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Building and Environment 42 (2007) 1503–1509


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A parametric study on the exergoeconomic assessment of a vertical


ground-coupled (geothermal) heat pump system
Onder Ozgenera,, Arif Hepbaslib, Leyla Ozgenerc
a
Solar Energy Institute, Ege University, 35100 Bornova, Izmir, Turkey
b
Department of Mechanical Engineering Ege University, 35100 Bornova, Izmir, Turkey
c
Department of Mechanical Engineering, Celal Bayar University, TR-45140 Muradiye, Manisa, Turkey
Received 12 October 2005; received in revised form 10 November 2005; accepted 7 December 2005

Abstract

An exergoeconomic model of a vertical ground-source heat pump residential heating system presented in this study uses exergy and
cost energy mass (EXCEM) methods. The data obtained from a ground-source heat pump (GSHP) residential heating system installed at
the Solar Energy Institute, Ege University, Turkey, are utilized for calculations at different reference temperature values in the range
0–25 1C. The performance of the geothermal heat pump residential heating system is evaluated to indicate how exergoecomic parameter
values change with system. We also undertake a parametric study to investigate how varying reference temperatures will affect the
exergoeconomic analysis of the GSHP system. A correlation between the ratio of thermodynamic loss rate to capital cost and reference
state temperature is developed.
r 2006 Elsevier Ltd. All rights reserved.

Keywords: Geothermal energy; Energy; Exergy; Ground-source heat pump; Renewable energy; Parametric study

1. Introduction been in use for years in developed countries and the


performance of the components is well documented [1–6].
Ground-source heat pumps (GSHPs), often refered to as GHPs have been on the Turkish market for about eight
geothermal heat pumps (GHPs), provide space heating and years. In 1998, when the first installation was begun, two
cooling and water heating with relatively high efficiency GHP systems with a total capacity of 26 kW representing a
[1–6]. The efficiency of these systems may be evaluated total floor area of 596 m2 were completed. These systems
using energy and exergy analyses. Geothermal heat pumps have had the largest growth since the beginning of the year
(GHPs) have had the largest growth since 1995, almost 2000. The number of the installations, and the Turkish
59% and 9.7% annually in the United States and Europe, GSHP sellers importing the heat pump units from aboard
respectively. The installed capacity is 6850 MW in 26 has recently increased. No Turkish GSHPs have yet had
countries. The worldwide actual number of installed units manufacturers. The majority of the installations are in the
was around 500,000 in 2000 [7,8]. It is also estimated that Marmara region of Turkey [1–6,9].
there are about 1.3 million in use today [8]. The concept of In the literature, there is a number of economic analysis
GHP is not new. However, the utilization of GHPs in methods used to evaluate the economic performance of
residential buildings is new in Turkey, although they have geothermal heat pumps (GHPs). These include the life
cycle cost (LCC) method, net benefits (net present worth),
Corresponding author. Tel.: +90 232 388 4000/1242;
payback method, benefit-to-cost (or savings-to-investment)
ratio method, internal rate-of-return method, overall rate-
fax: +90 232 388 6027.
E-mail addresses: Onder.Ozgener@ege.edu.tr (O. Ozgener),
of-return method, and analytic hierarchy process (AHP)
Arif.Hepbasli@ege.edu.tr (A. Hepbasli), [2]. Besides this, there is a technique for such evaluations
leylaozgener@yahoo.com (L. Ozgener). called EXCEM. This analysis may prove useful to

0360-1323/$ - see front matter r 2006 Elsevier Ltd. All rights reserved.
doi:10.1016/j.buildenv.2005.12.019
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1504 O. Ozgener et al. / Building and Environment 42 (2007) 1503–1509

