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Journal of Clinical Epidemiology 53 (2000) 335–342

COMMENTARY
The classics: a tribute to the fiftieth anniversary of the
randomized clinical trial
Flávio D. Fuchsa,*,1, Michael J. Klag b, Paul K. Wheltonc
a
Divisions of Cardiology and Clinical Pharmacology, Hospital de Clínicas de Porto Alegre, Universidade Federal do Rio Grande do Sul,
Porto Alegre, RS, Brazil
b
Welch Center for Prevention, Epidemiology and Clinical Research, The Johns Hopkins University, Baltimore, MD
c
School of Public Health and Tropical Medicine, Tulane University Medical Center, New Orleans, LA
Received 29 April 1998; revised 9 September 1999; accepted 10 September 1999

In 1998 we celebrated the fiftieth anniversary of the first should prevail over the interest of science and society does
randomized clinical trial (RCT) [1]. Describing the plan and not, however, preclude participation in clinical trials, be-
conduct of a controlled study on the effects of streptomycin cause a new therapy may result in harmful as opposed to the
in patients with tuberculosis (see below) the authors stated: hoped-for beneficial outcome. In fact, the placebo interven-
“determination of whether a patient would be treated by tion is sometimes superior to the new treatment. While we
streptomycin and bed rest or by bed rest alone was made by must continue to explore alternative options for evaluating
reference to a statistical series based on random sampling the efficacy of new treatments, there is no obvious substi-
numbers drawn up for each sex and each centre by Profes- tute for the RCT at the present time.
sor Bradford Hill.” This and other randomized controlled Challenges such as difficulties in modeling complex hu-
clinical trials, some of them presented in this essay, gave man behavior, concern about generability, limitations in the
origin to a revolutionary transformation in the standards of capacity to recognize a small treatment effect size, and an
medical practice. This essay aims to honor the scientists inability to conduct trials of sufficient length to mimic treat-
who pioneered the development of methods for randomized ment of chronic disorders in clinical practice are still press-
clinical trials and the refinement of their application in ing concerns. Observational studies are often necessary to
practice. complement the observations of a RCT, or in some cases
The second half of this century has seen a number of provide answers that cannot be answered by means of a
striking discoveries and developments in the field of the RCT. Other concerns about the intrinsic weaknesses of clin-
biomedical sciences. The emergence of new diagnostic de- ical trials relate to misconduct and misinterpretation of re-
vices, drugs, organ transplants, as well as other interven- sults, rather than to the method itself [2].
tions, has markedly improved the delivery of care to pa- Some of the greatest progress in drug treatment has ema-
tients. In addition to these achievements, we have entered nated from experience in case series, in which patients man-
into the era of evidence-based medicine, which should also aged with old therapies served as the comparison group.
be recognized as an outstanding advance in health care. The The use of chlorpromazine in patients with schizophrenia,
RCT, a basic method for assessment of treatment efficacy, for example, was initially supported by results from a single
is perhaps the finest example of this era of evidence-based study with just 38 patients [3]. Clinical trials, however, were
decision making in clinical practice. subsequently conducted to confirm the efficacy of chlorpro-
This opinion is not universal, and some have even pre- mazine compared to placebo [4], to delineate its effects in
dicted the demise of the RCT [2]. The rationale for such different circumstances, and to evaluate the possible superi-
criticism is primarily based on a concern that patients in pla- ority of new antipsychotic drugs in schizophrenia [5,6]. The
cebo-controlled studies are knowingly assigned to an inac- powerful effect of antibiotics in bacterial endocarditis pro-
tive treatment. Concern that the welfare of an individual vided another context in which it was feasible to demon-
strate therapeutic effectiveness in nonrandomized trials [7].
However, the benefit of antimicrobials in many other infec-
* Corresponding author. Hospital de Clinicas de Porto Alegre, Servico tious diseases is still debated [8], and will only be resolved
de Cardiologia, Ramiro Barcelos, 2350, 90.035-003 Porto Alegre, RS, Bra- when the scientific underpinning of therapeutic recommen-
zil. Tel.: ⫹55-51-316-8420, fax: ⫹55-51-333-1541. dations is strengthened by knowledge from RCTs.
