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This award aims to give practising and potential first N may engage in some tasks performed by their
line managers the foundation for their formal fellow team members, but this is not their primary
development in this role. The qualification does this function
by developing basic management skills and assisting
participants in gaining the basic knowledge required N are practising managers who engage more
for this level. On completion of the Award candidates extensively in managerial tasks in which other
can then take extra units to work towards the team members do not engage
ILM Level 3 Certificate in First Line Management N have a wider span of control, responsibility,
(FLM) authority or power and a greater degree of
autonomy than a team leader
This qualification builds on the ILM Award in FLM,
and broadens the skills and knowledge of supervisors N have to make decisions which have some resource
and first line managers in a flexible and practical implications
way. Candidates wishing to take the qualification at
MMU are required to undertake the Award as a pre- N have to initiate actions in relation to the
requisite and may join the certificate programme employment of others (e.g., be involved in, but not
directly following the award, or within a three year decide about recruitment, decisions or disciplinary
period of the completion of the Award. On matters)
completion of the Certificate candidates can take
extra units to work towards the N have to operate with less supervision and control
than others
ILM level 3 Diploma in First Line Management
(FLM) N plan work looking several weeks or months ahead
(the team leaders time line tends to be days not
This diploma aims to give practising first line months)
managers the widest choice for their formal
development. The qualification does this by N have a greater knowledge than team leaders of
developing a very wide range of basic management specific requirements of customers or suppliers
skills and assisting participants in gaining the
comprehensive knowledge required by the first line N may deal with similar problems to team leaders,
manager. This qualification builds on the Award and but require superior technical knowledge and more
Certificate at level 3, and is only suitable for subjective judgements that demand understanding
practising managers due to the more challenging of relationships between people working together
demands of the programme. Candidates wishing to
take the diploma at MMU need to complete the What distinguishes first line managers from middle
Certificate in FLM first. managers is that they have limited budgetary
responsibility. They may make decisions about
Entry Requirements resource utilisation but the budgetary accountability
for these resources exists at a higher level. They are
There are no formal entry requirements, but also limited in the range of decisions they can make
participants will: compared to middle managers, with all delegated
decision making heavily circumscribed by rules or
N Normally be either practising or aspiring first line procedures.
managers with the opportunity to meet the
assessment demands, and
You must complete the mandatory unit: N Achieving objectives from time management
– 1 credit #(M)
M3.01
Solving problems and making decisions N Introduction to Leadership – 2 credits
2 credits
Assessed by: Work-based Assignment N Motivating to perform in the workplace
– 2 credits #
You will then need to gain (a minimum of) a further
THREE credits made up from the following units: N Developing yourself and others – 2 credits #
N Managing customer service N Coaching and training your work team – 2 credits
N Building the team
N Understanding the communication process N Organising and delegating – 1 credit
in the workplace
N Understanding culture and ethics in organisations
ILM Level 3 Certificate in First Line Management – 2 credits
The ILM Level 3 Certificate in First Line Management N Managing stress in the workplace – 1 credit
requires you to gain (at least) TWENTY credits in
total. You must complete the mandatory units: N Writing for business – 1 credit #
You will then need to gain (a minimum of) a further N Understanding organisations in their context
THIRTEEN credits from the list of options available – 2 credits #
M3.01
Solving problems and making decisions
2 credits
Assessed by: Work-based Assignment
M3.02
Understanding change in the workplace
2 credits
Assessed by: Change Management Report
M3.03
Planning change in the workplace
2 credits
Assessed by: Change Management Report
M3.04
Achieving objectives through time
management
1 credit
Assessed by: Change Management Report
M3.05
Writing for business
1 credit
Assessed by: Work-based Assignment and
Innovation Project
M3.06
Managing creativity and innovation in
the workplace
1 credit
Assessed by: Work-based Assignment and
Innovation Project
Notional credit Minimum 5 notional credits Minimum 20 notional credits Minimum 37 notional credits
value
Structure • One mandatory unit with a • Four mandatory units with • Nine mandatory units with
credit value of 2 a combined credit value of 7 a combined credit
value of 13
• Optional units with a • Optional units with a • Optional units with a
minimum total credit of 3 minimum total credit minimum total credit
value of 13 value of 24
Assessment – Depending on the units selected, a choice of: work-based assignments, reflective reviews,
optional units knowledge reviews, oral presentations, role-play/ scenarios, written reports or centre-devised
alternatives.
S3 N Tutorial session
Work based Change Innovation MIAP – Managing Information Across Partners and
assignment management project LARS – Learner Achievement Records
report report
Award Independent In accordance with the new Qualifications and Credit
assessment framework (QCF) regulatory requirements candidates
Certificate Independent Independent can achieve a national credit on the QCF. MIAP is a
assessment assessment major initiative to enable the education and training
Diploma Independent Independent Independent sector to transform the use and exchange of
assessment assessment assessment information between learning providers, learners and
employers and employees. It is managed by the
All work should be done electronically as ILM is Learning and skills council (LSC) and each candidate
moving toward the process of external verification via on an ILM programme will be provided with a unique
electronic format. It is anticipated that only MS word learner number (ULN) – this 10 digit number is kept
(.doc) or rich text format (.rtf) file formats will be for life and can be used by the learner to record any
accepted, with a maximum file size of 1 Mb. unit of learning they undertake. The Learner
Achievement record (LAR) is a web based record of
For optional units candidates must achieve half of the achievement showing units gained and associated
available marks (at least 50%). credit accumulated. This new IT infrastructure will
enable candidates to:
Each assignment includes the Assessment Criteria,
showing you exactly how you will be assessed, and a N Track their completed units and chart their path to
Mark Sheet to show how the marks are allocated. completing a full qualification
Read the assignments carefully and study the
Assessment Criteria with even more care. It is a good N Identify progression routes to further achievements
idea to go through the assignments after you have in a simple, user friendly environment
completed them and mark them yourself, using those
same criteria. Ask yourself “Have I done what it asks N Provide definitive proof of their educational
me to do?” “What mark would I give it?” achievements to employers and other third parties
Assessment activities are divided into parts. You N Transfer credits across qualifications and avoid
must use the headings (in bold) of each part to having to repeat learning unnecessarily
structure your assignment, because marks are
allocated according to how well you deal with each N Build up and combine credits specific to their needs
of them – if the assessor doesn’t know which part and interests
you are answering, you won’t get the marks.
