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To cite this Article Baumrind, Diana , Larzelere, Robert E. and Owens, Elizabeth B.(2010) 'Effects of Preschool Parents'
Power Assertive Patterns and Practices on Adolescent Development', Parenting, 10: 3, 157 — 201
To link to this Article: DOI: 10.1080/15295190903290790
URL: http://dx.doi.org/10.1080/15295190903290790
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PARENTING: SCIENCE AND PRACTICE, 10: 157–201, 2010
Copyright © Taylor & Francis Group, LLC
ISSN: 1529-5192 print / 1532-7922 online
DOI: 10.1080/15295190903290790
SYNOPSIS
Objective. The authors investigated the effects of preschool patterns of parental authority on
adolescent competence and emotional health and differentiated between confrontive and coer-
cive power-assertive practices which accounted partially for differential long-term effects of the
preschool patterns. Design. Participants were 87 families initially studied when children were
preschool students, with outcomes assessed during early adolescence. Families were drawn
from Baumrind’s Family Socialization and Developmental Competence longitudinal program
of research. The authors used comprehensive observational and interview data to test hypothe-
ses relating preschool power-assertive practices and patterns of parental authority to the
children’s attributes as adolescents. Person-centered analyses contrasted adolescent attributes
associated with 7 preschool patterns of parental authority. The authors used variable-centered
analyses to investigate the differential effects of 5 coercive power-assertive practices that they
hypothesized were authoritarian-distinctive and detrimental and 2 confrontive practices
(behavioral control and normative spanking) that they hypothesized were neither authoritar-
ian-distinctive nor detrimental. Results. Adolescents whose parents were classified as directive,
democratic, or authoritative (grouped as balanced-committed) when these adolescents were pre-
school students were competent and well-adjusted relative to adolescents whose parents were
classified as authoritarian, permissive, or disengaged (grouped as imbalanced-uncommitted).
Adolescents from authoritarian families were notably incompetent and maladjusted. Variable-
centered analyses indicated verbal hostility and psychological control were the most detrimental
of the authoritarian-distinctive coercive power-assertive practices. Severe physical punishment
and arbitrary discipline were also authoritarian-distinctive and detrimental. Normative physi-
cal punishment and confrontive discipline were neither. Confrontive discipline and maturity
demands contributed to authoritative parenting’s effectiveness, whereas normative physical
punishment was neutral in its effects. Conclusions. The findings extend the consistently nega-
tive outcomes of authoritarian parenting and positive outcomes of authoritative and authorita-
tive-like parenting to 10-year outcomes that control for initial child differences. Differential
outcomes can be partially attributed to the coercive practices of authoritarian parents versus the
confrontive practices of authoritative parents.
INTRODUCTION
self-regulated adult with the competence and emotional health to achieve prosocial
goals and interact effectively with others. The aims of the present observational study
are (1) to investigate how preschool patterns of parental authority contribute to adoles-
cents’ competence and emotional health and (2) to isolate and identify any differential
effects on these adolescent outcomes of their parents’ use of coercive versus confrontive
power-assertive disciplinary practices when their children were preschool students.
We sought to increase the causal relevance of our findings by controlling statistically
for suspected confounds and the alternative interpretations represented by those con-
founds, including preschool precursors of the adolescent attributes treated as outcomes
of preschool parental power-assertive practices.
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low agency (Kochanska, Padavich, & Koenig, 1996), emulation of parents’ coercive
behavior (Bandura, 1973; Patterson, 1982), and reactions of fear and aggression
(Hoffman, 1975). In contrast, Barber (2002a, 2002b) reported beneficial effects of power
assertion operationalized by confrontive but not coercive practices. The effects of con-
frontive discipline are likely to appear more detrimental than they actually are (see
Kohn, 2005; McCord, 1996; McGee, 1992) when confounded with the effects of coercive
kinds of power assertion that we hypothesize differentiate authoritarian from authori-
tative parents.
By defining the opposite extreme of her broadband dimension “gentle discipline” by
harsh negative discipline, with harsh negative discipline operationalized not only by
such clearly coercive practices as “threat”and “harsh physical intervention” but also by
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forceful disciplinary practices such as “criticism” and “sharp command” that are con-
frontive but not coercive, Kochanska (1995, p. 603) blurred the distinction between
coercive and confrontive power assertion, a distinction that differentiates authoritative
from authoritarian parents. To discern the proposed differential effects of these distinct
kinds of power assertion we treat confrontive and several kinds of coercive power
assertion as separate dimensions, rather than as a single bipolar dimension extending
from gentle to confrontive to coercive.
Similarly, we distinguish between normative physical punishment (or “spanking”)
and severe physical punishment to determine whether the two have contrasting effects
on children. Spanking refers to that subset of the broader category of physical punish-
ment that is within the normal range and is “a) physically non-injurious; b) intended to
modify behavior; and c) administered with an opened hand to the extremities or but-
tocks” (Friedman & Schonberg, 1996, p. 853). Severe physical punishment is outside the
normative range in frequency and intensity. To assess the distinctive effects of spank-
ing or confrontive discipline, we use a longitudinal design and control for the effects of
severe physical punishment and for the coercive forms of power assertion with which
confrontive discipline may be confounded.
Unqualified power assertion. Hoffman (1975, 1983, 1988) differentiated between unquali-
fied and qualified power assertion. Authoritarian parents use power assertion unqualified
by reasoned explanation to demand prompt compliance unmitigated by compensatory
gratification or reciprocal encouragement of the child’s initiative and to enforce a child’s
subordinate status in a rigidly hierarchical family system.
Severe physical punishment. Whereas 94% of American children have been spanked as
toddlers, only a small minority have received severe physical punishment (Straus &
Stewart, 1999). The effects of severe physical punishment are indisputably harmful.
Gershoff (2002) concluded from her meta-analytic review that, with the exception of
short-term compliance, the effects of even mild physical punishment are detrimental.
However, Larzelere and Kuhn (2005) concluded from their meta-analysis that the
effects of normative spanking (physical punishment not used severely or as the pri-
mary discipline method) on 2- to 12-year-old children are similar to the harmless effects
of other common disciplinary actions such as timeout and verbal reprimands.
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 161
In the child development literature, “wounding words” that demean or belittle the
child (Moore & Pepler, 2006) have been shown to be a potent contributor to children’s
maladjustment (Johnson et al., 2001), even more so than physical punishment
(Bremner, Vermetten, & Mazure, 2000; Solomon & Serres, 1999; Straus & Field, 2003;
Teicher, Samson, Polcari, & McGreenery, 2006), although the effects of these two highly
correlated forms of power assertion are seldom analyzed separately. Yelling, belittling,
sarcasm, and pointless disapproving “nattering” (Patterson, 1982, p. 69) are wounding
words that exemplify what we mean by hostile verbal criticism.
power assertion described earlier, effects on children are seldom beneficial (Becker,
1964; Dix, 1992; Grolnick, Deci, & Ryan, 1997; Kochanska et al., 1996; Kuczynski &
Kochanska, 1990; Lytton, 1990; Power & Chapieski, 1986). However, when demanding-
ness is operationalized by reinforcing strict but developmentally appropriate behav-
ioral standards, the associated child attributes are often beneficial (Barber, 1996, 2002b;
Baumrind, 1967, 1971a, 1991a; Patterson, 1997). Thus, the pejorative evaluation appro-
priately applied to coercive forms of power-assertion may not apply to all demanding
practices, in particular not to behavioral control in the form of confrontive discipline
(Barber et al., 1994; Barber et al., 2005; Baumrind, 1989, 1996a, 1996b, 2005; Larzelere &
Merenda, 1994).