E-mail address: ffuchs@hcpa.ufrgs.br (Flávio D. Fuchs)
1
Dr. Fuchs was, at the time of preparing this manuscript, a visiting pro-
In many circumstances, the size of the benefit or risk as-
fessor at the Welch Center for Prevention, Epidemiology and Clinical sociated with a proposed treatment of substantial potential
Research, The Johns Hopkins University, Baltimore, MD. therapeutic importance has been small enough that its effi-
0895-4356/00/$ – see front matter © 2000 Elsevier Science Inc. All rights reserved.
PII: S0895-4356(99)00 1 8 5 - 7
336 F. Fuchs et al. / Journal of Clinical Epidemiology 53 (2000) 335–342

cacy could only be convincingly demonstrated in a con- Table 1


trolled clinical trial. As a result of these trials, it has been Comparison of streptomycin and bed rest with bed rest alone in the
management of patients with bilateral pulmonary tuberculosis (adapted
possible to prevent or alleviate the suffering of many per- from Marshal et al., Br Med J 1948;2:769–82)
sons. The exposure of clinical trial participants to the poten-
Assignment Improved Same Worse Died
tial risk of a harmful or ineffective treatment, with voluntary
Streptomycin (55) 31 (56%) 4 (7%) 8 (15%) 12 (22%)
consent, appears to be largely compensated by the subse-
Control (52) 16 (31%) 5 (10%) 7 (13%) 24 (46%)
quent ability to apply the trial findings in clinical practice.
Despite the limitations of clinical trials, contemporary med-
icine rests on the results of these studies, as is illustrated by
the following examples, which represent classic case studies based on random sampling using a table of random num-
in the conduct of RCTs. Comparing the results of these bers. No a priori estimate of the sample size necessary to an-
studies with the practice of medicine at the time the trials swer the question was presented, but after 6 months of fol-
were conducted underscores the substantial work that needs low-up the benefit of the active treatment was large enough
to be done to provide a rational basis to various areas of to convincingly demonstrate the efficacy of streptomycin
therapeutics. (Table 1). The attributable benefit (deaths in the control group
The criteria for inclusion of a randomized trial in this ar- minus deaths in the streptomycin group) corresponded to
ticle were somewhat arbitrary. Trials were chosen on the ba- the additional survival of 24 patients for every 100 who
sis of on their innovation in design characteristics under the were treated with streptomycin. A nonspecified statistical
prevailing state of knowledge at the time they were per- test showed that the probability that this difference occurred
formed, and the consequence of their results on medical by chance alone was less than 1 in 100. The drift from in-
practice. Most importantly, they were chosen because in patient hospital treatment to outpatient-based care of patients
their absence patients would have been denied access to with tuberculosis, with a mass closing of wards and hospi-
beneficial treatments or would have been exposed to delete- tals exclusively dedicated to the care of patients with tuber-
rious or ineffective approaches to treatment. The list also re- culosis, is testimony to the effectiveness of streptomycin
flects our subjective judgments. Our original plan was to in- and other drugs in the medical management of tuberculosis.
clude only 10 studies. It was so difficult, however, to limit The authors of this study referred to a previously con-
the list to 10 studies that we finally included 11 trials. Read- ducted controlled but not randomized trial that deserves
ers may well consider additions, deletions, or a completely mention. The study conducted in the 1920s by Amberson,
different list of trials. Despite this, we hope that everyone McMahon, and Pinner [9] was designed to investigate
agrees that this or an alternative list supports the notion that whether gold salts, which were being commonly prescribed
the results of clinical trials have proven to be of great bene- for treatment of patients with tuberculosis, had a beneficial
fit in the care of patients. The 11 trials we have chosen are or adverse effect. This study was not included in our list be-
presented in chronological order. cause it is not strictly a randomized trial of patients. On the
basis of clinical, X-ray, and laboratory findings, two groups
of 12 patients were individually matched. Then, by the flip
Marshall G, Blacklock JW, Cameron C, et al.
of a coin, the groups were allocated to receive or not receive
Streptomycin treatment of pulmonary tuberculosis.
sanocrysin, the compound with the highest amount of gold.
Br Med J 1948;2:769–82
Patients were not aware of the difference in their treatment.
