Exchange Traded Funds (ETFs)

2011 J.P.Morgan Global ETF Handbook

This is intended for informational use only and is not intended as an offer to
sell or a solicitation of an offer to buy shares of any ETF listed herein.

This document is not intended for distribution to private customers as

defined by the UK Financial Services Authority.

Copyright 2011 JPMorgan Chase & Co. All rights reserved.

April 2011

ETFs are designed to allow an investor to quickly and

easily obtain a desired market or benchmark exposure, by
trading just a single security. ETF shares may offer
intraday liquidity, and continuous, real-time trading and
pricing.

2
Table of Contents

Exchange Traded Funds – ETFs ...................................... 4

ETF Market Overview ....................................................... 5

Special Topic Sections ..................................................... 7

US Listed ETFs .............................................................. 13

Canada & Latin America Listed ETFs ............................ 21

EMEA Listed ETFs ......................................................... 25

Asia-Pacific Listed ETFs ................................................. 43

Disclaimer & Disclosures ................................................ 47

Contacts ......................................................................... 48

3
 Exchange Traded Funds – ETFs
What Are ETFs? Snapshot of the Global ETF Market
Each share of an ETF represents a fractional ownership interest in a The pie chart below depicts total global assets under management
portfolio of securities, commodities or other instruments. This (AUM) in billions of dollars, broken down by region. US ETFs, followed
investment medium has captured significant market interest. Total by European ETFs, account for the largest portion of total ETF assets.
ETF assets under management have grown to over $1,523 billion
globally (as of March 2011). In addition, the number of ETFs has Global AUM ($Bn)
grown to more than 3,700 (with almost 3,200 listed in the US and $50
Europe). Furthermore, over the past year the US ETF daily turnover $93
was on average ~32% of the total US equity daily turnover.

Characteristics of ETFs
ETFs have characteristics similar to those of both stocks and open-
end mutual funds. Like stocks, ETFs are listed on the one or more $322
stock exchanges. They also trade in the third market (i.e. over-the-
counter) and through Electronic Communication Networks (ECNs).
Like open-end funds, ETFs are available on a wide range of both
broad and narrowly focused indices. An ETF investor can go long or
sell short an entire portfolio of securities quickly and efficiently, by
trading a single listed ETF.

Advantages of Using ETFs $1,058

ETFs allow an investor to quickly and easily obtain a desired market or
benchmark exposure, by trading just a single security. ETF shares are
designed to offer intraday liquidity, and continuous, real-time trading
and pricing. Generally ETFs can be sold short, even on downticks, US
and can be purchased on margin by an investor seeking leverage.
Europe / Mid. East / Africa
They are also intended to be tax efficient. Mutual funds are often
forced to liquidate portions of their holdings, in order to meet investor Asia / Pacific
redemptions; this can generate capital gain distributions for Canada & Latin America
shareholders. Many ETFs, on the other hand, are created and
redeemed “in-kind” by Authorized Participants. As a result, capital gain Source: J.P. Morgan Derivatives and Delta One Strategy. Data as of March 2011.

distributions and the internal costs associated with buying and selling
securities in response to shareholder activity are minimized. Many
ETFs such as commodities or certain fixed-income ETFs, will also use
in-cash creation and redeptions.
Do ETFs Pay Dividends?
If the securities held in trust pay a dividend, the ETF will typically
distribute a portion of such dividends, less any fees and expenses of
the trust, to shareholders. This is typically done on a quarterly basis.
Liquidity and Trading
Liquidity is one of the key benefits that ETFs can offer. Investors
sometimes mistakenly assume that there is insufficient liquidity in
ETFs; however, this is often not the case. Broker-dealers acting as
“Authorized Participants” can create new ETF shares on a real-time
basis. The result is that each ETF can be as liquid as its underlying
securities, commodities or other instruments. In the primary market,
ETFs are issued by trusts, limited partnerships or other vehicles in
large-sized blocks (typically 50,000 shares) called “Creation Units.”
Each “Authorized Participant” can deposit a specified portfolio with the
trustee or its administrator, sponsor, or distributor in exchange for a
Creation Unit. The Creation Unit is then broken up, and the ETF
shares are offered on exchanges in the secondary market where
investors can buy or sell ETF shares in smaller quantities. Similarly,
authorized participants can redeem ETFs by exchanging a block-sized
unit of ETFs for the underlying portfolio
4
Risks and Considerations of Using ETFs
ETF shareholders are subject to risks similar to those of holders of
other portfolios. A primary consideration is that the general level of
prices within the portfolio may decline, affecting the value of each ETF
share. In addition, the overall depth and liquidity of the secondary
market may fluctuate. A Sector-focused ETF may be adversely
affected by the specific performance of its targeted benchmark.
International investments may involve the risk of capital loss as a
result of unfavorable fluctuations in currency values, differences in
generally accepted accounting principles, or economic and political
instability in other nations.
Although ETFs are designed to provide investment results that
generally correspond to the price and yield performance of their
respective underlying indices, ETF managers may not be able to
exactly replicate the performance of the indices because of expenses
and other factors. ETF shareholders are typically subject to expense
fees charged by the issuer, and transactions are subject to standard
brokerage equity-trading commissions. For a more comprehensive list
of other risk factors, see the “Possible Risks of Investing in ETFs”
section at the end of this document.
 ETF Market Overview
Snapshot of the US ETF Market US AUM ($Bn)
The US listed ETF industry has grown dramatically in the last few
years, not only in size (measured in assets under management) but in $50
number (measured by the number of ETFs in existence). There are $113
now 1,139 ETFs listed in the US, which hold $1,058 billion of assets $281
(as of March 2011). As recently as 2001, trading was dominated by
broad-based ETFs such as SPY and QQQQ, which held 90% of total
assets under management (AUM). However, as new offerings came to
market, the asset base began to diversify. Broad-based ETFs now $143
account for just 27% of total ETF assets, while international ETFs
have grown to control 24% – up from just 3% in 2001. Style-based
funds have also grown to represent a proportionally larger piece of the
ETF universe, increasing from 3% to 12% of ETF assets during the
same period. Sector funds have grown from 5% to 13% of the total.
Finally, Fixed Income, Commodity, and Currency ETFs now represent $125
24% of total ETF assets.

The pace of the growth in number of new ETFs launched has $260
increased over the past year, as compared to 2008 and 2009. By $137
creating 198 ETFs in 2008 and 132 in 2009, providers have attempted
to cover more of the investable universe. About 217 new ETFs were
launched in 2010, which translates into a ~60% year-over-year Broad
increase in new ETF listings. Year to date, approximately 40 new Style & Asset Allocation Funds
ETFs have been launched. Amid the turmoil in the global markets and Sectors
as a sign that the ETF market has grown rapidly and may have started
to mature, 50 ETFs were liquidated since March 2010. International
Fixed Income
Out of the 255 total new launches since January 2010, 29% were Commodity & Currency Funds
international, 20% were sector, and another 20% were fixed income
Canada & Latin America
focused ETFs. Based on Assets Under Management (AUM), the
largest new launches were in the Sector (~28%), International (~19%), Source: J.P. Morgan Derivatives and Delta One Strategy. Data as of March 2011.
Commodity (~18%) and Fixed Income (~16%) categories. Out of the
new launches that attracted the largest assets, ETFs with commodity
underlyings like Palladium and Platinum attracted a significant portion.

5
 ETF Market Overview
Snapshot of the European ETF Market
The European listed ETF market differs from that in the US. There are
2,053 European ETFs and ETCs (Exchange Traded Commodities),
which hold $322 billion of assets (as of March 2011). Approximately
600 of these ETFs and ETCs are cross listed on multiple exchanges in
Europe. More than 30% of AUM is held in broad-based ETFs; style-
based ETFs account for ~ 3% of assets. While the asset base is less
diversified than in the US, there is more choice among ETFs that
cover alternative assets; for instance, there are 533 commodity-related
ETFs and ETCs, and 337 fixed income ETFs.
European AUM (€Bn)
€ 37
Snapshot of the Asia-Pacific ETF Market
ETF issuance in the Asia-Pacific region has occurred at a slower pace
than in the US and Europe. There are currently 451 listed Asia-Pacific
ETFs, the first of which was issued in April 1995. Since January 2010,
AUM has grown by around 13%, to ~$93 billion USD (as of March
2011). More than a third of these assets (~$38 billion) are held in
China focused, and a third (~$30 billion) are held in Japan-focussed
ETFs.
Asia-Pacific AUM ($Bn)
$6
$3

€ 77 $30
$9

$4

€ 43 $2

€7

€ 13 $38

€ 56
Japan
Broad Hong Kong/China
Style Taiwan
Sectors South Korea

International Other Countries

Fixed Income Sector / International Funds

Commodity / Currency Fixed Inc / Commodity / Crncy

Source: J.P. Morgan Derivatives and Delta One Strategy. Data as of March 2011. Source: J.P. Morgan Derivatives and Delta One Strategy. Data as of March 2011.

6
 Special Topic 1: ETF Options
The first ETF was created in Canada in 1990 (TSE 35 participation
units), and the first and most popular US ETF (the S&P 500 SPY fund)
was launched in 1993. However, it was not until the late 1990s, that
ETFs became an important segment of equity markets. By 2000, US
ETFs traded on the S&P 500 and Dow Jones sectors, international
MSCI indices, major US capitalization and style benchmarks. The first
ETF in Asia was launched in 1999 and in Europe in 2000. By the end
of 2001, there were more than 100 US ETFs. Over the following
decade, ETFs grew to be so important that in early 2009 ~40% of all
US equity volumes was traded in ETFs.
In 1998, the first options were listed on the SPDR S&P 500 sector and
S&P Mid cap ETFs, marking the beginning of the ETF options market.
By the end of 2005, options traded on about 100 different ETFs, and
ETF options volume grew to represent about 30% of all stock option
volumes. The growth of the ETF option market over the past 5 years
has been even more dramatic than the growth of ETF volumes. In the
second half of 2010, US ETF options volumes exceeded the
volume of all US stock options combined (Figure 1). In the US,
currently both ETF daily option volumes (~$50bn) and outstanding
open interest (~$500bn) are at an all-time high. Currently, 372 US
ETFs have listed options (about one third of all US ETFs). Outside of
the US, the ETF option market is still in its infancy. ETF daily option
volumes in Europe and Asia are orders of magnitude lower than in the
US, and less than 1% of all ETFs in these regions have listed options
trading.
Figure 1: The volume of US ETF options has grown to match total
US stock option volumes.
60
Avg. Daily Option Volume ($Bn)
50 Stock Option Volume
40 ETF Option Volume
30
20
10
0
May, 97 Feb, 00 Nov, 02 Jul, 05
Source: J.P. Morgan Equity Derivatives Strategy.
Options on ETFs have an American-style exercise feature. They are
physically settled (the same as stock options and distinct from index
options which are cash settled). ETF options follow the expiration
schedule of stock options. This generally means options are listed with
two near month maturities and two maturities from the March quarterly
cycle (March, June, September, and December). Many ETFs also
have long-term options (LEAPS) available. ETF options expire on the
Saturday following the third Friday of the expiration month. More
recently, quarterly options (expiring the last business day of each
calendar quarter) and even weekly options started listing for selected
ETFs. Out of the money ETF call and put options are listed with a
typical strike increment of $1.
As ETF options provide exposure to broad equities, equity sectors,
styles, capitalization segments, or country benchmarks, they are most
commonly used for portfolio hedging. In addition to equity hedging,
ETF options are also used to obtain leverage or implement relative
value macro trades in a risk controlled manner. Similarly, non-equity
ETFs are used for asset allocation, and cross-asset hedging. The
widespread use of ETF options as a portfolio hedging tool can be
inferred from the proportion of outstanding put and call options (P/C
open interest ratio). Figure 2 below shows the P/C open interest ratio
for ETF options, stock options and index options over the past 10
years. For both index options and ETF options there is ~1.6 put
options for every call option outstanding. This suggests that ETF
options are used in protection strategies such as long puts, put
spreads and put-spread collars. This is different from the stock options
market, where investors typically trade a greater proportion of call
options for upside leverage or as a part of call overwriting strategies
(~0.8 put options for every call option outstanding).
While almost 400 US ETFs are optionable, most of the ETF option
activity is driven by a relatively small number of ETFs. The table on
the following page shows the average daily option volumes for the 15
most liquid ETFs in the US. The option volumes on these ETFs have
recently contributed around ~70% of the total ETF option volumes for
all US ETFs. Out of these 15 most actively traded ETF options, 4 are
based on broad equity indices (the S&P 500, Russell 2000, Dow
Jones Industrial Average, S&P 400), 4 on equity sector based indices
(NASDAQ 100, S&P 500 Energy, Financials, and Mining sectors), 3
on international benchmarks (MSCI Emerging Markets, MSCI Brazil,
MSCI EAFE), and 4 on commodities, fixed income and currency ETFs
(Gold, Silver, Euro, 20y Treasury).
Figure 2: The ratio of ETF put to call open interest is similar to
that of index options, but distinct from the ratio for stock options.
2.0
1.8 Index P/C
1.5
1.3
1.0 ETF P/C
Apr, 08 Jan, 11
0.8
0.5
Stock P/C
0.3
0.0
Mar 01 Mar 03 Feb 05 Feb 07 Jan 09 Jan 11
Source: J.P. Morgan Equity Derivatives Strategy.
7
 Special Topic 1: ETF Options
Table 1: Average daily notional option volumes for the 15 most Figure 3: Exchange Closing Average Bid-Offer Spread for S&P
liquid US ETFs ($Bn) 500 Index and SPY ETF Options (Left Axis). SPY Option Volumes
as a Percentage of S&P 500 Index Option Volumes (Right Axis).
ETF ETF Type '07 '08 '09 '10 YTD
SPY 25.5
0.8 35%
Broad/Large 8.2 14.8 12.7 19.9
SPY Option Vol. as % of
IWM Broad/Small 4.8 4.0 1.5 3.1 4.3

SPY Option Volume (% of SPX)

0.7 30%

SPY and SPX Option Spreads

SPX Option Vol.
GLD Commodity -- 0.3 1.3 2.5 3.3 0.6
25%
QQQQ Sector 3.5 3.6 2.1 2.2 2.8 0.5
EEM International 0.7 1.0 0.6 1.0 1.3 20%
0.4
DIA Broad/Large 1.1 1.6 0.7 0.8 0.7 SPX Spread
15%
SLV Commodity -- 0.0 0.0 0.2 0.6 0.3
10%
EWZ International 0.1 0.3 0.5 0.7 0.6 0.2
XLE Sector 0.5 1.0 0.4 0.3 0.5 0.1 5%
XLF Sector 0.5 1.0 0.4 0.4 0.4 0
SPY Spread
0%
GDX Sector 0.0 0.1 0.1 0.3 0.4 Jan, 05 Jul, 06 Jan, 08 Jul, 09 Jan, 11
TBT Fixed Inc. -- 0.0 0.1 0.2 0.4 Source: J.P.Morgan Equity Derivatives Strategy, Bloomberg.
FXI Currency 0.3 0.2 0.3 0.4 0.3
EFA International 0.0 0.1 0.2 0.2 0.2 In addition to simple portfolio hedging, ETF options are used in more
complex volatility trading strategies. This activity has greatly improved
MDY Broad/Mid 0.3 0.2 0.0 0.1 0.1
Source: J.P. Morgan Equity Derivatives Strategy. the liquidity and price efficiency of the Equity ETF options market. A
typical ETF volatility trading strategy is arbitrage between an ETF
More than 50% of all ETF option volumes are linked to the SPDR S&P option and options on stocks comprising the ETFs. This ‘correlation’
500 ETF Trust (SPY). SPY options were launched in January 2005, trade typically consists of selling (and delta hedging) an ETF option
and quickly became the most liquid option on an individual security. and buying (and delta hedging) options on individual ETF constituents.
SPY options were initially meant to cater to retail investors and smaller A typical ETF correlation trade consists of selling an S&P 500 Sector
institutions, given the small size of the contract relative to S&P 500 SPDR option (e.g. XLE) and buying options on its constituents (e.g.
index options (the SPY option contract is 1/10th the size of the S&P XOM, CVX, SLB, COP, etc.) in proportion to their weights in the index.
500 index option contract). Initially, the bid-offer spread (adjusted for This trade is called an ‘intrasector’ correlation trade. Another
the contract size) of both contracts were similar, and large investors correlation trade consists of selling SPY options and buying options on
steered towards S&P 500 options due to the lower commission rate the sector constituents (XLK, XLE, XLF, XLI, XLV, etc.) in proportion
(the commission for an SPY option trade is 10 times higher). However, to the sector weights in the index. This trade is called an ‘intersector’
since early 2008, bid-offer spreads for SPY options significantly correlation trade. Intrasector and Intersector correlation trades will
decreased relative to S&P 500 index options. Currently, the average tend to align the pricing of index options, sector ETF options and
bid offer of an SPY option is ~10c, while the bid offer for an S&P 500 individual stock options, and reduce the amount of supply/demand
option (adjusted for the contract size) is ~25c. Even including a larger friction between these different option markets.
commission for SPY options of ~5c, SPY options transaction costs
appear lower than those for S&P 500 options. While many investors Another innovation that came as a result of a more liquid ETF option
do not pay a full bid-offer spread when trading S&P 500 index options, market is ETF variance swaps. An ETF Variance swap is an over-the-
the cost advantage of SPY options caused a steady growth in their counter derivative that provides exposure to the realized volatility of an
volume, eating into the market share of S&P 500 options. Over the ETF. For instance, a long XLE variance swap position would profit if
past 3 years, SPY option volume has grown from ~5% to ~35% of the realized volatility of the SPDR Energy Sector ETF is higher than
S&P 500 option volume. Figure 3 shows bid-offer spreads for S&P 500 the implied variance level (or strike) traded, and will incur a loss if the
and SPY options, as well as SPY option volume as a percentage of realized volatility of XLE is lower than the strike. Broker dealers are
S&P 500 option volume. currently offering variance swaps based on the most liquid S&P 500
Sector SPDRs and some broad benchmarks (e.g. SPY or IWM).
Dealers hedge a variance swap position by trading ETF options of all
available strikes. Variance swaps can be used to express a directional
view on the volatility of a particular sector or index and are frequently
used as a tool to set up the correlation trades described above.

8
 Special Topic 2: Commodity ETFs
Introduction to Commodities-based ETFs and ETCs
The ETF industry can be credited with providing cost effective access
to alternative asset classes that had previously been impractical or
prohibitively expensive for many investors. In particular, Commodity
ETFs and Exchange Traded Commodities (ETCs), which can offer
diversification for traditional stock and bond portfolios, have been the
fastest growing segment of the ETF market over the last year. Global
assets under management have grown 50% year on year, and now
exceed US$160 billion. While the first ETC, Gold Bullion Securities,
began trading in 2003, ETFs now cover every major commodity group
and are available in short, leveraged and bundled formats. There are
100 commodity-based ETFs in the US with $107 billion AUM (up 43%
since January 2010) and 533 ETCs in Europe with $51 billion AUM
(up 60% since January 2010). The Asian commodity ETF market is
smaller with only 29 ETFs managing US$ 2 billion. A further 28
Commodity ETFs are listed in Canada and Latin America, with ~ US$
4 billion of assets. As of March 2011, around 75% of US commodity
ETF assets (~US $ 80 billion) were in metals based ETFs. The SPDR
Gold Trust (GLD) alone accounts for ~$55 billion (up from ~$40 billion
in January 2010), making it the second largest US ETF, after the
SPDR S&P 500 (SPY). Figure 5 shows the breakdown of Assets
In addition to Gold, Silver and Oil based ETFs, those with agricultural
commodity underlyings have gained greater attention. The United
Nations FAO Food Price Index that tracks the prices of 55 agricultural
commodities globally has risen 40% over the last year. Over the same
period, the total assets under management of ETFs that track the
prices of soft commodities like wheat, corn, sugar, cotton and livestock
increased ~65% to ~US$ 5 billion, though this still represents a small
proportion (~5%) of overall commodity ETF assets. Energy based
ETFs that track the prices of crude oil and natural gas currently
manage ~US$ 7 billion of assets. Broad based commodity ETFs that
invest in diversified baskets of commodities such as oil, metals, and
agricultural commodities currently manage ~12% of total commodity
ETF assets. The average expense ratios of these broad based
commodity ETFs is ~8 bps higher than the average across all
commodity ETFs. The following chart shows the evolution of the
different types of US commodity based ETFs over the past four years.
Figure 6: Growth of Commodity Based ETFs (US) - $Bn
$90 $16
Metals: [Left]
$80
Broad Commodity: [Right] $14

under management among the top Commodity ETFs. $70 Soft: [Right]
$12
Energy: [Right]
$60
Figure 4: Commodity ETFs Assets Under Management (US & $10
AUM ($B)

AUM ($B)
EMEA) - $Bn $50
$8
$120 $40
US Commodity ETFs $6
$30
$100
EMEA Commodity ETFs $4
$20

$80 $10 $2
AUM ($B)

$0 $-
$60
Jan, 07 Nov, 07 Sep, 08 Jul, 09 May, 10 Mar, 11

$40 Source: J.P. Morgan Equity Derivatives Strategy

$20 The following table shows the evolution of assets under management
in the top 10 US listed commodity ETFs over the past five years.
$0
2005 2006 2007 2008 2009 2010 2011 Table 2: Average AUM in Top US Commodity Based ETFs - $Bn
Source: J.P. Morgan Equity Derivatives Strategy. ETF Type '06 '07 '08 '09 '10 YTD
GLD Metals 7.26 11.69 18.69 33.53 48.82 54.73
Figure 5: Current AUM in Largest US Commodity ETFs - $Bn SLV Metals 6.26 1.83 2.86 4.05 6.31 10.52
Others - Softs, 2%
DBC Broad 0.47 1.03 2.02 2.77 4.50 5.53
Others - Energy,
Others - Broad,
2% 3% IAU Metals 0.76 1.07 1.74 2.28 3.59 5.16
Others - Metals, DBA Soft -- 0.43 2.02 1.99 2.23 3.35
7%
USO, 2% DJP Broad 0.21 1.77 2.89 1.38 2.22 3.02
GSG, 2% UNG Energy -- 0.21 0.74 2.75 3.01 2.37
UNG, 2%
GSG Broad 0.03 0.28 0.69 1.22 1.64 1.88
USO Energy 0.30 0.73 0.90 2.59 1.91 1.86
DJP, 3%
GLD, 52%
DBA, 3%
RJA Soft -- 0.01 0.22 0.22 0.33 0.65
Others
IAU, 5%
Metals -- 0.14 0.58 1.79 4.42 7.60
DBC, 5% Others Broad 0.06 0.24 0.48 0.65 1.17 2.11
SLV, 11% Others Soft -- 0.01 0.38 0.35 0.54 1.20
Source: J.P. Morgan Equity Derivatives Strategy Others Energy 0.01 0.15 0.43 1.87 2.43 2.69
Source: J.P. Morgan Equity Derivatives Strategy. Average AUM over year

9
 Special Topic 2: Commodity ETFs
The pace of new Commodity ETF launches has slowed. In 2008, 53
new commodity ETFs were launched, while only 15 new ETFs have
been launched over the past two years. Most of these new launches
are ETFs that track metals and energy underlyings. Among the most
recent launches, three of the largest in terms of assets under
management are: PPLT, PALL and USCI, which track the prices of
Platinum, Palladium and a diversified commodity index, respectively.
The Structure of Commodity Based ETFs
While some Commodity ETFs hold the physical commodity (common
with precious metals), lack of heterogeneity (commodities may differ in
quality, weight and type), the perishable nature of some commodities
and difficulties associated with physical delivery and storage can make
it impractical for asset managers to hold the physical asset. Therefore
the majority of Commodity ETFs hold futures or swap contracts rather
than the underlying asset. The use of futures solves many of the
problems inherent in trading physical commodities, but can create a
drag on performance.
Contango and Backwardation
Futures returns are driven by prices of the underlying asset, changes
in interest rates and carrying costs and the roll yield (roll return). The
main source of divergence between the performance of a rolling
commodity futures position and the performance of the underlying spot
price is the roll yield. To maintain exposure and avoid taking delivery
of the physical commodity, it is necessary for the ETF provider to roll
the investment by selling the near-expiry futures contract and
reinvesting the funds in a later-dated contract.
The process of rolling may lead to a boost or drag to the investment.
Positive roll yield occurs when the futures term structure is downward
sloping (Backwardation), i.e. futures prices are lower for longer
maturities than they are for shorter maturities. Rolling futures contracts
in this market condition will positively influence the fund returns as the
ETF provider sells the more expensive front contract to purchase the
longer-dated contract at a lower price. Negative roll yield occurs when
the futures term structure is upward sloping (Contango). This will
negatively affect the fund returns with a rolling futures contract
strategy, as the ETC will erode in value due to selling the cheaper
front contracts and buying the more expensive longer-dated contracts
each time the position is rolled. The shape of the futures curve
depends on several factors: interest rates, storage and transportation
costs, inventories, the interaction between demand and supply for
hedging purposes by producers and consumers of the commodity and
potentially the actions of speculators.
The simplest and most effective way to avoid the drag due to
contango is to invest in physically backed ETCs. Because these ETCs
hold the actual commodity, the returns received will be the same as
the spot price of the commodity less management fees (which include
the cost of storage). The problem, as we have highlighted above, is
that not all commodities lend themselves to physical investment. In
Europe, for example, physical ETCs are currently available on gold,
silver, platinum, palladium, copper, tin and nickel, and are expected to
be listed on aluminium, lead and zinc.
10
Another way to potentially gain exposure to certain commodities
without having to invest in futures based ETFs could be to invest in
equity based sector ETFs, or ETFs tracking the performance of certain
resource rich countries. For example, the Energy Select Sector SPDR
(XLE) that tracks the performance of companies that develop and
produce crude oil and natural gas, drilling and other energy related
services, is highly correlated to crude oil prices, due to high individual
correlation between oil prices and E&P stock price performance.
Similarly, Market vectors Russia ETF (RSX), and iShares MSCI
Canada (EWC) offer indirect exposure to oil due to the high correlation
between oil prices and the respective countries’ stock markets.
Oil ETFs
Take the case of oil. ETCs gain exposure to oil through futures due to
the high transportation and storage costs associated with trading the
physical commodity. Oil futures contracts have been in a persistent
state of contango since 2009, causing tracker products to suffer
significant negative roll yield. The United States Oil Fund (NYSE Arca:
USO) which tracks the NYMEX WTI crude futures has often been in
the spotlight as being a poor proxy for the spot price of crude oil due to
the performance drag resulting from its strategy of rolling from the first
to second month contract. The wide divergence between USO and the
NYMEX WTI crude price is primarily due to the fact that the oil futures
curve has had a steep upward slope, resulting in negative roll yield.
Figure 7: Performance of USO vs. WTI Spot
250
USO
200 WTI Crude Oil Spot
150
100
50
0
Jan'09 Apr'09 Jul'09 Oct'09 Jan'10 Apr'10 Jul'10 Oct'10 Jan'11
Source: J.P. Morgan Equity Derivatives Strategy
The following strategies are amongst those employed by Commodity
ETF providers. In some cases, more advanced rolling strategies have
been developed to minimize, mitigate, or even exploit, roll yield.
 Special Topic 2: Commodity ETFs
Investing in near month futures contracts and rolling to the next
month before expiration. As contango or backwardation is frequently Table 3: Annualized “Roll Yield” vs. WTI Beta of US listed WTI Oil
steepest at the front end of commodity forward curves, ETCs that roll Based ETFs with Trading History of at least One Year.
shorter dated maturities will generally be most sensitive to roll yield.
Roll
Funds like the United States Oil Fund (USO) that tracks WTI crude oil ETF Leverage Oil Correl. "Roll Yield" Beta
Yield/Beta
and the United States Brent Oil fund (BNO) that tracks Brent crude oil
employ this rolling front month futures strategy and have therefore DBO +1 WTI 89% -4% 0.76 -0.06
suffered due to contango in the oil futures curve. USL +1 WTI 88% -1% 0.74 -0.02
OLO +1 WTI 86% -5% 0.75 -0.06
Investing in a strip of futures contracts spanning several months.
Many ETFs invest in longer-dated futures contracts or spread USO +1 WTI 94% -16% 0.92 -0.18
exposure over a range of different maturities. For example, United OIL +1 WTI 94% -18% 0.97 -0.18
States 12-month oil ETF (USL) offers exposure to WTI Crude oil using DNO -1 WTI -94% 7% -0.92 -0.08
a strip comprising futures contracts from the next 12 months. Though SZO -1 WTI -90% 7% -0.88 -0.08
the expense ratio of USL is higher than USO, it has suffered a smaller
SCO -2 WTI -93% 3% -1.77 -0.02
performance drag from negative roll yield.
DTO -2 WTI -92% 9% -1.77 -0.05
Selecting a specific contract from amongst a strip of futures UCO +2 WTI 93% -33% 1.74 -0.19
contracts. Some ETCs adopt rule based strategies to select the most Source: J.P. Morgan Equity Derivatives Strategy. Daily Returns from March 2010 to March 2011
favorable contract while rolling over their positions. Before the contract
WTI Crude vs. Brent
being held expires, these ETFs purchase the “cheapest” contract from
Brent and WTI crude are the most widely followed oil benchmarks.
a strip of contracts to minimize the “roll yield”. The Source S&P crude
WTI, which is refined in the mid west and Gulf cost regions of the US,
oil enhanced ETC (SEWTI) for instance, chooses between the next
is sweeter and lighter than Brent which is refined in Northwest Europe.
month and six month contracts depending on the steepness of the
WTI crude oil futures have historically traded at a premium to Brent
forward oil curve. There are also some ‘Optimum Yield’ ETCs which
(the average WTI-Brent premium has been ~$1 per contract over the
use rules-based quantitative strategies to manage the process of
last ten years). However, this spread has recently reversed and
rolling futures positions in the component commodities. An ETC using
moved to an extreme discount of ~$10 due to an inventory build up in
this strategy is the Powershares DB Oil Fund (DBO).
the US and Middle East tensions affecting supplies to Europe.
Investing in a weighted average strip of long term futures. Several
Figure 8: Premium of WTI Crude Oil over Brent
ETCs invest in oil through a pre defined combination of futures
contracts spanning several months. A very recently launched oil ETC, 25

Teucrium Crude Oil Fund (CRUD) (launched on Feb 24, 2011) offers 20 Premium

exposure to crude oil by investing in a strip comprising of 35% nearest 15

1 M Moving Avg.

to spot June or December contract, 30% June or December contract

10
following it, and 35% following December futures contract.
5

ETNs Exchange Traded Notes are debt instruments that closely 0

replicate the benchmark oil indices, but hold no futures or securities. -5
They do carry issuer credit risk. Some examples are Powershares DB -10
Crude Oil ETN (OLO) and Ipath GS Crude Oil Total Return Index ETN
(OIL). -15
Current discount ~ $10.8,
-20 98th percentile (5-year)

While holding longer dated contracts may reduce ETF performance -25
drag due to negative “roll yield”, it also reduces an ETF’s sensitivity to Jan,04 Jun,05 Nov,06 Apr,08 Sep,09 Feb,11
changes in the spot oil price. An instructive metric to consider is the Source: J.P. Morgan Equity Derivatives Strategy
annualized “roll yield” drag per unit of beta delivered. Generally, one
would prefer an oil ETF that has a smaller negative “roll yield” for the
If this dislocation is fundamentally driven and the spread reverts to its
same amount of exposure to WTI (beta).
historical average, it could highlight a potential trading opportunity.
Investors may monetize this view by trading futures, or ETFs tracking
these contracts. There are a number of ETFs that track WTI oil
The following table shows the US listed ETFs (long, short, and levered
futures, including USO, WTI, DBO, USL and CRUD. BNO (United
long/short) that track the WTI crude oil spot price. The historical alpha,
States Brent Oil Fund, launched in June last year) tracks the Brent
beta, and correlation to WTI oil of each ETF are also shown.
crude futures. OILB LN is another 1 month open-ended ETC that
tracks the total return of ICE Brent oil futures.

11
 Special Topic 3: European ETF Markets
European ETF Markets Table 5: Liquidity and spreads on iShares MSCI Emerging
Since the first European ETF was launched in 2000, assets under Markets ETF
management have grown to €233Bn, spread across over 2,000 funds. 20D Avg Bid-
3M ADV
Despite the rapid growth in this market, European ETFs account for BBG Ticker RIC Exchange Ask Spread
(EUR Mn)
just ~5% of cash equity exchange volumes, compared to ~32% in the (bps)
US. The European ETF market has several idiosyncrasies which EEM US EEM NYSE 2.1 2256.0
have impacted the development of this market, leading to much lower IEEM LN IEEM.L LSE 30.5 11.3
liquidity levels of European ETFs compared to their US counterparts. IEMM NA IEEM.AS EN Amsterdam 21.8 3.1
In the following paragraphs we highlight some of the key
IQQE GY IQQE.DE Deutsche Boerse 23.7 6.7
characteristics of the European ETF markets.
IEEM SW IEEM.S SWX Europe 27.0 6.0
Fragmentation of Liquidity IDEM LN IDEM.L LSE (USD listing) 39.0 9.6
European ETFs are often listed in multiple countries in order to attract IEEM IX IEEMI.CHI Chi-X 31.3 0.1
retail investor flows, as many European investors often can only trade
IEEM EB IEEMI.BS BATS Europe 31.3 0.1
(or prefer to trade) on their domestic exchange. In the 2011 version of Source: J.P. Morgan Equity Derivatives Strategy.
our guide, we have included the major listings for each ETF on foreign
exchanges (‘cross listings’). For example, the iShares Euro Stoxx 50 MIFID: driving a mostly OTC market
ETF has listings in London (EUE LN), Italy (EUE IM), and Switzerland Trade reporting for ETFs is not required by European law, therefore
(EUNE SW), among others. Table 4 below, extracted from the EMEA the majority of ETF trades in Europe are transacted OTC, creating a
tables later in the guide, shows the main cross-listings for this fund in misrepresentation of the actual liquidity available. The European
each European currency. Commission’s Market in Financial Instruments Directive (MiFID),
introduced in 2006, omitted ETFs from its definition of shares, and
Table 4: Main cross-listings for iShares Euro STOXX 50 ETF therefore did not subject ETFs to the transparency regime. According
to estimates produced by iShares, up to two-thirds of European ETF
Total Assets Stocks in Exp. Ratio Options volumes are transacted OTC. Due to the administrative work required
Ticker ETF Name
(€M) ETF (#) (%) Available
to report ETF trade details, the vast majority of these trades go
EUE LN iShares EuroStoxx 50 € 3,185 50 0.35 N unreported. In 2010, the UK regulator, the Financial Services Authority
Main X-listings: EUE IM (EUR), EUNE SW (CHF)
(FSA) unveiled its plans to again conduct a review of the equities
Source: J.P. Morgan Equity Derivatives Strategy.
market that may lead to a further set of reforms (dubbed MiFID II).
Amongst the proposed reforms, a consolidated tape of share prices is
The widespread use of multiple exchange listings has led to a to be considered by the commission. A number of groups have also
fragmentation of liquidity for many European ETFs, as investor flows been lobbying for the reporting of ETF trades.
and market maker quotes have become dispersed across multiple
exchanges rather than being consolidated on a single order book. UCITS III
While the Deutsche Boerse and London Stock Exchange control the UCITS III provides a stamp of EU-wide approval, enabling a UCITS
largest portion of ETF trading volumes (~20% of volume), there are at compliant fund listed on one European exchange the ability to
least another 20 trading platforms across Europe where ETF trading is “passport” to and distribute in all other European member states. The
available including ‘alternative platforms’ such as Chi-X and ability to cross list in various European markets, enables a broader
Turquoise. base of investors from which to attract flow (as we mentioned above –
given European investors’ preferences to trade in home markets). In
In order to capture investor preference for trading in home markets order to comply with the UCITS III rules, European ETFs (ex Swiss
and local currencies, ETF providers in Europe offer multiple currency funds) are subject to more stringent diversification rules than those
versions of their ETFs, further dispersing liquidity. As a result of issued in the US. Under UCITS III guidelines, a fund can invest no
fragmented liquidity (and lower total volumes), European ETFs often more than 20% of its net asset value into an individual constituent.
have wider quoted bid-ask spreads for many products compared to These diversification limits therefore limit the ability of ETF providers
their US counterparts. Table 5 below shows average intraday bid-ask to issue products on commodities, currencies and sectors.
spreads for the iShares MSCI Emerging Markets ETF in the US
compared to several European listings; the volume weighted average Stamp duty
spread on European exchanges is ~14 times larger for this fund than In 2006, the UK waived the obligatory 0.5% stamp duty on ETF
its US counterpart. transactions. Transactions for the creation of ETFs encompassing
physical UK stocks remain subject to stamp duty requirements, which
are often passed along by the ETF provider.

12
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Broad Based Broad Based

Large Cap Mid Cap (continued)

SPY SPDR Trust Series 1 $95,366 500 0.10 Y MYY ProShares Short MidCap 400 $23 - 0.95 N
IVV iShares S&P 500 Index Fund $28,321 499 0.09 Y IVOO Vanguard S&P Mid-Cap 400 ETF $13 400 0.15 N
QQQ PowerShares QQQ Nasdaq 100 $25,488 100 0.20 Y MWN DirexionShares Mid Cap Bear 3x Shares $11 - 1.15 Y
VTI Vanguard Total Stock Market $19,170 3,388 0.07 Y EWRM Rydex Russell Midcap Equal Weight $7 783 0.40 N
DIA DIAMONDS Trust Series I $9,924 30 0.18 Y TRNM RBS US Midcap Trendpilot ETN $4 - - N
IWB iShares Russell 1000 $7,271 973 0.15 Y SMDD ProShares Ultrapro Short Mid400 $3 - 0.95 Y
IWV iShares Russell 3000 $3,472 2,906 0.21 Y Small Cap
OEF iShares S&P 100 $3,159 100 0.20 Y IWM iShares Russell 2000 $16,318 1,955 0.28 Y
VV Vanguard Large-Cap $3,156 758 0.12 Y IJR iShares S&P SmallCap 600 $7,460 595 0.20 Y
RSP Rydex S&P Equal Weight $3,023 500 0.40 Y VB Vanguard Small-Cap $5,075 1,723 0.14 Y
SDS ProShares UltraShort S&P500 $2,169 - 0.90 Y TZA DirexionShares Small Cap Bear 3X Shares $668 - 1.15 Y
SSO ProShares Ultra S&P500 $1,725 - 0.92 Y TNA DirexionShares Small Cap Bull 3X Shares $617 - 0.98 Y
SH ProShares Short S&P500 $1,447 - 0.92 Y SCHA Schwab US Small-Cap ETF $490 1,751 0.13 Y
VOO Vanguard S&P 500 ETF $915 500 0.06 N TWM ProShares UltraShort Russell2000 $402 - 0.95 Y
QLD ProShares Ultra QQQ $869 - 0.95 Y RWM ProShares Short Russell2000 $269 - 0.95 Y
QID ProShares UltraShort QQQ $692 - 0.95 Y UWM ProShares Ultra Russell2000 $233 - 0.95 Y
SCHB Schwab US Broad Market ETF $684 1,512 0.06 Y JKJ iShares Morningstar Small Core $189 261 0.25 N
IYY iShares DJ US Index Fund $658 1,364 0.20 Y SLY SPDR DJ Wilshire Small Cap $75 600 0.20 N
SCHX Schwab US Large-Cap ETF $515 753 0.08 Y URTY ProShares Ultrapro Russell2000 $63 - 0.95 Y
XLG Rydex Russell Top 50 ETF $378 50 0.20 N SBB ProShares Short SmallCap600 $49 - 0.95 N
DXD ProShares UltraShort Dow30 $360 - 0.95 Y SAA ProShares Ultra SmallCap600 $45 - 0.95 Y
DDM ProShares Ultra Dow30 $353 - 0.95 Y SRTY ProShares Ultrapro Short Russell2000 $35 - 0.95 Y
ISI iShares S&P 1500 $345 1,490 0.20 N VTWO Vanguard Russell 2000 $19 1,964 0.15 N
JKD iShares Morningstar Large Core $312 93 0.20 N SDD ProShares UltraShort SmallCap600 $12 - 0.95 N
MGC Vanguard Mega Cap 300 ETF $304 305 0.13 Y RTLA iPath Long Extended Russell 2000 ETN $8 - 0.50 N
SPXU ProShares UltraPro Short S&P 500 $297 - 0.95 Y RTSA iPath Short Extended Russell 2000 ETN $7 - 0.50 N
UPRO ProShares UltraPro S&P 500 $265 - 0.95 Y EWRS Rydex Russell 2000 Equal Weight $7 1,909 0.40 N
BGU DirexionShares Large Cap Bull 3X Shares $257 - 0.98 Y VIOO Vanguard S&P Small-Cap 600 ETF $6 600 0.15 N
DOG ProShares Short Dow30 $234 - 0.95 Y Micro Cap
PSQ ProShares Short QQQ $224 - 0.95 Y IWC iShares Russell Microcap $557 1,330 0.71 Y
TMW SPDR DJ Wilshire Total Market $204 1,006 0.20 N FDM First Trust DJ Select Microcap $155 209 0.60 Y
BGZ DirexionShares Large Cap Bear 3X Shares $188 - 1.15 Y PZI PowerShares Zacks Micro Cap $117 400 0.70 N
ONEQ Fidelity NASDAQ Comp. Index $186 1,999 0.30 N WMCR Wilshire Micro-Cap ETF $55 850 0.50 N
TQQQ ProShares Ultrapro QQQ $148 - 0.95 Y
NYC iShares NYSE Composite $100 1,218 0.25 N
Style
RSU Rydex 2x S&P 500 ETF $90 500 0.70 Y
QQEW First Trust NASDAQ-100 Equal Wgt. $86 100 0.60 Y Growth (Large Cap)
EQL ALPS Equal Sector Weight ETF $67 9* 0.37 N IWF iShares Russell 1000 Growth $13,746 625 0.20 Y
NY iShares NYSE 100 $67 100 0.20 N IVW iShares S&P 500 Growth $6,265 325 0.18 Y
SQQQ ProShares Ultrapro Short QQQ $61 - 0.95 Y VUG Vanguard Growth $5,534 430 0.14 Y
RSW Rydex Inverse 2x S&P 500 ETF $55 - 0.70 Y MGK Vanguard Mega Cap 300 Growth ETF $430 187 0.13 Y
ELR SPDR DJ Wilshire Large Cap $47 750 0.20 N JKE iShares Morningstar Large Growth $388 90 0.25 N
IWL iShares Russell Top 200 $41 194 0.15 N IWZ iShares Russell 3000 Growth $360 1,809 0.25 N
UDOW ProShares Ultrapro Dow30 $36 - 0.95 Y IWY iShares Russell Top 200 Growth $357 134 0.20 N
SDOW ProShares Ultrapro Short Dow $28 - 0.95 Y SCHG Schwab U.S. Large-Cap Growth $299 432 0.13 Y
QQXT First Trust Nasdaq-100 Ex-Tech $25 61 0.60 N RPG Rydex S&P 500 Pure Growth $247 126 0.35 N
BXUC Barclays ETN+long C Linked to S&P 500 $22 - T+751 N VONG Vanguard Russell 1000 Growth $218 627 0.15 N
VTHR Vanguard Russell 3000 $18 2,937 0.15 N SPYG SPDR DJ Wilshire Large Cap Growth $199 326 0.20 N
BXUB Barclays ETN+long B Linked to S&P 500 $18 - T+751 N PWB Powershares Dynamic Large Cap Growth $195 50 0.60 N
VONE Vanguard Russell 1000 $12 976 0.12 N VOOG Vanguard S&P 500 Growth ETF $37 326 0.15 N
SPGH UBS E-Tracs S&P 500 Gold Hedged ETN $12 - 0.85 N ROI WisdomTree LargeCap Growth Fund $25 289 0.38 N
UWC ProShares Ultra Russell 3000 $9 - 0.95 N UKF ProShares Ultra Russell1000 Growth $17 - 0.95 N
EWRI Rydex Russell 1000 Equal Weight ETF $8 977 0.40 N SFK ProShares UltraShort Russell1000 Growth $5 - 0.95 N
WXSP Wilshire 4500 Completion ETF $6 1,495 0.18 N Growth (Mid Cap)
WFVK Wilshire 5000 Total Market $6 1,197 0.12 N IWP iShares Russell Midcap Growth $3,463 491 0.25 Y
SFLA iPath Long Extended S&P 500 ETN $6 - 0.35 N IJK iShares S&P MidCap 400 Growth $3,278 236 0.25 Y
BXDB Barclays ETN+short B Linked to S&P 500 $5 - T-401 N VOT Vanguard Mid-Cap Growth $1,245 243 0.14 N
ROLA iPath Long Extended Russell 1000 ETN $5 - 0.50 N RFG Rydex S&P Midcap 400 Pure Growth $544 102 0.35 N
BXDC Barclays ETN+short C Linked to S&P 500 $4 - T-401 N JKH iShares Morningstar Mid Growth $206 176 0.30 N
BXDD Barclays ETN+short D Linked to S&P 500 $4 - T-401 N PWJ Powershares Dynamic Mid Cap Growth $127 75 0.63 N
ROSA iPath Short Extended Russell 1000 ETN $3 - 0.50 N MDYG SPDR DJ Mid Cap Growth $76 238 0.25 N
TWQ ProShares UltraShort Russell 3000 $3 - 0.95 N IVOG Vanguard S&P Mid-Cap 400 Growth $20 238 0.20 N
SFSA iPath Short Extended S&P 500 ETN $3 - 0.35 N UKW ProShares Ultra Russell MidCap Growth $16 - 0.95 N
EUSA iShares MSCI USA Index Fund $1 590 0.15 N SDK ProShares UltraShort Russell MCap Growth $3 - 0.95 N
Mid Cap Growth (Small Cap)
MDY Midcap SPDR Trust Series 1 $11,831 400 0.25 Y IWO iShares Russell 2000 Growth $4,083 1,255 0.25 Y
IJH iShares S&P MidCap 400 $10,692 397 0.22 Y VBK Vanguard Small-Cap Growth $2,253 989 0.14 N
IWR iShares Russell Midcap $6,444 780 0.20 Y IJT iShares S&P SmallCap 600 Growth $1,993 356 0.25 Y
VO Vanguard Mid-Cap $3,916 453 0.14 Y SLYG SPDR DJ Wilshire Small Cap Growth $182 358 0.25 N
VXF Vanguard Extended Market $1,288 3,038 0.13 N JKK iShares Morningstar Small Growth $130 225 0.30 N
JKG iShares Morningstar Mid Core $167 210 0.25 N PWT PowerShares Dynamic Small Cap Growth $37 99 0.63 Y
MVV ProShares Ultra MidCap400 $145 - 0.95 Y RZG Rydex S&P Sm Cap 600 Pure Growth $32 159 0.35 N
EMM SPDR DJ Wilshire Mid Cap $69 496 0.25 N UKK ProShares Ultra Russell2000 Growth $32 - 0.95 N
MWJ DirexionShares Mid Cap Bull 3X Shares $61 - 0.98 Y VTWG Vanguard Russell 2000 Growth $20 1,261 0.20 N
SCHM Schwab US Mid Cap ETF $38 498 0.13 N VIOG Vanguard S&P Small-Cap 600 Growth $13 358 0.20 N
UMDD ProShares Ultrapro Midcap400 $38 - 0.95 Y SKK ProShares UltraShort Russell2000 Growth $8 - 0.95 N
MZZ ProShares UltraShort MidCap400 $26 - 0.95 Y
1
Expense ratio = 91 days Treasury Bills +/- bps * ETF of ETFs

13
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Style Style

Value (Large Cap) Enhanced (Large Cap) (Continued)

