Professional Documents
Culture Documents
1, 2007, 373–404
doi:10.1093/cjip/pom003
Reproduced from the Science of International Politics, with kind permission of the authors
and the Institute of International Studies, Tsinghua University
374 Lai Foon Wong
The key question raised in this article is: why have China–ASEAN
relations developed faster than Japan–ASEAN relations since the end of the
Cold War? In the first of its four parts, this article points out the merits and
shortcomings of current scholarship on the subject, and lays out the research
framework from which it proceeds. The second and third parts describe the
evolutional processes and characteristics of China–ASEAN and Japan–
ASEAN relations. The fourth part compares the regional integration
policies of China, Japan, and ASEAN, and discusses their influence on
China–ASEAN and Japan–ASEAN relations. The fifth part summarizes the
research conclusions.
relevant research is that Japan does not take its relationship with Southeast
Asian countries as seriously as it does its dealings with the US, or with
China, South Korea, Russia and Europe.9
These two views are also problematic. The first explanation contends that
strongly conservative forces in Japanese domestic politics limited changes to
foreign policy. But it is inconsistent with the facts. Japan’s post-Cold War
foreign policy actually did commence restructure, particularly under
Hashimoto and Koizumi, both of whom took action intended to deepen
relations with ASEAN. The second view, which cites Japan’s preoccupation
with its relations with the United States and its lack of an East Asian identity
9
Lam Peng Er, ‘Perceiving Japan: The View from Southeast Asia’, in Derek da Cunha, ed.,
Southeast Asian Perspectives on Security (Singapore: ISEAS, 2000), pp. 144–5.
10
Chin Kin Wah, ‘Regional Perceptions of China and Japan’, in Chandran Jeshurun, ed.,
China, India and Japan and the Security of Southeast Asia (Singapore: ISEAS, 1993),
pp. 3–25; Julius Caesar Parrenas, ‘China and Japan in ASEAN’s Strategic Perceptions’,
Contemporary Southeast Asia, Vol. 12, No. 3 (1990), pp. 198–224.
11
Yan Xuetong and Sun Xuefeng, Guoji guanxi yanjiu shiyong fangfa (Practical Methods of
International Studies), (Beijing: Renmin chubanshe, 2001), pp. 55–60.
China–ASEA
1997 East N relations
ASEAN Asian outpace
Greater support for
ASEAN Expansion Financial Japan–ASEA
regionalization
Economic Integration Crisis N relations
policies
Japan
Strengthening Japan–US Alliance
Seeking to become a major Pays lipservice to
political power regionalization
No. of Exchanges
60
50
40
30
20
10
in 1993.12 China did nothing to allay such fears when it displayed an air of
non-chalance during a series of unofficial meetings sponsored by Indonesia
regarding disputes in the South China Sea.
The playing up of the ‘China threat theory’ and intensification of South
China Sea territorial disputes from 1994 to 1996 had negative impact on
the development of China–ASEAN political relations. China and the
Philippines clashed for the first time over the South China Sea issue
between 1994 and 1995. It was actually suspicion of China that made
ASEAN eager to promote China’s accession to the ASEAN Regional
Forum (ARF), a move primarily designed to regulate Chinese behavior.13
China did not actively participate in such multilateral regional organization
as it wished to avoid the possible restraints of multilateral diplomacy
emanating from Western and other countries. During this period, however,
China and ASEAN began establishing mechanisms for lower-level dialogue
that enhanced trust and understanding, and dispelled tensions. The two
entities held the first vice ministerial level meeting, also known as China–
ASEAN Senior Officials Meeting (China–ASEAN SOM), in April 1995. Its
purpose was to strengthen bilateral trust and understanding in both the
political and security spheres. During the meeting, ASEAN put the South
China Sea dispute on the agenda in an attempt to negotiate a common
solution to the issue. As regards economic matters, China and ASEAN
founded two joint commissions in 1995 to promote economic cooperation
12
Ang Cheng Guan, ‘The South China Sea Dispute Re-visited,’ IDSS Working Paper, No. 4,
1999, pp. 9–11.
13
Rosemary Foot, ‘China in the ASEAN Regional Forum: Organisational Processes and
Domestic Modes of Thought’, Asian Survey, Vol. 38, No. 5 (1998), p. 426.
20
http://www.mofa.go.jp/region/asia-paci/asean/pmv9701/policy.html.
21
‘Relationship between Japan and ASEAN’, http://www.mofa.go.jp/region/asia-paci/
asean/pmv9812/relation.html.