The benefits of antibiotics were first realized in the During the trial, five of the 12 patients allocated to sano-
fourth decade of the 20th century, but their role in the man- crysin experienced a deterioration in their clinical status. In
agement of chronic infectious diseases was uncertain. Uni- contrast, only one experienced a deterioration in the control
lateral pulmonary tuberculosis was treated by means of col- group. Four patients treated with sanocrysin developed se-
lapse therapy (i.e., therapeutic pneumothorax). The only vere adverse effects and one died. In contrast, no one died in
treatment considered suitable for patients with bilateral dis- the control group. Besides contributing to the demise of
ease was bed rest. Based on the in vitro effect of streptomy- therapy with gold salts (unfortunately over a fairly long du-
cin, the results of animal experiments, and preliminary find- ration of time), this splendid study inspired the second com-
ings in humans, the Medical Research Council (England) parative study of anti-tuberculosis treatments, the first to
decided to evaluate the effects of streptomycin in patients employ random allocation of patients, per se.
with pulmonary tuberculosis in a controlled clinical trial.
The major criterion for enrollment was the presence of
Cobb LA, Thomas GI, Dillard DH, Merendino KA,
acute bilateral pulmonary disease that was bacteriologically
Bruce RA. An evaluation of internal-mammary-artery
proven to be tuberculosis. Patients with unilateral disease
ligation by a double-blind technic. N Engl J Med 1959;
were treated with collapse therapy, which at that time was
260:1115–18
assumed to be an effective method of treatment. For the first
time, the allocation of patients to the active treatment (strep- The clear benefit of several surgical approaches, such as
tomycin and bed rest) or to control (bed rest alone) was the alignment of broken bones, excision of gangrenous ex-
F. Fuchs et al. / Journal of Clinical Epidemiology 53 (2000) 335–342 337

tremities, and hemostasis of traumatic wounds, built an his- of a control group [15]. The results of a much smaller, but
torical a priori belief in the efficacy of surgery. This study controlled, study by Barrit and Jordan supported the oppo-
was, apparently, the first randomized surgical trial to show site view. They studied patients with a clinical diagnosis of
the powerful placebo effect of surgery. Its conduct was in- pulmonary embolism based on the presence of acute right-
spired by prior experience in a comparative but nonrandom- sided heart failure (faintness, central chest pain, a fall in
ized trial [10], and by the results from the first crossover blood pressure, and a rise in jugular venous pressure to-
trial of drug therapy in patients with angina pectoris [11], a gether with changes in the electrocardiogram) or the pres-
syndrome in which many sufferers respond to placebo. ence of pulmonary infarction (pleuritic pain, haemoptysis,
After its introduction by Italian surgeons, an operative fever, pleural friction, loss of resonance at the lung base,
procedure in which both mammary arteries were ligated rales, and changes in the bedside chest radiograph). The
was one among several proposed to treat angina. It was en- principal outcome, death attributable to recurrence of embo-
thusiastically accepted by some American surgeons in the lism demonstrated on necropsy, would be recognized as a
1950s. It was thought that blood from the mammary arteries very hard outcome event today. Allocation to the active
would be diverted to the coronary circulation through col- treatment or control group was based on written instructions
lateral channels proximal to the site of ligation. In a pioneer- contained in a sealed envelope with an equal number of as-
ing clinical trial, Cobb and collaborators randomized 17 pa- signments to each arm. As such, treatment allocation was
tients with severe angina pectoris to internal mammary not strictly random. Given the other strengths of this study,
bypass or to a sham surgical procedure. The investigators and the assumption that any bias in allocation would merely
limited enrollment to patients with severe angina, based ex- have diminished the treatment effect size, we decided to in-
clusively on the presence of angina induced by effort. In clude it in our series.
each patient, surgery was conducted under local anesthesia, The incidence of fatal embolism among the 16 patients
and was identical until both internal mammary arteries were treated with heparin followed by an oral anticoagulant was
isolated. At this point, the surgeon opened a sealed envelope zero, compared to an occurrence of five deaths from pulmo-
that contained instructions regarding whether the internal nary embolism among the 19 patients in the control group.