IWD iShares Russell 1000 Value $11,770 665 0.20 Y FEX First Trust Large Cap Core $186 374 0.70 N
VTV Vanguard Value $4,865 417 0.14 Y FTA First Trust Large Cap Value $130 208 0.70 N
IVE iShares S&P 500 Value $4,556 339 0.18 Y FTC First Trust Large Cap Growth $115 167 0.70 N
PWV PowerShares Dynamic Lg Cap Value $410 50 0.63 N PIV PowerShares Value Line Timeliness $108 125 0.70 N
IWW iShares Russell 3000 Value $343 1,900 0.26 N FVL First Trust Value Line 100 $104 100 0.70 N
MGV Vanguard Mega Cap 300 Value ETF $336 154 0.13 Y EPS WisdomTree Earnings 500 Fund $76 499 0.28 N
JKF iShares Morningstar Large Value $226 76 0.25 N RYJ Guggenheim Raymond James SB-1 Equity $73 149 0.75 N
IWX iShares Russell Top 200 Value $222 128 0.20 N EXT WisdomTree Total Earnings Fund $54 1,182 0.28 N
SCHV Schwab U.S. Large-Cap Value $177 322 0.13 Y FDV First Trust DB Strategic Value $39 50 0.65 N
SPYV SPDR DJ Wilshire Large Cap Value $176 339 0.20 N PWO PowerShares Dynamic OTC $39 100 0.60 N
RPV Rydex S&P 500 Pure Value $86 118 0.35 N PJF PowerShares Dynamic Large Cap $34 100 0.73 N
VONV Vanguard Russell 1000 Value $18 667 0.15 N PQY PowerShares Active AlphaQ Fund $34 50 0.75 N
VOOV Vanguard S&P 500 Value ETF $15 339 0.15 N FAB First Trust MultiCap Value $30 619 0.70 N
UVG ProShares Ultra Russell1000 Value $15 - 0.95 N PIQ PowerShares Dynamic MagniQuant $27 200 0.67 N
SJF ProShares UltraShort Russell1000 Value $2 - 0.95 N EZY WisdomTree Low P/E Fund $26 295 0.38 N
GVT Grail American Beacon Large Cap Value $2 99 0.79 N XRO Guggenheim Sector Rotation $23 100 0.60 N
Value (Mid Cap) DENT Dent Tactical ETF $20 10* 1.56 N
IWS iShares Russell Midcap Value $3,449 537 0.25 Y PYH PowerShares Val Line Industry Rotation $19 46 0.76 N
IJJ iShares S&P Mid-Cap 400 Value $2,335 292 0.28 N FAD First Trust MultiCap Growth $19 495 0.70 N
VOE Vanguard Mid-Cap Value $877 263 0.14 N RWV RevenueShares Navellier Overall A-100 $10 100 0.60 N
JKI iShares Morningstar Mid Value $117 172 0.30 N WMW ELEMENTS Morningstar Wide Moat Focus TR $8 - 0.75 N
RFV Rydex S&P Midcap 400 Pure Value $56 99 0.35 N RWG RP Focused Large Cap Growth ETF $12 20 0.89 N
PWP PowerShares Mid Cap Value $41 75 0.63 N FVI First Trust Val Line Equity Allocation $7 151 0.70 N
MDYV SPDR DJ Wilshire MidCap Value $26 294 0.25 N RPX RP Growth ETF $5 57 0.89 N
UVU ProShares Ultra Russell MidCap Value $9 - 0.95 N PMA PowerShares Active Mega-Cap Portfolio $4 47 0.75 N
IVOV Vanguard S&P Mid-Cap 400 Value $3 294 0.20 N PQZ PowerShares Active Alpha Multi-Cap Fund $3 50 0.75 N
SJL ProShares UltraShort Russell MidCap Value $2 - 0.95 N DOD ELEMENTS-"Dogs of the Dow" Linked to DJ HY $3 - 0.75 N
Value (Small Cap) EEH ELEMENTS SPECTRUM ETN $1 - 0.75 N
IWN iShares Russell 2000 Value $4,709 1,285 0.41 Y BVT ELEMENTS Ben Graham Total Market Value $1 - 0.75 N
VBR Vanguard Small-Cap Value $2,045 979 0.14 Y BVL ELEMENTS Ben Graham Large Cap Value $1 - 0.75 N
IJS iShares S&P SmallCap 600 Value $1,895 426 0.25 Y Enhanced (Mid Cap)
JKL iShares Morningstar Small Value $200 226 0.30 N PRFZ PowerShares FTSE RAFI US 1500 Sm-Mid $434 1,429 0.71 N
SLYV SPDR DJ Wilshire Small Cap Value $140 431 0.25 N FNX First Trust Mid Cap Core AlphaDEX Fund $187 297 0.70 N
RZV Rydex S&P Smallcap 600 Pure Value $99 152 0.35 N RWK RevenueShares Mid Cap ETF $154 400 0.54 N
PWY PowerShares Small Cap Value $69 100 0.63 N EZM WisdomTree MidCap Earnings Fund $115 625 0.38 N
UVT ProShares Ultra Russell2000 Value $26 - 0.95 N PJG PowerShares Dynamic Mid Cap $22 150 0.73 N
SJH ProShares UltraShort Russell2000 Value $6 - 0.95 N CZA Guggenheim Mid-Cap Core $14 100 0.60 N
VIOV Vanguard S&P Small-Cap 600 Value $6 431 0.20 N Enhanced (Small Cap)
VTWV Vanguard Russell 2000 Value $6 1,291 0.20 N RWJ RevenueShares Small Cap ETF $133 600 0.54 N
Dividend EES WisdomTree SmallCap Earnings Fund $132 914 0.38 N
PFF iShares S&P US Preferred Stock $6,666 227 0.48 Y FYX First Trust Small Cap Core AlphaDEX Fund $101 445 0.70 N
DVY iShares DJ Select Dividend $5,958 100 0.40 Y PJM PowerShares Dynamic Small Cap $18 200 0.79 N
VIG Vanguard Dividend Appreciation $5,498 142 0.23 Y BSC ELEMENTS Ben Graham Small Cap Value $2 - 0.75 N
SDY SPDR Dividend ETF $5,294 60 0.35 Y Theme
PGF PowerShares Financial Preferred $1,779 43 0.72 Y CVY Guggenheim Multi Asset Income $432 140 0.60 N
VYM Vanguard High Dividend Yield ETF $1,219 438 0.20 N NFO Guggenheim Insider Sentiment $163 100 0.60 N
DLN WisdomTree LargeCap Dividend $594 300 0.28 N KLD iShares KLD Select Social SM $159 190 0.50 Y
PID PowerShares International Div. Achvrs $511 64 0.56 N DSI iShares KLD 400 SocialSM Index $151 398 0.50 Y
DWM WisdomTree DEFA Fund $464 568 0.48 N WMCR Wilshire Micro-Cap ETF $55 850 0.50 N
DTN WisdomTree Dividend Top 100 Fund $344 88 0.38 N PKW PowerShares Buyback Acheivers $39 144 0.73 N
DON WisdomTree MidCap Dividend $263 344 0.38 N GRID First Trust Nasdaq Clean Edge Smart Grid $29 36 0.70 N
DES WisdomTree SmallCap Dividend Fund $247 593 0.38 N MNA IQ ARB Merger Arbitrage ETF $23 39 0.75 N
FVD First Trust Value Line Dividend $236 164 0.70 N DEF Guggenheim Defensive $22 99 0.60 N
PFM PowerShares Dividend Achievers $217 191 0.60 N OTP Guggenheim Ocean Tomo Patent $21 292 0.60 N
PEY PowerShares High Yld Eq. Div. Achvrs $197 50 0.60 N FPX First Trust US IPO Index Fund $17 100 0.60 N
DHS WisdomTree Equity Income Fund $173 337 0.38 N JCO Jets Contrarian Opporunity Index Fund $15 114 0.58 N
DTD WisdomTree Total Dividend $171 816 0.28 N CSD Guggenheim Spin-Off $13 27 0.60 N
FDL First Trust Morningstar Div. Leaders $163 100 0.45 N CPI IndexIQ ETF Trust - IQ CPI Inflation Hedged $13 7* 0.48 N
DTH WisdomTree DEFA Equity Income Fund $133 197 0.58 N OTR Guggenheim Ocean Tomo Growth $6 60 0.60 N
PSK SPDR Wells Fargo Preferred Stock ETF $105 158 0.45 N FCV FaithShares Catholic Values Fund $3 101 0.87 N
Alpha FOC FaithShares Christian Values Fund $3 101 0.87 N
QAI IndexIQ ETF Trust IQ Hedge Multi-Strategy $137 20 0.75 N NASI Pax MSCI North America ESG Index $3 349 0.50 N
PBP PowerShares S&P 500 BuyWrite Portfolio $136 500 0.75 Y FMV FaithShares Methodist Values Fund $2 99 0.87 N
ALT iShares Diversified Alternatives Trust $119 - 0.95 N FZB FaithShares Baptist Values Fund $1 99 0.87 N
CSM ProShares Credit Suisse 130/30 $91 252 0.95 Y FKL FaithShares Lutheran Values Fund $1 100 0.87 N
CSMA Credit Suisse Merger Arbitrage $55 - 0.55 N Volatility
WDTI Wisdomtree Managed Futures Strategy $41 - 0.95 N VXX iPath S&P 500 VIX Short-Term Futures ETN $1,250 - 0.89 Y
HDGE Active Bear ETF $37 - 1.85 N VXZ iPath S&P 500 VIX Mid-Term Futures ETN $710 - 0.89 Y
CSLS CS Long/Short Liquid Index $29 - 0.45 N XIV VelocityShares Inverse VIX Short-Term $39 - 1.35 N
MCRO IQ Hedge Macro Tracker ETF $28 14 0.75 N XVIX E-Tracs Daily Long Short VIX ETN $37 - 0.85 N
GRV Mars Hill Global Relative Value $26 19 1.49 N IVO iPath Inverse Jan 2021 VIX Short Term Futures $29 - 0.89 N
BWV iPath CBOE S&P 500 BuyWrite Index ETN $17 - 0.75 N XXV iPath Inverse S&P 500 VIX Short Term Futures $29 - 0.89 N
RALS ProShares Rafi Long/Short $11 230 0.95 N TVIX VelocityShares 2X VIX Short Terrm $21 - 1.65 N
JFT Keynotes FT 130/30 Large Cap $4 - 0.95 N CVOL C-Tracks ETN Volatility Index $15 - 1.15* N
Enhanced (Large Cap) VZZ iPath LE SP500 VIX M/T Future $14 - 0.89 N
PRF PowerShares FTSE RAFI US 1000 $1,110 986 0.66 Y VIXY ProShares VIX Short-Term $11 - 0.95 Y
PDP PowerShares DWA Technical Leaders $379 100 0.71 N VIXM ProShares VIX Mid-Term Future $7 - 0.95 Y
RWL RevenueShares Large Cap ETF $221 500 0.49 Y VIIX VelocityShares VIX Short-Term $7 - 0.89 N
PWC PowerShares Dynamic Market $194 100 0.59 N
* ETF of ETFs

14
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Style Sector Funds
Volatility (continued) Energy (Continued)
ZIV VelocityShares Inv VIX Medium $6 - 1.35 N FCGS Direxion Daily Natural Gas Bear 2X $2 - 0.95 Y
TVIZ VelocityShares 2X VIX Med-Tm $5 - 1.65 N Financials
VIIZ VelocityShares VIX Med-Term $4 - 0.89 N XLF Financial SPDR $7,958 81 0.20 Y
KBE SPDR KBW Bank $2,103 24 0.35 Y
FAS DirexionShares Financial Bull 3X Shares $1,683 - 0.99 Y
Sector Funds
UYG ProShares Ultra Financials $1,378 - 0.95 Y
Consumer Discretionary FAZ Direxion Financial Bear 3X Shares $740 - 1.16 Y
XLY Consumer Discretionary SPDR $2,126 79 0.20 Y KRE SPDR KBW Regional Banking $732 50 0.35 Y
XHB SPDR Homebuilders $823 25 0.35 Y VFH Vanguard Financials $680 499 0.24 Y
XRT SPDR Retail $608 64 0.35 Y IYF iShares DJ US Financials $560 257 0.48 Y
FXD First Trust C Disc AlphaDEX Fund $509 123 0.70 N FXO First Trust Financial AlphaDEX Fund $447 151 0.70 Y
ITB iShares DJ US Home Construction $493 27 0.47 Y PSP PowerShares Listed Private Equity $376 61 0.71 N
VCR Vanguard Consumer Discretionary $386 373 0.24 N SKF ProShares UltraShort Financials $316 - 0.95 Y
RTH Retail HOLDRs Trust $290 18 -1 Y IYG iShares DJ US Financial Services $252 117 0.48 Y
IYC iShares DJ US Consumer Services $212 193 0.48 N KIE SPDR KBW Insurance ETF $230 24 0.35 Y
BJK Market Vectors Gaming ETF $131 54 0.66 N IAI iShares DJ US Broker Dealers $212 23 0.48 Y
PBS PowerShares Media $126 30 0.63 N IAT iShares DJ US Regional Banks $150 65 0.48 Y
PEJ PowerShares Leisure & Entertainment $78 30 0.63 N RKH Regional Bank HOLDRs Trust $108 17 -1 Y
PSCD PowerShares S&P Smallcap Cons. Discretionary $52 108 0.29 N IAK iShares DJ US Insurance $101 60 0.47 N
RCD Rydex S&P Equal Wgt C. Discretion $24 79 0.50 N SEF ProShares Short Financials $88 - 0.95 Y
SCC ProShares UltraShort C. Services $21 - 0.95 N KCE SPDR KBW Capital Markets ETF $83 24 0.35 Y
PEZ PowerShares Dynamic C. Disc. $19 60 0.70 N PSCF PowerShares S&P SmallCap Financial $62 102 0.29 N
PMR PowerShares Retail $12 30 0.63 N PJB PowerShares Dynamic Banking Portfolio $43 30 0.66 N
UCC ProShares Ultra Consumer Services $12 - 0.95 N RYF Rydex S&P Equal Wgt Financial $24 81 0.50 N
RETL Direxion Daily Retail Bull $6 - 0.95 N KRS ProShares Short KBW Regional Banks $23 - 0.95 N
RETS Direxion Daily Retail Bear $3 - 0.95 N RWW RevenueShares Financials Sector Fund $22 81 0.49 N
Consumer Staples PFI PowerShares Dynamic Financial Sector $21 60 0.72 N
XLP Consumer Staples SPDR $3,032 41 0.20 Y PIC PowerShares Insurance $16 30 0.63 N
VDC Vanguard Consumer Staples $616 109 0.24 N QABA First Trust NASDAQ ABA Community Bank $14 99 0.60 N
IYK iShares DJ US Consumer Goods $298 126 0.48 N KBWD PowerShares KBW High Dividend Financials $10 38 0.35 N
PBJ PowerShares Food & Beverage $72 30 0.63 N KRU ProShares Ultra KBW Regional Banks $8 - 0.95 N
FXG First Trust C. Staples AlphaDEX Fund $41 39 0.70 N KBWP PowerShares KBW Prop. & Casualty Insurance $3 24 0.35 N
PSL PowerShares Dynamic C. Staples $38 60 0.69 N Health Care
UGE ProShares Ultra Consumer Goods $16 - 0.95 N XLV Health Care SPDR $2,625 51 0.20 Y
RHS Rydex S&P Equal Wgt C. Staples $15 41 0.50 N IBB iShares Nasdaq Biotechnology $1,359 128 0.48 Y
PSCC PowerShares S&P SmallCap Consumer Staples $13 20 0.29 N VHT Vanguard Health Care $664 294 0.24 N
SZK ProShares UltraShort Consumer Goods $8 - 0.95 N IYH iShares DJ US Healthcare $588 124 0.48 Y
Energy PPH Pharmaceutical HOLDRs Trust $541 15 -1 Y
XLE Energy SPDR $10,950 41 0.20 Y XBI SPDR Biotech $429 30 0.35 Y
OIH Oil Service HOLDRs Trust $3,171 14 -1 Y IHI iShares DJ US Medical Devices $392 40 0.47 Y
AMJ JPMorgan Alerian MLP Index ETN $2,583 - 0.85 Y BBH Biotech HOLDRs Trust $249 12 -1 Y
VDE Vanguard Energy $2,081 159 0.24 Y FBT First Trust AMEX Biotech Index $216 20 0.60 Y
XOP SPDR Oil & Gas Exp. & Prod. $1,431 37 0.35 Y XPH SPDR Pharmaceuticals $211 24 0.35 N
IYE iShares DJ US Energy $1,147 91 0.48 Y PBE PowerShares Biotech & Genome $195 30 0.63 N
AMLP Alerian MLP ETF $799 25 0.85 Y IHF iShares DJ US Health Care Providers $159 48 0.47 Y
IEZ iShares DJ US Oil Equipment & Srvcs $653 43 0.47 Y IHE iShares DJ US Pharmaceuticals $155 36 0.47 N
IEO iShares DJ US Oil & Gas Exp. & Prod. $572 59 0.48 Y PJP PowerShares Pharmaceuticals $84 30 0.63 N
XES SPDR Oil & Gas Equipment and Srvcs $571 25 0.35 Y FXH First Trust Health Care AlphaDEX Fund $82 75 0.70 N
PBW PowerShares WilderHill Clean Energy $555 57 0.67 Y PSCH PowerShares S&P SmallCap Health Care $62 74 0.29 N
DIG ProShares Ultra Oil & Gas $541 - 0.95 Y PTH PowerShares Dynamic Healthcare Sector $54 60 0.66 N
FCG First Trust ISE-Revere Nat Gas Index Fund $478 31 0.60 Y RYH Rydex S&P Equal Wgt Healthcare $50 51 0.50 N
ERX DirexionShares Energy Bull 3X Shares $411 - 0.98 Y RXL ProShares Ultra Health Care $34 - 0.95 N
NLR Market Vectors Nuclear Energy $297 23 0.62 N XHE Spdr S&P Health Care Equipment $8 58 0.35 N
PXJ PowerShares Oil & Gas Services $273 30 0.62 Y BIB ProShares Ultra Nasdaq Biotech $6 - 0.95 N
MLPI E-Tracs Alerian Infrastructure $193 - 0.85 N RXD ProShares UltraShort Health Care $4 - 0.95 N
ENY Guggenheim Canadian Energy Income $162 36 0.65 N BIS ProShares UltraShort Nasdaq Biotech $2 - 0.95 N
PXI PowerShares Dynamic Energy $161 60 0.68 N Industrials
FXN First Trust Energy AlphaDEX Fund $154 56 0.70 N XLI Industrials SPDR $3,867 58 0.20 Y
PZD PowerShares Cleantech $152 71 0.69 N PHO PowerShares Water Resources $1,241 32 0.63 Y
MLPN Credit Suisse Cushing 30 MLP $127 - 0.85 Y VIS Vanguard Industrials $558 366 0.24 N
PSCE PowerShares S&P Small Cap Energy $116 22 0.29 N IYT iShares DJ US Transportation $526 20 0.47 Y
PXE PowerShares Energy E&P $108 30 0.63 N IYJ iShares DJ US Industrials $500 245 0.47 N
GNR Spdr S&P Global Natural Resources $106 91 0.40 N ITA iShares DJ US Aerospace & Defense $157 32 0.47 N
MLPL E-Tracs UBS 2X Leveraged Long ETA $74 - 0.85 N PPA PowerShares Aerospace & Defense $115 56 0.66 N
DUG ProShares UltraShort Oil & Gas $72 - 0.95 Y PRN PowerShares Dynamic Industrials Sector $76 60 0.68 N
PUW PowerShares WilderHill Prog. Energy $70 53 0.73 N FIW First Trust ISE Water Index Fund $62 37 0.60 Y
ERY Direxion Energy Bear 3X Shares $54 - 1.11 Y UXI ProShares Ultra Industrials $59 - 0.95 Y
RYE Rydex S&P Equal Wgt Energy $40 41 0.50 N RGI Rydex S&P Equal Wgt Industrial $54 58 0.50 N
KWT Market Vectors Solar Energy $40 31 0.66 Y FXR First Trust Industrials AlphaDEX Fund $51 100 0.70 N
QCLN First Trust Nasdaq Clean Edge Green Energy $39 51 0.60 N PKB PowerShares Building & Construction $47 30 0.63 N
WCAT Jefferies Tr/J CRB Wildcatters Exploration $29 62 0.65 N PSCI PowerShares S&P SmallCap Industrial $37 90 0.29 N
PWND PowerShares NASDAQ OMX Clean $26 32 0.75 N FAA Guggenheim Airline ETF $35 23 0.65 Y
MLPW E-Tracs Wells Fargo MLP Index $22 - 0.85 N EVX Market Vectors Environmental Srvcs $31 21 0.56 N
MLPG UBS E-Tracs Alerian Natural Gas MLP Index $12 - 0.85 N SIJ ProShares UltraShort Industrials $8 - 0.95 Y
MLPS E-Tracs UBS 1xMonthly Short MLP ETAS $8 - 0.85 N XTN SPDR S&P Transportation ETF $8 40 0.35 N
DDG ProShares Short Oil & Gas $8 - 0.95 N FLYX Direxion Airline Shares $4 - 0.55 N
FCGL Direxion Daily Natural Gas Bull 2X $8 - 0.95 Y
1
The Bank of New York, as trustee and as custodian, charges a quarterly custody fee of $2.00 for each round-lot of 100 HOLDRs, deducted from any cash dividend or other cash distibutions on underlying securities received by the trust. With repect to
the aggregate custody fee payable in any calendar year for each HOLDR, the trustee will waive portion of the fee which exceeds the total cash dividends and other cash distributions received, or to be received, and payable with respect to such calendar year.

15
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Sector Funds Sector Funds

Materials Technology (continued)

GDX Market Vectors Gold Miners ETF $6,866 30 0.53 Y PNQI PowerShares NASDAQ Internet Portfolio $39 56 0.60 N
MOO Market Vectors Agribusiness ETF $3,815 46 0.56 Y IAH Internet Architecture HOLDRs Trust $32 14 -1 N
XLB Materials SPDR $2,706 30 0.20 Y SSG ProShares UltraShort Semiconductors $19 - 0.95 Y
IGE iShares S&P NA Natural Resources $2,389 145 0.48 Y WMH Wireless HOLDRs Trust $17 17 -1 N
GDXJ Market Vectors Junior Gold Miners ETF $2,350 60 0.59 Y SOXS Direxion Daily Semiconductor 3X Short $16 - 0.95 Y
XME SPDR Metals & Mining $1,247 26 0.35 Y FONE First Trust CEA Smartphone $15 73 0.70 N
IYM iShares DJ US Basic Materials $1,217 67 0.47 Y REW ProShares UltraShort Technology $14 - 0.95 Y
VAW Vanguard Materials $686 135 0.24 Y BDH Broadband HOLDRs Trust $14 17 -1 N
FXZ First Trust Materials AlphaDEX Fund $551 53 0.70 N BHH B2B Internet HOLDRs Trust $13 2 -1 N
SIL Global X Silver Miners ETF $486 25 0.65 Y IIH Internet Infrastructure HOLDRs Trust $12 8 -1 N
REMX Market Vectors Rare Earth $427 25 0.57 Y Telecom
UYM ProShares Ultra Basic Materials $380 - 0.95 Y IYZ iShares DJ US Telecom $634 31 0.48 Y
SLX Market Vectors Steel $262 26 0.56 Y VOX Vanguard Telecom Services $324 38 0.24 N
URA Global X Uranium ETF $218 23 0.69 Y TTH Telecom HOLDRs Trust $130 12 -1 Y
LIT Global X Lithium ETF $191 20 0.75 Y XTL SPDR S&P Telecom ETF $13 61 0.35 N
CU First Trust ISE Global Copper $128 30 0.70 Y LTL ProShares Ultra Telecommunications $8 - 0.95 N
COPX Global X Copper Miners ETF $106 30 0.65 Y TLL ProShares UltraShort Telecommunications $3 - 0.95 N
PYZ PowerShares Dynamic Basic Materials $82 60 0.68 N Utilities
SMN ProShares UltraShort Basic Materials $74 - 0.95 Y XLU Utilities SPDR $3,695 34 0.20 Y
RTM Rydex S&P Equal Wgt Materials $46 30 0.50 N VPU Vanguard Utilities $681 87 0.24 N
PLTM First Trust ISE Global Platinum $34 25 0.70 Y IDU iShares DJ US Utilities $521 73 0.48 Y
GLDX Global X Gold Explorers ETF $24 30 0.65 Y UTH Utilities HOLDRs Trust $57 18 -1 Y
NUGT Direxion Gold Miners Bull 2X $13 - 0.95 Y FXU First Trust Utilities AlphaDEX Fund $47 54 0.70 N
DUST Direxion Gold Miners Bear 2X $6 - 0.95 Y PSCU PowerShares S&P Smallcap Utilities $46 22 0.29 N
ALUM Global X Aluminum ETF $5 22 0.69 N PUI PowerShares Utilities $45 60 0.63 N
SBM ProShares Short Basic Materials $4 - 0.95 N RYU Rydex S&P Equal Wgt Utilities $23 43 0.50 N
PSCM PowerShares S&P SmallCap Materials $3 31 0.29 N UPW ProShares Ultra Utilities $20 - 0.95 N
Real Estate SDP ProShares UltraShort Utilities $5 - 0.95 N
VNQ Vanguard REIT $8,690 103 0.13 Y
IYR iShares DJ US Real Estate $3,356 77 0.47 Y
Asset Allocation Funds
ICF iShares Cohen & Steers Realty Maj. $2,458 29 0.35 Y
RWR SPDR DJ REIT $1,548 82 0.25 Y PCEF PowerShares CEF Income Composite $195 113 0.50 Y
URE ProShares Ultra Real Estate $534 - 0.95 Y AOR iShares S&P Growth Allocation Fund $102 10 0.32 N
SRS ProShares UltraShort Real Estate $212 - 0.95 Y AOM iShares S&P Moderate Allocation Fund $84 10 0.31 N
REM iShares FTSE NAREIT Mortgage Plus $127 50 0.48 N AOA iShares S&P Aggressive Allocation Fund $74 9* 0.35 N
DRW WisdomTree International Real Estate $123 151 0.58 N AOK iShares S&P Conservative Allocation Fund $47 10 0.30 N
DRN Direxion Daily Real Estate Bull 3x Shares $120 - 0.98 Y TDH TDAX Independence 2020 ETF $42 450 0.65 N
VNQI Vanguard Global Ex-US Real Estate $96 423 0.35 N TDV TDAX Independence 2040 ETF $34 465 0.65 N
REZ iShares FTSE NAREIT Residential $85 34 0.48 N TDN TDAX Independence 2030 ETF $34 467 0.65 N
FRI First Trust S&P REIT $76 111 0.50 N PAO PowerShares RF Tactical Balanced Growth $23 32 0.25 N
SCHH Schwab US REIT ETF $66 83 0.13 N VQT Barclays ETN+ Dyn Veqtortm $20 - 0.95 N
FTY iShares FTSE NAREIT Real Estate 50 $62 49 0.48 N PCA PowerShares RF Tactical Bal Growth Income $19 29 0.25 N
DRV Direxion Daily Real Estate Bear 3x Shares $45 - 1.13 Y TDX TDAX Independence In-Target ETF $15 425 0.65 N
PSR PowerShares Active U.S. Real Estate Fund $17 48 0.80 N TRND Rbs US Large Cap Trendpilot $14 - 0.50 N
RTL iShares FTSE NAREIT Retail $15 26 0.48 N TDD TDAX Independence 2010 ETF $14 378 0.65 N
REK ProShares Short Real Estate $15 - 0.95 N TZG iShares S&P Target Date 2020 Index Fund $14 9* 0.29 N
FIO iShares FTSE NAREIT Industrial/Office $14 30 0.48 N TZV iShares S&P Target Date 2040 Index Fund $12 8* 0.30 N
WREI Wilshire US REIT ETF $11 94 0.32 N TZL iShares S&P Target Date 2030 Index Fund $12 9* 0.30 N
KBWY PowerShares KBW Premium Yield REIT $4 30 0.35 N TZI iShares S&P Target Date 2025 Index Fund $12 9* 0.29 N
Technology TZE iShares S&P Target Date 2015 Index Fund $12 9* 0.29 N
XLK Technology SPDR $7,021 85 0.20 Y PTO PowerShares Ibbotson Alt. Completion $9 16* 0.25 N
VGT Vanguard Information Technology $1,817 421 0.24 Y FOL FactorShares 2X: Oil-S&P500 $8 - 0.75 N
IYW iShares DJ US Technology $1,677 166 0.47 Y TGR iShares S&P Target Date Retirement Income Index $6 9* 0.29 N
SMH Semiconductor HOLDRs Trust $745 18 -1 Y TZO iShares S&P Target Date 2035 Index Fund $5 9* 0.29 N
FDN First Trust DJ Internet $699 41 0.60 Y FSU FactorShares 2X: S&P500-USD $5 - 0.75 N
QTEC First Trust NASDAQ-100 Tech $585 40 0.60 Y FSE FactorShares 2X: S&P500-Treasure Bond $5 - 0.75 N
IGV iShares S&P NA Software $526 53 0.48 N FSG FactorShares 2X: Gold-S&P500 $5 - 0.75 N
IGM iShares S&P NA Technology $492 258 0.48 N FSA FactorShares 2X: Treasure Bond-S&P500 $5 - 0.75 N
IGN iShares S&P NA Networking $314 34 0.48 N TZD iShares S&P Target Date 2010 Index Fund $5 9* 0.29 N
SOXX iShares S&P NA Semiconductor $264 30 0.48 Y TBAR RBS Gold Trendpilot ETN $4 - - N
TYH DirexionShares Technology Bull 3X Shares $234 - 0.98 Y GCE Claymore CEF GS Connect ETN $4 - 0.95 N
MTK SPDR Morgan Stanley Technology $231 35 0.50 N
PXQ PowerShares Networking $202 30 0.63 Y
International
XSD SPDR S&P Semiconductor $186 27 0.35 Y
FXL First Trust Technology AlphaDEX $178 86 0.70 N Global
ROM ProShares Ultra Technology $149 - 0.95 Y EFA iShares MSCI EAFE $39,478 921 0.35 Y
RYT Rydex S&P Equal Wgt Technology $132 76 0.50 N VEU Vanguard FTSE All-World ex-US ETF $7,418 2,278 0.25 Y
HHH Internet HOLDRs Trust $123 13 -1 Y VEA Vanguard Europe Pacific ETF $6,096 946 0.15 Y
SOXL Direxion Daily Semiconductor Bull 3X $98 - 0.95 Y ACWI iShares MSCI ACWI Index Fund $1,912 968 0.35 N
PSCT PowerShares S&P SmallCap Info Tech $88 131 0.29 N SCZ iShares MSCI EAFE Small Cap Index Fund $1,521 1,182 0.40 Y
SWH Software HOLDRs Trust $81 13 -1 Y EFV iShares MSCI EAFE Value Index $1,514 504 0.40 Y
USD ProShares Ultra Semiconductors $73 - 0.95 Y EFG iShares MSCI EAFE Growth $1,438 564 0.40 Y
PSJ PowerShares Software $73 30 0.63 N IOO iShares S&P Global 100 $1,132 106 0.40 N
PSI PowerShares Semiconductors $51 30 0.63 N VT Vanguard Total World Stock Index Fund $940 2,883 0.30 N
PTF PowerShares Dynamic Technology Sector $48 60 0.68 N GWX SPDR S&P International Small Cap ETF $931 660 0.59 N
PXN PowerShares Lux Nanotech $45 22 0.70 N VSS Vanguard FTSE All World ex-US Sm-Cap $862 2,693 0.40 N
TYP DirexionShares Technology Bear 3X Shares $44 - 1.14 Y ACWX iShares MSCI ACWI ex US Index Fund $823 835 0.35 N
* ETF of ETFs

16
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
International International

Global (continued) Regional (continued)

TOK iShares MSCI Kokusai Index Fund $662 1,204 0.25 N DND WisdomTree Pacific ex-Japan Dividend $87 117 0.48 N
SCHF Schwab International Equity ETF $576 883 0.13 Y DNH WisdomTree Pacific ex-Japan Equity Income $80 67 0.58 N
DLS WisdomTree Int'ntl SmallCap Dividend $477 483 0.58 N DEW WisdomTree Europe Equity Income $76 446 0.58 N
CWI SPDR MSCI ACWI ex-US $473 563 0.34 N PAF PowerShares FTSE RAFI Asia Pac. ex-Japan $61 175 0.80 N
IDV iShares Dow Jones EPAC Select Dividend $436 95 0.50 N ADRA BLDRS Asia 50 ADR $48 50 0.30 N
DWX SPDR S&P International Dividend ETF $390 98 0.45 N LBJ Direxion Daily Latin America Bull 3X $45 - 0.94 N
PXF PowerShares FTSE RAFI DM ex-US $257 830 0.75 N FEU SPDR DJ STOXX 50 $42 50 0.29 N
DOL WisdomTree Int'ntl LargeCap Dividend $165 150 0.48 N EPV ProShares UltraShort MSCI Europe $41 - 0.95 Y
DIM WisdomTree Int'ntl MidCap Dividend $158 343 0.58 N EET ProShares Ultra MSCI Emerging Markets $35 - 0.97 Y
DOO WisdomTree Int'ntl Dividend Top 100 $149 90 0.58 N ESR iShares MSCI Emerging Mkts East Europe $32 57 0.69 N
PIZ PowerShares DWA DM Technical Leaders $148 100 0.80 N EEG Emerging Global Shares DJ Emerging Markets $30 85 0.75 N
SCHC Schwab Intl Small-Cap Equity $147 918 0.35 Y GXF Global X FTSE Nordic 30 ETF $30 30 0.50 N
GWL SPDR S&P World ex-US $147 608 0.34 N DFE WisdomTree Europe SmallCap Div $29 246 0.58 N
DGT SPDR DJ Global Titans $139 50 0.50 N LATM Market Vectors Latin America Small Cap Index $27 106 0.63 N
FGD First Trust DJ Global Select Dividend $98 101 0.60 N IFAS iShares FTSE EPRA/NAREIT Asia $25 73 0.48 N
GTAA Cambria Global Tactical ETF $84 77 0.99 N EEO DJ Emerging Markets Energy $23 24 0.85 N
ADRD BLDRS Developed Markets 100 ADR $82 100 0.30 N PMNA PowerShares MENA Frontier Countries $23 39 0.95 N
EFZ ProShares Short MSCI EAFE $78 - 0.95 N MES Market Vectors Gulf States ETF $22 40 0.99 N
RTR RevenueShares ADR Fund $66 170 0.49 N ADRU BLDRS Europe 100 ADR $21 87 0.30 N
VXUS Vanguard Total Intl Stock ETF $56 6,547 0.20 N GULF WisdomTree Middle East Dividend Fund $19 51 0.88 N
IFSM iShares FTSE Developed SC ex-North Am $48 775 0.51 N EMFN iShares MSCI EM Financial Sector Index Fund $13 87 0.69 N
MDD SPDR S&P International Mid Cap ETF $43 465 0.45 N IFNA iShares FTSE EPRA/NAREIT North America $13 123 0.48 N
LVL Guggenheim S&P Global Dividend $36 98 0.60 N EMMT iShares MSCI EM Materials Sector Index Fund $12 60 0.69 N
PFA PowerShares Dynamic Developed Intl Opp $33 229 0.75 N EWEM Rydex MSCI Emerging Market Equal Weight $12 569 0.70 N
DZK DirexionShares Developed Markets Bull 3X $32 - 1.01 Y FDD First Trust DJ STOXX Select Div 30 $11 31 0.60 N
HEDJ WisdomTree International Hedged $22 477 0.58 N IFEU iShares FTSE EPRA/NAREIT Europe $11 79 0.48 N
EWEF Rydex MSCI EAFE Equal Weight $18 839 0.55 N EUFN iShares MSCI Europe Financial Sector Index $10 100 0.48 N
ONEF One Funds $15 5* 0.51 N EDIV SPDR S&P Emerging Markets Dividend $8 102 0.59 N
EFU ProShares UltraShort MSCI EAFE $14 - 0.95 Y AND Global X FTSE Andean 40 ETF $6 40 0.72 N
MKH Market 2000 HOLDRs Trust $13 54 - N EKH Europe 2001 HOLDRs Trust $5 31 - N
DPK DirexionShares Developed Markets Bear 3X $12 - 1.13 Y EMSA iPath Short Enhanced MSCI EM Index ETN $5 - 0.80 N
XGC Guggenheim International Small Cap LDRs $11 82 0.45 N BRIL Direxion Daily BRIC BULL 2X Shares $4 - 0.95 N
EFO ProShares Ultra MSCI EAFE $9 - 0.95 N EMLB iPath Long Enhanced MSCI EM Index ETN $4 - 0.80 N
AADR WCM BNY Mellon Focused Growth $8 23 1.25 N UPV ProShares Ultra MSCI Europe $4 - 0.95 N
MFLA iPath Long Enhanced MSCI EAFE Index ETN $5 - 0.80 N UXJ ProShares Ultra MSCI Pacific $4 - 0.95 N
EWAC Rydex MSCI All Country World $4 628 0.60 N LHB Direxion Daily Latin America Bear 3X Shares $4 - 0.95 N
GWO ELEMENTS Linked to the CS Global Warming $3 - 0.75 N EEN Guggenheim EW Euro-Pacific LDRs $3 112 0.35 N
MFSA iPath Se MSCI EAFE Index ETN $3 - 0.80 N FEFN iShares MSCI Far East Financial Sector Index $3 85 0.48 N
Regional BRIS Direxion Daily Bric Bear 2X Shares $3 - 0.95 N
VWO Vanguard Emerging Markets $43,195 890 0.27 Y JPX ProShares UltraShort MSCI Pacific ex-Japan $3 - 0.95 N
EEM iShares MSCI Emerging Markets $36,637 763 0.69 Y EAPS Pax MSCI EAFE ESG Index ETF $3 138 0.55 N
EPP iShares MSCI Pacific ex-Japan $3,996 149 0.50 Y EMVX Global X EM Value $3 82 0.69 N
VGK Vanguard European $3,200 385 0.16 Y EMGX Global X EM Growth $2 142 0.69 N
ILF iShares S&P Latin America 40 $2,663 33 0.50 Y ASEA Global X Asean 40 ETF $2 40 0.65 N
AAXJ iShares MSCI All Country Asia ex Japan $1,954 219 0.69 Y GULFX Barclays Middle East Non-ETN - - - N
VPL Vanguard Pacific $1,636 396 0.16 N Country
IEV iShares S&P Europe 350 $1,332 346 0.60 Y EWZ iShares MSCI Brazil $12,756 81 0.61 Y
DEM WisdomTree Emerging Mrkt High-Yield $1,225 280 0.63 N FXI iShares FTSE/Xinhua China 25 $6,909 25 0.72 Y
BKF iShares MSCI BRIC Index Fund $1,174 214 0.69 Y EWJ iShares MSCI Japan $6,219 318 0.54 Y
DGS WisdomTree EM SmallCap Dividend $895 470 0.63 N EWC iShares MSCI Canada $5,808 99 0.53 Y
EZU iShares MSCI EMU $819 264 0.54 Y EWY iShares MSCI South Korea $4,270 100 0.61 Y
GMF SPDR S&P Emerging Asia Pacific $759 260 0.59 N EWT iShares MSCI Taiwan $3,420 119 0.71 Y
EEB Guggenheim BRIC $757 90 0.60 Y RSX Market Vectors Russia ETF $3,290 43 0.62 Y
EWX SPDR S&P Emerging Small Cap ETF $655 726 0.65 N EWA iShares MSCI Australia $3,154 72 0.53 Y
ADRE BLDRS Emerging Markets 50 ADR $625 50 0.30 N EWG iShares MSCI Germany $2,652 53 0.53 Y
BIK SPDR S&P BRIC 40 $531 40 0.50 N EWH iShares MSCI Hong Kong $2,004 41 0.53 Y
PXH PowerShares FTSE RAFI EM $523 264 0.85 N EWS iShares MSCI Singapore $1,894 31 0.53 Y
EDC DirexionShares Emerging Markets Bull 3X $381 - 1.02 Y EWW iShares MSCI Mexico $1,485 45 0.53 Y
SCHE Schwab Emerging Markets Equity $313 512 0.25 Y EWU iShares MSCI United Kingdom $1,377 106 0.53 Y
PIE PowerShares DWA EM Technical Leaders $309 104 0.90 N EPI WisdomTree India Earnings Fund $1,376 141 0.88 Y
GML SPDR S&P Emerging Latin America $275 109 0.59 N BRF Market Vectors Brazil Small-Cap ETF $928 62 0.65 Y
EUM ProShares Short MSCI Emerging Markets $254 - 0.95 N EWM iShares MSCI Malaysia $924 40 0.53 Y
GMM SPDR S&P Emerging Markets $237 563 0.59 N ECH iShares MSCI Chile $877 34 0.61 Y
GUR SPDR S&P Emerging Europe $236 82 0.59 Y INP iPath MSCI India ETN $795 - 0.89 Y
AIA iShares S&P Asia 50 $229 48 0.52 N GXC SPDR S&P China $680 138 0.59 Y
PXR PowerShares EM Infrastructure $202 76 0.75 N EWD iShares MSCI Sweden $676 32 0.53 N
BICK First Trust Bick Index Fund $196 87 0.64 N EPU iShares MSCI All Peru Capped Index Fund $671 26 0.62 Y
FRN Guggenheim Frontier Markets ETF $190 43 0.65 N EZA iShares MSCI South Africa $610 47 0.61 Y
EEV ProShares UltraShort MSCI EM $178 - 0.95 Y THD iShares MSCI Thailand $574 85 0.62 N
ECON Egshares Dow Jones Emerging Markets $174 30 0.85 N TUR iShares MSCI Turkey $508 94 0.61 N
FEZ SPDR DJ EURO STOXX 50 $172 50 0.29 Y PIN PowerShares India Portfolio $506 52 0.78 Y
FNI First Trust ISE Chindia Index Fund $165 50 0.60 Y EWL iShares MSCI Switzerland $504 37 0.53 N
GAF SPDR S&P Emrg. Middle East & Africa $152 131 0.59 N PGJ PowerShares Golden Dragon China $449 214 0.69 Y
EMIF iShares S&P Emerg Mkts Infrastructure $125 26 0.75 N IDX Market Vectors Indonesia $410 33 0.68 N
PDN PowerShares FTSE RAFI Dev Mkts ex-US $121 1,142 0.75 N HAO Guggenheim China Small Cap ETF $376 201 0.70 Y
AFK Market Vectors Africa Index ETF $117 50 0.84 N EWQ iShares MSCI France $317 76 0.54 N
EDZ DirexionShares Emerging Markets Bear 3X $117 - 1.09 Y EWP iShares MSCI Spain $300 28 0.54 Y
* ETF of ETFs

17
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
International International

Country (continued) Sector (continued)

VNM Market Vectors Vietnam ETF $272 31 0.76 N JXI iShares S&P Global Utilities $268 76 0.48 N
DXJ WisdomTree Japan Dividend $253 252 0.48 N HAP Market Vectors Hard Assets Producers ETF $246 328 0.65 Y
FXP ProShares UltraShort FTSE/Xinhua China 25 $221 - 0.95 Y RWO SPDR DJ Wilshire Global Real Estate $245 201 0.50 N
EIDO iShares MSCI Indonesia Investible Market $218 62 0.61 N EXI iShares S&P Global Industrials $237 176 0.48 N
EWO iShares MSCI Austria $207 29 0.54 N CGW Guggenheim S&P Global Water Index ETF $236 49 0.65 N
EWN iShares MSCI Netherlands $196 54 0.53 N WOOD iShares S&P Global Timber & Forestry Idx $226 23 0.48 N
INDY iShares S&P India Nifty 50 Index Fund $178 49 0.89 Y CUT Guggenheim Global Timber $185 27 0.65 N
CHIQ Global X China Consumer ETF $160 40 0.65 Y TAN Guggenheim Global Solar Energy $179 34 0.65 Y
RBL SPDR S&P Russia ETF $147 37 0.59 N PBD PowerShares Global Clean Energy Portfolio $150 98 0.75 N
EWI iShares MSCI Italy $147 30 0.54 Y WPS iShares S&P Dev ex-U.S. Property $144 273 0.48 N
DFJ WisdomTree Japan SmallCap Div $144 315 0.58 N GEX Market Vectors Global Alternative Energy $142 30 0.62 Y
GXG Global X/InterBolsa FSTE Colombia 20 $135 21 0.86 N RXI iShares S&P Global C. Discretion $140 161 0.48 N
CNDA IQ Canada Small Cap ETF $128 99 0.69 N CRBQ Jefferies TR/J CRB Global Commodity $138 151 0.65 Y
EIS iShares MSCI Israel $122 80 0.61 N PAGG PowerShares Global Agriculture Portfolio $118 40 0.75 N
EPOL iShares MSCI Poland Investible Market $118 60 0.61 N GRES IndexIQ ETF Trust - IQ ARB Glbl Resources $76 152 0.75 N
ITF iShares S&P/TOPIX 150 $105 149 0.50 N FFR First Trust FTSE EPRA/NAREIT Gl. R.Estate $69 283 0.60 N
YAO Guggenheim China All-Cap ETF $91 192 0.70 Y PSAU PowerShares Global Gold and Precious Metals $65 68 0.75 N
JSC SPDR Russ/Nomura SmCap Japan $85 396 0.55 N ICLN iShares S&P Global Clean Energy $58 30 0.48 N
ERUS iShares MSCI Russia Capped Index $82 29 0.65 N FAN First Trust Global Wind Energy ETF $53 59 0.60 N
BRXX Emerging Global Shares Index Brazil Infra $79 31 0.85 N GII SPDR FTSE/Mac Global Inf. 100 $52 98 0.59 N
ENZL iShares MSCI New Zealand $73 22 0.55 N GRI Cohen & Steers Global Realty Majors $50 76 1.65 N
INXX Emerging Global Shares Index India Infra $72 30 0.85 N IRV SPDR S&P International Materials $45 116 0.50 N
PLND Market Vectors Poland ETF $65 28 0.65 N DKA WisdomTree Int'ntl Energy $45 51 0.58 N
FCHI iShares FTSE China HK Listed Index Fund $60 104 0.72 N DBN WisdomTree Int'ntl Basic Materials $43 109 0.58 N
CZM Direxion Daily China 3X Bull $57 - 0.94 N FLM First Trust ISE Global Engg. & Construction $42 63 0.70 N
XPP ProShares Ultra FTSE/Xinhua China 25 $53 - 0.95 Y PKN PowerShares Global Nuclear Energy $38 64 0.75 N
EWZS iShares Brazil Small Cap Index Fund $49 70 0.65 N DBU WisdomTree Int'ntl Utilities $38 65 0.58 N
DNL WisdomTree Japan Equity Income $49 145 0.58 N PKOL PowerShares Global Coal Portfolio $35 30 0.75 N
TAO Guggenheim China Real Estate $48 47 0.65 Y EMT DJ Emer Mkts Metals & Mining $34 24 0.85 N
SCIF Market Vectors India Small Cap Index $47 124 0.85 Y IPN SPDR S&P International Industrials $30 139 0.50 N
CQQQ Guggenheim China Technology $47 40 0.70 Y IPK SPDR S&P International Technology $28 100 0.50 N
SCJ iShares MSCI Japan Small Cap Index Fund $45 655 0.53 N IPD SPDR S&P International C. Discretionary $26 120 0.50 N
KROO IQ Australia Small Cap ETF $42 99 0.69 N NUCL iShares S&P Global Nuclear Energy $24 24 0.48 N
EWK iShares MSCI Belgium $42 50 0.54 N IPW SPDR S&P International Energy $18 66 0.50 N
BRAZ Global X Brazil Mid Cap ETF $30 40 0.69 N SEA Guggenheim Shipping ETF $16 30 0.65 N
BRAQ Global X Brazil Consumer ETF $30 28 0.77 N IRY SPDR S&P International Health Care $12 74 0.50 N
SCIN Emerging Global Index India Small Cap $30 74 0.85 N IPS SPDR S&P International Consumer Staples $12 60 0.50 N
EGPT Market Vectors Egypt Index $27 28 0.94 N PSTL PowerShares Global Steel Portfolio $12 62 0.75 N
INDL Direxion Daily India 2X Shares $26 - 0.95 N IST SPDR S&P International Telecoms $12 45 0.50 N
ECNS iShares MSCI China Small Cap $23 309 0.65 N CRBA Jefferies TR/J CRB Agriculture $11 35 0.65 N
NORW Global X Norway ETF $23 30 0.50 N EFN DJ Emerging Mkts Financials Titans $10 28 0.85 N
PEK Market Vectors China ETF $22 - 0.72 N IPU SPDR S&P International Utilities $9 57 0.50 N
EPHE iShares MSCI Philippines $22 29 0.65 N AXMT iShares MSCI ACWI Ex US Materials $7 184 0.48 N
BZQ ProShares UltraShort MSCI Brazil $22 - 0.95 Y AXEN iShares MSCI ACWI Ex US Energy $7 92 0.48 N
CHXX Emerging Global Shares Index China Infra $19 30 0.85 N AXDI iShares MSCI ACWI Ex US Cons. Disc $7 173 0.48 N
UBR ProShares Ultra MSCI Brazil $13 - 0.95 N IPF SPDR S&P International Financial Sector $6 123 0.50 N
EZJ ProShares Ultra MSCI Japan $13 - 0.95 N AXID iShares MSCI ACWI Ex US Industrial $6 223 0.48 N
EWV ProShares UltraShort MSCI Japan $11 - 0.95 N AXIT iShares MSCI ACWI Ex US I. Tech $6 82 0.48 N
YXI ProShares Short FTSE China 25 $11 - 0.95 N AXTE iShares MSCI ACWI Ex US Telecom $6 67 0.48 N
CZI Direxion Daily China 3X Bear $10 - 0.95 N AXHE iShares MSCI ACWI Ex US H. Care $6 62 0.48 N
CHIE Global X China Energy ETF $10 24 0.65 N AXUT iShares MSCI ACWI Ex US Utilities $6 76 0.48 N
CHIM Global X China Materials ETF $9 28 0.65 N CRBI Jefferies TR/J CRB Global Industrial Metals $5 36 0.65 N
BRAF Global X Brazil Financials $9 25 0.77 N AXSL iShares MSCI ACWI Ex US Cons. Stap $3 108 0.48 N
SKOR IQ South Korea Small Cap ETF $9 98 0.79 N KBWX PowerShares KBW International Financials $3 61 0.40 N
JPP SPDR Russ/Nomura Prime Japan $9 380 0.50 N AXFN iShares MSCI Ex US Financials $3 263 0.48 N
CHII Global X China Industrials ETF $8 40 0.65 Y
TWON IQ Taiwan Small Cap ETF $7 96 0.79 N
Fixed Income Funds1
CHIX Global X China Financials $7 25 0.65 Y
EIRL iShares MSCI Ireland Capped Investable Market $7 22 0.53 N Treasuries
CHIB Global X China Technology $5 26 0.65 N SHY iShares Barclays 1-3 Year Treasury $7,947 35 0.15 Y
INDZ Direxion Daily India Bear 2X $5 - 0.95 N TBT ProShares UltraShort 20+ Year Treasury $5,673 - 0.95 Y
ARGT Global X FTSE Argentina 20 $4 20 0.75 N SHV iShares Barclays Short Treasury $4,144 12 0.15 N
SMK ProShares UltraShort MSCI Mexico $3 - 0.95 Y IEF iShares Barclays 7-10 Year Treasury $2,773 12 0.15 Y
UMX ProShares Ultra MSCI Mexico $2 - 0.95 N TLT iShares Barclays 20+ Year Treasury $2,680 14 0.15 Y
Sector IEI iShares Barclays 3-7 Year Treasury $1,273 34 0.15 Y
RWX SPDR DJ Wilshire Int'ntl Real Estate $1,695 117 0.59 N BIL SPDR Barclays Capital 1-3 Month T-Bill $1,022 8 0.13 N
IXC iShares S&P Global Energy $1,565 87 0.48 Y TBF ProShares Short 20+ Year Treasury $902 - 0.95 Y
MXI iShares S&P Global Materials $828 119 0.48 N PST ProShares UltraShort Lehman 7-10 Year $464 - 0.95 Y
IXN iShares S&P Global Technology $649 115 0.48 N TMV Direxion Daily 30-Year Treasury Bear 3X $414 - 1.13 Y
KOL Market Vectors Coal ETF $638 39 0.59 Y AGZ iShares Barclays Agency Bond Fund $405 78 0.20 N
IGF iShares S&P Global Infrastructure $521 74 0.48 N PLW PowerShares 1-30 Laddered Treasury $282 26 0.25 N
IXJ iShares S&P Global Healthcare $486 79 0.48 N ITE SPDR Barclays Capital Interm Term Treasury $193 158 0.13 N
IXP iShares S&P Global Telecom $429 42 0.48 N TLH iShares Barclays 10-20 Year Treasury Bond $191 22 0.15 N
IFGL iShares FTSE EPRA/NAREIT Gl Rl Est exUS $393 171 0.48 N EDV Vanguard Extended Duration Treasury $124 - 0.13 N
PIO PowerShares Global Water Portfolio $349 29 0.75 N VGSH Vanguard Short-Term Govt Bond $109 - 0.15 N
KXI iShares S&P Global C. Staples $316 97 0.48 N TUZ PIMCO 1-3 Year U.S. Treasury Index Fund $107 23 0.09 N
IXG iShares S&P Global Financials $312 207 0.48 N
1
For Fixed Income Funds the number of stocks held refers to the number of bonds.