22
Sueo Sudo, The International Relations of Japan and Southeast Asia: Forging a New
Regionalism (London: Routledge, 2002), p. 45.
No. of Exchanges
40
35
30
25
20
15
10
5
0
1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005
Japan–ASEAN Roundtable on
Japan–ASEAN Consultative Development
Group Meetings (launched in 1997)
(launched in 1998)
Table 3 for a list of major Japan and ASEAN mechanisms for dialogue and
cooperation, and of meetings held.)
Hashimoto proposed joint efforts with ASEAN to tackle terrorism, drug
trafficking, environmental degradation and other global problems in 1997.
By this time Japan–ASEAN dialogue had already developed beyond trade
and investment to discussions of political and security issues. Agendas at the
23
For original source, see Appendix.
26
Men Honghua, ‘Canyu, chuangshe yu zhudao: yi guoji zhidu jianshe wei zhongxin tuidong
dongya yitihua’ (‘Participation, Creation and Leadership: International Institutions Build
the Core of East Asian Integration’) http://www.irchina.org/news/view.asp?id¼841.
China gradually accepted the regional concept between 1994 and 1996.
Entry into the ARF in 1994 finally dispelled China’s wariness of multilateral
organizations and mechanisms, born of the assumption that they would be
US dominated, that had caused China to keep its distance during the ARF’s
formation and early operation. After a couple of years’ observation and
adaptation, China acknowledged that the ARF would not evolve into a
US-dominated multilateral security mechanism.
China became more steadfast in its trust and participation in multilateral
diplomacy from 1997 to 2000, actively encouraging regionalism and sub-
regional cooperation. China not only participated in existing regional
In addition to its work with the FTA, China proposed, in November 2002,
cooperation with ASEAN in five major spheres: agriculture, information
and communications technology, human resources development, two-way
investment and development in the Mekong River Basin.31 China has been
active in its development of the Mekong Basin, having announcing that it
would narrow development gaps among ASEAN nations by means of its
participation in ASEAN sub-regional development. China utilized the
‘China–ASEAN Cooperation Fund’, a program under the ‘Initiative for
ASEAN Integration’ (IAI), to promote ASEAN internal integration, and
also improved funding for inland rivers and waterway projects in new
37
Ibid.
38
Japan’s 2002 Diplomatic Bluebook, see http://www.mofa.go.jp/policy/other/bluebook/
2002.
39
Japanese Prime Minister Koizumi gave a speech entitled, ‘Japan and ASEAN in East Asia:
a Sincere and Open Partnership’. Koizumi stated that Japan and ASEAN would
strengthen future cooperation in five spheres: first, education and human resource
development; second, strengthen economic cooperation by establishing a comprehensive
economic partnership; third, launch an East Asia development initiative and discuss the
development of the cooperation; fourth, make 2003 a year of exchanges between Japan and
ASEAN; fifth, strengthen security cooperation, including on transnational issues. See
http://www.kantei.go.jp/foreign/koizumispeech/2002/01/14speech-e.html.
40
Japan’s 2004 Diplomatic Bluebook, http://www.kantei.go.jp/foreign/koizumispeech/2002/
01/14speech_e.html.
41
Ibid.
42
See http://www.kantei.go.jp/foreign/koizumispeech/2002/01/14speech_e.html.
(China and South Korea) þ 2 (Australia and New Zealand) East Asian
community. Koizumi elaborated further on Japan’s plan in December 2005
when addressing the media. He expressed hope that Japan could contribute
to East Asian development through the framework provided by the East
Asia Summit, which should include three pillars: ‘open regionalism’, ‘respect
[the] common values of democracy, human rights, and global rules of the
WTO’, as well as ‘promote international cooperation in social and economic
affairs and the realm of non-traditional security’43 (the author uses the exact
English language used by the Japanese government as it is a direct citation).
Japanese Foreign Minister Taro Aso delivered a speech the same year,
2003 from 2008.53 The ASEAN proposed, in July 1994, the achievement of
its larger vision. This included economic integration of a larger ASEAN, and
the advancement of economic cooperation and development among
ASEAN nations. This would ultimately promote economic competitiveness
and the ability to resist foreign pressure, as well as ensure the health of the
regional economic bloc. The AFTA schedule was further shortened from
2003 to 2000 at the Fifth ASEAN Summit in December 1995, when it was
agreed that the six original members of ASEAN would reduce tariffs to no
more than 5%.54 At this meeting, ASEAN also made membership
preparations for Cambodia, Laos, and Myanmar.55 Perceiving future
53
ASEAN Annual Report 1994–1995, http://www.aseansec.org/9435.htm.
