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International Forum of Psychoanalysis.

2007; 16: 140 151

ORIGINAL ARTICLE

Who defends itself from what? Toward a reformulation of the concept of


defense

GIAN PAOLO SCANO

Abstract
The theme of the present paper is the concept of defense. The aim is to explore the possibility of reformulating the concept
in a way that is free from any compromise with the drive model. The author first re-examines the classic conception of
defense and then identifies specific theoretical elements in the works of Freud (in particular, the notions of external fright,
primary defense, and signals of anxiety). These elements can easily benefit from further development in the current
scientific context, specifically from reconsideration in the light of modern emotion theories and somatic marker theory
(Damasio). The paper thereby identifies a regulating and meaning-attribution system that is deeply embedded in the
biological and that can nurture certain somatically marked emotion-expectation-action schemas. It is then proposed that
children’s progressive mastering of the semantic and linguistic universe determines the grafting of the symbolic sphere onto
this biological regulating mechanism. Indeed, it is the acquisition of competency in using verbal forms (especially active-
passive and passive-active transformations) and in using metaphor as a meaning-construction mechanism that leads to a vast
range of transformation and transfer mechanisms for somatically marked schema. It is therefore possible to account for an
individual’s idiosyncratic construction of a myriad of contexts and meanings, which can use the emotion system to activate
powerful wishing or avoiding forces. This junction of the symbolic with the somatic/biological thus makes it possible to
delineate specific defense mechanisms that are similar to those described in the clinical tradition. In particular, the author
shows how identification, projection, condensation, and displacement can be reformulated, but also points to the ego’s
fundamental narrative nature as an area in which the analogous mechanisms of repression, negation, idealization, and
rationalization might also easily be located.

Key words: Theory, defense, emotions, somatic marker, metaphor

For an entire century, the concept of defense played this inference may have justified the twilight of the
a prominent role in the theoretical, clinical, and concept of conflict in the eyes of many. Eagle then
technical vision of psychoanalysis, but its pre-emi- showed how deficit and trauma are not alternatives
nence has been on the wane for some time now. to conflict, that the idea of need does not necessarily
Although the literature continues to examine con- render the idea of wish obsolete, and that such
flicts, resistance, and defense, this conceptual core schemas seemed rather to imply a surprising return
certainly enjoyed much greater significance in the to pre-psychoanalytic positions.
past. The reasons for this state of affairs are not quite Gedo (1991) started from a different context but
clear; the transition has mostly been a silent and slow also reaffirmed that the central concepts of psycho-
drift, determined perhaps by the same events that led analytic theory are the concepts of wish, intrapsychic
to the weakening of ego psychology. conflict, and defense. By pursuing the goal of a
M. Eagle (1984, 1990, 1991) accounted for the simple and orderly general theory, he proposed
eclipse of the notion of conflict by the growing highly valuable suggestions on how these corner-
success of concepts of ‘‘deficit’’ and ‘‘need.’’ He stones of classical theory might be utilized from a
criticized the dichotomy between conflict/wish and different theoretical viewpoint.
deficit/need, noting that it seemed (erroneously) to Although it is certainly true that ‘‘conflict’’,
imply that a psychology of conflict must necessarily ‘‘wish,’’ and ‘‘defense’’ are crucial features of classi-
be linked to the concept of drive. In the general cal theory, there is a general consensus that these
climate of the abandonment of drive theory, in fact, concepts also represent something quite close to the

Correspondence: Gian Paolo Scano, Via Lattanzio 76, IT-00136 Roma, Italy. Tel: 06-39729874. E-mail: gianscan@tin.it

(Received 19 May 2006; accepted 27 February 2007)


ISSN 0803-706X print/ISSN 1651-2324 online # 2007 Taylor & Francis
DOI: 10.1080/08037060701302642
Who defends itself from what? 141

heart of psychoanalysis itself. Yet we must also sphere of wish, fantasy, and relations, and thus with
acknowledge that it is unlikely that the traditional subjective experience.
conception can survive unaltered after abandon- At the same time, however, implementation of
ment of the drive model. Even a fleeting considera- these same defenses in the analytic situation,
tion cannot ignore the fact that the Freudian through the mechanisms of regression, projection,
perspective viewed defense directly and essentially and identification, constituted the sphere of resis-
as the counterpart of drive. Therefore, although it is tance during treatment. The framework of this
no longer necessary to link a conception of conflict conception therefore made it possible to start from
to the drive model, there is still an important matter the constitutive level (psychosexual development),
be resolved*that is, that an alternative general pass through the etiological level (symptom devel-
theory that can reinstate the central role of the opment mechanisms), and arrive at the defense
conceptual core of defense has yet to appear on the mechanisms that are active during therapeutic ses-
horizon. sions (resistance). Thus, the same mechanism could
The issue therefore requires a general re-examina- be recognized as being active during a session, be
tion: specifically, is it possible, in this transitional identified as a causal element of a symptom, and be
situation, to work out a theoretical framework that considered the foundation of both instances, due to
allows for the re-conceptualization of defense? How its role in the formative phase of an individual.
might this problem be re-formulated coherently and This reunification into a simple and coherent
in such a way as to salvage the richness of the unitary design constituted a model in the narrow
traditional conceptions? And, once all is said and sense of the term, and its loss has since left a
done, if we abandon the metapsychological frame- difficult-to-fill void. Indeed, it served as a map for
work, ‘‘who’’ is it that defends itself from ‘‘what,’’ identifying and understanding defensive phenom-
how does it do so and why? ena; a topographical, dynamic, and genetic explana-
In this brief essay, I shall illustrate an example of a tion; and a guide for clinical intervention as well.
feasible reformulation of the concept of defense in a Under the guidance of this model, analysts could
new theoretical context. To this end, I shall first identify a patient’s defensive layers, understand their
briefly review the classical conception and then logical position in relation to that patient’s symptoms
propose a re-formulation of the concept by exploit- and behavior, and confer sense to the patient’s
ing an earlier and under-used Freudian theoretical associations. As a consequence, analysts were able
fragment, in association with recent contributions to work out their treatment tactics and strategies as
from the neurosciences. they went, adapting them to their patients’ global
clinical pictures, and they could do so feeling the
security of walking on firm ground, through a well-
Conflict and defense in the classic conception
known space.
In the Freudian model, ‘‘conflict’’ and ‘‘defense’’ had The simplicity, flexibility, and manageability of the
a dual connotation: on one hand, they referred to model, however, disguised its not few and not
‘‘structuring’’ processes; on the other, they had a insignificant aporia and led to an underestimation
more specifically clinical valence in the etiology of of some its more troubling implications and con-
symptoms and in accounting for subjective experi- sequences. Thomä and Kächele (1987) identified
ence and behavior in general. The concept of defense the nodal point of these fractures in the central role
also took on a third type of meaning within the that defense theory attributed to anxiety, and they
confines of the therapeutic situation, where defenses linked this unjustified centrality to the general
emerged as ‘‘resistance.’’ By virtue of the role conception of affect as the discharge of a drive.
attributed to the libido, defense was always viewed They also maintained, however, that Freud’s later
as the counterpart of drive, and it therefore gained theory of anxiety as a signal was inadequate and
ground for ego structures and functions by inhibiting revealed how such conceptions overlooked the
the primary process and progressively establishing interactive aspect of affect, its communicative value
the secondary process. This was considered the and its ‘‘defensive’’ nature in a protective and
structuring function of defense in psychogenesis. regulative sense *that is, the true richness of emo-
Yet, the libido had valence and potential for circulat- tional life.
ing in the psychic sphere only through ideational and A reconsideration of the entire issue and a precise
affective representation. Defense followed this same redefinition of the concept of defense was then, and
route to rise up against drive and turn against the is now, therefore deemed necessary, due not only to
representations of affective objects and structures general renunciation of the drive model, but also to
connected to objects. This link allowed for a connec- the inherent limits of the traditional conception of
tion between the structuring role of defense and the defense. Yet, the notions of conflict and defense
142 G. P. Scano

