Professional Documents
Culture Documents
Equity Schemes
DBS Chola Growth Fund
DBS Chola Midcap Fund
DBS Chola Opportunities Fund
DBS Chola Multi-Cap Fund
DBS Chola Global Advantage Fund
DBS Chola Contra Fund
DBS Chola Tax Saver Fund
DBS Chola Hedged Equity Fund
This Key Information Memorandum (KIM) sets forth the information, which a prospective investor ought to know before investing. For
further details of the scheme / Mutual Fund, due diligence certificate by the AMC, Key Personnel, investors’ rights & services, risk factors,
penalties & pending litigations, associate transactions etc. investors should, before investment, refer to the Offer Document available
free of cost at any of the Investor Service Centres or distributors or from the website www.dbscholamutualfund.com
The Scheme particulars have been prepared in accordance with Securities and Exchange Board of India (Mutual Funds) Regulations,
1996, as amended till date, and filed with Securities and Exchange Board of India (SEBI). The units being offered for public subscription
have not been approved or disapproved by SEBI, nor has SEBI certified the accuracy or adequacy of this KIM.
Investors are advised to consult their Legal, Tax, Finance and other Professional Advisors before making decision to invest in or redeem
the units, in regard to tax / legal issues relating to their investments in the Scheme(s) / Plan(s).
30.00 –
15.00 –
20.00 –
10.00 –
10.00 –
5.00 –
0.00 –
10.00 – 0.00 –
31/03/06- 30/05/05- 31/03/06- 27/02/06-
31/03/07 31/03/07 31/03/07 31/03/07
DIVIDEND POLICY Act, 2007 and are available subject to relevant conditions. The information given is
The Trustees may approve the distribution of dividend by AMC out of net surplus included only for general purpose and is based on advise received by the AMC
under the respective plans. The remaining net surplus after considering the dividend regarding the law and practice currently in force in India and the Investors / Unit
tax, if any, payable thereon will be ploughed back in the Scheme and will be reflected holders should be aware that the relevant fiscal rules or their interpretation may
in the NAV. It should however be noted that actual distribution of dividends and the change. As is the case with any investment, there can be no guarantee that the tax
frequency of distribution in the fund are in accordance with terms of the offer position or the proposed tax position prevailing at the time of an investment in the
document and provisional entirely at the discretion of the Trustee. Investor has an Scheme will endure indefinitely. In view of the individual nature of tax consequences,
option of either receiving the dividend declared or re-investing the same in the scheme. each Investor / Unitholder is advised to consult his / her own professional tax advisor.
In respect of dividend option, of DBS Chola Multi-Cap Fund, DBS Chola Global I) TAX IMPLICATIONS TO UNITHOLDERS
Advantage Fund, DBS Chola Contra Fund, DBS Chola Growth Fund, DBS Chola A) Tax on income in respect of units
Hedged Equity Fund & DBS Chola Tax Saver Fund, In case of net dividend entitlement As per the provisions of Section 10(35) of the Act, income received in respect of
is less than Rs. 250/- the dividend amount will be reinvested in the scheme units of a mutual fund specified under Section 10(23D) of the Act is exempt from
automatically. income tax in the hands of the recipient unitholders.
Effect of Dividends B) Tax on capital gains
When dividends are paid, the NAV will stand reduced by the amount of dividend
As per section 2(42A) of the Act, units of the scheme held as a capital asset, for a
and dividend tax (if applicable) paid. To the extent, the entire net income and realized
period of more than 12 months immediately preceding the date of transfer, will be
gains are not distributed, the same will remain invested in the scheme and will be
treated as long-term capital assets for the computation of capital gains; in all other
reflected in the NAV. The NAV of the Cumulative Plan will not be affected by the
cases, they would be treated as short-term capital assets.
payment of such dividend.