18
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Fixed Income Funds Fixed Income Funds
Treasuries Municipal
DTYS iPath US Treasury 10Y Bear $89 - 0.75 N CMF iShares S&P California Municipal Bond $207 215 0.25 N
SCHO Schwab Short-Term US Treasury $65 38 0.12 Y HYD Market Vectors High Yield Muni Index $184 111 0.35 N
TYO Direxion Daily 10-Year Treasury Bear 3X $64 - 1.12 Y SMB Market Vectors LB AMT-Free Short Muni $94 190 0.20 N
ZROZ PIMCO 25+ Year ZC US Treasury $46 13 0.15 N MUNI PIMCO Intermediate Muni Bond Strategy $79 104 0.35 N
VGLT Vanguard Long-Term Govt Bond $42 - 0.15 N NYF iShares S&P New York Municipal Bond $73 136 0.25 N
VGIT Vanguard Intermediate-Term Govt Bond $33 - 0.15 N CXA SPDR Barclays Capital California Municipal $67 78 0.20 N
SCHR Schwab Intermediate-Term US $30 46 0.12 Y MLN Market Vectors LB AMT-Free Long Muni $54 155 0.24 N
TLO SPDR Barclays Capital LT Treasury $28 36 0.13 N PWZ PowerShares Insured California Muni Bond $40 49 0.28 N
UBT ProShares Ultra 20+ Year Treasury $23 - 0.95 Y PZT PowerShares Insured NY Muni Bond $39 45 0.28 N
TMF Direxion Daily 30-Year Treasury Bull 3X $23 - 0.97 Y PRB Market Vectors Pre-Refunded Muni Index $37 77 0.24 N
FIVZ PIMCO 3-7 Year US Treasury $20 21 0.15 N BABS SPDR Capital Build America Bond ETF $34 152 0.35 N
SBND PowerShares DB 3X Short 25+ Treasury $17 - 0.95 N BABZ Pimco Build America Bond Stratregy Fund $31 35 0.45 N
DLBL iPath US Treasury Long Bond Bull $17 - 0.75 N MUAA iShares 2012 S&P AMT-Free Municipal Series $25 115 0.30 N
DLBS iPath US Treasury Long Bond Bear $16 - 0.75 N INY SPDR Barclays Capital NY Municipal $25 73 0.20 N
TENZ PIMCO 7-15 Year US Treasury Index Fund $14 12 0.15 N MUAC iShares 2014 S&P AMT-Free Municipal Series $25 123 0.30 N
DSTJ Jpmorgan 2X Short Treasury $12 - 0.85 N MUAF iShares 2017 S&P AMT-Free Municipal Series $23 90 0.30 N
DTYL iPath US Treasury 10Y Bull $11 - 0.75 N SMMU Pimco Short Term Municipal Bond $23 73 0.35 N
TRSY Pimco Broad US Treasury Index Funds $10 - 0.25 N MUAD iShares 2015 S&P AMT-Free Municipal Series $23 91 0.30 N
TYD Direxion Daily 10-Year Treasury Bull 3X $8 - 0.97 Y MUAB iShares 2013 S&P AMT-Free Municipal Series $23 95 0.30 N
DTUS iPath US Treasury 2Y Bear $8 - 0.75 N MUAE iShares 2016 S&P Amt-Free Municipal Series $18 81 0.30 N
UST ProShares Ultra 7-10 Year Treasury $8 - 0.95 N VRD SPDR S&P VRDO Municipal Bond ETF $9 28 0.20 N
DTUL iPath US Treasury 2Y Bull $8 - 0.75 N GMMB Grail Mcdonnell Inter Municipal Bond $2 21 0.35 N
DSXJ JPMorgan 2X Short 10 Yr Treasury $5 - 0.85 N Other
LBND PowerShares Db 3X Long 25+ Treasury $3 - 0.95 N TIP iShares Barclays TIPS Bond $19,445 30 0.20 Y
Corporates MBB iShares Barclays MBS Bond $2,339 121 0.33 Y
LQD iShares iBoxx Investment Grade Corp Bond $12,997 416 0.15 Y EMB iShares JPMorgan USD Emerging Markets $2,246 72 0.60 N
AGG iShares Barclays Aggregate Bond $11,051 707 0.24 Y BWX SPDR Barclays Capital Intl Treasury Bond $1,394 208 0.50 Y
BND Vanguard Total Bond Market $9,112 - 0.12 Y WIP SPDR DB Intl Govt Inflation-Protected Bond $999 74 0.50 N
HYG iShares iBoxx $ High Yield Corporate Bond $8,325 421 0.50 Y MINT PIMCO Enhanced Short Maturity Strategy $915 467 0.35 N
CSJ iShares Barclays 1-3 Year Credit Bond $7,674 661 0.20 Y PCY PowerShares Emer Markets Sovereign Debt $867 56 0.50 Y
JNK SPDR Barclays Capital High Yield Bond $7,288 215 0.40 Y STPZ PIMCO 1-5 Year US TIPS Index Fund $848 11 0.20 N
BSV Vanguard Short-Term Bond $5,944 - 0.12 N ELD Wisdomtree Emerging Markets Debt $622 84 0.55 N
CIU iShares Barclays Int Credit Bond $3,105 1,262 0.20 N IPE SPDR Barclays Capital TIPS ETF $380 30 0.18 N
BIV Vanguard Intermediate-Term Bond ETF $1,929 - 0.12 Y EMLC Market Vectors Emerging Markets $258 165 0.49 N
PGX PowerShares Preferred Portfolio $1,376 76 0.50 Y LTPZ PIMCO 15+ Year US TIPS Index Fund $228 7 0.20 N
VCSH Vanguard Short-Term Corp Bond $1,220 - 0.15 N BWZ SPDR Barclays Capital Short Term Intl Treasury $209 96 0.35 N
CFT iShares Barclays Credit Bond $766 1,176 0.20 N IGOV iShares S&P/Citigroup Intl Treasury Bond $187 72 0.35 N
CWB SPDR Barclays Capital Convertible Bond $719 113 0.40 N SCHP Schwab U.S. Tips ETF $132 31 0.14 Y
GVI iShares Barclays Int. Gov't/Credit Bond $518 385 0.20 N ISHG iShares S&P/Citigroup 1-3 Year Intl Treasury $128 41 0.35 N
PHB PowerShares Fundamental HighYield Corp $438 177 0.50 Y GBF iShares Barclays Gov't/Credit Bond $107 307 0.20 N
VCIT Vanguard Intermediate-Term Corp Bond $365 - 0.15 N HGI Guggenheim International MultiAsset Income $93 146 0.65 N
BLV Vanguard Long-Term Bond ETF $331 - 0.12 N STIP iShares Barclays 0-5 Yr TIPS $66 - 0.20 N
SCPB SPDR Barclays Capital Short Term Corp $329 402 0.12 N VMBS Vanguard Mortgage-Backed Securities $45 - 0.15 N
LAG SPDR Barclays Capital Agg Bond $222 395 0.18 N FLAT iPath US Treasury Flattener $39 - 0.75 N
ITR SPDR Barclays Capital Interm Term Credit $151 425 0.15 N TIPZ PIMCO Broad US TIPS Index Fund $39 17 0.20 N
CORP Pimco Investment Grade Corp Bond $72 172 0.20 N MBG SPDR Barclays Capital Mortgage Backed $29 24 0.20 N
VCLT Vanguard Long-Term Corporate Bond $78 - 0.15 N STPP iPath US Treasury Steepener $20 - 0.75 N
BKLN PowerShares Senior Loan Portfolio $55 - 0.65 N EBND SPDR Barclays Capital Emerging Market $9 - 0.50 N
BSCD Guggenheim Bulletshares 2013 Corp Bond $47 82 0.24 N KME SPDR KBW Mortgage Finance ETF $4 - 0.35 N
BSCC Guggenheim Bulletshares 2012 Corp Bond $40 78 0.24 N TPS ProShares UltraShort TIPS $4 - 0.95 N
PICB PowerShares Intl. Corporate Bond $40 169 0.50 N GMTB Grail Mcdonnell Core Taxable Bond $3 78 0.35 N
BSCH Guggenheim Bulletshares 2017 Corp Bond $35 40 0.24 N
BSCB Guggenheim Bulletshares 2011 Corp Bond $30 59 0.24 N
Commodity Funds
LWC SPDR Barclays Capital Long Term Credit $28 202 0.15 N
BSCE Guggenheim Bulletshares 2014 Corp Bond $28 40 0.24 N Broad Commodities
HYLD Peritus High Yield ETF $24 34 1.35 N DBC PowerShares DB Commodity Index Tracking $5,885 - 0.85 Y
BSCF Guggenheim Bulletshares 2015 Corp Bond $22 38 0.24 N DJP iPath DJ AIG Commodity $3,159 - 0.75 Y
CLY iShares 10+ Year Credit Bond Fund $21 215 0.20 N GSG iShares S&P GSCI Commodity Trust $1,969 - 0.75 Y
BSCG Guggenheim Bulletshares 2016 Corp Bond $19 32 0.24 N RJI ELEMENTS Rogers Intl Commodity Index $830 - 0.75 Y
IBND SPDR Barclays Cap Intl Corp Bond $17 - 0.55 N GCC GreenHaven Continous Commodity $700 - 1.09 Y
GLJ iShares 10+ Year Govt/Credit Bond $16 212 0.20 N USCI United States Commodity Index $326 - 0.95 N
PLK PowerShares Active Low Duration Portfolio $11 43 0.29 N UCI E-TRACS UBS BBG CMCI ETN $155 - 0.65 N
UBD Claymore Capital Markets Bond $10 206 0.27 N GSP iPath GSCI Total Return ETN $118 - 0.75 N
BSJC Guggenheim Bulletshares 2012 HY Corp Bond $8 73 0.42 N LSC ELEMENTS S&P Cmdty Trends Indicator - TR $79 - 0.75 N
BSJF Guggenheim Bulletshares 2015 HY Corp Bond $5 174 0.42 N GSC GS Connect S&P GSCI Enh Commodity TRS $78 - 0.95 N
BSJE Guggenheim Bulletshares 2014 HY Corp Bond $5 170 0.42 N DJCI DJ-UBS Commodity Index TR ETN $26 - 0.50 N
BSJD Guggenheim Bulletshares 2013 HY Corp Bond $5 119 0.42 N DYY PowerShares DB Commodity Double Long ETN $23 - 0.75 N
ULQ Claymore Reserves ETF $5 16 0.27 N UCD ProShares Ultra DJ AIG Commodity $21 - 0.95 N
Municipals DPU PowerShares DB Commodity Long ETN $8 - 0.75 N
MUB iShares S&P National Municipal Bond $1,979 1,163 0.25 Y CMD ProShares UltraShort DJ AIG Commodity $3 - 0.95 N
SHM SPDR Barclays Capital Short Term Muni Bond $1,264 333 0.20 N DEE PowerShares DB Commdity Double Short ETN $2 - 0.75 N
TFI SPDR Barclays Capital Municipal Bond $826 289 0.30 Y DDP PowerShares DB Commodity Short ETN $1 - 0.75 N
BAB PowerShares Build America Bond $669 344 0.28 N Soft Commodities
PZA PowerShares Insured National Muni Bond $483 159 0.28 Y DBA PowerShares DB Agriculture Fund $3,819 - 0.85 Y
PVI PowerShares VRDO Tax Free Weekly $481 70 0.25 N RJA ELEMENTS Rogers Intl Cmdty Index Agri TR $739 - 0.75 Y
SUB iShares S&P Short Term National Muni Bond $402 486 0.25 N JJG iPath DJ AIG Grains $378 - 0.75 Y
ITM Market Vectors LB AMT-Free Interm Muni $208 388 0.24 N JJA iPath Dow Jones AIG Agriculture $304 - 0.75 N

19
 US Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Commodity Funds Commodity Funds
Soft Commodities (continued) Metals (continued)
DAG PowerShares DB Agri Double Long ETN $142 - 0.75 N PTD E-TRACS UBS Short Platinum ETN $3 - 0.65 N
BAL iPath DJ AIG Cotton $117 - 0.75 Y BOS PowerShares DB Base Metals Short ETN $3 - 0.75 N
COW iPath DJ AIG Livestock $116 - 0.75 Y BDG PowerShares DB Base Metals Long ETN $2 - 0.75 N
JJS iPath DJ AIG Softs $111 - 0.75 N
CORN Teucrium Corn Fund $79 - 1.00 Y
Currency Funds
SGG iPath DJ AIG Sugar TR Sub-Index ETN $66 - 0.75 N
JO iPath DJ AIG Coffee $43 - 0.75 N UUP PowerShares DB US Dollar Bullish Fund $892 - 0.75 Y
GRU ELEMENTS MLCX Grains Index TR $39 - 0.75 N FXA CurrencyShares Australian Dollar $710 - 0.40 Y
FUD E-TRACS UBS Bloomberg CMCI Food ETN $35 - 0.65 N CYB WisdomTree Dreyfus Chinese Yuan $655 - 0.45 Y
NIB iPath DJ AIG Cocoa $26 - 0.75 N FXC CurrencyShares Canadian Dollar $635 - 0.40 Y
UAG E-TRACS UBS Bbg CMCI Agriculture ETN $16 - 0.65 N FXF CurrencyShares Swiss Franc $437 - 0.40 Y
AGF PowerShares DB Agri Long ETN $7 - 0.75 N EUO ProShares UltraShort Euro $432 - 0.95 Y
AGA PowerShares DB Agri Double Short ETN $6 - 0.75 N CEW WisdomTree Dreyfus Emerging Currency Fund $381 - 0.55 Y
UBC E-TRACS UBS BG CMCI Livestock ETN $5 - 0.65 N FXE CurrencyShares Euro Trust $378 - 0.40 Y
ADZ PowerShares DB Agri Short ETN $2 - 0.75 N DBV PowerShares DB G10 Currency Harvest $353 11 0.75 Y
Energy YCS ProShares UltraShort Yen $334 - 0.95 Y
UNG United States Natural Gas Fund LP $2,399 - 0.60 Y FXY CurrencyShares Japanese Yen $151 - 0.40 Y
USO United States Oil Fund LP $1,889 - 0.45 Y UDN PowerShares DB US Dollar Bearish Fund $150 - 0.75 Y
OIL iPath GS Crude Oil $820 - 0.75 Y BZF WisdomTree Dreyfus Brazilian Real Fund $140 - 0.45 N
DBO PowerShares DB Oil Fund $642 - 0.75 Y FXB CurrencyShares British Pound Sterling $129 - 0.40 Y
UCO ProShares Ultra DJ AIG Crude Oil $459 - 0.95 Y CCX Wisdomtree Dreyfus Commodity Currency Fund $124 - 0.55 N
USL United States 12 Month Oil Fund LP $249 - 0.60 Y CNY Market Vectors Renminbi/USD ETN $102 - 0.55 N
DBE PowerShares DB Energy Fund $240 - 0.75 Y FXS CurrencyShares Swedish Krona $87 - 0.40 Y
UGA United States Gasoline Fund LP $118 - 0.60 Y DRR Market Vectors Double Short Euro ETN $64 - 0.65 N
GAZ iPath DJ AIG Natural Gas $110 - 0.75 Y BNZ WisdomTree New Zealand Dollar Fund $28 - 0.45 Y
SCO ProShares UltraShort DJ AIG Crude Oil $92 - 0.95 Y ICI iPath Optimized Currency Carry ETN $25 - 0.65 N
DTO PowerShares DB Crude Oil Dbl Short ETN $91 - 0.75 N FXM CurrencyShares Mexican Peso $25 - 0.40 Y
RJN ELEMENTS Rogers Intl Cmdty Energy TR $87 - 0.75 Y ICN WisdomTree Dreyfus Indian Rupee Fund $24 - 0.45 Y
BNO United States Brent Oil Fund $37 - 0.75 N JYN iPath JPY/USD Exchange Rate ETN $15 - 0.40 N
UNL United States 12 Month Nat Gas $29 - 0.75 Y SZR WisdomTree South African Rand Fund $11 - 0.45 N
OLO PowerShares DB Crude Oil Long ETN $28 - 0.75 N AYT Barclays GEMS Asia-8 ETN $10 - 0.89 N
JJE iPath DJ AIG Energy $19 - 0.75 N EU WisdomTree Dreyfuss Euro Fund $10 - 0.35 Y
UHN United States Heating Oil Fund LP $10 - 0.60 N ULE ProShares Ultra Euro $8 - 0.95 Y
FUE ELEMENTS MLCX Biofuels Index TR $8 - 0.75 N ERO iPath EUR/USD Exchange Rate ETN $7 - 0.40 N
SZO PowerShares DB Crude Oil Short ETN $8 - 0.75 N JYF WisdomTree Dreyfus Japanese Yen Fund $6 - 0.35 Y
CRUD Teucrium Crude Oil Fund $5 - 1.00 Y INR Market Vectors Rupee/USD ETN $5 - 0.55 N
DNO United States Short Oil Fund LP $4 - 0.60 Y XRU CurrencyShares Russian Ruble Trust $5 - 0.40 N
UBN E-TRACS UBS Bbg CMCI Energy ETN $3 - 0.65 N GBB iPath GBP/USD Exchange Rate ETN $5 - 0.40 N
GRN iPath Global Carbon ETN $3 - 0.75 N PGD Barclays Asian and Gulf Currency Revaluation $4 - 0.89 N
NAGS Teucrium Natural Gas Fund $2 - 1.00 N JEM Barclays GEMS Index ETN $4 - 0.89 N
Metals YCL ProShares Ultra Yen $3 - 0.95 Y
GLD SPDR Gold Trust $54,927 - 0.40 Y URR Market Vectors Double Long Euro ETN $1 - 0.65 N
SLV iShares Silver Trust $11,655 - 0.50 Y
IAU iShares COMEX Gold Trust $5,377 - 0.25 Y Source: Bloomberg; Adelante Shares; AMEX; Barclays; Claymore; CurrencyShares;
SGOL ETFS Gold Trust $1,242 - 0.39 Y Deutsche Bank; ELEMENTS; First Trust; FocusShares; GreenHaven; HealthShares;
PALL ETFS Palladium Trust $918 - 0.60 N HOLDRs (Merrill Lynch); iShares; J.P. Morgan Securities Inc.; MacroShares;
PPLT ETFS Platinum Trust $817 - 0.60 N Market Vectors; Northern Trust; NYSE; Opta; PowerShares; ProShares; RevenueShares;
AGQ ProShares Ultra Silver $736 - 0.95 Y Rydex; SPA ETF; State Street Global Advisors (SSGA); TDX Independence; UBS;
DBB PowerShares DB Base Metals Fund $603 - 0.75 Y Vanguard; WisdomTree
SIVR ETFS Silver Trust $571 - 0.30 Y
DGP PowerShares DB Gold Double Long ETN $490 - 0.75 N Note: Total Assets ($M) is calculated as the number of ETF shares that have been issued,
DBP PowerShares DB Precious Metals Fund $325 - 0.75 Y multiplied by the last price of a share. Stocks in ETF shows the number of stocks that are
JJC iPath DJ AIG Copper $293 - 0.75 Y actually held in the ETF currently, and not the targeted number of names to be held.
DGL PowerShares DB Gold Fund $278 - 0.75 Y
DBS PowerShares DB Silver Fund $261 - 0.75 Y
UGL ProShares Ultra Gold $239 - 0.95 Y
GLTR ETFs Physical Precious Metal $201 - 0.60 N
ZSL ProShares UltraShort Silver $132 - 0.95 Y
DZZ PowerShares DB Gold Double Short ETN $102 - 0.75 N
JJM iPath DJ AIG Industrial Metals $102 - 0.75 N
GLL ProShares UltraShort Gold $102 - 0.95 Y
DGZ PowerShares DB Gold Short ETN $97 - 0.75 N
JJT iPath DJ AIG Tin $71 - 0.75 N
RJZ ELEMENTS Rogers Intl Cmdty Idx Mtl TR $71 - 0.75 N
PGM iPath DJ AIG Platinum $71 - 0.75 N
PTM E-TRACS UBS Long Platinum ETN $57 - 0.65 N
AGOL ETFs Asian Gold Trust $56 - 0.39 N
WITE ETFs White Metals Basket Trust $55 - 0.60 N
JJP iPath DJ AIG Precious Metals $33 - 0.75 N
BDD PowerShares DB Base Metals Double Long ETN $22 - 0.75 N
JJN iPath DJ AIG Nickel $22 - 0.75 N
JJU iPath DJ AIG Aluminum $15 - 0.75 N
USV E-TRACS UBS Bloomberg CMCI Silver ETN $8 - 0.40 N
UBG E-TRACS UBS Bloomberg CMCI Gold ETN $7 - 0.30 N
LD iPath DJ AIG Lead $7 - 0.75 N
UBM E-TRACS UBS Bbg CMCI Industrial Metals $7 - 0.65 N
BOM PowerShares DB Base Mtls Dbl Short ETN $6 - 0.75 N

20
 Canada & Latin America Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Canadian Listed ETFs Canadian Listed ETFs

Broad Style

Large Cap Volatility

XIU CN iShares CDN S&P/TSX 60 $11,678 60 0.17 Y VXX/U CN iPath S&P 500 VIX Short-Trm Futures $1,250 - 0.89 N
XIC CN iShares CDN S&P/TSX Cap Comp $1,346 245 0.25 Y VXZ/U CN iPath S&P 500 VIX Mid-Term Futures $710 - 0.89 N
ZCN CN BMO DJ Canada Titans 60 $632 60 0.16 Y HUV CN Horizons S&P 500 VIX Short Term Futures $8 - 0.85 N
HXT CN Horizons S&P/TSX 60 $293 - 0.07 N HVU CN Horizons S&P 500 VIX Bull Plus $6 - 1.15 N
XTR CN iShares Diversified Monthly Income $254 9^ 0.55 N
HXD CN Horizons S&P/TSX 60 Bear $151 - 1.15 Y
Asset Allocation Funds
HXU CN Horizons S&P/TSX 60 Bull $65 - 1.15 Y
HIX CN Horizons S&P/TSX 60 Inv $51 - 1.15 Y FIE/A CN Claymore CDN Financial Monthly Income $153 29 2.21 N
HEW CN Horizons S&P/TSX60 Eq Wt $11 - 0.50 N HAC CN Horizons Seasonal Rotation $40 - 0.75* N
Mid Cap CBD CN Claymore Balanced Income Core $26 11^ 0.68 N
XMD CN iShares CDN S&P/TSX MidCap $232 185 0.55 N HAG CN Horizons AlphaPro Gartman $21 - 0.75* N
Small Cap XAL CN iShares Alternatives Completion Portfolio $16 9^ 0.70 N
XCS CN iShares CDN S&P/TSX SmallCap $205 209 0.55 N CBD/A CN Claymore Balanced Income Core $15 11^ 1.83 N
CBN CN Claymore Balanced Growth Core $14 16 0.82 N
HAA CN Horizons Alphapro Balanced ETF $11 - 0.70 N
Sector Funds
XCR CN iShares Conservative Core $10 16^ 0.60 N
Energy / Materials CBN/A CN Claymore Balanced Growth Core $9 16 2.00 N
XGD CN iShares CDN S&P/TSX Global Gold $1,265 56 0.55 Y XGR CN iShares Growth Core $8 21^ 0.60 N
XEG CN iShares CDN S&P/TSX Cap Energy $1,117 48 0.55 Y XGC CN iShares Global Completion Portfolio $5 15^ 0.70 N
XMA CN iShares CDN S&P/TSX Cap Materials $353 67 0.55 Y ZMI CN BMO Monthly Income ETF $3 10^ 0.55 N
HGU CN Horizons Global Gold Bull $180 - 1.15 Y
ZJG CN BMO Junior Gold Index ETF $116 34 0.58 N
International
CMW CN Claymore S&P/TSX Global Mining $61 143 0.59 N
HGD CN Horizons Global Gold Bear $56 - 1.15 Y Country
CLO CN Claymore Oil Sands Sector ETF $41 17 0.65 N XCH CN iShares China Index Fund $28 25 0.85 N
HEU CN Horizons Energy Bull Plus $32 - 1.15 Y XID CN iShares S&P CNX NIFTY India $24 - 0.98 N
ZEO CN BMO S&P/TSX Eq Wt Oil & Gas Index $29 14 0.59 N XBZ CN iShares Msci Brazil Index Fund $22 81 0.75 N
ZJO CN BMO Junior Oil Index ETF $26 105 0.59 N ZCH CN BMO China Equity Hdged To CAD Index $14 48 0.71 N
HMD CN Horizons S&P/TSX Global Mining Bear $18 - 1.15 N ZID CN BMO India Equity Hdged To CAD Index $13 17 0.71 N
CLO/A CN Claymore Oil Sands Sector ETF - A $10 17 1.40 N CJP CN Claymore Japan F'mental C$ Hedged $12 250 0.71 N
ZJN CN BMO Junior Gas Index ETF $9 - 0.59 N CHI CN Claymore China ETF $8 - 0.70 N
ZGI CN BMO Global Infrastructure $9 47 0.61 N CJP/A CN Claymore Japan F'mental C$ Hedged $1 250 1.46 N
HMU CN Horizons S&P/TSX Glbl Mining Bull $8 - 1.15 N Global & Sectors
HED CN Horizons Energy Bear Plus $8 - 1.15 Y COW CN Claymore Global Agriculture $303 35 0.69 Y
HIG CN Horizons Global Gold Inverse $2 - 1.15 N CIE CN Claymore Intl Fundamental Index $123 1,011 0.68 N
HIE CN Horizons Energy Inverse $1 - 1.15 N CYH CN Claymore Global Monthly Adv Dividend $102 18 0.67 N
Financials / REITs ZDM CN BMO Intl Equity Hedged to CAD $74 303 0.49 N
XRE CN iShares CDN S&P/TSX Capped REIT $1,193 13 0.55 Y ZMT CN BMO S&P/TSX Eq Wt Global Base Metal $61 48 0.58 N
XFN CN iShares CDN S&P/TSX Capped Financials $1,067 27 0.55 Y XWD CN iShares CDN MSCI World Index Fund $44 3* 0.45 N
CEW/A CN Claymore Equal Weight Banc & Lifeco-A $84 10 1.33 N COW/A CN Claymore Global Agriculture $33 35 1.44 N
ZRE CN BMO Equal Weight REITS Index $69 17 0.59 N CGR CN Claymore Global Real Estate $33 76 0.70 N
ZEB CN BMO S&P/TSX Equal Weight Banks $68 6 0.58 N CWW CN Claymore S&P Global Water $32 50 0.64 N
CEW CN Claymore Equal Weight Banc & Lifeco $33 10 0.58 N CIF CN Claymore Global Infrastructure $27 60 0.70 N
HFU CN Horizons S&P/TSX Cap. Fin. Bull $32 - 1.15 Y CYH/A CN Claymore Global Monthly Adv Dividend-A $23 18 1.42 N
HFD CN Horizons S&P/TSX Cap. Fin. Bear $29 - 1.15 Y CIE/A CN Claymore International Fundamental $13 1,011 1.40 N
ZUB CN BMO Eq. Wgt US Bank Hedged CAD $5 16 0.38 N HAZ CN Horizons Alpha Global Dividend ETF $12 - 0.8* N
HIF CN Horizons S&P/TSX Cap. Financials Inverse $4 - 1.15 N CWW/A CN Claymore S&P Global Water -A $2 50 1.39 N
Health Care CIF/A CN Claymore Global Infrastructure $1 60 1.45 N
ZUH CN BMO Equal Weight US Health Care $4 51 0.38 N CGR/A CN Claymore Global Real Estate $0 76 1.45 N
Industrials/ Technology/ Utilities North America
HCH CN CP HOLDRS $99 - - N XSP CN iShares CDN S&P 500 CAD-Hedged $1,564 499 0.24 Y
ZUT CN BMO Equal Weight Utilities Index ETF $47 16 0.59 N CLU CN Claymore US Fundamental $124 349 0.69 N
XIT CN iShares CDN S&P/TSX Cap Info. Tech $47 5 0.55 Y ZUE CN BMO US Equity Hedged to CAD Index $115 293 0.24 N
CMW/A CN Claymore S&P/TSX Global Mining - A $7 143 1.34 N XSU CN iShares CDN Russell 2000 CAD-Hedged $88 1,955 0.35 N
ZQQ CN BMO Nasdaq 100 Equity Hedged $75 100 0.37 N
HSD CN Horizons S&P 500 Bear Plus $54 - 1.15 N
Style
HXS CN Horizons Betapro S&P500 ETF $24 - 0.15 N
Growth ZDJ CN BMO DJIA Hedged to CAD Index $19 30 0.26 N
CRQ CN Claymore Canadian Fundamental $180 68 0.69 N CLU/A CN Claymore US Fundamental -A $16 349 1.45 N
CRQ/A CN Claymore Canadian Fundamental - A $47 68 1.44 N HSU CN Horizons S&P 500 Bull Plus $14 - 1.15 N
XCG CN iShares CDN Growth $46 55 0.50 N CLU/C CN Claymore US Fundamental -C $13 349 0.69 N
Value HAW CN Horizons Alphapro North America $12 - 0.7* N
XCV CN iShares CDN Value $58 71 0.50 N HAL CN Horizons Alphapro Dividend ETF $12 - 0.7* N
Dividend HAV CN Horizons Alphapro North America $11 - 0.20 N
XDV CN iShares CDN DJ Canada Select Div $1,020 30 0.50 Y HQU CN Horizons NASDAQ-100 Bull Plus $8 - 1.15 N
CDZ CN Claymore CDN Dividend & Income Achvrs $468 41 0.64 N HQD CN Horizons NASDAQ-100 Bear Plus $7 - 1.15 N
CDZ/A CN Claymore CDN Div & Inc Achvrs - A $82 41 1.39 N HIU CN Horizons S&P 500 Inverse ETF $6 - 1.15 N
Socially Responsible CLU/B CN Claymore US Fundamental -B $2 349 1.45 N
XEN CN iShares CDN Jantzi Social Index $23 60 0.50 N Regional
Alpha XIN CN iShares 100% Hedged to CAD $1,099 944 0.50 Y
ZWB CN BMO Covered Call Canadian Bank $22 - 0.65 N CBQ CN Claymore BRIC ETF $332 90 0.64 N
BWV/U CN iPath CBOE S&P 500 BuyWrite Index $17 - 0.75 N XEM CN iShares CDN MSCI EM Index Fund $234 763 0.82 N
HAH CN Horizons S&P/TSX60 130/30 $13 - 0.95 N CWO CN Claymore Broad Emerging Markets $93 890 0.65 N
HAX CN Horizons Managed S&P/TSX 60 $6 - 0.7* N CBQ/A CN Claymore BRIC ETF -A $31 90 1.39 N
^ ETF of ETFs
* Expense ratio exclusive of performance fees.

21
 Canada & Latin America Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Canadian Listed ETFs Canadian Listed ETFs

International Commodity Funds

Regional (continued)
ZEM CN BMO Emerging Markets Equity Index $29 274 0.57 N DGJ CN PowerShares DB Gold Double Short $102 - 0.75 N
HJU CN Horizons MSCI EM Markets Bull Plus $11 - 1.15 N DOE CN PowerShares Crude Oil Double Short $91 - 0.75 N
CWO/A CN Claymore Broad Emerging Markets -A $10 535 1.40 N HND CN Horizons NYMEX Natural Gas Bear $84 - 1.15 Y
XLA CN iShares S&P Latin America 40 $8 - 0.65 N HBU CN Horizons COMEX Gold Bullion Bull $53 - 1.15 N
HJD CN Horizons MSCI EM Market Bear Plus $4 - 1.15 N HZU CN Horizons COMEX Silver Bull $53 - 1.15 N
CBR CN Claymore Broad Commodity ETF $37 - 0.80 N
HZD CN Horizons COMEX Silver Bear $17 - 1.15 N
Currency Funds
HUZ CN Horizons COMEX Silver ETF $11 - 0.65 N
II/U CN iPath Optimized Currency Carry ETN $25 - 0.65 N HUG CN Horizons COMEX Gold ETF $11 - 0.65 N
JYN/U CN iPath JPY/USD Exchange Rate ETN $15 - 0.40 N HKU CN Horizons Comex Copper Bull Plus $8 - 1.15 N
HDD CN Horizons US Dollar Bear Plus $9 - 1.15 N HBD CN Horizons COMEX Gold Bullion Bear $6 - 1.15 N
HDU CN Horizons US Dollar Bull Plus $8 - 1.15 N DAD CN PowerShares DB Agri Double Short $6 - 0.75 N
ERO/U CN iPath EUR/USD Exchange Rate ETN $7 - 0.40 N HUK CN Horizons Comex Copper ETF $5 - - N
GBX/U CN iPath GBP/USD Exchange Rate ETN $5 - 0.40 N HON CN Horizons Long Natural Gas/ Short Oil $4 - 1.15 N
HKD CN Horizons Comex Copper Bear Plus $4 - 1.15 N
ZCE CN BMO Energy Commodities Index $3 - 0.65 N
Fixed Income Funds*
ZCP CN BMO Precious Metals Commodities $3 - 0.65 N
XSB CN iShares CDN DEX Short Term Bond $1,960 221 0.25 Y ZCA CN BMO Agriculture Commodities $3 - 0.65 N
XBB CN iShares CDN DEX Universe Bond $1,451 407 0.30 N ZCB CN BMO Base Metals Commodities $3 - 0.65 N
XCB CN iShares CDN DEX All Corporate Bond $1,274 433 0.40 Y HUC CN Horizons Winter-Term Crude Oil $3 - 0.75 N
CBO CN Claymore 1-5 Yr Laddered Corp Bond $800 36 0.27 N HNO CN Horizons NYMEX Long $3 - 1.15 N
CLF CN Claymore 1-5 Yr Laddered Govt Bond $613 28 0.16 N HUN CN Horizons LT NYMEX Natural Gas $2 - 0.75 N
XRB CN iShares CDN DEX Real Return Bond $612 14 0.35 N HIN CN Horizons NYMEX Natural Gas Inverse $2 - 1.15 N
CPD CN Claymore S&P/TSX CDN Pref Share $572 142 0.48 N HIO CN Horizons NYMEX Crude Oil Inverse $1 - 1.15 N
HAB CN Horizons Alphapro Corp Bond $304 - 0.50 N
XHY CN iShares Us High Yield Bond Index $239 - 0.60 N
Mexican Listed ETFs
XGB CN iShares CDN DEX All Govt Bond $207 169 0.35 N
CHB CN Claymore Advantaged HY Bond $148 138 0.53 N
Broad
XLB CN iShares CDN DEX Long Term Bond $130 155 0.35 N
CBO/A CN Claymore 1-5 Yr Laddered Corp Bond $97 36 0.77 N Large Cap
CLF/A CN Claymore 1-5 Yr Laddered Govt Bond $88 28 0.66 N NAFTRAC MM iShares NAFTRAC 02 $6,077 37 0.25 Y
CAB CN Claymore Advantaged CDN Bond $79 151 0.56 N ILCTRAC MM iShares IPC Large Cap T.Ret TRAC $510 22 0.38 Y
ZCS CN BMO Short Corp Bond Index $75 101 0.32 N MEXTRAC MM MEXTRAC 09 $345 22 0.25 N
ZHY CN BMO HY US Corp Bond CAD Hdged $74 167 0.69 N ANGELD MM ANGELD 10 $7 - 1.90 N
ZCM CN BMO Mid Corporate Bond Index $70 91 0.32 N DIABLOI MM DIABLOI 10 $6 - 1.90 N
CPD/A CN Claymore S&P/TSX CDN Pref Share-A $64 142 0.98 N IMXTRAC MM iShares INMEX Total Return TRAC $3 20 0.38 N
XPF CN iShares S&P/TSX North America Pref $48 - 0.45 N ICMTRAC MM iShares IPC CompMx T.Return TRAC $1 60 0.38 N
XHB CN iShares Dex Hybrid Bond Index $47 - 0.45 N Mid Cap
ZAG CN BMO Aggregate Bond Index ETF $44 28 0.33 N IMCTRAC MM iShares IPC Mid Cap T.Return TRAC $71 20 0.45 N
CMR CN Claymore Premium Money Market $37 - 0.18 N
ZFS CN BMO Short Federal Bond Index ETF $31 21 0.22 N
Sector
XIG CN iShares US IG Corporate Bond $31 - 0.30 N
ZPS CN BMO Short Provincial Bond Index $31 26 0.27 N CONSTRU MM CONSTRU 10 $8 12 0.35 N
ZLC CN BMO Long Corporate Bond Index $19 59 0.33 N CONSUMO MM Consumo 10 $2 12 0.35 N
CHB/A CN Claymore Advantaged HY Bond -A $16 138 1.07 N ENLACE MM Enlace 10 $2 12 0.35 N
ZEF CN BMO EM Bond CAD Hedged $14 22 0.54 N IHBTRAC MM iShares Habita Total Return TRAC $1 6 0.48 N
HTD CN Horizons US 30-yr Bond Bear Plus $14 - 1.15 N
HFR CN Horizons Alphapro Float ETF $12 - 0.40 N
International
HPR CN Horizons Alphapro Preferred Share ETF $10 - 0.55 N
CAB/A CN Claymore Advantaged CDN Bond -A $10 151 1.07 N Global
ZFM CN BMO Mid Federal Bond Index $9 9 0.36 N EFA* MM iShares MSCI EAFE $39,478 948 0.35 N
ZRR CN BMO Real Return Bond Index $8 6 0.28 N VEU* MM Vanguard FTSE All-World ex-US $7,418 2,269 0.25 N
ZFL CN BMO Long Federal Bond Index $6 9 0.23 N VEA* MM Vanguard Europe Pacific $6,096 946 0.15 N
ZXA CN BMO 2013 Corporate Bond Target $5 - 0.30 N IWRDN MM iShares MSCI World $3,585 1,036 0.50 N
CIB CN Claymore Inverse 10 Year Govt $4 - 0.50 N ACWI* MM iShares MSCI ACWI $1,912 959 0.35 N
ZXC CN BMO 2020 Corporate Bond Target $3 - 0.30 N SCZ* MM iShares MSCI EAFE Small Cap $1,521 1,182 0.40 N
ZXD CN BMO 2025 Corporate Bond Target $3 - 0.30 N EFV* MM iShares MSCI EAFE Value Index $1,514 516 0.40 N
ZXB CN BMO 2015 Corporate Bond Target $3 - 0.30 N EFG* MM iShares MSCI EAFE Growth Index $1,438 570 0.40 N
HTU CN Horizons US 30-yr Bond Bull Plus $3 - 1.15 N IOO* MM iShares S&P Global 100 $1,132 108 0.40 N
CMR/A CN Claymore Premium Money Market $3 - 0.26 N GWX* MM SPDR S&P International Small Cap $931 699 0.59 N
ACWX* MM iShares MSCI ACWI ex-US $823 834 0.35 N
TOK* MM iShares MSCI Kokusai $662 1,217 0.25 N
Commodity Funds
LYWLD* MM Lyxor ETF MSCI World USD $221 1,678 0.45 N
IGT CN iShares COMEX Gold Trust $5,377 - - N GWL* MM SPDR S&P World ex-US ETF $147 635 0.34 N
PHY/U CN Sprott Physical Gold Trust $1,211 - 0.35 N DGT* MM SPDR DJ Global Titans ETF $139 55 0.50 N
PHS/U CN Sprott Physical Silver Trust $878 - 0.45 N Regional
HNU CN Horizons NYMEX Nat. Gas Bull Plus $605 - 1.15 Y VWO* MM Vanguard Emerging Markets $43,195 892 0.27 N
DGU CN PowerShares DB Gold Double Long $490 - 0.75 N EEM* MM iShares MSCI Emerging Markets $36,637 764 0.69 N
CGL CN Claymore Gold Bullion ETF $453 - 0.53 Y XLE* MM Energy SPDR $10,950 43 0.20 N
HOU CN Horizons NYMEX Crude Oil Bull Plus $324 - 1.15 Y XLF* MM Financial SPDR $7,958 83 0.20 N
GAS CN Claymore Natural Gas Commodity $162 - 0.86 Y XLK* MM Technology SPDR $7,021 87 0.20 N
DAA CN PowerShares DB Agri Double Long $142 - 0.75 N GDX* MM Market Vectors Gold Miners $6,865 30 0.53 N
HOD CN Horizons NYMEX Crude Oil Bear $113 - 1.15 Y
*For Fixed Income Funds the number of stocks held refers to the number of bonds.

22
 Canada & Latin America Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Mexican Listed ETFs Mexican Listed ETFs

International International
Regional (continued) Country (continued)
EUE MM iShares DJ Euro STOXX 50 $4,057 50 0.35 N XIU* MM iShares CDN S&P/TSX 60 $11,623 60 0.17 N
EPP* MM iShares MSCI Pacific ex-Japan $3,996 151 0.50 N IJH* MM iShares S&P MidCap 400 $10,692 397 0.22 N
XLI* MM Industrials SPDR $3,867 60 0.20 N DIA* MM DIAMONDS Trust Series I $9,924 31 0.17 N
MOO* MM Market Vectors Agribusiness $3,815 46 0.56 N IUSA* MM iShares S&P 500 $8,999 499 0.40 N
XLU* MM Utilities SPDR $3,695 36 0.20 N VNQ* MM Vanguard REIT ETF $8,690 104 0.13 N
IYR* MM iShares DJ US Real Estate $3,356 77 0.47 N EXS1N MM iShares DAX DE $8,177 30 0.17 N
VGK* MM Vanguard European $3,200 481 0.16 N IJR* MM iShares S&P SmallCap 600 $7,460 595 0.20 N
XLP* MM Consumer Staples SPDR $3,032 43 0.20 N IWB* MM iShares Russell 1000 $7,271 973 0.15 N
XLB* MM Materials SPDR $2,706 32 0.20 N FXI* MM iShares FTSE/Xinhua China 25 $6,909 25 0.72 N
ILF* MM iShares S&P Latin America 40 $2,663 34 0.50 N IVW* MM iShares S&P 500 Growth $6,265 325 0.18 N
XLV* MM Health Care SPDR $2,625 53 0.20 N EWJ* MM iShares MSCI Japan $6,219 318 0.54 N
XLY* MM Consumer Discretionary SPDR $2,126 81 0.20 N EWC* MM iShares MSCI Canada $5,808 99 0.53 N
VDE* MM Vanguard Energy $2,081 160 0.24 N VUG* MM Vanguard Growth $5,534 432 0.14 N
AAXJ* MM iShares MSCI AC Asia ex-Japan $1,954 225 0.69 N VIG* MM Vanguard Dividend Appreciation ETF $5,498 142 0.23 N
VGT* MM Vanguard Information Technology $1,817 424 0.24 N VTV* MM Vanguard Value $4,865 417 0.14 N
IYW* MM iShares DJ US Technology $1,677 166 0.47 N IVE* MM iShares S&P 500 Value $4,556 339 0.18 N
VPL* MM Vanguard Pacific $1,636 493 0.16 N EWY* MM iShares MSCI South Korea $4,270 100 0.61 N
UYG* MM ProShares Ultra Financials $1,378 258 0.95 N VO* MM Vanguard Mid-Cap $3,916 455 0.14 N
IBB* MM iShares Nasdaq Biotechnology $1,359 128 0.48 N IWV* MM iShares Russell 3000 $3,472 2,906 0.21 N
IEV* MM iShares S&P Europe 350 $1,332 355 0.60 N EWT* MM iShares MSCI Taiwan $3,420 119 0.71 N
IYM* MM iShares DJ US Basic Materials $1,217 67 0.47 N RSX* MM Market Vectors Russia ETF $3,290 43 0.62 N
BKF* MM iShares MSCI BRIC Index Fund $1,174 220 0.69 N IJK* MM iShares S&P MidCap 400 Growth Idx $3,278 236 0.25 N
IYE* MM iShares DJ US Energy $1,147 91 0.48 N OEF* MM iShares S&P 100 $3,159 100 0.20 Y
EZU* MM iShares MSCI EMU $819 274 0.54 N VV* MM Vanguard Large-Cap $3,156 759 0.12 N
GMF* MM SPDR S&P Emerging Asia Pacific $759 265 0.59 N EWA* MM iShares MSCI Australia $3,154 72 0.53 N
VAW* MM Vanguard Materials $686 135 0.24 N EWG* MM iShares MSCI Germany $2,652 53 0.53 N
VPU* MM Vanguard Utilities $681 87 0.24 N GDXJ* MM Market Vectors Junior Gold Miners $2,342 60 0.59 N
VFH* MM Vanguard Financials $680 500 0.24 N IJJ* MM iShares S&P MidCap 400/BARRA Val $2,335 292 0.28 N
VHT* MM Vanguard Health Care $664 296 0.24 N VBK* MM Vanguard Small-Cap Growth $2,253 1,000 0.14 N
IYZ* MM iShares DJ US Telecom $634 31 0.48 N VBR* MM Vanguard Small-Cap Value $2,045 988 0.14 N
VDC* MM Vanguard Consumer Staples $616 109 0.24 N VB* MM Vanguard Small-Cap $2,045 1,737 0.14 N
IYH* MM iShares DJ US Healthcare $588 124 0.48 N EWH* MM iShares MSCI Hong Kong $2,004 41 0.53 N
IEO* MM iShares DJ US Oil & Gas Exp. & Prod. $572 59 0.48 N IJT* MM iShares S&P SmallCap 600 Growth $1,993 356 0.25 N
IYF* MM iShares DJ US Financials $560 257 0.48 N IJS* MM iShares S&P SmallCap 600 Value $1,895 426 0.25 N
VIS* MM Vanguard Industrials $558 369 0.24 N EWS* MM iShares MSCI Singapore $1,894 31 0.53 N
DIG* MM ProShares Ultra Oil & Gas $541 90 0.95 N EWU* MM iShares MSCI United Kingdom $1,377 106 0.53 N
IDU* MM iShares DJ US Utilities $521 73 0.48 N VXF* MM Vanguard Extended Market $1,288 3,022 0.13 N
IYJ* MM iShares DJ US Industrials $500 245 0.47 N VOT* MM Vanguard Mid-Cap Growth $1,245 242 0.14 N
ITB* MM iShares DJ US Home Construction $493 27 0.47 N XOP* MM SPDR S&P Oil & Gas E&P $1,035 39 0.35 N
BBVAL MM Accion FTSE Latibex Top ETF/FI $481 36 0.55 N BRTRAC MM BRTRAC 10 $1,006 15 0.50 Y
IXP* MM iShares S&P Global Telecom $429 42 0.48 N BRF* MM Market Vectors Brazil Small-Cap ETF $928 61 0.65 N
IFGL* MM iShares FTSE Global Real Est ex-US $393 171 0.48 N EWM* MM iShares MSCI Malaysia $924 40 0.53 N
VCR* MM Vanguard Consumer Discretionary $386 376 0.24 N VOE* MM Vanguard Mid-Cap Value $877 263 0.14 N
VOX* MM Vanguard Telecom Services $324 39 0.24 N ECH* MM iShares MSCI Chile $877 34 0.61 N
SKF* MM ProShares UltraShort Financials $316 258 0.95 N QLD* MM ProShares Ultra QQQ $869 - 0.95 N
IYK* MM iShares DJ US Consumer Goods $298 126 0.48 N GXC* MM SPDR S&P China ETF $680 146 0.59 N
GML* MM SPDR S&P Emerging Latin America $275 109 0.60 N EWD* MM iShares MSCI Sweden $676 32 0.53 N
IYC* MM iShares DJ US Consumer Services $212 193 0.48 N EPU* MM iShares MSCI All Peru Capped Idx $671 26 0.62 N
SRS* MM ProShares UltraShort Real Estate $212 76 0.95 N KOL* MM Market Vectors - Coal ETF $638 38 0.59 N
FEZ* MM SPDR DJ Euro Stoxx 50 Fund $172 55 0.29 N EZA* MM iShares MSCI South Africa $610 47 0.61 N
ITA* MM iShares DJ US Aerospace & Defense $157 32 0.47 N THD* MM iShares MSCI Thailand $574 85 0.62 N
GEX* MM Market Vectors Global Alt. Energy $142 30 0.62 N URE* MM ProShares Ultra Real Estate $534 76 0.95 N
BBVAD MM AFI Bonos Medio Plazo Euro ETF/FI $131 36 0.15 N TUR* MM iShares MSCI Turkey $508 94 0.61 N
LYAEJ* MM Lyxor ETF MSCI AC APxJ USD $88 598 0.65 N EWL* MM iShares MSCI Switzerland Index Fund $504 37 0.53 N
SMN* MM ProShares UltraShort Basic Materials $74 - 0.95 N MGK* MM Vanguard Mega Cap 300 Growth $430 187 0.13 N
DUG* MM ProShares UltraShort Oil & Gas $72 90 0.95 N IDX* MM Market Vectors - Indonesia Index ETF $410 29 0.68 N
FEU* MM SPDR DJ STOXX 50 Fund $42 57 0.29 N TWM* MM ProShares UltraShort Russell2000 $402 - 0.95 N
LYLTM* MM Lyxor ETF MSCI EM Latin America USD $32 124 0.65 N ISI* MM iShares S&P 1500 Index Fund $345 1,490 0.20 N
IFAS* MM iShares FTSE EPRA/NAREIT Asia $25 75 0.48 N MGV* MM Vanguard Mega Cap 300 Value $336 154 0.13 N
MES* MM Market Vectors Gulf States $22 40 0.99 N EWQ* MM iShares MSCI France $317 76 0.54 N
SCC* MM ProShares UltraShort Cons. Services $21 195 0.95 N MGC* MM Vanguard Mega Cap 300 $304 305 0.13 N
REW* MM ProShares UltraShort Technology $14 160 0.95 N EWP* MM iShares MSCI Spain $300 28 0.54 N
IFNA* MM iShares FTSE EPRA/NAREIT NA $13 128 0.48 N NLR* MM Market Vectors - Nuclear Energy ETF $297 23 0.62 N
IFEU* MM iShares FTSE EPRA/NAREIT Europe $11 83 0.48 N SLX* MM Market Vectors - Steel Index Fund $262 26 0.56 N
SIJ* MM ProShares UltraShort Industrials $8 246 0.95 N HAP* MM Market Vectors - Hard Asset Prod. $246 318 0.65 N
AFK* MM Market Vectors Africa Index $7 50 0.84 N DOG* MM ProShares Short Dow30 $234 - 0.95 N
Country EWO* MM iShares MSCI Austria $207 29 0.54 N
SPY* MM SPDR Trust Series 1 $95,366 501 0.09 N TMW* MM SPDR Dow Jones Total Market ETF $204 1,013 0.20 N
IVV* MM iShares S&P 500 $28,321 501 0.09 Y EWN* MM iShares MSCI Netherlands $196 54 0.53 N
QQQQ* MM Powershares QQQ $25,488 100 0.20 Y EWI* MM iShares MSCI Italy $147 30 0.54 N
VTI* MM Vanguard Total Stock Market $19,170 3,389 0.07 N EIS* MM iShares MSCI Israel Capped $122 80 0.61 N
IWM* MM iShares Russell 2000 $16,318 1,974 0.28 N LYUSA* MM Lyxor ETF MSCI USA US $89 597 0.35 N
EWZ* MM iShares MSCI Brazil $12,756 81 0.61 N JSC* MM SPDR Russell/Nomura Small Cap JPN $85 401 0.55 N
SCJ* MM iShares MSCI Japan Small Cap $45 657 0.53 N