should not be viewed as some remote, outer pro- account for motivation * that is, the processes through
vince. They seem rather to comprise (together with which meaning is constructed. This meaning in turn
the highly associated transference and resistance determines psychoanalytically relevant behavior by
concepts) the alpha and the omega of psychoana- shaping or eliciting motivation itself. Not even a
lysis, and thus to represent an inalienable element * neurophysiological account can fulfil this task, be-
herein lies the high priority for reformulating this cause, in this case, we would have a scientific brain
theoretical core in nondrive terms. theory and not a psychoanalytical theory (Gedo,
1991). Even if we happened to discover the neuro-
physiological substrates for the five motivational
Motivation and defense
systems, we would still not have a theory that could
We must note, however, that this pressing need was account for an individual’s own personal meaning,
perceived as early as 1970. In fact, Klein (1976), in fantasy or action. In fact, Popper (1982) extensively
his pioneering attempt to ferry psychoanalytic me- showed how a coherent account of an element in
tapsychology theory over to psychology, was the first World 3 (the world of culture and meaning) cannot
to locate a natural substitute for energetic constructs consist in an element from World 2 (the world of
in the motivational sphere. Application of the con- neurophysiology).
cepts of ‘‘motivation’’ and ‘‘need’’ later became Gedo (1991) clearly outlined the aims to be
frequent practice. The most well-known and com- pursued, by reaffirming the importance of finding a
prehensive example is that of Lichtenberg (1989), way to conjugate the psychology of meaning (i.e. the
which lists five motivational systems: (1) physiologi- symbolic contents of the mind) with a biological
cal needs; (2) attachment/affiliation; (3) exploration/ conception of human behavior on the presymbolic
assertiveness; (4) sensuality/sexuality; (5) fight/flight. level. Freudian theory represented none other than a
His proposal presents the clear advantages of refer- solution of this type. In fact, it was a conceptual
ring to observational data, proposing neurophysio- construction that enabled ‘‘meaning’’ to be linked to
logical mechanisms, and covering previously the biological function of the psychical apparatus. A
neglected areas of subjective experience. It therefore fundamental instrument in this operation was the
appears to be a highly promising model, with a concept of drive, which went beyond the rigid fixity
valuable organized framework for data and general- of instinct, and therefore enabled the grafting of the
izations that can serve as a base for work of variability of experience, history, and meaning onto
conceptualization. In its current state, however, it biology. This solution was thoroughly logical in the
does not lend itself to consideration as a general domain of physicalist determinism but is now
theory. Indeed, a theory is more than just an unfeasible due to its reductionism. The task at
organized field of data. At the beginning of his hand now, rather, is to investigate whether Gedo’s
book, in fact, Lichtenberg revealed what can be proposal can be developed coherently, through the
considered his strongest point observationally, but construction of a truly explicative and epistemologi-
his weakest conceptually. He stated that anything cally satisfactory model.
children do with observable constancy, they do
because they are motivated to do so, and he
An earlier, untapped Freudian inheritance
concluded that, from the very beginning, human
beings are motivated to perceive, feel, act, learn, and We shall therefore now attempt to explore this
strive through self-regulation in a mutual system of possibility, focusing mainly on the concept of de-
regulation of interaction. fense. This undoubtedly arduous endeavor can find,
Although we can certainly subscribe to these however, an unexpected antecedent in the works of
assertions, their obviousness conceals a logical pitfall: Freud himself. There was a time, in fact, when
using motivation to account for an action can Freud verged upon the issue, coming quite close to
certainly be useful on a descriptive plane. The our own current needs. This occurred when he was
problem is that, on an explicative plane, this line of attempting to deal with the problem of psychosis and
reasoning is none other than a truism (e.g. ‘‘James found himself obliged to alter his theoretical frame-
kissed Mary because he wanted to’’) or is, at the very work to account for ego object opposition. It was
least, essentialist argumentation (e.g. ‘‘The lily is then that he ‘‘introduced’’ the concept of narcissism.
white because it has whiteness’’). In fact, the asser- Hence, the ‘‘ego’’ that had been rigidly expunged as
tion limits itself to repeating in the explanans what is an epiphenomenon of his topographic theory was
already implicitly contained in the explanandum. then readmitted into the psychoanalytic dictionary.
Now, a psychoanalytic theory can certainly benefit It was a completely different ‘‘ego’’ from his later
from a motivational grid to describe and generalize structural ego and was closer, if anything, to the
classes of behavior, but its fundamental task is to notion of ‘‘self ’’ (Hartmann, 1950).
Who defends itself from what? 143