mammary arteries should or should not be ligated. The in- An additional five cases of recurrent nonfatal embolism oc-
vestigators took special care to maintain blinding of the pa- curred in the control group while none was noted in the ac-
tients to the choice of their surgery. They were told that they tive treatment group. One patient treated with anticoagu-
were participating in an evaluation of the new internal lants died as a consequence of pneumonia and complications
mammary artery ligation procedure, which had already been of gastrointestinal bleeding. Thus, the results suggested that
acclaimed as a success in the Reader’s Digest. Likewise, the a total of 46 patients could be protected from recurrent pul-
physicians who evaluated the patient’s postoperative expe- monary embolism or death for every 100 who were treated
rience were not informed as to the surgery that was actually with anticoagulants. The number necessary to treat in order
performed in the operating room. The results showed that to prevent one death or recurrence of nonfatal pulmonary
the number of nitroglycerin tablets used was reduced by embolism was only two patients.
42% in those whose internal mammary arteries were not li- Because of the strong effect observed in the controlled
gated and by 34% in their counterparts whose internal mam- phase of the study, the authors subsequently began to pre-
mary arteries were ligated. In each group, five patients re- scribe anticoagulants to all of their patients with pulmonary
ported a significant improvement after their surgery. One embolism. Using this approach, they treated an additional
patient, whose arteries were not ligated, claimed complete 38 patients, all of whom were alive at the end of their study.
relief to the extent that he was able to return to work. Recurrence of pulmonary embolism was noted in only one
This trial radically influenced the evaluation of surgical instance. Since then, heparin and oral anticoagulants have
procedures proposed to treat coronary artery disease, leading been standard treatment for venous thromboembolic dis-
to the execution of large and well-designed trials [12–14]. eases, and they are the standard against which any new anti-
thrombotic therapy must be tested.
Barrit DW, Jordon SC. Anticoagulant drugs in the
treatment of pulmonary embolism. A controlled trial. Various Authors. Rheumatic fever in children and
Lancet 1960;1:1309–12 adolescents: a long-term epidemiologic study of
subsequent prophylaxis, streptococcal infections,
By the end of the 1950s, heparin and oral anticoagulants
and clinical sequelae. Ann Intern Med 1964;
had been used in the treatment of thromboembolic diseases
60(suppl. 5):1–129
for almost a quarter of a century, but uncertainty about the
balance between the risks (bleeding) and benefits of these This classic is, in fact, a series of seven papers published
agents still prevailed. Based on a case series of 1135 pa- as a supplement to the Annals of Internal Medicine, each of
tients with venous thrombosis it was generally concluded them with different first authors from the Irvington House,
that the use of anticoagulants had not influenced the inci- New York. The first authors are H. F. Wood, A. Taranta,
dence of massive pulmonary embolism, despite the absence and A. R. Feinstein. The papers describe the rationale,
338 F. Fuchs et al. / Journal of Clinical Epidemiology 53 (2000) 335–342

methods, and results of an elegant randomized study, in fatal and morbid events in patients with hypertension was
which the authors investigated the effect of three antibiotics shared by most physicians in the 1960s. At lower levels of
on the incidence of streptococcal infection and recurrence blood pressure, however, it was not clear whether antihy-
of rheumatic fever. This study may have been one of the pertensive medication would be beneficial. This uncertainty
first to employ stratified randomization to control for poten- was the basis for the conduct of this classic clinical trial.