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Parenting patterns: Baumrind’s typology. Baumrind (1971c, p. 95) maintained that “it is
more meaningful to talk about the effects of patterns of parental authority than about
the effects of single parental variables” because “without certain other conditions being
present. . . the strength or direction of an expected parent–child relationship might well
be altered.” Baumrind’s parenting patterns are historically rooted in Baldwin’s (1955)
two mutually exclusive parent leadership styles: autocratic and democratic. Baumrind
(1966, 1967, 1978a) split parents into three patterns: authoritarian, permissive, and
authoritative. Authoritarian parents, similar to Baldwin’s autocratic parents, are highly
demanding but not responsive; permissive parents, similar to Baldwin’s democratic
parents, are highly responsive but not demanding; authoritative parents are both
highly demanding and responsive, rather than one more than the other.
In this study, we further differentiate the three prototypic patterns into seven dis-
tinctive preschool patterns of parental authority that differ on Schaefer’s (1965) three
correlated dimensions of firm versus lax behavioral control (i.e., demandingness),
acceptance versus rejection (i.e., responsiveness), and psychological autonomy versus
psychological control. Authoritative parents are highly demanding, responsive, and
autonomy-supportive (low psychological control). Directorial parents (who are more
demanding than responsive) and lenient parents (who are more responsive than
demanding) are each subdivided, based primarily on level of demanding-responsive
imbalance. Directorial parents include those who are high-psychologically controlling,
high-demanding, and low-responsive (authoritarian), and those who are high-demand-
ing and moderate-responsive (directive). In contrast, lenient parents are subdivided into
those who are low-demanding and high-responsive (permissive) and those who are
moderate-demanding, high-responsive, and high-autonomy supportive (democratic).
Good enough parents are moderately responsive, demanding, and autonomy support-
ive. Disengaged parents are least committed by being low-demanding, low-responsive,
and low-autonomy supportive.
Although not defined by ideology, parenting patterns are expected to differ on
social ideology with directorial parents more conservative than lenient parents.
Authoritarian parents are expected to be the most conservative and permissive parents
the most liberal. However, social ideology is expected to not affect adolescent outcomes
beyond the effects of parents’ childrearing practices.
(2) definitional ambiguity, and (3) inadequate data. By causal relevance, we refer to evi-
dence that an event is a sufficient, although not a necessary, causal pathway through
which a person, prior condition, or happening can generate a consequence (Lewontin,
2000).
Method and rater biases. Method and rater biases include conditions likely to artifac-
tually increase the apparent detrimental effects of all power-assertive practices include
nonnormativeness, same-source bias, and selection bias.
The effects of parenting practices that are nonnormative are typically qualitatively
larger than parenting practices that fall within the normal range (Lansford et al., 2005;
Scarr, 1992; Straus & Mouradian, 1998). Thus Bates, Pettit, and Dodge’s (1995) opera-
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tional definition of harsh discipline probably inflated the detrimental effects of norma-
tive spanking by including, with spanking, items from Straus’s (1979) Conflict Tactics
Scale measuring abusive violence (kicking, throwing something, and beating up) that
fall outside the range of the normal home environment. We differentiate between the
possible effects of normative spanking and severe physical punishment that is non-
normative for the targeted population in frequency and severity.
When the parent and child variables are based on information from a single infor-
mant, a common feature of self-report studies of power-assertive effects, same-source
bias tends to inflate associations between power-assertive practices and adverse child
outcomes (Yarrow, Campbell, & Burton, 1968). We have eliminated same-source bias by
using different observers to assess children and their parents within and across waves.
Selection bias as a result of child effects also tends to amplify apparent parent effects
(Larzelere, Kuhn, & Johnson, 2004). For example, as Lewis (1981) asserted, the signifi-
cant association between parental firm control and preschool students’ prosocial
behavior in Baumrind’s (1971a, 1971b) cross-sectional correlational analyses could be
attributed to uncontrolled differences in children’s preexisting disposition to behave
prosocially, instead of to parents’ firm control. Similarly, as Baumrind, Larzelere, and
Cowan (2002) asserted, the apparent harmful effects of physical punishment on chil-
dren’s adjustment in most of the primary studies Gershoff (2002) reviewed were
inflated by selection bias as a result of child effects. We reduce selection bias by control-
ling for preexisting differences among children on the adolescent outcomes and, in
some analyses, for externalizing behavior problems.
Definitional ambiguity. Definitional ambiguity involves using the same word for
what may be fundamentally different constructs or behaviors. This practice remains a
major impediment to evaluating differential effects of distinctive kinds of power-
assertive disciplinary practices. We regard the distinction between coercive and
confrontive power assertion as crucial to explaining the contrasting effects of author-
itarian and authoritative parenting. However, many investigators in practice do not
make that distinction. For example, by treating all kinds of behavioral control and
autonomy support as binary opposites, Grolnick (2003) precludes the possibility that dis-
ciplinary interventions by some parents could best be characterized as both autonomy
supportive and behaviorally controlling. A feature of authoritative parents distinguish-
ing them from authoritarian parents is that they are both autonomy supportive and
behaviorally controlling; that is, they are high on behavioral control but not coercive. By
our definition, authoritative parents are confrontive but not coercive, whereas authoritarian
parents are both coercive and confrontive, and thus adversely “controlling.”
164 BAUMRIND, LARZELERE, AND OWENS
Typological analyses: Evaluating the effects of parenting patterns. We theorize that the
balance between demandingness (what parents require of a child in terms of obedience,
maturity demands, and household help) and responsiveness (what parents offer a child
in terms of affection and autonomy support) and commitment (high levels of both
demandingness and responsiveness) will be significant determinants of the differential
long-term effects of parenting patterns on children’s competence and emotional health.
To test this superordinate hypothesis, we aggregate the seven patterns of parental
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 165
authority into two supergroups and an intermediate good enough group, on the basis of
their relative approximations to the authoritative prototype exemplifying the ideal par-
ent who is both balanced and committed. By definition, authoritative parents use high
levels of both responsiveness and the specific forms of demandingness expected to be
beneficial, namely household management and behavioral control.
The supergroup labeled balanced-committed consists of authoritative parents and the
two complementary patterns closest in fit on balance and commitment to the authorita-
tive prototype: democratic parents, who are highly responsive and moderately demand-
ing, and directive parents, who are highly demanding and moderately responsive. The
supergroup labeled imbalanced-uncommitted consists of the three patterns farthest in fit
from the authoritative prototype on balance and/or commitment: (1) disengaged par-
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ents, who are low-demanding and low-responsive, thus the least committed group;
and the two least balanced patterns, (2) permissive parents, who are low-demanding
and high-responsive; and (3) authoritarian parents, who are low-responsive and high-
demanding. The intermediate good enough families are average-responsive and aver-
age-demanding.
We expect all outcomes for adolescents from families in the balanced-committed
supergroup during the preschool period to be significantly more beneficial than for
adolescents from families in the imbalanced-uncommitted supergroup. As their name
suggests, we expect adolescents from good enough families to be adequately adjusted
(competent and emotionally healthy).
If adolescent outcomes differ by supergroups, we then test T2 and T3 parenting
styles as possible mediators of the effects of preschool parenting styles on adolescent
outcomes to determine whether the distal T1 supergroups predict T3 outcomes beyond
that predicted by more proximal parenting effects, an affirmative answer signifying
that there are discernible unique effects of preschool parenting.
A priori hypotheses pertaining to specific differential outcomes by pattern differ-
ences are as follows:
Hypothesis 1: Adolescents from authoritative families will be best adjusted with the
largest differences relative to imbalanced-uncommitted families, the smallest dif-
ferences relative to other balanced-committed families, and moderate differences
relative to good enough families.
Hypothesis 2: Adolescent outcomes for different patterns of behaviorally controlling
families (i.e., authoritative, directive, authoritarian) will differ significantly,
depending on whether parents are also coercive. In contrast with adolescents
from authoritarian families (who are coercive) adolescents from authoritative and
directive families (who are not coercive) are expected to be well-adjusted.
Hypothesis 3: Adolescent outcomes for the three different patterns of families who
are highly responsive and not coercive (i.e., authoritative, democratic, permissive)
will differ significantly, depending on level of behavioral control. Specifically,
outcomes will be adverse for permissive families because they do not assert
behavioral control, but favorable for democratic and authoritative families
because they do assert behavioral control.