Long-term and short-term capital gains arising to unit holders from the transfer of
Despatch of Dividend units of the Scheme, will be taxable at the following rates depending on whether
Wherever dividend is declared, the dividend warrants shall be despatched to the the units are long term capital assets or short term capital assets:
unitholders within 30 days of the declaration of the dividend. However, all efforts
Nature of income Tax rate
will be made to despatch the dividend warrants earlier. Dividends will be paid by
ECS Credit / Cheque / DD, net of taxes as may be applicable. Please note that it is Short-term capital gains on sale of Capital gains tax payable at 10 percent*.
mandatory for Unitholders to mention their bank account numbers in their units in an equity oriented mutual Additionally, securities transaction tax
application. To safeguard the interest of unitholders from loss or theft of cheques, fund, either to the Mutual Fund payable at 0.25 percent of the
the name of their bank, branch and account number as provided in the application or on a recognized stock exchange redemption price.
form will be incorporated in the cheque. Other short-term capital gains 30 percent in case of Foreign Institutional
Dividend payable only to first holder Investors ('FII') and normal rate applicable as
Dividend will be paid only in favour of the first named holder of the units. In case of per the Income Tax Act in case of all other
joint holding of units by two or more investors, the first holder shall receive the investors (including Foreign Companies).
dividend as and when declared. Additionally, securities transaction tax
payable at applicable rate on the
Unclaimed Dividend Amount redemption / sale price.
Investors who claim their unclaimed dividend amount within three years from the Long-term capital gains on sale of No capital gains tax payable. However,
due date for payment of the dividend, it will be paid at the then prevailing NAV. units in an equity oriented mutual securities transaction tax payable at 0.25
Subsequently, it will be paid at the NAV prevailing at the end of three years from due fund, either to the Mutual Fund percent of the redemption price.
date for payment of dividend. There is no assurance or guarantee to unitholders as or on a recognized stock exchange
to the rate of dividend distribution nor that dividends will be paid regularly. On
payment of dividends, the NAV will stand reduced by the amount of dividend and Other long-term capital gains 20 percent* with the cost inflation index
benefit or 10 percent* without the cost
dividend tax (if applicable) paid. inflation index benefit, whichever is
beneficial to the unitholder; 10 percent in
TAXATION - APPLICABLE TO EQUITY SCHEMES case of FIIs, without the cost inflation index
(As per laws currently in force - based on the proposals contained in Finance Act, benefit. Additionally, securities transaction
2007) tax payable at applicable rate on the
The Income-tax benefits described in this document are as available under the present redemption/sale price.
Income-tax Act, 1961 (the Act) as amended by the provisions contained in the Finance * plus surcharge @ 10% of the tax as applicable and education cess @ 2% of tax
Manner of filling Application Form f) In case of applications made by a demand draft, the demand draft charges may be deducted
from the amount to invested. However, SBI DD charges will be treated as standard DD charges
Application must be completed in BLOCK LETTERS in ENGLISH. Please tick in appropriate box for for ascertaining the quantum of DD charges. In case after applying the DD charges based on
relevant options wherever applicable. Signatures should be in English or in any Indian language. standard SBI DD charges, the amount of investment is below the minimum application amount,
Thumb impressions must be attested by a Magistrate / Notary Public under his / her official seal. the application may be rejected.
Submission of Application : Duly completed applications along with full payment must be remitted g) Any request for refund of demand draft charges will not be entertained.
at the designed Collection Banks or may be routed through Agents of DBS Chola Mutual Fund.
h) Investors are advised in their own interest to send the applications by registered post only.
Note : Kindly retain the acknowledgement slip initialled / stamped by the collecting authority.
II. NRIs / FIIs
B. PAN DETAILS (PAN MANDATORY FOR ALL INVESTMENTS) Repatriation basis : In case of NRIs and persons of Indian origin residing abroad, payment may be
As per SEBI Circular dated April 27, 2007, Permanent Account Number (PAN) has been made the sole made by way of Indian Rupee drafts purchased abroad and payable at Mumbai or by way of cheques
identification number for all participants transacting in the securities market, irrespective of the amount drawn on Non-Resident (External) (NRE) Accounts payable at par at Mumbai. Payments can also be
of transaction, effective July 02, 2007. SEBI has further clarified that the existing and potential investors made by means of rupee drafts payable at Mumbai - and purchased out of funds held in NRE Accounts
who do not have PAN, should apply for PAN immediately and furnish evidence of having applied for / FCNR Accounts.