23
 Canada & Latin America Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Mexican Listed ETFs Other Latin American Listed ETFs

Brazil
Currency Funds
PIBB11 BZ PIBB Fundo de Indice Brasil 50 $1,236 50 - N
UUP* MM PowerShares DB USD Idx Bullish $892 - 0.75 N BOVA11 BZ iShares IBOVESPA $495 74 0.54 Y
FXA* MM CurrencyShares Aus. Dollar Trust $710 - 0.40 N SMAL11 BZ iShares BM&FBOVESPA Small Cap $32 57 0.69 N
FXC* MM CurrencyShares CDN Dollar Trust $635 - 0.40 N CSMO11 BZ iShares Bm&F BOVESPA Consumo $18 28 0.69 Y
FXF* MM CurrencyShares Swiss Franc Trust $437 - 0.40 N BRAX11 BZ iShares BOVESPA IBRX $13 106 0.54 Y
DBV* MM PowerShares DB G10 Crncy Harvest $353 11 0.75 N MOBI11 BZ iShares Bm&F BOVESPA Imobil $13 15 0.69 Y
FXY* MM CurrencyShares Japanese Yen Trust $151 - 0.40 N MILA11 BZ iShares BM&FBOVESPA MidLarge Cap $9 80 0.54 Y
UDN* MM PowerShares DB USD Idx Bearish $150 - 0.75 N Chile
FXB* MM CurrencyShares Brit. Pound Sterling $129 - 0.40 N EFA CI iShares MSCI EAFE Index Fund $39,478 921 0.35 N
FXS* MM CurrencyShares Swedish Krona Trust $87 - 0.40 N EEM CI iShares MSCI Emerging Markets $36,637 763 0.69 N
FXM* MM CurrencyShares Mexican Peso Trust $25 - 0.40 N IVV CI iShares S&P 500 Index Fund/US $28,321 499 0.09 N
IWM CI iShares Russell 2000 Index Fund $16,318 1,955 0.28 N
LQD CI iShares iBoxx IG Corporate Bond $12,997 416 0.15 N
Commodity Funds
EWZ CI iShares MSCI Brazil Index Fund $12,756 81 0.61 N
GLD* MM SPDR Gold Trust $54,927 - 0.40 N SHY CI iShares Barclays 1-3 Yr Treasury Bond $7,947 35 0.15 N
SLV* MM iShares Silver Trust $11,655 - 0.50 N FXI CI iShares FTSE/Xinhua China 25 Index $6,909 25 0.72 N
DBC* MM PowerShares DB Commodity $5,885 - 0.85 N EWJ CI iShares MSCI Japan Index Fund $6,219 318 0.54 N
IAU* MM iShares COMEX Gold Trust $5,377 - 0.25 N EWY CI iShares MSCI South Korea Index $4,270 100 0.61 N
DBA* MM PowerShares DB Agriculture Fund $3,819 - 0.85 N EWT CI iShares MSCI Taiwan Index Fund $3,420 119 0.71 N
GSG* MM iShares S&P GSCI Commodity $1,969 - 0.75 N EWA CI iShares MSCI Australia Index Fund $3,154 72 0.53 N
DBO* MM PowerShares DB Oil Fund $642 - 0.75 N ILF CI iShares S&P Latin America 40 Index $2,663 33 0.50 N
DBB* MM PowerShares DB Base Metals Fund $603 - 0.75 N EWG CI iShares MSCI Germany Index Fund $2,652 53 0.53 N
OILBN MM ETFs Brent 1month Oil Securities $492 - 0.49 N EWH CI iShares MSCI Hong Kong Index Fund $2,004 41 0.53 N
DBP* MM PowerShares DB Precious Metals $325 - 0.75 N AAXJ CI iShares MSCI AC Asia ex-Japan $1,954 219 0.69 N
DBE* MM PowerShares DB Energy Fund $240 - 0.75 N EWW CI iShares MSCI Mexico Investable Mkt $1,485 45 0.53 N
EWU CI iShares MSCI UK Index Fund $1,377 106 0.53 N
IEV CI iShares S&P Europe 350 Index Fund $1,332 346 0.60 N
Fixed Income Funds*
BKF CI iShares MSCI BRIC Index Fund $1,174 214 0.69 N
TIP* MM iShares Barclays TIPS Bond $19,445 30 0.20 N ECH CI iShares MSCI Chile Investable Mkt Index $877 34 0.61 N
LQD* MM iShares iBoxx Inv. Grade Corp Bond $12,997 416 0.15 N EZU CI iShares MSCI EMU Index Fund $819 264 0.54 N
AGG* MM iShares Barclays Aggregate Bond $11,051 707 0.24 N EPU CI iShares MSCI All Peru Capped Index $671 26 0.62 N
BND* MM Vanguard Total Bond Market $9,112 4,741 0.12 N Peru
HYG* MM iShares iBoxx $ HY Corporate Bond $8,325 421 0.50 N QQQ PE Powershares QQQ $25,488 100 0.20 N
SHY* MM iShares Barclays 1-3 Yr Treasury Bond $7,947 35 0.15 N DIA PE DIAMONDS Trust Series I $9,924 30 0.18 N
CSJ* MM iShares Barclays 1-3 Yr Credit Bond $7,674 661 0.20 N Trinidad
JNK* MM SPDR Barclays Capital H. Yield Bond $7,288 215 0.40 N SIAF TP Savinvest India Asia Fund $186 - - N
BSV* MM Vanguard Short-Term Bond $5,944 1,273 0.12 N Venuzuela
IBCXN MM iShares € Corporate Bond $4,685 90 0.20 N VENDEBT NT Venezuelan Domestic Debt Fund Ltd $5 - 0.25 N
SHV* MM iShares Barclays Short Treasury Bond $4,144 12 0.15 N
CIU* MM iShares Barclays Interm. Credit Bond $3,105 1,262 0.20 N *For Fixed Income Funds the number of stocks held refers to the number of bonds.
IEF* MM iShares Barclays 7-10 Yr Treasury Bond $2,773 14 0.15 N
TLT* MM iShares Barclays 20+Y Treasury Bond $2,680 14 0.15 N
MBB* MM iShares Barclays MBS Bond Fund $2,339 121 0.33 N
EMB* MM iShares JPMorgan USD EM Bond $2,246 72 0.60 N
BIV* MM Vanguard Intermediate-Term Bond $1,929 1,079 0.12 N
EXHBN MM iShares Govt Germany 1.5-2.5DE $1,863 6 0.16 N
BWX* MM SPDR Barclays Intl. Trsry Bond $1,394 211 0.50 N
IEI* MM iShares Barclays 3-7 Yr Treasury Bond $1,273 34 0.15 N
IBGSN MM iShares € 1-3 Government Bond $1,071 10 0.20 N
IBCIN MM iShares € Inflation Linked Bond $1,067 24 0.25 N
BIL* MM SPDR Barclays 1-3 Month T-Bill $1,022 10 0.13 N
EXHAN MM iShares eb.rexx Govt. Germany DE $1,012 25 0.16 N
WIP* MM SPDR DB Intl Govt Infl.-Protected $999 70 0.50 N
CFT* MM iShares Barclays Credit Bond Fund $766 1,194 0.20 N
IBTS* MM iShares $ Treasury Bond 1-3 $594 30 0.20 N
IBGX* MM iShares Euro Government Bond 3-5 $582 17 0.20 N
IBGM* MM iShares Euro Government Bond 7-10 $560 12 0.20 N
GVI* MM iShares Barclays Interm .Govt/Credit Bond $518 388 0.20 N
AGZ* MM iShares Barclays Agency Bond Fund $405 78 0.20 N
ITPS* MM iShares $ TIPS $395 30 0.25 N
IPE* MM SPDR Barclays Capital TIPS ETF $380 31 0.18 N
IBTM* MM iShares USD Treasury Bond 7-10 $366 12 0.20 N
BLV* MM Vanguard Long-Term Bond $330 1,114 0.12 N
IBGL* MM iShares Euro Government Bond 15-30 $206 31 0.20 N
TLH* MM iShares Barclays 10-20 Yr Treasury Bond $191 22 0.15 N
CORPTRC MM iShares Mexico Corp Bond TRAC $160 64 0.30 N
UDITRAC MM iShares LATixx Mexico UDITRAC $151 11 0.30 N
GBF* MM iShares Barclays Govt/Credit Bond $107 307 0.20 N
CETETRC MM iShares LATixx Mexico CETETRAC $53 13 0.30 N
UMSTRAC MM iShares LATixx Mexico UMSTRAC $12 11 0.30 N
M5TRAC MM iShares LATixx Mexico M5TRAC $3 9 0.30 N
M10TRAC MM iShares LATixx Mexico M10TRAC $3 6 0.30 N

24
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Country Country

Austria Italy (continued)

ATXEX AV iShares ATX (DE) € 72 20 0.32 N IMIB LN iShares FTSE MIB € 67 41 0.35 N
CBATX GY ComStage ETF ATX € 31 -- 0.25 N Main X-listings: IMIB IM (EUR)
Main X-listings: CBATX SW (CHF) XMIB IM db x-trackers FTSE MIB Index ETF € 56 40 0.30 N
Belgium Main X-listings: XMIB SW (CHF)
BEL BB Lyxor ETF BEL 20 € 39 20 0.50 N BERMIB IM Lyxor ETF Bear FTSE MIB € 30 -- 0.60 N
Finland FMI FP Amundi ETF FTSE MIB € 18 -- 0.18 N
H25ETF FH OMX Helsinki 25 € 203 25 0.17 N CSMIB IM CSETF on FTSE MIB € 17 39 0.33 N
France Main X-listings: CMB1 LN (GBP), CSMIB SW (CHF)
CAC FP Lyxor ETF CAC 40 € 2,937 4 0.25 N CI1 IM Amundi ETF MSCI Italy € 11 -- 0.25 N
E40 FP EasyETF CAC 40 € 684 40 0.25 N ITS2 IM ETFX FTSE MIB Super Short 2X €5 40 0.60 N
C40 FP Amundi ETF CAC 40 € 672 -- 0.25 N ITL2 IM ETFX FTSE MIB Leveraged 2X €3 40 0.60 N
BX4 FP Lyxor ETF XBear CAC 40 € 295 40 0.60 N Netherlands
LVC FP Lyxor ETF Leverage CAC 40 € 236 -- 0.40 N IAEX NA iShares AEX € 263 26 0.30 N
X40 FP db x-trackers CAC 40 € 50 41 0.20 N Main X-listings: IAEX LN (GBp)
CL4 FP Amundi ETF Leveraged CAC 40 € 41 -- 0.30 N AEXT NA SPDR AEX € 137 25 0.30 N
SHC FP Lyxor ETF Short CAC 40 € 31 -- 0.40 N NTH NA ETFX AEX Fund € 33 25 0.30 N
C4S FP Amundi ETF Short CAC 40 € 22 -- 0.35 N EAMX NA ETFX AMX Fund € 22 25 0.35 N
Z40 FP ComStage ETF CAC 40 € 21 -- 0.20 N SHA NA Lyxor ETF Short AEX € 11 -- 0.40 N
Main X-listings: CD40 SW (CHF) CH1 FP Amundi ETF MSCI Netherlands € 10 -- 0.25 N
CF1 FP Amundi ETF MSCI France € 20 -- 0.25 N LVA NA Lyxor ETF Leverage AEX € 10 -- 0.40 N
K40 FP HSBC CAC 40 ETF € 15 40 0.25 N TMX NA Think AMX Tracker -- -- 0.35 N
X4S FP db x-trackers CAC 40 Short € 14 41 0.40 N TDT NA Think AEX Tracker -- -- 0.30 N
Main X-listings: XC4S SW (CHF), XC4S LN (GBP) Norway
Z4L FP ComStage ETF CAC 40 Leverage € 10 -- 0.30 N OBXEDNBN NO DnB NOR OBX € 177 25 0.60 N
Main X-listings: CD42 SW (CHF) OBXBULL NO XACT Derivat Bull € 173 25 0.80 N
Z4S FP ComStage ETF CAC 40 Short Tr €9 -- 0.35 N OBXEXACT NO XACT OBX € 96 25 0.30 N
Main X-listings: CD41 SW (CHF) OBXBEAR NO XACT Derivat Bear € 73 25 0.80 N
EZC FP EasyETF CAC40 Double Short €9 40 0.50 N OBXBEARD NO DnB NOR OBX Derivat Bear €4 25 0.80 N
F4M FP Lyxor ETF Flexible CAC 40 €8 40 1.00 N BULLOBX3 NO BULL OBX X3 Ha -- -- 0.60 N
FRL2 NA ETFX CAC 40 2x Long Fund €3 -- 0.50 N BEAROBX3 NO BEAR OBX X3 Ha -- -- 0.60 N
FRS2 NA ETFX CAC 40 2x Short Fund €2 40 0.60 N Portugal
KCAC451 IT KSM CAC40 51 ETF €1 -- 0.80 N PP2 PL ComStage PSI 20 Leverage € 12 -- 0.50 N
MBCAC39 IT Clal - Mabat CAC 40 -- -- - N PPP PL ComStage PSI 20 € 11 -- 0.50 N
Germany Russia
DAXEX GY iShares DAX (DE) € 4,632 30 0.17 Y RUS FP Lyxor ETF Russia € 1,059 10 0.65 N
XDAX GY db x-trackers DAX ETF € 3,216 30 0.15 N XMRC IM db x-trackers MSCI Russia Capped € 455 29 0.65 N
Main X-listings: XDAX SW (CHF), XDAX SS (SEK) Main X-listings: XMRD LN (USD), XMRC LN (GBP)
MDAXEX GY iShares MDAX (DE) € 1,162 50 0.52 N RDXS LN Source - RDX Source ETF € 412 15 0.65 N
DAX FP Lyxor ETF DAX € 924 30 0.15 N LYRUS SE Lyxor ETF Russia USD € 113 10 0.65 N
ETFDAX GY ETFLab DAX € 813 31 0.15 N RUSSDX IM Market Access Daxglobal Russia € 80 -- 0.70 N
CBDAX GY ComStage ETF DAX TR € 625 -- 0.12 N Main X-listings: MDRI SW (USD), RUSD LN (GBP)
Main X-listings: CBDAX SW (CHF) CSRU SW CSETF on MSCI Russia € 49 -- 0.65 N
XSDX GY db x-trackers ShortDAX Daily € 432 30 0.40 N Main X-listings: CSRU IM (EUR), CRU1 LN (GBP)
Main X-listings: XSDX LN (GBP), XSDX SW (CHF), XSDX SS (SEK) CBMRUC30 GY ComStage MSCI Russia 30% Capped € 18 -- 0.60 N
DAXLEV IM Lyxor ETF LevDAX € 313 30 0.40 N Main X-listings: X018US SW (USD), CBMRUC30 GY (EUR)
ETFDAXK GY ETFlab DAX € 252 31 0.15 N RUSS LN iShares MSCI Russia Capped € 18 -- 0.74 N
CG1 FP Amundi ETF MSCI Germany € 132 -- 0.25 N Main X-listings: ISOB GR (EUR)
DS2P LN ETFX DAX 2x Short Fund € 53 30 0.60 N ERR FP EasyETF DJ Russia Titans 10 € 13 10 0.55 N
Main X-listings: DEL2 GY (EUR) RSTRS RU Troika Dialog- RTS Standard €6 -- -- N
DAXPUT IM Lyxor ETF DAXplus Protective Put € 28 30 0.40 N KSMRUSIA IT KSM Russia €1 16 1.00 N
DAX30S GY Source - DAX Source ETF € 21 30 0.15 N South Africa
DAX2S IM Lyxor ETF Daily Shortdax X2 € 21 30 0.60 N STX40 SJ Satrix 40 € 715 40 0.45 N
DL2P LN ETFX DAX 2x Long Fund € 19 30 0.40 N SAFRI IM Lyxor FTSE JSE Top 40 € € 197 40 0.65 N
Main X-listings: DEL2 LN (EUR) STXSWX SJ Satrix SWIX Top 40 € 83 40 0.45 N
LYXDAXCC GY Lyxor ETF DAXplus Covered Call € 17 30 0.40 N NRD SJ Trackhedge-NewRand € 66 10 0.30 N
DBPD GY db x-trackers ShortDax 2X € 10 -- 0.60 N BIPS40 SJ BIPS - FTSE/JSE Top 40 € 52 42 0.22 N
Main X-listings: XSD2 SW (CHF), XSD2 SS (SEK), XSDX LN (GBP) CSZA IM CSETF on MSCI South Africa € 24 47 0.65 N
C2D FP Amundi ETF Short DAX 30 €4 -- 0.35 N Main X-listings: CSZA LN (USD), CZA1 LN (GBP)
KSMDAX IT KSM DAX €1 -- 0.50 N AFRI IM Market Access FTSE/JSE Top 40 € 19 -- 0.70 N
MBDX21 IT Clal - Mabat DAX €1 -- - N Main X-listings: MFAI SW (USD)
INDXS19 IT INDEX DAX NIS19 €1 -- - N LSAF LN Lyxor ETF FTSE JSE Top 40 € 10 42 0.65 N
PSDAX68 IT Psagot Sal DAX Nis €1 -- 0.80 N SRSA LN iShares MSCI South Africa €7 48 0.74 N
TCDX20 IT TACHLIT DAX €1 -- 0.50 N Main X-listings: IRSA LN (USD), IBC4 GY (EUR)
XLDX IM db x-trackers LevDAX -- -- 0.35 N BBET40 SJ Bettabeta Eq Weight Top40 €4 44 0.42 N
Main X-listings: XLDX LN (GBP), XLDX SW (CHF), XLDX SS (SEK) PMMSCI9 IT KSM MSCI South Africa €1 -- 0.80 N
C002EU SW ComStage ETF DAX FR -- -- 0.15 N STAN40 SJ STANLIB Top 40 Fund -- 40 0.50 N
Main X-listings: C002 SW (CHF) STANSX SJ STANLIB Swix 40 Fund -- -- 0.50 N
TCDAX53 IT Tachlit Dax Ils -- -- 0.80 N Spain
Greece BBVAI SM BBVA Accion Ibex 35 ETF € 128 36 0.33 N
GRE FP Lyxor ETF MSCI Greece € 79 8 0.45 N LYXIB SM Lyxor ETF IBEX 35 € 93 35 0.30 N
AETF20 GA Alpha ETF FTSE Athex 20 € 45 20 0.38 N INVEX SM Lyxor ETF IBEX 35 Inverso € 49 35 0.40 N
ETFASE GA NBGAM - Athex General Domestic €5 42 0.50 N CS1 FP Amundi ETF MSCI Spain € 15 -- 0.25 N
Ireland PMSCI14 IT KSM MSCI Spain -- 28 - N
IETF ID ISEQ 20 ETF Shares € 18 20 0.50 N Sweden
Italy XACTSBX SS XACT OMXSB € 280 -- 0.30 N
ETFMIB IM Lyxor ETF FTSE MIB € 391 40 0.35 N XACBULL SS XACT Bull € 237 -- 0.60 N
XBRMIB IM Lyxor ETF XBear FTSE MIB € 228 -- 0.60 N XACBEAR SS XACT Bear € 136 -- 0.60 N
LEVMIB IM Lyxor ETF Leveraged FTSE MIB € 115 -- 0.60 N XABULL2 SS XACT Bull 2 € 101 -- 0.60 N
XABEAR2 SS XACT Bear 2 € 35 -- 0.60 N

25
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Country Broad Based

Sweden (continued) UK (Continued)

OMXDS SS Carnegie OMX Double Short ETF €4 -- 0.40 N L250 LN Lyxor ETF FTSE 250 € 19 254 0.35 N
OMXDL SS Carnegie OMX Double Long ETF €3 -- 0.40 N HMCX LN HSBC FTSE 250 ETF € 19 254 0.35 N
BULLOMX3 SS BULL OMX X3 H-A -- -- -- N CUKX LN CSETF on FTSE 100 £ € 15 102 0.33 N
BEAROMX3 SS BEAR OMX X3 H -- -- -- N Main X-listings: CSUKX IM (EUR)
Switzerland 8H84 LN ComStage FTSE 100 Leveraged TR € 12 -- 0.45 N
CSSMI SW Xmtch CH on SMI € 2,635 20 0.39 Y Main X-listings: 8H84 GY (EUR), 8H84 SW (CHF)
Main X-listings: XMT GY (EUR) 8H82 LN ComStage ETF FTSE 250 Tr-I € 11 -- 0.30 N
CSSMIM SW Xmtch CH on SMIM € 1,193 30 0.49 N Main X-listings: 8H82 GY (EUR), 8H82 SW (CHF)
SMICHA SW UBS-ETF SMI € 674 20 0.35 N 8H80 LN ComStage FTSE All-Share Tr-I € 11 -- 0.35 N
CSSLI SW Xmtch CH on SLI € 473 31 0.39 N Main X-listings: 8H80 GY (EUR), 8H80 SW (CHF)
XSMI SW db x-trackers SMI ETF € 280 20 0.30 N F1GBAS SW UBS-ETF FTSE 100 Sf - A £ €9 -- 0.30 N
Main X-listings: XSMI IM (EUR) 8H83 LN ComStage ETF FTSE 100 Short-I €9 -- 0.45 N
SLICHA SW UBS-ETF SLI € 132 30 0.35 N Main X-listings: 8H83 GY (EUR), 8H83 SW (CHF)
SMIEX SW iShares SMI (DE) € 111 20 0.52 N S250 LN Source - FTSE 250 Source - £ €7 261 0.35 N
Main X-listings: SMIEX GY (EUR) Main X-listings: SF250 GY (EUR)
CSW FP Amundi ETF MSCI Switzerland € 52 -- 0.25 N FTAS LN Lyxor ETF FTSE All-Share €7 628 0.40 N
Main X-listings: CSWCHF SW (CHF) 250F LN Lyxor ETF FTSE 250 €5 254 0.35 N
CBSMI GY ComStage ETF SMI € 45 -- 0.25 N XUL2 IM db x-trackers FTSE 100 Leveraged €2 102 0.50 N
Main X-listings: CBSMI SW (CHF) Main X-listings: XUL2 LN (GBP), XUL2 SW (CHF)
XSLI SW db x-trackers SLI ETF € 31 30 0.35 N KSMFTSE IT KSM FTSE 100 €1 -- - N
Main X-listings: XSLI GY (EUR) MBFT23 IT Clal - Mabat FTSE 100 €1 -- - N
SMMCHI SW UBS-ETF SMIM ETF I € 29 30 0.20 N SF100 GY Source - FTSE 100 Source ETF -- 103 0.30 N
SMMCHA SW UBS-ETF SMIM ETF A € 24 30 0.32 N SF250 GY Source - FTSE 250 Source ETF -- 261 0.35 N
LYSLE SW Lyxor Daily Leveraged SMI € 15 20 0.40 N IF10048 IT IndexSal FTSE 100 48 -- -- - N
LYSSL SW Lyxor ETF Daily Double Short SMI € 12 20 0.60 N Eastern Europe
VSLA1 SE Vontobel - SLI Bonus €4 -- 0.60 N CEC FP Lyxor Eastern Europe CECE EUR € 448 -- 0.50 N
XSVS SW db x-trackers SMI Short Daily-1C €3 20 0.50 N IEER LN iShares MSCI Eastern Europe 10/40 € 386 50 0.74 N
Main X-listings: XSVS GY (EUR) Main X-listings: IEER IM (EUR), IDEE LN (USD)
Turkey ETFW20L PW Lyxor ETF WIG-20 € 62 20 0.50 N
TUR FP Lyxor ETF Turkey € € 268 20 0.65 N CBNDUEEM GY ComStage MSCI EM Eastern Europe € 27 -- 0.60 N
ITKY LN iShares MSCI Turkey € 169 19 0.74 N Main X-listings: CBNDUEEM SW (CHF), X016US SW (USD)
Main X-listings: ITKY NA (EUR), ITKY SW (USD) BUXETF HB OTP BUX Index Tracking € 13 12 -- N
EETEUR FP EasyETF DJ Turkey Titans 20 € 19 20 0.65 N CE9 FP Amundi ETF MSCI Eastern Europe ex-Russia € 10 -- 0.45 N
DJIST TI Dow Jones Istanbul 20 € 13 20 0.95 N Main X-listings: CE9USD SW (USD)
TURK IM Market Access DJ Turkey Titans 20 € 12 -- 0.85 N LEEU LN Lyxor ETF Eastern Europe €9 -- 0.50 N
Main X-listings: MDJT SW (USD) Main X-listings: LEUU LN (USD)
ISDJE TI IS Invest. - DJ Turkey Eq Weight 15 €4 15 1.00 N 9J6W GY RBS - CECE Index €7 -- 0.50 N
HTRD LN HSBC MSCI Turkey ETF €3 19 0.60 N MPEU SV Alta Eurostock Slovenia €6 30 1.38 N
PMMSCI1 IT KSM MSCI Turkey €1 20 0.85 N M9SG GY Market Access South-East Europe €6 -- 0.80 N
NFIST TI Non-Financial Istanbul 20 €1 21 0.95 N SPOL LN iShares MSCI Poland €4 23 0.74 N
BNKTR TI Banka Turkey Large - Cap €1 6 0.95 N Main X-listings: IPOL LN (USD)
SPTUR TI Akbank - S&P/IFCI Turkey Type A -- 55 1.28 N ETFGT30P GA NBGAM Greece And Turkey 30 €3 30 0.95 N
UK KSMESEU IT KSM East Europe €1 -- - N
ISF LN iShares FTSE 100 € 4,381 102 0.40 N PMMXME6 IT KSM MSCI East Europe -- -- 0.85 N
Main X-listings: ISF IM (EUR) ABN20590 GY Crobex CW50 Croatia Zagreb S -- -- - N
MIDD LN iShares FTSE 250 € 610 256 0.40 N GT30 TI Finansbank Gt30 A Tipi -- 30 0.95 N
XUKX LN db x-trackers FTSE 100 € 562 102 0.30 N Middle East & Africa
Main X-listings: XUKX GY (EUR) LAFRI IM Lyxor ETF Pan Africa € 196 30 0.85 N
L100 LN Lyxor ETF FTSE 100 € 435 102 0.30 N XMEA IM db x-trackers MSCI EM EMEA TR € 136 139 0.65 N
Main X-listings: L100 FP (EUR) Main X-listings: XMXD LN (USD), XMEA LN (GBP), XMEA SS (SEK)
XASX LN db x-trackers FTSE All Share € 212 627 0.40 N LKUU LN Lyxor ETF FTSE Coast Kuwait 40 € 36 40 0.65 N
Main X-listings: XASX GY (EUR) Main X-listings: LKUW LN (GBP)
100GBA SW UBS-ETF FTSE 100 € 197 106 0.30 N CEME LN CSETF on MSCI EM EMEA € 29 139 0.65 N
Main X-listings: 100EUA GY (EUR), 100CHA SW CHF Main X-listings: CSEMEM IM (EUR), CME1 LN (GBP)
HUKX LN HSBC FTSE 100 ETF € 167 100 0.35 N KSM100 IT KSM Financial - KSM TA 100 € 24 100 - N
Main X-listings: UKX FP (EUR), HUKX SW (USD) IST30 TI IST-30 ISE 30 ETF € 24 30 0.95 N
UKXEX GY iShares FTSE 100 (DE) € 136 102 0.52 N TGTA758 IT Tachlit TA-75 € 17 -- 1.00 N
CU1 FP Amundi ETF MSCI UK € 82 -- 0.25 N MBTG75 IT Clal - Mabat Gidur TA-75 € 14 -- - N
XUKS LN db x-trackers FTSE 100 Short € 76 102 0.50 N KSM75 IT KSM Financial - KSM TA 75 € 14 75 0.50 N
Main X-listings: XUKS IM (EUR), XUKS SW (CHF) SGCC LN iShares MSCI GCC ex-Saudi Arabia € 13 54 0.80 N
LFAS LN Lyxor ETF FTSE All-Share € 73 628 0.40 N Main X-listings: IGCC LN (USD), IGCC NA (EUR)
S100 LN Source - FTSE 100 ETF - £ € 65 103 0.30 N TALI IT Psagot - TA-25 € 12 25 - N
Main X-listings: SF100 GY (EUR) KSM9010 IT KSM 90/10 € 10 -- - N
CSUKL SW CSETF on MSCI UK Large Cap € 63 40 0.48 N FALCOM30 AB Falcom Saudi Equity ETF €9 30 0.50 N
Main X-listings: CSUKL IM (EUR) KSM8020 IT KSM Financial - KSM 80/20 €9 -- - N
XMCX LN db x-trackers FTSE 250 ETF € 58 254 0.35 N ENBT1 IT Clal - Mabat TA 25 €8 -- - N
Main X-listings: XMCX GY (EUR) KSM25 IT KSM Financial - KSM 25 €7 25 0.50 N
SUK2 LN ETFX FTSE 100 Super Short 2x € 48 102 0.60 N MBT1002 IT Clal - Mabat TA 100 €6 -- - N
C1U FP Amundi ETF FTSE 100 € 40 -- 0.25 N TC100 IT Tachlit TA 100 €6 -- - N
Main X-listings: C1UGBP SW (GBP) TC25 IT Tachlit TA 25 €5 -- - N
CSUK SW CSETF on MSCI UK € 40 107 0.33 N 9J6V GY RBS MSCI GCC Ex Saudi Arabia €5 -- 0.85 N
Main X-listings: CSUK IM (EUR) MBT1929 IT Clal - Mabat 19 90/10 €5 -- - N
DBXUK SJ db x-trackers FTSE 100 Portfolio € 36 102 1.14 N 00I1 GY RBS MSCI EFM Africa Ex Za Daily €4 -- 1.35 N
CUKS LN CSETF on MSCI UK Small £ € 26 219 0.58 N 1UAE UH NBAD Oneshare DJ UAE 25 ETF €3 25 0.99 N
Main X-listings: CSUKS IM (EUR) HRL100 IT Harel Sal TA 100 €3 100 - N
8H81 LN ComStage ETF FTSE 100 Tr € 24 -- 0.25 N IND1002 IT Indexsal - Index Tel Aviv 100 €3 -- - N
Main X-listings: 8H81 GY (EUR), 8H81 SW (CHF) KSMYT120 IT KSM Yeter 120 €3 -- 1.00 N
LYUK LN Lyxor ETF FTSE 100 € 20 100 0.30 N TTA1003 IT Psagot Sal TA 100 €3 -- - N
LUK2 LN ETFX FTSE 100 Leveraged 2x Fund € 19 100 0.50 N KSMBIT IT KSM Financial - KSM BITUACH €2 -- 0.50 N

26
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Country Broad Based

Middle East & Africa (continued) Large Cap (continued)

TCLYT10 IT Tachlit Yeter 120 €2 -- 1.00 N CBNDDUEM GY ComStage ETF MSCI EMU TRN € 391 -- 0.25 N
INDX251 IT IndexSal - TA 25 €2 -- - N Main X-listings: CBNDDUEM SW (CHF), X012US SW (USD)
PST7517 IT Psagot Sal TA 75 €2 -- 0.05 N ERO FP SPDR MSCI Europe € 374 474 0.30 N
HRL75 IT Harel Sal TA 75 €2 75 0.40 N E50CHA SW UBS-ETF EuroStoxx 50 € 374 51 0.30 N
HRL25 IT Harel Sal TA 25 €2 25 - N Main X-listings: E50EUA IM (EUR), E50GBP SW (GBP), E50SKA SS (SEK)
KSMMA IT KSM TA MAALA 20 €2 20 0.20 N XACTVINX SS XACT Nordic 30 € 368 30 0.40 N
TCT2540 IT Tachlit TA 25 Aggressive €1 -- - N CBSXXR GY ComStage ETF Stoxx Europe 600 € 350 -- 0.20 N
KSHOR25B IT KSM Short TA-25 €1 25 - N Main X-listings: CBSXXR SW (CHF)
MBT2520 IT Clal - Mabat TA25 Short €1 -- - N CBSX5T GY ComStage EuroStoxx 50 TR € 292 -- 0.10 N
MTA7534 IT Clal - Mabat TA 75 Short €1 -- - N Main X-listings: CBSX5T SW (CHF)
TC90102 IT Tachlit Composite 90/10 €1 -- 0.50 N CEU FP Amundi ETF MSCI Europe € 284 -- 0.28 N
IND7515 IT IndexSal - Index TA 75 €1 -- - N XSSX IM db x-trackers EuroStoxx 50 Short € 270 51 0.40 N
MBMN30 IT Clal - Mabat 30 TA25 €1 -- - N Main X-listings: XSSX SW ((CHF), XSSX SS (SEK)
PS12019 IT Psagot Sal Yeter 120 €1 120 - N EMUEUA SW UBS-ETF MSCI EMU € 229 276 0.35 N
MBT2526 IT Clal - Mabat 25 AGR25 Short €1 -- - N Main X-listings: EMUCHA SW (CHF)
KSM30 IT KSM Small Cap 30 €1 30 1.00 N ETB FP EasyETF EuroStoxx 50 € 206 50 0.25 N
TGTA255 IT Tachlit Short TA 25 €1 -- - N BBVAE SM BBVA Accion EuroStoxx 50 € 186 52 0.15 N
TC20803 IT Tachlit Composite 8020 €1 -- 0.50 N SPE FP Amundi ETF S&P Europe 350 € 177 -- 0.35 N
PSG5020 IT Psagot Sal Yeter 50 €1 -- 1.00 N LVE FP Lyxor ETF Leveraged EuroStoxx 50 € 164 -- 0.40 N
MBTYT38 IT Clal - Mabat Small-Cap 120 €1 -- - N XMPE IM db x-trackers MSCI Pan-Euro € 161 199 0.30 N
KSHORTYT IT KSM Short Yeter 30 €1 -- - N SMSEUR GY Source - MSCI Europe Source € 157 473 0.30 N
KST2523 IT KSM Long TA 25 X3 Daily €1 25 1.50 N CMU FP Amundi ETF MSCI EMU € 149 -- 0.25 N
KST7520 IT KSM Long TA 75 X2 €1 75 1.50 N SEUA LN iShares EuroStoxx 50 Acc € 135 51 0.35 N
MT1S32 IT Clal - Mabat TA 100 Short €1 -- - N Main X-listings: IEUA NA (EUR)
INDXM30 IT IndexSal - Index Share 30 €1 -- - N SDJ600 GY Source - Stoxx Europe 600 Source € 135 603 0.19 N
PR15S18 IT Psagot Sal Nadlan 15 -- -- - N CSSX5E IM CSETF on EuroStoxx 50 € 133 50 0.20 N
HDSGLN5 IT Hadas Indices Gilon -- -- - N Main X-listings: CS51 LN (GBP)
KSM5070 IT KSM Short Yeter 750 -- 50 - N CN1 FP Amundi ETF MSCI Nordic € 133 -- 0.25 N
HRLA25 IT Harel Sal TA 25 Aggressive -- 25 - N MSET FP Lyxor ETF EuroStoxx 50 Tr-C € 128 50 0.30 N
IN10010 IT IndexSal - Index Short 100 -- -- - N Main X-listings: MSEG PZ (GBP)
INTA259 IT IndexSal - Index Short 25 -- -- - N BXX FP Lyxor EuroStoxx 50 Double Short € 110 50 0.60 N
KSRT75X2 IT KSM SHORT TA 75 X2 daily -- 25 - N ETZEUR FP EasyETF Stoxx Europe 600 € 104 600 0.30 N
MBTF302 IT Clal - Mabat Yeter 50 -- -- - N SPO FP Amundi ETF S&P Euro € 85 -- 0.35 N
MB10058 IT Mabat Short TA-100 -- -- - N IEUT LN iShares PLC - FTSEurofirst 100 € 83 102 0.40 N
KSRT25X3 IT KSM SHORT TA 25 X3 daily -- 25 - N Main X-listings: IETA NA (EUR), IEUT SW (CHF)
ITA7546 IT Index Ta75 46 -- -- - N CBNDDUE1 GY ComStage ETF MSCI Europe TRN € 82 -- 0.25 N
HRSHR43 IT Harel Sal Equity Portfolio -- -- 0.50 N Main X-listings: CBNDDUE1 SW (CHF), X011US SW (USD)
HY12018 IT Harel Sal Mid-Cap -- -- 1.00 N CU9 FP Amundi ETF MSCI Europe x EMU € 80 -- 0.30 N
HRY5014 IT Harel Sal Yeter 50 -- -- 1.00 N ETM FP EasyETF Stoxx Europe 50 € 78 50 -- N
KT10019 IT KSM SHORT TA 100 X3 daily -- 100 1.50 N 50E FP HSBC EuroStoxx 50 ETF € 76 365 0.60 N
Note: Total Assets (€M) is calculated as the number of ETF shares that have been issued, Main X-listings: HMFD LN (USD), H50E LN (GBP)
multiplied by the last price of a share. Stocks in ETF shows the number of stocks that are BSX FP Lyxor EuroStoxx 50 Daily Short € 69 50 0.60 N
actually held in the ETF currently, and not the targeted number of names to be held. CS9 FP Amundi MSCI Europe ex Switz € 69 -- 0.30 N
ETFSTX5 GY ETFlab Stoxx Europe 50 € 59 50 0.19 N
IEUR LN iShares FTSEurofirst 80 € 59 80 0.40 N
Broad Based
Main X-listings: IEUR IM (EUR), IEUR SW (CHF)
Large Cap ETX FP EasyETF EuroStoxx € 49 313 0.30 N
MSE FP Lyxor ETF Euro Stoxx 50 € 6,194 50 0.25 N DBXEU SJ db x-trackers EuroStoxx 50 € 37 50 1.14 N
SX5EEX GY iShares EuroStoxx 50 DE € 4,096 50 0.17 N CD5 FP Amundi ETF EuroStoxx 50 € 35 -- 0.15 N
EUE LN iShares EuroStoxx 50 € 3,185 50 0.35 N XACTNORD SS XACT Nordic 120 € 35 120 0.40 N
Main X-listings: EUE IM (EUR), EUNE SW (CHF) CBMLCUEU GY ComStage MSCI Europe Large € 30 -- 0.25 N
XESX LN db x-trackers EuroStoxx 50 ETF € 1,491 51 -- N Main X-listings: X024US SW (USD)
Main X-listings: XESX IM (EUR), XESX SW (CHF) ETFEULC GY ETFlab MSCI Europe Large Cap € 29 201 0.30 N
SXXPIEX IM iShares Stoxx Europe 600 DE € 1,371 600 0.21 N ETFEUAC GY ETFlab MSCI Europe € 29 50 0.30 N
ETFSX5E GY ETFlab EuroStoxx 50 € 1,243 50 0.15 N SDJE5D GY Source - EuroStoxx 50 Source € 28 50 0.15 N
IMEU LN iShares MSCI Europe € 1,109 390 0.35 N EMUEUI SW UBS-ETF MSCI EMU I € 28 274 0.18 N
Main X-listings: IMEU NA (EUR), IMEU SW (CHF) CBSX5TS GY ComStage EuroStoxx 50 Short TR € 25 -- 0.35 N
XMEU IM db x-trackers MSCI Europe TR € 1,031 467 0.30 N Main X-listings: CBSX5TS SW (CHF)
Main X-listings: XMEU SP (USD), XMEU LN (GBP), XMEU SS (SEK) EUREUI SW UBS-ETF MSCI Europe I € 25 476 0.18 N
MEU FP Lyxor ETF MSCI Europe € 1,013 467 0.35 N SMEA LN iShares MSCI Europe Acc € 24 399 0.35 N
XESC IM db x-trackers EuroStoxx 50 1C € 784 50 0.74 N Main X-listings: IMAE NA (EUR)
Main X-listings: XESC LN (GBP), XESC SW (CHF), XESC SS (SEK) LCXPEX GY iShares Stoxx Europe Large 200 DE € 24 200 0.21 N
EUN LN iShares Stoxx Europe 50 € 744 50 0.35 N C054 GY ComStage ETF EuroStoxx 50 F € 24 -- 0.15 N
Main X-listings: EUN IM (EUR), EUN SW (CHF) Main X-listings: C054 SW (CHF)
CSEMU SW CSETF on MSCI EMU € 668 270 0.33 N GXW FP iShares Stoxx EU Enlarged 15 DE € 22 15 0.52 N
Main X-listings: CEU1 LN (GBP) C6E FP Amundi ETF Stoxx Europe 600 € 20 -- 0.18 N
IEUX LN iShares MSCI Europe ex UK € 663 351 0.40 N HMEU LN HSBC MSCI Europe ETF € 20 364 0.30 N
Main X-listings: IEUX NA (EUR), IEUX SW (CHF) Main X-listings: HEU FP (EUR), HMEU SW (USD)
XSX6 IM db x-trackers Stoxx Europe 600 € 629 601 0.20 N CLE FP Amundi Leveraged MSCI Europe € 17 -- 0.35 N
Main X-listings: XSX6 LN (GBP), XSX6 SW (CHF) C5L FP Amundi Leveraged EuroStoxx 50 € 17 -- 0.30 N
SDJE50 GY Source - EuroStoxx 50 € 611 50 0.15 N CBSX5EL GY ComStage EuroStoxx 50 Leveraged € 16 -- 0.35 N
C50 FP Amundi ETF EuroStoxx 50 € 598 -- 0.15 N Main X-listings: CBSX5EL SW (CHF)
CSEMUL SW CSETF on MSCI EMU Large Cap € 596 119 0.54 N RAFISA SJ eRAFI Overall SA ETF € 16 40 2.00 N
Main X-listings: CEL1 LN (GBP) LEU2 LN ETFX EuroStoxx 50 Leverage 2x € 15 50 0.40 N
SXXEEX IM iShares DJ Euro Stoxx DE € 589 315 0.21 N Main X-listings: LE2P LN (GBP)
MFE FP Lyxor ETF MSCI EMU € 488 267 0.35 N CSEU SW CSETF on MSCI Europe € 15 455 0.33 N
ETD FP EasyETF EuroStoxx 50 € 464 50 0.25 N Main X-listings: CSE1 LN (GBP)
GXN FP iShares Stoxx Europe 50 DE € 418 50 0.52 N EUREUA SW UBS-ETF MSCI Europe € 15 470 0.30 N
E50EUI SW UBS-ETF EuroStoxx 50 I € 395 52 0.10 N Main X-listings: EURGBA SW (GBP), EURSKA SS (SEK)

27
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Broad Based Style

Large Cap (continued) Value (continued)

EZD FP EasyETF EuroStoxx 50 Double Short € 13 50 0.50 N IDJV LN iShares EuroStoxx Total Mkt Value € 62 54 0.40 N
SHE FP Lyxor ETF Short Strategy Europe € 13 -- 0.40 N Main X-listings: IDJV NA (EUR), IDJV SW (CHF)
XEDS SW db x-trackers EuroStoxx 50 2x Short € 12 50 0.50 N EMVEUA SW UBS-ETF MSCI EMU Value € 62 153 0.35 N
XEDS IM db x-trackers EuroStoxx 50 Short x2 € 12 51 0.50 N CV9 FP Amundi ETF MSCI Europe Value €7 -- 0.35 N
Main X-listings: XEDS LN (GBP), XEDS SW (CHF) ETFSV2P GY ETFlab DJ Stoxx Strong Value 20 €4 20 0.65 N
SDEFS GY Source - Defensives European € 11 105 0.30 N Alpha
C5E FP Amundi ETF Stoxx Europe 50 € 11 -- 0.15 N XHFD LN db x-trackers Hedge Fund Index € 198 -- 0.90 N
VIBC1 SE Vontobel Intl. Blue Chip € 10 20 0.60 N Main X-listings: XHFC SW (CHF), XHFG LN (GBP) XHFI GY (EUR)
XACEUBUL SS XACT Europe Bull 2 €9 -- 0.70 N XLPE LN db x-trackers LPX MM Private Eq. € 175 25 0.70 N
Main X-listings: PXF IM (EUR) Main X-listings: XLPE GY (EUR)
XACEUBEA SS XACT Europe Bear 2 €6 -- 0.70 N MWTE LN MW Tops Global Alpha € € 147 -- -- N
EZZ FP EasyETF Stoxx Europe 600 2x Short €5 600 0.60 N IPRV LN iShares S&P Listed Private Equity € 143 31 0.75 N
C5S FP Amundi ETF Short EuroStoxx 50 €5 -- 0.30 N Main X-listings: IPRV NA (EUR), IPRV SW (USD)
SDJS50 GY Source - Stoxx Europe 50 Source €5 50 0.35 N XQUI GY db x-Trackers Quirin Wealth € 85 -- 0.72 N
FXX FP SGAM Flexible EuroStoxx 50 €5 50 0.50 N MWTS LN MW Tops Global Alpha £ € 78 -- -- N
KSMSX5E IT KSM Financial - KSM EuroStoxx 50 €5 -- - N PVX FP Lyxor ETF Privex € 50 25 0.70 N
ETN FP Easyetf Stoxx Europe 50-A Cap €5 50 0.30 N BWE FP Lyxor ETF Euro Stoxx 50 BuyWrite € 32 -- 0.40 N
ETFSX5TS GY ETFlab EuroStoxx 50 Short €4 -- 0.40 N MWTU LN Mw Tops Global Alpha US$ € 26 -- -- N
C8E FP Amundi ETF Short MSCI Europe €4 -- 0.35 N ETFSS4P GY ETFlab Stoxx Strong Style Comp 40 € 13 40 0.65 N
XEL2 IM db x-trackers EuroStoxx 50 2X €3 -- 0.35 N SMLE GY Source - BofAml Hedge Fund Fact. € € 11 -- 0.70 N
Main X-listings: XEL2 LN (GBP), XEL2 SW (CHF), XEL2 SS (SEK) SMLD LN Source - BofAml Hedge Fund Fact. $ €7 -- 0.70 N
SXMU LN iShares MSCI Europe ex-EMU €3 195 0.40 N PSSP LN PowerShrs Glbl List. Private Equity €5 60 0.75 N
Main X-listings: IXMU LN (USD) Main X-listings: PSP FP (EUR)
KSMOMX IT KSM Scandinavia €1 30 0.80 N WISE IM Lyxor WISE Quantitative Strategy €4 125 0.60 N
ETK FP EasyETF Stoxx Europe 50 €2 50 0.30 N XHFE LN db Equity Strategies Hedge Fund €4 0.90 N
TCEUR50 IT Tachlit EuroStoxx 50 €1 -- - N DTM NA Think Total Market - Defensief -- -- 0.60 N
PMMXEU5 IT KSM MSCI Europe €1 -- 0.95 N INVOPTP DC Invest Investin -Optimal Pension -- -- 0.47 N
KSMSX5I IT KSM Eurostoxx 50 ILS €1 -- - N TCSTS14 IT Psagot S&P Global STARS Custom -- -- 1.00 N
MBEU17 IT Clal - Mabat EuroStoxx 50 €1 -- - N Fundamental
PMSCI11 IT KSM MSCI Scandinavia -- -- 0.95 N REU IM Lyxor ETF RAFI Europe € 17 502 0.60 N
INCEU11 IT IndexSal - EuroStoxx 50 ILS -- -- - N PSRW LN PowerShares FTSE RAFI All World € 15 -- 0.50 N
TOF NA Think Total Market Offensief -- -- 0.60 N PSRE LN PowerShares FTSE RAFI Europe € 12 505 0.50 N
NTM NA Think Total Market Tracker Neutral -- -- 0.60 N Main X-listings: PEF IM (EUR)
ESPSNTX AV Erste Sparinvest - ESPA Stock NTX -- 30 0.90 N PSRM LN PowerShares FTSE RAFI Emerging € 12 -- 0.65 N
IBER PL ESAF Iberian ETF -- -- 0.45 N Main X-listings: PEHH SW (USD), PEH IM (EUR)
KSMACW IT Ksm All Countries -- -- 0.95 N PSRD LN PowerShares FTSE RAFI Global1000 €7 901 0.50 N
Mid Cap PSRU LN PowerShares FTSE RAFI UK Fund €5 102 0.50 N
CSEMUM SW CSETF on MSCI EMU Mid Cap € 187 147 0.56 N PTI IM PowerShares FTSE RAFI Italy 30 €5 -- 0.50 N
Main X-listings: CEM1 LN (GBP) PSRA LN PowerShs FTSE RAFI AsiaPac €4 248 0.80 N
DJMC LN iShares EuroStoxx Mid Cap € 165 105 0.40 N Main X-listings: PFA FP (EUR)
Main X-listings: DJMC NA (EUR), DJMC SW (CHF) PDI IM PowerShares FTSE RAFI Switz. €2 -- 0.55 N
GXM FP iShares Stoxx Europe Mid 200 DE € 163 200 0.21 N Main X-listings: PDII SW (CHF)
CEM FP Amundi MSCI Europe Mid Cap € 54 -- 0.40 N PSRH LN PowerShares FTSE RAFI HK €2 -- 0.55 N
XEUM SW db x-trackers MSCI Europe Mid Cap TR € 34 267 0.40 N Main X-listings: PRH IM (EUR)
Main X-listings: XEUM IM (EUR), XEUM LN (GBP) STXRAF SJ Satrix RAFI 40 Index Portfolio -- -- 0.52 N
PSES LN PowerSh RAFI EUR Small-Mid Fund € 13 549 0.50 N Dividend
Main X-listings: PWD FP (EUR) IUKD LN iShares FTSE UK Dividend Plus € 657 50 0.40 N
CBMMDUEU GY ComStage MSCI Europe Mid Cap € 13 -- 0.35 N Main X-listings: IUKD IM (EUR), IUKD SW (EUR)
Main X-listings: CBMMDUEU SW (CHF), X025US SW (USD) IDVY LN iShares EuroStoxx Select Dividend € 494 30 0.40 N
SDJMID GY Source - Stoxx Mid 200 Source ETF € 12 208 0.35 Y Main X-listings: IDVY NA (EUR)
ETFEUMC GY ETFlab MSCI Europe Mid Cap €6 268 0.30 N XGSD IM db x-trackers Stoxx Glbl Sel Div 100 € 357 100 0.50 N
KSMID31 IT KSM Sal Mid 31 ETF €1 200 0.90 N Main X-listings: XGSD LN (GBP), XGSD SW (CHF), XGDD LN (USD)
Small Cap SD3EEX GY iShares EuroStoxx Select Div 30 DE € 301 30 0.32 N
XXSC IM db x-trackers MSCI Europe Small € 377 1,079 0.40 N DDAXKEX GY iShares DivDAX DE € 294 15 0.32 N
Main X-listings: XXSC SW (CHF), XXSC LN (GBP) IAPD LN iShares DJ Asia Pac Select Div € 220 30 0.59 N
DJSC LN iShares EuroStoxx Small Cap € 308 106 0.40 N Main X-listings: IDAP LN (USD), IAPD IM (EUR)
Main X-listings: DJSC NA (EUR), DJSC SW (CHF) CBSD3T GY ComStage EuroStoxx Select Div 30 € 136 -- 0.25 N
CEUS LN CSETF on MSCI EMU Small Cap € € 206 420 0.58 N Main X-listings: CBSD3T SW (CHF)
Main X-listings: CES1 LN (GBP) XD3E LN db x EuroStoxx Select Div 30 € 130 30 0.30 N
SCXPEX IM iShares Stoxx Europe Small 200 DE € 194 200 0.21 N Main X-listings: XD3E IM (EUR), XDIE SW (CHF)
MMS FP Lyxor ETF MSCI EMU Small Cap € 173 583 0.40 N SEL FP Lyxor Stoxx Select Dividend 30 € 125 -- 0.30 N
ESM FP Amundi EuroStoxx Small € 75 -- 0.30 N ETFDXMD GY ETFlab DAXplus Max Dividend € 123 20 0.30 N
CBNCUDE1 GY ComStage MSCI Europe Small Cap € 16 -- 0.35 N SD3PEX GY iShares Stoxx Select Dividend 30 DE € 86 30 0.32 N
Main X-listings: CBNCUDE1 SW (CHF), X026US SW (USD) SDGPEX GY iShares Stoxx Glbl Select Div 100 € 84 100 0.47 N
SDJSML GY Source Stoxx Small 200 € 10 210 0.35 N STXDIV SJ Satrix Dividend Plus € 81 30 0.45 N
SMC FP SPDR MSCI Europe Small Cap €5 752 0.40 N DIV FP Lyxor ETF Euro Stoxx 50 Dvd € 78 50 0.70 N
EMSC GY Source - MSCI EMU Small Cap €1 584 0.40 N Main X-listings: LDIV LN (GBP)
APSDEX GY iShares DJ Asia Pac Select Div 30 € 74 30 0.32 N
DJDVPEX IM iShares DJ U.S. Select Dividend DE € 63 100 0.32 N
Style
ETFSD3E GY ETFlab EuroStoxx Dividend 30 € 47 30 0.30 N
Growth CD9 FP Amundi MSCI Europe High Div € 13 -- 0.30 N
IDJG LN iShares EuroStoxx Total Mkt Growth € 104 47 0.40 N CD8 FP Amundi MSCI EMU High Div €7 -- 0.30 N
Main X-listings: IDJG IM (EUR), IDJG SW (CHF) SDJDIV GY Source EuroStoxx Select Div 30 €6 30 0.30 N
GWT FP Lyxor ETF MSCI EMU Growth € 45 158 0.40 N MBTDIV IT Clal - Mabat TEL DIV 20 €1 -- - N
CG9 FP Amundi MSCI Europe Growth € 12 -- 0.35 N TLDJAS3 IT Psagot - Tali Dividend Asia €1 -- 1.25 N
ETFSG2P GY ETFlab Stoxx Strong Growth 20 €2 20 0.65 N KSMTLDV IT KSM Tel Div €1 -- 0.50 N
Value TLICND7 IT Tali DJ Canada Select Dividend €1 -- 1.00 N
VAL FP Lyxor ETF MSCI EMU Value € 134 151 0.40 N TLIGRM6 IT Tali Dividend Germany €1 -- - N
D5BL GY db x-tracker MSCI Europe Value € 101 228 0.40 N INTDB27 IT Index Sal Ltd - Tel Div 20 €1 -- - N