Hypothesis 4: Among imbalanced-uncommitted families (i.e., authoritarian, permis-
sive, disengaged), adolescent outcomes will be less adverse for permissive than
for authoritarian families because authoritarian families rely on coercive forms of
power assertion that we hypothesize are never beneficial, whereas the high
166 BAUMRIND, LARZELERE, AND OWENS
If Hypotheses 2 and 3 are supported, we then evaluate the relative effects of authori-
tarian-distinctive parenting variables that we hypothesize could account in part for the
harmful effects of authoritarian parenting. We also evaluate the effects of low levels of
behavioral control which could account in part for the detrimental effects of permissive
parenting compared with authoritative and democratic parenting.
Variable analyses: Evaluating variants of power assertion. We expect the effects of high
demandingness to differ depending on how demandingness is operationalized by the
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METHODS
Participants
Participant families in the Family Socialization Project (FSP) were relatively homog-
enous with regard to good health, European American ancestry, middle-class status,
and above-average intelligence. All children were sufficiently well-adjusted to be
included in regular classrooms.
Participants were recruited from among all children attending 13 nursery schools in
Berkeley, California, and its environs in the 1960s. Exclusionary criteria included
teacher report of significant psychopathology in the child, child IQ of less than 95, only
one parent in the home, and child less than 3 years old. Remaining were 150 families
who agreed to participate in the home visit phase of the study, representing more than
half of the families from the 13 nursery schools. The 16 African American children and
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 167
families who took part in the FSP at Time 1 (T1) were excluded from our analyses
because the parent–child relationship patterns were not the same as for the European
American families at T1, and therefore they were not followed longitudinally. (Data
regarding these African American families are available in Baumrind, 1972.)
Consequently, the original T1 FSP sample comprised 60 European American girls and
74 European American boys and their families. Fathers had an average of 18 years of
education and mother’s education averaged 16 years; fathers’ mean age was 37.2 years,
and mothers’ mean age was 34.1 years. On average, there were 2.6 children per family.
More information about sample recruitment and characteristics is available in Baumrind
(1971a). At Time 2 (T2), 104 of these families were retained, and 30 were not seen. At
Time 3 (T3) 84 of the families seen at T2 were retained, and three not seen at T2 (but had
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been seen at T1) were seen at T3, resulting in 87 families (65% of those who began the
study at T1) providing data at T3. For the majority of analyses in this article, data from
the 87 families (48 boys, 39 girls) seen at T1 and T3 were used. Analyses also involving
T2 data have an n of 82, because of missing parenting data for two families (the children
were seen, so they are considered among the 84 retained at T2, but the parents were not).
Ages for the 87 children whose data were used in the present study were as follows:
at T1, M = 4.5 years (SD = .43 years, range = 3.4 to 5.2 years), with 91% between 3.8 and
5.1 years; at T2, M = 9.0 (SD = .64 years, range = 7.6 to 11.3 years), with 89% from 8.1 to
9.6 years; at T3, M = 15.1 (SD = .48 years, range = 13.8 to 16.9 years), with 90% from
14.5 to 15.7 years. Attrition was primarily the result of families moving from the area.
Comparisons between those omitted versus those retained from T1 through T3 showed
no significant differences on baseline parent and child variables used in this study.
Procedures
Data were collected using multiple methods in multiple settings. To increase ecological
validity (Bronfenbrenner, 1979) our raters relied on records of participants’ behavior in
several natural environments. Specifically, information about parents and children was
derived from extended direct observation in home, classroom, school playground, and in
a peer context outside of school for adolescents, supplemented by observations in labora-
tory settings, semi-structured interviews with parents, children, and teachers, and stan-
dardized and project-designed psychological tests. Observations and interviews were
conducted by highly trained professional psychologists. To prevent bias from shared
source variance, observers/interviewers differed for the child and his or her parents, and
differed across time points for each participant. At each time point, children were
observed, interviewed, and tested for approximately 20 hr, and parents were observed,
interviewed, and tested for about 30 hr. Subsequently, using the case records (transcripts
of the entire battery of interviews, observations, and tests at a particular time point), the
primary observers/interviewers for each family completed project-designed Q-sorts and
Likert-type scales for children, and Likert-type rating scales for parents. The items at each
time point were tailored to apply to the actual settings in which the children or parent–
child interactions were observed (see Appendices A and B for items used in analyses).
items were combined into first-order factors, and then first-order factors were com-
bined to create variables. Decisions about how to combine items were empirically
based. Therefore, this section begins with descriptions of project-designed measures
applied separately to children and parents, and follows with empirical procedures
used to derive specific child and parent variables from the items in these measures.
developmental stage additional items were included and worded to match the increas-
ingly differentiated characteristics of the maturing child.
Reliabilities of item ratings for the children were established by comparison with
ratings made by a separate, trained observer. At T1, about 25% of participants were
Q-sorted by a reliability rater who had done extensive observation of the child. The
interrater reliabilities for items across observers averaged .68, with 10% less than .60
and 10% greater than .80. At T3, each adolescent was double-rated with an average
item reliability of .87 for the Q-sort items and of .85 for the rating scale items. At T3, rat-
ings were averaged to produce final item scores. As might be expected, the items with
low reliabilities (.60 or less) did not show a sufficiently high pattern of intercorrelation
with other items to contribute to the final variables (see Appendix A), whereas items
with high reliabilities (.80 or greater) were generally included in the variables.
Subsequent to the original period of data collection using transcripts of all observa-
tions and interviews, the Child Problem Behavior Scale was completed for each child.
This instrument was composed of items from the 113-item Child Behavior Checklist
(Achenbach & Edelbrock, 1983) and supplemented by 13 project-developed items at T1
and 21 at T3. Again, with each successive developmental stage additional items were
included to match the increasingly differentiated status of the maturing child. Items
from this measure were used to create separate T1 and T3 child and adolescent behavior
problem variables analyzed herein (total, externalizing, and internalizing problems).
Mean interrater item reliabilities across time periods for the entire scale averaged .86.
Adolescent Children items at T3 ranged from .48 to .96 with a median of .86. The items
with low reliability did not contribute to the final variables (see Appendix B).
A new instrument, the 71-item Parent Disciplinary Rating Scale (PDRS), was project-
designed to assess the specific disciplinary practices of mothers and fathers who partic-
ipated in the FSP at each time period, because specific disciplinary practices had not
been assessed with original FSP measures. At each time period these ratings (except for
one of physical punishment) were made on 3-point scales ranging from 1 (not character-
istic of parent), 2 (somewhat characteristic of parent), 3 (highly characteristic of parent).
Trained coders based their ratings on the transcribed mother and father interviews and
the descriptions of home observations of the entire family. All but 18 families seen at T1
were rated by two coders from among teams of 4 to 6 coders at each time period (those
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18 were not seen at T2 or T3). Interrater reliability for each item was then assessed in
terms of weighted percent agreement between two raters across all cases, with a dis-
agreement of 1 point discounted less than a disagreement of 2 points. Agreements
across raters were calculated separately for mothers and fathers. When the interrater
agreement for mothers and fathers was less than 70%, we omitted the item from further
analyses (11 items at T1 and 11 at T3). For the remaining items, weighted (exact = 1; off
by 1 point = .5) interrater agreement was as follows: at T1 for mothers, interrater agree-
ment averaged 83%, with a range of 62% to 99%; at T1 for fathers, agreement averaged
84%, with a range of 74% to 100%; at T3 for mothers, agreement averaged 82%, with a
range of 73% to 98%; at T3 for fathers, agreement averaged 85%, with a range of 73% to
99%. Final item scores were created by averaging across raters.