tially confounding covariables. Accordingly, before ran- The selection of participants was meticulous. All were hos-
domization the participants were stratified into eight groups pitalized for 6 days and only male patients whose diastolic
according to the presence or absence of heart disease, age blood pressures averaged 90 through 129 mmHg without
(5–9 or 10–18 years), and duration of freedom from rheu- treatment from the fourth through the sixth day of their hos-
matic activity (3–14 months or 15 or more). The three regi- pitalization were considered for admission to the preran-
mens of antibiotics compared in the study were benzathine domization period of the trial. Patients with a higher score
penicillin G, 1,200,000 units IM every 4 weeks, buffered of severity, based on blood pressure and the degree of clini-
potassium penicillin G, 200,000 units/day orally in a single cally detectable end organ damage, were excluded. Follow-
dose before breakfast, and sulfadiazine, 1 g/day orally in a ing their discharge from the hospital, potential trial partici-
single dose. The attention to all details of the clinical inves- pants entered a prerandomization trial period of 2–4 months
tigation, including the precise criteria for selection of partic- of duration, during which they received placebo treatment
ipants and for diagnosis of streptococcal infection and re- with riboflavin, in order to select those who were the most
currence of rheumatic fever, as well as the investigators’ compliant pill takers (50% were excluded). The terminating
perseverance in following 431 children and adolescents for events defined by the investigators were death or class “A”
a mean time of 3.6 years, make this trial a model for studies events (mainly hemorrhage of one or both optic fundi), or
of its time. The two groups treated with oral medication had treatment failure (primarily hospitalization with high blood
a lower degree of treatment adherence than the group pressure or adverse effects of the study drugs). A second
treated with the parenteral regimen. The authors recognized group of events (class “B”) were nonterminating but in-
the difficulties in maintaining and measuring compliance in cluded serious outcomes, such as cerebrovascular accidents,
studies with this long follow-up, a problem that is still diffi- congestive heart failure, and myocardial infarction. After 2
cult to resolve in trials and in clinical practice. years, a strong treatment benefit emerged in patients with a
The results were remarkable: 2 cases of recurrence of baseline diastolic blood pressure equal to or greater than
rheumatic fever among 156 patients allocated to the 115 mmHg. Classification of the author’s findings accord-
parenteral regimen versus 30 among 159 recipients of oral ing to a more current definition of “hard outcomes” yelds
penicillin, and 16 cases among the 156 participants treated the results presented in Table 2. The only class “A” termi-
with oral sulfadiazine. The authors presented the incidence nating event that is not included in the table was a patient
rate per group, certainly an innovative approach at that time. assigned to active drug therapy who developed hyperglyce-
The corresponding numbers were 0.4, 5.5, and 2.8 cases per mia and depression. Only one hard endpoint, a case of non-
100 patient-years, respectively. The beneficial effects of the fatal cerebrovascular thrombosis, occurred in the active
depot penicillin were evenly distributed among the various treatment group. Based on the results of this trial, one could
clinical strata. The incidence of streptococcal infections was estimate that treatment of only three patients with severe hy-
also significantly reduced in the group treated with benza- pertension for 2 years would prevent a major adverse outcome.
thine penicillin. In the remaining papers of the supplement A parallel trial in patients with an entry diastolic blood
the authors presented a meticulous description of the clini- pressure between 105 and 114 mmHg identified a smaller
cal, laboratory, radiological, and electrocardiographic
events that occurred in the trial. This information still con-
stitutes a rich a treasure trove of information on rheumatic
Table 2
fever and its sequelae. The significance of this trial’s main
Number of events in patients with an initial diastolic blood pressure
result, however, is best represented by the fact that, 35 years averaging 115 through 129 mmHg who were randomly allocated to active
later, it still forms the foundation for the guidelines to pre- treatment with antihypertensive medications or to placebo (adapted from
vent recurrence of acute rheumatic fever. Veterans Administration Cooperative Study Group on Antihypertensive
Agents. JAMA 1967;202:116–22)
Placebo Active
Veterans Administration Cooperative Study Group on Events (n ⫽ 70) (n ⫽ 73)
Antihypertensive Agents. Effects of treatment on Death 4 0
morbidity in hypertension. Results in patients with Cerebrovascular accident 5 1
diastolic blood pressures averaging 115 through Myocardial infarction 2 0
129 mmHg. JAMA 1967;202:1028–34 Congestive heart failure 4 0
Retinal hemorrhage 7 0
The presumption that drug treatment of malignant and Elevation of creatinine or urea 2 0
severe arterial hypertension would reduce the incidence of Total 24 1
F. Fuchs et al. / Journal of Clinical Epidemiology 53 (2000) 335–342 339

benefit of treatment [16]. A lack of statistical power pre- garding the use of medications and the timing of their ad-
cluded evaluation of treatment effects in patients with lower ministration has yet to be reached [23].
blood pressure values. More than 30,000 patients were ran- With the inclusion of the EC/IC bypass study and the
domized in subsequent trials in order to document the trial of Cobb et al. (see above), we honor those surgeons
smaller absolute benefit of antihypertensive drug therapy in who have employed the clinical trial as a gold standard for
patients with less severe hypertension, first in younger pa- evaluating the efficacy of their treatments, often performing
tient [17], and subsequently in the elderly [18–20]. their investigations under challenging conditions.