PAN while transacting in securities market until December 31, 2007.
All cheques / drafts should be made out in favour of the respective scheme / plan name for example
In view of the above, with effect from July 2, 2007, it is mandatory for all existing and prospective “DBS Chola Growth Fund” and crossed “Account Payee only”. In case Indian Rupee drafts are
investors (including joint holders, guardians of minors and NRIs) investing any amount less than purchased abroad or from FCNR / NRE A/c. an account debit certificate from the Bank issuing the
Rs. 50000 to enclose a copy of PAN card or a copy of the evidence of having applied for PAN Card draft confirming the debit shall also be enclosed.
(acknowledgment copy of Form 49A) to the application for investing in mutual fund schemes. In case
the amount of investment is Rs. 50000 or more in case of non availability of PAN, acknowledgment Non-Repatriation basis
copy of Form 49A (evidence of having applied for PAN) along with a declaration in Form 60/61 with In case of NRIs / Persons of Indian Origin applying for Units on a non-repatriation basis, payments may
address proof should be attached. The copy of the PAN card as required above shall be attested (with be made by cheques / demand drafts drawn out of Non-Resident Ordinary (NRO) accounts payable at
ARN No. and Seal) by the distributor/broker through whom transaction is done or by a bank manager the city where the Application Form is accepted.
or by judicial authority or if the transaction is done directly at the office of the DBS Chola Mutual Fund
Redemption by NRIs / FIIs
or at Investor Service Centers / Transaction points of CAMS (Registrar), the original PAN card may be
produced for verification. Furnishing a copy of PAN card is mandatory with effect from January 1, Units held by an NRI and FIIs (Subject to applicable regulations) may be redeemed by such investor in
2008. accordance with the procedure described above and subject to any procedures laid down by RBI.
Such redemption proceeds will be paid by means of a Rupee cheque payable to NRIs / FIIs subject to
Transactions by unit holders/investors who fail to submit copy of PAN or evidence of having applied RBI procedures and approvals, and subject to deduction of tax at source, as applicable.
for PAN as explained above are liable to be rejected.
III. Application under Power of Attorney / Body Corporate / Registered Society / Trust /
C. KNOW YOUR CUSTOMER Partnership
Know Your Customer (KYC)" policy is applicable for the prevention of money laundering. As per the In case of an application under Power of Attorney or by a limited company, Body Corporate, registered
provisions of SEBI Guidelines, mutual funds have to follow enhanced Know Your Clients (KYC) society, trust, or partnership, etc. the relevant Power of Attorney or the relevant resolution or authority
procedure. to make the application as the case may be, or duly certified copy thereof, along with the memorandum
Investors investing Rs. 50000/- or more will have to obtain a letter from CVL (CDSL Ventures Limited) and articles of association / bye-laws must be lodged at the Registrar’s Office within seven days from
confirming that the KYC requirements have been complied with. The said letter will be issued by CVL the date of close of the Initial Offer Period and within 30 days of investment on an ongoing basis.
based on the following: The Power of Attorney should necessarily be signed by both the investor and the constituent Power
(i) Photo, (ii) Proof of Identity, (iii) Proof of Address (iv) Copy of PAN Card (v) Information with regard of Attorney.
to financial status and other demographic details (vi) Any other information and/or documentation to
establish identity of any unit holder G. DOCUMENTATION
The application form must be accompanied by the following original documents or true copies thereof
A common application form (MAF) has been designed for this purpose. You may please obtain a Certified by Company Secretary / Director / Managing Trustee / Notary Public / Active Partner or
copy of this form, from our website www.dbscholamutualfund.com. authorized persons :
The AMC, under powers delegated by the Trustee, shall have absolute discretion to reject any Documents Companies Trusts Societies Partnership FIIs Investments
application, prevent further transactions by a unit holder, if after due diligence, the investor / unit Firms through
holder / a person making the payment on behalf of the investor does not fulfill the requirements of Constituted
the KYC policy or the AMC believes that the transaction is suspicious in nature with regard to money Attorney
laundering.