Remember, the assessor is not trying to trick you –
what it asks for is what it expects. If you have a
problem, ask your tutor for help.
You cannot refuse to have a ULN, but you can opt out
of sharing your data with others if you choose. If you
do opt out of sharing, you may find that you end up
filling in longer forms again each time you move on
to something new.
You can opt out of sharing your data through the Fair
Processing Notice your organisation will show you as
part of the enrolment/examination process, or at any
time after that by calling the LRS Helpdesk or
requesting your organisation opts out on your behalf.
Task
Identify a workplace problem facing you or your team (or a team within another organisation if you are
currently unemployed) and examine ways to resolve it. For the purposes of this assignment, ‘problem’ may be
interpreted as ‘a deviation from the norm’ OR ‘an improvement opportunity’ OR ‘a potential or anticipated
problem’.
The 'nominal' word count for this assignment is 1200 words: the suggested range is between 1000 and 2000
words. Check your assignment carefully prior to submission using the assessment criteria.
Please use the headings below when writing your assignment Assessment Criteria
Describe:
N what the problem is and what may have caused it N The problem, its nature, scope
N its scope (eg how widespread, how often, how much, etc.) and impact are described
N who, how and what it affects in the workplace/team;
Investigation and identification of possible solutions to the problem N Information to identify possible
solutions to a problem is
N Briefly describe possible solutions to the problem. To do this you must gathered and interpreted
gather and interpret information to identify possible solutions.
N The information you gather should be fact supported by evidence and N Briefly summarise the options
not just your opinion. providing facts and evidence not
(min 8 marks required fro 25 available) just opinion
N Evaluate the possible solutions using simple decision making N Use at least one simple decision
technique(s) to arrive at the best solution. Your evaluation should making technique to evaluate
include human, material and financial resources. options and arrive at the best
N State your chosen solution clearly and concisely. solution
(min 10 marks required from 30 available)
Task
This task requires that you consider how to develop and maintain trust at work and how you could build the
team.
Please use the headings below when writing up your assignment Assessment criteria
Describe the difference between a group and a team using examples N One example of a group and one
from your workplace to illustrate the difference example of a team within the
workplace is given
Briefly describe the stages of an established model of group formation
(using examples from your experience to illustrate these, if possible) N Justification is provided for the
classification of the examples
Note: If this is not possible describe the stages of an established model given
of group formation
N The stages of an established
Explain the benefits of knowing your team members’ preferred team model of group formation is
roles briefly described
(weighting 60% of the total mark) N The way that a manager could
benefit from knowing team
members’ preferred team roles is
explained
Task
Please use the headings below when writing up your assignment Assessment criteria
Describe your organisation’s customer service by briefly: N Two legal rights of customers are
briefly described
N describing at least two legal rights of your customers;
N Two of the organisation’s
N two of your organisation’s commitments to customers; commitments to customers are
briefly described
and
N The manager’s responsibilities in
N the manager’s responsibilities in relation to customer service relation to customer service is
briefly described
(weighting 50% of the total mark)
Describe how your organisation cares for its customers. To do this: N An external and an internal
customer of the organisation are
N identify an internal and an external customer; identified
N explain how customer service standards and procedures are used to N How customer needs are
meet their needs; identified is described
Please use the headings below when writing up your assignment Assessment criteria
Communication needs
Identify two specific communication needs that you have at work and N The stages in the communication
plan how you can best meet these needs, using one oral (ie spoken) and process are outlined
one written means of communication.
N Two different types of
In your answer you should: communication that could ensure
N Explain your two chosen communication activities with reference to effective communication in the
the stages in the communication process and give at least one workplace are named and an
advantage and one disadvantage of your two chosen ways of advantage and a disadvantage
communicating your message identified of each
Barriers to communication
You should identify potential barriers to communication that might occur N Two possible barriers to
and show how you will overcome them. communication in the workplace
are identified and how each
In your answer you should: barrier could be overcome
N Identify two possible barriers to communication in your workplace, in described
relation to either of the two communication activities, and describe
how each barrier could be overcome N How non-verbal communications
can influence the receiver is
N In your chosen oral communication, you should describe how you explained
would take account of the influence of non-verbal communication on
the receiver
Information awareness
Identify ways that you can increase your awareness of information in the N How you could increase
workplace and improve your attention and concentration span information awareness in your
workplace is explained
(weighting 10% of the total mark)
Feedback
Explain how you will use feedback to check the effectiveness of your N How to used feedback to check
communication the effectiveness of
communication is briefly
(weighting 10% of the total mark) explained
Examine factors that may require your organisation to change, and identify a change required in the workplace
that will benefit the organisation. If you are not currently working within an organisation, then you may
complete this task in relation to an organisation with which you are familiar. This could include experience
working in a voluntary capacity.
