Professional Documents
Culture Documents
Idigm dialog. In
dialog (pp. 17-
~ theoretical
elson, & P. A.
iFp. 277-294).
'ultural Stud-
988). Marxism
-ana: Univer-
IN this chapter we analyze four paradigms that case for a renewed interestin qualitativeapproaches,
currently are competing, or have until recently com- it became clear that the metaphysical assumptions
;S In social re- peted, for acceptance as the paradigm of choice in undergirding the conventional paradigm (the "re-
sity Press.
informing and guidinginquiry, especiallyqualitative ceived view") must be seriously questioned. ~
---'mce of other inquiry: positivism, postpositivism, critical theory the emphasis of this chapter is on paradigms, their
.inist materi-
and related ideological positions, and constructiv- assumptions, and the implications of those assump-
ism. We acknowledge at once our own commitment tions for a variety of research Issues. npt on the
, .1. L. Millroy,
to constructivism (which we earlier called "natural- relative utility of Qualitative versus Quantitative
k of qualitative
New York: istic inquiry"; Lincoln & Guba, 1985); the reader ~ Nevertheless, as discussions of para-
may wish to take that fact into account in judging digms/methods over the past decade have often be-
the appropriateness and usefulness of our analysis. gun with a consideration of problems associated
__.Jen's experi-
al Theory, 10,
Although the title of this volume, Handbook of with overquantification, we will also begin there,
Qualitative Research, implies that the term qualita- shifting only later to our predominant interest.
tive is an umbrella term superior to the term para-
d: A critique
1, 183-192.
digm (and, indeed, that usage is not uncommon), it
is our position that it is a term that ought to be
of philosophy.
~ss. reserved for a descriptionof types of methods.f!:2m.. The Quantitative/Qualitative
f difference.
our perspective, both Qualitative and qJlantitative Distinction
methods ma be used a ro ria . e-
J nh-ha, & C. search aradi m. estions of meth co -
:ation and con-
darv to Questionsof paradigm, which we define as Historically, there has been a heavy emphasis
unbridge: MIT
the basic belief svstem or worldview that guides the on quantification in science. Mathematics is often
Tnvesti ator not nl in choices of metho but'n termed the "queen of sciences," and those sci-
, inism. post-
ontologically and eoistemo ol!1cally fundamental w1\Ys.. ences, such as physics. and chemistry, that lend
msibility. Stan-
£....
It is certainly the case that interest in alternative themselves especially well to quantification are
paradigms has been stimulated by a growing dissat- generally known as "hard." Less quantifiable are-
isfaction with the patent overemphasis on quantita- nas, such as biology (although that is rapidly
tive methods. But as efforts were made to build a changing) and particularly the social,$ciences, are
AUTHORS' NOTE: We are grateful to Henry Giroux and Robert Stake for their very helpful critiques of an earlier
draft of this chapter.
105
106 MAJOR PARADIGMS AND PERSPECTIVES Competing Part
referred to as "soft," less with pejorative intent Contextstripping. Precisequantitativeapproaches External (Extral
than to signal their (putative) imprecision and that focus on selected subsets of variables neces-
lack of dependability. Scientific maturity is com- sarily "strip" from consideration, through appro- The intrapara,
monly beliefed to emerge as the degree of quan- priate controls or randomization, other variables a weighty chall
tification found within a given field increases. that exist in the context that might, if allowed to ogy, but could I
That this is the case is hardly surprising. Iill;. exert their effects, greatly alter findings. Further, rated, by great(
"received view" of science (positivism, transformed such exclusionary designs, while increasing the critics of the ree
over the course of this century into postpositiv- theoretical rigor of a study, detract from its rele- that point; henc(
ism; see below) focuses on efforts to verify (oosi- vance, that is, its applicability or generalizability, tative inputs ha
tivism) or falsify (postpositivism) a priori hy- because their outcomes can be properly applied level accommod
{?otheses. most usefully stated as mathematical only in other similarly truncated or contextually lenge has been
(quantitative) propositions or propositions that stripped situations (another laboratory, for exam- proposed altern
can be easily converted mto recise mathematical ple). Qualitative data, it is argued, can redress that only qualificatie
_ormu as expressing nctional re atJonshlps. or- imbalance by providing contextual information. adjustments in 1
mulaic precision has enormous utilitv W11ei1iiie inquiry altogeth