It was in that context then that Freud (1914) he indicated the experience of external fright as the
found himself almost spontaneously modifying the counterpart of the experience of satisfaction. He
concept of defense. In fact, (1) he redefined the explained that the action of a painful perceptual
notion of repression, which then had to develop out stimulus on the psychical apparatus produces irre-
of the ego and out of the ego’s consideration of itself; gular motor actions, until one of these actions
(2) he perceived the need to identify the narcissistic releases the psychical apparatus from the perception
mechanisms of defense that precede repression; and and therefore from the pain. As soon as the percep-
last, (3) he clearly expressed (1917) his aspiration tion reappears, the manifestation reoccurs immedi-
towards an ‘‘ego’’ psychology. In modern terms, and ately, for example as a retreating ‘‘movement,’’ until
regardless of Freud’s intentions, this amounted to the perception vanishes again. In this instance, and
proposing something quite similar to a theory of conversely to what happens after a satisfying experi-
subjectivity. Moreover, in Instincts and their vicissi- ence, no tendency to reinvest in the perception
tudes (1915), Freud indicated the more general corresponding to the source of pain remains. A
parameters of such a theory by stating that psychic tendency, rather, to abandon the distressing image
life is dominated by three polarities: subject object begins to establish itself as soon as the image is
(ego external world), pleasure displeasure, and somehow detested, because its perception would
activepassive. This idea was then abandoned, due cause displeasure. This process of recoiling from a
to its incompatibility with the fundamental position memory provides the model and the first example of
of metapsychology, but it established an encouraging psychic repression. Initial references to the notion of
antecedent for us *now that there is no libido to be signal of anxiety, which later became the pivotal
preserved any more. point of Freud’s reformulation in 1925a, were
With its clarification of general coordinates, this already present in the above-cited works.
earlier proposal of Freud’s provides us with a unitary At this point, it would be perfectly legitimate to
framework. In fact, the first polarity allows for a wonder from a historical-critical perspective why
preliminary demarcation of the terrain: the classic Freud chose not to construct his general theory of
defenses were rigidly intrapsychic structures, but in a defense on a systematic development of the notion of
theory of subjectivity, the intraspsychic perspective primary defense *even in the presence of all these
can be substituted by a simple ‘‘intersubjective  elements *and why he opted, rather, for the path of
intrasubjective point of view,’’ that is, an actual libido transformation (which proved to be a rocky
subject object (ego external world) polarity. Such road indeed). In fact, he completely disregarded the
a perspective can easily embrace the genesis of experience of external fright, and this is surprising,
subjectivity and therefore self-organization of the especially if we consider the attention he dedicated
ego, in the self-protective and defensive sense as well. to the corresponding experience of satisfaction,
At the same time, this vision can also encompass the which became the conceptual foundation for his
sphere of intersubjective interaction, where this self- notion of wishing and theory of thought. Yet,
construction actually occurs. Similarly, in the clinical although it is an important question, attempting to
context, this view can intersubjectively encompass answer it would lead us too far astray from the aims
‘‘resistance’’ and defense phenomena, in terms of of our present thesis. In any event, we must note that
concrete therapist patient interaction. Yet it can also Freud established the experience of satisfaction and
intrasubjectively allow for the inferences required for pain at the base of approaching and recoiling
defensive intentionality, which can be viewed as the behavior and that he linked defensive behavior to
equivalent of traditional ‘‘intrapsychic defense.’’ painful emotion and feelings (although, for easily
Freud’s works also bestow us with another un- explained historical and critical reasons, he ended up
expected ‘‘gift’’ *a scarcely used theoretical frag- considering anxiety a consequence of repression).
ment that can enhance the value of the second As Rapaport (1967) noted, at that time, Freud’s
polarity of pleasure displeasure. The very moment emotion theory represented one of the weaker points
Freud tied defense and libido together through of his entire theoretical framework. He was, of
repression theory, he also delineated an alternative course, in line with the German psychology of the
route. He had already located painful experience at age when he considered affect a purely discharging
the base of defense in Project for a scientific psychology process. He therefore searched for a regulating
(1895), noting how a state of wishing produces a principle, not in the psychological meaning of
positive attraction toward a mnemic image, whereas emotions, but in the economy of energy and in the
painful experience has the consequence of aversion economic principle of pleasure. In any event, emo-
to continuing to invest a hostile image. He called this tions have always implied an essentially somatic
avoiding tendency ‘‘primary defense’’ and later connotation in the psychoanalytic tradition (Gedo,
pursued the theme in Traumdeutung (1900), where 1991).
144 G. P. Scano