You should discuss the choice of topic and an outline of your submission with your line manager and /or your
tutor. The choice of topic must allow you to demonstrate achievement of assessment criteria from the units
studied. It should not be a very large or complex topic, but must offer scope for planning change – perhaps it
is a change in working methods, customer service or working relationships.
Task
Write a report to your line manager about a change that is needed which could be implemented in the near
future. The nominal word count for this assignment is 2000 words: the suggested range is between 1500 and
3000 words.
Please use the headings below when writing up your assignment Assessment criteria
Introduction / Background
N In order to provide a context, briefly describe your organisation, what N Context for the report is
it does, and your role within it. provided
N Give a few examples of what is measured in your area of work that N The organisation’s quality
will determine whether your products or services are acceptable. standards are identified
N Briefly explain why quality and continuous improvement are important N The importance of quality
for your workplace. What would happen in your area of work if quality awareness and the need to
standards were allowed to slip? continuously improve the
organisation is explained
(min 3 marks requires from 10 available)
N Carry out a simple SWOT or PESTLE analysis to examine the business N Forces that may require change
environment in which your organisation operates. in the organisation are identified
by conducting a simple SWOT
N As a result of your better understanding of the environment, identify and/or PESTLE analysis
one change required in your workplace to make things better.
N An example is given of the
N This change could be initiated by you or by someone in higher change required in the
authority. workplace reflecting the SWOT
and/or PESTLE analysis
N Explain how the organisation will benefit from this proposed change.
N The benefits of innovation and
(min 5 marks required from 15 available) change for the organisation are
explained
Planning and monitoring the change N SMART objectives are set, listed
in order of priority and
Prepare an action plan for implementing the change. Your action plan appropriate timescales set for
should include objectives that are Specific, Measurable, Acceptable, their achievement
Realistic and Time-bound. The objectives should be listed in order of
priority. The action plan should indicate N Objectives are planned using an
N what has to be done, established time management
N who will do it, technique
N when it will be done,
N SMART objectives are set, listed in order of priority and appropriate N A technique for planning change
time scales set for their achievement within the context of the
N Objectives are planned using an established time management example given is used
technique
N where it will be done; and N The monitoring techniques for
N also what resources will be needed any objective is explained
Example of objectives could include things such as reducing cost,
speeding up production or minimising waste.
In order to ensure that what was planned actually happens, explain how
progress would be monitored to ensure the change is achieved.
Introducing the change will not be the end of the matter. You will have N Communication with and
to tell people about the change. Identify and explain: involvement of people to
facilitate effective change are
N who needs to know about the change explained
N how you will tell them; and N The importance of
N why it is important to tell them communication in successful
implementation of change is
Briefly explain how you will continue to improve once the change has explained
been completed. What tool could you use to monitor continuous N Ways of involving the team in
improvement? quality and continuous
improvement are explained
Briefly explain how you will involve the team in quality and N A continuous improvement tool
improvement matters. or technique relevant to the
workplace is used
(min 6 marks of 20 available) N Ways to evaluate continuous
improvement activities are
discussed
Please use the headings below when writing up your assignment Assessment criteria
Leadership styles
Identify factors that will influence your choice of leadership styles and N The factors that will influence
explain why your leadership styles are likely to positively affect your your choice of leadership styles
team or behaviours in workplace
situations are identified
(weighting 60% of the total mark)
N The reason why these leadership
styles or behaviours are likely to
have a positive effect on
individual and group behaviour
is explained
Assess your own leadership behaviours and potential by referring to a N Own leadership behaviours and
relevant leadership model, your organisation’s working practises, and by potential is assessed in the
collecting feedback from others. context of a particular leadership
model and organisation’s
Describe what actions you could take to improve as a leader working practices and culture
using feedback from others
(weighting 40% of the total mark)
N Appropriate actions to enhance
own leadership behaviour in the
context of a particular leadership
model is described
Task
This task is all about motivating the team to perform in the workplace. You should consider:
N the value of assessing performance;
Please use the headings below when writing up your assignment Assessment criteria
Briefly describe your organisation’s formal systems of N The value of formal and informal
assessment/appraisal, and your own informal practices. performance assessment in the
workplace is explained
Briefly explain the value of each and identify ways that you ensure that
it is fair and objective, or suggest any changes that would ensure that it N Ways that could ensure fair and
is. objective formal assessment are
identified
(weighting 30% of the total mark)
Briefly describe the factors that influence the way that people in your N The factors that influence how
workplace behave and, based on this, briefly explain how you would people behave at work are
apply one recognised theory of motivation to your team to improve their outlined
performance.
N The application of one basic
(weighting 50% of the total mark) recognised theory of motivation
is explained
Briefly explain why feedback is important to improve communication and N The importance of feedback to
the performance of your team and compare the effectiveness of different improve communication and
types of feedback used in your workplace performance is explained
Task
This task requires you to analyse your own and one other member of your team’s development needs and
learning styles. You should consider how you will meet these development needs, what support mechanisms
are available and how the development needs can be monitored.
Please use the headings below when writing up your assignment Assessment criteria
Using at least one simple technique carry out a simple development N At lease one simple technique
needs analysis on yourself and one member of your team for identifying own development
needs and the development
Also identify your own and one other members of the team’s learning needs of one other member of
styles the team is used
Record the outcomes and briefly outline the technique you used N Own learning style(s) and the
learning style(s) of one other
(weighting 30% of the total mark) member of the team is identified
Briefly analyse two learning/development options available to you, and N Two learning/development
two learning/development options available to the member of your team options to meet the need(s) of
self and one other member of
Identify any barriers which might prevent any of these options being the team are briefly analysed
accomplished and explain how these barriers might be overcome
N The barriers to learning are
(weighting 50% of the total mark) identified and an explanation
given as to how these barriers
can be overcome
Briefly describe support mechanisms that are available for both you and N The support mechanisms for the
the member of your team development of self and one
other member of the team are
Briefly describe how you would monitor both your own development and identified
the team member’s development.