aim of science is the prediction and control of Exclusion of meaning and purpose. Human be- view can be ju
natural phenomena. Further, there is already avail- havior, unlike that of physical objects, cannot be (Bernstein, 198:
able a powerful array of statistical and mathemati- understood without reference to the meanings and coIn & Guba, g
'cal models. Finally, there eXists a widespread purposes attached by human actors to their activi- chief among the
conviction that only Quantitative data are ulti- ~ Qualitative data, it is asserted, can provide
mately valid, or of high Quality (Sechrest, 1992). rich insight into human behavior. The theory-ll
John Stuart Mill (I 843/1906) is said to have been approaches to f(
the first to urge social scientists to emulate their Disjunction of grand theories with local con- or falsification
older, "harder" cousins, promising that if his advice texts: The etic/emic dilemma. The etic (outsidelj pendence of th
were followed, rapid maturation of these fields, as theory brought to bear on an inquiry by an inves- guages. If an inq
well as their emancipation from the philosophical tigator (or the hypotheses proposed to be tested) must be stated iJ
and theological strictures that limited them, would may-nave little or no mean!!!.&- within the emic way in which t
follow. Social scientists took this counsel to heart (insider) view of studied Individuals, groups, so- collected. But it
(probably to a degree that would greatly surprise cieties, or cultures. Qualitative data, it is affirmed, jection that theOJ
Mill ifhe were alive today) for other reasons as well. are useful for uncovering emic views; theories, to ent-that is, tha
They were the "new kids on the block"; if quantifi- be valid, should be qualitatively grounded (Glaser theoretical frame
cation could lead to the fulfillment of Mill's prom- & Strauss, 1967; Strauss & Corbin, 1990). Such tion of the recei'
ise, status and political leverage would accrue that grounding is particularly crucial in view of the hypotheses and
would enormously profit the new practitioners. Imi- mounting criticism of social science as failing to "facts" can be ,
tation might thus lead both to greater acceptance and provide adequate accounts of nonmainstream lives "window" and 0
to more valid knowledge. (the "other") or to provide the material for a
criticism of our own Western culture (Marcus & The underdet
Fischer, 1986). lem is also kno
Not only are fat
Inapplicability of general data to individual dow through wI
Critiques of the Received View cases. This problem is sometimes described as the ferent theory wi
nomothetic/idiographic disjunction. Generaliza- ported by the sa
In recent years, however, strong counterpressures tions, although perhaps statistically meaningful. be possible, giv
against quantification have emerged.Two critiques, have no applicability in the individual case (the deduction what
one internal to the conventional paradiw (that is, fact, say, that 80% of Individuals presenting giyen possible, given
in terms of those metaphysical assumptions that symptoms have lung cancer is at best incomplete by induction at
define the nature of positivist inquiry) and one ex- evidence that a particular patient presenting with deed, it is this
ternal to it (that is, in terms of those assumptions such symptoms has lung cancer). Qualitative data, such as Poppe!
defining alternativeparadigms), have been mounted it is held, can help to avoid such ambiguities. theory verificatl
that seem not only to warrant a reconsiderationof falsification. W
the utility of qualitative data but to question the very Exclusion of the discovery dimension in inquiry. never establish
assumptions on which the putative superiority of Convention em hasis on the verification of s e- proposition tha
quantification has been based. ci IC,a priori hypotheses glosses over the source of swan can comp:
those hypotheses, usually arrived at by what is com- sition of scienc
monly termed the discovery process. In the receiyed mately converg(
Internal (Intraparadigm) Critiques view only.empirical inquiry deserves to be called sharply into qUI
"science." Quantitative normative methodology is
A variety of implicit problems have surfaced to thus privileged over the insights of creative and The value-la.
challenge conventional wisdom; several of these are divergent thinkers. The call for qualitative inputs and facts are n<
described below. is expected to redress this imbalance. and facts. Inde,
.
ECTIVES Competing Paradigms in Qualitative Research 107
"( 'ndividual
:cn bed as the The Nature of Paradigms
Generaliza-
-:aningful,
J case (the Paradigms as Basic Belief Systems
'I>udng given Based on Ontological, Epistemological,
t incomplete and Methodological Assumptions
r-ting with
I: .tive data,
J_o.Jities.
I~ inquiry.
