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Journal of Athletic Training 2002;37(3):320–324

q by the National Athletic Trainers’ Association, Inc


www.journalofathletictraining.org

Seeing the Forest Through the Wheeze: A


Case-Study Approach to Diagnosing
Paradoxical Vocal-Cord Dysfunction
Michael C. Koester*; Chris L. Amundson†
*Good Shepherd Medical Group, Hermiston, OR; †Hermiston High School, Hermiston, OR

Michael C. Koester, MD, ATC, FAAP, contributed to conception and design; acquisition and analysis and interpretation of the
data; and drafting, critical revision, and final approval of the article. Chris L. Amundson, MS, ATC/R, CSCS, contributed to
conception and design and drafting, critical revision, and final approval of the article.
Address correspondence to Michael C. Koester, MD, ATC, FAAP, 105 SE Crestline Drive, Hermiston, OR 97838. Address
e-mail to mkoester@eoni.com.

Objective: To present for discussion a case of paradoxical Uniqueness: This case report describes a common presen-
vocal-cord dysfunction (PVCD), an uncommon disorder that tation of an unusual disorder. By obtaining a detailed history
may be misdiagnosed as, or coexist with, exercise-induced from the athlete and having a high index of suspicion for the
asthma (EIA). disease, we were able to diagnose PVCD, discontinue all EIA
Background: Vocal-cord dysfunction results from paradoxical medications, and begin treatment.
closure of the vocal cords during the inspiratory phase of respi- Conclusions: The athletic trainer can play a valuable role in
ration and may be mistaken for EIA, resulting in unnecessary
the diagnosis of PVCD, which must be considered in the differ-
medical treatment and a delay in diagnosis. Although PVCD is
uncommon, athletic trainers should be aware of the disorder, as ential diagnosis for any athlete who is compliant with the medi-
they may play an important role in its diagnosis and treatment. cations prescribed for the treatment of EIA yet shows little or no
Differential Diagnosis: Exercise-induced asthma, foreign improvement in symptoms. A high index of suspicion for PVCD
body aspiration, anaphylactic laryngeal edema, bilateral vocal will greatly aid health care professionals assessing the athlete.
cord paralysis, extrinsic airway compression, laryngomalacia, Key Words: exercise-induced asthma, pulmonary function
subglottic stenosis, traumatic edema, or hemorrhage. testing, asthma, stridor, wheezing

P
aradoxical vocal-cord dysfunction (PVCD) is defined as diagnosed by her family physician the previous year. Her
a paradoxical closure of the vocal cords during the in- symptoms began during basketball season of her freshman
spiratory phase of respiration.1 Such closure results in year of high school. She complained of dyspnea during and
partial, sometimes severe, obstruction of airflow. An entity with immediately after activity. She occasionally had a persistent
symptoms similar to PVCD was first described in 1842.2 The cough lasting several hours after exertion and complained of
past few decades have seen an increasing number of reports of excessive postexertional fatigue. Her symptoms were much
PVCD in the literature. A few of these reports have described more prominent while playing basketball (both regular season
PVCD presenting similarly to exercise-induced asthma (EIA) in and summer league) than during participation in soccer or oth-
athletes,1–6 while others have discussed patients with severe, in-
er athletic activities. Symptoms were also more pronounced
tractable asthma.7,8 Vocal-cord dysfunction is a relatively rare
during games. Upper respiratory infections occasionally trig-
disorder, although Rice et al9 speculated that the prevalence may
be as high as 3% among intercollegiate athletes. Patients with gered mild coughing. She had no past history of asthma, noc-
PVCD are typically young women; however, young men consti- turnal cough, allergic rhinitis, wheezing with upper respiratory
tute about one third of the adolescent cases reported.1 infections, reactive airways disease, or environmental aller-
In the following case report, we present a high school athlete gies. She occasionally had mild dyspepsia after meals. There
with the presumptive diagnosis of EIA who remained symptom- was no family history of asthma.
atic despite multiple medication trials over the preceding year. She had previously been treated with multiple medications
After consultation with the team physician (M.C.K.), the athlete (exact dosages unknown), including the use of an albuterol
underwent further diagnostic testing, which confirmed the sus- metered-dose inhaler (MDI) before exercise and prophylactic
pected diagnosis of PVCD. regimens of montelukast sodium (Singulair, Merck & Co Inc,
West Point, PA), zafirlukast (Accolate, Zeneca Pharmaceuti-
CASE REPORT cals, Wilmington, DE), triamcinolone (Azmacort, Rhône-Pou-
lenc Rorer, Collegeville, PA), and salmeterol (Serevent, Glaxo
History Wellcome Inc, Research Triangle Park, NC). Each medication
A 17-year-old female high school athlete presented to the had been tried for only short periods of time, generally no
team physician for further evaluation of EIA, which had been more than 3 to 4 weeks, and was discontinued either at the