This observation establishes an important point of incentive. Hence, these markers function as an
contact with results from research conducted in the automatic qualifying system for our expectations
neurosciences on the role and functioning of the and therefore as ‘‘sign’’-attributing devices.
emotions, which allows us thereby to develop and This system of automatic signaling and meaning-
probe further into this remote but far-sighted outcome attribution originates in experience, based
Freudian suggestion. on an internal preference system and hence on
mostly innate regulating devices. This occurs in
interaction with external circumstances, which in-
The somatic marker
clude not only events and objects, but also social
Damasio (1994) reconsidered the role of bodiliness convention and ethical norms. The system is ac-
in the genesis and functioning of the mind, propos- quired in childhood and in adolescence, but the
ing that the mind originates in the activity of the accumulation of somatically marked stimuli actually
neural circuits representing an organism as it inter- continues over the entire lifespan, unfolding as a
acts with the environment. Hence, the body’s con- continuous process. Damasio’s proposal enables us
tribution to the brain cannot be reduced to mere to confer a neural foundation to this value and
modulating effects or to support for vital operations, anticipation attribution system and to conceive of it
but must also include content that is an essential part as something that occurs in the body. In fact,
of mental functioning and of our feeling of being somatic markers depend on learning through a
‘‘ourselves.’’ This ‘‘feeling’’ is continuously con- mechanism that can link given entities, events or
structed through the coordinated activity of multiple situations with a pleasurable or displeasurable bodily
brain areas. Yet this ceaseless activity of construction state and hence with an emotion.
is highly fragile: emotions, underlying sentiment, The notion of the somatic marker, the develop-
and current feelings play a crucial role in its fabric. ment of secondary emotions and feelings, and the
Damasio also introduced the simple and elegant role of emotions in maintaining a satisfied organis-
notion of ‘‘somatic marker’’ in the realm of his more mic state all allow for a new and different approach
general neurobiological emotion theory. The somatic to the concept of defense. Among other things, such
marker is seen as a value and expectation attribution a reformulation would present the major advantage
mechanism, which is structured, based on the of further developing, not only the inspired (but
primary emotions (happiness, sadness, fear, anger, restrictive) Freudian idea of signal of anxiety and
and disgust) and their progressive specification into painful experience, but also the intuition that viewed
secondary emotions and feelings, as individuals affect as the vestige of satisfied and external fright
interact with other people, situations, and events. states.
The brain is predetermined not to ‘‘feel’’ these
emotions, but to activate specific bodily states that
Emotions and defense
correspond to these situations. Emotion, in fact, is
not primarily perceived, but is something that occurs We have now lined up several issues: a theoretical
in the body. The prefrontal cortex stores memories sliver, later abandoned by Freud, that refers to a
of the ‘‘bodily states’’ that result from interaction constructing an ‘‘ego’’ psychology; the three, more
with the environment, categorizing relations with general, poles of psychic life; the experience of
situations, people, events, and objects in terms of external fright; the notions of primary defense and
their somatic and emotional consequences. Thus, an signal anxiety; and last, the concept of the somatic
entire ‘‘encyclopedia’’ is slowly built up *an ency- marker in the broader context of the role of emo-
clopedia of links established in remembered experi- tions. Let us now see whether it is possible to
ence, between positive or negative ‘‘bodily states’’ coordinate all these elements into a coherent propo-
and events, occurrences, scenarios, situations, and sal.
outcomes. The main onus here falls on the somatic marker
From this perspective, therefore, somatic markers concept, which rests on a neurophysiological emo-
are secondary emotions (or feelings derived therein), tion theory that has already received important
which are linked by learning to the future outcomes experimental confirmation. The somatic marker
of specific events or scenarios. The on-line avail- theory also presents a promising opportunity for
ability of these marked links allows for a constant developing the earlier Freudian idea of signal anxiety
activity of evaluation, expectation, and anticipation. by extending it to the entire range of emotions. This
When a negative somatic marker is activated in proposal would allow the interpretation of emotional
relation to a given situation, event, or person, the life development (from primary to secondary emo-
combination serves as an alarm bell or ‘‘stop’’ sign. tions and to feelings) as the progressive organization
Conversely, a positive marker becomes a signaller of of a regulating organism environment interaction
Who defends itself from what? 145

system. Indeed, the assumption is quite simple: The underlying idea for these considerations is
From birth onward, the primary emotion represents emphasized by both Damasio (1994) and Dennett
both the conduit and the instrument for environ- (1991). Developing a mind, in fact, allows for the
mental transactions with the environment. Yet, regulation of highly flexible and effective interaction
thanks to the human ability to experience, represent, with environment because a mind can construct
and remember the effect of objects, events, and specific responses for all genome-unpredictable
situations on the bodily state, this mechanism occasions. According to Damasio, the source of
gradually develops into the main regulatory agent this adaptability arose out of created images of the
of these transactions. Specifically, the system’s func- body in action, that is, of the body responding to the
tioning leads to the construction of an encyclopedia environment with external movements (e.g. of a
of emotional outcomes of interaction with objects, limb) and with an internal modification (e.g. the
subjects, events, and situations, which cannot, as state of one’s own internal organs). It is important to
such, be genome-predictable. This encyclopedia consider, however, that evolution has selected the
expands with progressive experience and is always brain in the fight for survival. Yet, the development
available to the organism, but its construction does of a mind that can represent and narrate with words
not proceed by simple assembly or increment. It is has enormously complicated the evolutionary lot-
the system’s own functioning that determines its tery, by obliging the brain to run programmes that
organization, by rendering it ever more complex. are new and alien to those for which it was originally
This process extends the applicability of the biolo- selected. This is a particularly crucial point when we
gical emotion mechanism from the original survival consider the enormous cultural acceleration that
domain to the humanized, cultural, social, and occurred during the Neolithic Age, when the
relational environment. domestication of animals and crops radically mod-
The operative instrument of this complex system ified the rules of survival. In terms of biological
of regulation is the somatic marker, which previews evolution, in fact, the time required for this accel-
and evaluates all contingencies and anticipates the eration is of truly little significance. This considera-
most probable bodily state for a given future situa- tion leads us to think that searching for specific
tion. When the marker signal activates an expected intersubjective, cultural, and complex social inter-
emotional state, the process of anticipation initiates action structures in the brain would prove to be a
approach, withdrawal or caution behavior in any fruitless and inappropriate search. In other words,
motivational sphere. There is no need to construct the problem of survival has metamorphosed ever
specific systems for each motivational class because more decidedly into a cultural, social, and psycho-
the process itself can be intended as the basic logical problem, based, however, on the same brain
motivation-forming mechanism. The possibility of that ‘‘learned’’ to use its own structures to solve an
proposing defense in the analytical sense of the term infinite variety of problems. Indeed, it used (and has
rests on this general regulatory mechanism, which continued to use) the primary emotion mechanism
mostly functions unconsciously. In fact, defense as a regulating instrument in complex intersubjec-
might consist in progressive structuring in the sym- tive transaction. Perhaps establishing this link be-
bolic and relational sphere, which is based on the tween the biological and the symbolic in this
(real, imaginary or transferred) experience of specific concrete evolutionary framework might help us
perception emotionexpectation action schemas. shed light on the link itself.
This simple biological mechanism is certainly not
a ‘‘psychoanalytic’’ mechanism and is probably not
The experience of emotion and
even specific to Homo* at least not in its essential
scenic-narrative schemas
aspects. Its basic elements are grounded in evolution
and rest on more primitive regulating systems, such Now that we have identified a regulating mechanism
as the genome-determined systems for bee or ant that is deeply rooted in the biological and somatic
behavior, or for the flight behavior of a chick when it spheres, we can attempt our search for a link with the
sees a shadow cut across the sky. We can reasonably symbolic universe. When a newborn emits its first
assume that a mechanism regulating an organism cry, the process of constructing a ‘‘mind’s I’’
through the bodily memory of experience is as (Hofstadter & Dennett, 1981), has already begun.
developed and close to the mechanism described This being already has a highly evolved brain with
for Homo, as a given species has invested in parental visual, auditory, proprioceptive, kinaesthetic, and
care and social organization. Evidence for the role of transmodal capacities. He also has an efficacious
emotions in constructing social hierarchies in pri- system for regulating his relationship with the
mate and higher-order mammal groups could pro- environment (the primary emotion array), and he
vide important confirmation of this hypothesis. has the appropriate neural structures that will allow
146 G. P. Scano