a m of spe-
C _ source of
what is com-
I~ received
be called
t dology is
creative and The value-ladenness of facts. Just as theories
:ati.ve inputs and facts are not independent, neither are values
and facts. Indeed, it can be argued that theories
108 MAJOR PARADIGMS AND PERSPECTIVES Competing Para6
---
:TIVES Competing Paradigms in Qualitative Research 109
!ill:Ist be fit- TABLE 6.1 Basic Beliefs (Metaphysics) of Alternative Inquiry Paradigms
Item Positivism Post positivism Critical Theory et al. Constructivism
major foci Ontology naive realism- critical realism- historical realism- relativism-local and
the four "real" reality but "real" reality but only virtual reality shaped specific constructed
apprehendable imperfectly and by social, political, realities
probabilistically cultural, economic,
apprehendable ethnic, and gender
values; crystallized
over time
__, as sets ----------------------------------------------
>of in any Epistemology dualist/objectivist; modified dualist/ transactionaU transactionaU
w..vateone findings true objectivist; critical subjectivist; value- subjectivist; created
founda- tradition/community; mediated findings findings
rer, that findings probably
o a radical true
I-Ouropin-
Iply the Methodology experimentaU modified experi- dialogic/dialectical herrneneuticaUdialectical
that its manipulative; mental/manipulative;
given the verification of critical multiplism;
0he three hypotheses; chiefly falsification of
sets of quantitative hypotheses; may
mstruc- methods include qualitative
the human methods
r No con-
ght; ad-
ust rely sents efforts of the past few decades to respond in their proponents about their definitions, mean-
to proo/in a limited way (that is, while remammg within ings, or implications. Thus our discussion should
essentially the same set of basic beliefs) to the be considered tentative and subject to further re-
.- malyses most problematic criticisms of positivism. The vision and reformulation.
. :quentIy term critical theory is (for us) a blanket term We will first look down the columns of Table
reader can-
;es, or our denoting a set of several alternative paradigms, 6.1 to illustrate the positions of each paradigm
including additionally (but not limited to) neo- with respect to the three questions, followin with
;logic or a 00 across rows to com are and contrast the
Marxism, feminism, materialism, and participa-
, be per- tory inquiry. Indeed, critical theory may itself posItions 0 t e paradigms. Limitations of space
'urposition
& Lincoln, usefully 6e divided into three substrands: post- make it Impossible for us to develop our asser-
,-. to sus- structuralism, postmodernism, and a blending of tions in any depth. The reader will be able to find
is com- these two. Whatever their differences, the com- other evidence, pro and con, in other chapters of
mon breakaway assumption of all these variants this volume, particularly in Chapters 7-11.
IS that of the value-determined nature of in ui -
an e istemolo di erence. Our grouping of
these positions into a single category is a judg-
'~.l ment call; we will not try to do justice to the Intraparadigm Analyses
individual points of view. !he term constructiv- (Columns of Table 6.1)
digms ism denotes an alternative paradigm whose break-
away assumption is the move from ontological
s of the realism to ontological relativism. These positions Column I: Positivism
s of each will become clear in the subseQuent eXpOsition.
;tions out- Two important caveats need to be mentioned. Ontology: realism (commonly called "naive re-
I cted by First, although we are inclined to believe that the alism"). An apprehend able realIty IS assumed to
sists of paradigms we are about to describe can have exist, driven by immutable natural laws and mecha-
:ical, epis- meaning even in the realm of the physical sci- nisms. Knowledge of the "way things are" IScon-
tions, and ences, we will not defend that belief here. Accord- ventionally summarized in the form of time- and
:adigms ingly, our subsequent comments should be under- context-free generalizations, some of which take
( >testhe stood to be limited to the social sciences only. the form of cause-effect laws. Research can, in
he formal Second, we note that except for positivism, the 'principle, converge on the "true" state pf affairs.
iences for paradigms discussed are all still in formative stages; The basic posture of the paradigm is argued to be
:r- repre- no final agreements have been reached even among both reductionist and deterministic (Hesse, 1980).
110 MAJOR PARADIGMS AND PERSPECTIVES Competing Paradi
Epistemology: Dualist and obiectivist. The inves- Column 3: Critical Theory groups holding tl;1I
tigator and the investigated "obiect" are assumed to and Related Ideological Positions are not more or les
be independent entities, and the investigator to be but simply more 0
Ontology: Historical realism. A realitv is as- ticated. Constructi
capable of study.iiu!:the obiect withoutinfluencin~ it
or being influenced by it. When influence in either sumed to be apprehendable that was once plastic, associated "realitie
direction (threats to validity) is recognized, or even but that was. over time, shaped by a congeries of tinguished from b
suspected, various strategies are followed to reduce social, political, cultural, economic, ethnic, and (see Reese, 1980, j
or eliminate it. Inquiry takes place as through a gender factors, and then crystallized (reWed) into eral ideas).