28
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Style Style

Dividend (continued) Theme (continued)

TSD3E12 IT Tali EuroStoxx Select Div 30 €1 -- 1.00 N XSHJ LN db x-trackers S&P Japan 500 Shariah €5 169 0.50 N
KSMDJDVP IT KSM - US Dividend €1 -- 1.00 N Main X-listings: XSHJ GY (EUR)
TLSDGV9 IT Psagot Stoxx Glbl Select Div 100 €1 -- 1.00 N XSHE LN db x-trackers S&P Eur 350 Shariah €5 98 0.50 N
TDJDVP7 IT Psagot DJ U.S. Select Dividend €1 -- - N Main X-listings: XSHE GY (EUR)
TDJSD13 IT Tali Dow Jones Japan Select Div 30 €1 -- 1.20 N XIMT LN db x-trackers Islamic Titans 100 €4 100 0.50 N
TLASTR8 IT Psagot Australia Select Dividend 30 €1 -- 1.00 N NFSH40 SJ NewFunds Shariah Top 40 €4 21 0.80 N
TLSD2G4 IT Tali Dividend Scandinavia -- -- 1.10 N TDJTEN6 IT Tali Dow Jones Oil & Gas Titans 30 €1 -- - N
TLSD2G4 IT Tali Dividend Scandinavia -- -- 1.10 N DJIMT TI Dow Jones Islamic Market Turkey €1 32 0.11 N
TLTDB10 IT Tali Tel-Aviv 20 Dividend -- -- 0.50 N KSMDJWA IT KSM Water €1 38 1.00 N
KSMSDGL IT KSM Global Dividend -- -- 1.00 N Volatility
KSMSD3E IT KSM Euro Dividend -- -- N VSXG LN Ipath Vstoxx Short-Term Fut € 37 -- 0.89 N
HTD2017 IT Harel Sal Tel-Div Index -- -- 0.50 N Main X-listings: VSXX GY (EUR)
Socially Responsible VIXS LN Source S&P 500 VIX Short-Term € 18 -- 0.60 N
INRG LN iShares S&P Global Clean Energy € 116 30 0.65 N XVOL GY db x-trackers € Int Rates Volatility €9 -- 0.25 N
Main X-listings: INRG IM (EUR), DNRG LN (USD) VXIS LN iPath S&P 500 VIX Short-Term €8 -- 0.89 N
SUBEEX GY iShares EuroStoxx Sustainability 40 € 112 40 0.42 N Main X-listings: VXIS GY (EUR)
ECN FP EasyETF Low Carbon 100 Eur € 55 -- 0.60 N VXIM LN iPath S&P 500 VIX Mid-Term €7 -- 0.89 N
3551B FP EasyETN Global Energy Efficiency € 42 -- -- N Main X-listings: VXIM GY (EUR)
EEVEUR FP EasyETF FTSE ET50 Environment € 20 51 0.45 N XVLS GY db x € Int Rates Volatility Short €6 -- 0.25 N
PSBW LN PowerShares Global Clean Energy €8 95 0.75 N VSXY IM iPath Vstoxx Mid-Term Future €4 -- 0.89 N
Main X-listings: PBW IM (EUR)
OCS LN Osmosis Climate Solutions €7 100 0.70 N
Sector Funds
AWWF FP Amundi ETF Green Tech €5 -- 0.45 N
XGED GY db x-trackers Glbl Fund Supporters €4 -- 0.25 N Consumer Discretionary
CSAE SW CSETF on Global Aternative Energy €2 -- 0.65 N XAPS GY Source Stoxx 600 Opt. Auto&Parts € 213 14 0.30 Y
Main X-listings: CSAE IM (EUR), CAE1 LN (GBP) AUT FP Lyxor ETF Stoxx 600 Auto & Parts € 49 -- 0.30 N
MTIEC12 IT Clal - Mabat Indx ECO12 -- -- - N XRPS GY Source Stoxx 600 Opt Retail € 49 25 0.30 N
XGRC IM db x-trackers S&P US Carbon -- 362 0.50 N XMPS GY Source Stoxx 600 Opt Media € 40 27 0.30 N
Main X-listings: XGRC LN (GBP), XGRD LN (USD) TRV FP Lyxor Stoxx 600 Travel & Leisure € 40 23 0.30 N
NRJ FP Lyxor New Energy € 83 20 0.60 N MDA FP Lyxor Stoxx Europe 600 Media € 35 28 0.30 N
ALTE IM ETFX DAX Glob. Alt. Energy Fund € 14 15 0.65 N SXAPEX GY iShares Stoxx 600 Autos & Parts € 35 14 0.52 N
Main X-listings: ALTP LN (GBP) RTA FP Lyxor Stoxx Europe 600 Retail € 29 25 0.30 N
KSMCLNT IT KSM Financial - KSM Cleantech €1 -- 1.00 N CD6 FP Amundi ETF MSCI Europe C. Disc € 19 -- 0.25 N
Theme AUTX FP Lyxor Stoxx 600 Auto & Parts Short € 18 -- 0.45 N
INFR LN iShares Macquarie Glbl Infr. 100 € 252 100 0.65 N DISW IM Lyxor MSCI World C.Discretion € 17 242 0.45 N
Main X-listings: IDIN LN (USD), INFR IM (EUR) STR FP SPDR MSCI Europe Cons. Disc € 17 63 0.30 N
GOLDA IM Market Access AMEX Gold Bugs € 200 -- 0.70 N XTPS GY Source Stoxx 600 Opt Travel & Les € 16 21 0.30 N
Main X-listings: MAGB SW (USD), GOLB LN (GBP) CBSXAR GY ComStage Stoxx 600 Auto & Parts € 13 -- 0.25 N
XSGI IM db x-trackers S&P Glbl Infrastruct. € 197 74 0.60 N Main X-listings: CBSXAR SW (CHF)
Main X-listings: XGID LN (USD), XSG1 SW (CHF), XSGI LN (GBP) SXRPEX GY iShares Stoxx Europe 600 Retail DE € 12 25 0.52 N
IEMI LN iShares S&P EM Infrastructure € 182 30 0.74 N CBSXMR GY ComStage Stoxx Europe 600 Media € 12 -- 0.25 N
Main X-listings: DEIN LN (USD), IEMI IM (EUR) Main X-listings: CBSXMR SW (CHF)
IH2O LN iShares S&P Global Water 50 € 150 50 0.65 N CBSXRR GY ComStage Stoxx Europe 600 Retail € 12 -- 0.25 N
Main X-listings: IH2O IM (EUR), DH20 LN (USD) Main X-listings: CBSXRR SW (CHF)
NUKE LN ETFS WNA Global Nuclear Energy € 107 65 0.65 N SXMPEX GY iShares Stoxx Europe 600 Media € 10 28 0.53 N
Main X-listings: NUKE NA (EUR) CBSXTR GY ComStage Stoxx 600 Travel & Leis. € 10 -- 0.25 N
EAGEUR FP EasyETF S-Box Global Agribusiness € 70 30 0.60 N Main X-listings: CBSXTR SW (CHF)
WAT FP Lyxor ETF World Water € 62 20 0.60 N SXTPEX GY iShares Stoxx 600 Travel & Leisure DE €9 22 0.53 N
AUCO LN ETFX DAXGlobal Gold Mining € 61 20 0.65 N SYA FP EasyETF Euro Automobile €7 14 0.30 N
Main X-listings: AUCO NA (EUR) SXRREX GY iShares Stoxx 600 Retail Swap DE €7 25 0.32 N
AGRP LN ETFX S-Net ITG Glbl Agri Business € 61 30 0.65 N SYM FP EasyETF Euro Media €6 28 0.30 N
Main X-listings: AGRI IM (EUR), AGRI LN (USD) 3297B FP EasyETN World Luxury ETN €6 -- -- N
WOOD LN iShares S&P Gl. Timber & Forestry € 54 25 0.65 N SXAREX IM iShares Stoxx Autos & Parts Swap €5 14 0.32 N
Main X-listings: WOOD IM (EUR), DWOD LN (USD) GXK FP iShares Stoxx 600 Media Swap EX €4 28 0.32 N
ISWD LN iShares MSCI World Islamic Fund € 35 281 0.60 N GXZ FP iShares Stoxx Travel & Leisure Swap DE €3 22 0.32 N
Main X-listings: ISDW LN (USD), IUSD GY (EUR) SCYCS GY Source - Cyclicals European Source €2 329 0.30 N
SHPP LN ETFX DAX Global Shipping Fund € 29 28 0.65 N XLYS LN Source C. Disc S&P US Sector €1 83 0.30 N
Main X-listings: SHIP IM (EUR), SHIP LN (USD) SCODS GY Source - Consumer Discretionary €1 85 0.30 N
3903B FP EasyETN Emerging Infrastructure € 28 -- -- N Consumer Staples
3902B FP EasyETN Global Infrastructure ETN € 27 -- -- N PHG FP Lyxor Stoxx Pers & HHold Goods € 148 27 0.30 N
PSGA LN PowerShrs Global Agriculture OMX € 26 40 0.75 N IND FP Lyxor Stoxx 600 Ind Goods & Svcs € 76 93 0.30 N
Main X-listings: PSU FP (EUR), PSUU SW (USD) FOO IM Lyxor Stoxx 600 Food & Beverage € 68 28 0.30 N
ISEM LN iShares MSCI EM Islamic Fund € 25 204 0.85 N XS3R GY db x-trackers Stoxx 600 Food & Bev € 56 28 0.30 N
Main X-listings: ISDE LN (USD), ISEM NA (EUR) Main X-listings: XS3R LN (GBP)
ENG FP EasyETF NMX30 Glbl Infra € 21 30 0.50 N X3PS GY Source Stoxx 600 Opt Fd & Bev € 54 26 0.30 N
CD91 GY ComStage ETF Gold Bugs € 18 -- 0.65 N XQPS GY Source Stoxx 600 Opt Pers & Hhold Goods € 37 27 0.30 N
Main X-listings: CD91 SW (CHF) STS FP SPDR MSCI Europe C. Staples € 34 38 0.30 N
COAP LN ETFX Dax Global Coal Mining € 18 21 0.65 N SX3PEX GY iShares Stoxx 600 Food & Bevs DE € 33 28 0.52 N
Main X-listings: COAL LN (USD), COAL IM (EUR) CBSX3R GY ComStage Stoxx 600 Food & Bev € 29 -- 0.25 N
ETI SW EasyETF DJ Islamic Titans 100 € 13 100 0.50 N Main X-listings: CBSX3R SW (CHF)
XECD GY db x-trackers Stoxx Christian ETF € 10 -- 0.40 N STAA LN Lyxor MSCI Asia Ex JP Cons Staples € 28 36 0.65 N
PSHO LN PowerShares Palisades Global Water €7 29 0.75 N SXQREX IM iShares Stoxx 600 P&HG Swap DE € 25 27 0.32 N
Main X-listings: PIO IM (EUR) SX3REX GY iShares Stoxx 600 Food & Bev Swap € 24 28 0.32 N
LWAT LN Lyxor ETF World Water (TR) €7 -- 0.60 N CS5 FP Amundi ETF MSCI Eur C. Staples € 21 -- 0.25 N
Main X-listings: LWAU LN (USD) SXQPEX GY iShares Stoxx 600 P&HG DE € 19 27 0.52 N
WATP LN ETFS Janney Global Water Fund €6 60 0.65 N COSW FP Lyxor MSCI World Cons Staple € 15 -- 0.45 N
Main X-listings: WATE LN (USD), WATE IM (EUR) CBSXQR GY ComStage Stoxx 600 P&HG TR € 14 -- 0.25 N
XSHU LN db x-trackers S&P 500 Shariah €6 221 0.50 N Main X-listings: CBSXQR SW (CHF)
Main X-listings: XSHU GY (EUR) COSA FP Lyxor MSCI Asia Ex JP C.Staples € 13 37 0.65 N

29
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Sector Funds Sector Funds

Consumer Staples (continued) Financials (continued)

STAW LN Lyxor MSCI World Cons Staples € 12 125 0.45 N RAFFIN SJ NewFunds eRAFI SA Financial 15 €3 16 1.70 N
XIGS LN db x Stoxx 600 Ind Goods Short €7 93 0.50 N MBTGBN IT Clal - Mabat TA-Banks €2 -- - N
Main X-listings: XIGS IM (EUR) KSMFN15 IT KSM TA Financials €1 15 0.50 N
XLPS LN Source C. Staples S&P US Sector €2 41 0.30 N MBTGSBN IT Clal - Mabat TA-Banks Short €1 -- - N
SCOSS GY Source Consumer Staples European €2 47 0.30 N HQFINANS SS Carnegie Finans ETF €1 -- 0.40 N
Energy INDXBN4 IT IndexSal Index Banks €1 -- - N
OIL FP LYXOR Stoxx 600 Oil & Gas € 274 -- 0.30 Y HRLBNK IT Harel Sal TA Banks €1 5 0.50 N
XEPS GY Source Stoxx 600 Opt Oil & Gas € 258 32 0.30 Y TCMR12 IT Tachlit Double Short T.A. Bank €1 -- - N
XSER LN db x-trackers Stoxx 600 Oil & Gas € 184 34 0.30 N KSMDJBK IT KSM Dow Jones Banks €1 -- 1.00 N
Main X-listings: XSER IM (EUR), XSER SS (SEK) IFN1560 IT IndexSal - Index Finn15 60 €1 -- - N
SXEPEX GY iShares Stoxx Europe 600 Oil & Gas € 165 34 0.52 N KSHORTBK IT KSM Short TA Banks -- -- - N
CBSXER GY ComStage ETF Stoxx 600 Oil & Gas € 54 -- 0.25 N MBTF151 IT Clal - Mabat Finance 15 -- -- - N
Main X-listings: CBSXER SW (CHF) TGTAB33 IT Tachlit Short TA Banks -- -- - N
SYE FP EasyETF Stoxx 600 Oil & Gas € 42 34 0.30 N INBNK45 IT IndexSal - Index Ta Bank45 -- -- - N
NRGW LN Lyxor MSCI World Energy - $ € 40 114 0.45 N KSRTBKX2 IT KSM SHORT TA Banks X2 daily -- 5 1.50 N
Main X-listings: NRGG LN (GBP) Health Care
STN FP SPDR MSCI Europe Energy € 38 25 0.30 N HLT FP Lyxor Stoxx 600 Health Care € 171 35 0.30 N
GXG FP iShares Stoxx 600 Oil & Gas Swap € 28 34 0.32 N SXDPEX GY iShares Stoxx 600 Health Care DE € 150 35 0.52 N
ANRJ FP Amundi ETF Europe Energy € 28 -- 0.25 N XSDR IM db x-trackers Stoxx 600 Health Care € 117 35 0.30 N
XLES LN Source US Energy Sector ETF € 20 40 0.30 N Main X-listings: XSDR LN (GBP)
ENERW IM Lyxor World Energy € 19 114 0.45 N XDPS GY Source Stoxx 600 Opt Hcare € 87 34 0.30 N
CWE FP Amundi MSCI World Energy € 17 -- 0.35 N CBSXDR GY ComStage Stoxx 600 Health Care € 58 -- 0.25 N
Main X-listings: CWEUSD SW (USD) Main X-listings: CBSXDR SW (CHF)
OILX FP Lyxor Stoxx 600 Oil & Gas Short € 11 -- 0.45 N STW FP SPDR MSCI Europe Health Care € 49 32 0.30 N
XOS FP db x Stoxx 600 Oil & Gas Short €7 34 0.50 N GXH FP iShares Stoxx 600 Health Care Swap DE € 28 35 0.32 N
Main X-listings: XSES LN (GBP), XSES SS (SEK) CH5 FP Amundi MSCI Europe Healthcare € 21 -- 0.25 N
OILS LN ETFX Stoxx 600 Oil & Gas €5 33 0.30 N SYH FP EasyETF Euro Healthcare € 17 35 0.30 N
Main X-listings: OILG NA (EUR) HLTW IM Lyxor MSCI World Health Care € 16 -- 0.45 N
FPETRO AB Falcom Petrochemical ETF €3 14 0.50 N SXDEEX GY iShares EuroStoxx Health Care DE € 13 14 0.53 N
XACTENER SS XACT Nordic Energy €2 -- 0.50 N HLTW LN Lyxor MSCI World Health C-$ € 12 118 0.45 N
KSMENG IT KSM Financial - KSM Energy €1 -- - N Main X-listings: HLTG LN (GBP)
BULLOOSX NO Bulloilserviceh -- -- -- N XSDS LN db x-trackers Stoxx 600 Hcare Short €4 35 0.50 N
BEAROOSX NO Bearoilserviceh -- -- -- N Main X-listings: XDS FP (EUR)
Financials XACTLAKE SS XACT Nordic Health Care €3 -- 0.50 N
BNK FP Lyxor Stoxx 600 Banks € 465 -- 0.30 Y XLVS LN Source H.Care S&P US Sector €2 52 0.30 N
XS7R IM db x-trackers Stoxx 600 Banks € 357 53 0.30 N KSMDJHC IT KSM Health Care €1 -- 1.00 N
Main X-listings: XS7R LN (GBP), XS7R SS (SEK) Industrials
SX7PEX GY iShares Stoxx Europe 600 Banks DE € 305 52 0.52 N XNPS GY Source Stoxx 600 Opt Ind Gds&Svcs € 162 91 0.30 Y
SX7EEX GY iShares EuroStoxx Banks DE € 255 35 0.52 N XSNR LN db x-trackers Stoxx 600 Ind Goods € 67 93 0.30 N
XS7S GY db x-trackers Stoxx 600 Banks Short € 241 53 0.50 N Main X-listings: XSNR IM (EUR)
Main X-listings: XS7S LN (GBP), XS7S SS (SEK) SXNREX IM iShares Stoxx IndGds&Svcs Swap € 50 93 0.32 N
XIPS GY Source Stoxx 600 Opt Insurance € 240 32 0.30 Y SXNPEX GY iShares Stoxx 600 Ind Gds&Svcs DE € 48 93 0.52 N
X7PS GY Source Stoxx 600 Opt Banks € 235 43 0.30 Y STQ FP SPDR MSCI Europe Industrials € 23 88 0.30 N
STXFIN SJ Satrix FINI € 183 16 0.45 N CBSXNR GY ComStage Stoxx 600 Ind Gds & Svcs € 22 -- 0.25 N
INS FP Lyxor ETF Stoxx 600 Insurance € 182 33 0.30 N Main X-listings: CBSXNR SW (CHF)
STZ FP SPDR MSCI Europe Financials € 107 113 0.30 N CIN FP Amundi ETF MSCI Europe Inds € 20 -- 0.25 N
SXIPEX GY iShares Stoxx 600 Insurance DE € 94 33 0.52 N INDW FP Lyxor MSCI World Industrials € 17 265 0.45 N
XFPS GY Source Stoxx 600 Opt Fin Services € 64 25 0.30 N IFRA FP Lyxor MSCI Asia Ex Japan Infrastr € 15 48 0.65 N
CBSX7R GY ComStage ETF Stoxx 600 Banks TR € 60 -- 0.25 N XACTVERK SS XACT Nordic Industrials €5 -- 0.50 N
Main X-listings: CBSX7R SW (CHF) RAFIND SJ NewFunds eRAFI SA Industrial 25 €3 27 1.71 N
CBSXIR GY ComStage ETF Stoxx 600 Insurance € 50 -- 0.25 N XLIS LN Source Industrials S&P US Sector €3 58 0.30 N
Main X-listings: CBSXIR SW (CHF) STXIND SJ Satrix INDI €3 27 0.45 N
SYI FP EasyETF Euro Insurance € 42 33 0.30 N AA1FM4 GY RBS S&P Cons & Eng Infrastr Index ETN -- -- - N
CBSXFR GY ComStage ETF Stoxx 600 Fin Svcs € 39 -- 0.25 N Materials
Main X-listings: CBSXFR SW (CHF) BRE FP Lyxor Stoxx 600 Basic Resources € 308 -- 0.30 Y
XSIR LN db x-trackers Stoxx 600 Insurance € 38 33 0.30 N SXPPEX GY iShares Stoxx 600 Basic Res DE € 283 31 0.52 N
Main X-listings: XSIR IM (EUR) XSPR IM db x-trackers Stoxx 600 Basic Res € 149 31 0.30 N
SYB FP EasyETF Euro Bank € 36 53 0.30 N Main X-listings: XSPR LN (GBP)
XLFS LN US Financials Sector ETF € 35 81 0.30 N XPPS GY Source Stoxx 600 Opt Basic Res € 141 30 0.30 Y
BNKX FP Lyxor Stoxx 600 Banks Short € 33 -- 0.45 N XOPS GY Source Stoxx 600 Opt Const & Mat € 83 24 0.30 Y
CB5 FP Amundi MSCI Europe Banks € 25 -- 0.25 N CBSXPR GY ComStage Stoxx 600 Basic Res TR € 68 -- 0.25 N
SXFPEX GY iShares Stoxx 600 Fin. Services DE € 23 30 0.52 N Main X-listings: CBSXPR SW (CHF)
FINS IM Lyxor Stoxx 600 Financial Services € 22 30 0.30 N CST FP Lyxor Stoxx 600 Cons & Mats € 62 27 0.30 N
CI5 FP Amundi MSCI Europe Insurance € 20 -- 0.25 N SXPREX IM iShares Stoxx 600 Basic Res Swap € 55 31 0.32 N
GXX FP iShares Stoxx 600 Insurance Swap € 16 33 0.32 N CHM FP Lyxor Stoxx 600 Chemicals € 52 22 0.30 N
FINSW IM Lyxor MSCI World Financials € 16 -- 0.45 N STXRES SJ Satrix RESI € 34 22 0.45 N
Main X-listings: FINW LN (USD) STP FP SPDR MSCI Europe Materials € 33 51 0.30 N
CWF FP Amundi MSCI World Financials € 12 -- 0.35 N CBSX4R GY ComStage Stoxx 600 Chemicals TR € 29 -- 0.25 N
Main X-listings: CWFUSD SW (USD) Main X-listings: CBSX4R SW (CHF)
SX7REX IM iShares Stoxx 600 Banks Swap EX € 10 52 0.32 N SYC FP EasyETF Euro Construction € 26 27 0.30 N
CWF FP Amundi MSCI World Financials € 12 -- 0.35 N CBSXOR GY ComStage Stoxx 600 Constr & Mats TR € 25 -- 0.25 N
Main X-listings: CWFUSD SW (USD) Main X-listings: CBSXOR SW (CHF)
SX7REX IM iShares Stoxx 600 Banks Swap EX € 10 52 0.32 N SX4PEX GY iShares Stoxx 600 Chemicals DE € 25 23 0.52 N
GXF FP iShares Stoxx 600 Fin Services Swap €6 30 0.32 N SXOPEX GY iShares Stoxx 600 Cons & Mats DE € 21 27 0.52 N
XSIS GY db x-trackers Stoxx 600 Ins. Short €5 33 0.50 N X4PS GY Source Stoxx 600 Opt Chemicals € 21 22 0.30 N
KSMTABK IT KSM Financial - KSM TA Banks €5 5 0.50 N C8M FP Amundi MSCI Europe Materials € 19 -- 0.25 N
TLTABN5 IT Psagot - Tali Bank €3 -- 0.45 N MATW FP Lyxor MSCI World Materials TR € 18 160 0.45 N
XACTBANK SS XACT Bank & Insurance €3 -- 0.50 N Main X-listings: MATW LN (USD), MATG LN (GBP)
TCBNK IT Tachlit TA Banks €3 -- 0.50 N

30
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Sector Funds Sector Funds

Materials (continued) Technology (continued)

MATA FP Lyxor MSCI Asia Ex Japan Material € 16 -- 0.65 N CI6 FP Amundi MSCI Europe IT € 20 -- 0.25 N
Main X-listings: MATA LN (USD) TNOW IM Lyxor MSCI World Info Tech € 17 147 0.45 N
SX4REX IM iShares Stoxx 600 Chemicals Swap € 15 23 0.32 N Main X-listings: TNOW LN (USD), TNOG LN (GBP)
MATW LN Lyxor MSCI World Materials € 12 163 0.45 N STK FP SPDR MSCI Europe Technology €9 17 0.30 N
BREX FP Stoxx Eur 600 Resources Shrt € 12 -- 0.45 N XS8S GY db x-trackers Stoxx 600 Tech Short €7 26 0.50 N
BASP LN ETFX Stoxx 600 Basic Resources € 10 26 0.30 N SX8REX IM iShares Stoxx 600 Technology Swap €6 26 0.32 N
Main X-listings: BASR LN (EUR) SYQ FP EasyETF Euro Technology €1 26 0.30 N
SXOREX IM iShares Stoxx 600 Cons & Mats Swap DE €9 27 0.33 N KSMTEC15 IT KSM Tel Aviv Technology 15 €1 15 0.90 N
RAFRES SJ NewFunds eRAFI SA Resource 20 €4 21 1.68 N MBT1T15 IT Clal - Mabat TelTech 15 -- -- 0.80 N
HQVERKST SS Carnegie Verkstad ETF €3 -- 0.40 N Telecom
XACTBASI SS XACT Nordic Materials €2 -- 0.50 N TEL FP Lyxor Stoxx 600 Telecom € 231 20 0.30 Y
XLBS LN Source Materials S&P US Sector €2 30 0.30 N SXKPEX GY iShares Stoxx 600 Telecom DE € 119 20 0.52 N
HQMATERI SS Carnegie Material ETF €1 -- 0.40 N XKPS GY Source Stoxx 600 Opt Telecom € 78 19 0.30 Y
NBAGL1 SJ Nb Anglo Stub 27Jul2011 -- -- -- N XSKR LN db x-trackers Stoxx 600 Telecom € 51 20 0.30 N
XBRS IM db x Stoxx 600 Basic Res Short -- 31 0.50 N Main X-listings: XSKR IM (EUR)
Main X-listings: XBRS LN (GBP) SYT FP EasyETF Euro Telecom € 37 20 0.30 N
Real Estate CBSXKR GY ComStage ETF Stoxx 600 Telecom € 35 -- 0.25 N
IWDP LN iShares FTSE EPRA Dev Prop Yield € 798 228 0.59 N Main X-listings: CBSXKR SW (CHF)
Main X-listings: IDWP LN (USD), IWDP NA (EUR) SXKEEX GY iShares DJ EuroStoxx Telecom DE € 28 11 0.52 N
IPRP LN iShares FTSE/EPRA Euro Property € 556 41 0.40 N CT5 FP Amundi MSCI Europe Telecom € 20 -- 0.25 N
Main X-listings: IPRP NA (EUR), IPRP SW (CHF) SXKREX IM iShares Stoxx 600 Telecom Swap DE € 20 20 0.32 N
IUKP LN iShares FTSE EPRA UK Property € 299 31 0.40 N TELEW IM Lyxor MSCI World Telcoms € 16 -- 0.45 N
Main X-listings: IUKP SW (CHF), IUKP IM (EUR) Main X-listings: TELW LN (USD)
EEE FP EasyETF FTSE EPRA €zone € 253 40 0.45 N SPYT GY SPDR MSCI Europe Telecom Svcs € 14 22 0.30 N
Main X-listings: EEE BQ (KWD) XSKS LN db x-trackers Stoxx 600 Telco Short €4 20 0.50 N
IASP LN iShares FTSE EPRA Asia Prop Yield € 200 59 0.59 N Main X-listings: XKS FP (EUR)
Main X-listings: IDAR LN (USD), IASP NA (EUR) Utilities
EEP FP EasyETF FTSE EPRA Europe € 180 82 0.45 N UTI FP Lyxor ETF Stoxx 600 Utilities € 152 31 0.30 N
XDER LN db x-trackers FTSE EPRA Europe € 176 82 0.40 N SX6PEX GY iShares Stoxx 600 Utilities DE € 145 31 0.52 N
Main X-listings: XDER IM (EUR) XS6R LN db x-trackers Stoxx 600 Utilities € 129 31 0.30 N
IUSP LN iShares FTSE EPRA US Prop Yield € 164 88 0.40 N Main X-listings: XS6R IM (EUR)
Main X-listings: IDUP LN (USD), IUSP IM (EUR) X6PS GY Source Stoxx 600 Opt Utilities € 125 29 0.30 Y
SRECHI SW UBS-ETF SXI Real Estate (Chf)-I € 47 20 0.20 N CBSX6R GY ComStage Stoxx 600 Utilities TR € 53 -- 0.25 N
SRECHA SW UBS-IS SWX Immobilienfonds € 41 20 0.36 N Main X-listings: CBSX6R SW (CHF)
SREEEX GY iShares Stoxx 600 Real Estate DE € 35 21 0.47 N SYU FP EasyETF Euro Utilities € 33 31 0.30 N
REEU IM Lyxor ETF MSCI Europe Real Est € 31 12 0.40 N SX6REX IM iShares Stoxx 600 Utilities Swap DE € 28 31 0.32 N
MWO FP Lyxor ETF MSCI Wld Real Estate € 28 85 0.45 N STU FP SPDR MSCI Europe Utilities € 24 29 0.30 N
SREPEX GY iShares Stoxx 600 Asia Real Estate € 24 55 0.73 N CU5 FP Amundi MSCI Europe Utilities € 20 -- 0.25 N
MUA FP Lyxor ETF MSCI USA Real Estate € 22 24 0.40 N UTIW IM Lyxor ETF MSCI World Utilities € 15 89 0.45 N
C8R FP Amundi Real Estate REIT IEIF € 16 -- 0.35 N Main X-listings: UTIW LN (USD)
SREAEX GY iShares Stoxx Americas Real Estate € 15 24 0.74 N XLUS LN Source Utils S&P US Select Sector €6 34 0.30 N
REASIA IM Lyxor MSCI Asia Ex JP Real Estate € 14 52 0.65 N XS6S LN db x-trackers Stoxx 600 Utils Short €3 31 0.50 N
LYMWO SW Lyxor MSCI World Real Estate € 12 85 0.45 N Main X-listings: XS6S IM (EUR)
CBSX86R GY ComStage Stoxx 600 Real Estate TR € 11 -- 0.25 N UTIP LN ETFX Stoxx 600 Utilities €2 33 0.30 N
Main X-listings: CBSX86R SW (CHF) Main X-listings: UTIL LN (EUR)
LYMUA SW Lyxor ETF MSCI USA Real Estate € 10 24 0.40 N
LYAHJ SW Lyxor MSCI AC Asiaex JP R.Estate €5 52 0.65 N
International
XACTBYGG SS XACT Nordic Cons & Real Est €3 -- 0.50 N
HQFASTIG SS Carnegie Fastighet ETF €3 -- 0.40 N Global
FFA SJ Fortress Income Fund Ltd €2 18 0.86 N IEEM LN iShares MSCI Emerging Markets € 4,722 364 0.75 N
KSMRE15 IT KSM Financial - KSM REIT €1 -- 0.50 N Main X-listings: IDEM LN (USD), IEEM IM (EUR)
KSHORTRE IT KSM Short Real Estate 15 €1 -- - N XMEM IM db x-trackers MSCI Emerging Mkt € 3,739 803 0.65 N
D5BJ GY db x-trackers EPRA €zone R.Estate €1 40 0.35 N Main X-listings: XMEM SW (USD), XMEM LN (GBP), XMEM SS (SEK)
Main X-listings: XREU LN (GBP) IWRD LN iShares MSCI World € 2,660 692 0.50 N
MBTIN15 IT Clal - Mabat Real Estate 15 €1 -- - N Main X-listings: IDWR LN (USD), IWRD NA (EUR)
MND1531 IT Clal - Mabat Short Real Estate €1 -- - N XMWO IM db x-trackers MSCI World TR € 1,892 1,662 0.45 N
TGND153 IT Tachlit Real Estate 15 €1 -- 0.50 N Main X-listings: XMWO SW (USD), XMWO SS (SEK), XMWO LN (GBP)
MBRE22 IT Clal - Mabat DJ US Real Estate €1 -- - N LEM FP Lyxor ETF MSCI Emerging Markets € 1,413 803 0.65 N
KSRX222 IT KSM Long Real Estate 15 X2 daily -- 15 1.50 N Main X-listings: LLAT LN (GBP), LYLEM SW (USD)
MTA1566 IT Clal - Mabat Short Real Estate 15 -- -- - N BRIC LN iShares FTSE BRIC 50 € 899 50 0.74 N
INND158 IT IndexSal - Index Real Estate 15 -- -- - N Main X-listings: BR50 IM (EUR), DBRC LN (EUR)
TCLGL32 IT Tachlit Short Real-Estate 15 500 -- -- - N XMAS IM db x-trackers MSCI EM Asia € 765 530 0.65 N
TEPRA15 IT Psagot EPRA Europe -- -- 1.00 N Main X-listings: XMAI SW (USD), XMAS LN (GBP), XMAS SS (SEK)
KSRTREX2 IT KSM Short TA Real Estate 15 X2 -- 15 - N CSEM SW CSETF on MSCI Emerging Mkts € 745 756 0.74 N
QFDI IM Delta Immobiliare -- -- -- N Main X-listings: CSEM IM ((EUR), CM1 LN (GBP)
PTXSPY SJ Property Index Tracker Managers -- 20 0.86 N WLD FP Lyxor ETF MSCI World € € 684 1,662 0.45 N
HFN1516 IT Harel Real Estate 15 -- -- 0.50 N XMLD LN db x-trackers MSCI EM LATAM € 394 134 0.65 N
Technology Main X-listings: XMLA IM (EUR), XMLA LN (GBP), XMLA SS (SEK)
TNO FP Lyxor Stoxx 600 Technology € 123 26 0.30 N MXFS LN Source MSCI Emerging Mkt € 239 811 0.65 N
TDXPEX GY iShares TecDAX DE € 115 30 0.52 N CBNDDUWI GY ComStage ETF MSCI World TRN € 238 -- 0.40 N
XS8R LN db x-trackers Stoxx 600 Technology € 69 26 0.30 N Main X-listings: CBNDDUWI SW (CHF), X010US SW (USD)
Main X-listings: XS8R IM (EUR) CM9 FP Amundi MSCI World Ex EMU € 221 -- 0.35 N
X8PS GY Source Stoxx 600 Opt Technology € 48 26 0.30 N Main X-listings: CE8USD SW (USD)
CBSX8R GY ComStage Stoxx 600 Tech TR € 29 -- 0.25 N SEMS LN iShares MSCI EM Mkt SmallCap € 193 351 0.74 N
Main X-listings: CBSX8R SW (CHF) Main X-listings: IEMS LN (USD), EUNI GY (EUR)
XLKS LN Source Tech S&P US Select Sector € 28 86 0.30 N WRDCHA SW UBS MSCI World € 169 1,584 0.40 N
SX8PEX GY iShares Stoxx 600 Technology DE € 24 26 0.52 N Main X-listings: WRDCHA SW (CHF), WRDEUA GY (EUR), WRDGBA SW (GBP)
TNOA FP Lyxor MSCI Asia Ex JP Info Tech € 20 83 0.65 N LYWLD SW Lyxor ETF MSCI World USD € 162 1,662 0.45 N
Main X-listings: IFNG LN (GBP), TNOA LN (USD) CW8 FP Amundi ETF MSCI World € 113 -- 0.38 N

31
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
International International

Global (continued) North America (continued)

SWDA LN iShares MSCI World Acc € 105 931 0.50 N CSNDX SW CSETF on Nasdaq 100 € 130 100 0.33 N
Main X-listings: IWDA NA (EUR), SWDA PZ (USD) Main X-listings: CSNDX IM (EUR), CNX1 LN (GBP)
WRDUSI SW UBS-ETF MSCI World I € 102 1,603 0.25 N HSPX LN HSBC S&P 500 ETF € 130 500 0.15 N
Main X-listings: WRDEUI GY (EUR) Main X-listings: HHH FP (EUR), HSPD LN (USD)
AUEM FP Amundi MSCI Emerging Markets € 98 -- 0.45 N USAUSI SW UBS-ETF MSCI USA I € 101 594 0.18 N
Main X-listings: AEEM FP (USD) Main X-listings: USAEUI GY (EUR)
SEMA LN iShares MSCI Emerging Mkts Acc € 84 342 0.75 N CANCDA SW UBS-ETF MSCI Canada € 92 100 0.45 N
Main X-listings: SEMA IM (EUR), IEMA LN (USD) Main X-listings: CANEUA IM (EUR)
XSFR IM db x-trackers S&P Select Frontier € 63 40 0.95 N CSCA IM CSETF on MSCI Canada € 90 102 0.48 N
Main X-listings: XSFR SW (CHF), XSFR LN (GBP), XSFD LN (USD) Main X-listings: CSCA SW (CAD), CSCA LN (GBP)
SMSWLD GY MSCI World Source ETF € 58 1,693 0.45 N CBNDX GY ComStage ETF Nasdaq-100 € 88 -- 0.25 N
DBXWD SJ db x-trackers MSCI World € 56 1,661 1.14 N Main X-listings: C011US SW (USD), CBNDX SW (CHF)
EBR FP EasyETF DJ BRIC 50 € 53 50 0.55 N CSUSL SW CSETF on MSCI USA Large Cap € 87 274 0.33 N
DJGTEEX GY iShares DJ Global Titans 50 DE € 52 50 0.52 N Main X-listings: CSUSL IM (EUR), CUL1 LN (GBP)
MGT IM Lyxor ETF DJ Global Titans 50 € 48 50 0.40 N XSPX IM db x-trackers S&P 500 ETF € 81 500 0.20 N
E11EUR FP EasyETF S-Box Next 11 Emerging € 42 48 0.68 N Main X-listings: XSPU LN (USD), XSPX LN (GBP), XSPX SW (CHF), XSPX SS (SEK)
HMWD LN HSBC MSCI World ETF-$ € 38 742 0.35 N LSPU LN Lyxor ETF S&P 500 US$ € 75 500 0.25 N
EMMUSI SW UBS-ETF MSCI Emerging Market I € 35 -- 0.40 N Main X-listings: LSPX LN (GBP)
Main X-listings: UIMJ GY (EUR) ANX IM Amundi ETF Nasdaq 100 € 69 -- 0.23 N
IWDE LN iShares MSCI Wld Month Eur Hedge € 34 906 0.55 N Main X-listings: ANXUSD SW (USD)
IGWD LN iShares MSCI Wld Month £ Hedge € 26 868 0.55 N LYUSA SW Lyxor ETF MSCI USA US$ € 68 592 0.35 N
SWXU LN iShares FTSE Dec World ex-UK € 25 580 0.50 N SR2000 GY Russell 2000 Source ETF € 62 1,991 0.45 N
Main X-listings: IWXU LN (GBp) RUSA IM Lyxor ETF RAFI US 1000 € 62 990 0.60 N
LWOR LN Lyxor ETF MSCI World € 24 -- 0.45 N ETFUSLC GY ETFlab MSCI USA LC € 59 274 0.30 N
Main X-listings: LWOU LN (USD) SCAN LN iShares MSCI Canada € 58 99 0.59 N
EMMUSA SW UBS-ETF MSCI Emerging Market A € 21 -- 0.65 N Main X-listings: ICAN LN (USD), IBC2 GY (EUR)
Main X-listings: EMMUSA SW (USD), UIMI GY (EUR) HMUS LN HSBC MSCI USA ETF € 49 591 0.30 N
U11 FP EasyETF S-Box Next 11 EM USD € 20 48 68.00 N Main X-listings: MUS FP (EUR), HMUD LN (USD)
CE8 FP Amundi MSCI World Ex Europe € 12 -- 0.35 N ISP6 LN iShares S&P SmallCap 600 € 49 442 0.40 N
Main X-listings: CW8USD SW (USD) Main X-listings: IDP6 LN (USD), IUS3 GY (EUR)
9J6X GY Source MSCI Emerging Market €7 -- 0.64 N ESEEUR FP EasyETF S&P 100 € 48 100 0.20 N
00I5 GY Source MSCI BRIC ADR Top 50 €7 -- 0.64 N IUSE LN iShares S&P 500 Monthly € € 46 500 0.45 N
9J6T GY Source MSCI Frontier Markets €7 -- 1.25 N PSRF LN PowerShares FTSE RAFI US 1000 € 46 986 0.39 N
ETFEMMA GY ETFlab MSCI Emerging Markets €5 -- 0.65 N Main X-listings: PFT IM (EUR)
CSWD SW CSETF on MSCI World €4 -- 0.40 N EREEUR FP EasyETF Russell 1000-Eur € 45 997 0.35 N
Main X-listings: CSWD IM (EUR), CWD1 LN (GBP) SACC LN iShares S&P 500 Acc € 42 500 0.40 N
PMMXEF2 IT KSM MSCI Emerging Markets €2 -- 1.00 N Main X-listings: SACC IM (EUR), IACC LN (USD)
PMMXWO1 IT KSM MSCI World €1 1,654 0.95 N RTWO LN ETFX Russell 2000 US Small Cap € 38 20,000 0.45 N
TLCSTA2 IT Psagot - Tali 20/80 ETF €1 -- 0.80 N Main X-listings: RTWP LN (GBP), RTWO IM (EUR)
TGDAX9 IT Tachlit Bric Shiklit €1 -- 0.90 N CSUS SW CSETF on MSCI USA € 37 591 0.33 N
TLDJGT5 IT Tali Dow Jones Global Titans 50 €1 -- - N Main X-listings: CSUS IM (EUR), CU1 LN (GBP)
MBIMS11 IT Clal - Mahat Index MSC11 -- -- - N LQQ FP Lyxor ETF Leveraged Nasdaq-100 € 35 100 0.60 N
BRICDX IM Market Access DAXglobal Bric -- -- 0.70 N CBNCUDUS GY ComStage MSCI USA Small Cap € 34 -- 0.35 N
Main X-listings: MABI SW (USD), BRDX LN (GBP) Main X-listings: X023US SW (USD), CBNCUDUS SW (CHF)
TMSCI41 IT Tachlit MSCI All Countries -- -- 1.00 N XCAN IM db x-trackers MSCI Canada € 30 100 0.35 N
North America Main X-listings: XCAD LN (USD), XCAN LN (GBP), XCAN SW (CHF)
IUSA LN iShares S&P 500 Index Fund € 6,751 500 0.40 N ETFUSAC GY ETFlab MSCI USA € 30 592 0.30 N
Main X-listings: IDUS LN (USD), IUSA IM (EUR) CSINDU SW CSETF on DJIA € 27 30 0.33 N
XMUS SW db x-trackers MSCI USA TR € 1,718 592 0.30 N Main X-listings: CSINDU IM (EUR), CID1 LN (GBP)
Main X-listings: XMUS IM, XMUS LN (GBP), XMUS SS (SEK) SPXS LN Source S&P 500 Source ETF € 25 504 0.20 N
INAA LN iShares MSCI North America € 1,374 488 0.40 N CAN IM Lyxor ETF S&P TSX 60-A € 24 60 0.40 N
Main X-listings: IDNA LN (USD), INAA IM (EUR) LCAU LN Lyxor ETF Canada S&P TSX 60 € 22 60 0.45 N
USACHA SW UBS-ETF MSCI USA € 1,077 592 0.30 N Main X-listings: LCAN LN (GBP)
Main X-listings: USACHA SW (CHF), USAGBA SW (GBP), USAEUA IM (EUR), USASKA SS (SEK) ISUS LN iShares MSCI USA Islamic Fund € 22 231 0.50 N
EQQQ IM PowerShares Nasdaq 100 € 731 100 0.30 N Main X-listings: ISUS NA (EUR)
Main X-listings: EQQQ LN (GBP), EQQQ SW (USD) LMUS LN Lyxor ETF MSCI USA € 21 592 0.35 N
CU2 FP Amundi ETF MSCI USA € 474 -- 0.28 N Main X-listings: LMUU LN (GBP)
Main X-listings: CU2USD SW (USD) IGUS LN iShares S&P 500 Monthly £ Hedge € 20 500 0.45 N
DJE FP Lyxor ETF DJIA Euro € 459 30 0.50 N DBXUS SJ db x-trackers MSCI USA € 19 592 1.14 N
USA FP Lyxor ETF MSCI USA Euro € 380 592 0.35 N PSWC LN PowerShs Dynamic US Market Fund € 18 100 0.75 N
UST FP Lyxor ETF Nasdaq 100 Euro € 288 -- 0.30 N Main X-listings: PWC IM (EUR)
CSPX LN CSETF on S&P 500 $ € 246 500 0.20 N LIND LN Lyxor ETF DJIA € 15 30 0.50 N
Main X-listings: CSSPX IM (EUR), CSP1 LN (GBP) Main X-listings: LINU LN (USD)
NDXEX GY iShares Nasdaq-100R DE € 233 100 0.32 N ERDUSD FP EasyETF Russell 1000 € 15 965 0.35 N
XRU FP db x-trackers Russell 2000 € 229 1,967 0.45 N CBMLCUUS GY ComStage MSCI USA Large Cap € 12 -- 0.25 N
Main X-listings: XRU2 LN (GBP), XRUD LN (USD), XRUD SW (CHF) Main X-listings: X021US SW (USD)
500 FP Amundi ETF S&P 500 € 218 -- 0.15 N CL2 FP Amundi ETF Lev MSCI USA x2 € 12 -- 0.35 N
Main X-listings: 500USD SW (USD) Main X-listings: CL2USD SW (USD)
SMSUSA GY MSCI USA Source ETF € 179 600 0.30 N CANCDI SW UBS-ETF MSCI Canada I €9 100 0.28 N
INDUEX GY iShares DJIA DE € 178 30 0.52 N Main X-listings: CANEUI GY (EUR)
CBNDDUUS GY ComStage ETF MSCI USA TRN € 173 -- 0.25 N ETFUSMC GY ETFlab MSCI USA MC €8 317 0.30 N
Main X-listings: X020US SW (USD) XT21 SW db x-trackers S&P 500 2X Inverse €7 500 0.70 N
CBINDU GY ComStage ETF DJIA € 157 -- 0.45 N Main X-listings: XT2D LN (USD), XT21 SS (SEK)
Main X-listings: CBINDU SW (CHF), C010US SW (USD) SSAM LN iShares MSCI USA €6 460 0.40 N
CSUSS SW CSETF on MSCI USA Small Cap € 140 946 0.43 N Main X-listings: ISAM LN (USD), ISAM NA (EUR)
Main X-listings: CUS1 LN (GBP), CSUSS IM (EUR) MBTSP1 IT Clal - Mabat MABATINT S&P 500 €6 -- - N
SPX IM Lyxor ETF S&P 500-A € 132 500 0.20 N RONE LN ETFX Russell 1000 US Large Cap €5 1,002 0.35 N
XSPD LN db x-trackers S&P 500 Short € 131 500 0.50 N Main X-listings: RONP LN (GBP), RONE IM (EUR)
Main X-listings: XSPS IM (EUR), XSPS LN (GBP), XSPS SS (SEK) KSMSP IT KSM Financial - KSM S&P 500 €5 500 0.70 N