Nomenclature Greek letters

COP heating coefficient of performance of heat pump e exergy (exergetic or second law) efficiency (%)
(dimensionless) c specific exergy (kW/kg)
E_ energy rate (kW)
_
Ex exergy rate (kW) Subscripts
h specific enthalpy (kJ/kg)
K capital cost (USD) a accumulation
L_ thermodynamic loss rate (kW) act actual
m_ mass flow rate (kg/s) cond condenser
R ratio of thermodynamic loss rate to capital cost comp compressor
(kW/USD) dest destroyed
s specific entropy (kJ/kgK) en energy
T temperature (1C) ex exergy
fc fan-coil
Abbreviations g generation
HP heat pump
AHP analytic hierarchy process HE heat exchanger
EXCEM exergy cost energy mass i input
GHP geothermal heat pump o output
GSHP ground-source heat pump sys system
LCC life cycle cost 0 restricted state

investigators in engineering and other disciplines due to the system, and they consequently assign costs and/or prices to
methodology are being based on the quantities exergy, exergy-related variables.
cost, energy and mass [10,11]. The main objective of the Energy (heating coefficient of performance ‘COP’) and
EXCEM is to investigate capital costs and thermodynamic exergy efficiency values of GSHP applications at various
losses for devices in thermal and power systems. This reference and entering water temperatures have also been
technique is a methodology which can be used at the design reported in the previous studies of the authors [1–6]. The
stage of a heating and air-conditioning facility to determine study differs from the the earlier studies as follows: (i)
the type of the system to be used. The EXCEM method has GSHPs are modelled, analyzed based on EXCEM, and (ii)
been applied to a variety of systems. However, little evaluated parametric exergoeconomically. In this regard,
attention has been given so far to the application of the the system considered here is a GSHP heating system with
EXCEM to the GHP systems, especially to residential a 50 m vertical U-bend ground heat exchanger having a
geothermal heat pump systems utilizing geothermal energy, 32 mm nominal diameter. This system was designed and
although the EXCEM seems to be suitable also for these installed at the Solar Energy Institute, Ege University,
systems. The purpose of this study is to address this Izmir, Turkey. Besides this, we undertake a parametric
problem. study to investigate how the varying reference temperature
In recent years, various exergy-based economic analysis from 0 to 25 1C will affect the exergoeconomic analysis of
methodologies (e.g., exergoeconomics, thermoeconomics, the ground-coupled heat pump system and provide a
second-law costing,) have been applied by many investiga- correlation that can be used for predicting the ratio of
tors [6,10–13]. Among these, EXCEM analysis was thermodynamic loss rate to capital cost.
proposed by Rosen and Scott [14] and was utilized recently Exergy analysis can also indicate the possibilities of
by Rosen and Dincer [10,11] can be useful to investigators thermodynamic improvement of the process under con-
in engineering and other disciplines. The methodology sideration, but only an economic analysis can decide the
provides a comprehensive assessment by accounting for the expediency of a possible improvement [14–18]. This study
quantities exergy, cost, energy and mass. briefly describes an easy-to-follow procedure for exergo-
As pointed out earlier [10,11], cost accounting for energy economic analysis of a ground-source heat pump residen-
conversion devices conventionally considers unit costs tial heating system, installed in Solar Energy Institute, Ege
based on energy. Researchers have developed methods of University, Izmir, Turkey, and how to apply this procedure
performing economic analyses based on exergy. These to assess the heating system performance by calculating
analysis techniques have some common characteristics: (i) exergy destruction, and thus showing the direction for
they combine exergy and economic disciplines to improve improvements. It is observed from the results that the
or optimize economic performance, and (ii) they recognize maximum exergy destructions in the system particularly
that exergy, not energy, is the commodity of value in a occur due to the electrical, mechanical and isentropic
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O. Ozgener et al. / Building and Environment 42 (2007) 1503–1509 1505