one-way mirror. Values and biases are prevented a series of structures that are now (inappropri-
from influencing outcomes, so long as the pre- .!!!ely)taken as "real," that is, natural and immu- Epistemology: 1
scribed procedures are rigorously followed. Repli- table. For all practical purposes the structures are The investigator a
cable findings are, in fact, "true." "real," a virtual or historical reality. are assumed to be
"findings" are lite
Methodolo!!.v: Experimental and manivulative. .E;pistemolovv' Transactional and subjectivist. tion proceeds. The
Questions and/or hypotheses are stated in propo- J'he investigator and the investigated obiect are tween ontology an
sitional form and subjected to empirical test to assumed to be interactively linked. with the val- in the case of crid
verify them; possible confounding conditions must ues of the investigator (and of situated "others") line of Table 6.1 rt
be carefully controlled (manipulated) to prevent inevitably influencing the inquiry. Findings are
outcomes from bein!!:improperlv influenced. Methodology: /;
~
refore value mediated. Note that this posture
effectively challenges the traditional dlstmctlOn '-'.J~..J' "" ~ The variable and p
social constructio[
between ontology and epistemolo~y; what can be ~ N\
structions can be e]
Column 2: Postpositivism
known IS mextricably intertwined with the inter- C-o t \. interaction betwee
~~ ~ · '-\
~
Ontology: Critical realism. Reality is assumed to action between a particular
particularobjector grou"p.Theinvestigator
dashedlineand a
sepa-C .. respondents. These
exist but to be only imperfectly apprehend able be- terpreted using cO!
cause of basically flawed human intellectual mecha- rating
of the6.1
Table ontologicaland epistemologicalrows
is intendedto reflect this fusion. +v-. <I <->...J
1 niques, and are COI
a dialectical intercl
nisms and the fundament . tractable nature of
p enomena. The ontology is labeled as critical real-
ism (Cook & Campbell, 1979) because of the pos-
Methodology:Dialogicand dialectical. The trans-
actional nature of inQuiry requires a dialogue be-
j , a consensus const
and sophisticated
constructions (inc]
ture of proponents that claims about reality must be tween the investigator and the subjects of the
subjected to the widest possible critical examination inquiry; that dialogue must be dialectical in nature struction of the in'
to facilitate apprehending reality as closely as pos- to transform ignorance and misapprehensions (ac-
sible (but never perfectly). cepting historicall mediated structures as immu- (For more about c
ta le)"into more informe consciousness (seeing Chapter 7, this vol
how the structures might be changed and compre-
hending the actions re uired to effec chan ), or,
as ICOUX (1 88) puts it, "as transformative intel-
lectuals, . . . to uncover and excavate those forms
Cross-P
of historical and subjugated knowledges that point
to experiences of suffering, conflict, and collec- (Rov
tive struggle; . . . to link the notion of historical
understanding to elements of critique and hope" Having noted bl
(p. 213). Transformational inquirers demonstrate nents of each para<
"transformational leadership" (Burns, 1978). the three paradigm
Methodolo!!.v: Modified experimentaVmanipu- to look across row:
lative. Emphasis is placed on "critical multiplisl!C (For more discussion of critical theory, see the I positions among tl
Q refurhj~hed version of trian!!:ulation}as a way contributions in this volume by Olesen, Chapter I
I
of falsifying (rather than verifying) hypotheses. 9; Stanfield, Chapter 10;and Kincheloe & McLaren, Ii
The methodology aims to redress some of the Chapter 8.) " Ontology
problems noted above (intraparadigm critiQue~
by doing inquiry in more natural settings, collect- I
-- 1_ __ _
114 MAJOR PARADIGMS AND PERSPECTIVES Competing Paradigm
fact (or probable fact) serving as a kind of build- duct and human subje
ing block that, when placed into its proper niche, realist ontology underj
adds to the growing "edifice of knowledge." When vides a tilt toward the
the facts take th~form of generalizations or cause- is argued in certain c
effect linkages".they may be used most efficiently mine how "things rea
for prediction and control. Generalizations may sake of some "higher s
then be made, with predictable confidence, to a truth" (Bok, 1978, 198
population of settings.
Critical theory. Etl
Critical theory. Knowledge does not accumu- to this paradigm, as ir
late in an absolute sense; rather, it grows and ignorance and misapI
changes through a dialectical historical account of values an
reVISIOnt at contInuously erodes ignorance and the inquiry process. 1
mIsapprehensions and enlarges more informed the inquirer be revel3
insight,s. Generalization can occur when the mix . ing of "fully informe
of socIal, political, cultural, economic, ethnic, ceptive. Of course, t
and gender circumstances and values is similar prevent unethical bel
across settings. some process barrier!