32
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
International International
North America (continued) Asia Pacific
KSMDJIA IT KSM Financial - KSM DJIA €4 -- 0.50 N INR FP Lyxor ETF MSCI India € 1,213 66 0.85 N
C2U IM Amundi ETF Short MSCI USA €4 -- 0.35 N CINA IM Lyxor ETF China Enterprise HSCEI € 928 40 0.65 N
N100ETF SS Carnegie Nasdaq 100 ETF €3 -- 0.40 N Main X-listings: LCHU LN (USD), LCHN LN (GBP)
PSM FP PowerShs MENA Nasdaq OMX €3 -- 0.75 N FXC LN iShares FTSE/XINHUA China 25 € 796 25 0.74 N
KSMNSDQ IT KSM Financial - KSM Nasdaq 100 €2 100 0.50 N Main X-listings: FXC IM (EUR), IDFX LN (USD)
MBTFNS1 IT Clal - Mabat Nasdaq 100 €2 -- - N XAXJ IM db x-trackers MSCI AC Asia ex-JP € 667 602 0.65 N
TCSP4 IT Tachlit S&P 500 €2 -- - N Main X-listings: XAXD LN (USD), XAXJ LN (GBP), XAXJ SS (SEK)
HRS&P25 IT HarelSal S&P 500 €2 500 0.70 N AEJ FP Lyxor ETF MSCI AC Asia Pac ex-JP € 552 679 0.65 N
ESDUSD FP EasyETF S&P 500 US$ €2 500 0.20 N JPN FP Lyxor ETF Japan Topix € 542 1,662 0.50 N
HRNSD26 IT HarelSal Nasdaq 100 €2 -- 0.50 N Main X-listings: LTPX LN (GBP), LTPU LN (USD)
INDSP18 IT IndexSal S&P 500 €1 -- - N CSJPL SW CSETF on MSCI Japan Large Cap € 485 150 0.48 N
TCNSX5 IT Tachlit Nasdaq 100 €1 -- 0.45 N Main X-listings: CSJPL IM (EUR), CJPL LN (GBP)
INDNDX6 IT IndexSal Nasdaq Shekel €1 -- - N XMJD LN db x-trackers MSCI Japan TRN € 417 340 0.50 N
TCNBI8 IT Tachlit Nasdaq BioTech €1 -- 1.00 N Main X-listings: XMJP IM (EUR), XMJP SW (JPY), XMJP LN (GBP), XMJP SS (SEK)
KSHORTSP IT KSM Financial - Short S&P 500 €1 500 - N IKOR LN iShares MSCI Korea € 417 104 0.74 N
PSNAS48 IT Psagot Sal Nasdaq 100 €1 -- 0.50 N Main X-listings: IKOR IM (EUR), IKOR SW (USD)
PNASD62 IT Psagot Sal Nasdaq 100 NIS €1 -- 0.80 N JPNJPA SW UBS ETF MSCI Japan A € 413 340 0.50 N
KSMRU2K IT KSM Financial - KSM Russel 20000 €1 2,016 0.50 N Main X-listings: JPNCHA SW (CHF), JPNEUA IM (EUR), JPNGBA SW (GBP)
KSMSPTSX IT KSM Financial - KSM Canada €1 -- 0.60 N CSJP SW CSETF on MSCI Japan € 388 340 0.48 N
PRUSS52 IT Psagot Russell 2000 €1 -- 0.50 N Main X-listings: CSJP IM (EUR), CSJP LN (GBP)
PS50047 IT Psagot Sal S&P NIS €1 -- 0.80 N NKYEX GY iShares Nikkei 225R DE € 369 225 0.52 N
KSHORTNS IT KSM Short Nasdaq 100 -- -- - N ITWN LN iShares MSCI Taiwan € 316 122 0.74 N
MBTGNS3 IT Clal - Mabat Nasdaq Short -- -- - N Main X-listings: ITWN IM (EUR), IDTW LN (USD)
PSP IT Psagot Sal S&P 500 -- -- 0.70 N XX25 IM db x-trackers FTSE China 25 € 266 25 0.60 N
AA1FJ3 GY ABN AMRO S&P 500 Short -- -- - N Main X-listings: XXXI SW (USD), XX25 LN (GBP), XX25 SS (SEK)
C012US SW ComStage ETF S&P 500 -- -- 0.18 N XNIF GY db x-trackers S&P CNX NIFTY € 265 50 0.85 N
Main X-listings: C012 SW (CHF), C012 GY (EUR) XFVT IM db x-trackers FTSE Vietnam € 245 33 0.85 N
X022US SW ComStage MSCI USA Mid Cap -- -- 0.35 N Main X-listings: XVTD LN (USD), XFVT LN (GBP), XFVI SW (CHF), XFVT SS (SEK)
Main X-listings: CBMMDUUS SW (CHF), CBMMDUUS GY (EUR) XPXJ IM db x-trackers MSCI Pacific ex-JP € 224 149 0.45 N
CBNDDUJN SW ComStage MSCI North America -- -- 0.25 N Main X-listings: XPXD LN (USD), XPXJ LN (GBP), XPXJ SS (SEK)
Main X-listings: CBNDDUNA GY (EUR), X013US SW (USD) HSI FP Lyxor ETF HSI Euro € 209 45 0.65 N
XS2L IM db x-trackers S&P 500 2X Lev -- -- 0.60 N LYINR SW Lyxor ETF MSCI India USD € 208 66 0.85 N
Main X-listings: XS2D LN (USD), XSL2 LN (GBP), XS2L SW (CHF), XSL2 SS (SEK) XMKO IM db x-trackers MSCI Korea TRN € 200 102 0.65 N
TCNSD37 IT Tachlit Nasdaq 100 Ils -- -- 0.80 N Main X-listings: XMKO SW (USD), XKS2 LN (GBP), XMKO SS (SEK)
TSP5038 IT Tachlit S&P 500 Ils -- -- 0.80 N JPNJPI SW UBS ETF MSCI Japan I € 182 343 0.30 N
KSMSPILS IT KSM S&P 500 -- -- - N Main X-listings: JPNEUI GY (EUR)
Latin America SPXJ LN iShares MSCI Pacific ex-JP € 176 150 0.60 N
IBZL LN iShares MSCI Brazil € 811 81 0.74 N Main X-listings: IPXJ LN (USD), SPXJ IM (EUR)
Main X-listings: IBZL SW (USD), IBZL NA (EUR) XMTW IM db x-trackers MSCI Taiwan TR € 165 122 0.65 N
BRA IM Lyxor ETF Brazil Ibovespa € 618 64 0.65 N Main X-listings: XMTW SW (USD), XMTW LN (GBP), XMTW SS (SEK)
BBVAL SM Accion FTSE Latibex Top ETF/FI € 371 24 0.44 N KRW FP Lyxor ETF MSCI Korea € 161 102 0.65 N
XMBR IM db x-trackers MSCI Brazil TRN € 269 81 0.65 N CJ1 FP Amundi ETF MSCI Japan € 157 -- 0.45 N
Main X-listings: XMBR SW (USD), XMBR PZ (GBP) Main X-listings: CJ1JPY SW (JPY)
LTAM LN iShares MSCI Latin America Fund € 251 93 0.74 N XAUS IM db x-trackers S&P/ASX 200 € 144 200 0.50 N
Main X-listings: LTAM IM (EUR), DLTM LN (USD) Main X-listings: XAUS LN (GBP)
LTM FP Lyxor ETF MSCI EM Latin America € 167 134 0.65 N CBNKY GY ComStage ETF Nikkei 225 € 134 -- 0.45 N
Main X-listings: LLAT LN (GBP) Main X-listings: CBNKY SW (CHF), C020JP SW (JPY)
LYRIO SW Lyxor ETF Brazil Ibovespa USD € 88 69 0.65 N SMSJPN GY Source - MSCI Japan € 123 344 0.50 N
BRZ FP Amundi ETF MSCI Brazil € 52 -- 0.55 N ISJP LN iShares MSCI Japan SmallCap € 108 507 0.59 N
Main X-listings: BRZ IM (EUR) Main X-listings: IDP6 LN (USD), IUS4 GY (EUR)
CSCL LN CSETF on MSCI Chile € 41 17 0.65 N IJPE LN iShares MSCI Japan Month € Hedge € 103 340 0.64 N
Main X-listings: CSCL IM (EUR), CCL1 LN (GBP) MAL FP Lyxor ETF Malaysia € 95 -- 0.65 N
CMXC LN CSETF on MSCI Mexico Capped € 30 23 0.65 N CP9 FP Amundi ETF MSCI Pacific ex-JP € 95 -- 0.45 N
Main X-listings: CSMXCP IM (EUR), CMX1 LN (GBP) Main X-listings: CP9USD SW (USD)
CSEMLA IM CSETF on MSCI EM LATAM € 28 133 0.65 N LYASI SW Lyxor China Enterprise HSCEI USD € 86 40 0.65 N
Main X-listings: CEML LN (USD), CML1 LN (GBP) CSEMAS IM CSETF on MSCI EM Asia € 87 530 0.65 N
CSBR SW CSETF on MSCI Brazil € 24 81 0.65 N Main X-listings: CSEMAS SW (USD), CEA1 LN (GBP)
Main X-listings: CSBR IM (EUR) PACUSA SW UBS MSCI Pacific ex. JP € 77 153 0.40 N
BBVAB SM Accion FTSE Latibex Brasil ETF/FI € 23 18 0.39 N Main X-listings: PACEUA GY (EUR), PACGBA SW (GBP), PACSKA SS (SEK)
LYLTM SW Lyxor ETF MSCI EM Latam USD € 22 1,134 0.65 N CSTW IM CSETF on MSCI Taiwan € 69 122 0.65 N
MXBS LN Source MSCI Brazil ETF € 20 81 0.65 N Main X-listings: CSTW LN (USD), CTW1 LN (GBP)
EEB FP EasyETF DJ Brazil 15 € 15 15 0.55 N CSNKY SW CSETF on Nikkei 225 € 68 225 0.48 N
LBRZ LN Lyxor ETF Brazil Ibovespa/UK € 13 64 0.65 N Main X-listings: CNKY LN (GBP), CSNKY IM (EUR)
Main X-listings: LBRU LN (USD) CSIN SW CSETF on MSCI India € 66 66 0.75 N
XMEX IM db x-trackers MSCI Mexico € 12 24 0.65 N Main X-listings: CSIN IM (EUR), CIN1 LN (GBP)
Main X-listings: XMES LN (USD), XMEX LN (GBP), XMEX SW (CHF) EJP FP EasyETF Topix € € 64 1,500 0.50 N
HMBR LN HSBC MSCI Brazil ETF €8 81 0.60 N LYAEJ SW Lyxor MSCI AC APAC ex-JP USD € 63 679 0.65 N
Main X-listings: HBZ FP (EUR) CC1 FP Amundi ETF MSCI China € 62 -- 0.55 N
00I6 GY RBS MSCI EM LATAM W/Br Adr €5 -- -- N CSCSI3 SW CSETF on CSI 300 € 59 300 0.50 N
KBVSP50 IT KSM Financial - KSM Brazil €2 -- 1.00 N Main X-listings: CSCSI3 IM (EUR), CCS1 LN (GBP)
KSMLA40 IT KSM Latin America 40 €2 40 1.50 N CI2 FP Amundi ETF MSCI India € 57 -- 0.80 N
PMMSCI7 IT KSM MSCI Brazil €2 -- 0.85 N Main X-listings: CI2USD SW (USD)
TCBRZ29 IT Tachlit Brazil €1 -- 1.00 N EEKEUR FP EasyETF DJ South Korea Titans 30 € 53 30 0.55 N
TLIBV10 IT Psagot Brazil Bovespa Stock €1 -- 1.00 N HMXJ LN HSBCI MSCI Pacific Ex JP £ € 52 148 0.40 N
HBR2032 IT Harel Sal Dj Brazil Adr Indx €1 -- 1.00 N Main X-listings: H4ZH GY (EUR)
IJPN LN iShares MSCI Japan Fund € 1,674 340 0.59 N CSAU IM CSETF on MSCI Australia € 50 72 0.50 N
Main X-listings: IJPN SW (JPY), IJPN IM (EUR), IJPA LN (USD) Main X-listings: CSAU LN (USD), CAU1 LN (GBP)
IFFF LN iShares MSCI AC Far East ex-Japan € 1,423 -- 0.74 N ISFE LN iShares MSCI AC FarEast-ex-JP Sm € 50 361 0.74 N
Main X-listings: IDFF LN (USD), IFFF NA (EUR) Main X-listings: IDFE LN (USD), IUS9 LN (EUR)

33
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
International International
Asia Pacific (continued) Asia Pacific (continued)
TWN FP Lyxor ETF Taiwan € 42 122 0.65 N INDNKY3 IT IndexSal Nikkei Shekel -- -- - N
DJCHOEX GY iShares DJ China Offshore 50 DE € 42 50 0.62 N INDNKY5 IT IndexSal Nikkei 225 -- -- - N
HMJP LN HSBC MSCI Japan ETF € 41 340 0.40 N KSMCHIN IT KSM Short China -- -- - N
Main X-listings: MJP FP (EUR), HMJD LN (USD) AA1DEW GY Access CSI 300 Index China Tracker -- -- 0.80 N
CC2 FP Amundi ETF MSCI China US$ € 35 -- 0.55 N AA10CC GY ACCESS China H/China A Spread -- -- 1.00 N
LYJPN SW Lyxor ETF Japan Topix JPY € 35 1,662 0.50 N AA12MX GY RBS MSCI Indonesia NET TR -- -- 1.00 N
CBNDDUPX GY ComStage MSCI Pacific ex-JP TRN € 33 -- 0.45 N JAPG LN SG ETN MSCI Japan £ -- -- 0.50 N
Main X-listings: X015US SW (USD), CBNDDUPX SW (CHF) X017US SW ComStage ETF MSCI Japan TRN -- -- 0.45 N
ETFJPLC GY ETFlab MSCI Japan LC € 30 150 0.50 N Main X-listings: CBNDDUJN GY (EUR)
APX FP Lyxor ETF MSCI APEX 50 € 29 50 0.50 N TGKOS24 IT Tachlit Kospi 24 -- -- 1.00 N
CSKR SW CSETF on MSCI Korea € 29 102 0.65 N X019US SW ComStage ETF MSCI Taiwan TRN -- -- 0.60 N
Main X-listings: CSKR IM (EUR), CKR1 LN (GBP) Main X-listings: CBNDEUST GY (EUR), CBNDEUST SW (CHF)
SAUS LN iShares MSCI Australia € 29 71 0.59 N MNFTY67 IT Clal - Mabat CNX Nifty -- -- - N
Main X-listings: IAUS LN (USD), IBC6 GY (EUR) XHSS IM db x-trackers HSI Short Index ETF -- 45 0.75 N
CSJPS SW CSETF on MSCI Japan Small Cap € 29 490 0.58 N Main X-listings: XHSD LN (GBP)
Main X-listings: CSJPS IM (EUR), CJPS LN (GBP) C021JP SW ComStage ETF Topix -- -- 0.45 N
ETFJPMC GY ETFlab MSCI Japan MC € 29 190 0.50 N Main X-listings: CBTPX GY (EUR), CBTPX SW (CHF)
LNFT LN Lyxor ETF India S&P CNX NIFTY € 27 50 0.85 N MAS5168 IT Mabat S&P/ASX 200 A -- -- - N
Main X-listings: LNFU LN (USD)
LYHSI SW Lyxor ETF Hong Kong HSI USD € 26 45 0.65 N
Currency Funds
EXCEUR FP EasyETF FTSE China 25 EUR € 25 25 0.60 N
SJPA LN iShares MSCI Japan Acc € 25 340 0.59 N SEUP LN ETFS Short EUR Long USD € 55 -- 0.39 N
Main X-listings: IJPA LN (USD), SJPA IM (EUR) Main X-listings: SEUR LN (USD)
EIA FP EasyETF DJ India 15 € 23 15 0.55 N SJPL GY ETFS Short JPY Long EUR € 37 -- 0.39 N
ASIADX IM Market Access DaxGlobal Asia € 22 -- 0.70 N JPGB LN ETFS Short JPY Long GBP € 29 -- 0.39 N
Main X-listings: ASDX LN (GBP), MDAI SW (USD) XBJQ GY ETFS Short USD Long EUR € 17 -- 0.39 N
IFRA LN Lyxor MSCI Asia Ex Japan Infrastr € 22 50 0.65 N XCRG LN Currency Returns ETF (GBP) € 10 0.35 N
Main X-listings: IFRG LN (GBP) SJPP LN ETFS Short JPY Long USD €7 -- 0.39 N
AUST IM Lyxor ETF S&P Asx 200-A € 20 200 0.40 N Main X-listings: SJPY LN (USD)
CSPXJ IM CSETF on MSCI Pac Ex Jp € 19 149 0.48 N XBJA GY ETFS Long CHF Short EUR €6 -- 0.39 N
Main X-listings: CSPXJ SW (USD), CPJ1 LN (GBP) SAUP LN ETFS Short AUD Long USD €5 -- 0.39 N
C023 GY ComStage ETF HSCI € 19 -- 0.55 N Main X-listings: SAUD LN (USD)
Main X-listings: C023 SW (CHF), C023USD SW (USD) GBPP LN ETFS Long GBP Short USD €5 -- 0.39 N
LAUS LN Lyxor ETF S&P ASX 200 - US$ € 18 200 0.45 N Main X-listings: LGBP LN (USD)
Main X-listings: LYAU2 SW (USD) XCRD LN Currency Returns ETF (US$) €3 0.35 N
DBXJP SJ db x-trackers MSCI Japan € 17 340 1.14 N URGB LN ETFS Short EUR Long GBP €3 -- 0.39 N
MXIS LN Source - MSCI India Source ETF € 16 66 0.85 N XBJP GY ETFS Long USD Short EUR €3 -- 0.39 N
ETFJPAC GY ETFlab MSCI Japan € 16 340 0.50 N LCNP LN ETFs Long CNY Short USD €3 -- 0.59 N
EEWEUR FP EasyETF TSEC Taiwan $15 50 0.60 N Main X-listings: LCNY LN (USD), XBJE GY (EUR)
FICA FP Lyxor MSCI Asia Ex JP Financials € 15 152 0.65 N USD2 LN ETFS Short GBP Long USD €2 -- 0.39 N
Main X-listings: FINA LN (USD), FNLG LN (GBP) Main X-listings: SGBP LN (GBP)
MXCS LN Source - MSCI China Source ETF $14 140 0.65 N LNOE GY ETFS Long NOK Short EUR €2 -- 0.39 N
LYKRW SW Lyxor ETF MSCI Korea USD $14 102 0.65 N XBJD GY ETFS Long SEK Short EUR €2 -- 0.39 N
CBNDDUP GY ComStage ETF MSCI Pacific TRN € 12 -- 0.45 N SJPS GY ETFS Long JPY Short EUR €2 -- 0.39 N
Main X-listings: CBNDDUP GY (EUR), CBNDDUP SW (CHF) GBCH LN ETFS Long CHF Short GBP €2 -- 0.39 N
NFTY LN iShares S&P CNX Nifty Fifty Swap € 10 -- 0.85 N AUDP LN ETFS Long AUD Short USD €1 -- 0.39 N
Main X-listings: NIFT LN (USD) Main X-listings: LAUD LN (USD)
C022 GY ComStage ETF HSI € 10 -- 0.55 N PUS3 LN ETFS 3X Short USD Long GBP €1 -- 0.98 N
Main X-listings: C022 SW (CHF), C022USD SW (USD) SCHF LN ETFS Short CHF Long USD €1 -- 0.39 N
LYTWN SW Lyxor ETF MSCI Taiwan USD €7 122 0.65 N Main X-listings: SCHF LN (USD)
KSMNK IT KSM Financial - KSM Nikkei 225 €7 225 0.75 N XBJC GY ETFS Short GBP Long EUR €1 -- 0.39 N
KSMINDIA IT KSM India €6 -- 0.70 N SCHE GY ETFS Short CHF Long EUR €1 -- 0.39 N
9J6U GY RBS MSCI South East Asia €6 -- 0.65 N SEU3 LN ETFS 3X Short EUR Long USD €1 -- 0.98 N
FAPX LN Lyxor ETF MSCI Asia APEX 50 €6 50 0.50 N SJP3 LN ETFS 3X Short JPY Long USD €1 -- 0.98 N
ETFCHINA GY ETFlab MSCI China €5 140 0.65 N USGB LN ETFS Short USD Long GBP €1 -- 0.39 N
C22 FP Amundi ETF MSCI India USD €4 -- 0.80 N XBJJ GY ETFS Long AUD Short EUR €1 -- 0.39 N
KSMCHN IT KSM China €4 -- 1.00 N LNOK LN ETFS Long NOK Short USD €1 -- 0.39 N
PMMXFEJ IT KSM MSCI AC Far East ex JP €2 -- 0.79 N Main X-listings: NOKP LN (GBp)
KSMKOREA IT KSM Financial - KSM Korea €2 -- 1.00 N LCHF LN ETFS Long CHF Short USD €1 -- 0.39 N
HRNFT30 IT Harel Sal Nifty €1 50 1.00 N Main X-listings: CHFP LN (GBp)
KMSCI48 IT KSM MSCI Singapore €1 NTCE 1.00 N XBJK GY ETFS Short AUD Long EUR €1 -- 0.39 N
PMMXJP4 IT KSM MSCI Japan €1 295 0.95 N SCAD LN ETFS Short CAD Long USD €1 -- 0.39 N
INHSCE7 IT IndexSal Index China Shekel €1 -- - N Main X-listings: SCDP LN (USD)
KSMTW IT KSM Taiwan €1 100 1.00 N SNOK LN ETFS Short NOK Long USD €1 -- 0.39 N
INCNX14 IT IndexSal Index India ILS €1 -- - N Main X-listings: SNOP LN (GBp)
TDJTGR4 IT Tali Dow Jones Tiger Titans 50 €1 -- - N GBUR LN ETFS Long EUR Short GBP €1 -- 0.39 N
TNIKI54 IT Tachlit Nikkei 225 Ils €1 -- 1.00 N XBJL GY ETFS Long CAD Short EUR €1 -- 0.39 N
KA20052 IT KSM ASX200 52 €1 200 1.00 N LCAD LN ETFS Long CAD Short USD €1 -- 0.39 N
TCSP21 IT Tachlit India €1 -- 1.00 N Main X-listings: CADP LN (GBp)
PMMSCI8 IT KSM MSCI India €1 -- 0.85 N LEUR LN ETFS Long EUR Short USD €1 -- 0.39 N
KSMNKIL IT KSM Nikkei 225 ILS €1 225 - N Main X-listings: EURP LN (GBp)
TCNK16 IT Tachlit Nikkei 225 €1 -- 0.65 N GBAU LN ETFS Long AUD Short GBP €1 -- 0.39 N
TCCHN38 IT Tachlit China €1 -- 1.00 N AUGB LN ETFS Short AUD Long GBP €1 -- 0.39 N
MBINK10 IT Clal - Mabat Index NKY10 €1 -- - N GBCA LN ETFS Long CAD Short GBP €1 -- 0.39 N
HRHSN29 IT HarelSal Hang Seng €1 43 1.00 N GBUS LN ETFS Long USD Short GBP €1 -- 0.39 N
MBNK18 IT Clal - Mabat IN 18-NK €1 -- - N GBSK LN ETFS Long SEK Short GBP -- -- 0.39 N
PMSCI16 IT KSM Financial - KSM MSCI China €1 -- - N SEN0 GY ETFS Short NOK Long EUR -- -- 0.39 N
MBTIHS9 IT Clal - Mabat Indx HSI 9 €1 -- - N LINP LN ETFS Long INR Short USD -- -- 0.59 N
PSCHN56 IT Psagot Sal FTSE China 25 €1 -- 1.00 N Main X-listings: LINR LN (USD)

34
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Currency Funds Fixed Income Funds
(continued) Governments
XBJG GY ETFS Long INR Short USD -- -- 0.59 N IBGM IM iShares € Government Bond 7-10 € 416 12 0.20 N
GBJP LN ETFS Long JPY Short GBP -- -- 0.39 N Main X-listings: IBGM LN (GBP), IBGM SW (CHF)
GBNO LN ETFS Long NOK Short GBP -- -- 0.39 N XGIN IM db x iBoxx Glbl Inflation-linked TR € 397 -- 0.25 N
LEU3 LN ETFS 3X Long EUR Short USD -- -- 0.98 N XEMB GY db x-trackers EM Liquid Eurobond € 362 27 0.55 N
XBJN GY ETFS Short NZD Long EUR -- -- 0.39 N CBOXES3 GY ComStage Liquid Sov Diversifd 3-5 € 322 -- 0.12 N
SUP3 LN ETFS 3X Short EUR Long GBP -- -- 0.98 N Main X-listings: CBOXES3 SW (CHF)
LNZD LN ETFS Long NZD Short USD -- -- 0.39 N ITPS LN iShares Barclays Capital $ TIPS € 306 30 0.25 N
Main X-listings: NZDP LN (GBp) Main X-listings: IDTP LN (USD), ITPS IM (EUR)
XBJH GY ETFS Short INR Long USD -- -- 0.59 N ISM FP EasyETF iBoxx Liquid Sov Global € 305 -- 0.15 N
SAP3 LN ETFS 3X Short AUD Long GBP -- -- 0.98 N IGLS LN iShares FTSE Gilts UK 0-5 € 296 13 0.20 N
XBJF GY ETFS Short CNY Long USD -- -- 0.59 N CBOXES1 GY ComStage Liquid Sov Diversifd 1-3 € 282 -- 0.12 N
SINR LN ETFS Short INR Long USD -- -- 0.59 N Main X-listings: CBOXES1 SW (CHF)
Main X-listings: SINP LN (GBP) IGLO LN iShares Citigroup Glbl Govt Bond € 265 533 0.20 N
SCNY LN ETFS Short CNY Long USD -- -- 0.59 N Main X-listings: SGLO LN (GBP), EUN3 GY (EUR)
Main X-listings: SCYP LN (GBp) ETFGS51 GY ETFlab DB EuroGov Germany 5-10 € 258 13 0.15 N
XBJR GY ETFS Long NZD Short EUR -- -- 0.39 N ETFGS11 GY ETFlab DB EuroGov Germany € 253 16 0.15 N
LJPY LN ETFS Long JPY Short USD -- -- 0.39 N C13 FP Amundi ETF Euromt Broad 1-3 € 225 -- 0.14 N
Main X-listings: JPYP LN (GBp) MTD FP Lyxor ETF EuroMTS 7-10Y € 223 -- 0.17 N
SSEE GY ETFS Short SEK Long EUR -- -- 0.39 N IDTM LN iShares Barclays Capital USD Treasury Bond 7 € 220 12 0.20 N
CHGB LN ETFS Short CHF Long GBP -- -- 0.39 N Main X-listings: BTMA NA (EUR), IBTM LN (GBP)
SSEK LN ETFS Short SEK Long USD -- -- 0.39 N MPFE GY Source Man GLG Europe Plus ETF € 217 -- 0.75 N
Main X-listings: SSEP LN (GBp) CSBGE3 SW CSETF on iBoxx Eur Gov 1-3 € 215 40 0.23 N
XBJB GY ETFS Long GBP Short EUR -- -- 0.39 N Main X-listings: CE31 LN (GBP)
LAU3 LN ETFS 3X Long AUD Short USD -- -- 0.98 N DSB FP Lyxor ETF SGI Dly Dble Short Bund € 213 1 0.20 N
SNZP LN ETFS Short NZD Long USD -- -- 0.39 N XEIN GY db x iBoxx € Inflation-linked € 208 -- 0.20 N
Main X-listings: SNZD LN (USD) ETFGS35 GY ETFlab DB EuroGov Germany 3-5 € 199 10 0.15 N
SAU3 LN ETFS 3X Short AUD Long USD -- -- 0.98 N X57E GY db x-trackers iBoxx Sov €zone 5-7 € 195 -- 0.15 N
LSEK LN ETFS Long SEK Short USD -- -- 0.39 N CSBGC3 SW XMTCH Swiss Bond Dom Govt 1-3 € 167 2 0.22 N
Main X-listings: SEKP LN (GBp) IBGL LN iShares BarCap € Govt Bond 15-30 € 161 31 0.20 N
SGB3 LN ETFS 3X Short GBP Long USD -- -- 0.98 N Main X-listings: IBGL LN (GBP), IBGL SW (CHF)
EUP3 LN ETFS 3X Long EUR Short GBP -- -- 0.98 N ETFES13 GY ETFlab iBoxx Liq Sov Diversifd 1-3 € 151 31 0.15 N
GBNZ LN ETFS Long NZD Short GBP -- -- 0.39 N IGIL LN iShares Global Inflation-Linked € 149 86 0.25 N
NZGB LN ETFS Short NZD Long GBP -- -- 0.39 N Main X-listings: SGIL LN (GBP), EGIL LN (EUR)
JPP3 LN ETFS 3X Long JPY Short GBP -- -- 0.98 N MTE FP Lyxor ETF EuroMTS 10-15 Y € 138 -- 0.17 N
XBJM GY ETFS Short CAD Long EUR -- -- 0.39 N CSBGE7 SW CSETF on iBoxx Eur Gov 3-7 € 138 40 0.23 N
USP3 LN ETFS 3X Long USD Short GBP -- -- 0.98 N Main X-listings: CE71 LN (GBP)
CAGB LN ETFS Short CAD Long GBP -- -- 0.39 N IB83EX GY iShares iBoxx € LiqSov Cap 1.5-10.5 DE € 136 25 0.16 N
LGB3 LN ETFS 3X Long GBP Short USD -- -- 0.98 N RXPXEX GY iShares eb.rexx Gov Germany 10.5+ € 129 11 0.16 N
NOGB LN ETFS Short NOK Long GBP -- -- 0.39 N C33 FP Amundi ETF Euromts Broad 3-5 € 128 -- 0.14 N
SKGB LN ETFS Short SEK Long GBP -- -- 0.39 N ETFIBOXG GY ETFLAB iBoxx Eur Liq Germany € 108 35 0.09 N
AUP3 LN ETFS 3X Long AUD Short GBP -- -- 0.98 N XB13 GY db x-trackers iBoxx € Germany 1-3 € 107 -- 0.15 N
SYP3 LN ETFS 3X Short JPY Long GBP -- -- 0.98 N CBOXGS1 GY ComStage Sov Germany Capped 1-5 € 104 -- 0.12 N
LJP3 LN ETFS 3X Long JPY Short USD -- -- 0.98 N Main X-listings: CBOXGS1 SW (CHF)
CBOXES3M GY ComStage Eu Lq Sv Dv 3M-1-I € 101 -- 0.12 N
Main X-listings: X501 SW (CHF)
Fixed Income Funds
CBOXES5 GY ComStage Liquid Sov Diversifd 5-7 € 100 -- 0.12 N
Governments Main X-listings: CBOXES5 SW (CHF)
RXP1EX GY iShares eb.rexx Gov Ger 1.5-2.5 DE € 1,424 6 0.16 N IB85EX GY iShares iBoxx € Liq Sov Cap 1.5-2.5 DE € 97 -- 0.16 N
EM13 IM Lyxor ETF EuroMTS 1-3Y € 947 22 0.17 N IB89EX GY iShares iBoxx € Liq Sov Cap 2.5-5.5 € 96 15 0.16 N
MTB FP Lyxor ETF EuroMTS 3-5 Y € 912 -- 0.17 N MTF FP Lyxor ETF EuroMTS 15+Y € 96 -- 0.17 N
X13E IM db x-trackers iBoxx Sov €zone 1-3 € 895 -- 0.15 N PEU IM PowerShares EuroMTS Cash 3 Mth € 93 -- 0.15 N
EBMMEX GY iShares eb.rexx Money Market DE € 795 8 0.13 N IB8ZEX GY iShares iBoxx € Liq SovCap 5.5-10.5 € 92 15 0.16 N
XSGL IM db x-trackers Short iBoxx Sov €zone € 790 -- 0.15 N CB3 FP Amundi ETF Euromts Broad € 87 -- 0.14 N
IBGS IM iShares € Gov Bond 1-3 € 741 10 0.20 N XBLC GY db x-trackers iBoxx € Liq Corp € 72 -- 0.20 N
Main X-listings: IBGS LN (GBP), IBGS SW (CHF) X710 IM db x-trackers iBoxx Sov €zone 7-10 € 69 -- 0.15 N
RXRGEX GY iShares eb.rexx Govt Germany DE € 724 25 0.16 N XBTR SW db x-trackers iBoxx Germany TR € 63 -- 0.15 N
RXP2EX GY iShares eb.rexx Gov Ger 2.5-5.5 DE € 715 13 0.16 N C541 GY ComStage Germany Covered Cap € 61 -- 0.17 N
IBCI NA iShares BarCap € Infl Linked Bond € 714 24 0.25 N Main X-listings: C541 SW (CHF)
Main X-listings: IBCI LN (GBP), IBCI SW (CHF) X25E IM db x-trackers iBoxx Sov €zone 25+ € 57 -- 0.15 N
SEMB LN iShares JPMorgan $ EM Bond Fund € 684 67 0.45 N 5X63 GY ComStage Future 2X Short € 56 -- 0.20 N
Main X-listings: IEMB LN (USD), EEMB LN (GBP) Main X-listings: 5X63 SW (CHF)
RXP5EX GY iShares eb.rexx Gov Germ 5.5-10.5 € 677 10 0.15 N ETFGS13 GY ETFlab DB EuroGov Germany 1-3 € 55 14 0.15 N
ETFGSMM GY ETFlab EuroGov Ger Money Market € 650 8 0.12 N CBOXGS5 GY ComStage Sov Germany Cap 5-10 € 54 -- 0.12 N
XGLE IM db x-trackers iBoxx Sov Eurozone € 638 -- 0.15 N Main X-listings: CBOXGS5 SW (CHF)
MTX FP Lyxor ETF EuroMTS Global € 628 147 0.17 N 5X62 GY ComStage Bond Future Short € 53 -- 0.20 N
INXG LN iShares BarCap £ Index Linked Gilt € 624 16 0.25 N Main X-listings: 5X62 SW (CHF)
MAA FP Lyxor EuroMTS AAA Gov Bond € 586 -- 0.17 N ISS FP EasyETF iBoxx Liq Sov Extra Short € 53 -- 0.15 N
IHYG LN Ishares Markit iBoxx Eur H/Y € 566 -- 0.50 N ETFES71 GY ETFlab iBoxx Liq Sov Diversifi 7-10 € 52 28 0.15 N
Main X-listings: SHYG LN (GBP) CBOXEINF GY ComStage Sov Infl-Link € Inflation € 51 -- 0.17 N
EMI IM Lyxor EuroMTS Inflation Linked € 543 24 0.20 N Main X-listings: 8530 SW (CHF)
IGLT LN iShares FTSE UK All Stocks Gilt € 524 36 0.20 N CBOXES7 GY ComStage Liq Sov Diversifd 7-10 € 49 -- 0.12 N
Main X-listings: IGLT IM (EUR) Main X-listings: CBOXES7 SW (CHF)
CSBGC7 SW Xmtch SBI Domestic Gov Bond 3-7 € 474 6 0.19 N CSBILE SW CS ETF On iBoxx € Infl.Link € 49 21 0.28 N
MTC FP Lyxor ETF EuroMTS 5-7Y € 454 -- 0.17 N Main X-listings: CIE1 LN (GBP)
IBGX IM iShares € Government Bond 3-5 € 453 17 0.20 N ISL FP EasyETF iBoxx Liq Sov Long € 48 -- 0.15 N
Main X-listings: IBGX LN (GBP), IBGX SW (CHF) CBOXESOV GY ComStage Liq Sov Diversified € 48 -- 0.12 N
IDBT LN iShares $ Treasury Bond 1-3 € 446 30 0.20 N CSBGC0 SW Xmtch SBI Domestic Govt 7+ € 47 5 0.25 N
Main X-listings: IBTS IM (EUR), IBTS LN (GBP) JEG FP JPMorgan GBI EMU ETF € 46 -- 0.15 N
X35E GY db-x iBoxx Sov Eurozone 3-5 TR € 441 -- 0.15 N

35
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Fixed Income Funds Fixed Income Funds

Governments Governments
IEGY LN iShares Barc € Govt Bond 5-7 € 43 9 0.20 N XBUT LN db x iBoxx Gilts Total Return €7 0.20 N
Main X-listings: IBGY IM (EUR) JUL FP JPMorgan ETF GBI Local US €7 -- 0.20 N
EIE FP EasyETF iTraxx Europe Main € 41 125 0.15 N C10 FP Amundi Euromts Broad 10-15 €7 -- 0.14 N
5X61 GY ComStage Bond Fut Leveraged € 40 -- 0.20 N MBGE15 IT Clal - Mabat Gilon €6 -- - N
Main X-listings: 5X61 SW (CHF) US7 FP Amundi ETF US Treasury 7-10 €6 -- 0.14 N
XY4P GY db x-trackers Sov Eurozone € 38 124 0.15 N MBT2827 IT Clal - Mabat 20/80 €6 -- - N
XGSH IM db x-trackers Glbl Sov € Hedged € 37 -- 0.25 N XB4N GY db Liquid Corp 100 Non-Financials €6 -- 0.20 N
LEMB FP Lyxor iBoxx $ Liquid Emerging Mkt € 35 36 0.30 N MBT8228 IT Clal - Mabat 28 20/80 €5 -- - N
Main X-listings: EMKTB IM (EUR) TCLTMR8 IT Tachlit Gilon €4 -- 0.40 N
ETFES57 GY ETFlab iBoxx Liq Sov Diversifd 5-7 € 35 29 0.15 N ETFES10 GY ETFlab iBoxx € Liquid Sov Div 10+ €4 28 0.15 N
CSBGU3 IM CSETF on iBoxx USD Gov 1-3 € 33 40 0.23 N JE1 FP JPMorgan GBI EMU 1-3Y €4 -- 0.15 N
Main X-listings: CSBGU3 SW (USD), CU31 LN (GBP) HDAS2 IT Hadas Indices - Galil Bonds 2-5Y €4 -- - N
PJS1 GY Pimco € Enh Short Maturity € 30 -- -- N XUT3 LN db x-trackers $ Treasury 1-3Y-1C €4 0.15 N
ETFGS10 GY ETFlab DB EuroGov Germany 10+ € 28 11 0.15 N XBUI LN db x iBoxx Gilt Inflation linked €4 0.25 N
AGEB FP Amundi ETF Global Emrg Bnd € 27 -- 0.30 N SU7 FP Amundi ETF Short Treasury 7-10 €3 -- 0.14 N
S10 FP Amundi Short Govt Bond 10-15 € 27 -- 0.14 N HDAS3 IT Hadas Indices - Galil Bonds 5-7 Y €3 -- - N
CSBGU7 SW CSETF on iBoxx USD Gov 3-7 € 26 40 0.23 N KSMB5 IT KSM Government Linked Bond €3 -- 0.40 N
Main X-listings: CSBGU7 IM (EUR), CU71 LN (GBP) SB7CHI SW UBS SBI Swiss Gov 7-15 I €3 -- 0.12 N
CSBILU SW CSETF on iBoxx USD Infl.Link € 26 30 0.28 N JE4 FP JPMorgan GBI EMU 7-10Y €3 -- 0.15 N
Main X-listings: CSBILU IM (EUR), CIU1 LN (GBP) MBTLB41 IT Mabat Long Term Bond €2 -- 0.40 N
C542 GY ComStage Covered Cap 5-7 € 25 -- 0.17 N SB1CHA SW UBS SBI Swiss Gov 1-3 A €2 -- 0.14 N
Main X-listings: C542 SW (CHF) SB3CHI SW UBS SBI Swiss Gov 3-7 I €2 -- 0.12 N
CI3 IM Amundi ETF € Inflation € 25 -- 0.16 N HDAS1 IT Hadas Indices - Galil Bonds 0-2 Y €2 -- - N
SB0 IM Amundi Short Govt Bond € 25 -- 0.14 N MNGLN42 IT Mabat Short Term Bond €2 -- 0.40 N
ZGOVI SJ Zshares GOVI € 23 9 0.34 N TLTGL30 IT Tachlit Makam €2 -- - N
S35 FP Amundi Short Govt Bond 3-5 € 23 -- 0.14 N PSMKM24 IT Psagot Sal Makam €2 -- - N
S71 IM Amundi Short Govt Bond 7-10 € 23 -- 0.14 N TALM613 IT Psagot - Tali Tel-Bond 60 Index €2 -- - N
CSBGE0 IM CSETF on iBoxx Eur Gov 7-10 € 22 39 0.23 N JE3 FP JPMorgan GBI EMU 5-7Y €2 -- 0.15 N
Main X-listings: CE01 LN (GBP) TALM412 IT Psagot - Tali Tel-Bond 40 Index €2 -- - N
FBIST TI Finans - FTSE Istanbul Bond € 22 16 0.51 N SB1CHI SW UBS SBI Swiss Gov 1-3 I €2 -- 0.12 N
IB87EX GY iShares iBoxx € Liq Sov Cap 10.5+ € 21 15 0.16 N MBGLL44 IT Clal - Mabat Galil 7-10 €2 -- - N
X105 GY db x-trackers iBoxx Sov €zone 10-15 € 20 -- 0.15 N US3 FP Amundi ETF US Treasury 3-7 €2 -- 0.14 N
X1G FP Amundi ETF ex Aaa Govt Bond € 20 -- 0.14 N US1 FP Amundi ETF US Treasury 1-3 €2 -- 0.14 N
XUTD LN db x-trackers iBoxx $ Treasury-1C € 20 0.15 N SU3 FP Amundi ETF Short Treasury 3-7 €2 -- 0.14 N
X15E IM db x-trackers iBoxx Sov €zone 15+ € 19 -- 0.15 N SU1 FP Amundi ETF Short Treasury 1-3 €2 -- 0.14 N
5X60 GY ComStage ETF Bond Future Tr € 19 -- 0.20 N TCGLL12 IT Tachlit Galil 2-5 €2 -- 0.40 N
Main X-listings: 5X60 SW (CHF) MBGLL43 IT Clal - Mabat Galil 2-5 €2 -- - N
US10 LN Lyxor iBoxx $ Treasury 10Y+ € 19 -- 0.17 N INDX13 IT IndexSal Ltd - Index 75/25 €2 -- - N
C73 FP Amundi Euromts Broad 7-10 € 17 -- 0.14 N MBTSH45 IT Clal - Mabat Shahar 2-5 €1 -- - N
SEGA IM iShares BarCap € Treasury Bond € 17 255 0.20 N TCGLL20 IT Tachlit Galil 7-10 €1 -- 0.40 N
Main X-listings: SEGA LN (GBP) PSSHR16 IT Psagot - Tali Shahar 5+ €1 -- - N
ETFES35 GY ETFlab iBoxx Liquid Sov Div 3-5 € 15 29 0.15 N MBGL16 IT Clal - Mabat Galil 5-7 €1 -- - N
PJS2 GY Pimco European Adv Govt Bond € 15 -- -- N KSMKM84 IT KSM Makam 84 €1 -- - N
IEGE NA iShares BarCap € Treasury Bond 0-1 € 14 28 0.20 N HDSHSH1 IT Hadas Indices - SHKL SH1 €1 -- - N
Main X-listings: IBGE LN (GBP) PSSHR15 IT Psagot - Tali Shahar 2-5 €1 -- - N
C3M IM Amundi EuroMTS Cash 3 Months € 13 -- 0.14 N TCSHR13 IT Tachlit Shahar 5+ €1 -- 0.40 N
S13 FP Amundi Short Govt Bond 1-3 € 13 -- 0.14 N KSGLL83 IT KSM Galil €1 -- 0.40 N
XBAT GY db x-trackers iBoxx Sov €zone AAA € 12 -- 0.15 N KTBSK88 IT Ksm Tel Bond Shekel €1 -- - N
JE2 FP JPMorgan GBI EMU 3-5Y ETF € 12 -- 0.15 N TCSHR11 IT Tachlit Shahar €1 -- 0.40 N
GILI LN Lyxor iBoxx UK Gilt Infl-Lnk € 12 -- 0.22 N INDX20 IT IndexSal - Index 90/10 €1 -- - N
GILS LN Lyxor iBoxx Gilts € 12 -- 0.18 N TCSHR22 IT Tachlit Shahar 2-5 €1 -- 0.40 N
KSMG710 IT KSM GALIL 7-10 € 11 -- 0.40 N TCGLL19 IT Tachlit Galil 0-2 €1 -- 0.40 N
CBOXGS10 GY ComStage Sov Germany Capped 10+ € 11 -- 0.12 N MBSHR14 IT Clal - Mabat Shahar 5+ €1 -- - N
Main X-listings: CBOXGS10 SW (CHF) PSSHR14 IT Psagot - Tali Shahar 0-2 €1 -- - N
S5B FP Amundi Short Govt Bond 5-7 € 10 -- 0.14 N MBGL237 IT Clal - Mabat Galil 0-2 €1 -- - N
KSMGL25 IT KSM GALIL 2-5 € 10 -- 0.40 N TCSHR21 IT Tachlit Shahar 0-2 €1 -- 0.40 N
C543 GY ComStage iBoxx € Cov Cap 7-10 € 10 -- 0.17 N TLGLN11 IT Tali Non-Linked Float Int Gov Bond €1 -- - N
Main X-listings: C543 SW (CHF) PSGGL23 IT Psagot Sal Galil 2-5 €1 -- - N
CBOXGS3M GY ComStage Sov Germany Cap 3m-2 € 10 -- 0.12 N SB7CHA SW UBS SBI Swiss Gov 7-15 A €1 -- 0.14 N
Main X-listings: 8520 SW (CHF) P950526 IT Psagot 9505 €1 -- - N
CBOXES15 GY ComStage Liquid Sov Div. 15+ € 10 -- 0.12 N SB3CHA SW UBS SBI Swiss Gov 3-7 A €1 -- 0.14 N
IEGZ LN iShares Barc € Govt Bond 10-15 € 10 15 0.20 N MBTS236 IT Clal - Mabat Shahar 0-2 €1 -- - N
Main X-listings: IBGZ LN (GBP) KSMGLBND IT KSM IL Gillon Gov Bonds €1 5 0.40 N
C540 GY ComStage iBoxx € Germany Cov.Cap € 10 -- 0.12 N INDXM24 IT INDEX GOV/5 24 €1 -- - N
Main X-listings: C540 SW (CHF) INDEX22 IT IndexSal - INDEX 22 €1 -- - N
CBOXES25 GY ComStage Liq Sov Div 25+ € 10 -- 0.12 N INDX36 IT IndexSal - Galil Bonds 2-5Y €1 -- - N
CBOXES10 GY ComStage Liq Sov Div 10-15 € 10 -- 0.12 N INDXM25 IT IndexSal - INDEX GOV/20 25 €1 -- - N
Main X-listings: CBOXES10 SW (CHF) P802027 IT Psagot 8020 €1 -- - N
XUIT LN db x-trackers $ IG Infl-link Treasury €9 -- 0.20 N INDG35 IT IndexSal - Gilon Government Bonds €1 -- - N
XIF5 IM db x-trackers Euro Infl. Swap 5 Year €9 -- 0.20 N KSMSH5 IT KSM SHAHAR 5+ €1 5 0.40 N
US13 LN Lyxor iBoxx $ Treasury 1-3 Yr €9 -- 0.17 N INBND62 IT IndexSal - Index Bond 62 €1 -- - N
AM3A FP Amundi ETF Aaa Gov Bd Euromts €9 -- 0.14 N KSMSH02 IT KSM SHAHAR 0-2 €1 2 - N
ETFES11 GY ETFlab iBoxx Liquid Sov Div 1-10 €9 30 0.15 N P901028 IT Psagot 9010 €1 -- 0.70 N
C53 FP Amundi ETF Euromts Broad 5-7 €9 -- 0.14 N KSMSH25 IT KSM SHAHAR 2-5 €1 4 0.40 N
US57 LN Lyxor iBoxx $ Treasury 5-7 Yr €8 -- 0.17 N MBBND74 IT Mabat Short Galil 2-5 €1 -- - N
CSBGU0 SW CSETF on iBoxx USD Gov 7-10 €8 14 0.23 N MBSHA35 IT Clal - Mabat Short Shahar 5+ €1 -- - N
Main X-listings: CSBGU0 IM (EUR), CU01 LN (GBP) KSMSHBND IT KSM Il Shahar Bond €1 -- 0.40 N
XUGS LN db x UK Gilts Short Daily 1C €8 0.25 N PSTLB34 IT Psagot Sal Alphabeta General €1 -- 0.40 N