T3 adolescent outcomes. Six specific outcomes (see Appendix A) and two generic out-
comes (general competence and total problems) comprised the eight T3 adolescent out-
comes used as dependent variables throughout the analyses. The six specific outcomes
included a cognitive effort variable (cognitive competence), a communal variable
(communal competence), and two agency variables (individuation and self-efficacy), as
well as externalizing problems and internalizing problems. These were derived via the
BC TRY cluster analysis procedure that grouped items from the observer-rated Adoles-
cent Q-sort to yield a set of correlated clusters. The general competence score was
calculated using a one-component solution from principal components analysis of the
90 Adolescent Q-sort items and the cognitive and physical functioning items from the
Adolescent Rating Scales. The 10 highest loading items were: perseveres under pres-
sure, endows activity with personal meaning, not frustrated in performance of cogni-
tive activity, copes realistically with stress, productive, happily occupied, accepts
responsibility for own failures, exerts maximum effort in intellectual tasks, proud of
accomplishments, and dependable and trustworthy. The total problems score (a = .91)
was comprised of the 79 items from the Child Behavior Problem Scales for which there
170 BAUMRIND, LARZELERE, AND OWENS
were more than five cases with nonzero values. In addition to the 20 items comprising
the internalizing problem behavior and externalizing problem behavior scales (see
Appendix A), the total problems score included 59 other items reflecting (1) internaliz-
ing problems (e.g., anxious or fearful, fears specific objects, somatizes) and externalizing
problems (e.g., argues a lot, bossy or bullying with peers, disobedient with parents),
and (2) general personal maladjustment (e.g., eats poorly, immature, accident prone,
socially disruptive, shy or timid, underactive, easily led by peers, gets teased a lot).
ations in competence and maladjustment existing among children when they were
initially observed. For brevity, the specific items comprising these T1 covariates are not
detailed, but information regarding the cluster analysis of child items at T1 is available
in Baumrind (1971a). The T1 externalizing problems variable was used to control for
selection bias in certain analyses of power-assertive variables.
T1 child IQ. Child IQ was measured at T1 using the full-scale score from the
Stanford-Binet Form LM (Terman & Merrill, 1960).
Variables derived from Likert-type rating scales. Items from the Mother and Father
Preschool Rating Scales were grouped to yield a set of correlated clusters via the BC
TRY cluster analysis procedure. Also, seven items from the Family Behavior Problem
Checklist were used to calculate the Intrusive variable (see Appendix B). The following
five T1 variables resulting from these analyses were used and are detailed in Appendix
B (Section I): confrontive discipline, household management (an average of the house-
hold help and maintains structure and regimen variables; r = .34, p < .001), responsive,
unqualified power assertion, and psychological control (an average of the intrusive and
encourages independence and individuation [reversed] variables; r = −.12, ns).
Variables derived from the PDRS. Three variables (see Appendix B, Section III) were
derived from empirical reduction of mother and father items from the PDRS: arbitrary
discipline, verbal hostility, and physical punishment. All items were rated on 3-point
scales, except for the last of three items comprising the physical punishment variable that
was rated on a 5-point scale. Mother and father items were averaged to create each of the
three variables from the PDRS used in the present analyses of effects of parent dyads.
Three measures of physical punishment were distinguished: total physical punish-
ment, severe physical punishment, and spanking. Total physical punishment (or sim-
ply physical punishment) was measured by three items on the PDRS (see Appendix B).
Severe physical punishment was a dichotomous variable that was indicated when both
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 171
total physical punishment and physical punishment intensity were more than 1 SD
greater than the mean. Physical punishment intensity was the average of two PDRS
items about (1) using an object for paddling or striking the head or torso and (2) lifting
and throwing or shaking the child. Average rates of physical punishment intensity in
this sample were very low (1.08 at T1 on the 1- to 3-point scale), with most families
displaying no intensity even at the highest frequency of total physical punishment.
Last, normative physical punishment (or spanking) was measured by total physical
punishment only in those families who did not use severe physical punishment. That
is, for analyses of normative physical punishment, the seven families who used physi-
cal punishment excessively and intensely (i.e., scored “1” for yes on severe physical
punishment; see Appendix B) at T1 were removed. A family was included in the severe
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physical punishment group when their scores on total physical punishment and physi-
cal punishment intensity, each of which had been averaged across parents, were both
greater than one SD greater than the sample mean.
Parental types. The parenting types at each time point were derived by a second-
order principal component analysis of 20 first-order factors (10 for mother and 10 for
father) derived from the Mother and Father Preschool Behavior Scale items. For the
sake of brevity, the items comprising these first-order factors are not described, but
details can be found in Baumrind (1971a). In the second-order principal component
analysis, two primary factors were extracted: demandingness and responsiveness (for
conceptual definitions of both factors, see “Patterns of Parental Authority” under the
Introduction section). Parents were categorized into 1 of 7 parenting types (i.e., author-
itative, democratic, directive, authoritarian, good enough, permissive, disengaged)
according to their T scores on these demandingness and responsiveness second-order
factors. More detail about the original derivation of parental types is available in
Baumrind (1991b).
At T2 and T3, identical procedures were used to type parents. However, items on the
parent behavior scales varied somewhat from time point to time point to reflect how
parenting practices and behaviors change with the increasing developmental maturity
of the child. Consequently, the items comprising the first-order factors and the names of
those factors changed somewhat from time point to time point. Ultimately, the second-
order demandingness and responsiveness factors derived from them were conceptually
coherent and, with the exception of T1 to T3 demandingness, moderately correlated
across time. For responsiveness, the correlations were r = .49, p <.001 (T1 to T2), r = .55,
p < .001 (T2 to T3), r = .38, p < .001 (T1 to T3). For demandingness, the correlations were
r = .47, p < .001 (T1 to T2), r = .41, p < .001 (T2 to T3), r = .14, ns (T1 to T3). Effective
demandingness during preschool may reduce the need for demandingness in adolescence.
Other parent variables. T1 parental education was rated on a 9-point scale ranging
from 1 (high School diploma) to 9 (Ph.D., M.D., J.D., or Ed.D). Separate ratings were made
for mother and father and were averaged to create a single parental education score.
Given the era and the fact that the majority of mothers in this sample were at home
with their children, socioeconomic status was indexed by rating father’s occupational
status according to the Stevens and Cho Index (1985). Promotes conformity and obedi-
ence was 1 of 5 factors obtained from a factor analysis of the Parent Attitude Inquiry
items: The same solution was applied to mother and father data, and the resulting fac-
tors were averaged to create a single score of social ideology for each parental dyad.
172 BAUMRIND, LARZELERE, AND OWENS
RESULTS
Preliminary Analyses
Preliminary analyses served two purposes: to identify relevant demographic covari-
ates from T1 and to evaluate the role of attrition. A set of multivariate analyses of cova-
riance (MANCOVAs) tested whether the eight adolescent outcomes in Table 1 varied
overall by supergroups, by five demographic variables, and by two-way Supergroup ×
Demographic interactions. Statistical power was maximized by using supergroups
instead of specific parenting patterns and by considering one demographic variable at
a time. The demographic variables were gender, socioeconomic status, child IQ, child age,
and parents’ education. The final overall MANCOVA incorporated all significant demo-
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graphic variables and was replicated with the seven T1 parenting patterns substituted for
the T1 supergroups, because most analyses in this study analyze the seven T1 patterns.
Child IQ was the only demographic variable with a significant main effect on T3
outcomes. In the final MANCOVA of supergroups, child IQ and supergroups both
predicted the eight T3 outcomes, F(8, 76) = 3.07, p < .01, and F(16, 152) = 2.35, p < .01,
respectively (on the basis of Wilks’s lambda). The univariate ANCOVAs indicated that
IQ was a significant predictor of general competence, F(1, 76) = 4.71, p < .05; cognitive
competence, F(1, 76) = 9.79, p < .01; individuation, F(1, 76) = 11.94, p < .001; and self-
efficacy, F(1, 76) = 12.35, p < .001. IQ is therefore included as a covariate in all analyses
of those four outcomes in this study. This final model was successfully replicated in a
MANCOVA that substituted the seven parenting patterns for the supergroups, F(8, 72) =
3.33 for child IQ, and F(48, 358.3) = 1.64 for the seven parenting patterns, ps < .01.