for the regulating this system’s development (sec- intricate structures appear to involve direct ground-
ondary emotions, feelings, somatic marker). ing in the somatic and biological sphere, as well as a
Hence, with this early functioning, newborns are great deal of branching into the symbolic world and
already able to manage their relationships with the into meaning-producing mechanisms. Hence, a
environment, using their emotional responses to psychoanalytic theory of defense must focus on the
‘‘make’’ adults do things for them and their ability necessary link between the semantic/linguistic world
to intensify relational engagement or to withdraw and these protostructures, which the system of
from interaction. Of course, it would be reductive to primary emotions and the notion of somatic marker
call this self-protective capacity of newborns ‘‘de- allow us to view as being essentially physical and
fense.’’ Yet, in this early phase, they already start profoundly rooted in a biological substrate.
creating their own encyclopedias of marked links In synthesis, then, our hypothesis is that emotional
among perceptions (visual, auditory, kinesthetic, experience in interaction with attachment figures
etc.), bodily states, and emotions, and they start leads to the construction of somatically marked
assembling approach withdrawal anticipation emotion expectation action schemas , which have a
packages, based on the pleasure or unpleasurable nonverbal and nonverbalizable scenic-narrative
overtones they experience. This phase also presum- structure. These schemas profoundly impact the
ably pertains to the first scene-fixing of Stern’s feeling of ‘‘me’’ and, through the force of emotional
‘‘being with’’ (1985) and the beginning of attach- expectation, tend to shape an array of limited
ment profile structuring, according to well-known possibilities *possibilities that are limited by an
attachment theory studies. All of these schemas will individual’s organization of experience and relational
progressively structure themselves, based on the competence. We can also assume that a child’s
guidelines of emotion. Emotions modulate overall progressive entrance into the linguistic universe (by
interaction with the environment, because (as Freud establishing the junction of these protostructures
noted quite early on), they have semantic, expres- with the semantic and grammatical domain) creates
sive, and interactive valence from the very beginning. the right conditions for proper defense and for
At first, this valence is, to all purposes, automatic, specific defense mechanisms. The specific task of a
but it soon becomes intentional, voluntary, and ever psychoanalytic theory of defense, therefore, is to
more efficiently correlated with adult responses, determine the modalities and mechanisms of this
which are always emotionally meaningful. link between the somatic and symbolic domains.
In fact, a child’s anticipational array grows pro-
gressively ever more elaborate, thanks to his richer
The command of verbal forms, identification,
interactive competence. He can resort to crying
and projection
voluntarily, smiling, and using goal-targeted move-
ments, and can rely on his already appreciable ‘‘card- A general theory of defense should express a limited
index’’ of marked connections. As his mother’s number of simple principles providing the following:
anticipations start to couple with his own, the (1) a general account of defensive phenomena from a
game of interactive negotiation intensifies. functional and genetic perspective; (2) a theoretical
Thus, it is already possible at this point to identify framework allowing the main defensive modalities to
precise self-protective activity, which can also pro- be identified; and (3) potential for using observa-
gressively be considered defensive. A positive antici- tional procedures to describe single mechanisms.
pation (correlated with pleasure-wellbeing) or a More generally and provisionally, it should also
negative one (correlated with pain-suffering) elicits verify whether highly emotionally marked links
motivation and approach or withdrawal behavior, (and thus avoiding or desiring protostructures) can
which tends to either secure a pleasurable bodily be transformed into the complex and unique pat-
state or to safeguard the body. terns of meaning that nurture motivation and
In this realm of self-protective regulation, there- behavior. In fact, the clinical literature has always
fore, defense functions by avoiding a situation/event described defenses in terms of behavior that is
anticipated as being correlated with a negative state, motivated by distinctly individual unconscious
and this marking can also be extended to the people meaning. Owing to this essentially idiosyncratic
associated with this state. These primordial con- symbolic connotation, these behaviors are frequently
structions can be understood as the founding source characterized as being incomprehensible, illogical,
of actual defenses (in the sense of Freud’s primary and/or counterproductive for an individual.
defense), but it is also important to consider that the The somatic marker mechanism allows us to
psychoanalytic notion of defense concerns different comprehend eventemotion links. It therefore allows
and much more complex processes than the simple us to propose that the constant processing and
logic of withdrawal from displeasure. These more evaluation of stimuli, situations, and events is a
Who defends itself from what? 147