36
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Fixed Income Funds Fixed Income Funds
Governments (continued) Corporates / Mortgage-backed (continued)
PSG9031 IT Psagot Sal Alphabeta 90/10 D €1 -- 0.50 N KSMTLBND IT KSM Tel Bond €8 20 0.30 N
PSG10 IT Psagot Sal AlphaBeta 9010 Gov €1 -- 0.70 N TCMR15 IT Tachlit Tel Bond 60 ReInvest €8 -- 0.35 N
HDAS4 IT Hadas Indices - Galil Bonds 7-10 Y €1 -- - N TCMR14 IT Tachlit Tel Bond 40 ReInvest €8 -- 0.35 N
PSG4032 IT Psagot Sal Alphabeta 60/40 €1 -- - N TCMR16 IT Tachlit Tel Bond 20 ReInvest €8 -- 0.30 N
KSMGL02 IT KSM GALIL 0-2 €1 -- - N KSBND64 IT KSM Tel Bond 60 €8 60 0.35 N
INKOR44 IT IndexSal - Index Korea 44 -- -- - N XB4F GY db Corp 100 Financials €5 -- 0.20 N
PSGGL45 IT Psagot Sal Galil 5-10 -- -- 0.40 N EIV FP EasyETF iTraxx Europe Hivol €5 -- 0.20 N
INDXM26 IT IndexSal - INDEX BON/15 26 -- -- - N XTH5 IM db x iTraxx HiVol 5Y Short TR €5 -- 0.21 N
INDXM29 IT IndexSal - INDEX GOVBND 29 -- -- - N TLTLBD1 IT Psagot - Tali Tel-Bond 20 Index €3 -- 0.35 N
HDS257 IT Hadas Indices Shahar 2-5 -- -- - N TGBND7 IT Tachlit TEL BOND €3 -- 0.35 N
INBND61 IT IndexSal - Index Bond 61 -- -- - N KSBND63 IT KSM Tel Bond 40 €3 40 0.35 N
HDS58 IT Hadas Indices Shahar 5+ -- -- - N MBB6049 IT Clal - Mabat Tel-Bond 60 €2 -- - N
HDS206 IT Hadas Indices Shahar 0-2 -- -- - N MBB4048 IT Clal - Mabat Tel-Bond 40 €2 -- - N
PSGGL22 IT Psagot Sal Galil 0-2 -- -- - N KSRTTBX2 IT KSM SHORT Tel Bond X2 daily €2 20 - N
M901078 IT Mabat 90/10 GOV -- -- - N HRLTB60 IT Harel Sal Tel-Bond 60 €1 60 0.35 N
INDX23 IT IndexSal - Index 80/20 -- -- - N HRLTB20 IT Harel Sal Tel-Bond 20 €1 20 0.30 N
HRLGLL25 IT Harel Sal Galil 2-5 -- 4 0.40 N KSMIBXH IT KSM High Bond €1 -- 1.00 N
HRLSHA IT Harel Sal Shachar 0-2 -- 4 0.40 N HRLTB40 IT Harel Sal Tel-Bond 40 €1 40 0.40 N
HRLGIL IT Harel Sal Gilon -- 5 0.40 N MTB2033 IT Clal - Mabat Short Tel Bond 20 €1 -- - N
HRLGLL02 IT Harel Sal Galil 0-2 -- 7 0.40 N PTBSK61 IT Psagot Sal Tel Bond Shekel €1 -- - N
XCS2 GY db x-trackers Australia Bonds TR -- 0.25 N MBT4061 IT Mabat Short Tel Bond 40 €1 -- - N
EFGJI SW EFG FP Bonus Coupon ETSF -- -- 0.89 N TBN6028 IT Tachlit Short Tel Bond 60 -- -- - N
TA10050 IT Tachlit T100 50 -- -- 0.50 N D3V3 GY CFS db € Liquid Corporate 12.5 -- -- 0.35 N
TBND247 IT Tachlit Bnd2 47 -- -- 0.50 N AA1RMS GY Access iBoxx $ HY Corp TR ETN -- -- 0.52 N
TBND146 IT Tachlit Bnd2 46 -- -- 0.30 N AA1RMQ GY Access iBoxx € Liq Corp TR ETN -- -- 0.32 N
T901034 IT Tchlit 9010 34 -- -- 0.50 N AA1RMR GY Access iBoxx £ Liq Corp TR ETN -- -- 0.52 N
HR8542 IT Harel Sal 85/15 -- -- 0.50 N HTBSK24 IT Harel Tel Bond-Shekel -- -- 0.35 N
TC95535 IT Tchlit 95 5 35 -- -- 0.50 N Money Market
HR9141 IT Harel Sal 90/10 -- -- 0.50 N LEONIA IM Lyxor € Cash EuroMTS Eonia Inv € 1,199 -- 0.15 N
TMKGL36 IT Tachlit Mkgll 36 -- -- 0.40 N XEON GY db x-trackers EONIA Total Return € 1,144 -- 0.15 N
HRSRT40 IT Harel Sal 95/5 -- -- 0.40 N BBVAM SQ AFI Monetario Euro ETF/FI € 762 34 0.05 N
TCMR31 IT Tachlit TCT CMP Shaha31 -- -- - N CBEONIA GY ComStage Commerz EONIA TR € 461 -- 0.10 N
TBNSK45 IT Tachlit Bndsk 45 -- -- - N Main X-listings: CBEONIA SW (CHF)
TCTLB45 IT Tachlit Tlbnd45 -- -- - N XGBP LN db x-trackers Sterling Money Market € 289 -- 0.15 N
TCMR33 IT Tachlit Tct Cmp Galil 33 -- -- - N CE3 FP Amundi ETF EONIA € 171 -- 0.14 N
TFN1530 IT Tachlit Finc15 30 -- -- 0.50 N XCCR GY db x-trackers Currency Returns € 142 -- 0.30 N
BIPINF SJ BIPS Govt Infl-linked Bond Fund -- 6 0.45 N XEO2 LN db x-trackers EONIA Tr 2C € 122 0.15 N
HRSHR20 IT Harel General Sahar -- -- 0.40 N XFFE IM db x-trackers Fed Funds Eff Rate TR € 110 -- 0.15 N
HRBND22 IT Harel Non-Linked Gov Bonds -- -- 0.40 N BBVAD SQ AFI Bonos Medio Plazo Euro ETF € 96 37 0.15 N
Corporates / Mortgage-backed XST FP db x-trackers Sonia TR € 83 -- 0.15 N
IBCX LN iShares Markit iBoxx € Corp Bond € 3,362 90 0.20 N CBFEDFER GY ComStage FED Funds Eff Rate € 66 -- 0.10 N
Main X-listings: IBCX SW (CHF) Main X-listings: CBFEDFER SW (CHF)
SLXX LN iShares Markit iBoxx £ Corp Bond € 1,270 58 0.20 N XUSD LN db x-trackers US Dollar Money Mkt € 34 -- 0.15 N
R1JKEX GY iShares eb.rexx Jumbo Pfandbriefe € 1,201 25 0.10 N XCCC GY db x-trackers Currency Carry € 31 -- 0.30 N
IEAC NA iShares Barclays € Corporate Bond € 1,084 1,138 0.20 N XVAL GY db x-trackers Currency Valuation € 12 -- 0.30 N
Main X-listings: IEBC LN (GBP) XMOM GY db x-trackers Currency Momentum €6 -- 0.30 N
LQDE LN iShares Markit iBoxx $ Corp Bond € 615 35 0.20 N EFFUSD FP EasyETF EuroMTS Fed Funds €5 -- 0.15 N
Main X-listings: LQDE IM (EUR) MBTS76 IT Clal - Mabat Sh Tel Bnd Shekel -- -- - N
CRPE IM Lyxor ETF Euro Corporate Bond € 551 -- 0.20 N XEOD IM db x-trackers EONIA TR-1D -- -- 0.15 N
IEAG LN iShares Barclays € Aggregate Bond € 411 1,367 0.25 N
Main X-listings: IEAG NA (EUR)
Commodity Funds
XBCT GY db x-trackers iBoxx Germany Covd € 344 -- 0.15 N
XTXC IM db x-trackers II iTraxx Xover 5Y € 287 -- 0.24 N Broad Commodities
EEXF LN iShares Barc. € Corp Bond ex-Fin € 233 637 0.20 N XDBC LN db x-trackers DBLCI-OY Balanced € 1,065 -- 0.55 N
Main X-listings: IEXF LN (EUR) Main X-listings: XDBD LN (USD), XDBC GY (EUR)
ISXF LN iShares iBoxx £ Corp Bond ex-Fin € 148 295 0.20 N CRB IM Lyxor ETF Commodities CRB € 1,014 19 0.35 N
Main X-listings: IEX5 LN (EUR) Main X-listings: CRB SW (USD)
CC4 FP Amundi ETF Euro Corporates € 143 -- 0.16 N AIGC LN ETFS All Cmdty DJ-UBSCISM € 630 -- 0.49 N
XTXE GY db x-trackers II iTraxx Eur. 5Y TR € 140 -- 0.18 N Main X-listings: AGCP LN (GBP), OD7V GY (EUR)
EUNS GY iShares Euro Corp Bond ex Fin 1-5 € 140 394 0.20 N DJC FP iShares DJ AIG Commodity Swap € 510 28 0.47 N
Main X-listings: EEX6 LN (GBP) CBCOMM GY ComStage Commodity EW Index € 474 -- 0.30 N
ECB FP Lyxor EuroMTS Cov Bond Aggr € 117 83 0.17 N Main X-listings: CBCOMM SW (CHF), C090US SW (USD)
ETFLCD GY ETFlab iBoxx € Liq Corp Div € 114 83 0.20 N GSCIEUR GY EasyETF S&P GSCI € 453 -- 0.30 N
CNB FP Lyxor Euro Corp Bond ex Fin € 105 20 0.20 N MRIC SW RBS Jim Rogers Intl Cmdty Index € 343 -- 0.85 N
IE15 LN iShares Barc. Euro Corp Bond 1-5 € 77 614 0.20 N Main X-listings: M9SA GY (EUR), RICI LN (GBP)
Main X-listings: SE15 LN (GBP) GSCIUSD SW EasyETF S&P GSCI € 311 -- 0.30 N
SCOV LN iShares iBoxx Euro Covered Bond € 102 75 0.20 N LCTY LN Lyxor ETF CRB IDX € 115 19 0.35 N
Main X-listings: ICOV LN (EUR) TCMCI SW UBS ETC CMCI - USD € 86 -- 0.38 N
YIEL FP Lyxor ETF iBoxx EUR Liquid H/Y € 56 30 0.45 N COMF LN ETFX DJ-UBS All Cmdty Frd 3M-$ € 76 19 0.55 N
XTC5 IM db x-trackers iTraxx Xover 5Y Short TR € 51 -- 0.24 N Main X-listings: CMFP LN (GBP), ETL2 GY (EUR)
EIC FP EasyETF iTraxx Europe Crossover € 44 -- 0.25 N CCUSIS SW UBS-ETF CMCI Comp SF-$I € 74 0.45 N
COUK LN Lyxor iBoxx £ Corporates € 35 -- 0.20 N DCUSIS SW UBS DJ UBS CMDTY USD I ACC € 74 0.62 N
XTXH IM db x-trackers II ITraxx HIVol 5Y € 25 -- 0.21 N XBCU LN db x-trackers DBLCI-OY Blnced USD € 70 N
XSB5 IM db x-trackers iTraxx Eur Sub Fin 5Y € 12 -- 0.21 N LYCRN SW Lyxor ETF Cmdty CRB Non-Energy USD € 60 15 0.35 N
XSN5 IM db x-trackers iTraxx Eur Snr Fin 5Y € 12 -- 0.18 N CNE FP EasyETF S&P GSNE € 49 -- 0.30 N
XSNS IM db x iTraxx EurSnrFin5Y Short € 11 -- 0.18 N LCNE LN Lyxor ETF CRB Non-Energy € 36 15 0.35 N
MBTB24 IT Clal - Mabat Tel-Bond 20 € 11 -- - N Main X-listings: LCNU LN (USD)
XSBS IM db x iTraxx Eur Sub Fin 5Y Short € 10 -- 0.21 N XCBC SW db Cmdty Booster DJ-UBSCI ETF € 32 -- 0.95 N
XTE5 GY db x iTraxx Eur 5Y Short €9 -- 0.18 N

37
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Commodity Funds Commodity Funds

Broad Commodities (continued) Metals (continued)

FAIG LN ETFS Fwd Cmdty DJ-UBSCI-F3SM € 31 -- 0.49 N AIGP LN ETFS Precious Metals DJ-AIGSM € 155 -- 0.49 N
Main X-listings: FAIG IM (EUR) Main X-listings: AIGP IM (EUR)
XCBL GY db x-trackers S&P GSCI Light Energy € 24 -- 0.95 N MRMI SW Market Access RICISM-M € 87 -- 0.85 N
AIGX LN ETFS Ex-Energy DJ-UBSCISM € 20 -- 0.49 N Main X-listings: M9SC GY (EUR), RICM LN (GBP)
Main X-listings: AIGX IM (EUR) XAD2 GY db Physical Silver € Hedge € 86 -- 0.75 N
XEM8 LN db Mean Reversion ETC € 19 -- 0.45 N LSIL LN ETFS Leveraged Silver € 78 -- 0.98 N
9J6I GY RBS - RICI Enhanced Index ETC € 12 -- 0.85 N Main X-listings: LSIL IM (EUR)
XCTE GY db Commodity Booster € Hedge € 11 -- 0.45 N SLVR LN ETFS Silver € 70 -- 0.49 N
CCUSAS SW UBS CMCI COMPOSITE SF-$A € 11 -- 0.65 N Main X-listings: SLVR IM (EUR)
XACTRAVA SS XACT Commodity €8 15 0.70 N JBSIEA SW JB Physical Silver-A € € 68 -- 0.60 N
LALL LN ETFS Lev. All Cmdty DJ-UBSCI x2 €7 -- 0.98 N Main X-listings: JBSIUA SW (USD), JBSICA SW (CHF), JBSIGA SW (GBP)
Main X-listings: LALL IM (EUR) SCOP LN ETFS Short Copper € 68 -- 0.98 N
NEG FP Amundi ETF GSCI Non-Energy €5 -- 0.30 N Main X-listings: 9GA4 GY (EUR)
XET5 LN db S&P GSCI ETC €3 -- 0.85 N XAD3 GY db Physical Platinum € € 64 -- 0.75 N
SALL LN ETFS Short All Cmdty DJ-UBSCI €2 -- 0.98 N NICK LN ETFS Nickel € 52 -- 0.49 N
Main X-listings: SALL IM (EUR) Main X-listings: NICK IM (EUR)
EXEF LN ETFS Fwd Ex-Energy UBSCI-F3SM €1 -- 0.49 N ALUM LN ETFS Aluminium € 47 -- 0.49 N
Main X-listings: EXEF IM (EUR) Main X-listings: ALUM IM (EUR)
LNEY LN ETFS Lev. Ex-Energy DJ-UBSCI €1 -- 0.98 N FIND LN ETFS Fwd Ind Met DJ-UBSCI-F3SM € 35 -- 0.49 N
Main X-listings: 4RTU GY (EUR) Main X-listings: FIND IM (EUR)
XCT5 LN db Commodity Booster ETC €1 -- 0.45 N XSIL LN db Physical Silver ETC € 33 -- 0.45 N
SGSULE GY Source S&P GSCI Ultra Light T-Bill €1 -- 0.49 N SPMETL GY Source S&P GSCI Prec Mets T-Bill € 30 -- 0.49 N
TDBLCI8 IT Psagot Sal - DB Liquid Commodity €1 -- - N Main X-listings: SPMETL SW (USD)
KSMCMDT IT KSM Commodities €1 -- 1.20 N ZINC LN ETFS Zinc € 25 -- 0.49 N
XEMR GY db Mean Reversion EUR Hedge €1 -- 0.45 N Main X-listings: ZINC IM (EUR),
SNEY LN ETFS Short Ex-Energy DJ-UBSCI -- -- 0.98 N XURA LN db Uranium ETC € 25 -- 3.60 N
Main X-listings: 9GAV GY (EUR) XPLA LN db Physical Platinum ETC € 22 -- 0.45 N
SPGS LN iPath S&P GSCI TR Index ETN -- -- 0.75 N XAD6 GY db Physical Silver ETC € € 22 -- 0.45 N
Main X-listings: SPGS GY (EUR) JBPLEA SW JB Phyical Platinum-A € € 18 -- 0.50 N
DJUB LN iPath DJ-UBS Cmdty Tr ETN -- -- 0.75 N Main X-listings: JBPLUA SW (USD), JBPLCA SW (CHF), JBPLGA SW (GBP)
Main X-listings: DJUB GY (EUR) SIMT LN ETFS Short Ind Metals DJ-UBSCI € 14 -- 0.98 N
SNONEN GY Source S&P GSCI Non-Energy T-Bill -- -- 0.49 N Main X-listings: 9GAX GY (USD)
TCM3M SW UBS CMCI 3M Constant Mat - US$ -- -- -- N XAD4 GY db Physical Palladium € € 14 -- 0.75 N
EDJCM SW UBS DJ Constant Mat € Hedge -- -- 0.62 N SSIL LN ETFS Short Silver € 14 -- 0.98 N
TDJCM SW UBS DJ Constant Maturity -- -- 0.50 N Main X-listings: SSIL IM (EUR)
MLCU NA Torrus Funds - ML Commodity Extra -- 18 -- N SIMETL GY Source S&P GSCI Ind Met T-Bill € 14 -- 0.49 N
CMCG LN UBS ETC Composite GBP -- -- 0.88 N Main X-listings: SIMETL SW (USD)
CMDG LN UBS CMCI DJ-UBS £ -- -- 1.00 N LPLA LN ETFS Leveraged Platinum € 14 -- 0.98 N
FLEG LN UBS CMSP £ -- -- 1.00 N Main X-listings: LPLA IM (EUR)
CMCE LN UBS Composite € -- -- 0.50 N LCOP LN ETFS Leveraged Copper € 12 -- 0.98 N
ECMCI SW UBS ETC CMCI - EUR -- -- 0.50 N Main X-listings: LCOP IM (EUR)
CMDE LN UBS CMCI DJ-UBS € -- -- 0.62 N PHCU LN ETFS Physical Copper € 11 -- 0.69 N
FLEE LN UBS CMSP € -- -- 0.62 N CME FP Amundi ETF GSCI Metals € 11 -- 0.30 N
ESSG LN UBS ETC Essence GBP -- -- 1.25 N Main X-listings: CMEV IM (EUR)
ACTG LN UBS CMCI Active £ -- -- 1.75 N SZIC LN ETFS Short Zinc € 10 -- 0.98 N
TCM1Y SW UBS CMCI 1Y Constant Mat - US$ -- -- -- N Main X-listings: 4RTL GY (EUR)
ESSE LN UBS Essence € -- -- 0.87 N PHSN LN ETFs Physical Tin €9 -- 0.69 N
CCMCI SW UBS ETC CMCI - CHF -- -- 0.81 N SNIK LN ETFS Short Nickel €9 -- 0.98 N
CMCI LN UBS ETC Composite USD -- -- 0.38 N LPMT LN ETFS Lev'd Prec Metals DJ-UBSCI €9 -- 0.98 N
ACTE LN UBS CMCI Active € -- -- 1.37 N Main X-listings: PHAU IX (USD)
CDJCM SW UBS DJ Constant Mat CHF Hedge -- -- 0.72 N XPAL LN db Physical Palladium ETC €9 -- 0.45 N
ECMAM SW UBS CMCI Active EUR ETC -- -- 1.37 N JBPAEA SW JB Physical Palladium-A € €8 -- 0.50 N
TCM6M SW UBS CMCI 6M Constant Mat - US$ -- -- -- N Main X-listings: JBPAUA SW (USD), JBPACA SW (CHF), JBPAGA SW (GBP)
CMDJ LN UBS CMCI DJ-UBS -- -- 1.00 N PTUSA SW UBS Platinum ETF A €7 -- 0.40 N
FLEU LN UBS ETC Cmsp USD -- -- 0.50 N Main X-listings: PTCHA SW (CHF)
ESSU LN UBS Essence US$ -- -- 0.75 N JBSIEX SW JB Physical Silver-Ax € €7 -- 0.60 N
CCMAM SW UBS CMCI Active CHF ETC -- -- 1.47 N Main X-listings: JBSIUX SW (USD), JBSIGX SW (GBP)
ACTI LN UBS CMCI Active US$ -- -- 1.25 N JBPLEX SW JB Physical Platinum-Ax Eur €6 -- 0.50 N
TCMAM SW UBS CMCI Active USD ETC -- -- 1.25 N Main X-listings: JBPLUX SW (USD), JBPLCX SW (CHF), JBPLGX SW (GBP)
XCBE GY db Cmdty Booster DJ-UBSCI -- 19 0.95 N STEE LN ETFX DaxGlobal Steel Fund €6 28 0.65 N
Metals Main X-listings: STEP LN (GBP), STEE IM (EUR)
ZSIL SW ZKB Silver ETF € 1,285 -- 0.60 N XETD GY db Industrial Metals Eur Hdg €6 -- 0.45 N
PHAG LN ETFS Physical Silver € 625 -- 0.49 N XCTG GY db Industrial Metals Booster €6 -- 0.45 N
Main X-listings: PHAG IM (EUR), PHAG IM (JPY) 9J6K GY RBS RICI Enhanced Ind Metals €5 -- -- N
PHPT LN ETFS Physical Platinum € 556 -- 0.49 N LALU LN ETFS Leveraged Aluminium €5 -- 0.98 N
Main X-listings: PHPT IM (EUR) Main X-listings: LALU IM (EUR)
ZPLA SW ZKB Platinum ETF € 474 -- 0.50 N LNIK LN ETFS Leveraged Nickel €4 -- 0.98 N
PHPD LN ETFS Physical Palladium € 314 -- 0.49 N Main X-listings: 4RUD GY (EUR)
Main X-listings: PHPD IM (EUR) XET7 LN db S&P GSCI Industrial Metal €4 -- 0.85 N
ZSILUS SW ZKB Silver ETF US$ € 297 -- 0.60 N LLEA LN ETFS Leveraged Lead €3 -- 0.98 N
ZSILEU SW ZKB Silver ETF € € 294 -- 0.60 N Main X-listings: 4RUL GY (EUR)
ZPAL SW ZKB Palladium ETF € 259 -- 0.50 N SCOPP GY Source S&P GSCI Copper T-Bill €3 -- 0.49 N
PHPM LN ETFS Physical PM Basket € 254 -- 0.43 N Main X-listings: SCOPP SW (USD)
Main X-listings: PHPM IM (EUR) JBPAEX SW JB Physical Palladium-Ax € €3 -- 0.50 N
AIGI LN ETFS Ind. Metals DJ-UBSCISM € 243 -- 0.49 N Main X-listings: JBPAUX SW (USD), JBPACX SW (CHF), JBPAGX SW (GBP)
Main X-listings: AIGI IM (EUR) LZIC LN ETFS Leveraged Zinc €3 -- 0.98 N
COPA LN ETFS Copper € 185 -- 0.49 N Main X-listings: 4RUK GY (EUR)
Main X-listings: COPA IM (EUR)

38
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Commodity Funds Commodity Funds
Metals (continued) Metals (continued)
SALU LN ETFS Short Aluminium €2 -- 0.98 N SIL2S SW UBS ETC 2x Short CMCI Silver -- -- 1.05 N
Main X-listings: SALU IM (EUR) PLAE LN SG ETN Platinum € -- -- 0.50 N
SSILVR GY Source S&P GSCI Silver T-Bill €2 -- 0.49 N PLAU LN SG ETN Platinum US$ -- -- 0.50 N
LIME LN ETFS Lev Ind Metal DJ-UBSCI €2 -- 0.98 N COPG LN SG ETN Copper £ -- -- 0.50 N
Main X-listings: 4RTW GY (EUR) PHPP LN ETFS Physical PM Basket - £ -- 0.42 N
PLTT LN ETFS Platinum Individual Securities €2 -- 0.49 N COPE LN SG ETN Copper € -- -- 0.50 N
XCT7 LN db Industrial Metals Booster €2 -- 0.45 N ZING LN SG ETN Zinc £ -- -- 0.50 N
PTUSI SW UBS Platinum ETF A €2 -- 0.28 N ZINE LN SG ETN Zinc € -- -- 0.50 N
Main X-listings: PTCHI SW (CHF) COPU LN SG ETN Copper US$ -- -- 0.50 N
TGSLVR2 IT Tachlit Silver €2 -- - N ALMG LN SG ETN Aluminum £ -- -- 0.50 N
TINM LN ETFS Tin €2 -- 0.49 N PLCHA SW UBS Palladium ETF A -- -- 0.40 N
LTIM LN ETFS Leveraged Tin €2 -- 0.98 N ZINU LN SG ETN Zinc US$ -- -- 0.50 N
Main X-listings: 4RUN GY (EUR) ALME LN SG ETN Aluminum € -- -- 0.50 N
PHNI LN ETFS Physical Nickel €2 -- 0.69 N NCLG LN SG ETN Nickel £ -- -- 0.50 N
SPMT LN ETFS Short Prec Metals DJ-UBSCI €1 -- 0.98 N NCLE LN SG ETN Nickel € -- -- 0.50 N
Main X-listings: 9GA0 GY (EUR) SLVG LN SG ETN Silver £ -- -- 0.50 N
SPLA LN ETFS Short Platinum €1 -- 0.98 N ALMU LN SG ETN Aluminum US$ -- -- 0.50 N
Main X-listings: 4RTN GY (EUR) SLVE LN SG ETN Silver € -- -- 0.50 N
LEED LN ETFS Lead €1 -- 0.49 N NCLU LN SG ETN Nickel US$ -- -- 0.50 N
SNICKL GY Source S&P GSCI Nickel TR T-Bill €1 -- 0.49 N PHSP LN ETFS Physical Silver £ -- -- 0.49 N
SZINC GY Source S&P GSCI Zinc TR T-Bill €1 -- 0.49 N SLVU LN SG ETN Silver US$ -- -- 0.50 N
SLEA LN ETFS Short Lead €1 -- 0.98 N SBAS1 SJ Standard Bank Silver-Linker -- -- 0.50 N
Main X-listings: 4RTM GY (EUR) SBAPD1 SJ Standard Bank Palladium -- -- 0.50 N
SALUMI GY Source S&P GSCI Aluminum T-Bill -- -- 0.49 N SBAPL1 SJ Standard Bank Platinum-Linker -- -- 0.50 N
STIM LN ETFS Short Tin -- -- 0.98 N EPMCI SW UBS ETC Precious Metals - € -- -- 0.61 N
Main X-listings: 4RTP GY (EUR) Gold
IMET GY iPath S&P GSCI Industrial Metal -- -- 0.75 N PHAU LN ETFS Physical Gold € 4,018 -- 0.39 N
Main X-listings: IMET LN (GBP) Main X-listings: PHAU IM (EUR)
PMET GY iPath S&P GSCI Prec Metals -- -- 0.75 N GBS LN Gold Bullion Securities Ltd € 3,831 -- 0.40 N
Main X-listings: PMET LN (GBP) Main X-listings: GBS FP (EUR)
SVCHI SW UBS Silver ETF I -- -- 0.36 N ZGLD SW ZKB Gold ETF € 3,810 -- 0.40 N
PLCHI SW UBS Palladium ETF I -- -- 0.28 N GLD SJ NewGold Issuer Ltd € 1,633 -- -- N
SILG LN UBS ETC Silver £ -- -- 0.87 N ZGLDUS SW ZKB Gold ETF-A USD € 1,032 -- 0.40 N
PREG LN UBS ETC Precious Metals £ -- -- 0.99 N CSGOLD SW Xmtch CH On Gold € 940 -- 0.33 N
SIL2L SW UBS ETC 2x Long CMCI Silver -- -- 1.05 N JBGOEA SW JB Physical Gold Fnd-A € 738 -- 0.60 N
MSUG LN UBS ETC Copper £ -- -- 0.87 N Main X-listings: JBGOUA SW (USD), JBGOGA SW (GBP)
SILE LN UBS ETC Silver € -- -- 0.49 N ZGLDEU SW ZKB Gold ETF-A EUR € 734 -- 0.40 N
ESICI SW UBS ETC Silver - € -- -- 0.49 N SGLD LN Source Physical Markets Gold € 684 -- 0.29 N
PREE LN UBS ETC Precious Metals € -- -- 0.61 N ZGLDHC SW ZKB Gold ETF-H CHF € 348 -- 0.40 N
MSUE LN UBS ETC Copper € -- -- 0.49 N XAD1 GY db Physical Gold € Hedged € 315 -- 0.59 N
ELPCI SW UBS ETC Copper - € -- -- 0.49 N AUUSA SW UBS Gold ETF USD - A € 295 -- 0.28 N
PLTG LN UBS ETC Platinum £ -- -- 0.99 N Main X-listings: AUUSAC SW (CHF)
TSICI SW UBS ETC Silver - US$ -- -- 0.37 N AUCHAH SW UBS Gold ETF Hedged CHF € 263 -- 0.28 N
SILU LN UBS ETC Silver US$ -- -- 0.37 N ZGLDHE SW ZKB Gold ETF Hedged € € 219 -- 0.40 N
ELLCI SW UBS ETC Lead - € -- -- 0.49 N CSGLDC SW CSETF on Gold Hedged CHF € 217 -- 0.41 N
CSICI SW UBS ETC Silver - CHF -- -- 0.80 N CSGLDE SW CSETF on Gold Hedged € € 159 -- 0.41 N
INDG LN UBS ETC Industrial Metals £ -- -- 0.87 N SGBS LN ETFS Physical Swiss Gold € 146 -- 0.39 N
TLPCI SW UBS ETC Copper - US$ -- -- 0.37 N Main X-listings: GZUR GY (EUR)
CLPCI SW UBS ETC Copper - CHF -- -- 0.81 N BULL LN ETFS Gold € 127 -- 0.49 N
PLTE LN UBS ETC Platinum € -- -- 0.61 N Main X-listings: BULL IM (EUR), BULP LN (GBP)
MSUU LN UBS ETC Copper US$ -- -- 0.37 N AUEUAH SW UBS Gold € Hedged ETF A € 104 -- 0.28 N
PREC LN UBS ETC Precious Metals US$ -- -- 0.49 N XGLD LN db Physical Gold ETC € 96 -- 0.29 N
TPMCI SW UBS ETC Precious Metals - US$ -- -- 0.49 N JBGOEX SW JB Physical Gold Fund € € 92 -- 0.40 N
EPLCI SW UBS ETC Platinum - € -- -- 0.61 N Main X-listings: JBGOUX SW (USD), JBGOGX SW (GBP)
CPMCI SW UBS ETC Precious Metals - CHF -- -- 0.92 N XAD5 GY db Physical Gold ETC € € 66 -- 0.29 N
EIMCI SW UBS ETC Industrial Metals - € -- -- 0.49 N LBUL LN ETFS Leveraged Gold € 55 -- 0.98 N
INDE LN UBS ETC Industrial Metals -- -- 0.49 N Main X-listings: 4RT8 GY (EUR)
TLLCI SW UBS ETC Lead - US$ -- -- 0.37 N GLDTR TI Istanbul Gold ETF € 47 -- 0.47 N
CLLCI SW UBS ETC Lead - CHF -- -- 0.81 N SBUL LN ETFS Short Gold € 25 -- 0.98 N
CPLCI SW UBS ETC Platinum - CHF -- -- 0.92 N Main X-listings: SBUL IM (EUR)
PLTI LN UBS ETC Platinum US$ -- -- 0.49 N AUCHIH SW UBS Gold Hedged CHF € 24 -- 0.24 N
TPLCI SW UBS ETC Platinum - US$ -- -- 0.49 N AUUSI SW UBS Gold ETF USD - I € 16 -- 0.24 N
ALUG LN UBS ETC Aluminum £ -- -- 0.87 N XOB2 GY RBS Physical Gold ETC € 11 -- 0.28 N
CIMCI SW UBS ETC Industrial Metals - CHF -- -- 0.81 N ZGLDGB SW ZKB Gold ETF-A £ €7 -- 0.40 N
TIMCI SW UBS ETC Industrial Metals - US$ -- -- 0.37 N ZGLDHG SW ZKB Gold ETF-H £ €7 -- 0.40 N
ALUE LN UBS ETC Aluminum € -- -- 0.49 N AUEUIH SW UBS Gold € Hedged ETF I €6 -- 0.24 N
INDU LN UBS ETC Industrial Metals US$ -- -- 0.37 N KSMGLD IT KSM Gold €3 -- 1.00 N
ELACI SW UBS ETC Aluminium - € -- -- 0.49 N XETB GY db Monthly Short Gold € Hedge €2 -- 0.45 N
ELNCI SW UBS ETC Nickel - € -- -- 0.49 N SGOLD GY Source S&P GSCI Gold T-Bill Sec €2 -- 0.49 N
ELXCI SW UBS ETC Zinc - € -- -- 0.49 N GOLE LN SG ETN Gold € -- -- 0.40 N
ALUU LN UBS ETC Aluminum US$ -- -- 0.37 N GLDG LN UBS ETC Gold £ -- -- 0.76 N
CLACI SW UBS ETC Aluminium - CHF -- -- 0.81 N EGCCI SW UBS ETC Gold - EUR -- -- 0.38 N
TLACI SW UBS ETC Aluminium - US$ -- -- 0.37 N GLDE LN UBS ETC Gold € -- -- 0.26 N
CLNCI SW UBS ETC Nickel - CHF -- -- 0.81 N GLD2L SW UBS ETC 2x Long CMCI Gold -- -- 0.94 N
TLNCI SW UBS ETC Nickel - US$ -- -- 0.37 N GLDD LN UBS ETC Gold US$ -- -- 0.26 N
TLXCI SW UBS ETC Zinc - US$ -- -- 0.37 N TGCCI SW UBS ETC Gold - USD -- -- 0.26 N
CLXCI SW UBS ETC Zinc - CHF -- -- 0.81 N CGCCI SW UBS ETC Gold - CHF -- -- 0.66 N
SVCHA SW UBS Silver ETF A -- -- 0.48 N GLD2S SW UBS ETC 2x Short CMCI Gold -- -- 0.94 N
PLAG LN SG ETN Platinum £ -- -- 0.50 N GOLG LN SG ETN Gold £ -- -- 0.40 N

39
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Commodity Funds Commodity Funds
Gold (continued) Soft Commodities (continued)
FYGLD NA RBS Physical Gold ETC -- -- 0.29 N SCOTN GY Source S&P GSCI Cotton T-Bill €3 -- 0.49 N
LTNG LN Lyxor ETN Gold -- -- 0.65 N SSUGAR GY Source S&P GSCI Sugar T-Bill €3 -- 0.49 N
Main X-listings: GOLDL IM (EUR) Main X-listings: SSUGAR SW
GBSS LN Gold Bullion Securities Ltd - £ -- -- 0.40 N SCFE LN ETFS Short Coffee €3 -- 0.98 N
GOLDS IM Lyxor ETN Short Gold -- -- 0.45 N Main X-listings: 9GA3 GY (EUR)
GOLDP TI Kuveyt Turk Katilim - Goldp -- -- 0.49 N LSFT LN ETFS Leveraged Softs DJ-UBSCI €3 -- 0.98 N
SBAG1 SJ Standard Bank Gold-Linker -- -- 0.50 N Main X-listings: 4RT0 GY (EUR)
PGOLD60 IT Psagot Sal Gold -- -- 1.00 N SOYO LN ETFS Soybean Oil €3 -- 0.49 N
MBGLD64 IT Mabat Gold -- -- -- N Main X-listings: SOYO IM (EUR)
HRGLD33 IT Harel Sal Gold -- -- 1.00 N LGRA LN ETFS Leveraged Grains DJ-UBSCI €3 -- 0.98 N
Soft Commodities Main X-listings: 4RTV GY (EUR)
AIGA LN ETFS Agriculture DJ-UBSCI € 964 -- 0.49 N LSOB LN ETFS Leveraged Soybeans €2 -- 0.98 N
Main X-listings: AIGA IM (EUR), AGAP LN (GBP) Main X-listings: 4RUG GY (EUR)
MRAI SW Market Access RICISM-A Index € 217 -- 0.85 N SCOFF GY Source S&P GSCI Coffee T-Bill €2 -- 0.49 N
Main X-listings: RICIAG IM (EUR) XCT6 LN db Agriculture Booster ETC €2 -- 0.45 N
WEAT LN ETFS Wheat € 100 -- 0.49 N SGSCI GY Source S&P GSCI T-Bill Sec €2 -- 0.49 N
Main X-listings: WEAT IM (EUR) Main X-listings: SGSCI SW (USD)
CORN LN ETFS Corn € 94 -- 0.49 N SCOR LN ETFS Short Corn €2 -- 0.98 N
Main X-listings: CORN IM (EUR) LLHO LN ETFS Leveraged Lean Hogs €2 -- 0.98 N
TAGCI SW UBS ETC Agriculture - US$ € 71 -- 0.47 N Main X-listings: 4RUA GY (EUR)
AIGG LN ETFS Grains DJ-UBSCISM € 60 -- 0.49 N SAGR LN ETFS Short Agriculture DJ-UBSCI €2 -- 0.98 N
Main X-listings: AIGG IM (EUR), AGGP LN (GBP) Main X-listings: 9GAS GY (EUR)
FAGR LN ETFS Fwd Agri DJ-UBSCI-F3SM € 46 -- 0.49 N SSOB LN ETFS Short Soybeans €1 -- 0.98 N
Main X-listings: FAGR IM (EUR) Main X-listings: 4RTH GY (EUR)
SUGA LN ETFS Sugar € 39 -- 0.49 N FLIV LN ETFS Fwd Livestk DJ-UBSCI-F3SM €1 -- 0.49 N
Main X-listings: SUGA IM (EUR) Main X-listings: 9GAN GY (EUR)
SOYB LN ETFS Soybeans € 36 -- 0.49 N LSYO LN ETFS Leveraged Soybean Oil €1 -- 0.98 N
Main X-listings: SOYB IM (EUR) Main X-listings: 4RUF GY (EUR)
AIGL LN ETFS Livestock DJ-UBSCI € 35 -- 0.49 N LLST LN ETFS Leveraged Livestk DJ-UBSCI €1 -- 0.98 N
Main X-listings: AIGL IM (EUR) Main X-listings: 4RTX GY (EUR)
COTN LN ETFS Cotton € 34 -- 0.49 N SLIVE GY Source S&P GSCI Livestock T-Bill €1 -- 0.49 N
Main X-listings: COTN IM (EUR) SSYO LN ETFS Short Soybean Oil €1 -- 0.98 N
GSALEUR GY EasyETF S&P GSAL € 32 -- 0.30 N Main X-listings: 4RTG GY (EUR)
SSOFT GY Source S&P GSCI Softs T-Bill € 31 -- 0.49 N SLCT LN ETFS Short Live Cattle €1 -- 0.98 N
SCORN GY Source S&P GSCI Corn T-Bill € 24 -- 0.49 N Main X-listings: 4RTC GY (EUR)
Main X-listings: SCORN SW (USD) SCOC LN ETFS Short Cocoa €1 -- 0.98 N
XCTF GY db Agriculture Booster € € 23 -- 0.45 N Main X-listings: 4RTQ GY (EUR)
AIGS LN ETFS Softs DJ-AIGSM € 23 -- 0.49 N SGRA LN ETFS Short Grains DJ-UBSCI €1 -- 0.98 N
Main X-listings: AIGS IM (EUR) Main X-listings: 9GAW GY (EUR)
COFF LN ETFS Coffee € 21 -- 0.49 N LLCT LN ETFS Leveraged Live Cattle -- -- 0.98 N
Main X-listings: COFF IM (EUR) Main X-listings: 4RUB GY (EUR)
HOGS LN ETFS Lean Hogs € 19 -- 0.49 N HOGF LN ETFS Forward Lean Hogs -- -- 0.49 N
Main X-listings: HOGS IM (EUR) CATF LN ETFS Forward Live Cattle -- -- 0.49 N
CATL LN ETFS Live Cattle € 17 -- 0.49 N SSOYB GY Source S&P GSCI Soybeans T-Bill -- -- 0.49 N
Main X-listings: CATL IM (EUR) Main X-listings: SSOYB SW
SFARM GY Source S&P GSCI Agri T-Bill S € 17 -- 0.49 N AGGS LN iPath S&P GSCI Agri Tr ETN -- -- 0.75 N
Main X-listings: SFARM SW (USD) Main X-listings: AGGS GY (EUR)
LAGA LN ETFS Lev Agriculture DJ-UBSCI € 14 -- 0.98 N SOFT LN iPath S&P GSCI Softs ETN -- -- 0.75 N
Main X-listings: LAGR IM (EUR) Main X-listings: SOFT GY (EUR)
CA8 FP Amundi ETF GSCI Agri € 13 -- 0.30 N SLHO LN ETFS Short Lean Hogs -- -- 0.98 N
Main X-listings: CA8 IM (EUR) Main X-listings: SLHO PZ (EUR)
LWEA LN ETFS Leveraged Wheat € 12 -- 0.98 N MOOO GY iPath S&P GSCI Livestock ETN -- -- 0.75 N
Main X-listings: LWEA IM (EUR) Main X-listings: MOOO LN (GBP)
COCO LN ETFS Cocoa € 11 -- 0.49 N SEED LN iPath S&P GSCI Grains Tr ETN -- -- 0.75 N
SSUG LN ETFS Short Sugar € 11 -- 0.98 N Main X-listings: SEED GY (EUR)
Main X-listings: 4RTJ GY (EUR) SSFT LN ETFS Short Softs DJ-UBSCI -- -- 0.98 N
SCTO LN ETFS Short Cotton € 11 -- 0.98 N SLST LN ETFS Short Livestock DJ-UBSCI -- -- 0.98 N
Main X-listings: 9GA6 GY (EUR) Main X-listings: 9GAY GY (EUR)
SWEA LN ETFS Short Wheat € 11 -- 0.98 N ESYCI GY UBS ETC Soybeans € -- -- 0.46 N
Main X-listings: 4RTK GY (EUR) Main X-listings: TSYCI SW (USD), CSYCI SW (CHF)
SWHEAT GY Source S&P GSCI Wheat T-Bill € 11 -- 0.49 N AA1KH4 GY Access Cocoa Enhanced TR -- -- 0.25 N
9J6J GY RBS RICI Enhanced Agriculture € 11 -- 0.85 N AA1KH3 GY Access Cocoa Enhanced TR Quanto -- -- 0.25 N
GRAF LN ETFS Fwd Grains DJ-UBSCI-F3SM € 11 -- 0.49 N AA1KPW GY Access Corn Enhanced TR -- -- 0.52 N
Main X-listings: GRAF IM (EUR) AA1KPX GY Access Corn Enhanced TR Quanto -- -- 0.32 N
9J6L GY RBS RICI Enhanced Grains ETC €7 -- -- N AA1KPU GY Access Wheat Enhanced TR -- -- 0.25 N
SOFF LN ETFS Fwd Softs DJ-UBSCI-F3SM €5 -- 0.49 N AA1KPV GY Access Wheat Enhanced TR Quanto -- -- 0.30 N
Main X-listings: SOFF IM (EUR) TLHCI SW UBS ETC Lean Hogs - US$ -- -- 0.54 N
LCOR LN ETFS Leveraged Corn €5 -- 0.98 N ELCCI SW UBS ETC Live Cattle - € -- -- 0.61 N
Main X-listings: 4RT4 GY (EUR) TSMCI SW UBS ETC Soybean Meal - US$ -- -- 0.53 N
XET6 LN db S&P GSCI Agri ETC €5 -- 0.85 N SUGG LN UBS ETC Sugar £ -- -- 1.13 N
LCTO LN ETFS Leveraged Cotton €5 -- 0.98 N COCG LN UBS ETC Cocoa £ -- -- 1.06 N
Main X-listings: 4RT5 GY (EUR) SUGE LN UBS ETC Sugar € -- -- 0.74 N
SGRAIN GY Source S&P GSCI Grains T-Bill €4 -- 0.49 N ESBCI SW UBS ETC Sugar - € -- -- 0.74 N
Main X-listings: SGRAIN SW (USD) ECTCI SW UBS ETC Cotton - € -- -- 0.58 N
LSUG LN ETFS Leveraged Sugar €4 -- 0.98 N COCE LN UBS ETC Cocoa € -- -- 0.68 N
LCOC LN ETFS Leveraged Cocoa €4 -- 0.98 N EQCCI SW UBS ETC Cocoa - € -- -- 0.68 N
Main X-listings: 4RUP GY (EUR) FOOG LN UBS ETC Food £ -- -- 1.05 N
LCFE LN ETFS Leveraged Coffee €4 -- 0.98 N ESYCI SW UBS ETC Soybeans - € -- -- 0.58 N
Main X-listings: 4RT2 GY (EUR) CSBCI SW UBS ETC Sugar - CHF -- -- 1.07 N