According to some critics of clinical trials, this study We also owe a debt of gratitude to the physicians who
should not have been performed, because the expectation of have used randomized clinical trials to investigate the use-
benefit in severe hypertension was relatively high. How- fulness of other nondrug therapies. Evaluation of the effects
ever, this viewpoint is consistent with the opinion that all of photocoagulation in diabetic retinopathy by The Diabetic
new drugs capable of reducing blood pressure can be safely Retinopathy Study Research Group is a good example of
used for treatment of hypertension without the need for their such a trial [24]. Enrolling more than 1700 patients in a
formal comparison with older agents to determine if they re- multicenter cooperative study, and taking special care to
duce morbidity and mortality. The current controversy sur- control for multiple comparisons, the investigators in this study
rounding use of calcium antagonists in hypertensive pa- showed that photocoagulation reduced the incidence of signifi-
tients [21] demonstrated that clinical trials are still essential cant acuity loss by 57%. Contemporaneous interventions, such
requirement for determining the optimal approach to treat- as angioplasty and other revascularization techniques, are now
ment of such patients. under close scrutiny in randomized clinical trials.

The EC/IC Bypass Group. Failure of extracranial– Fischl MA, Richman DD, Grieco MH, et al. The efficacy
intracranial arterial bypass surgery to reduce risk of of azidothymidine (AZT) in the treatment of patients
ischemic stroke. N Engl J Med 1985;313:1191–200 with AIDS and AIDS-related complex. A double-blind
placebo-controlled trial. N Engl J Med 1987;317:185–91
This rigorously conducted trial included 1377 patients
who had suffered one or more transient ischemic attacks or This and the remaining classical trials that we have cho-
a minor completed stroke in the carotid distribution area. sen for inclusion in our review were planned and conducted
All had to have radiological evidence of severe atheroscle- with the implicit belief that the randomized trial is an almost
rotic lesions in the trunk of major branches before the mid- indispensable element in evaluating the efficacy of a new
dle cerebral artery or in the internal carotid artery at a loca- treatment, and with the knowledge that national agencies,
tion that was inaccessible to carotid endarterectomy. The such as the Food and Drug Administration, would require
participants were randomly assigned to the best medical clinical trial experience before granting approval for use of
care or to the same treatment with the addition of bypass such treatments in clinical practice. This particular trial
surgery intended to join the superficial temporal artery and dealt with a very sensitive area, a new infectious disease
the middle cerebral artery. The surgical patients fared worse with a poor prognosis at the time that the study was initi-
than their counterparts assigned to the nonsurgical control ated. Instead of submitting a large number of patients to un-
group. Most of the difference in treatment effect occurred controlled and dubious observations, this trial established
during a 39-day perioperative period. During this phase of with great accuracy and precision the size of benefit af-
the study, 4.5% of the surgical patients experienced a fatal forded by the first active drug against HIV.
or nonfatal stroke, compared to a corresponding incidence In this double-blind, placebo-controlled trial, 282 pa-
of 1.3% in those allocated to medical therapy. A less dra- tients with the Acquired Immunodeficiency Syndrome
matic difference persisted during the remaining 55.8 months (AIDS), as manifested by Pneumocystis carinii pneumonia,
of the follow-up. Another important feature of this study alone or as a component of the AIDS-related complex, were
was the fact that it involved the cooperation of a large num- randomly assigned to receive zidovudine (Azidotimidine or
ber of surgeons in several countries, an example that will AZT at that time) or placebo. Nineteen persons who re-
have to emulate if we are to obtain unambiguous and exter- ceived placebo and one zidovudine recipient died during 24
nally validated answers for many of the complex therapeu- weeks of observation (P ⬍ 0.001). Opportunistic infections
tic questions that face us in clinical practice. developed in 45 participants who received placebo, com-
As a consequence of this study, other surgical ap- pared with 24 of those who were treated with zidovudine.
proaches to the treatment of cerebral ischemia resulting Serious adverse effects of the treatment, particularly bone
from carotid artery disease have been evaluated in random- marrow suppression, were observed but they did not nullify
ized controlled studies before being accepted as efficacious the benefits of zidovudine therapy [25].
in patients with various degrees of carotid artery obstruction Based on the results of this trial, zidovudine became the
[22]. Medical therapies for acute cerebrovascular events standard against the efficacy of new treatments have been
have also been tested in rigorous RCTs, but a consensus re- tested.