N The methods used to monitor
(weighting 20% of the total mark) the development of self and one
other member of the team is
described
Please use the headings below when writing up your assignment Assessment criteria
Managing stress
Identify a situation at work where you or a colleague has felt under N The causes and impact of stress
stress in the organisation is examined
Briefly explain what caused this stress and examine its impact on your N The symptoms of stress in self
workplace and in others is described
Note: If neither you nor a colleague has experienced any stress, you N One practical stress management
may choose to use the experience of a friend or relation who has technique is explained
experienced stress at work, or you may explain the general causes and
impact of stress in organisations
Briefly describe how you would recognise stress in yourself and in other
members of your team and explain one practical stress management
technique that you could use to overcome this stress in yourself or in
your team
Outline the responsibilities your organisation’s management has in N Management responsibilities and
relation to work related stress in your team, and briefly explain how you actions in relation to work-
could use counselling, advising or mentoring to provide support for related stress in the team are
individuals outlined
Note: If you have had experience of using counselling, advising or N How and when to use
mentoring, you should describe the circumstances. Otherwise, describe counselling, advising and
the conditions under which you would do so. mentoring to support
individuals in the workplace is
(weighting 50% of the total mark) explained
Task
This task is all about understanding training appropriate to the workplace and about how to coach an
individual in the organisation.
Please use the headings below when writing up your assignment Assessment criteria
This activity requires that you clarify the training need in your N The training need is clarified
organisation and identify an opportunity to train members of your team
or other individuals in the workplace. You should explain: N The two training techniques
appropriate to the workplace
N Two training techniques appropriate to the workplace; situation are explained
N How you could cater for different learning styles; N How you could cater for different
learning styles when training
and individuals in the workplace is
explained
N One relevant feedback technique that could work effectively
N One relevant feedback technique
Describe how you could evaluate the effectiveness of training and ways that could work effectively in the
of maintaining training records workplace situation is explained
This activity requires that you clarify the coaching need in N The coaching need is clarified
yourorganisation. You should explain:
N Planning coaching for an
N How to plan the coaching for an individual in your organisation; individual in the organisation is
explained
and
N The importance of feedback in
N The importance of giving feedback coaching is explained
Describe one method you could use to evaluate the effectiveness of N One method of evaluating the
coaching effectiveness of coaching is
described
(weighting 40% of the total mark)
Please use the headings below when writing up your assignment Assessment criteria
Review how you plan and delegate tasks to your team and: N The importance of making
effective and efficient use of
N Explain why it is so important to make effective and efficient use of people’s knowledge and skills
your team’s knowledge and skills while planning to achieve work while planning the team’s work
objectives to achieve objectives is
explained
N Explain one technique you use to schedule and allocate work to your
team and individuals N One technique is used to identify
the appropriate person for an
N Explain how human resource planning can be used to assure output activity
and quality
N How human resource planning
(weighting 40% of the total mark) can be used to assure output and
quality is explained
Identify one occasion when you have delegated responsibility to, and N One example of delegation and
one occasion when you have attempted to empower, a member of your one example of empowerment in
team (or opportunities for delegation and empowerment that may occur the workplace is given
at some point in the future):
N One barrier to delegation and
N Briefly discuss each of these examples of delegation and one mechanism to support
empowerment in your workplace delegation is identified
N Identify and describe one barrier to delegation in your workplace and N One technique that could be
one mechanism to support delegation in your workplace used to monitor the outcomes of
delegation in the workplace is
N Explain one technique that you use (or could use) to monitor the explained
outcomes of delegation in your workplace
N The effectiveness of feedback,
N Review the effectiveness of feedback, recognition and reward recognition and reward
techniques in your workplace techniques in the workplace is
reviewed
(weighting 60% of the total mark)
Please use the headings below when writing up your assignment Assessment criteria
Review your own role in promoting the organisation’s values, N Own responsibility to promote
culture, social responsibility and sustainability, and how you would the organisation’s vision and
respond to any problems that may occur. In your answer you help shape the culture is
should: recognised
N How to communicate the
N Describe how you communicate the organisation’s values to your team organisation’s values to the team
N Explain what you would do if two of your team members had differing is described
perceptions, values or cultures that adversely effected the workplace N How a first line manager could
(or what you have done, if this has occurred) approach a problem between
N Explain how to approach problems in the workplace without creating a individuals who have different
“blame culture” perceptions, values or cultures is
N Explain what you would do if a team member’s personal values explained
clashed with that of the organisation’s (or what you have done, if this N How to approach problems in the
has occurred) workplace without creating a
N Explain how you would advise a team member who felt that the “blame culture” is explained
organisation had not responded to reports of malpractice at work, N How a first line manager could
including the person’s rights under Public Interest Disclosure approach a problem where an
legislation individual’s personal values clash
with that of the organisation is
(Weighting 50% of the total mark) explained
N The rights given to people at
work by the Public Interest
Disclosure legislation to “blow
the whistle” on perceived
malpractice is briefly explained
Write an innovation project report within the context of your organisation. The content should focus on an
innovation action/activity within your organisation that will assist in achieving organisational success and
enhanced customer satisfaction.