1. Resolution /
The Scheme will adhere to such guidelines / procedures as may be issued by AMFI / any other regulatory Authorisation to invest 3 3 3 3 3
authority in this regard from time to time.
2. List of Authorised
Note : Applications not complying with the above shall be rejected. Signatories with
D. BANK ACCOUNT DETAILS Specimen Signature(s) 3 3 3 3 3 3
As per current SEBI Regulations, it is mandatory for the unitholders to specify their complete bank 3. Memorandum & Articles
details in the application for subscription or redemption of units. of Association 3
Note : Applications without complete bank details shall be rejected. 4. Trust Deed 3
5. Bye-Laws 3
E. NOMINATION 6. Partnership Deed 3
An option is provided to the unitholder to nominate a person in whom the units held by him shall vest 7. Overseas Auditor's
in the event of death. Where the units are held by more than one person jointly, the joint holders may Certificate 3
together nominate a person in whom all the rights in a unit shall vest in the event of death of all the 8. Notarised Power
joint unitholders. of Attorney 3
F. MODE OF PAYMENT 9. Proof of PAN 3 3 3 3 3 3
I. Resident Investors Rejection of Application
a) Payment must be made by cheque or bank draft on any bank which is situated at and is a Applications not complete in any respect are liable to be rejected. The investors should specify in the
member of the Bankers Clearing House located at the place where the application is submitted. application whether they are investing under dividend (regular) option or cumulative option. Please note
that if no option is specified, then the amount will be treated as invested in cumulative option.
b) Outstation cheques / drafts and Non-MICR cheques will not be accepted and applications
accompanied by such cheques / drafts will be rejected. H. DISCLOSURE
The Fund will disclose details of the investors A/c and all his transactions to the intermediaries whose
c) All cheques and bank drafts must be drawn in favour of the respective scheme name and stamp appears on the application form. In addition, the fund shall disclose details as necessary to the
crossed “Account Payee only”. A separate cheque or bank draft must accompany each investor’s bankers for the purpose of effecting payments to the investors.
application.
I. E-MAIL COMMUNICATION
d) Applications located in a place where there is no designated bank branch, may send their Unitholders who have opted to receive account statements by e-mail are deemed to be aware of all
application, accompanied by a separate “Account Payee only” demand draft in favour of the security risks. Should the unitholder experience any difficulty accessing the electronically delivered
respective scheme at the following address : documents, the unitholder shall promptly advise the Mutual Fund to enable the Fund to make delivery
DBS Cholamandalam Asset Management Ltd., World Trade Centre, Centre One, 27th Floor, through alternate means.
ARN - 15545
1 EXISTING UNIT HOLDER INFORMATION (Please fill in your Folio No. below. Please furnish PAN details in Section 2 and then proceed to section 3)
Folio Name of Sole /
No. First Unit Holder
2 APPLICANT'S PERSONAL DETAILS (Please fill in Block Letters use one box for one alphabet leaving one box blank between two words)
First / Sole Applicant Gender (please 3) Male Female Date of Birth D D M M Y Y Y Y
Name Mr. Ms. M/s.
PAN* Enclosed copy of (please 3) PAN proof OR Form 60 Form 61 Form 49A
Guardian (if Sole / First applicant is a Minor) Contact Person (in case of Non-individual Investors only) Gender (please 3) Male Female
Name Mr. Ms. M/s.