efficiencies and emphasize the need for paying close Table 1, where the numbers in parentheses correspond to
attention to the selection of this type of equipment, since these elements as depicted in Fig. 1.
components of inferior performance can considerably
reduce the overall performance of the system. It is expected 2.2. Modelling and assesment
that the results of analysis presented here will be beneficial
to those who deal with exergoeconomic (a combination of Here, we apply the model and assessment methodology
exergy and economy) assessment of GSHP systems. outlined earlier by Rosen and Dincer [10,11] to a GSHP
residential heating system. Actual local cost data are used.
The exergetic equivalents of the capital and labor costs
2. Application of EXCEM to the geothermal heat pump have been evaluated based on data available for Turkey.
residential heating system The balance equations are written for mass, energy and
exergy flows in the system and its components as they are
2.1. Description of the system studied considered steady-state steady-flow control volume sys-
tems, and the appropriate energy and exergy equations are
Fig. 1 illustrates a schematic diagram of the experimental derived for this system and its components. Analysis of
set-up. To avoid freezing the water under the working GSHP residential heating system is described in this paper.
condition and during the winter, a 10% ethyl-glycol More detailed description of the system and how energy
mixture by weight was used. The refrigerant circuit was and exergy calculations are done, can be find in the
built on the closed-loop copper tubing (1–4 lines). The authors’ previous works [1–6].
working fluid is R-22. The GSHP residential heating A mass flow rate balance for a system may be written as
system is an air/refrigerant vapor compression heat pump _i m
m _o ¼ m
_ a. (1)
and consists mainly of a compressor with a capacity of
1.4 kW, a 6.66 kW-condenser, a 8.2 kW-evaporator, an Like mass, energy is subject to a conservation law
expansion device equipped with a series of capillary tubes (neglecting nuclear reactions) and can be neither generated
with a length of 1.5 m and an inside diameter of 0.0015 m. nor consumed. Exergy is subject to a nonconservation law
Besides this, the system has three separate circuits, namely: and can be consumed during a process due to irreversi-
(i) the ground-coupling circuit (brine circuit or water– bilities. Consequently, rate balances for energy and exergy,
antifreeze solution circuit), (ii) the refrigerant circuit (or a respectively, can be written as
reversible vapor compression cycle) and (iii) the fan-coil E_ i  E_ o ¼ E_ a , (2)
circuit for resident heating (water circuit). The main
characteristics of the elements of the system are given in Ex _ o  L_ ex ¼ Ex
_ i  Ex _ a. (3)
The balance equation for cost, a nonconserved quantity,
can be written as Cost is an increasing, nonconserved
1 2 quantity. The cost balance equation can be written as
I [10,11]
5
8 K i þ K g  K o ¼ K a. (4)
IV GSHP unit II
V

6a 6
Energy losses can be identified directly from Eq. (2). For
Space
convenience, the energy loss rate for a system is denoted in
heating the present analysis as L_ en . Exergy losses can be identified
4 IIII 3
Pump II Eq. (3), and are of two types: external (i.e., the loss
7 VI associated with exergy that is emitted from the system, or
Pump I
waste exergy output) and internal (i.e., the exergy losses
VIII I Compressor
7a within the system due to process irreversibilities, or exergy
II Condenser consumption). These two exergy losses sum to the total
Ground level
III Capillary tube exergy loss. The loss rate based on exergy is denoted L_ ex .
IV Evaporator The exergy rate is calculated from the following equation:
Fan coil unit
V
in the space heating _ ¼ m½ðh
Ex _  h0 Þ  T 0 ðs  s0 Þ. (5)
Ground
heat VI Circulating pump II
The exergy destructions in the heat exchanger and pump
50 m

exchanger VII Ground heat exchanger are calculated respectively as follows:


VII VIII Circulating pump I
_ dest;HE ¼ Exi  Ex
L_ ex;HE ¼ Ex _ o ¼ Ex
_ dest , (6)
I-IV GSHP unit
I-IX Overall system
_ dest;pump ¼ W
L_ ex;pump ¼ Ex _ o  Ex
_ pump  ðEx _ n Þ. (7)
Fig. 1. Schematic of a ground-source heat pump residential heating Energy (or first law) efficiency of the heat pump unit
system. (COPHP) and the whole heat pump system (COPsys) can be
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Table 1
Main characteristics of the ground-source heat pump resident heating system