N A front page showing the title of the report that includes your name
N A table of contents wherein you list the headings, sub-headings and page numbers. Appendices should also
be listed (numbered or lettered)
N A summary synopsis (which is written last). It should catch the reader’s interest and focus attention on the
important points in your report such as the purpose, the key outcomes and your recommendations
N The body of the report
N Appendices that may include a glossary of any technical terms or jargon you have used, or supporting
evidence arising from the investigation, which is not appropriate to include in the main body of the report
Include basic statistics and visual material in the content or in an appendix and use an appropriate tone,
language and level of formality in your report. The “nominal” word count for this assignment is 3000 words:
the suggested range is between 2500 and 5000 words
Once you have completed the innovation project report check that your work measures up to the assessment
criteria – try marking it yourself before submitting it.
Please use the headings below when writing up your assignment Assessment criteria
Background
Briefly describe the organisation, what it does and your role in it N Context for the assignment is
provided
(min 2 marks requires from 5 available)
Describe your customers, their rights and needs, and your organisation’s N An external and an internal
responsibility and commitment to them customer of the organisation was
identified
Explain how your organisation measures and monitors customer N The customers needs were
satisfaction identified
N At least two legal rights of the
(min 6 marks required from 20 available) customers were described
N Two of the organisation’s
commitments to customers were
described
N The manager’s responsibilities in
relation to customer service was
briefly described
N Customer service standards and
procedures used to meet
customer needs were explained
N How customer service is
monitored against the standards
sets explained
Investigate how well you meet your customers needs N Data collection techniques were
used to gather information from
Use a questionnaire and any other relevant techniques to identify how external, internal and internet
well you meet the needs of your customers and explain your sources
methodology for: N The validity and accuracy of
information gathered was
N The design of your questionnaire checked
N The sampling technique you used N A simple basic workplace
N The method you used to administer the questionnaire questionnaire including a
N The technique you used to analyse the results minimum of four different types
of questions was designed
(min 6 marks required from 20 available) N A representative sampling
technique was described
N The questionnaire administration
was briefly described
N A simple technique for analysing
the results of the questionnaire
was described
N Information was analysed and
conclusions were drawn
Identify opportunities for potential improvement in the products and N A technique was used to
services your team provide. This should be linked to the current encourage creative ideas
assessment of how well you are meeting your customer needs and amongst the team
expectations highlighted by your investigation. To achieve this N Barriers to creative thinking and
undertake and describe activities to encourage creative and innovative resistance to innovation within
ideas among team members. the team were explained
Outline the process used and the outcomes including: N Creative and innovative ideas
N The technique used to encourage creative ideas were evaluated
N The barriers encountered from others
Recommendations
Based upon your investigation and the innovation process make N Gaining the commitment of
reasoned recommendations for improvements. Explain actions you can others in moving creative ideas
take that will assist in making the innovation a reality including forward was explained
explaining how you will gain the commitment and support of the key
stakeholders
Task
Write a report on a management problem or innovation that has been agreed with your tutor. If you use the
content of another unit as your topic, then the assessment criteria for both units apply. Use appropriate tone,
language and level of formality in your report.
Please use the headings below when writing up your assignment Assessment criteria
Evaluate your options to arrive at the best solution N Your options to arrive at the best
(weighing 30% of the total mark) solution are evaluated
Recommendations
N A clear statement of your
Provide a clear statement of your proposed solution and an action plan proposed solution and an action
for implementing your recommendation. plan for implementing your
(weighting 10% of the total mark) recommendation is provided
The report is written to meet specified standards N The report is written to meet
Effective and appropriate tone, language and level of formality is used in specified standards, using the
the report effective and appropriate tone,
(weighing 10% of the total mark) language and level of formality
Please use the headings below when writing up your assignment Assessment criteria
Identify a conflict situation that you directly or indirectly experienced N The causes of conflict at work
that affected others in the workplace. are identified
Briefly explain what may have caused the conflict, describe the stages in N The stages in the development
the development of the conflict and briefly explain the effects of the of conflict are described
conflict on the performance of the team and individuals at work
N The effects of conflict on
(weighting 60% of the total mark) individual and team performance
at work are explained
Briefly explain any recognised technique you used (or could have used) N Any recognised technique the
to minimise and resolve this conflict in your workplace and briefly manager could use to minimise
explain how you could create a positive atmosphere at work to minimise and resolve conflict in the
the adverse effects of conflict. workplace is explained
Note: If the conflict was one that you directly experienced explain how N The way that a manager could
you dealt with it or how, with hindsight, you could have dealt with it create harmony at work and
to produce a better outcome. If you did not directly experience the engender a positive atmosphere
conflict explain how those involved may have dealt with it in order to minimise the adverse
effects of conflict is described
(weighting 40% of the total mark)
Task
This task is all about understanding diversity in the workplace and the consequences of not complying with
diversity policies. The second part of the task requires you to consider how to maintain discipline in the
workplace.
Please use the headings below when writing up your assignment Assessment criteria
Identify the main provisions of statutory requirements and your N The main provisions of statutory
organisation’s employment policies and procedures that guide you in requirements for the
good employment practices. (The statutory requirements and employment relationship,
organisational policies should include the employment relationship, discrimination at work and fair
discrimination at work and fair employment) employment are identified
Briefly explain why diversity is important in your workplace N The organisation’s employment
and the consequences of not complying with diversity policies policies and procedure that could
guide the first line manager in
(weighting 50% of the total mark) managing diversity in the
workplace are identified
Identify your organisation’s employment policies and procedures that N The organisation’s employment
deal with disciplinary issues and briefly describe how you monitor policies and procedures that
discipline in your team could guide the first line
manager in dealing with
Briefly review your own ability to maintain discipline in the workplace disciplinary issues are identified
by identifying your strengths and weaknesses in this aspect of your role
(as a first line manager/aspiring manager) N The ways that you could monitor
discipline in the workplace are
(weighting 50% of the total mark) described
Task
This task is about gathering information and designing, sampling, administering and analysing a simple
workplace questionnaire.