No demographic variable interacted significantly with the supergroups.
Preliminary analyses of attrition contrasted the 87 T1 families from whom adoles-
cent outcomes were obtained with the other 47 T1 families missing data for those
outcomes. The attrition cases did not differ from the completed cases on the five demo-
graphic variables or on the eight T1 precursors of the outcome variables, Fs(1, 94 to 132)
< 2.03, ps > .15. Moreover, there were no differences in the distribution of parenting
patterns by attrition status, c2(6, N = 134) = 1.13, ns. Thus, the attrition families did not
differ from those with adolescent outcomes on any variable tested.
Specific parenting patterns. Seven adolescent outcomes (all except externalizing prob-
lems) also differed significantly by the seven specific T1 parenting patterns, controlling
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TABLE 1
Mean Adolescent Outcomes Associated With Parenting Patterns During Preschool (Standard Errors)
Supergroups
Balanced-committed 38 54.61 54.21 54.71 53.61 53.71 46.71 47.6c 47.11
(1.39) (1.45) (1.47) (1.49) (1.47) (1.34) (1.52) (1.42)
Good enough 17 51.61 50.40 51.30 51.51 50.50 49.60 50.2 47.31
(2.12) (2.20) (2.24) (2.27) (2.19) (2.10) (2.32) (2.17)
Imbalanced-uncommitted 32 45.0−2 46.3−1 46.2−1 45.1−2 46.1−1 53.1−1 52.6c 53.8−2
(1.55) (1.61) (1.64) (1.66) (1.59) (1.54) (1.69) (1.61)
F(2, 83)d 10.51*** 6.66** 7.28** 7.24** 6.09** 4.85* 2.43e 5.27**
η2 .20 .14 .15 .15 .13 .11 .06 .11
Specific parenting patterns
Authoritative 6 57.02 59.24 56.31 56.12 54.31 44.71 45.0 46.31
(3.47) (3.68) (3.79) (3.81) (3.45) (3.31) (3.92) (3.49)
Democratic 17 52.21 52.11 55.53 52.02 50.50 47.71 49.2 47.51
(2.03) (2.18) (2.24) (2.26) (2.02) (1.96) (2.31) (2.07)
Directive 15 56.53 54.72 53.11 54.42 57.23 46.31 46.7 47.01
(2.16) (2.31) (2.38) (2.40) (2.16) (2.12) (2.46) (2.22)
Authoritarian 13 40.5−5 44.4−3 44.6−3 43.8−4 39.7−6 57.2−5 52.5 58.4−5
(2.47) (2.65) (2.73) (2.75) (2.31) (2.32) (2.74) (2.39)
Good enough 17 51.81 50.4−1 51.30 51.51 50.50 49.51 50.1 47.41
(2.07) (2.21) (2.28) (2.30) (2.03) (2.08) (2.37) (2.14)
(Continued)
173
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174
TABLE 1
(Continued)
F(6, 79)d 5.13*** 2.90* 2.59* 2.72* 5.38*** 2.66* 0.96 2.92*
η2 .28 .18 .17 .17 .29 .17 .07 .18
Note. All adolescent outcomes are scaled so that M = 50 and SD = 10. The subscripts show the net number of significant pairwise comparisons for each parenting
pattern on each adolescent outcome, using Fisher’s least significant difference procedure, p < .05. The sign indicates whether that parenting pattern is associated
with mostly significantly better (+) or worse (–) levels of that adolescent outcome. For example, the subscript of 1 attached to the value of 54.6 in the upper left-hand
corner of the table indicates that mean general competence was significantly higher for the balanced-committed supergroup than for one other supergroup. Itali-
cized subscripts indicate that a mean is significantly better than at least one other mean but significantly worse than at least one other mean.
a
Controlling for IQ as well as the T1 version of the outcome variable.
b
Controlling for only the T1 version of the outcome variable.
c
Two supergroups differed at p < .05, but the overall F was only marginally significant (p < .10).
d
The denominator degrees of freedom are reduced by one for analyses incorporating IQ as an additional covariate.
e
p < .10.
*p < .05. **p < .01. ***p < .001.
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 175
for T1 precursors of the adolescent outcomes and child IQ where warranted, Fs(6, 78 or
79) > 2.58, ps < .05 (see Table 1). Authoritative and directive parenting patterns were
associated with the highest levels of general competence and the lowest levels of total
problems in adolescence. In sharp contrast, authoritarian parenting was associated
with the most adverse levels of general competence and of total problems in adoles-
cence. The other parenting patterns were associated with intermediate levels of these
two comprehensive outcomes. Averaging across all four specific competence scores
(i.e., individuation, self-efficacy, cognitive competence, and communal competence),
the mean T scores ranked in the following order: authoritative (56.5), directive (54.9),
democratic (52.5), good enough (50.9), disengaged (48.7), permissive (46.8), and author-
itarian (43.1). The effect size between authoritative versus authoritarian families was
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very large (d = 1.34). The parenting patterns were ranked in the same order on mean
specific problem T scores (i.e., the average of externalizing and internalizing): authori-
tative (45.7), directive (46.9), democratic (48.4), good enough (48.8), disengaged (51.5),
permissive (51.8), and authoritarian (55.5). The effect size between the extreme groups
on problem outcomes was also very large (d = 0.98).
Specific a priori contrasts. In view of the small cell sizes, degree of departure from the
null hypothesis must be large for the a priori hypotheses to be significant at the .05
level. The first a priori hypothesis predicted that adolescent outcomes would be best in
authoritative families, with small differences relative to the other balanced-committed
families (i.e., democratic and directive), moderate differences relative to good enough
families, and larger differences relative to imbalanced-uncommitted families (i.e.,
authoritarian, permissive, and disengaged). Results were generally consistent with this
hypothesis (see Table 1). The adolescent outcomes in authoritative families, although
generally better, never differed significantly from those in democratic or directive fami-
lies. Adolescents with authoritative parents at T1 had significantly better outcomes than
adolescents with authoritarian parents on all outcomes except externalizing problems,
all ps < .05. They were significantly higher than children with permissive parents on
general competence, cognitive competence, and individuation but significantly higher
than children with disengaged or good enough parents only on individuation, ps < .05.
The second a priori hypothesis predicted differential adolescent outcomes for the three
parenting patterns (authoritarian, authoritative, directive) high on confrontive discipline
(a noncoercive form of demandingness). As predicted, adolescents from authoritarian
families had significantly worse outcomes than those from either authoritative or directive
families on all outcomes except for externalizing problems (see Table 1). The ordering of
mean outcomes for all seven parenting patterns showed adverse long-term effects of high
confrontive discipline during the preschool years on adolescent outcomes (individuation
and self-efficacy) only when parents’ responsiveness was low, including low autonomy
support (encourages independence and individuation), as for authoritarian parents.