- --- -- ---
PECTIVES Competing Paradigms in Qualitative Research III
groups holding the constructions. Constructions it can be apprehended only imperfectly and
are not more or less "true," in any absolute sense, probabilistically; to
but simply more or less.informed and/or sophis- 3. critical theory's historical realism, which
, reality is as- ticated. Constructions are alterable, as are their
assumes an apprehendable reality consist-
LSonce plastic, associated "realities." This position should be dis-
tinguished from both nominalism and idealism ing of historically situated structures that
-congeries of are, in the absence of insight, as limiting and
, ethnic, and (see Reese, 1980, for an explication of these sev-
u (reified) into eral ideas). confining as if they were real; to
1/ (inappropri- 4. constructivism's relativism, which assumes
-I and immu- multiple, apprehendable, and sometimes con-
tructuresare flicting social realities that are the products
of human intellects, but that may change as
their constructors become more informed
Lsubjectivist. and sophisticated.
d object are
. 1/ith the val-
ated "others") It is the ontological position that most differentiates
~indings are constructiV1sm from the other three paradIgms.
this posture Methodology: Hermeneutical and dialectical.
I distinction The variable and personal (intramental) nature of
y; what can be social constructions suggests that individual con- Epistemology
mth the inter- structions can be elicited and refined only through
gator and a interaction between and among investi ator and We note the move from
:d line sepa- respon ents. These vacymg constructions are in-
ological rows terpreted using conventional hermeneutical tech-
.his fusion. niques, and are compared and contrasted through l. positivism's dualist, objectivist assumption
a dialectical interchange. The final aim is to distill that enables the investigator to determine
Il.The trans- a consensus construction that is more informed "how things really are" and "how things
1dialogue be- and sophisticated than any of the predecessor really work"; to
Mects of the constructions (including, of course, the etic con-
struction of the mvestigator). 2. postpositivism's modified dualist/objectivist
cal in nature
assumption that it is possible to approximate
~nsions (ac-
ures as immu- (For more about constructivism, see also Schwandt, (but never fully know) reality; to
Isness (seeing Chapter 7, this volume.) 3. critical theory's transactional!subjectivist as-
-lnd compre- sumption that knowledge is value mediated
:hange), or, and hence value dependent; to
.rmative intel- 4. constructivism's somewhat similar but broader
:ethose forms
Cross-Paradigm Analyses transactional/subjectivist assumption that sees
-~s that point
and collec- (Rows of Table 6.1) knowledge as created in interaction among
I uf historical investigator and respondents.
ue and hope" Having noted briefly the positions that propo-
-emonstrate It is their epi<tt>AUlh1g;,..,,1
positions that most dif-
nents of each paradigm might take with respect to
1978). the three paradigm-defining questions, it is useful ~rentiate critical theory and constructivism from
to look across rows to compare and contrast those the other two paradigms.
1eory, see the positions among the several paradigms.
''"On, Chapter
I 1cMcLaren, Methodology
i.' Ontology
We note the move from
Moving from left to right across Table 6.1, we
note the move from
1. positivism's experimental/manipulative meth-
'e apprehend- odology that focuses on verification of hy-
}'>ible mental l. positivism's position of naive realism, as- potheses; to ,
I ally based, suming an objective external reality upon 2. postpositivism's modified experimental!
_ 1 elements which inquiry can converge; to
lividuals and manipulative methodology invested in critical
le.nt for their 2. postpositivism's critical realism, which still multiplism focusing on falsification of hy-
, persons or assumes an objective reality but grants that potheses; to '
112 MAJOR PARADIGMS AND PERSPECTIVES Competing Paradil
TABLE 6.2 Paradigm Positions on Selected Practical Issues quite different. Fin:
Issue Positivism Post positivism Constructivism
training, accommod
Critical Theory et al.
deemed especially
., ponents; they repr
Inquiry aim explanation: prediction and control critique and trans- understanding;
formation; restitution reconstruction
ceived view is cons
and emancipation
The entries in the I
public positions, ~
Nature of verified hypotheses nonfalsified hypoth- structuraVhistorical individual reconstructions been addressed by
knowledge established as facts eses that are probable insights coalescing around some cases, theref
or laws facts or laws consensus that we believe fo
metaphysical (ontl
Knowledge accretion-"building clocks" adding to historical revisionism; more informed and methodological) p
accumulation "edifice of knowledge"; generalizations generalization by sophisticated take one example
and cause-effect linkages similarity reconstructions; addressed directly I
vicarious experience but we believe the
is one that would
Goodness or conventional benchmarks of "rigor": historical situatedness; trustworthiness and were they to be ch
quality criteria internal and external validity, reliability, erosion of ignorance authenticity An immediately:
and objectivity and misapprehensions; ble 6.1 and Table 6
action stimulus case it was possible
cell, in the case of
Values excluded-influence denied included-formative overlap within row
Ethics
and postpositivist (
extrinsic; tilt toward deception intrinsic; moral tilt intrinsic; process tilt issues in which the
toward revelation toward revelation; different, the diffe
special problems contrast, one may r
Voice "disinterested scientist" as informer of
between these two I
"trans formative "passionate participant" and constructivist
decision makers, policy makers, and change intelIectual" as as facilitator of multi-
differ among them:
agents advocate and activist voice reconstruction We have form\)
technical and which follow.