Please use the headings below when writing up your assignment Assessment criteria
Identify a topic that is relevant to you and your role N Information relating to the topic
is gathered using basic data
Gather information relating to the topic using basic data collection collection techniques from
techniques from external, internal and internet sources external, internal and internet
sources
Check the validity of the information that you gathered
N The validity and accuracy of
(weighing 30% of the total mark) information gathered is checked
Describe how you would ensure representative sampling and how you N A representative sampling
would administer your workplace questionnaire technique is described
(weighting 20% of the total mark) N The way that the questionnaire
could be administered is
described
Briefly describe how you would analyse the results of your questionnaire N A simple technique for analysing
to identify the information you require the results of the questionnaire
is described
(weighting 20% of the total mark)
Task
This task is about managing creativity in the workplace. Lead a group of people in generating creative ideas
relevant to your workplace, employing an appropriate technique. Having done this, review your own
performance and the ideas that were generated, and identify anything you would do to improve the process in
future.
Please use the headings below when writing up your assignment Assessment criteria
Explain how effective the technique was in encouraging creative ideas N A technique was used to
and any barriers to creative thinking and resistance to innovation that encourage creative ideas
were apparent amongst team members
Explain which of these ideas you would like to take forward to work and N Creative and innovative ideas are
why evaluated and reasoned
recommendations made to
(weighing 50% of the total mark) managers and others
Explain how you would gain the commitment of managers and others in N Gaining the commitment of
your organisation in moving any of the creative ideas forward others in moving creative ideas
forward is explained
(weighting 20% of the total mark)
Task
This task is all about recruiting, selecting and inducting new staff in the workplace. In terms of recruiting you
should:
N Consider the relevant organisational policies
N Conduct a job analysis and prepare a job description and person specification for a post
N Explain how you would prepare for selection interviews and a recognised selection technique that you could
use
For induction you should prepare a suitable induction for a new employee.
Please use the headings below when writing up your assignment Assessment criteria
Note: For this task you will, ideally, be preparing to recruit someone for
a post in your area of responsibility. If this opportunity does not occur,
you should ask for the opportunity to be involved in the recruitment of
someone for a post elsewhere in the organisation. If this is not possible,
you should use the scenario of replacing any existing member of your
team. Please identify which of these three options you have selected
Identify a post for which a new employee needs to be recruited. In order N The organisation’s policies and
to recruit to this post you should: procedures that could guide the
first line manager in recruitment,
N Identify your organisation’s policies and procedures that could guide selection and induction are
you in recruitment, selection and induction in the workplace identified
N Conduct a job analysis and prepare a job description and person N A job analysis is conducted and
specification for the post a job description and person
specification for a post within
N Briefly explain how you would prepare for selection interviews to own area of responsibility are
ensure impartiality and good decision making to ensure that the most prepared
suitable applicant is selected
N The way that you would prepare
N Briefly explain a recognised selection technique that could be used for selection interviews to ensure
impartiality and optimum
(weighting 50% of the total mark) decision making in selecting the
most suitable applicant is
explained
Task
This task requires you to manage a simple workplace project and to understand the costs and benefits
resulting from the project.
Please use the headings below when writing up your assignment Assessment criteria
Workplace project
N Plan the project using one appropriate project planning technique N A simple workplace project is
identified
N Identify one simple tool that could be used to determine the financial
viability of the project N One simple tool for determining
the financial viability of the
N Set targets to monitor performance and review plans project is used
N Briefly explain one technique you would use to evaluate your project N The project is planned using one
appropriate project planning
N List those areas where savings in the workplace would be achieved as technique
a result of your project
N Objectives and
N Identify the wider non-financial implications that could arise as a targets/milestones to monitor
result of your project performance and review plans
are set
(weighting 100% of the total mark)
N One project evaluation technique
is used
Please use the headings below when writing up your assignment Assessment criteria
Carry out a review of your role and responsibilities in relation N Two pieces of legislation relating
To health, safety, welfare and environment protection at work. You to health, safety and welfare at
should: work are identified
N Two duties statute law imposes
N Identify two pieces of legislation relating to health, safety and welfare on both the manager and the
relevant to your workplace team is are explained
N Explain two duties the law imposes on you, as a manager, and on your N The manager’s responsibilities
team in relation to Health and Safety contained within the
N Outline your responsibility as a manager contained in your organisation’s Health and Safety
organisation’s Health and Safety Policy or Environmental Protection Policy are outlined
Policy N The meaning of “a competent
N Explain what is meant by “a competent person” in your workplace in person” is explained
the context of health and safety N Two ways to provide Health and
N Identify two ways you can provide health and safety information, Safety information, instruction
instruction and training to your team and training to the team are
N Identify the expertise available in your organisation to help and advise identified
you regarding issues of health and safety and environmental protection N Expertise available in the
organisation to help and advise
(weighting 50% of the total mark) the manager on health and
safety issues is identified
Risk assessment
Conduct a simple risk assessment in your workplace and explain one N A simple risk assessment is
practical accident prevention and control measure that could be conducted in the workplace
implemented N One practical accident
prevention and control measure
(weighting 40% of the total mark) that could be implemented in
the workplace is explained
Environmental responsibility
Explain the importance of environmental responsibility for your N The importance of environmental
organisation and what action you could take to enable the organisation responsibility for your
to fulfil its environmental responsibility organisation is explained
N The action the first line manager
(weighting 10% of the total mark) could take to enable the
organisation to fulfil its
environmental responsibility is
described
Task
This task requires you to explain how you would prepare for, manage and contribute to a meeting.