The third hypothesis involved comparisons among the three parenting patterns
highest on responsiveness: authoritative, democratic, and permissive. As predicted,
adolescents from permissive families had worse outcomes than adolescents from
authoritative or democratic families (see Table 1): Adolescents from permissive fami-
lies had significantly lower cognitive competence than those from either authoritative
or democratic families; they were also significantly lower on general competence and
individuation than adolescents from authoritative families, and on self-efficacy com-
pared with adolescents from democratic families, ps < .05. Responsiveness had long-term
176 BAUMRIND, LARZELERE, AND OWENS
TABLE 2
Hierarchical Regression Analyses of Later Parenting Supergroups as Possible Mediators of the Effects
of T1 Parenting Supergroups on Comprehensive T3 Adolescent Outcomes
Step 1
T1 Preexisting differencesa .09 .37*** .23***
T1 Stanford-Binet IQ score .13 .09*
Step 2
T1 Balanced-committed patternsbc .47*** −.34**
T1 Good enough patternc .24* .21***d −.13 .09**d
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Step 3
T2 Balanced-committed patternsbc .14 −.09
T2 Good enough patternc −.01 .02 −.09 .01
Step 1
T1 Preexisting differencesa .09 .32** .26***
T1 Stanford-Binet IQ score .11 .13**
Step 2
T1 Balanced-committed patternsbc .33** −.28*
T1 Good enough patternc .17e .18***d −.14 .08*d
Step 3
T3 Balanced-committed patternsbc .53*** −.36***
T3 Good enough patternc .27** .21*** −.29** .12***
Note. N = 82, with different missing families at T2 and T3. The bs are for the final model after Step 3, whereas
the changes in R2 are for the step in which those predictors were first added. T1 = Time 1. T2 = Time 2. T3 = Time 3.
a
Preexisting differences were measured by the T1 variable of the same name.
b
Authoritative, Democratic, and Directive parenting patterns.
c
The imbalanced-uncommitted parenting patterns constituted the referent group for this indicator
(dummy) code.
d
The change in R2 was also significant when the two indicator codes for T1 supergroups were entered
last, p < .05.
e
p < .10.
*p < .05. **p < .01. ***p < .001.
support full mediation in that T1 supergroups continued to predict variance in the two
comprehensive T3 outcomes significantly beyond that predicted by the T3 super-
groups. When T1 supergroups were entered last, the change in R2 was .07 for general
competence, p < .01, and .05 for total problems, p < .05.
Overall, T1 supergroups predicted T3 outcomes beyond that predicted by either
intermediate or concurrent parenting supergroups. Although the effect of T1 parenting
was partially mediated by T3 parenting, there are also significant unique effects of pre-
school parenting patterns on adolescent outcomes that are not attributable to the effects
of concurrent parenting.
Outcomes of power-assertive variables with and without authoritarian parents. The second
set of analyses compared how strongly the adolescent outcomes were predicted by the T1
power assertive variables after controlling for preexisting T1 differences, first in the full
sample and then after dropping authoritarian families from the analyses. Together these
analyses tested our hypotheses that only the five authoritarian-distinctive forms of power
assertion would have adverse effects that generalized beyond authoritarian families. The
last five columns of Table 4 list the standardized regression coefficients predicting the six
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TABLE 3
Concurrent Parenting Characteristics of Preschool Parenting Patterns
Authoritative 6 61.84 62.06 55.44 47.9−2 47.1−2 44.0−3 47.5−1 50.90 0 50.1−1
Democratic 17 49.4−1 52.11 58.04 43.2−4 46.4−2 43.2−4 49.2−1 46.7−2 1 45.8−2
Directive 15 59.24 54.81 48.3−1 56.73 49.3−2 56.74 49.6−1 53.82 0 56.03
Authoritarian 13 59.24 50.21 39.9−5 63.46 60.15 62.04 59.95 59.33 5 59.54
Good enough 17 47.8−1 50.81 48.3−1 49.10 45.9−2 49.1−2 46.8−2 48.8−1 0 45.8−2
Permissive 9 34.3−6 38.7−5 58.44 41.2−4 44.9−2 47.4−3 47.8−1 42.6−3 0 42.3−3
Disengaged 10 40.6−4 39.1−5 40.4−5 53.81 62.65 60.24 57.11 53.31 1 52.21
F(6, 80)c 87 33.32*** 11.37*** 19.13*** 16.42*** 7.67*** 14.10*** 3.02* 4.13** 20.53**d 6.46***
Note. All parenting characteristics are scaled so that M = 50 and SD = 10. The subscripts show the net number of significant pairwise comparisons for each
parenting pattern on each parenting characteristic, using Fisher’s least signficant difference procedure, p < .05. The sign indicates whether that parenting pattern is
associated with mostly significantly higher (+) or lower (–) levels of that parenting characteristic. For example, the subscript of 4 attached to the value of 61.8 in the
upper left-hand corner of the table indicates that authoritative parents were significantly higher than four other parenting patterns on confrontive discipline.
Subscripts are italicized for any mean that is both significantly higher and significantly lower than at least one other mean.
a
This characteristic, or a major component of it, loaded at least .60 on one of the second-order factors that provided the major means of defining the parenting
patterns.
b
Total physical punishment is the measure for the entire sample, whereas normative physical punishment is the same measure after dropping the 7 parents who
used severe physical punishment.
c
F(6, 77) for promotes conformity.
d 2
χ (6, N = 87).
*p < .05. **p < .01. ***p < .001.
179
180 BAUMRIND, LARZELERE, AND OWENS
dicted significantly adverse effects for one or more outcomes (all ps < .05). In contrast,
unqualified power assertion failed to predict any adolescent outcome significantly.
There were fewer detrimental effects of these power assertive variables after authoritar-
ian families were excluded. In the nonauthoritarian families, the number of significantly
detrimental effects dropped in half, resulting in two detrimental outcomes for verbal hos-
tility, one each for psychological control and arbitrary discipline, ps < .05, and two margin-
ally detrimental outcomes for severe physical punishment, ps < .10. After controlling for
T1 preexisting differences and dropping authoritarian families, verbal hostility had the
largest mean detrimental effect size across the six outcomes (mean b = −.17, bottom row of
Table 4), followed by psychological control (mean b = −.15), severe physical punishment
(mean b = −.15), and arbitrary discipline (mean b = −.09). Unqualified power assertion
(mean b = .06) was no longer detrimental after dropping authoritarian families, and in fact
had a marginally significant beneficial effect on communal competence.
Additional full-sample analyses revealed that only psychological control uniquely pre-
dicted detrimental effects on any outcome after controlling for verbal hostility (on internaliz-
ing problems and self-efficacy, p < .05). Severe physical punishment and arbitrary discipline
were omitted from the comprehensive multiple regression analyses because they never
accounted for significant additional variance beyond that predicted by verbal hostility.
In sharp contrast with the authoritarian-distinctive power-assertive variables (except
for unqualified power assertion), household management (a demandingness, but not
power-assertive variable) and confrontive discipline (a power-assertive demandingness
variable) had mostly beneficial effects (see columns 1 and 2 of Table 4). After controlling
for relevant T1 variables, confrontive discipline and household management were each
significantly associated with beneficial outcomes on 4 of 6 outcomes in the nonauthoritar-
ian subsample. We may thus conclude that there was only one beneficial effect of con-
frontive discipline in the full sample because its beneficial effects were suppressed in
authoritarian families by the authoritarian-distinctive kinds of power assertion also used
in these families. In contrast, household management was associated with as many bene-
ficial outcomes in the full sample as in the nonauthoritarian subsample, indicating that
authoritarian parents were suppressing the positive effects of confrontive discipline, but
not of household management. This was because authoritarian parents were high on con-
frontive discipline but were only average on household management (see Table 3).
1
It was considered important to control for externalizing problems in analyses of power assertive vari-
ables because of child effects on parental use of power assertion. It should be noted that the associations of
parenting patterns and supergroups with adolescent outcomes did not differ when we added T1 externaliz-
ing problems as an additional covariate to the ANCOVAs in Table 1.