mostly unconscious activity, consisting in the forma- Thus, in the world constructed by the present
tion of anticipations that define meaning and there- indicative, my little girl was experiencing emotions
fore contexts, motivation, and actions. The relatively tied to her mother’s presence, that is, a sense of
inevitable approach or recoil impetus should be security and trust. In the world constructed in the
determined by the strength of emotional marking. future and conditional tense, there was the possibi-
Our next step, then, is to verify whether progres- lity that her mother might disappear, exposing the
sive entry into the semantic and linguistic register girl to danger and to the fright of losing her mother
can justify the possibility for symbolic transforma- and getting lost. In the present perfect or past tense
tions of protoscenes and somatic marker categories. world, the girl had evidently already experienced the
If an emotionally marked link can be transferred to painful emotion of abandonment and of loss. Hence,
different situations but still maintains its distinctive the point here is that a fear relative to a hypothetical
ability to move the powerful emotion system, we can or future world can motivate action in the indicative
observe actions that are descriptively assimilable to present world. These ‘‘incongruous’’ actions are
what the clinical tradition usually denotes as ‘‘de- sometimes denoted as defenses, and occasionally as
fense.’’ We must also propose general transfer symptoms.
modalities and shared mechanisms, which can create In the context of this multiplication of worlds and
transformations and still account for the individual scenarios, crucial importance should be placed on
construction of meaning and motivation. The ac- the acquisition of active and passive forms of verbs
tions motivated by these transformations may appear and of action. Indeed, quite early on, Freud (1915)
illogical and obscure, such as little Hans’ terror of identified the defenses preceding repression in the
horses or Emma’s inability to enter a shop on her transformation of the passive into the active, and
own. active into the passive, and he used them in his
It is the progressive command of different verbal analysis of voyeurism and sadism. It now seems
forms that represents the terrain whose construction possible that these processes could play a much more
can nurture a wide range of transformation and general role in the overall area of competency in
transfer mechanisms. The semantic environment in using verbal forms *a supposition that allows us to
which children take their very first breaths grows re-evaluate the third (activepassive) Freudian op-
ever more complex as they acquire tenses and verbal position. In fact, these processes seem closely inter-
moods, thereby multiplying their possibilities for the linked with the construction of the world of things
construction and expression of meaning. We know and of the objective social world, but mostly with
that, as children grow, they develop various types of construction of ‘‘I’’ and ‘‘You,’’ and thus with
‘‘theory’’ concerning things in the world, as well as theories on the functioning of one’s own and other
concerning the functioning of their own and other people’s minds and their reciprocal interaction.
people’s minds. Competency in using verbal forms, Passive and active forms concretely manage to be
moods, and tenses plays an essential part in the the subject and object of all action expressed by all
construction of these (conscious or unconscious) verbs. Any conceived action that is desired or feared,
theories. In fact, this competency functions as a as a ‘‘subject’’ or as an ‘‘object,’’ can therefore be
multiplier of worlds *that is, of ‘‘real,’’ ‘‘future,’’ transferred into the future, conditional or hypothe-
‘‘possible,’’ ‘‘conditional,’’ and ‘‘virtual’’ worlds, in tical world that anticipates its consequences. Transi-
which each desired or feared experience can be tion from one position to another is also possible.
endowed with different levels of existence, reality, The same action executed as an active subject can
and power. The vast range of emotional anticipation simultaneously be anticipated as being experienced
can thereby be linked with the worlds of the past, passively, and vice versa. Hence, this process opens
future, conditional, and hypothetical; and expected the door to a regular exchange between theory
outcomes can be linked to probable, possible, content concerning one’s own mind and theory
conditional, or imaginary scenarios. This gradual content concerning other people’s minds. Children
process will lead to a combinatorial array that can can thereby attribute what they do, feel, think, wish
create any number of individual outcomes for the for or fear to the mind of ‘‘you’’ and can acquire
emotional anticipations of any connection schema. what other people say, do, wish for, and fear in their
This paves the way for the construction of any minds and actively act upon it.
meaning and any context capable of activating Children frequently also employ a third element in
powerful wishing or recoiling forces. these conversion processes, such as a teddy bear or
For example, when my daughter was two-and-a- an imaginary friend. They also tend spontaneously
half years old and was out strolling with her mother to select any object to be immediately deployed in
one day, she suddenly stopped and said, ‘‘You can’t the role of ‘‘object’’ or ‘‘subject.’’ In children’s
leave me alone here, because I don’t know the roads.’’ recurring scenic experimentation, they do not merely
148 G. P. Scano

limit themselves to play-acting and to playing roles instrument to serve as a substrate for the meaning-
(such as when they upbraid their teddy bear in the transformation operations described and explained
same tone in which they have just been scolded). by Freud, in economical terms, as condensation and
They can feel, for example, anger, hate or even rage, displacement. We might therefore more generally
and they can imagine that they might act congru- consider metaphor as the formal mechanism for each
ently on these emotions and feelings in a future, and every transfer of meaning, which might make it
hypothetical or conditional world. Moreover, chil- possible to reformulate the concept of transference
dren can use the active-to-passive transformation to in a way that is devoid of any drive legacy (Scano,
attribute these same emotions and actions to adults 2006).
and then consequently fear these adults *not in a More generally, however, the Freudian uncon-
hypothetical world, but in the present one. They can scious was viewed as the unsaid and the unsayable *
then implement adequate defensive procedures. that is, that which is denied translation into words.
We can easily locate and re-translate what the The unconscious therefore represented the very
psychoanalytic tradition has always taught about birthplace of all possible metaphor*in dreams, in
identification and projective mechanisms as struc- neurosis, in discourse, and in everyday life. Meta-
turing elements, and also as defense mechanisms, in phor, as the interface between the unsayable and the
the terms described above. In fact, active passive/ linguistic code, can achieve unexpected transforma-
passiveactive transformations can be simply con- tions and meaning transfer, and can even, at times,
sidered the mechanisms through which identification create meaning. For instance, we have no word in
and projection are achieved. We can also state that Italian to denote the slender part of a bottle that
these transformations can serve as an operative stretches upward to receive a cork. We use a
definition of identification and projection. particular form of metaphor (catachresis) to say
‘‘neck of the bottle,’’ meaning that this particular
part is to the bottle as a neck is to a body. There is an
Defense, emotions, and metaphor
infinity of experiences with even less ‘‘sayable’’
Language acquisition therefore progressively allows names than ‘‘neck of a bottle’’, which can find a
for this multiplication of worlds and signification name through an even more basic catachresis.
possibilities, in which the linguistic meaning-con- In fact, we can consider somatically marked links,
struction mechanism of metaphor seems, by its very anticipations, narrative scenes, and prototheories as
nature, to be specifically linked to defensive activity. a field of experience fragments, which are strongly
Yet metaphor as a semiotic instrument goes far marked emotionally, but are inaccessible through
beyond the linguistic universe (Eco 1975). In fact, language. These powerful shards of experience, with
we normally extend and apply our knowledge and no name and no voice, can find a ‘‘name’’ through
experience to new domains in logical or analogical metaphor, in the same way as the neck of a bottle
ways, but we also have a much more powerful and does, and this occurs not only in the dreams,
much less tractable linguistic gadget at hand. Aristotle fantasies, and perceptions of artists and poets, but
defined metaphor as ‘‘giving the thing a name that also in our own commotion, anger, fear, and anxiety.
belongs to something else.’’ Moreover, Eco (1980) Any element of experience can therefore be literally
has underscored how metaphor produces something transformed into something else through metaphor;
highly similar to what Freud called ‘‘condensation’’; it can be extended or expressed through new
Jacobson and Halle (1956) earlier associated the situations and objects. Moreover, metaphor has
mechanisms described by Freud with metonymy another semiotic characteristic that renders it parti-
and metaphor; and Lacan (1966) developed this cularly effective in this role: although metaphor is, to
suggestion by connecting displacement with meto- all effects, a linguistic mechanism, its construction
nymy and condensation with metaphor. Condensa- and comprehension calls for non-linguistic material,
tion and displacement were considered the by referring to visual, auditory, tactile, and olfactory
mechanisms of dream-work. Freud envisaged the experience.
displacement and condensation of quantities of en- According to a view advanced earlier by Freud,
ergy, but the result of this ‘‘economic’’ operation was, any link or schema can be utilized through metaphor
in any event, a meaning-condensation, an explosion to gain an understanding of many different areas of
of emotionally marked meaning obtained through experience. This is when he used the ‘‘inside/out-
transfer. This is how Freud accounted for the anxiety side’’ schema to construct a sequence of fields of
that blocked Emma from entering a shop on her own. meaning that ranged from the ‘‘swallowing/spitting’’
Metaphor also produces unexpected explosions of of the dietary regime, to the ‘‘good/bad’’ of the moral
meaning by displacing and condensing meaning; it regime, to the ‘‘right/wrong’’ of the logical regime
therefore spontaneously represents the best semiotic (Freud, 1925b). We might imagine that this can
Who defends itself from what? 149