340 F. Fuchs et al. / Journal of Clinical Epidemiology 53 (2000) 335–342

Bone RC, Fisher CJ, Clemmer TP, et al. A controlled dial infarction for whom the responsible physician was un-
clinical trial of high-dose methilprednisolone in the certain about the indication of streptokinase or aspirin. The
treatment of severe sepsis and septic shock. N Engl J results showed that the protection conferred by 160 mg/day
Med 1987;317:653–8. The Veterans Administration of aspirin was equivalent to that provided by streptokinase
Systemic Sepsis Cooperative Study Group. Effect of and that the effects of both drugs were cumulative. The ab-
high dose glucocorticoid therapy on mortality in solute benefit of treatment in terms of vascular mortality
patients with clinical signs of systemic sepsis. was 24 patients per 1000 treated with aspirin, 28 per 1000
N Engl J Med 1987;317:659–65 treated with streptokinase, and 52 per 1000 patients treated
with both drugs (a highly significant relative benefit of 42%
Neither of these papers had the primacy to be nominated
with both drugs). With the results of this trial and the GISSI
alone, because they are complementary and were published
trial clinicians entered in the era of real treatment of myo-
in the same issue of New England Journal of Medicine.
cardial infarction.
Therefore, our list that was originally planned to have 10
classics has 12 papers! The two trials of steroid therapy in
sepsis were chosen to symbolize the importance of trials Marshall BJ, Goodwin CS, Warren JR, et al.
with negative results. The criteria of inclusion were prima- Prospective double-blind trial of duodenal ulcer
rily based on the presence of septic syndrome accompanied relapse after eradication of Campylobacter pylori.
by some degree of hypotension. In the study of Bone et al., Lancet 1988;2:1437–42
34% of 191 patients randomized to high doses of methyl-
Discovery of the infectious etiology of most cases of
prednisolone died, compared to 25% of 190 patients who re-
peptic ulcer is mostly attributable to the perseverance of Dr.
ceived placebo (P ⫽ 0.06). In the study conducted by The
Barry J. Marshall. He and other investigators identified
Veterans Administration Systemic Sepsis Cooperative
Campylobacter pylori bacillus in a series of patients with
Study Group, 22% of 112 patients treated with methylpred-
ulcer and induced experimental ulcers in animals with the
nisolone died versus 21% of 111 patients who received pla-
inoculation of this bacillus. In an attempt to fulfill the re-
cebo (P ⫽ 0.97).
quirements of Koch’s postulates, he swallowed a flourish-
Both of these trials were well-designed and addressed a
ing culture of the microorganism. A histologically docu-
controversial topic. At the time of their execution, large
mented gastritis was identified 10 days after the ingestion of
books could have been written about the results of animal
the culture [27]. This case report and various uncontrolled
experiments and uncontrolled observations of the effects of
studies demonstrating ulcer healing following treatment of
glucocorticoids in sepsis. Despite this, there was no cer-
Campylobacter pylori were not sufficient to convince the
tainty as to the effect of steroid therapy in patients with sep-
scientific community of the etiologic role of the bacteria in
sis. These trials settled the controversy and redirected both
peptic ulcer. The results of a randomized trial conducted by
the clinical care of patients with sepsis and research aimed
Marshall and his collaborators (citation above) provided
at improvements in therapy of such patients.
more convincing documentation of the beneficial effects of
antimicrobial therapy in patients with duodenal ulcer. The
diagnosis of duodenal or pyloric ulcer both for enrollment
ISIS-2 Collaborative Group. Randomized trial of
and efficacy evaluation was based on endoscopic findings.