320 Volume 37 • Number 3 • September 2002


Table 1. Results of Pulmonary Function Testing DISCUSSION
Baseline Post- % After
(Predicted) exercise Change Albuterol
Exercise-Induced Asthma
FVC* 4.59 (3.81) 3.78 18 4.35
FEV1 3.42 (3.33) 2.77 19 3.12
Exercise-induced asthma is common among active people,
FEF25%–75% 2.91 (4.11) 2.74 6 2.85 with an overall incidence of 12% to 15%,10 although the prev-
FEV1/FVC 74% (87%) 73% N/A 72% alence may be even higher among elite athletes.11 Exercise-
FEF50%/FIF50% 2.29 (,1) 1.92 N/A 1.91 induced asthma is defined as ‘‘reversible airway obstruction
*FVC indicates forced vital capacity; FEV1, forced expiratory volume in
that occurs during or after exertion.’’12 Specific symptoms in-
1 second; FEF25%–75%, forced expiratory flow from 25% to 75% of vital clude chest tightness, wheezing, coughing, and shortness of
capacity; FEF50%/FIF50%, forced expiratory to inspiratory flow at 50% of breath, which result from acute narrowing of the lung’s small
vital capacity. FVC, FEV1, and FEF25%–75% values are in liters per sec- airways. The exact mechanism of the airway narrowing and
ond. obstruction is not known, but 2 current theories suggest in-
creased minute ventilation, causing (1) water loss in the cells
of the bronchial mucosa, and (2) cooling of the airways. Each
direction of her physician due to ineffectiveness or by the ath-
may potentially lead to release of cell mediators and subse-
lete out of frustration that it was not helping.
quent inflammation and asthma.13
The diagnosis of EIA may be suspected after taking a thor-
Physical Examination ough history of exercise-related symptoms. The diagnosis is
Physical examination revealed a healthy-appearing adoles- confirmed by PFTs performed before and after exercise prov-
cent girl (height 5 169 cm, weight 5 61 kg) in no acute ocation. A drop in maximum volume of expired air in one
distress. Her nares were clear with no discharge or irritation second (FEV1) of more than 15% is diagnostic of EIA.12
of the mucosa. Lungs were clear to auscultation bilaterally While a positive result is indicative of EIA, a negative test
with a normal inspiratory-to-expiratory ratio. Her chest had a result does not rule out the disease. Therefore, if EIA is still
normal anterior-posterior diameter with no bowing of the ster- suspected, other tests that provoke bronchoconstriction may be
num. Her heart had a regular rate and rhythm and normal S1 given, such as inhalation of methacholine, histamine, or cold
and S2 heart sounds with no murmurs, rubs, or gallops. Her air.13
extremities showed no clubbing of the fingernails or cyanosis. Initial treatment typically involves prophylactic inhalation
After the initial evaluation, she was given a 4-week trial of of a beta-agonist medication (usually albuterol) 15 to 20 min-
fluticasone (Flovent, Glaxo) 44 mg by MDI, and salmeterol 42 utes before exercise, although nonpharmacologic treatment is
mg by MDI, each at a dose of 2 puffs twice per day, and an option.14 Beta-agonist medications are 80% to 95% effec-
cromolyn sodium 800 mg MDI, 4 puffs before exercise, while tive in alleviating the symptoms of EIA.15 If an athlete does
diagnostic testing was arranged. She reported no benefit from not respond to initial treatment, a detailed history and physical
the new medications. examination must be repeated, and additional diagnostic test-
ing may be pursued as other possible diagnoses are considered.