occur for many other schemas, not only through really felt it emotionally . . . but then as soon as I feel
Freud’s analogical route, but also through much it . . . it feels fake as well . . . like something from a film
more individual ones. For example, C., a young that doesn’t exist in real life.’’ She then realized that a
woman, used the inside/outside schema to describe a sense of gratitude had, for her, always been some-
certain feeling she felt as an adolescent: When she thing that tied her down, and was therefore the
was 14 or 15 years old, she felt as if she were always material of her ‘‘little gardens,’’ ‘‘bubbles, and all
standing at the threshold of her own house, with all her ‘‘insides’’ *that is, the matrix of all of her
of her desire to go ‘‘out,’’ to be free, and to throw ‘‘claustrophobia.’’ Hence, she was suddenly able to
herself into the world, but in spite of the restlessness use her claustrophobic feeling to denote what had
she felt about family rules and restrictions, some- been allowing her to avoid situations that might
thing always kept her stuck ‘‘inside’’ the house. She induce too intense or too pleasurable emotions in
had also occasionally suffered from slight panic her. By anticipating her own experience of suffoca-
attacks in ‘‘outside’’ situations and from slight tion and panic, she was forced to ‘‘close the door’’ just
claustrophobia in ‘‘inside’’ situations. when she might have let herself go to an ‘‘excess’’ of
Years later, she underwent emergency surgery for intimacy, of sexual emotion, or even to ’’fuzzy,’’
a severe form of uterine fibromyomatosis, which left peaceful abandon. She still perceived the shadow of
little hope for her ever becoming mother. Her a paralyzing anxiety behind these emotions, but her
claustrophobia erupted more dramatically at this capacity for experiencing intimate situations gradu-
time, in hospital and during her convalescence, and ally started to expand.
lasted approximately 2 weeks. Then, over the Some time later, the ‘‘inside’’ metaphor reap-
following months and after an initial elaboration of peared even more unexpectedly. C. recounted feel-
her frustration (she had just married and had never ing as if she were in a cave, with neither barrier nor
doubted wanting to have ‘‘many children’’), she took door between the light ‘‘outside’’ and the intense
a deep look at both the desiring and resisting aspects ‘‘inside’’ darkness, but an impalpable place of
of her relationship with maternity. During that time, transition. But this time, it was pleasurable, peaceful,
she referred repeatedly to the inside/outside schema, in that darkness, and she could have stayed there for
mostly using it to describe her relationship with her ever*were it not for the fact that her many shifting
therapist: ways of being and feeling made her feel like staccato
notes lost somewhere in that darkness. The following
You sit here in your little garden . . . Goodness Monday, however, C. opened the session smiling
knows . . . it’s a nice garden . . . neat . . . quiet . . . happily: ‘‘I spent a wonderful weekend inside my
but it’s closed in . . . it always works in the same cave.’’
way . . . always with the same rules . . .Instead, my
own life is outside of here, where everything is ‘‘Who’’ defends itself from ‘‘what’’?
confused, chaotic . . . and yet, I come here and I sit
in your little garden . . . and I feel good here, even All that has been discussed so far concerning the
too good so I should probably leave now. acquisition of the ability to use verbal forms and
metaphor (and therefore concerning identification,
She then expressed her impatience with people projection, condensation, and displacement), should
who now treated her ambiguously, as she saw it, as if now be located in the realm of comprehensive action
she were just an ill person: ‘‘I have to find a way to of the ‘‘mind’s I’’. In fact, ever more frequently now,
change this thing . . . it’s like a bubble . . . I try to theories of subjectivity view the ‘‘I’’ as a ‘‘narrating
break it . . . but it is a sticky, stretchy bubble . . . you I’’ *that is, as simultaneously the author and result
try to puncture it, but it gives and bounces back.’’ of its own narrations. This conception was first
She later used this same schema to express her proposed by Vygotskij as early as the 1920s and
emotional expectations about a fetus inside her was later developed by the semiologist Bachtin. If we
uterus: ‘‘when I think about it, I shudder; I feel a start from the assumption that what we call ‘‘I’’ is the
sensation of closing in and suffocation, of claustro- substance of narration and that we are the narration
phobia.’’ This claustrophobic feeling, however, did of ourselves, then even our understanding of our-
not refer to a ‘‘child closed inside her uterus,’’ but to selves is not so easy to define and explain, because it
the sense of suffocation she experienced at the idea does not seem so different from our understanding
of that ‘‘unspeakable intimacy’’ of perpetual connec- of others. In fact, none of us has direct and
tion with a child. immediate access to a secret ‘‘warehouse of mean-
Based on this unexpected meaning, C. started to ing,’’ in which meanings are stored like well-ordered
grasp her own difficulty in entering into intimate and classified objects, to be selected and expressed as
situations: ‘‘Lately, I have felt grateful to you . . . needed by upholstering with words. It seems, rather,
150 G. P. Scano