Enclosed copy of (please 3)
Date of Birth D D M M Y Y Y Y PAN*
PAN proof OR Form 60 Form 61 Form 49A
(PAN not required for contact person)
City
State Country Zip Code
Status (please 4) Individual Partnership Company Society / Club HUF NRI / FII Trust Minor Body Corporate Others ____________________
Occupation of Sole / First Applicant (please 4) Private Sector Service Public Sector / Government Service Business Professional
Agriculturist Retired Housewife Student Forex Dealer Others (Please specify) _______________________________
PAN* Enclosed copy of (please 3) PAN proof OR Form 60 Form 61 Form 49A
PAN* Enclosed copy of (please 3) PAN proof OR Form 60 Form 61 Form 49A
Mode of Holding (please 4) Single OR Joint OR Anyone or Survivor
PoA Holder Details (If the investment is being made by a Constituted Attorney please furnish the details of PoA Holder) Gender (please 3) Male Female
Name Mr. Ms. M/s.
PAN* Enclosed copy of (please 3) PAN proof OR Form 60 Form 61 Form 49A
* PAN is Mandatory for all investors. For more details refer instruction B.
Bank Name
Branch Address
City
MICR Code (9 digit number next to your Cheque No.) k IFSC Code
Account to Account transfer facility for redemptions available (please 3any one) Please enclose photo copy of your cheque leaf.
HDFC Bank ICICI Bank
4 INVESTMENT DETAILS
Scheme Name (please 3 your choice of Scheme / Plan / Option) Investment Option (please 3)
DBS Chola Growth Fund DBS Chola Midcap Fund DBS Chola Opportunities Fund Cumulative*
DBS Chola Multi-Cap Fund DBS Chola Global Advantage Fund DBS Chola Contra Fund Dividend
DBS Chola Tax Saver Fund DBS Chola Hedged Equity Fund Reinvestment* Payout (* Default Option)
5 PAYMENT DETAILS (Please ensure there is only one Cheque / DD per application form) (MANDATORY as per SEBI Guidelines)
Investment DD charges Net Amount (Cheque /
Amount (Rs.) (Rs.) DD amount) (Rs.)
Amount in words
Mode of Cheque / DD / Fund Transfer / ______________ Cheque /
Dated
Payment DD* No.
Drawn on Bank
Branch
City For NRI Investors Only (please 4) NRO NRE
* Please mention the application No. on the reverse of the Cheque / DD.
Cheque/DD must be drawn in favour of Scheme as applicable and crossed ‘account payee only’.
The details of the bank account provided above pertain to my / our own bank account in my / our name Yes No. If No, my relationship with the bank account
holder is Spouse Child Parent Relative Sibling Friend Others. Application Form without this information may be rejected.
6 ELECTRONIC CLEARING SERVICES (ECS) FOR DIVIDEND PAYMENTS**
You may choose to receive dividends in your bank account through the Electronic Clearing Service (only in select cities). Unitholders who do not opt for the ECS
facility will receive dividends by cheques payable at par / DD
I / We authorise DBS Chola Mutual Fund to credit my / our dividend through ECS (please 3)
The 9-digit MICR Code number of my / our Bank & Branch is l This is a 9 digit number next to your Cheque No.
funds invested in the Scheme at the applicable NAV prevailing on the date of such redemption and initiate such other action
that may be required by the law. Second
Applicants other than Individuals / HUF : Applicant
I / We certify that as per the Memorandum and Articles of Association of the Company, byelaws, trust deed, Partnership Deed
and resolutions passed by the Company / firm / trust I / We are authorized to enter into this transaction for and on behalf
of the Company / Firm / Trust.
Please (4) Yes No
For NRIs only: I / We confirm that I am / we are Non Residents of Indian Nationality / Origin and that I / we have remitted
funds from abroad through approved banking channels or from funds in my / our Non-Resident External / Non-Resident Third
Ordinary / FCNR Account. Applicant
I / We confirm that details provided by me / us are true and correct. Date
ARN - 15545
1 EXISTING UNIT HOLDER INFORMATION (Please fill in your Folio No. below. Please furnish PAN details in Section 2 and then proceed to section 3)
Folio Name of Sole /
No. First Unit Holder
2 APPLICANT'S PERSONAL DETAILS (Please fill in Block Letters use one box for one alphabet leaving one box blank between two words)
First / Sole Applicant Gender (please 3) Male Female Date of Birth D D M M Y Y Y Y
Name Mr. Ms. M/s.