intravenous streptokinase, oral aspirin, both, or
The trial was relatively small (100 patients), various combi-
neither among 17,187 cases of suspected acute
nations of bismuth, cimetidine, tinidazol (an antibiotic
myocardial infarction: ISIS-2. Lancet 1988;2:349–60
known to be effective in the treatment of Campylobacter
A powerful effect of thrombolytics in acute myocardial pylori), and placebo were administered, and the analysis
infarction was suggested by results from several small trials was conditioned on eradication of the bacillus. Recognizing
and subsequently demonstrated in a convincing manner by these limitations, duodenal ulcer recurred after 1 year of fol-
the GISSI trial [26]. In order to comply with our self- low-up in 92% of 13 patients treated with cimetidine and
imposed constraint on the number of trials to be presented placebo compared to only 25% in 20 patients treated with
in this review, we chose to select the ISIS-2 trial from the bismuth and tinidazol. Most of the Helycobacter pylori (the
many evaluations of thrombolytic agents employed in the new name for the bacillus)-free patients remained well 7
treatment of acute myocardial infarction. We based this years after the active treatment [28]. Subsequent trials con-
choice on the investigator’s wisdom and creativity in testing ducted by Graham et al. [29] and others employed more rig-
the effects of a very old and inexpensive treatment, aspirin. orous techniques to demonstrate the efficacy of Helyco-
Trial procedures in the ISIS-2 trial were intended to be as bacter pylori treatment in the prevention of recurrent peptic
simple as possible, involving randomization by telephone ulceration.
call with no use of written study forms, and a follow-up Failure to recognize the infectious nature of peptic ulcers
after discharge that was confined to monitoring for mortal- for such a long period after the introduction of effective an-
ity. The fundamental criterion for inclusion was based on timicrobial therapy can be regarded as an astonishing pitfall
the norms of clinical practice—a case of suspected myocar- of scientific medicine. Confirmation of Marshall’s original
F. Fuchs et al. / Journal of Clinical Epidemiology 53 (2000) 335–342 341

findings in many subsequent trials provides the basis for our technique in the earliest studies and refinement of the study
current understanding that peptic ulcer results from Helyco- methods in the more recent trials demonstrates the manner
bacter pylory infection or the use of anti-inflammatory in which the technique has become a progressively more
drugs [30]. useful tool for clinical decision making. But more than this,
the importance of the clinical trial may be contemplated by
considering where we would be in the absence of such stud-
The Cardiac Arrhythmia Suppression Trial (CAST)
ies. For how long would patients with pulmonary tuberculo-
Investigators. Preliminary report: effect of encainide
sis, unilateral or bilateral, have been treated with ineffica-
and flecainide on mortality in a randomized trial of
cious or even harmful therapies? Would patients with
arrhythmia suppression after myocardial infarction.
ventricular arrhythmias still be taking dangerous antiar-
N Engl J Med 1989;321:406–12
rhythmic agents in the false belief that they are of benefit?
This is probably the study that best demonstrates the lim- The results of the trials presented and others like them have
itations of surrogate endpoints in evaluating the efficacy of propelled therapeutic decision making into a new and more
different treatments. Everything in the planning phase of efficacious stage. Recognizing this, much more must be ac-
this carefully conceived and conducted clinical trial pointed complished in the area of medical therapeutics. Further, the
to an expectation that antiarrhythmic drugs would reduce success of clinical trials in therapeutics underscored the
risk in patients with a history of myocardial infarction and need for application of RCT methods in other areas of con-
assymptomatic or mildly symptomatic ventricular prema- troversy in patient care. The study of cost-effectiveness is a
ture depolarizations. The rationale was logical because ven- good example of a complementary area of research that
tricular arrhythmias were known to be independent predic- could be strengthened substantially by application of RCT
tors of cardiac mortality and the drugs used in the trial were methodology to choice of therapies for use in communities.
effective in decreasing the number of ventricular premature We hope that this essay is a fitting tribute not only to the
depolarizations. Following a careful open-label titration pe- authors of the trials described but to all clinical investigators
riod to identify those who responded to one of the drugs who are responsible for the design and conduct of similar
with at least 80% suppression of their ventricular premature studies and to the patients who have participated in the tri-
depolarizations and at least 90% suppression of runs of ven- als. Their commitment to the scientific method has provided
tricular tachycardia, the trial participants were randomly as- a more rational basis for treatment decisions and produced
signed to one of the three active drugs or placebo. Unex- relief and comfort for many patients who would otherwise
pectedly, the incidence of death or cardiac arrest was 2.4 have been assigned to treatments of unproven worth.
times higher in those treated with flecainide or encainide
compared to their counterparts who received placebo (8.5%
among 755 patients in the active treatment group compared References
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