green's motion seeks to subvert this requirement. Green has asked the district court to
declare Article 37.071, § 2 of the Code of Criminal Procedure unconstitutional based only
convicted. Amended Motion at 76-77. In support of this claim, Green cites, inter alia:
death-row exonerations nationwide since 1976, id. at 6-7; commentators' beliefs that these
exonerations "raise a strong inference that our imperfect system of criminal justice has
allowed innocent people to be executed," id. at 7, 7-10; government officials who have
acknowledged that a risk ofexecuting the innocent exists, id. at 10-16; and studies ofcapital
In essence, Green has asked the district court to permit an actual-innocence claim
without any demonstration of the claimant's own actual innocence. Green's claim plainly
III. THIS COURT'S PRECEDENT LIKEWISE FORECLOSES THE RELIEF GREEN SEEKS.
This Court has made clear that in challenging the constitutionality of Texas's capital
punishment statute, evidence regarding the possible innocence ofanother party who was tried
and convicted under the statute is not relevant. In Paredes v. State, 129 S.W.3d 530 (Tex.
Crim. App. 2004), the appellant argued that Texas's death penalty statute violated due
process because of the risk of executing innocent persons. This Court rejected that claim,
explaining that the risk that another possibly innocent person might be executed does not
violate the appellant's due-process rights. Id. at 540. Likewise, in Scheanette v. State, the
Court rejected a claim that the capital-punishment statute violated the Eighth Amendment
"because it leads the State to execute an unacceptable number ofinnocent defendants." 144
S.W.3d 503,505-06 (Tex. Crim. App. 2004) (internal quotation omitted). The Court found
10
that appellant failed "to demonstrate that his due process rights or his right to be free from
cruel and unusual punishment have been violated by application of our death-penalty
statute." ld. at 506 (citing Herrera, 506 U.S. 390).6 Relatedly, the Court has held that
scientific evidence unrelated to the particular defendant's guilt is irrelevant and inadmissible.
This Court has pending before it the State of Texas's petition for writ ofmandamus
and motion for leave to file a petition for a writ of prohibition. The State's filings were
initially denied as "premature," because the Court could not yet know whether relevant
evidence would be presented. Order at 2, State o/Texas ex. rei. Patricia R. Lykos v. The
Honorable Kevin Fine, Nos. WR-75,015-01, WR-75,015-02 (Tex. Crim. App. Nov. 29,
2010). Critically, the Court explained that ''while the 'execution ofan innocent person would
violate due process, the risk that another person who may be innocent will be executed does
not violate [Green's] due process rights.'" ld. (quoting Paredes, 129 S.W.3d at 540). And
the Court specifically cautioned Green and Judge Fine that "it appears that much of the
'evidence' [Judge Fine] seems to want presented at this hearing is not relevant to the question
at issue." ld.
6. It must be acknowledged that the challengers in both Paredes and Schaenette failed to even claim
that they were innocent. Green, on the other hand, maintains that he is innocent. Nevertheless, Green bases
his Eighth Amendment claim on the evidence of others' innocence rather than his own. This Court's
rejection in Paredes and Schaenette ofclaims based upon evidence ofthe possible innocence ofothers is no
less a barrier to Green's claim merely because Green has stated that he is innocent.
11
It is now clear that Green bases his Eighth Amendment claim on evidence of the
innocence and the purported innocence ofothers. See supra part II. One additional example
demonstrating this point bears mention: after the Court issued its November 29 order, a
subpoena was issued commanding Paul Maldonado, the State Fire Marshall, to appear in
Judge Fine's court room as a witness in the evidentiary hearing. Maldonado was not present
at the scene of the crime alleged in this case, and he was not involved in any way with the
investigation leading to the indictment. Nevertheless, in a letter to the Harris County District
Attorney's office, Green's counsel indicated that Green intended to call Maldonado as a
witness. Request for Reconsideration on Court's Own Initiative Pursuant to Rule 72.2 of
This Court's Denial of Writ ofProhibition and Writ ofMandamus at Exh. C, State o/Texas
ex. reI. PatriciaR. Lykosv. The Honorable Kevin Fine, Nos. WR-75,015-01, WR-75,015-02
As the State Fire Marshall, Maldonado is regularly called to testify in arson cases. But
Green has been charged with capital murder in a case in which the complainant was shot with
case and has no personal know ledge of any fact relevant to Green's guilt or innocence. This
is precisely the type of evidence that the Court's November 29,2010, order cautioned was
"not relevant to the question at issue." Order at 2, State o/Texas ex. reI. Patricia R. Lykos
v. The Honorable Kevin Fine, Nos. WR-75,015-01, WR-75 ,0 15-02 (Tex. Crim. App. Nov.
29,2010). Green's proposed witness list designates the subject about which each witness
12
intends to testify at the evidentiary hearing. See Request for Reconsideration at Exhibit C.
The list is replete with witnesses who intend to testify about other capital defendants, general
statistics, and studies, rather than about Green or the crime that he is charged with
committing. Id. Under Paredes, Scheanette, and Rachal, this evidence cannot form the basis
***
Green's argument that innocent people have been and might continue to be executed
by mistake is not new. Opponents of capital punishment in the United States have been
making the argument that this possibility justifies the abolition ofthe death penalty since as
early as the mid-nineteenth century. STUART BANNER, THE DEATH PENALTY: AN AMERICAN
HISTORY 121-22 (2002). The Supreme Court has considered, and rejected, the argument that
capital punishment is unconstitutional because it "entai1[s] both mistake and caprice," and
that "some people will be killed wrongly." Br. for Petitioner at 10a, Gregg v. Georgia, 428
U.S. 153 (1976). Instead, to assert an actual-innocence claim under the Eighth Amendment,
the claimant must present evidence demonstrating his own actual innocence. House, 547
13
CONCLUSION
claim based upon (1) evidence of other defendants' cases, and (2) the possibility that an
innocent person will be executed should be rejected, because it is foreclosed by the precedent
Respectfully submitted,
GREG ABBOTT
Attorney General of Texas
DANIEL T. HODGE
First Assistant Attorney General
ERIC J. R. NICHOLS
Deputy Attorney General for Criminal Justice
ADAM W. ASTON
Assistant Solicitor General
State Bar No. 24045423
14
CERTIFICATE OF SERVICE
I certify that on December 21, 2010, I served a true and correct copy of this amicus
brief by U.S. Postal Service Express Mail, on the following counsel of record in this
proceeding:
Patricia R. Lykos
Alan Curry
HARRIs COUNTY DISTRICT ATTORNEY'S OFFICE
1201 Franklin Street, Suite 600
Houston, Texas 77002
RELATOR
Stanley G. Schneider
SCHNEIDER & McKINNEY, P.C.
The Lyric Center
440 Louisiana, Suite 800
Houston, Texas 77002
Adam W. Aston
15