Main circuit Element Technical specification

Refrigerant circuit (1–4) Compressor (I) Type: hermetic; reciprocating; manufacturer: Tecumseh; model: TFH
4524 F; volumetric flow rate: 7.5 m3/h; speed: 2900 rpm; the rated power
of electric motor driving: 2 HP (1.4 kW); refrigerant: R-22; capacity:
4.134 kW (at evaporating/condensing temperatures of 0/45 1C);
Heat exchanger (II) Manufacturer: Alfa Laval; model: CB 26–24; capacity: 6.66 kW; heat
transfer surface: 0.55 m2
 condenser for heating
 evaporator for cooling
Capillary tube (III) Copper capillary tube; 1.5 m long; inside diameter: 1.5 mm
Heat exchanger (IV) Manufacturer: Alfa Laval; model: CB 26–34; capacity: 8.2 kW; heat
transfer surface: 0.80 m2
 evaporator for heating
 condenser for cooling
Fan-coil circuit (5–6a) Fan-coil unit (V) Manufacturer: Aldag; type: SAS 28; Cooling/heating capacities: 3.25/
9.3 kW, air flow rate: 600 m3/h
Laboratory (space heating) 65 m2
Water circulating pump (VI) Manufacturer: Marina; type: KPM 50; range of volumetric flow rate:
0.36–2.4 m3/h; pressure head: 41–8 m of water column; power: 0.37 kW;
speed: 2800 rpm
Ground-coupling circuit (7–8) Ground heat exchanger (VII) Vertical-single U-bend type; bore diameter: 105 mm; diameter of U-bends:
32 mm; of a bore diameter with a boring depth of 50 m; boring depth:
50 m; material: polyethylene
Brine circulating pump (VIII) Manufacturer: Marina; type: KPM 50; range of volumetric flow rate:
0.36–2.4 m3/h; pressure head: 41–8 m of water column, power: 0.37 kW;
speed: 2800 rpm

defined respectively as follows: The ratio R of thermodynamic loss L to capital cost Kg is a


Q_ significant parameter [10,11,14]. The capital cost is defined
COPHP ¼ cond , (8a) here using the cost balance in Eq. (4) and is denoted by Kg.
W_ comp
The value of R generally depends on whether it is based on
Q_ cond energy loss rate (Ren) or exergy loss rate (Rex):
COPsys ¼ . (8b)
_
W comp þ W_ pumps þ W
_ fc L_ en
Ren ¼ , (13)
Different ways of formulating exergetic (or exergy) Kg
efficiency (second law efficiency, effectiveness, or rational and
efficiency) have been proposed in the literature. The exergy L_ ex
efficiency can be written as follows: Rex ¼ . (14)
Kg
_ o
Ex _ dest
Ex
esys ¼ ¼1 . (9) Here, the values of R based on energy and exergy loss rates
_ i
Ex _ i
Ex
are considered.
The exergy efficiency of the GSHP unit is calculated from
_ heat Ex
Ex _ o;cond
_ i;cond  Ex 2.3. Uncertainity analysis
eHP ¼ ¼ . (10)
_
W act;i W act;i
In the present study, the temperatures, flow rates,
The exergy efficiency of the heat exchangers (condenser pressure drops, voltages and amperes were measured with
and evaporator) is determined by the increase in the exergy appropriate instruments explained below.
of the cold stream divided by the decrease in the exergy of
the hot stream on a rate basis as follows:
(a) Measurement of mass flow rates of the water/antifreeze
m_ cold ðccold;o  ccold;i Þ solution by a rotameter.
eHE ¼ . (11)
m_ hot ðchot;i  chot;o Þ (b) Measurement of mass flow rates of the refrigeration by
The exergy efficiency of the circulating pumps is deter- a flowmeter.
mined by (c) Measurement of temperature of the water/antifreeze
_ i
_ o  Ex solution entering and leaving the ground heat exchan-
Ex
epump ¼ . (12) ger by copper–constantan thermocouples mounted on
W_ pump
the unit water inlet and outlet lines.
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O. Ozgener et al. / Building and Environment 42 (2007) 1503–1509 1507