PAN* Enclosed copy of (please 3) PAN proof OR Form 60 Form 61 Form 49A
Guardian (if Sole / First applicant is a Minor) Contact Person (in case of Non-individual Investors only) Gender (please 3) Male Female
Name Mr. Ms. M/s.
Enclosed copy of (please 3)
Date of Birth D D M M Y Y Y Y PAN*
PAN proof OR Form 60 Form 61 Form 49A
(PAN not required for contact person)
City
State Country Zip Code
Status (please 4) Individual Partnership Company Society / Club HUF NRI / FII Trust Minor Body Corporate Others ____________________
Occupation of Sole / First Applicant (please 4) Private Sector Service Public Sector / Government Service Business Professional
Agriculturist Retired Housewife Student Forex Dealer Others (Please specify) _______________________________
PAN* Enclosed copy of (please 3) PAN proof OR Form 60 Form 61 Form 49A
PAN* Enclosed copy of (please 3) PAN proof OR Form 60 Form 61 Form 49A
Bank Name
Branch Address
City
MICR Code (9 digit number next to your Cheque No.) k IFSC Code
Account to Account transfer facility for redemptions available (please 3any one) Please enclose photo copy of your cheque leaf.
HDFC Bank ICICI Bank
4 SIP INVESTMENT DETAILS (Please see the Load Structure under SIP on page No. 7)
I / We would like to enroll for Systematic Investment Plan under DBS Chola Mutual Fund subject to terms and conditions of the Scheme / Plan and subsequent
amendments thereto.
Scheme Name (please 3 your choice of Scheme / Plan / Option) Investment Option (please 3)
DBS Chola Growth Fund DBS Chola Midcap Fund DBS Chola Opportunities Fund Cumulative*
DBS Chola Multi-Cap Fund DBS Chola Global Advantage Fund DBS Chola Contra Fund Dividend
DBS Chola Tax Saver Fund DBS Chola Hedged Equity Fund Reinvestment* Payout (* Default Plan)
Enrolment Period months From M M Y Y Y Y To M M Y Y Y Y Frequency Monthly SIP Date : 5th or 15th or 25th
Drawn on Bank
Branch
City
6 ELECTRONIC CLEARING SERVICES (ECS) FOR DIVIDEND PAYMENTS**
You may choose to receive dividends in your bank account through the Electronic Clearing Service (only in select cities). Unitholders who do not opt for the ECS
facility will receive dividends by cheques payable at par / DD
I / We authorise DBS Chola Mutual Fund to credit my / our dividend through ECS (please 4)
The 9-digit MICR Code number of my / our Bank & Branch is l This is a 9 digit number next to your Cheque No.
** Please enclose photo copy of your cheque leaf.
7 OTHER SERVICES (Optional)
E-mail Services (please 4) Other E-mail Services (please 4)
I/We wish to receive the following documents via e-mail in lieu of physical document(s) Daily NAV Weekly Market Review Event Updates
Account Statement* All other Statutory Communications Marketing Updates
e-mail T-PIN Services (please 4)
Would you like a T-PIN assigned?
* Will be sent Monthly After every transaction (T-PIN : For Internet based Transactions)
8 FOR INVESTORS WHO WISH TO OPT FOR NOMINATION (For Nomination Form please refer to last page)
Nomination Form is enclosed Yes No
9 DECLARATION & SIGNATURE(S)
I / We have read and understood the contents of the Offer Document of the Scheme(s) of DBS Chola Mutual Fund. I / We
hereby apply to the trustee of DBS Chola Mutual Fund for units of respective Schemes of DBS Chola Mutual Fund, as indicated Sole / First
above and agree to abide by the terms, conditions, rules and regulations of the relevant Scheme(s). I / We hereby declare Applicant /
and confirm that the amount invested in the Scheme(s) indicated above is in no way in contravention of any Act, rules, Guardian
Regulations, Notifications or Directions of the provisions of the Income Tax Act, Anti Money Laundering Laws or any other
applicable laws enacted by the Government of India from time to time. I / We have understood the details of the scheme
and I / We have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment.