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TABLE 4
Standardized Regression Coefficients Predicting Specific T3 Outcomes From T1 Demandingness Variables With and Without T1 Authoritarian Families or
With and Without Families Using Severe Physical Punishment, Controlling for T1 Covariates
T3 Outcome Confrontive Household Physical Severe Physical Verbal Psychological Arbitrary Unqualified
(Sample) N Discipline Management Punishmenta Punishment Hostility Control Discipline Power Assertion
Individuationb
Full sample 87 .22* .26** −.14 −.12 −.24* −.21e −.03 −.14
No authoritarians 74 .32** .26* −.12 −.04 −.22e −.14 .05 −.05
Self-efficacyb
Full sample 87 .19e .28** −.19e −.14 −.30** −.33** −.20e −.11
No authoritarians 74 .27* .30** −.16 −.18 −.36*** −.27* −.25* −.06
Cognitive competenceb
Full sample 87 .20e .27** −.03 −.18 −.14 −.17 −.10 −.01
No authoritarians 74 .30** .33** .00 −.23e −.13 −.20 −.09 .11
Communal competence
Full sample 87 .00 .09 −.12 −.22* −.27** −.18 −.22* −.09
No authoritarians 74 .19e .14 −.03 −.20e −.15 −.02 −.04 .22e
Externalizing problemsc
Full sample 87 −.17 −.21* −.11 −.01 −.05 .10 .02 −.08
No authoritarians 74 −.24* −.30** −.11 .06 −.10 .12 .06 −.14
Internalizing problems
Full sample 87 .05 −.09 .17 .18e .30** .29** .25* .18e
No authoritarians 74 −.08 −.11 .10 .17 .24* .12 .16 .02
Mean coefficientsd
Full sample 87 .12 .20 −.09 −.14 −.20 −.21 −.14 −.08
No authoritarians 74 .23 .24 −.05 −.15 −.17 −.15 −.09 .06
Note. The standardized coefficients are from analyses in which the T3 outcome was regressed on the T1 demandingness variable indicated, controlling for T1
preexisting differences and, where applicable, T1 IQ (for 3 outcomes) and T1 externalizing problems.
a
Instead of excluding authoritarian families, seven cases of severe physical punishment were excluded from the final analyses, which constituted a test of
normative physical punishment with n = 80.
b
These analyses controlled for T1 IQ.
c
T1 externalizing was the only T1 covariate for this outcome.
d
Mean coefficients were calculated after reversing the signs for the problem outcomes, so that positive coefficients always indicated beneficial associations and
negative coefficients always indicated detrimental associations.
181
e
p < .10.
*p < .05. **p < .01. ***p < .001.
182 BAUMRIND, LARZELERE, AND OWENS
Comprehensive multiple regression analyses. In the third set of analyses, the most predic-
tive power-assertive variables were included in a composite multiple regression analysis
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for each outcome to test their effects while controlling for each other as well as the T1
covariates. This provides an integrated, comprehensive summary of the distinctive effects
of contrasting power assertive variables. Just as confrontive discipline predicted benefi-
cial outcomes for four of six adolescent outcomes after omitting authoritarian families
(Table 4), we expected it to predict beneficial outcomes after controlling for the adverse
effects of verbal hostility and psychological control in the full sample. In support of this
hypothesis, confrontive discipline predicted significantly higher levels for three of the four
competence outcomes (ps < .05) and marginally lower externalizing problems (p < .10, see
Table 5). In contrast, verbal hostility predicted lower levels of communal competence,
individuation, and self-efficacy as well as higher internalizing problems (ps < .05). Psycho-
logical control predicted lower self-efficacy and higher internalizing problems (ps < .05).
TABLE 5
Effects of Confrontive Discipline, Verbal Hostility, and Psychological Control on Specific Adolescent
Outcomes
Note. N = 87. Preexisting differences on outcomes were statistically controlled, as were IQ and earlier
externalizing problems, where applicable. IQ at T1 was included as a covariate for the outcomes it predicted
significantly in preliminary analyses. The table displays standardized regression coefficients with all predic-
tors in the analysis.
a
p < .10.
*p < .05. **p < .01. ***p < .001.
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 183
parents at the mean. The patterns closest to authoritative parenting differed slightly,
with directive parents more conservative and democratic parents more liberal.
Although social ideology never predicted differential competencies, there was an asso-
ciation of conservative social ideology with adolescent total problems (b = .20, p < .05)
as a result of its confound with authoritarian parenting.
In sum, we identified distinctive power-assertive variables which unlike confrontive
discipline, spanking (normative physical punishment), and household management
could account for the adverse effects of authoritarian parenting. The comprehensive
multiple regressions indicated that adolescents had better outcomes to the extent their
parents had used confrontive discipline but not verbal hostility or psychological con-
trol during their preschool years.
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DISCUSSION
The focal objective of this study was to differentiate among early power-assertive prac-
tices and patterns of parental authority that contributed positively and negatively to
adolescent outcomes in a normal population. We contrasted the effects of confrontive
versus coercive practices to account in part for the differential long-term effects of
authoritative and authoritarian parenting patterns.
relatively harmonious latency period when T2 assessments took place. Perhaps optimal
development during latency depends more on factors such as proactive teaching and
parent–child bonding. How parents assert power may be less important when children
are rarely asserting their independence.
ent parenting patterns with similar levels of a particular component, such as confrontive
discipline, can have very different effects, depending on the level of other component
practices, such as coercion.
Although the belief that all forms of power-assertive control can backfire (Grolnick,
2003; McCord, 1996) has widespread support in European American parental theories,
we found that, whereas coercive kinds of power-assertion were clearly detrimental,
confrontive power-assertive disciplinary practices were not. In fact, we found that with
the detrimental effects of coercive forms of power assertion, in particular verbal hostil-
ity and psychological control, held constant, T1 confrontive discipline (our measure of
behavioral control) had moderately beneficial effects on 3 of 4 adolescent competency
outcomes (βs of .24 to .27).
It is a likely consequence of their parents’ abuse of power by use of authoritarian-
distinctive power-assertive practices that children of authoritarian parents manifested
low communal competence, internalizing problems, and low self-esteem, whereas
children of authoritative and directive parents who used, but did not abuse, power
were prosocial and well-adjusted. In contrast with authoritarian parents, authoritative
parents, although equally confrontive, have a nuanced conception of compliance and
noncompliance, responding differently to destructive defiance that they will sanction,
and rational resistance to their directives, which they may even encourage (see Dix,
Stewart, Gershoff, & Day, 2007). In Lepper’s (1983) terms, authoritative parents tend to
use “minimally sufficient” power to achieve their objectives. In contrast, authoritarian
parents typically use harsh criticism, demeaning attacks, and severe physical punish-
ment to suppress children’s initiative, and arbitrary regulations and psychological con-
trol to discourage reciprocal interchanges. These “functionally superfluous” coercive
constraints discourage their children’s autonomous attempts to initiate self-directed
behavior.
The beneficial effects of confrontive discipline on individuation and self-efficacy
(see Tables 4 and 5) are noteworthy because confrontive discipline measures parents’
readiness to persist in a demand even if this provokes conflict. Overt and forceful
rather than gentle or covert, confrontive discipline correlated positively with children’s
autonomous self-assertion, significantly so in nonauthoritarian families. Although ado-
lescents may chafe when their freedom is restricted, most accept as legitimate parents’
right to regulate behavior that affects their own health or the well-being of others
(Smetana, 2005), provided that confrontive parents are also flexibly responsive and
just. When confrontive parents are not coercive, that is are authoritative rather than
authoritarian, their children tend to emulate, rather than to be intimidated by, their
parents’ assertiveness.
186 BAUMRIND, LARZELERE, AND OWENS
Is Spanking Harmful?
Some mental health professionals and scientists regard all punishment (that is,
intentional application of aversive events to curb misbehavior), whether physical or
psychological, normative or severe, as inherently coercive and consequently harmful
(e.g., Bee, 1998; Berger & Thompson, 1995; Cohen & Brook, 1995; Dix, 1991; Etaugh &
Rathus, 1995; Grolnick, Deci, & Ryan, 1997; McCord, 1996). Advocates of a positive-
only approach to child behavior management (e.g., McCord, 1996; McGee, 1992) assert
that all punishment is more likely to alienate children and enhance the value of what is
being forbidden than to increase the probability of a desired behavior. By contrast,
other experts have concluded that normative punishment can be effective in suppress-
ing misbehavior and these negative side effects can readily be minimized (Axelrod &
Apsche, 1983; Patterson, 1982; Walters & Grusec, 1977). We found that negative side
effects of punishment depended on how it was used, not on whether it was physical or
verbal. Like any kind of punishment, spanking is intended to be aversive and is
unpleasant to inflict as well as to receive, and like punishment of any kind, should be
used only when its estimated benefits outweigh these costs. Singling out spanking for
censure obscures the fact that all punishment causes pain and so must be justified by
the ends it is expected to achieve.