Please use the headings below when writing up your assignment Assessment criteria
N The role and responsibilities of the chairperson, secretary and N The role and responsibilities of
individuals the chairperson, the secretary
and individuals at a meeting is
(weighting 30% of the total mark) explained
N The purpose of minutes and action plans N The purposed of minutes and
action plans are explained
(weighing 10% of the total mark)
N How you could review your own effectiveness at meetings N Own effectiveness at meetings is
reviewed
(weighting 15% of the total mark)
Please use the headings below when writing up your assignment Assessment criteria
Context within which the organisation operates N The legal entity of the
organisation is identified
N Provide a short profile of your organisation and its stakeholders, briefly N The operational functions within
explain your own role within it, and compare it to managers at other the organisation are listed
levels within your organisation. N An organisational chart is used
to identify own role, span of
Note: To complete the profile effectively you should identify the control and reporting line in the
organisation’s legal entity, its principal stakeholders and their relevance organisation
to the organisation and list the organisation’s operational functions, N The roles and responsibilities of
and use an organisation chart to identify and explain your own role, managers at different levels of
span of control and reporting lines in relation to other managers the organisation are briefly
outlined
(weighting 35% of the total mark) N The relevance to an organisation
of its different stakeholders is
briefly explained
Financial environment within which the organisation operates N Important financial information
for management is explained
N Identify the main financial documents used by your organisation and N The main financial documents
briefly describe their importance and the information they contain needed by the organisation are
identified and the information
N Identify the most significant financial indicators of business they contain is briefly described
performance in your organisation and briefly describe their relevance N The most significant financial
indicators of business
N Give examples of long-, medium- and short-term funds used by (or performance in the organisation
which could be used by) the organisation are identified and their relevance
is briefly described
(weighting 35% of the total mark) N The main sources of long,
medium and short term funds for
the organisation are listed
N Identify the major economic and political forces that currently have an N The major economic and political
impact upon the organisation (either positive or negative) forces which impact upon the
organisation are identified
N Briefly describe any actions that a government could take which would
have an effect on these – change in fiscal, monetary and legal N How government attempts to
measures to influence the economy influence the economy and its
effect on the organisation’s
Note: In identifying the economic and political impacting on the operations is briefly described
organisation you should make some reference to the effects of
international organisations, globalisation and exchange rates
(explaining why they do NOT affect your organisation, if that is the
case)
Please use the headings below when writing up your assignment Assessment criteria
Managing performance
Explain your role in performance management in your workplace. In your N The role of the first line manager
answer you should: in performance management is
briefly explained
N Briefly explain your role in performance management
N SMART objectives are set for the
N Give an example of SMART objectives and performance standards you team
have agreed for your team
N Performance standards are set
N Explain how you would measure performance against these standards for the team
N Select an example of underperformance that has occurred in your N How you would measure
workplace (or could potentially occur) and explain a performance performance against agreed
improvement technique that you used (or could use) to address this standards is explained
variance
N An example of
(weighting 100% of the total mark) underperformance in the
workplace is selected and a
performance improvement
technique available to address
this underperformance explained
Please use the headings below when writing up your assignment Assessment criteria
Identify a network that you are part of (or that you could be part of) and N The value to the first line
explain what its value is (or would be) to you and what you (could) do to manager of networking is
establish and maintain your relationship with the network. explained
Identify a situation in the workplace where you have wanted to N The general principles of
persuade someone to accept your point of view on a topic: negotiation are explained
N Review how effective you were, with reference to the general N A relevant technique for
principles of negotiation influencing others to achieve
workplace objectives is
N Explain which technique to influence others to achieve workplace explained
objectives you used (or could have used)
N How to reduce resistance and
N Describe what you did to reduce resistance and minimise conflict in minimise conflict to achieve a
order to achieve a win-win situation. win-win situation in the
workplace during negotiations is
(weighting 80% of the total mark) described
Please use the headings below when writing up your assignment Assessment criteria
Working to budget
Explain how budgetary and cost control helps you (or could
help you if you do not yet have budgetary responsibility) to
manage your team more effectively. In your answer you
should:
N Briefly explain the importance of agreeing to a budget and operating N The importance of agreeing to a
within it budget and operating within it
are explained
N Describe how you (could) monitor variance between actual
performance and budget N A method to monitor variance
between actual performance and
N Briefly explain how you (could) gather information to be used in budget is described
determining and/or revising budgets
N How information is gathered and
(weighting 50% of the total mark) used in determining and/or
revising budgets is explained
N Explain the concepts of fixed and variable costs and break even N Fixed and variable costs and the
concept of break even in relation
N Explain how basic cost statements and standard costs are used (or to the organisation is explained
could be used) in your workplace, explaining their purpose and nature
and how they are (or could be) used to control costs N The purpose and nature of basic
cost statements is explained
(weighting 50% of the total mark)
N The value of standard costing
and its role as a control
mechanism is explained
Please use the headings below when writing up your assignment Assessment criteria
Describe how stock requirements are determined in your workplace and N How to determine stock