54
‘The Fifth ASEAN Summit’, http://www.aseansec.org/9375.htm.
55
Ibid.
56
‘Press Statement of The First Informal ASEAN Heads of Government Meeting, Jakarta,
30 November 1996’, http://www.aseansec.org/5206.htm.
57
‘ASEAN Vision 2020,’ http://www.aseansec.org/5228.htm.
58
‘Hanoi Plan of Action,’ http://www.aseansec.org/8754.htm.
The East Asian financial crisis also made ASEAN realize the importance
of broader East Asian cooperation. After the crisis, the gap in economic
strength between ASEAN and Northeast Asia grew, ASEAN’s gross
domestic output dropping from 9.7% to 7.6% of the East Asia total.59
As China has replaced ASEAN nations as the world’s most low-cost
manufacturing center, certain manufacturing chains relocated directly to
China. Recognizing that economic recovery for some of its members and
achieving economic integration would be impossible unless this trend were
reversed, ASEAN sought integration with Northeast Asia and a closely
cooperative relationship with China, Japan, and South Korea. This was to
Summit developed a work agenda from 2004 through to 2010 which it calls
the ‘Vientiane Action Plan’. It proposes specific policy measures to unify the
ASEAN market and production bases, establish a regional FTA through
dialogue partnerships with ASEAN nations and form EPAs with major
countries outside the region, to consolidate economic and trade relations.62
The first East Asia Summit in December 2005 confirmed ASEAN as the
driver of the East Asian regional cooperation and integration process.
Table 5 Japan’s Economic Partnership Agreements (EPAs) with ASEAN and ASEAN
Members
China–ASEAN
Exchanges
Japan–ASEAN
60
50
40
30
20
0
1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005
Year
Conclusion
There are various explanations for the relative pace of development in
China–ASEAN and Japan–ASEAN relations during the post-Cold War era.
Structural factors, such as the disappearance of the bipolar world order,
explain why China–ASEAN relations caught up with Japan–ASEAN
relations in 1996. But they do not explain the acceleration in China–
ASEAN relations since the late 1990s, or why Japan–ASEAN relations have
lacked similar vigor. This article holds that the uniformity of China’s and
ASEAN’s regional integration policies and the inconsistencies of Japan’s
and ASEAN’s regional integration policies are significant factors in the
contrasting pace of development in their bilateral relations.
Closer China and ASEAN regional integration policies since 1997 have
caused China–ASEAN relations to broaden and deepen. China’s decision to
pursue regional integration with ASEAN was based largely on strategic
considerations; it did not want to stand by and watch ASEAN continue to
weaken after the financial crisis. China’s concern was that once ASEAN lost
its capacity for independent action, it would turn to the United States. The
American bombing of the Chinese embassy in Belgrade in 1999 highlighted
fissures in the US–China relationship, making China believe more firmly still
in the need for multi-polarization in order to prevent the United States from
working with other countries toward containing China. China’s positive
response to the ASEAN policy of promoting regional cooperation and
integration in East Asia has enhanced mutual trust. Other countries
questioned the importance of, or lost confidence and interest in ASEAN
while China cast ASEAN as a faithful partner. It had proposed a free trade
401
Downloaded from cjip.oxfordjournals.org at University of Madras on December 23, 2010
402 Lai Foon Wong
Table 7 The Evolution of China, Japan, and ASEAN Regional Integration Policies
area with ASEAN in order to reduce the impact of China’s accession to the
WTO. China’s policies have indicated to ASEAN that its development will
spur that in Southeast Asia.
Japan’s regional integration policies are inconsistent with those of
ASEAN, primarily because the United States is at the core of its foreign
policy. This leaves Japan no choice but to abide by the United States rather
than East Asia (or Asia) policies. Japan has actively promoted regional
cooperation in the broader Asia-Pacific because it does not support regional
cooperation that excludes the United States. Japanese leaders, particularly
Japanese Prime Minister Junichiro Koizumi, have strongly advocated ‘open
Appendix
China–ASEAN and Japan–ASEAN Leadership Exchanges
(1990–2005)
Year China–ASEAN ASEAN–China TOTAL Japan–ASEAN ASEAN–Japan TOTAL