(d) Measurement of condenser and evaporator pressures value of the ambient temperatures in Izmir measured
by Bourdon-type manometers. during the past five years for the day of January 2nd to
(e) Measurement of ambient atmospheric pressure by a reflect the actual situation [19]. The exergy rate results
barometer. given in Table 2 indicate that the compressor produces an
(f) Measurement of outdoor and laboratory air tempera- increase in exergy rate due to its work input, while all other
tures and humidities by using multi-channel cable free components result in a decrease in exergy rate due to their
thermo-hygrometer. irreversibilities. The highest irreversibility on a system basis
(g) Measurement of electrical power input to the compres- occurs in the resident fan-coil unit, followed by the
sor and circulating pump by a wattmeter. compressor, condenser, expansion valve and evaporator,
(h) Measurement of inlet water temperature to and exit subregions I and V for the GSHP unit and the whole
water temperature from fan-coil unit by copper–con- system, respectively. In addition to this, the remaining
stantan thermocouples. system components have a relatively low influence on the
(i) Measurement and monitoring on a LCD display of overall efficiency of the whole system. Since the compressor
instantaneous power consumptions of the heat pump power depends strongly on the inlet and outlet pressures,
compressor, the pumps and all electrical parameters by any heat exchanger improvements that reduce the tem-
using electronic energy analyzer. perature difference will reduce the compressor power by
(j) The tests were conducted on the system under steady- bringing the condensing and evaporating temperatures
state conditions in the heating mode in 2004/2005 heat- closer together. From a design standpoint, compressor
ing season. Daily average values of 37 measurements irreversibility can be attacked independently. In recent
from 8.30 a.m. to 4.00 p.m. with an interval of 15 min. years, it has been reduced substantially by improving
motors, valves, lubrication etc. [1–6]. The only way to
The total uncertainties of the measurements are esti- eliminate throttling loss would be to replace the capillary
mated to be 73.33% for the refrigerant temperatures, tube (the expansion device) with an isentropic turbine (an
71.59% for the water temperatures, 73.32% for pres- isentropic expander) and to recover some shaft work from
sures, 71.51 for power inputs to the compressor and the pressure drop. A comparison of the irreversibilities
circulating pumps. Uncertainty in reading values of the associated with the heat transfer processes in the evapora-
table is assumed to be 70.20. Total uncertainties tor and the ground heat exchanger will show that although
associated with mass flow rates of the refrigerant and the mean temperature difference in the former is smaller,
brine are found to be 71.51 and 73.02, respectively [3]. the relative magnitudes of their irreversibilities are in the
reverse order.
3. Results and discussion Table 3 illustrates device parameter values for the GSHP
system studied. The costs given in this table are in 2005 US
In this study, the reference state was taken to be 11.4 1C dollars and were obtained based on the 2005 Turkish–$US
and the atmospheric pressure 101.32 kPa for the GSHP exchange rate.
residential heating system. The exergy losses in the overall In the analysis, thermodynamic quantities were obtained
GSHP resident system are quantified and illustrated using using actual data from the experimental setup. The
Table 2 for this reference state temperature for comparison coefficient of performance (COP) and exergy efficiency of
purposes. This reference temperature is taken as an average the overall system were determined to be 2.38% and

Table 2
Exergy destruction, energy and exergy efficiency for one representative unit of the GSHP resident heating investigated

Item no. Component Exergy destruction rate (kW) Exergy efficiency (%) Energy efficiency (%) or COP

I Compressor 0.440 71.0 70


II Condenser 0.210 68.7 —
III Capillary tube 0.180 83.6 —
IV Evaporator 0.130 23.5 —

V Fan-coil unit in the space heating 0.465 61.5 65–80


VI Circulating pump II 0.045 16.8 65–80
VII Ground heat exchanger 0.038 42.8 —
VIII Circulating pump I 0.022 50.8 —
I–IV GSHP unit 0.960 71.0 2.60a
I–IX Overall system 1.530 67.4 2.36b
a
Heating coefficient of performance of the heat pump unit.
b
Heating coefficient of performance of the whole system.
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Table 3
Device parameter values for the GSHP greenhouse heating system (based on US dollars)