how stocks of supplies are recorded, received and issued requirements in the workplace is
described
Identify organisational stores/stock control principles and procedures and
their role in ensuring that quality standards are met N Two consequences of not
maintaining optimum stocks in
Explain two consequences of not maintaining optimum stocks the workplace is explained
Waste minimisation
Outline how waste is measured and monitored in the organisation N Potential waste in the
organisation is identified
Identify two areas were it may be possible to reduce waste in the
workplace and put together a simple action plan to do this N The techniques and/or methods
for measuring and monitoring
(weighing 40% of the total mark) waste in the organisation is
outlined
Please use the headings below when writing up your assignment Assessment criteria
Review the way that equipment is used, monitored, maintained and N Why equipment should be used
secured. In your answer you should: effectively and efficiently is
explained
N Conduct a simple risk assessment of equipment security in the
workplace and explain how these risks could be reduced N How the use of equipment is
monitored and controlled in the
N Explain why equipment should be used effectively and efficiently and workplace is described
why it is important to have a scheduled maintenance programme for
equipment in the workplace N Why it is important to have a
scheduled maintenance
N Describe how the use of equipment is monitored and controlled in the programme for equipment in the
workplace and compile a simple maintenance programme for workplace is explained
equipment in the workplace
N A simple maintenance
(weighting 100% of the total mark) programme for equipment in the
workplace is compiled
Please use the headings below when writing up your assignment Assessment criteria
Record keeping
Explain the purposes of record-keeping for your organisation N The purposes of record-keeping
for the organisation are
(weighting 10% of the total mark) explained
Key information
N Identify key information that should be recorded to meet your N Key information that should be
organisation’s requirements and legal requirements recorded to meet organisational
and legal requirements is
N Identify records which are included under relevant legislation (for identified
example the Data Protection Act of 1998)
N Records which are included
(weighting 30% of the total mark) under relevant legislation (for
example the Data Protection Act
of 1998) are identified
Identify appropriate systems to store and retrieve information in your N Appropriate systems to store and
organisation retrieve information is identified
Explain the need to control access to data N The need to control data access
is explained
(weighting 10% of the total mark)
Electronic Communication
N Identify the different uses or applications of spreadsheets and/or N The different uses or
databases in your organisation applications of spreadsheets
and/or databases in the
N Explain the value of electronic communication methods organisation are identified
N Describe the back-up systems for IT applications in your organisation N The value of electronic
communication methods is
(weighting 40% of the total mark) explained
Task
This task is about gathering information and designing, sampling, administering and analysing a simple
workplace questionnaire.
Please use the headings below when writing up your assignment Assessment criteria
Marketing
N Explain why the marketing concept is relevant for managers N The relevance of the marketing
concept for managers is
(weighting 10% of the overall mark) explained
N Explain your organisation’s strengths, weaknesses, opportunities and N The strengths, weaknesses,
threats in the marketing context opportunities and threats in the
marketing context is explained
(weighting 45% of the overall mark)
N Describe how each of the four elements of the marketing mix is used N An example of how each of the
within the context of your organisation four elements of the marketing
mix is used within the
(weighting 45% of the overall mark) organisation is described
Resource Title: Effective problem-solving: how to understand the process and practise it [ebook]
Author: Kneeland, Steve
Publisher: Oxford: How To Books 1998
Resource Title: Breakthrough management: how to convert priority objectives into results
Author: Merli, Giorgio
Publisher: New York: Wiley
Unit No and Title: M3.06: Managing creativity and innovation in the workplace
Resource Title: Managing creativity and innovation in the workplace
Series/Edition: Super Series / 5th ed
Author: Institute of Leadership And Management
Publisher: Pergamon Flexible Learning 2007
Resource Title: Big ideas [ebook] : putting the zest into creativity
Author: Ceserani, Joanne
Publisher: London: Sterling, VA: Kogan Page 2003
Unit No and Title: M3.09: Giving briefings and making presentations in the workplace
Resource Title: How to give effective business briefings: effective techniques for relaying information to
and obtaining information feedback from employees
Author: Clark, Colin
Publisher: Kogan Page 1999
Resource Title: Building a better team: a handbook for managers and facilitators
Author: Moxon, Peter
Publisher: Aldershot: Gower
Resource Title: Real coaching and feedback: how to help people improve their performance
Author: Smart, JK
Publisher: Prentice Hall 2002
Resource Title: Accelerating performance: powerful new techniques to develop people [ebook]
Author: Rostron, Sunny Stout
Publisher: London; Sterling, VA: Kogan Page 2002
Resource Title: Resolving conflict: establish trusting and productive relationships in the workplace
Author: McConnon, Shay; McConnon, Margaret
Publisher: Oxford How To Books 2002
Unit No and Title: M3.17: Recruiting, selecting and inducting new staff in the workplace
Resource Title: Recruiting, selecting and inducting new staff in the workplace
Series/Edition: Super Series / 5th ed
Author: Institute of Leadership And Management
Publisher: Pergamon Flexible Learning 2007
Unit No and Title: M3.18: Coaching and training your work team
Resource Title: The handbook of coaching: a comprehensive resource guide to effective coaching with
individuals and organizations
Author: Hudson, Frederick
Publisher: Jossey Bass Wiley 1999
Resource Title: Power of performance management: how leading companies create sustained value
Author: De Waal, Andre
Publisher: John Wiley 2001
Unit No and Title: M3.30: Understanding the communication process in the workplace
Resource Title: Understanding the communication process in the workplace
Series/Edition: Super Series / 5th ed
Author: Institute of Leadership And Management
Publisher: Pergamon Flexible Learning 2007
Resource Title: Information systems and information systems: making sense of the field
Author: Checkland, Peter; Holwell, Sue
Publisher: John Wiley 1997
Resource Title: Business information management: improving performance using information systems
Author: Chaffey, Dave; Wood, Steve
Publisher: Prentice Hall 2006