Training technical; quantitative resocialization; qualitative and quantitative;
quantitative; and qualitative; history; values of altruism and empowerment
substantive theories substantive theories
Row I: What is
Accommodation commensurable incommensurable the aim or purposl
- - L
ECTIVES Competing Paradigms in Qualitative Research 113
quite different. Finally, the last four issues (voice. some of the more radical stances in the criticalist
training, accommodation, and hegemon camp hold that iudgment about needed transfor-
.tivism mations should be reserved to those whose lives
eemed especially important by alternative pro-
ding; onents; they re resent areas on which the re- are most affected bv transformations: the inquiry
cion ceive view is considered particularly vulnerable. participants themselves (Lincoln, in press).
The entries in the table are based only in part on
public positions, given that not all issues have Constructivism. The aim of inquiry is under-
reconstructions been addressed by all paradigms' proponents. In standin and reconstruction of the constructions that
uround some cases, therefore, we have supplied entries people (including the inquirer lrutia y 0 d, amling
that we believe follow logically from the basic toward consensus but still open to new interpreta-
metaphysical (ontological, epistemological, and tions as information and sophistication improve. The
rmed and methodological) postures of the paradigms. To criterion for progress is that over time, everYOne
lted take one example, the issue of voice is rarely formulates more informed and sophisticated con-
)ns; addressed directly by positivists or postpositivists, structions and becomes more aware of the content
perience but we believe the entry "disinterested scientist" and meaning of competing constructions. Advocacy
is one that would be given by those proponents and activism are also key concepts is this view. The
liness and were they to be challenged on this matter. inquirer is cast in the role of participant and facilitator
An immediately apparent difference betweenTa- in this process, a position that some critics have
ehensions; ble 6.1 and Table 6.2 is that whereas in the former faulted on the grounds that it expands the inquirer's
case it was possible to makea distinct entry for every role beyond reasonable expectations of expertise and
cell, in the case of Table 6.2 there is considerable competence (Carr & Kemnlis, 1986).
overlap within rows, particularly for the positivist
and pOStpOSltiVISt columns. Indeed, even for those
l .cess tilt issues in which the entries in those two columns are Row 2: What is
velation; different, the differences appear to be minor. In the nature of knowledge?
ohIems
contrast, one may note the major differences found
between these two paradigms and the critical theory Positivism. Knowledge consists of verified hy-
I Jarticipant" and constructivist paradigms, which tend also to potheses that can be accepted as facts or laws.
tor of multi-
differ among themselves.
IDstruction
We have formulated the issues as questions, Postpositivism. Knowledge consists of nonfal-
which follow. sified hypotheses that can be regarded as probable
I ~tjtative; facts or laws.
npowerment
Row 1; What is Critical theory. Knowledge consists of a series
the aim or purpose of inquiry? of structural/historical insights that will b~-
formed as time passes. Transformations occur
input Positivism and postpositivism. For both these when ignorance and misapprehensions give way
paradigms the aim of inquiry is exvlanation (von to more informed insights by means of a dialec-
Wright, 1971), ultimately enabling the vrediction tical interaction.
and control of phenomena, whether physical or
human. As Hesse (1980) has suggested, the ultimate Constructivism. Knowledge consists of those
ons have im- criterion for progress in these paradigms is that the constructions about which there is relative con-
;-;onduct of capability of "scientists" to predict and control ~susJor at least some movement toward con-
I IIIof find- should improve over time. The reductionism and sensus) among those competent (and, in the case
lected to dis- determinism im lied b this position should be of more arcane material, trusted) to interpret the
ent issues. noted. The inquirer is cast In e role of "expert," a substance of the construction. Multiole "knowl-
IstS of four situation that seems to award special, perhaps even edges" can coexist when equaily com etent or
a digms and unmerited, privilege to the investigator. truste In erp e ers Isa ree, an r de endin
;uc:::S,summa- on social. po ltica , cultural, economic, ethnic,
implications. . Critical theory. The aim of inquiry is the cri- and gender factors that differentiate the interp~t-
!Jur issues tique and transformation of the social, political, gs.. These constructions are subject to continuous
.nowledge cultural, economic, ethnic, and gender structures revision, with changes most likely to occur when
: au10ng those that constrain and exploit humankind, by engage- relatively different constructions are brought into
}sitivists and ment in confrontation, even conflict. The crite- juxtaposition in a dialectical context.