When the distinction between normative and severe physical punishment is blurred,
their possible differential effects cannot be identified. All physical punishment has
been marked by Gershoff (2002) and Straus (2001) as singularly unethical and harmful.
However, the validity of most of the primary studies in Gershoff’s review have
been challenged (Baumrind, Larzelere, & Cowan, 2002; Larzelere & Kuhn, 2005) on
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 187
(Table 3). Supporting the differentiation we made between effects of normative and
severe physical punishment, a genetically informed study concluded that, in contrast
with severe physical punishment, the apparent detrimental outcomes associated with
normative physical punishment are due not to spanking but instead to shared genetic
influences (Lynch et al., 2006).
Our results are consistent with a recent synthesis of the literature wherein Roberts
(2008) concluded that, in contrast with inconsistent, unpredictable discipline and inter-
mittent reinforcement of child coercion (tantrums, hitting, rude talk), spanking fre-
quency is not a cause of deviant child outcomes. We found psychological control and
verbal hostility to be more strongly associated than total physical punishment with
adverse adolescent attributes. Perhaps this was because manipulative rebukes and
wounding words more clearly conveyed rejection in our sample. Rohner and col-
leagues (Rohner, Bourque, & Elordi, 1996; Rohner, Kean, & Cournoyer, 1991) reported
that in two communities where moderately severe physical punishment is culturally
normative through adolescence, youths’ perceived harshness of physical punishment
was associated with self-reported psychological maladjustment only when construed
by the youth as parental rejection.
The hurt feelings and loss of self-esteem from wounding words may be more perma-
nent than the transitory pain inflicted by a spanking. Graziano (1994) found that almost
half of middle-class children reported little or no physical pain during physical punish-
ment. Larzelere, Silver, and Polite (1997) reported that, when combined with reasoning
(which optimized effectiveness), physical punishment averaged only a slightly higher
level of moderate distress in preschool students than did nonphysical punishment, and
did so for a shorter period of time (Ms of 4.2 min vs. 5.2 min). The relatively low level of
distress of spanking may explain why, when working-class Australian children
(M ages 8.5, 12, and 17 years) were asked to evaluate the “rightness” of mothers’ (Siegal
& Cowen, 1984) and fathers’ (Siegal & Barclay, 1985) disciplinary tactics, they favored
physical punishment as well as explanation over love-withdrawal and permissiveness.
The use of physical punishment, however, is, and is likely to remain, a subject of vigor-
ous debate among researchers and professionals (Baumrind, 1996a; Bitensky, 1997;
Durrant, 2008; Garbarino, 1996; Gershoff, 2002; Gordon, 1970; Graziano, 1994; Holden,
2002; Hyman, 1990, 1996; Larzelere, 2008; Newberger, 1999; Straus, 2001).
the list proposed by Hill (1965) and cited by experts such as Shadish, Cook, and
Campbell (2002): (1) temporality, (2) strength of association, (3) control of confounds
threatening internal validity, (4) control of confounds threatening external validity,
(5) control of measurement error, and (6) empirical and theoretical coherence.
Control of confounds threatening external validity. For many study objectives, including
ours, an ecologically valid observational study that uses high-quality independent data
sources to predict outcomes from past happenings is the most feasible scientific option
for providing causally relevant evidence applicable to real world events. The inten-
tional homogeneity of the FSP sample minimizes factors other than parenting that
could otherwise account for differences in child outcomes but also limits generalization
of findings to broad demographic and cultural contexts.
Control of measurement error. Any scientific claim, including a causal one, is predi-
cated on the reliability and validity of measures used to obtain data. Thus, control of
measurement error, which is necessary for producing reliable and valid data, is critical
for establishing the causal relevance of any scientific findings. We were able to minimize
many of the method and rater biases that have introduced error in previous studies of
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 189
the effects of power-assertive practices. FSP archives provided multimethod data, distinct
data sources on parents and children, and different items reflecting a wide variety of
power-assertive practices that are often treated as similar. Naturally-occurring events in
the home and school were broadly sampled and structured observations were specifically
designed to elicit diverse kinds of power-assertive parental interventions. Trained observ-
ers based their ratings of parents’ power-assertive practices on complete transcripts of
home visits, structured observations and standardized intensive interviews. Thus, FSP
data sources used in this study provided exceptionally comprehensive, valid, and reliable
assessments of children’s characteristics and parents’ handling of disciplinary encounters.
Empirical and theoretical coherence. Our findings concerning the effects of parenting
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ACKNOWLEDGMENTS
The authors are pleased to acknowledge the consistent and generous support of the
William T. Grant Foundation for the Family Socialization and Developmental Compe-
tence longitudinal program of research that provided the archival data on which these
analyses are based. The National Institute of Mental Health, the National Institute of
Drug Abuse, and the John D. and Catherine T. MacArthur Foundation also contributed
Downloaded By: [Canadian Research Knowledge Network] At: 15:39 16 January 2011
support to that research. The authors thank the excellent staff of psychologists who
contributed to the collection and coding of the data, and in particular to Nadia
Sorkhabi who took a leadership role in their training and together with Ellen
Middaugh in writing the manual containing the Parent Disciplinary Rating Scales. The
authors also thank Gail Smith and Ketevan Danelia for their statistical analyses. Above
all, they thank the parents who shared their experiences and ideas about parenting and
the teachers who contributed knowledge of the children under their care.
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APPENDIX A
T3-Specific Adolescent Outcomes With Up to Eight Representative Items
(Continued)
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 199
APPENDIX A
(Continued)
APPENDIX B
T1 Parent Variables With Up to Eight Representative Items
Section I: Items obtained from Likert-type scales (Mother and Father Preschool Rating Scales and Family
Behavior Problem Checklist)
(1) Confrontive discipline (12 items, a = .92)
Item Item-total correlation
Confronts when child disobeys .79
Cannot be coerced by child .77
Successfully exerts force or influence .75
Enforces after initial noncompliance .72
Exercises power unambivalently .72
Uses negative sanctions freely .71
Discourages defiant stance .69
Demands child’s attention .67
(Continued)
200 BAUMRIND, LARZELERE, AND OWENS
APPENDIX B
(Continued)
Intrusive .82
Overcontrolling .75
Manipulative .74
Undermines child’s achievements .68
Obtuse .66
Abusive, hostile .65
Overprotective .59
Encourages Independence and Individuation (8 items, a = .89;
reverse scored for psychological control)
Item Item-total correlation
Encourages self-directedness .80
Encourages individuality in child .76
Solicits child’s opinions .67
Individualistic .65
Shares decision-making power with child .65
Encourages independent action .65
Discourages conformity .62
Defines child’s individuality accurately .60
Section III: Items obtained from the Parent Disciplinary Rating Scale (abridged)
(Continued)
ADOLESCENT EFFECTS OF PARENTS’ PRESCHOOL POWER ASSERTION 201
APPENDIX B
(Continued)
Note. We used scores on this physical punishment scale (a) to isolate the seven families who used severe
physical punishment and (b) to create the spanking (i.e., normative physical punishment) variable. Member-
ship in the severe physical punishment group was determined by the physical punishment scale score and by
a physical punishment intensity score created by averaging two Parent Disciplinary Rating Scale items: (a)
parent uses paddle or other instrument to strike child, or strikes the child on the face or torso, and (b) parent
lifts the child and throws or shakes the child. Severe physical punishment was coded as yes (n = 7) when the
physical punishment scale (number 9) and averaged intensity scores were both >1 SD above the sample
mean. Analyses involving the physical punishment variable measured spanking (i.e., normative physical
punishment) when these seven families were removed.