Device no. Device K (USD) Len (kW) Ren (kW/USD) Lex (kW) Rex (kW/USD)

I Compressor 302 0 0 0.440 1.46


II Condenser 553 0 0 0.210 0.38
III Expansion valve (capillary tube) — 0 0 0.180 —
IV Evaporator 553 0 0 0.130 0.24
V Fan-coil unit in the space heating 2000 3.7 1.85 0.465 0.23
VII Ground heat exchanger 859 0 0 0.038 0.04
VI, VIII Pumps (I,II) 244 0 0 0.067 0.27

Overall system 4694 3.7 0.78 1.530 0.32

67.7%, respectively. The loss-to-capital-cost ratio based on 0.5


exergy, Rex, for the overall GSHP was about 0.30 [1–6].
0.4
The sources of exergy destruction in the system include
the compressor, heat exchangers (ground heat exchanger, 0.3
Rex
condenser and evaporator), capillary tube, circulating
0.2
pumps, and fan-coil units. The highest irreversibility is
R2 = 0.99
seen in Table 2 to occur in the compressor (device I), and 0.1
laboratory (device V). More specifically, the losses in the
motor-compressor subassembly are due to the electrical, 0
0 5 10 15 20 25 30
mechanical and isentropic inefficiencies and emphasize the
need for paying close attention to the selection of this type Temperatures (°C)
of equipment, since components of inferior performance Fig. 2. Illustration of the tendency of actual Rex curve for GSHP resident
can considerably reduce the overall performance of the heating system.
system. The second largest irreversibility in the GSHP unit
is in the condenser. This is partly due to the large degree of
superheat achieved at the end of the compression process, of a device may be made more successful if the overall
leading to large temperature differences associated with the system and its component parts are modified so that the
initial phase of heat transfer. The third highest irreversi- value of Rex approaches an appropriate value. A balance is
bility is in the capillary tube due to the pressure drop of the obtained between exergy loss and capital cost in real
refrigerant passing through it. The evaporator has the systems. The authors believe that these systems have over
lowest irreversibility of the heat pump components. Tables time achieved a balance of exergy loss and capital cost that
2 and 3 suggest that the greatest potential for efficiency is appropriate to the circumstances. If successful technol-
improvement is likely in the compressor and its compo- ogies conform to an appropriate Rex, then it follows that
nents. The values of the ratio of thermodynamic loss rate technologies which fail in the marketplace may do so
to capital cost are given in Table 3, ranging from 0.04 to because they deviate too far from the appropriate Rex.
1.46, while reference state temperature and the atmospheric Rex value can be found between 0.18 and 0.43 for the
pressure are 11.4 1C and 101.32 kPa, respectively. The GSHP residential heating system investigated. This analy-
greatest potential for improvement, by balancing thermo- sis is done at different reference state temperatures from 0
dynamic losses and capital costs, probably lies in the to 25 1C, and can be seen particularly in Fig. 2. According
compressor, pump II and condenser, followed by pump I to this result, it can be given as a linear correlation for Rex
and the greenhouse. The exergy loss rates for the system of the system:
devices range from 0.022 to 0.440 kW. As expected, the
Rex ðTÞ ¼ 0:0102T þ 0:43, (15)
largest energy and exergy losses occur in the greenhouse
and compressor. The results suggest that a good design, in where T is in (1C). The above equation is able to predict the
terms of balancing efficiency with cost, occurs when the values of Rex for the system for different environment
loss-to-capital-cost ratios based on exergy for the devices temperatures. By using actual system data and different
comprising the geothermal heat pump district heating reference state values (from 0 to 24 1C with increments of 2
system approach the loss-to-capital-cost ratios based on and 25 1C), the model is developed for this system. Note
exergy for the overall system. This is certainly not true for that the equation developed for estimating Rex of the
the loss-to-capital-cost ratios based on energy. More system with a correlation coefficient R2 ¼ 0.99 is a function
generally, it appears for any technology that the design of the ambient temperature. In conclusion, Eq. (15) shows
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O. Ozgener et al. / Building and Environment 42 (2007) 1503–1509 1509

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