SIGNATURES
I / We hereby authorise DBS Chola Mutual Fund, its Investment Manager and its Agents to disclose details of my / our investment Second
to my/our bank(s)/ DBS Chola Mutual Fund’s Bank(s) and / or Distributor / Broker / Investment Advisor and to verify my / our Applicant
bank details provided by me / us. I / We confirm that the funds invested in the Scheme, legally belong to me / us. If the fund
is not satisfied with regard to the completion of the “Know Your Customer” process for me / us, I / We hereby authorize
the Mutual Fund to redeem the funds invested in the Scheme at the applicable NAV prevailing on the date of such redemption
and initiate such other action that may be required by the law.
For NRIs only: I / We confirm that I am / we are Non Residents of Indian Nationality / Origin and that I / we have remitted
funds from abroad through approved banking channels or from funds in my / our Non-Resident External / Non-Resident Third
Ordinary / FCNR Account. Applicant
I / We confirm that details provided by me / us are true and correct. Date
First SIP cheque and subsequent via Auto Debit in select cities viz :
Agra, Ahmedabad, Amritsar, Allahabad, Aurangabad, Bangalore, Bardhaman, Bhilwara, Bhopal, Bhubaneshwar, Chandigarh, Chennai, Coimbatore,
Calicut, Dehradun, Durgapur, Erode, Gorakhpur, Guwahati, Gwalior, Hubli, Hyderabad, Indore, Jalandhar, Jammu, Jodhpur, Jabalpur, Jamshedpur,
Jaipur, Kanpur, Kochi, Kolhapur, Kolkata, Lucknow, Ludhiana, Madurai, Mangalore, Mumbai, Mysore, Nagpur, Nashik, New Delhi, Nellore, Panjim,
Patna, Pondicherry, Pune, Raipur, Ranchi, Rajkot, Salem, Shimla, Sholapur, Siliguri, Surat, Tirupati, Thirupur, Trichur, Trivandrum, Vadodara, Varanasi,
Vijayawada, Visakhapatnam and Udaipur.
The cities in the list may be modified / updated / changed / removed at any time in future entirely at the discretion of DBS Chola Mutual Fund without
assigning any reasons or prior notice. If any city is removed from the list, SIP instructions for investors in such cities via ECS (Debit) route will be
discontinued without prior notice.
Note: Please allow minimum 21 working days for auto debit to register and start. Auto debit has to commence within 60 days of 1st SIP Cheque
APPLICANT’S INFORMATION
Name of Sole / First Applicant Mr. Ms. M/s.
SIP Application No. Folio No. (In case of
(In case of New Investor) Existing Investor)
City
I hereby authorise you to debit my account for making payment to DBS Chola Mutual Fund through ECS (Debit) clearing as per the details given as under.
B) 9 Digit MICR Code of the Bank and Branch C) Account Type (please 4) Current Savings Cash Credit
(Appearing on MICR Cheque issued by the bank.)
I hereby declare that the particulars given above are correct and complete. If the transaction Certified that the particulars furnished above are correct as per
is delayed or not effected at all for reasons of incomplete or incorrect information, I would our records.
not hold the user institution responsible. I have read the option invitation letter and agree
to discharge the responsibility expected of me as a participant under the scheme.
(Bank's Stamp)
Note:- Mandate to be obtained in 3 copies, Original for Bank, One for User Company and other for Customer)
To,
Date D D M M Y Y Y Y
The Trustee
DBS Chola Mutual Fund
I / We have read and understood the contents of the Offer Document of the Scheme(s) and the terms and conditions of the Scheme / Plan and subsequent
amendments thereto. I / We hereby apply for the STP Enrolment under the following Scheme / Plan (please 3 your choice).
INVESTOR DETAILS
Name of Sole / First Investor / Guardian
Mr. Ms. M/s.
Folio No.