Diagnostic Testing
Differentiating Paradoxical Vocal-Cord Dysfunction
Pulmonary function testing (PFT) was performed before ex- from Exercise-Induced Asthma
ercise, after 15 minutes of high-intensity aerobic activity (run-
ning), and after inhalation of albuterol. The PFT results (Table Vocal-cord dysfunction and EIA can present in strikingly
1) were highly suggestive of PVCD as the cause of her symp- similar manners and may even coexist. However, several his-
toms. She was referred to an otolaryngologist for definitive torical clues aid health care professionals in developing a high
diagnosis. Laryngoscopy was performed after provocation of index of suspicion for PVCD (Table 2). Exercise-induced asth-
her symptoms with exercise and revealed closure of her vocal ma symptoms typically peak 5 to 10 minutes after exercise
cords during the inspiratory phase of respiration, thus confirm- begins and often spontaneously resolve within 30 to 60 min-
ing the diagnosis of PVCD. utes with continuous exercise. Coughing may persist for sev-
eral hours after the cessation of activity, and the symptoms are
typically reproducible under similar conditions. Our patient
Treatment showed inconsistency in symptoms, in that soccer did little to
After the diagnosis of PVCD was confirmed, the athlete provoke her symptoms, whereas basketball caused her most
underwent several sessions with a speech therapist to learn serious exacerbations. An individual with EIA would be ex-
corrective breathing techniques. She was also assured that her pected to have similar symptoms in each sport, as they are
PVCD was exacerbated by increased stress in certain situations both considered highly ‘‘asthmagenic’’ secondary to the high
and, with work, she would be able to overcome her symptoms. minute ventilation required.12 Such inconsistency in symptoms
All EIA medications were discontinued, and she concentrated could be secondary to allergen exposures (molds in a gym-
on the breathing techniques she had been taught. nasium, pollens outside), but she had no other allergic symp-
toms.
Symptoms in PVCD are often situation dependent and may
Follow-Up begin and end abruptly. The afflicted individual may describe
At the time of manuscript preparation, she was 6 months a sensation of throat tightness or choking. The inspiratory
postdiagnosis and had completed her soccer and basketball phase of respiration may be audible during an acute attack,
seasons (earning All-Conference honors in each sport) with and symptoms may be interrupted by distracting the athlete or
minimal symptoms. instructing her to begin panting. Athletes with acute EIA ex-

Journal of Athletic Training 321


Table 2. Signs and Symptoms To Help Differentiate Paradoxical Table 3. Pulmonary Function Test Findings To Help Distinguish
Vocal-Cord Dysfunction from Exercise-Induced Asthma* Paradoxical Vocal-Cord Dysfunction from Exercise-Induced
Asthma*
PVCD EIA
PVCD EIA
Symptoms Situation dependent Reproducible in simi-
lar situations Flow loop Truncated or flattened Elliptic
Begin and end Peak after 5 to 10 FVC* Normal or decreased Usually decreased
abruptly min of exercise FEV1 Normal or decreased Decreased .20%
May abate with dis- Resolve within 30 to FEF25%–75% Normal Decreased
traction 60 min FEV1/FVC No change FEV1 decrease . FVC
Unrelated to environ- Provoked by cold or decrease
ment dry air FEF50%/FIF50% Ratio .1 Ratio ,1
Persistent cough af- *PVCD indicates vocal-cord dysfunction; EIA, exercise-induced asthma;
ter exercise FVC, forced vital capacity; FEV1, forced expiratory volume in 1 second;
Sensation of tightness Throat Chest FEF25%–75%, forced expiratory flow from 25% to 75% of vital capacity;
Stridor or wheeze Audible inspiratory Expiratory wheeze and FEF50%/FIF50%, forced expiratory to inspiratory flow at 50% of vital
stridor capacity.
Treatment Panting Beta agonist
No improvement with
beta agonist
*PVCD indicates vocal-cord dysfunction; and EIA, exercise-induced
asthma.