that it is our inexhaustible self-narration and narrat- the anticipations and ‘‘theories’’ by which indivi-
ing that constructs meaning. We therefore produce, duals construct their own contexts, and the contexts
understand, and express meaning at the very mo- of the contexts in which they move with their
ment we construct it. This is why Dennett (1991) wishing, avoiding or recoiling motivations and ac-
identifies Homo sapiens ’ own fundamental self-pro- tions. Thus, defensive measures can easily seem
tective, regulating, and self-defining tactic in the incongruous and objectively inadequate to the actual
‘‘telling stories,’’ that is, in the human ego’s inherent nature of a given danger or problem. The fact that
narrative leanings. individuals can experience these contexts as being so
It is not difficult to find other specific defensive menacing as to mobilize formidable, costly, and self-
activities in the realm of this narrative activity, which detrimental defensive maneuvers depends on mostly
interlaces and wraps our ‘‘I’’ with a virtual exoske- metaphorical transformation processes and under-
leton of words, in a continuous self-protective lying emotional and semantic links, which (being
action. Of course, these defensive activities will strongly rooted in the somatic sphere) are literally
pertain more to the images, actions, virtues, defects, ‘‘without words.’’ This conception does not seem far
and responsibilities of each narrative’s author, based removed from the essential content of the traditional
on modalities that also pertain to the stories that notion of unconscious fantasy, but is expressed here
peoples and ancient cities have always told over the in non-drive terms.
ages about their own origins and events. This underscoring of the individual marking of
The mechanisms pertaining to the I’s narrative menacing situations does not exclude the possibility
nature are presumably quite different from meta- of the eventual identification of generalized classes of
phor’s expressive explosions or from the construc- danger that most individuals experience over their
tive action of identification and projection. They lifespans. Yet a more precise determination of the
should follow, rather, a literary design aimed at most frequently recurring ‘‘dangerous situations’’ at
embellishing, concealing, and ‘‘tidying things up.’’ various ages or in most individuals, and in different
The I’s narrative mechanisms are therefore quite psychopathological patterns, is a problem of empiri-
similar to forms that are already widely known in the cal generalization.
psychoanalytic tradition, such as idealization, re-
pression, negation, and rationalization. In this case
Conclusion
as well, the dynamic of defense should be governed
by the emotion system’s self-protective maxim, It therefore seems possible to identify mechanisms
through much more specified feelings such as that are highly similar to Freudian ones by starting
shame, pride, contempt, ambition, envy, jealousy, from the tip of ‘‘a cone’’ and moving downwards
gratitude, compassion, remorse, guilt, etc . . . . In any from the primary emotions and ‘‘being with’’ sche-
event, these more specifically social emotions and mas, through diversification of the ‘‘bodily sphere,’’
feelings rest on the bedrock of the primary emo- the ‘‘you sphere,’’ and the ‘‘linguistic sphere,’’ and
tions, and they refer more directly to the cultural last, through metaphor and the I’s narrative nature.
and social worlds, and to the roles that the author These mechanisms can be described and formulated
and the topics of the mind’s I’s narratives play in its in terms that are completely removed from libidinal
own narrating. logic and can open up virgin territory thereby for the
Therefore, who it is that defends itself is always the concept of defense. This proposal also seems plau-
organism in its totality. Defensive themes are situa- sible not only for essential processes such as con-
tions or events that are symbolized or perceived as densation, displacement, identification, and
menacing, based on the expectation of a negative projection, but also for repression, negation, ideali-
emotion and displeasurable bodily state. Hence, zation, and rationalization. Defining, describing, and
situations, events or contexts are experienced as classifying these mechanisms is, however, not a
menacing in a way that is highly similar to what theoretical, but an observational and empirical
the Freudian signal of anxiety had earlier affirmed. task. Conversely, identifying the role these mechan-
Yet, an organism’s action occurs through the mind’s isms play in various psychopathological syndromes
I, in a psychosocial, relational, and linguistic context. (or even in symptoms and simple experiences) and
The specifying of menacing situations therefore determining the factors that are involved in specify-
branches out into the symbolic world in a highly ing the emotional weight that an anticipation can
individual manner, based on the transformations achieve by eliciting rigid defenses (to the extent of
that each and every ‘‘I’’ has constructed and even symptomatic explosion) pertains to more gen-
continues to construct with its encyclopedia of eral clinical theory.
emotional markings. In the overall context of in- Specifically, the present proposal presents three
dividual experience, these markings will determine main advantages:
Who defends itself from what? 151

1. It helps us recover the most important link, Eco, U. (1980). Metafora. In Enciclopedia [Encyclopedia], Vol. IX.
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as resistance. In fact, by adopting the inter- Freud, S. (1914). On narcissism: An introduction, SE 14: 73 102.
subjectiveintrasubjective viewpoint, we can Freud, S. (1915). Instincts and their vicissitudes, SE 14: 117 140.
Freud, S. (1917). Introductory lectures on psycho-analysis. Part III,
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SE 16: 243 463.
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sense *resistance appears as a mainly inter-
Gedo, J. E. (1991). Between prolixity and reductionism: Psycho-
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Hartmann, H. (1950). Comments on the psychoanalytic theory of
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the ego. Psychoanalytic Study of the Child, 5, 74 96.
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Lacan, J. (1966). Ecrits. Paris: Seuil.
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presently proposed conception. Conversely, any An intersubjective formulation of the problem of transference.
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