(Existing Investor)
STP DETAILS (please 3 your choice of Scheme / Plan / Option)
From any of the following Scheme To any of the following Scheme
DBS Chola Liquid Fund DBS Chola Growth Fund
Regular Plan Cumulative* Dividend Cumulative* Dividend
Reinvestment* Payout Reinvestment* Payout
Institutional Plus Plan Cumulative* Dividend
DBS Chola Midcap Fund
Reinvestment* Payout
Cumulative* Dividend
Institutional Plan Daily Dividend Reinvestment
Reinvestment* Payout
Super Institutional Plan Cumulative* Weekly Dividend
Reinvestment* Payout DBS Chola Opportunities Fund
Cumulative* Dividend
DBS Chola Freedom Income - Short Term Fund
Reinvestment* Payout
Regular Cumulative* Monthly Dividend Semi-annually Dividend
Reinvestment* Payout DBS Chola Multi-Cap Fund
Institutional Cumulative* Monthly Dividend Weekly Dividend Cumulative* Dividend
Reinvestment* Payout Reinvestment* Payout
DDRIP Daily Dividend DBS Chola Global Advantage Fund
Reinvestment*
Cumulative* Dividend
DBS Chola Short Term Floating Rate Fund Reinvestment* Payout
Cumulative* Monthly Dividend Weekly Dividend Daily Dividend DBS Chola Contra Fund
Reinvestment* Payout Cumulative* Dividend
DBS Chola Monthly Income Plan** Reinvestment* Payout
Cumulative* Monthly Dividend Quarterly Dividend DBS Chola Tax Saver Fund
Reinvestment* Payout Cumulative* Dividend
Signature(s)
Sole / First Unitholder / Guardian Second Unitholder Third Unitholder
Please Note : Signature(s) should be as it appears on the Application Form and in the same order.
Date D D M M Y Y Y Y
Name of Sole / First Investor
Mr. Ms. M/s.
Application No. Folio No.
(In case of New Investor) (Existing Investor)
Scheme
Plan
Option
I / We do hereby nominate the person more particularly described hereunder / and* / cancel the nomination made by me / us on the
day of in respect of the Units under Folio No.
(* strike out which is not applicable)
Address
Address
Signature(s)
Sole / First Unitholder / Guardian Second Unitholder Third Unitholder
Applicants applying for Units singly / jointly can make a nomination at the time of initial investment or during subsequent investments.
a) The nomination can be made only by individuals applying for / holding units on their own behalf singly or jointly. Non-individuals including society, trust, body corporate,
partnership firm, Karta of Hindu Undivided Family, holder of Power of Attorney cannot nominate. If the units are held jointly, all joint holders will sign the nomination
form.
b) Only one person per folio can be nominated. If more than one person is to be nominated, please contact the AMC for the Nomination Form. A minor can be nominated
and in that event, the name, address and PAN/GIR No. and IT Circle / Ward / District (if available) of the Guardian of the minor nominee shall be provided by the Unit
holder.
c) The Nominee shall not be a trust (other than a religious or charitable trust), body corporate, partnership firm, Karta of Hindu Undivided Family or a Power of Attorney
holder. A non-resident Indian can be a Nominee subject to the exchange controls in force, from time to time. Nomination can also be made in favour of the Central
Government, State Government, Local Authority, any person designated by virtue of his office or a religious or charitable trust.
d) Nomination in respect of the Units stands rescinded upon the transmission of Units.
e) Transmission of Units in favour of a Nominee shall be valid discharge by the AMC / Fund / Trustees against the legal heir. However, the Mutual Fund / Trustee / AMC may
request the nominee to execute suitable indemnities in favour of the Fund and / or the Trustee and / or the AMC, and to submit necessary documentation to the
satisfaction of the Fund before transmitting Units to his / her favour. Nominations received in the form prescribed by the AMC alone shall be valid.
f) The cancellation of nomination can be made only by those individuals who hold Units on their own behalf singly or jointly and who made the original nomination.
g) On cancellation of the nomination, the nomination shall stand rescinded and the AMC / Fund / Trustees shall not be under any obligation to transmit the Units in favour
of the Nominee.
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