acerbations are unable to catch their breath and pant effec-


tively. While these historical clues can be helpful, they may
be absent or inconsistent in PVCD.
Auscultating the chest during an acute episode may also
help to differentiate EIA from PVCD. Stethoscope examina-
tion of an athlete with onset of EIA symptoms should reveal
wheezing, while an athlete with PVCD may have stridor.
Wheezing is described as a ‘‘whistling, squeaking, or puffing
sound’’ and ‘‘to breathe with difficulty and noisily.’’ Stridor
is identified as ‘‘high-pitched, noisy respiration, like the blow-
ing of wind’’ and may be heard without the aid of a stetho-
scope. While these lung sounds are certainly not mutually ex-
clusive, they typically do not occur simultaneously. In general,
stridor is associated with upper airway (trachea, larynx) dis-
eases, such as croup and PVCD, and can occur during both
inspiration and expiration. Wheezing is caused by the passage
of high-velocity air through narrowed bronchi16; although it
may be heard with both inspiration and expiration, it is most
typically associated with expiration and is the most common
physical examination finding in asthma.
Beta-agonist medications are considered so effective in EIA
treatment that a poor or insufficient response should prompt a
more thorough diagnostic evaluation.3 Preexercise and post-
exercise PFTs are indicated if they were not initially obtained. Figure 1. Pulmonary function test results before exercise. Note the
Proper use of the medication must be assessed by observing abnormal inspiratory loop (inferior to the Y-axis).
the athlete’s use of the MDI. Correct timing (before exercise)
and compliance with therapy must also be discussed, and the
athlete should be observed for compliance with therapy by a showed all of the unusual features of PVCD. First, the inspi-
coach or athletic trainer. Most individuals who are unrespon- ratory portion of her preexercise (baseline) flow curve is char-
sive to initial attempts at therapy will indeed be proven to have acteristic of upper airway obstruction (Figure 1). Thus, she
EIA; however, they require additional medical therapy to con- showed an abnormal curve while asymptomatic, a finding that
trol their disease. occurs in almost one fourth of individuals with PVCD.2 A
normal curve (Figure 2) has an elliptic shape, while upper
airway obstruction, such as that resulting from vocal-cord clo-
Diagnostic Findings sure, results in flattening or truncation of the curve.
An in-depth discussion of pulmonary mechanics and PFTs Her FEV1 showed a 19% decrease after exercise challenge,
is beyond the scope of our report, but an explanation of some which meets the criteria for EIA. However, all available data
important data will assist in understanding the findings (Table must be reviewed before making a diagnosis. While PVCD
3). A variety of unusual PFT results can help differentiate and EIA may coexist, further analysis of the PFT data ruled
PVCD from EIA; however, these findings are quite variable in out comorbid disease. She also had a decrease of 18% in her
PVCD. Our patient provides an excellent example, as her PFTs total expired lung volume (FVC); thus, the FEV1/FVC ratio

322 Volume 37 • Number 3 • September 2002


Table 4. Differential Diagnosis of Paradoxical Vocal-Cord
Dysfunction
Anaphylactic laryngeal edema
Bilateral vocal-cord paralysis
Exercise-induced asthma
Extrinsic airway compression
Foreign body aspiration
Infectious croup
Laryngomalacia
Myasthenia gravis
Neoplasm
Spastic dysphonia
Subglottic stenosis
Traumatic edema or hemorrhage
Posterior collapse of arytenoids