:1- issues on rion for progress is that over time, restitution and
I: 'requently emancipation should occur and persist. Advocacy
s _nd ethics) and acti vism are key concepts. The inquirer is cast Row 3: How does knowledge accumulate?
uadigms, al- !!t the role of instigator and facilitator, implying
'r--1onses are that the inoUirer understands a priori what trans- Positivism and postpositivism. Knowledge ac-
formations are needed. But we should note that cumulates bv a process of accretion, with each
~ .
TI ES Competing Paradigms in Qualitative Research 115
:ra~jty duct and human subjects committees. Further, the tively engaged in facilitating the "multi voice"
I (: :al- realist ontology undergirding these paradigms pro- reconstruction of his or her own construction as
a}1jng vides a tilt toward the use of deception, which, it well as those of all other participants. Change is
, 1985); is argued in certain cases, is warranted to deter- facilitated as reconstructions are formed and in-
ltcW>gi- mine how "things really are and work" or for the, dividuals are stimulated to act on them.
ct IS), sake of some "hi!!"hersocial good" or some "clearer
u er- truth" (Bok, 1978, 1982; Diener & Crandall, 1978).
authen- Row 8: What are the implications
entidty Critical theory. Ethics is more nearly intrinsic of each paradigm for the
9). 'he to this paradigm, as implied by the intent to erode training of novice inquirers?
)Iv he ignorance and misapprehensions, and to take full
f1these account of values and historical situatedness in Positivism. Novices are trained primarily in
lIelism the inquiry process. Thus there is a moral tilt that technical knowledge about measurement, design,
:t. he the inquirer be revelatory (in the rigorous mean- and quantitative methods, with less but substan-
cr :al ing of "fully informed consent") rather than de- tial emphasIs on formal theories of the phenom-
:he two ceptive. Of course, these considerations do not ena in their substantive specialties.
IUthen- prevent unethical behavior, but they do provide
ru v- some process barriers that make it more difficult. Postpositivism. Novices are trained in way~
fu: ~r paralleling the positivist mOde,but with the addi-
Constructivism. Ethics is intrinsic to this para- tion of qualitative methods, often for the purpose
digm also because of the inclusion of participant of ameliorating the problems noted in the opening
values in the inquiry (startmg with respondents' paragraphs of this chapter.
existing constructions and working toward in-
creased information and sophistication in their Critical theory and constructivism. Novices must
constructions as well as in the inquirer's construc- first be resocialized from their early and usuall
~)e tion). There is an incentive-a process tilt-for Intense exposure to the received view of science.
n- revelation; hiding the inquirer's intent is destruc- That resocializationcannotbe accomplished without
'-~tl"ce" tive of the aim of uncoverin~ and improving con- thorough schooling in the postures and techniques
Values Structions. In addition, the hermeneuticaIJdialec- of positivism and postpositivism. Students must
-Ie tical methodology itself provides a strong but not come to appreciate paradigm differences (summa-
infallible safeguard against deception. However, rized in Table 6.1) and, in that context, to master
the close personal interactions required by the both qualitative and quantitative methods. The
methodology may produce special and often sticky former are essential because of their role in car-
.£!oblems of confidentiality and anonymity, as rying out the dialogic/dialectical or hermeneuticaIJ
1 tl ;e well as other interpersonal difficulties (Guba & dialectical methodologies; the latter because they
ey _.e Lincoln, 1989). can playa useful informational role in all paradigms.
1se of They must also be helped to understand the social,
;. Fo-r_ litical omic ethnic, and ender his-
Ig' 1- Row 7: What "voice" is mirrored to and structure that serve as the surround or elr
wed in the inquirer's. activities, inquiries, and to incorporate e values of altruism
;s and especially those directed at change? and empowerment in their work.
:) COD-
th e Positivism and postpositivism. The inquirer's
)f e voice is that of the "disinterested !;cientisC in- Row 9: Are these paradigms
~s the forming decision makers, policy makers, and change necessarily in conflict?
he in- agents, who independently use this scientific in- Is it possible to accommodate
pc t formation, at least in part, to form, explain, and these several views within
st
.f
I
1
justify actions, policies, and change proposals.
.w..tlcontinue to worlds within worlds, unending, each with its own Hesse, E. (1980). Revolutions and reconstructions in
t and progres- paradigms. Infinitesimals have their own cosmologies." the philosophy of science. Bloomington: Indiana
. near future. 3. It is unlikely that a practitioner of any paradigm University Press. .
would agree that our summaries closely describe what House, E. (1977). The logic of evaluative argument. Los
he or she thinks or does. Workaday scientists rarely
have either the time or the inclination to assess what
they do in philosophical terms. We do contend, how-
.Angeles: University of California, Center for the
Study of Evaluation.