Differential Diagnosis
The symptoms found in both PVCD and EIA may be sec-
ondary to other causes. The differential diagnosis is quite
broad, as listed in Table 4. Fortunately, the other disorders are
quite rare and can typically be ruled out on the basis of history
alone. Anaphylactic laryngeal edema may present acutely with
stridor similar to that sometimes seen in PVCD; however, the
athlete will have additional physical examination findings such
as angioedema, flushing, pruritis, hypotension, and hives.17 If
such findings are present on examination, the emergency med-
ical services system should be activated while the athletic
trainer provides initial first aid as needed. Acute trauma and
Figure 2. Normal flow-loop diagram seen with pulmonary function
inhaled foreign bodies (typically food or insects) may also
testing.
result in acute stridor and dyspnea, but the history should be
conclusive.
was unchanged, a finding consistent with PVCD. Exercise-
induced asthma may also cause a decrease of FVC, but the
drop will not be in proportion to the FEV1 decrease.1 However, Psychological Aspects of Paradoxical Vocal-Cord
after treatment with a bronchodilator (albuterol), our patient’s Dysfunction
FEV1 improved 13% and her FVC increased 15%. Although Anxiety and emotional stress may contribute to the symp-
this finding is difficult to explain, we postulate that it likely toms experienced in PVCD; however, controversy exists re-
resulted more from relaxation in breathing technique after the garding the role of these factors in the disorder. The implica-
treatment than from a pharmacologic effect of the medication. tion of a psychological cause for PVCD may promote undue
The forced expiratory flow from 25% to 75% of vital ca- stress in an athlete or her family, so these factors must be
pacity (FEF25%–75%) reflects airflow through the small airways discussed with care by the athletic trainer and team physician.
of the lungs. The small airways are the most affected by any In addition, a review of the medical literature by an athlete
degree of asthma resulting from EIA. Therefore, an individual with PVCD may also raise similar issues. Many articles em-
with EIA shows a large decrease in this value after an exercise phasize the psychiatric aspects of PVCD, and some early re-
challenge. Our patient’s decrease of 6% is not considered sig- ports go as far as describing PVCD as a conversion disorder.2
nificant. There was also minimal change after administration One study in particular deserves mention. Freedman et al18
of the bronchodilator. Finally, the ratio of forced expiratory to reported a 36% incidence of childhood sexual abuse among
inspiratory flow at 50% of vital capacity (FEF50%/FIF50%) is individuals with PVCD, but they did not study a control pop-
normally less than 1; however, with the inspiratory obstruction ulation. The incidence of sexual abuse in the general female
caused by the closure of the vocal cords, the ratio is typically population ranges from 6% to 62%19; thus, the study’s findings
greater than 1, as it was with our patient.1 are insignificant. The presumption of a psychogenic cause will
Although the PFTs were highly suggestive of PVCD, the likely alienate the athlete before the initiation of any treatment
patient was referred to a pediatric otolaryngologist for defin- plan.1
itive diagnosis. Vocal-cord dysfunction can only be confirmed The primary reason for much of the emphasis upon the psy-
by finding paradoxical closure of the vocal cords in a symp- chological factors for PVCD in the literature lies in the early
tomatic patient upon inspiration during laryngoscopy. How- experience with the disorder in patients with intractable asth-
ever, in patients in whom the history and PFTs are consistent ma. Only recently have investigators looked at PVCD alone
with PVCD, some authorities recommend foregoing laryngos- in comparison with control groups. Gavin et al20 reported that
copy, initiating speech therapy, and observing for resolution patients with PVCD as their only diagnosis were not different
of symptoms (Steve Simons, unpublished data, 2001). If from asthmatic controls on measures of family functioning,
symptoms persist, diagnostic laryngoscopy is indicated. Of but they did experience higher levels of anxiety. However, the
note, laryngoscopy may be normal in 50% of individuals with study population consisted of adolescents who sought treat-
PVCD if symptoms cannot be elicited before the examination.2 ment for severe asthma at a specialty center and were ulti-

Journal of Athletic Training 323


mately found to have PVCD rather than asthma. Applying the 3. McFadden ER Jr, Zawadski DK. Vocal cord dysfunction masquerading
psychiatric findings of individuals with PVCD so severe that as exercise-induced asthma: a physiologic cause for ‘‘choking’’ during
it limits daily activities to athletes with PVCD only associated athletic activities. Am J Respir Crit Care Med. 1996;153:942–947.
with exercise is far from scientifically sound. 4. Hayes JP, Nolan MT, Brennan N, FitzGerald MX. Three cases of para-
doxical vocal cord adduction followed up over a 10-year period. Chest.
While the evidence for serious psychiatric conditions among
1993;104:678–680.
athletes with exercise-related PVCD is lacking, certain per- 5. Landwehr LP, Wood RP II, Blager FB, Milgrom H. Vocal cord dysfunc-
sonality traits are common among most of the affected indi- tion mimicking exercise-induced bronchospasm in adolescents. Pediat-
viduals. The prototypical individual with exercise-related rics. 1996;98:971–974.
PVCD is a young woman who is a highly competitive athlete, 6. Morris MJ, Deal LE, Bean DR, Grbach VX, Morgan JA. Vocal cord
success oriented, and intolerant of failure.3 These attributes are dysfunction in patients with exertional dyspnea. Chest. 1999;116:1676–
often shared by her parents and permeate the individual’s ac- 1682.
tivities outside of athletics. In the case series of Landwehr et 7. Newman KB, Mason UG III, Schmaling KB. Clinical features of vocal
al,5 all adolescents for whom they had data were described as cord dysfunction. Am J Respir Crit Care Med. 1995;152(4 Pt 1):1382–
1386.
‘‘straight A’’ or ‘‘4.0’’ students.
8. O’Connell MA, Sklarew PR, Goodman DL. Spectrum of presentation of
Anxiety may also be a contributing factor. Our patient’s psy- paradoxical vocal cord motion in ambulatory patients. Ann Allergy Asth-
chological profile was quite consistent with the prototype and ma Immunol. 1995;74:341–344.
helped to raise our initial index of suspicion for PVCD. We 9. Rice SG, Bierman CW, Shapiro GG, Furukawa CT, Pierson WE. Identi-
had the additional advantage in that she had spent a semester fication of exercise-induced asthma among intercollegiate athletes. Ann
as an athletic training student at the high school. This gave us Allergy. 1985;55:790–793.
an opportunity for better insight into her personality traits than 10. McCarthy P. Wheezing or breezing through exercise-induced asthma.
is typically afforded an athletic trainer and team physician. Physician Sportsmed. 1989;17(7):125–130.
11. Storms WW. Exercise-induced asthma: diagnosis and treatment for the
recreational or elite athlete. Med Sci Sport Exerc. 1999;31(1 Suppl):S33–
CONCLUSIONS 38.
12. Lacroix VJ. Exercise-induced asthma. Physician Sportsmed. 1999;27(11):
Vocal-cord dysfunction is a rare disorder, although the in-
75–92.
cidence is likely higher than reported. Athletic trainers should 13. Rupp NT. Diagnosis and management of exercise-induced asthma. Phy-
be aware of the disease and monitor all athletes with EIA for sician Sportsmed. 1996;24(1):77–87.
continuing symptoms and compliance with prescribed medi- 14. Houglum JE. Asthma medications: basic pharmacology and use in the
cations. The diagnosis of PVCD requires an initial high index athlete. J Athl Train. 2000;35:179–187.
of suspicion, which may be heightened if important historical 15. American Academy of Pediatrics. AAP issues statement of exercise-in-
information is provided to the attending physician. A timely duced asthma in children. Am Fam Physician. 1989;40:314,316.
and proper diagnosis of PVCD can alleviate an athlete’s symp- 16. McChesney JA, McChesney JW. Auscultation of the chest and abdomen
toms, allowing the player to perform optimally and avoid un- by athletic trainers. J Athl Train. 2001;36:190–196.
17. Maulitz RM, Pratt DS, Schocket AL. Exercise-induced anaphylactic re-
necessary medications. A thorough understanding of PVCD
action to shellfish. J Allergy Clin Immunol. 1979;63:433–434.
permits the athletic trainer to aid in the athlete’s understanding 18. Freedman MR, Rosenberg SJ, Schmaling KB. Childhood sexual abuse in
of the disorder and to assist with treatment. patients with paradoxical vocal cord dysfunction. J Nerv Ment Dis. 1991;
179:295–298.
19. Peters SD, Wyalt GE, Finkelhor D. Prevalence. In: Finkelhor D, ed. A
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324 Volume 37 • Number 3 • September 2002

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