Kuhn, T. S. (1962). The structure of scientific revolu-
ever, that these descriptions are apt as broad brush tions. Chicago: University of Chicago Press.
strokes, if not always at the individual level. Kuhn, T. S. (1970). The structure of scientific revolutions
-ars" described
(2nd ed.). Chicago: University of Chicago Press.
'erdrawn. De-
Lincoln, Y. S. (1991). The detached observer and the
v..:ations of the
passionate participant: Discourses in inquiry and
ts the matter as
References science. Paper presented at the annual meeting of
-ry. A resolu- the American Educational Research Association,
;ur only when Chicago.
___ore informed
Bernstein, R. (1988). Beyond objectivism and relativ- Lincoln, Y. S. (in press). I and thou: Method and voice
ing one. That is ism. Philadelphia: University of Pennsylvania Press. in research with the silenced. In D. McLaughlin &
'"-")roponents of Bok, S. (1978). Lies: Moral choice in public and private W. Tierney (Eds.), Naming silenced lives. New
e together to life. New York: Random House. York: Praeger.
._.:e the sanctity Bok, S. (1982). Secrets: On the ethics of concealment Lincoln, Y. S., & Guba, E. G. (1985). Naturalistic
:ue among para- and revelation. New York: Pantheon. inquiry. Beverly Hills, CA: Sage.
/LIfford the best
Bums, J. (1978). Leadership. New York: Harper. Marcus, G., & Fischer, M. (1986). Anthropology as
sive and con-
Carr, w., & Kemmis, S. (1986). Becoming critical: cultural critique: An experimental moment in the
Education, knowledge and action research. Lon- human sciences. Chicago: University of Chicago
have illustrated don: Falmer. Press.
I_dearly deline- Cook, T., & Campbell, D. T. (1979). Quasi-experimen- Mill, J. S. (1906). A system of logic. London: Longmans
exist, and by tation: Design and analysis issues for field set- Green. (Original work published] 843)
. 'e significant
tings. Chicago: Rand McNally. Phillips, D. C. (1987). Philosophy, science, and social
~I. Paradigm is- Diener, E., & Crandall, R. (1978). Ethics in social and inquiry. Oxford: Pergamon.
maintain, ought behavioral research. Chicago: University of Chi- Phillips, D. C. (l990a). Postpositivistic science: Myths
...ithoutbeing
cago Press. and realities. In E. G. Guba (Ed.), The paradigm
i ns and guides
Gage, N. (1989). The paradigm wars and their after- dialog (pp. 31-45). Newbury Park, CA: Sage.
mat/1: A "historical" sketch of research and teach- Phillips, D. C. (1990b). Subjectivity and objectivity: An
ing since 1989. Educational Research, 18,4-10. objective inquiry. In E. Eisner & A. Peshkin (Eds.),
Giroux, H. (1988). Schooling and the struggle for pub- Qualitative inquiry in education (pp. ]9-37). New
lic life: Critical pedagogy in the modem age. York: Teachers College Press.
Minneapolis: University of Minnesota Press. Popper, K. (1968). Conjectures and refutations. New
Glaser, B. G., & Strauss, A. L. (1967). The discovery of York: Harper & Row.
[ vere rust enun- grounded theory: Strategies for qualitative re- Reason, P., & Rowan, J. (1981). Human inquiry. New
~ ,we might ar- search. Chicago: Aldine. York: John Wiley.
resents an attempt Guba, E. G. (1981). Criteria for assessing the trustworthi- Reese, W. (1980). Dictionary of philosophy and relig-
t-take account of ness of naturalistic inquiries. Educational Commu- ion. Atlantic Highlands, NJ: Humanitics Press.
.ist position of nication and Technology Journal. 29, 75-92. Sechrest, L. (1992). Roots: Back to our first genera-
~ :nturies is no Guba, E. G. (Ed.). (1990). The paradigm dialog. New- tions. Evaluation Practice, 13. ]-8.
I acquainted with bury Park, CA: Sage. Strauss, A. L., & Corbin, J. (1990). Basics of qualitative
tQJIcede that the Guba, E. G. (1992). Relativism. Curriculum Inquiry, research: Grounded theory procedures and tech-
~ .r example,by 22, 17-24. niques. Newbury Park, CA: Sage.
'resents a con- Guba, E. G., & Lincoln, Y. S. (1989). Fourth generation von Wright, G. (197]). Explanation and understanding.
IOsitivism, it fails evaluation. Newbury Park, CA: Sage. London: Routledge & Kegan Paul.
I kind of "damage
f .sic principles.
u d a paradigm
lie publication of
Structure of Sci-
( ven then pro-
,ntributions of
eel and applauded.
k:e(personal com-
:-jigms that we
:J ' that there are
--. '"'
. --.-
1. ~-'~';"""!,,.,
. ~~
t
'"!.
~:i~