40
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available Ticker ETF Name (€M) ETF (#) (%) Available
Commodity Funds Commodity Funds
Soft Commodities (continued) Energy (continued)
EAGCI SW UBS ETC Agriculture - € -- -- 0.55 N OILUSA SW UBS - CMCI Oil ETF US$ Sf € 19 -- 0.45 N
SUGU LN UBS ETC Sugar US$ -- -- 0.63 N AIGO LN ETFS Petroleum DJ-UBSCI € 17 -- 0.49 N
CCTCI SW UBS ETC Cotton - CHF -- -- 0.90 N Main X-listings: AIGO IM (EUR)
EKCCI SW UBS ETC Coffee - € -- -- 0.66 N SEWTI GY Source S&P GSCI Crude Oil T-Bill € 17 -- 0.49 N
CQCCI SW UBS ETC Cocoa - CHF -- -- 0.99 N Main X-listings: SEWTI SW (USD)
FOOE LN UBS ETC Food € -- -- 0.63 N HEAT LN ETFS Heating Oil € 15 -- 0.49 N
TSBCI SW UBS ETC Sugar - US$ -- -- 0.63 N Main X-listings: HEAT IM (EUR)
TQCCI SW UBS ETC Cocoa - US$ -- -- 0.56 N EENCI SW UBS ETC Energy - EUR € 15 -- 0.52 N
COCU LN UBS ETC Cocoa US$ -- -- 0.56 N NGAF LN ETFS Forward Natural Gas € 14 -- 0.49 N
EFOCI SW UBS ETC Food - € -- -- 0.63 N Main X-listings: 9GAQ GY (EUR)
CSYCI SW UBS ETC Soybeans - CHF -- -- 0.90 N UGAS LN ETFS Gasoline € 14 -- 0.49 N
TSYCI SW UBS ETC Soybeans - US$ -- -- 0.46 N Main X-listings: UGAS IM (EUR)
CRNG LN UBS ETC Corn £ -- -- 0.97 N 9J6Q GY RBS - GSCI Brent ETC € 12 -- 0.35 N
CAGCI SW UBS ETC Agriculture - CHF -- -- 0.84 N OSB1 LN ETFS Brent 1yr € 12 -- 0.49 N
AGRY LN UBS ETC Agriculture US$ -- -- 0.47 N 9J6M GY RBS RICI Enhanced Brent Crude € 12 -- -- N
TKCCI SW UBS ETC Coffee - US$ -- -- 0.54 N FCRU LN ETFS Forward Crude Oil € 10 -- 0.49 N
CKCCI SW UBS ETC Coffee - CHF -- -- 0.98 N 9J6N GY RBS - RICI Enhanced WTI Crude € 10 -- 0.85 N
ERRCI SW UBS ETC Rough Rice € -- -- 1.08 N OILEUA SW UBS CMCI Oil ETF € Sf - A € 10 -- 0.45 N
EWWCI SW UBS ETC Wheat - € -- -- 0.59 N FPET LN ETFS Fwd Petrol. DJ-UBSCI-F3SM € 10 -- 0.49 N
CRNE LN UBS ETC Corn € -- -- 0.59 N Main X-listings: FPET IM (EUR)
TBOCI SW UBS ETC Soybean Oil - US$ -- -- 0.53 N 9J6R GY RBS GSCI WTI ETC €9 -- 0.35 N
FOOD LN UBS ETC Food US$ -- -- 0.55 N SGSLE GY Source S&P GSCI Light T-Bill €9 -- 0.49 N
TFOCI SW UBS ETC Food - US$ -- -- 0.55 N Main X-listings: SGSLE SW
CFOCI SW UBS ETC Food - CHF -- -- 0.92 N CL7 FP Amundi S&P GSCI Light Energy €8 -- 0.30 N
ECNCI SW UBS ETC Corn - € -- -- 0.59 N Main X-listings: CL7 IM (EUR)
LVSG LN UBS ETC Livestock £ -- -- 1.04 N SENERGY GY Source S&P GSCI Energy T-Bill €7 -- 0.49 N
CWWCI SW UBS ETC Wheat - CHF -- -- 0.91 N Main X-listings: SENERG SW (USD)
TWWCI SW UBS ETC Wheat - US$ -- -- 0.47 N GSDEUR GY EasyETF S&P GSCI Lgt En Dynamic €7 -- 0.30 N
CRRCI SW UBS ETC Rough Rice CHF -- -- 1.18 N XET8 LN db S&P GSCI Energy €6 -- 0.85 N
CRNU LN UBS ETC Corn US$ -- -- 0.47 N OILUSI SW UBS CMCI WTI Crude Oil €6 -- 0.26 N
TRRCI SW UBS ETC Rough Rice US$ -- -- 0.96 N ENGCI SW UBS ETC Natural Gas - € €5 -- 0.52 N
CCNCI SW UBS ETC Corn - CHF -- -- 0.91 N OSW2 LN ETFS WTI 2yr €5 -- 0.49 N
TCNCI SW UBS ETC Corn - US$ -- -- 0.47 N 9J6P GY RBS RICI Enhanced Natural Gas €5 -- 0.85 N
LIVE LN UBS ETC Livestock € -- -- 0.66 N SNGA LN ETFS Short Natural Gas €5 -- 0.98 N
CLCCI SW UBS ETC Live Cattle - CHF -- -- 0.93 N Main X-listings: 4RTD GY (EUR)
TLCCI SW UBS ETC Live Cattle - US$ -- -- 0.49 N 9J6S GY RBS GSCI Natural Gas €5 -- 0.35 N
ELHCI SW UBS ETC Lean Hogs - € -- -- 0.66 N XCT9 LN db x-tracker WTI Crude Oil Booster €5 -- 0.45 N
LIVD LN UBS ETC Livestock US$ -- -- 0.54 N OSW3 LN ETFS WTI 3yr €4 -- 0.49 N
CLHCI SW UBS ETC Lean Hogs - CHF -- -- 0.98 N XCT8 LN db x-tracker Energy Booster € Hedge €4 -- 0.45 N
AGCG LN SG ETN Agriculture £ -- -- 0.50 N OSB3 LN ETFS Brent 3yr €3 -- 0.49 N
Main X-listings: AGCE LN, AGCU LN XCT2 LN db x-tracker Natural Gas Booster €3 -- 0.45 N
SOYG LN SG ETN Soybeans £ -- -- 0.50 N XETA GY db x Monthly Short Oil € Hedge €3 -- 0.45 N
Main X-listings: SOYE LN, SOYU LN OSW1 LN ETFS WTI 1yr €3 -- 0.49 N
WHEG LN SG ETN Wheat £ -- -- 0.50 N OSB2 LN ETFS Brent 2yr €2 -- 0.49 N
Main X-listings: WHEE LN, WHEU LN XCTH GY db Energy Booster € Hedge €2 -- 0.45 N
CONG LN SG ETN Corn £ -- -- 0.50 N OILCHI SW UBS CMCI Oil ETF Chf Sf-I €2 -- 0.26 N
Main X-listings: CONSG ETN Wheat US$ -- -- 0.50 N XCTK GY db Natural Gas Booster € €2 -- 0.45 N
KSAG86TA IT KSM Agriculture -- 1.20 N LNRG LN ETFS Leveraged Energy DJ-UBSCI €1 -- 0.98 N
TCTCI SW UBS-ETF Cotton -- -- 0.46 N Main X-listings: 4RTT GY (EUR)
AGRG LN UBS ETC Agriculture £ -- -- 0.97 N SNGAS GY Source S&P GSCI Nat Gas T-Bill €1 -- 0.49 N
AGRE LN UBS ETC Agriculture € -- -- 0.55 N Main X-listings: SNGAS SW (USD)
WHTG LN UBS ETC Wheat £ -- -- 0.97 N LGAS LN ETFS Leveraged Gasoline €1 -- 0.98 N
WHTE LN UBS ETC Wheat € -- -- 0.59 N SNRG LN ETFS Short Energy DJ-UBSCI €1 -- 0.98 N
WHTU LN UBS ETC Wheat US$ -- -- 0.47 N Main X-listings: 9GAU GY (EUR)
Energy CARB LN ETFS Carbon €1 -- 0.49 N
CRUD LN ETFS Crude Oil € 451 -- 0.49 N Main X-listings: CARP LN (GBP)
Main X-listings: CRUD IM (EUR) LHEO LN ETFS Leveraged Heating Oil €1 -- 0.98 N
NGAS LN ETFS Natural Gas € 379 -- 0.49 N Main X-listings: 4RT9 GY (EUR)
Main X-listings: NGAS IM (EUR) TGBRNT1 IT Tachlit Oil €1 -- - N
OILB LN ETFS Brent 1mth Oil Securities € 291 -- 0.49 N KSMOIL IT KSM Oil €1 -- - N
Main X-listings: OILB IM (EUR), OLBP LN (GBP) SWTI GY Source S&P GSCI Crude Oil T-Bill €1 -- 0.49 N
LNGA LN ETFS Leveraged Natural Gas € 278 -- 0.98 N LPET LN ETFS Lev. Petroleum DJ-UBSCI €1 -- 0.98 N
Main X-listings: LNGA IM (EUR) Main X-listings: 4RTY GY (EUR)
AIGE LN ETFS Energy DJ-UBSCI € 167 -- 0.49 N SPETRO GY Source S&P GSCI Petrol Tr Bill -- -- 0.49 N
Main X-listings: AIGE IM (EUR) SHEA LN ETFS Short Heating Oil -- -- 0.98 N
XETC GY db Brent Crude Oil € Hedge € 132 -- 0.45 N SGAS LN ETFS Short Gasoline -- -- 0.98 N
LOIL LN ETFS Leveraged Crude Oil € 111 -- 0.98 N Main X-listings: 9GA8 GY (EUR)
Main X-listings: LOIL IM (EUR) SPET LN ETFS Short Petroleum DJ-UBSCI -- -- 0.98 N
OILCHA SW UBS CMCI Oil ETF CHF Sf-A €8 -- 0.45 N Main X-listings: 9GAZ GY (EUR)
ECLCI SW UBS ETC WTI Crude Oil - EUR € 86 -- 0.42 N HEAF LN ETFS Forward Heating Oil -- -- 0.49 N
CUE FP EasyETF S&PGSCI Ultra-LG Energy € 77 -- 0.30 N TCFU22 IT Tachlit Short Oil/ETC -- -- 1.00 N
OILW LN ETFS WTI 2mth Oil US$ Hedge € 67 -- 0.49 N NRGY LN iPath S&P GSCI Energy Tr ETN -- -- 0.75 N
Main X-listings: OILW IM (EUR), OLWP LN (GBP) Main X-listings: NRGY GY (EUR)
CCLCI SW UBS ETC WTI Crude CHF Hedge € 55 -- 0.72 N AA1HXT GY Access RICI Enh. Brent Crude Oil -- -- 0.25 N
ENEF LN ETFS Fwd Energy DJ-UBSCI-F3SM € 39 -- 0.49 N AA1HXS GY Access RICI Enh WTI Crude Oil -- -- 0.25 N
Main X-listings: ENEF IM (EUR) AA1HXV GY Access RICI Enh BrentCrude Oil -- -- 0.25 N
TENCI SW UBS ETC Energy - USD € 30 -- 0.40 N AA1HXU GY Access RICI Enh WTI Crude Oil -- -- 0.25 N
SOIL LN ETFS Short Crude Oil € 26 -- 0.98 N NGSP LN ETFS Natural Gas - £ -- 0.49 N
Main X-listings: SOIL IM (EUR) AA1KP3 GY Access RICI Enhanced Gas Oil TR -- -- 0.52 N

41
 EMEA Listed ETFs
Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name (€M) ETF (#) (%) Available
Commodity Funds
Energy (continued)
AA12GS GY Access RICI Enhcd Nat Gas -- -- 0.60 N
AA12GR GY Access RICI Enhcd Nat Gas Quanto -- -- 0.60 N
TCO6M SW UBS ETC Brent Crude 6M Cons Mat -- -- -- N
EXBCI SW UBS ETC Gasoline - € -- -- 0.52 N
TXBCI SW UBS ETC Gasoline - US$ -- -- 0.40 N
THOCI SW UBS ETC Heating Oil - US$ -- -- 0.40 N
TCL6M SW UBS ETC WTI Crude 6M Cons Mat -- -- -- N
LCOG LN UBS ETC Brent £ -- -- 0.80 N
OILL LN UBS ETC WTI Crude Oil £ -- -- 0.80 N
OIL2L SW UBS 2x Long CMCI WTI Crude Oil -- -- 0.98 N
LCOE LN UBS ETC Brent € -- -- 0.42 N
ECOCI SW UBS ETC Brent Crude - € -- -- 0.42 N
OILE LN UBS ETC WTI Crude Oil € -- -- 0.42 N
ENRG LN UBS ETC ENERGY £ -- -- 0.90 N
TCO1Y SW UBS ETC Brent Crude 1Y Cons Mat -- -- -- N
CXBCI SW UBS ETC Gasoline - CHF -- -- 0.84 N
TCL1Y SW UBS ETC WTI Crude 1Y Cons Mat -- -- -- N
TCOCI SW UBS ETC Brent Crude - US$ -- -- 0.30 N
LCOU LN UBS ETC Brent US$ -- -- 0.30 N
CCOCI SW UBS ETC Brent Crude - CHF -- -- 0.72 N
ENRE LN UBS ETC Energy € -- -- 0.52 N
TCLCI SW UBS ETC WTI Crude Oil - US$ -- -- 0.30 N
TCO3M SW UBS ETC Brent Crude 3M Cons Mat -- -- -- N
OILD LN UBS ETC WTI CRUDE OIL US$ -- -- 0.30 N
TQSCI SW UBS ETC Gasoil - US$ -- -- 0.40 N
TCL3M SW UBS ETC WTI Crude 3M Cons Mat -- -- -- N
ENER LN UBS ETC Energy US$ -- -- 0.40 N
CENCI SW UBS ETC Energy - CHF -- -- 0.84 N
ESS2L SW UBS ETC 2X Long CMCI Essence -- -- 0.99 N
NATG LN UBS ETC Natural Gas £ -- -- 0.90 N
NATE LN UBS ETC Natural Gas € -- -- 0.52 N
NATU LN UBS ETC Natural Gas US$ -- -- 0.40 N
TNGCI SW UBS ETC Natural Gas - US$ -- -- 0.40 N
CNGCI SW UBS ETC Natural Gas - CHF -- -- 0.84 N
OILL IM Lyxor ETN Oil -- -- 0.65 N
OIL2S SW UBS 2x Short CMCI WTI Crude 3M -- -- 0.98 N
CRDG LN SG ETN Crude Oil £ -- -- 0.40 N
CRDE LN SG ETN Crude Oil € -- -- 0.40 N
OILS IM Lyxor ETN Short Oil -- -- 0.75 N
CRDU LN SG ETN Crude Oil US$ -- -- 0.40 N
GASG LN SG ETN Natgas £ -- -- 0.50 N
GASE LN SG ETN Natgas € -- -- 0.50 N

42
 Asia-Pacific Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Regional Country

XAXJ SP db x-trackers MSCI Asia Ex Jp $924 - 0.65 N China (continued)

IAA AU iShares S&P Asia 50 $230 50 0.52 N 150022 CH SYWG Shenzhen Stock Growth Clss - - - N
ASEAN SP CIMB FTSE Asean 40 $165 40 0.75 N 159905 CH ICBC Shenzhen DVD Price ETF - - - N
2815 HK Lyxor ETF MSCI AC Asia Ex Jp $123 679 0.65 N 008201 TT WISE - SSE 50 China Tracker - - 0.14 N
AEJ SP Lyxor ETF MSCI AC Asia Ex Jp $123 679 0.65 N Hong Kong
3010 HK iShares MSCI Asia Apex 50 $48 50 0.59 N 2800 HK Tracker Fund Of Hong Kong $6,712 45 0.10 Y
2802 HK iShares MSCI Emerging Asia $31 116 0.59 N 2833 HK Hang Seng Index ETF $3,895 45 0.10 N
3032 HK iShares MSCI Asia Apex M/C $22 50 0.59 N IHK AU iShares MSCI Hong Kong Index $1,968 41 0.53 N
3004 HK iShares MSCI Asia Apex S/C $14 142 0.59 N 3022 HK DCI DA Cheng HK Private-Own $30 - 0.80 N
APEX SP Lyxor ETF MSCI Asia Apex50-B $13 50 0.50 N HSI SP Lyxor ETF Hang Seng Index 10 $25 45 0.65 N
3043 HK db x-trackers MSCI Pac Ex Jp $8 - 0.45 N 3077 HK DCI DA Cheng HK State-Owned $20 - 0.80 N
XPXJ SP db x-trackers MSCI Pac Ex Jp $8 - 0.45 N 2825 HK WISE - CSI HK100 Tracker $20 - 0.99 N
XMAS SP db x-trackers MSCI EM Asia $6 - 0.65 N HSBEES IN Hang Seng BeES $13 - 1.00 N
3035 HK db x-trackers MSCI EM Asia $6 - 0.65 N 0081 TT Hang Seng Index ETF $1 42 0.10 N
AER SP Lyxor ETF MSCI AC Asia Ex Jp - - 0.65 N India
INDIA SP iShares MSCI India $826 60 1.05 N
3015 HK db x-trackers S&P CNX Nifty $373 - 0.85 N
Country
XNIF SP db x-trackers S&P CNX Nifty $373 - 0.85 N
Australia INR SP Lyxor ETF MSCI India $293 - 0.85 N
STW AU SPDR S&P/ASX 200 $2,395 199 0.29 Y 2810 HK Lyxor ETF MSCI India $293 - 0.85 N
SFY AU SPDR S&P/ASX 50 $280 50 0.29 N 2836 HK iShares BSE Sensex India $279 30 0.99 N
VAS AU Vanguard Aust Shares Idx $228 - 0.27 N NBEES IN Nifty Exch - Nifty BeES $131 50 0.50 N
LF1 SP db x-trackers - S&P/ASX 200 ETF $198 - 0.50 N MOSTM50 IN Motilal Oswal Most Shares $40 48 1.00 N
RDV AU Russell High Dvd Aus Shares $145 51 0.46 N 1678 JP Next F India CNX Nifty $43 50 0.95 N
OZY NZ Smartshares NZX Aus 20 Leaders $82 20 0.75 N LNFU SP Lyxor ETF India S&P CNX Nifty $43 50 0.85 N
SYI AU SPDR MSCI Aus Select Dvd $51 - 0.35 N JBEES IN Nifty Exch - Junior BeES $24 50 1.00 N
ILC AU iShares S&P/ASX 20 Index Fd $46 20 0.24 N 1549 JP Nikko ETF S&P CNX Nifty India $11 - 0.55 N
MZY NZ Smartshares NZX Aus M/C $44 32 0.75 N LG8 SP db x-trackers MSCI India TRN $9 - 0.75 N
IOZ AU iShares MSCI Australia 200 Idx Fd $41 199 0.19 N KOTSS IN Kotak Sensex ETF $9 30 0.50 N
ISO AU iShares S&P/ASX Small Ord Idx $29 160 0.55 N KONIFTY IN Kotak Nifty 50 $5 50 0.50 N
IHD AU iShares S&P/ASX High Dvd $26 49 0.30 N ICSPICE IN Prudential ICICI - Sensex Spice $0 30 0.80 N
China QINDEX IN Quantum Index Fund $0 50 0.50 N
2823 HK iShares A50 China Tracker $7,847 50 0.99 Y SUNDER IN S&P CNX Nifty UTI SUNDER $0 50 0.35 N
IZZ AU iShares FTSE China 25 $6,884 25 0.73 N SBEES IN Shariah Benchmark ETF BeES $0 30 1.00 N
510050 CH China 50 ETF $3,454 56 0.60 N Indonesia
159901 CH E Fund SI100 Index $3,193 115 0.50 N R/LQ45X IJ Premier ETF LQ-45 $3,405 - 0.70 N
0080 TT Hang Seng H-Share Index ETF $2,797 44 0.60 N XMIN SP db x-trackers MSCI Indonesia TRN $110 - 0.65 N
2828 HK Hang Seng H-Share Index ETF $2,797 44 0.60 N Japan
510170 CH GTJA Allianz SSE Cmdty Equity Idx $2,475 - - N 1306 JP Nomura ETF Topix $8,302 1,668 0.11 Y
2827 HK WISE - CSI 300 China Tracker $1,025 - 1.39 Y 1321 JP Nomura ETF Nikkei 225 $6,606 225 0.22 Y
510180 CH Shanghai SSE180 Index Fund $1,000 177 0.50 N IJP AU iShares MSCI Japan $6,169 323 0.54 N
159903 CH Shenzhen Stock Exch-Stock In $821 39 0.50 N 1330 JP Nikko ETF 225 $3,391 225 0.23 Y
510010 CH Bank Of Comm Schroder SSE180 $721 - - N 1308 JP Nikko ETF Topix $3,347 1,668 0.09 N
510130 CH E Fund SSE Mid-Cap ETF $570 133 0.50 N 1320 JP Daiwa ETF Nikkei 225 $2,917 225 0.23 Y
510880 CH AIG Huatai Dividend $565 50 0.60 N 1305 JP Daiwa ETF Topix $2,872 1,665 0.23 N
0061 TT Wise - Polaris CSI 300 Fund $489 - 0.40 N 1670 JP Maxis S&P Mitsubishi Gr $1,266 25 0.50 N
3049 HK db x-trackers CSI 300 Ind-2D $484 - 0.50 N 1346 JP Maxis Nikkei 225 $640 225 0.17 N
159902 CH China SME $437 111 0.60 N LF2 SP db x-trackers - MSCI JAPAN TRN $570 - 0.50 N
XX25 SP db x-trackers FTSE China 25 $363 - 0.60 N 1348 JP Maxis Topix $317 1,660 0.08 N
3007 HK db x-trackers FTSE China 25 $366 - 0.60 N 1344 JP Maxis Topix Core30 $215 30 0.19 N
1309 JP SSE50 Index Linked ETF $334 50 0.95 N 1311 JP Nomura ETF Topix Core 30 $201 30 0.22 N
510020 CH Bosera SSE Large Cap $301 21 0.50 N 1310 JP Daiwa ETF Topix Core 30 $93 30 0.22 N
2846 HK iShares CSI 300 A-Share $235 65 0.99 N 1319 JP Nikkei 300 Stock Index $86 300 0.52 N
510030 CH SSE 180 Value ETF $220 60 0.50 N 1329 JP iShares Nikkei 225 $47 225 0.22 N
510060 CH ICBC Cred Suisse Cent 50 $215 46 0.50 N 1553 JP Maxis S&P Tokai ETF $46 50 0.50 N
2801 HK iShares MSCI China Tracker $178 116 0.99 N 1312 JP R/N Small Cap Core Index ETF $36 350 0.50 N
510190 CH Huaan Longtou Enterprise ETF $172 - - N JPN SP Lyxor ETF Japan Topix $27 1,669 0.50 N
099140 KS Samsung Kodex China H $92 38 0.66 N 2814 HK Lyxor ETF Japan Topix $27 1,669 0.50 N
1322 JP China A Share Panda CSI300 $89 300 0.95 N DFSJ SP Daiwa FTSE Shariah Japan 100 $18 - 0.75 N
2818 HK Paragon CSI Rafi 50 ETF $85 50 1.39 N 1347 JP Nikko ETF FTSE Jpn Green Chip 35 $16 35 0.40 N
ASI SP Lyxor ETF China Enterprise $78 40 0.65 N 1551 JP Simplex Jasdaq Top 20 Exchan $15 - 0.50 N
3073 HK SPDR FTSE Greater China ETF $70 - 0.28 N 1544 JP Nikko ETF MSCI Japan $15 340 0.16 N
USSE50 SP United SSE 50 China $59 - 0.75 N 1698 JP Japan High D TSE Divs Fo 100 $11 100 0.28 N
510090 CH CCB Social Responsibility $58 - 0.50 N 1316 JP Topix100 Japan Large Cap $11 100 0.20 N
150023 CH SYWG Stock Growth - Cap Accu $55 - 0.22 N 1318 JP Topix Small Japan Small Cap $11 1,157 0.50 N
3024 HK WISE SSE 50 China Tracker $51 - 1.39 N 1317 JP Topix Mid400 Japan Mid Cap $10 400 0.50 N
XCSI SP db x-trackers - CSI300 INDEX E $50 - 0.50 N 1314 JP Nikko ETF S&P JP Emer Eq 100 $6 100 0.50 N
3046 HK Value China ETF $39 25 0.99 N 101280 KS Samsung Kodex Japan $3 85 0.65 N
2838 HK Hang Seng FTSE/Xinhua China 25 $37 25 0.60 N 1556 JP Nikko ETF Nikkei China Re 50 - 50 0.40 N
LG9 SP db x-trackers MSCI China TRN $15 - 0.65 N Malaysia
CHINA TB Wise KTAM CSI 300 China $12 - 1.50 N DJIM25 MK MyETF DJ Islamic Titans 25 $197 25 0.54 N
1548 JP Nikko ETF China H Share $11 40 0.55 N MAL SP Lyxor ETF MSCI Malaysia $31 40 0.65 N
117690 KS Mirae Maps Tiger China $7 - 0.49 N LG6 SP db x-trackers MSCI Malaysia TR $9 - 0.50 N
CIMBC25 MK CIMB FTSE China 25 $6 - 0.60 N CIMBA40 MK Cimb FTSE Asean 40 Malaysia $4 - - N
3051 HK CICC-SZSE 100 Index Tracker $2 - 1.00 N FBM30 MK FBM30 ETF $1 30 1.18 N
510110 CH SSE Periodical Industry 50 $0 - 0.50 N Source: Bloomberg; AIG Huatai; AKD Investment; Bahana; Benchmark Funds
510070 CH SSE Private-Owned Enterprise $0 - 0.50 N Boci-Prudential; China AM; CIMB; C-Tracks; Daiwa AM; Fubon; Hang Seng Investment
510160 CH China Security Southern Well $0 - 0.50 N HSBC; iShares; J.P. Morgan Securities Inc.; Kotak; Lyxor; Mirae Asset; Nikko AM
Nomura AM; Polaris; Samsung Investment; SmartShares; SSGA; WCS AM

43
 Asia-Pacific Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Country Sector Funds
New Zealand Consumer (continued)
FNZ NZ Smartshares NZX 50 $62 50 0.75 N 136280 KS Samsung Kodex Consumer Goods $13 - 0.45 N
TNZ NZ Smartshares NZX 10 $44 10 0.75 N 1647 JP Daiwa ETF Retail Topix-17 $10 146 0.28 N
MDZ NZ Smartshares NZX Midcap $27 32 0.75 N 1617 JP Next Funds Topix-17 Foods $4 69 0.32 N
Singapore 1630 JP Next Funds Topix-17 Retail $3 142 0.32 N
ISG AU iShares MSCI Singapore $1,942 31 0.53 N Energy
EWS SP iShares MSCI Singapore Free $1,680 31 0.55 N 3050 HK iShares CSI A-Sh Energy $68 23 0.99 N
STTF SP StreetTRACKS Straits Times $166 30 0.30 N QRE AU Betashares S&P/ASX 200 Resou $37 - 0.39 N
DBSSTI SP DBS Singapore STI $34 30 0.20 N 117460 KS Samsung Kodex E & C $32 20 0.45 N
South Korea 1644 JP Daiwa ETF E Power Topix-17 $17 17 0.28 N
IKO AU iShares MSCI South Korea-CDI $4,290 104 0.61 N 3017 HK db CSI300 Energy Index ETF $15 - 0.50 N
1313 JP Kodex 200 ETF $1,873 134 0.35 N RSR AU Aii S&P/ASX 200 Resources $9 63 0.43 N
069500 KS Samsung Kodex 200 $1,687 134 0.35 N 137990 KS Mirae Asset Maps TIGER Green E $8 - 0.46 N
102780 KS Samsung Kodex Samsung Grp ETF $444 15 0.40 N ENGY TB Mtrack Energy $6 12 - N
122630 KS Samsung Kodex Leverage ETF $287 - 0.93 N 1627 JP Next Funds Topix-17 Elec&Gas $6 17 0.32 N
2848 HK db x-trackers MSCI Korea TRN $277 - 0.65 N 1618 JP Next Funds Topix-17 Energy Rsrcs $5 16 0.32 N
XMKO SP db x-trackers MSCI Korea TRN $277 - 0.65 N 1635 JP Daiwa ETF Energy Res Topix-17 $4 16 0.28 N
102110 KS Mirae Maps Tiger 200 $222 176 0.34 N ENY AU Aii S&P ASX Energy $3 21 0.43 N
105190 KS KITM Kindex 200 $196 136 0.19 N Financials
069660 KS WCS KOSEF Kospi 200 $148 159 0.36 N 1615 JP Nomura ETF Banks Index $388 83 0.22 Y
114800 KS Samsung Kodex Inverse $133 - 0.93 N 2829 HK iShares CSI A-Sh Financials $142 56 0.99 N
2835 HK Mirae Asset Tiger Kospi 200 $101 - 0.60 N 0055 TT Polaris PS MSCI Taiwan Fin $123 22 0.40 N
108590 KS Yurie TREX200 $82 140 0.33 N 3061 HK db x-trackers CSI300 Bank 1D $40 - 0.50 N
122090 KS Hanhwa Arirang Kospi 50 $63 51 0.34 N QFN AU Betashares S&P/ASX 200 Finan $38 - 0.39 N
122390 KS Mirae Maps Tiger Kq Prm ETF $56 - 0.46 N 091170 KS Samsung Kodex Banks $34 9 0.45 N
KRW SP Lyxor ETF MSCI Korea-USD $51 102 0.65 N 1631 JP Next Funds Topix-17 Banks $28 83 0.32 N
2813 HK Lyxor ETF MSCI Korea $51 102 0.65 N 1648 JP Daiwa ETF Banks Topix-17 $28 83 0.28 N
108480 KS KB KStar KOSDAQ Elite30 $42 30 0.40 N 091220 KS Mirae Asset Tiger Banks $26 10 0.46 N
105780 KS KB KStar Top5 Group $39 25 0.40 N 102970 KS Samsung Kodex Securities $20 11 0.45 N
107560 KS Daishin Giant Hyundai MT ETF $33 10 0.40 N 1632 JP Next Funds Topix-17 Financials $20 49 0.32 N
100910 KS WCS KOSEF KRX100 $27 101 0.23 N 2844 HK Db CSI300 Financials Index $19 - 0.50 N
108450 KS KITM Kindex Samsung SW ETF $26 15 0.27 N 1612 JP Daiwa ETF Topix Banks $19 83 0.22 N
104520 KS WCS KOSEF Bluechip $25 42 0.50 N 091190 KS WCS KOSEF Banks $17 10 0.50 N
123760 KS KB Kstar Leverage ETF $24 - 0.50 N KOPSUB IN Kotak PSU Bank $14 12 0.65 N
108630 KS Tongyang First Star Bluechip $22 39 0.26 N 1649 JP Daiwa ETF Financials Topix-17 $14 49 0.28 N
120210 KS KTB Great SRI ETF $21 70 - N 0059 TT Fubon Taiwan Finance $13 25 0.48 N
117740 KS Prudential Prex Lg Group ETF $19 16 0.27 N BBEES IN Banking Exch Trd Bank BeES $13 12 0.50 N
108440 KS KITM Kindex KOSDAQ Star $16 28 0.27 N RBETF IN Reliance Banking $3 12 0.80 N
091210 KS Mirae Maps Tiger KRX100 $11 99 0.46 N PSUBBE IN PSU Bank Ex Tr - PSU Bank BeES $2 12 0.75 N
129270 KS Prudential Prex Neo Val ETF $11 - 0.27 N FIN AU AII S&P/ASX 200 Financials $2 39 0.43 N
097710 KS Mirae Tiger Pure Value $11 173 0.46 N 124090 KS Hyundai Hit Insurance ETF $2 - 0.33 N
138210 KS KTB Great Green ETF $10 - - N 10802 HK C-Tracks Taiex Finance Sub-I $0 - 0.99 N
097720 KS Mirae Tiger Mid Value $10 70 0.46 N Health Care
131890 KS KITM Kindex Samsung Ew ETF $10 - - N 3057 HK db CSI300 Health Care ETF $36 - 0.50 N
105270 KS KITM Kindex F15 $9 15 0.27 N 1638 JP Daiwa ETF Topix-17 Pharma $15 35 0.28 N
123320 KS Mirae Maps Tiger 200 2X ETF $7 - 0.92 N 1621 JP Next Funds Topix-17 Pharma $5 35 0.32 N
123930 KS Woori KOSEF Inverse ETF $6 - - N Industrials
104530 KS WCS KOSEF High Dividend $6 20 0.50 N 3006 HK iShares CSI A-Sh Infra Index $48 39 0.99 N
123310 KS Mirae Maps Tiger 200 -1X ETF $5 - 0.92 N 091180 KS Samsung Kodex Autos $42 20 0.45 N
097750 KS Yurie TREX Midsmall Value $4 215 0.46 N 1639 JP Daiwa ETF Automob Topix17 $40 73 0.28 N
Taiwan 102960 KS Samsung Kodex Shipbuild $25 10 0.45 N
ITW AU iShares MSCI Taiwan Index-CDI $3,441 123 0.71 N 1645 JP Daiwa ETF Transpo&L Topix-17 $22 66 0.28 N
0050 TT Polaris Taiwan Top50 Tracker $1,778 50 0.32 N 117700 KS Samsung Kodex Const $20 10 0.45 N
3036 HK db x-trackers MSCI Taiwan $228 - 0.65 N 1641 JP Daiwa ETF Machine Topix-17 $19 119 0.28 N
XMTW SP db x-trackers MSCI Taiwan $228 - 0.65 N 1646 JP Daiwa ETF Topix-17 Com Who $19 140 0.28 N
0057 TT Fubon MSCI Taiwan $176 122 0.48 N 1636 JP Daiwa ETF Cons Mter Topix-17 $15 160 0.28 N
2837 HK Lyxor ETF MSCI Taiwan $69 122 0.65 N 0060 TT Polaris PS TSEC TW Non-Tech $12 50 0.50 N
TWN SP Lyxor ETF MSCI Taiwan $69 122 0.65 N 0058 TT Fubon Taiwan Eight Industries $11 86 0.48 N
006201 TT Polaris Taiwan GreTai 50 ETF $50 - 0.44 N 3005 HK db CSI300 Industrials ETF $12 - 0.50 N
0056 TT Polaris PS Taiwan Dvd $44 30 0.44 N 1619 JP Next Funds Topix-17 Cons&Mat $7 160 0.32 N
0051 TT Polaris Taiwan Mid-Cap 100 $33 100 0.40 N 3063 HK db CSI300 Transportation ETF $7 - 0.50 N
0054 TT Polaris PS S&P TW Chp50 $29 50 0.40 N 1624 JP Next Funds Topix-17 Machiner $7 119 0.32 N
3002 HK Polaris Taiwan Top50 H.K $16 - 0.38 N 1622 JP Next Funds Topix-17 Auto&Trs $6 69 0.32 N
Thailand IBEES IN Infrastructure Benchmark ETF $5 25 0.75 N
TDEX TB ThaiDEX SET50 $74 49 0.40 N 1629 JP Next Funds Topix-17 Wholesal $4 136 0.32 N
LG7 SP db x-trackers MSCI Thailand TR $17 - 0.50 N 1628 JP Next Funds Topix-17 Tp&Lg $3 64 0.32 N
TFTSE TB ThaiDEX FTSE SET Large Cap $2 30 0.55 N IDD AU Aii S&P/ASX 200 Industrials $2 32 0.43 N
Vietnam 10800 HK C-Tracks Taiex Building $0 - 0.99 N
3087 HK db x-trackers FTSE Vietnam $351 - 0.85 N Materials
XFVT SP db x-trackers FTSE Vietnam $351 - 0.85 N 3039 HK iShares CSI A-Sh Materials $108 51 0.99 N
1637 JP Daiwa ETF Raw Ma&Che Topix-17 $29 172 0.28 N
117680 KS Samsung Kodex Steel $22 - 0.45 N
Sector Funds
3062 HK db x-trackers CSI300 Mat $17 - 0.50 N
Consumer 1640 JP Daiwa ETF Steel Topix-17 $14 59 0.28 N
2841 HK iShares CSI Consumer Staples $82 20 0.99 N 1620 JP Next Funds Topix-17 Raw M&Ch $7 169 0.32 N
3001 HK iShares CSI Consumer Discretionary $80 29 0.99 N MAM AU AII S&P Metals & Mining $4 67 0.43 N
3025 HK db CSI300 Consumer Discretionary $38 - 0.50 N 1623 JP Next Funds Topix-17 Stl&Ml $3 58 0.32 N
1634 JP Daiwa ETF Foods Topix-17 $16 69 0.28 N Real Estate
2817 HK WISE - CSI HK Mainland Consumption Tracker $14 34 0.89 N SLF AU SPDR S&P/ASX 200 Listed Prop $311 - 0.40 N
3071 HK Da Cheng CSI China Main Tr $13 - 1.49 N

44
 Asia-Pacific Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Sector Funds International

Real Estate (continued) Country

1343 JP Next Funds REIT Nomura $100 35 0.32 N 1547 JP Nikko ETF US Equity S&P500 $14 - 0.16 N
1345 JP Listed J-REIT Bi Monthly Dividend $59 35 0.30 N 1679 JP Simplex-X NY DJ $13 30 0.60 N
VAP AU Vanguard AU Prop Sec Idx ETF $14 - 0.34 N 3027 HK db x-trackers MSCI Rus Cp-2D $10 - 0.65 N
2816 HK db x-trackers CSI300 Real Es $13 - 0.50 N XMRC SP db x-trackers MSCI Rus Cp-2D $10 - 0.65 N
2839 HK CSI HK Mainland R Estate Tracker $11 15 0.89 N 3048 HK db x-trackers - MSCI BRAZIL TRN $8 - 0.65 N
1650 JP Daiwa ETF Real Est Topix-17 $9 44 0.28 N XMBR SP db x-trackers - MSCI BRAZIL TRN $8 - 0.65 N
1555 JP Nikko ETF S&P/ASX200 A-REIT $6 - 0.45 N 2803 HK Lyxor ETF RAFI US 1000 $8 989 0.60 N
1633 JP Next Funds Topix-17 Real Est $2 44 0.32 N DJI SP Lyxor ETF DJIA $7 30 0.50 N
FIX AU Aii S&P/ASX 200 Fin X-A-REIT $2 21 0.43 N 133690 KS Mirae Tiger Nasdaq100 ETF $6 - 0.49 N
Technology 104580 KS Samsung Kodex Brazil $3 21 0.65 N
1642 JP Daiwa ETF Elec App Topix-17 $59 180 0.28 N IVV SP iShares S&P 500 - 500 0.09 N
0053 TT Polaris PS Taiwan Electr $41 156 0.40 N Sector
1643 JP Daiwa ETF IT Serv Topix-17 $37 239 0.28 N IYW SP iShares DJ US Technology $1,191 166 0.48 N
091160 KS Samsung Kodex Semicon $33 20 0.45 N IXJ AU iShares S&P Gl Healthcare $484 81 0.48 N
091230 KS Mirae Tiger Semincon $29 21 0.46 N IXP AU iShares S&P Global Telecom $431 43 0.48 N
0052 TT Fubon Taiwan Technology $21 39 0.48 N IXI AU iShares S&P Consumer Staples $318 99 0.48 N
1613 JP Nomura ETF Electric Aplc Idx $19 155 0.22 N Volatility
1610 JP Daiwa ETF Topix Electric $17 155 0.22 N 1552 JP Kokusai S&P500 VIX Short ETF $12 - 0.36 N
091200 KS Woori KOSEF IT $11 30 0.50 N
1625 JP Next Funds Topix-17 El&Pr $11 169 0.32 N
Fixed Income Funds
1626 JP Next Funds Topix-17 IT&Serv $6 227 0.32 N
10801 HK C-Tracks Taiex Electronics $0 - 0.99 N 1349 JP ABF Pan Asia Bond Index Fund $2,431 - 0.20 N
Telecom 2821 HK ABF Pan Asia Bond Index Fund $2,431 - 0.20 N
098560 KS Mirae Tiger Media Telecom $5 10 0.46 N 2819 HK ABF Hong Kong Bond Index Fund $326 52 0.15 N
Utilities 114470 KS Woori KOSEF KTB $284 6 - N
3052 HK db x-trackers CSI300 Util $7 - 0.50 N 122260 KS Woori KOSEF MSB ETF $260 8 - N
114100 KS KB Kstar KTB $253 72 0.16 N
SBIF SP ABF Singapore Bond Indx Fund $248 40 0.20 N
International
MBIF MK ABF Malaysia Bond Index Fund $188 36 0.20 N
Global LBEES IN Liquid Benchmark ETF BeES $116 - 0.60 N
IVE AU iShares MSCI EAFE $38,950 944 0.35 N 130730 KS Woori KOSEF Enhncd Cash ETF $96 - - N
IOO AU iShares S&P Global 100 $1,128 106 0.40 N 114820 KS Mirae Maps Tiger KTB3 $87 3 0.15 N
XGSD SP db x-trackers STOXX GLOBAL SEL $489 - 0.50 N 114260 KS Samsung Kodex Tbond $73 3 0.15 N
1680 JP Nikko ETF MSCI Kokusai $45 - 0.25 N 114460 KS KITM KINDEX TB $53 3 0.05 N
1550 JP Maxis Global Equity MSCI Kokusai $28 1,278 0.25 N 3011 HK db x-trackers US Dollar $Mk $46 - 0.15 N
VEU AU Vanguard FTSE AW Ex-US $28 2,273 0.25 N 1677 JP Nikko ETF Inl Bond Citi WGBI $42 23 0.25 N
2812 HK Lyxor ETF MSCI World $16 1,661 0.45 N K6Y SP db x-trackers II DB Australia $41 - 0.25 N
WLD SP Lyxor ETF MSCI World $16 1,661 0.45 N XUTD SP db x-trackers II - IBOXX $ TRE $27 - 0.15 N
1554 JP Nikko ETF MSCI ACWI ex Japan $6 - 0.30 N XUIT SP db x-trackers II - USD IG INFL $13 - 0.20 N
XMWO SP db x-trackers - MSCI WORLD TRN $6 - 0.45 N 006202 TT Polaris Taiwan Government Bond $12 - 0.30 N
3019 HK db x-trackers - MSCI WORLD TRN $6 - 0.45 N KV7 SP db x-trackers II - Aus Money Market ETF - 3C $8 - 0.20 N
Regional KV4 SP db x-trackers II Markit IBOXX - - 0.20 N
IEM AU iShares MSCI Emerging Mkt $37,463 761 0.69 N KV6 SP db x-trackers II - Aus Money Market ETF - 2C - - 0.20 N
XESX SP db x-trackers DJ EURO STOXX $2,170 - 0.00 N R/ABFII IJ Bahana ETF ABF IFI Fund - - - N
XMEU SP db x-trackers MSCI Europe Tr $1,391 - 0.30 N
IEU AU iShares S&P Europe 350 $1,320 351 0.60 N
Commodity Funds
IBK AU iShares MSCI BRIC $1,153 219 0.69 N
2820 HK Lyxor ETF MSCI Emerging Mkts $75 - 0.65 N 2840 HK SPDR Gold Trust $54,926 - 0.40 N
LEM SP Lyxor ETF MSCI Emerging Mkts $75 - 0.65 N 1326 JP SPDR Gold Trust $54,926 - 0.40 N
1681 JP Nikko ETF MSCI Emerging $54 - 0.25 N GLD SP SPDR Gold Trust $54,926 - 0.40 N
LTM SP Lyxor ETF MSCI EM Lat Amer $24 134 0.65 N 1672 JP ETFS Physical Gold $5,702 - 0.39 N
1323 JP Next Funds FTSE/JFE Africa Top40 $19 40 0.95 N 1687 JP ETFS Agriculture DJ-UBSCI $1,234 - 0.49 N
105010 KS Mirae Asset Tiger Latin $14 - 0.49 N 1673 JP ETFS Physical Silver $908 - 0.49 N
105020 KS Mirae Asset Tiger BRIC $12 - 0.49 N 1684 JP ETFS All Commodities DJ-UBSCI $893 - 0.49 N
2806 HK Lyxor ETF RAFI Europe $8 501 0.60 N 1674 JP ETFS Physical Platinum $723 - 0.49 N
MEU SP Lyxor ETF MSCI Europe-B $7 466 0.35 N GOLD AU ETFs Physical Gold $598 - 0.40 N
3009 HK db x-trackers MSCI EM $6 - 0.65 N 1689 JP ETFS Natural Gas $514 - 0.49 N
XMEM SP db x-trackers MSCI EM $6 - 0.65 N 1690 JP ETFS Crude Oil $518 - 0.49 N
CEC SP Lyxor ETF Eastern Europe $6 31 0.50 N 1675 JP ETFS Physical Palladium $454 - 0.49 N
Country 1327 JP EasyETF S&P GSCI $441 - 0.30 N
1557 JP SPDR S&P 500 ETF Trust $94,429 500 0.09 Y GBEES IN Gold Exch Trad Gold BeES $371 - 1.00 Y
IVV AU iShares S&P 500 Index Fund $28,272 500 0.09 N 1676 JP ETFS Physical PM Basket $372 - 0.43 N
IRU AU iShares Russell 2000 $15,994 1,967 0.24 N 1686 JP ETFS Industrial Metals DJ-UBSC $348 - 0.49 N
IJH AU iShares S&P Midcap 400 $10,693 400 0.21 N 1693 JP ETFS Copper $277 - 0.49 N
IJR AU iShares S&P Smallcap 600 $7,462 600 0.20 N 1685 JP ETFS Energy DJ-UBSCISM $216 - 0.49 N
XMUS SP db x-trackers MSCI USA TRN $2,374 - 0.30 N 1328 JP Gold Price Linked ETF $163 - 0.50 N
3020 HK db x-trackers MSCI USA TRN $2,374 - 0.30 N 1695 JP ETFS Wheat $135 - 0.49 N
XSPS SP db x-trackers S&P 500 Short $181 - 0.50 N 2809 HK Lyxor ETF Commodity Crb $126 - 0.65 N
1325 JP Next Funds Ibovespa Link $146 69 0.95 N CRB SP Lyxor ETF Commodity Crb $126 - 0.65 N
K6K SP db x-trackers - S&P 500 ETF $112 - 0.20 N 1696 JP ETFS Corn $128 - 0.49 N
1546 JP Next Funds Dow Jones Industr $43 30 0.45 N UTIGOL IN UTI Gold ETF $103 - - N
RUS SP Lyxor ETF Russia $41 10 0.65 N 1540 JP Japan Physical Gold ETF/MUFG $103 - 0.40 N
2831 HK Lyxor ETF Russia $41 10 0.65 N 1688 JP ETFS Grains DJ-UBSCISM $95 - 0.49 N
VTS AU Vanguard Totl St Mkt ETF-CDI $27 3,387 0.07 N REGOLD IN Reliance Gold ETF $78 - 1.00 N
1324 JP Next Funds Russia Nomura ETF $26 50 0.95 N 1694 JP ETFS Nickel $75 - 0.49 N
NDX SP Lyxor ETF Nasdaq 100 $19 100 0.30 N HDFGOLD IN HDFC Gold ETF $70 - 1.00 N
2826 HK Lyxor ETF Nasdaq 100 $19 100 0.30 N 1692 JP ETFS Aluminium $68 - 0.49 N
1545 JP Next Funds Nasdaq 100 ETF $15 100 0.45 N 3081 HK Value Gold ETF $57 - 0.35 N

45
 Asia-Pacific Listed ETFs
Total Assets Stocks in Exp. Ratio Options Total Assets Stocks in Exp. Ratio Options
Ticker ETF Name ($M) ETF (#) (%) Available Ticker ETF Name ($M) ETF (#) (%) Available
Commodity Funds Currency Funds

1671 JP Simplex WTI Crude Oil $53 - 0.85 N USD AU BetaShares US Dollar ETF $11 - 0.45 N
KOGOLD IN Kotak Gold ETF $51 - 1.00 N
1542 JP Japan Physical Silv ETF/MUFG $49 - 0.50 N
1697 JP ETFS Soybeans $49 - 0.49 N
SGETS IN SBI Gold Exchange Traded Sch $38 - 0.50 N
ETPMAG AU ETFs Physical Silver $37 - 0.49 N
CRN SP Lyxor ETF Commod Crb Non En $35 - 0.70 N
137610 KS Maps Tiger Agri Futures ETF $28 - 0.70 N
ICPGOLD IN ICICI Prundential Gold ETF $22 - 0.80 N
1691 JP ETFS Gasoline $17 - 0.49 N
AXGOLD IN AXIS Gold ETF $15 - 0.90 N
J0S SP db x-trackers - DBLCI-OY Balan $12 - 0.55 N
REGGOLD IN Religare Gold ETF $10 - 2.50 N
L5F SP db x-trackers - DB Commodity B $9 - 0.95 N
1541 JP Japan Physical Plat ETF/MUFG $9 - 0.50 N
132030 KS Samsung Kodex Gold Futures $8 - 0.68 N
1683 JP Mizuho Gold ETF $8 - 0.45 N
1543 JP Japan Physical Pall ETF/MUFG $7 - 0.50 N
130680 KS Mirae Maps Tiger WTI Fut ETF $7 - 0.70 N
ETPMPM AU ETFS Physical PM Basket $7 - 0.44 N
1682 JP Next Funds Nikkei-Tocom Platinum $7 - 0.45 N
QTGOLD IN Quantum Gold Fund $6 - 1.00 N
1699 JP Next Funds Nomura Crude Oil $6 - 0.50 N
110550 KS Hyundai Hit Gold $6 - - N
ETPMPT AU ETFS Physical Platium $4 - 0.49 N
ETPMPD AU ETFS Physical Palladium $2 - 0.49 N
L5G SP db x-trackers Light Energy ETF $1 - 0.95 N

46
Important Disclosures
Certain Conflicts of Interest: J.P. Morgan Securities LLC (“JPM”) has signed Authorized Participant Agreements covering the following fund families, which permits JPM to acquire fund shares for the
purpose of resale: HOLDRs, FactorShares, FaithShares, First Trust, Global X, Guggenheim, iShares, Pax World, Powershares, Rydex,TDX Independence, Teucrium, Vanguard, [JETS], United States Commodities,
AdvisorShares, ALPS, Direxion Shares, ETF Securities,First Trust, Grail Advisors, Powershares, PowerShares DB, RevenueShares, Rydex, State Street, US One Trust, Van Eck, WisdomTree, Emerging Global Shares,
iShares, Schwab, PIMCO[, FocusShares] and Index IQ. The foregoing list of fund families will change from time to time as JPM executes or terminates Authorized Participant Agreements. JPM and its affiliates do not
earn fees or collect revenue sharing from the various ETFs within these fund families or their advisers or distributors in connection with JPM’s role as authorized participant.

JPM and/or its affiliates may also provide custodial or sub-custodial, administrative, brokerage, futures and swaps execution and/or clearing and other services to ETFs from time to time. In these capacities, JPM and its
affiliates will earn fees for the services provided. Transaction fees in connection with brokerage and execution of swap transactions may include mark-ups, mark-downs and spreads. JPM and/or its affiliates may act as
lender to the ETFs and their affiliated persons and, in that capacity, may earn interest and lending fees.

JPM and/or its affiliates may license indices to ETFs and earn licensing fees that are tied to the assets under management of the ETF. As such, when JPM or its affiliates is the owner of an index underlying an ETF, they
may be incented to promote that ETF over ETFs of other fund families.

JPM and/or its affiliates or employees have or may have a long or short position in or hold securities, options, swaps and other related instruments on the ETFs mentioned herein as well as in the underlying portfolio
securities or instruments.

INVESTORS MAY OBTAIN PROSPECTUSES FOR EXCHANGE TRADED FUNDS (“ETFs”) FROM THE PARTICULAR ETF’S DISTRIBUTOR. AN INVESTOR SHOULD CAREFULLY CONSIDER THE CONFLICTS OF
INTEREST DESCRIBED ABOVE AS WELL AS THE INVESTMENT OBJECTIVES, RISKS AND CHARGES AND EXPENSES OF AN ETF BEFORE INVESTING. EACH ETF’S PROSPECTUS CONTAINS MORE
COMPLETE, IMPORTANT INFORMATION ABOUT THE ETF, INCLUDING WHETHER JPM OR ITS AFFILIATES ACT AS CUSTODIAN OR INDEX LICENSOR FOR THE ETF, AND SHOULD BE READ CAREFULLY
BEFORE INVESTING.

Risks associated with Leveraged and Inverse ETFs: Leveraged ETFs seek to provide a multiple of the investment returns of a given index or benchmark on a daily basis. Inverse ETFs seek to provide the opposite, or
multiple times the opposite, of the daily returns, of an underlying index or benchmark. Leveraged and inverse ETFs usually reset daily and track their intended indices on a daily basis, but may fail to correlate over longer
periods. Due to the effects of compounding and possible correlation errors, leveraged and inverse ETFs may experience greater losses than expected. Compounding can also cause a widening differential between the
performance of an ETF and its underlying index or benchmark so that returns over periods longer than one day can differ in amount and direction from the target return of the same period. Consequently, these ETFs may
experience losses even in situations where the underlying index or benchmark has performed as expected. Leveraged and inverse ETFs use aggressive investment techniques such as futures, forward contracts, swap
agreements, derivatives and options that may increase ETF volatility and may cause a drag on performance. Investors holding these ETFs should therefore monitor their positions frequently -- i.e., in most cases, daily --
to look for possible divergences. Leveraged and inverse ETFs may not be suitable for all investors and should be used only by knowledgeable investors who understand the potential consequences of their strategies,
including seeking daily leverage or daily inverse leveraged investment results. The Financial Industry Regulatory Authority has indicated that, in its view, inverse and leveraged ETFs that are reset daily typically are
unsuitable for retail investors who plan to hold them for longer than one trading session, particularly in volatile markets. Accordingly, prior to investing in these instruments, all potential investors and, particularly, retail
investors, should evaluate whether the instruments are suitable for them in light of their risk tolerance and investment horizon, carefully read the prospectus and consult with a financial professional as needed.
INVESTORS SHOULD NOT INVEST IN THESE INSTRUMENTS UNLESS THEY FULLY UNDERSTAND AND HAVE EVALUATED THE RISKS AND HAVE, INDEPENDENTLY OF JPM, DETERMINED THAT THE
INVESTMENT IS SUITABLE FOR THEM.

Possible Risks of Investing in ETFs

The following is an incomplete list of possible risks of investing in ETFs. Not all of the risks will apply to each investment in ETFs and the applicable risks will depend on the particular ETFs invested in and the particular
facts and circumstances and investment objectives of the individual investor.
Commodities Risk. Certain ETFs invest in commodities. The commodities industries can be significantly affected by the level and volatility of commodity prices; world events including international monetary and political
developments; import controls and worldwide competition; exploration and production spending; and tax and other government regulations and economic conditions.
Concentration Risk. An ETF may, at various times, concentrate in the securities of a particular industry, group of industries, or sector, and when a fund is overweighted in an industry, group of industries, or sector, it may
be more sensitive to any single economic, business, political, or regulatory occurrence than a fund that is not overweighted in an industry, group of industries, or sector.
Costs of Investing in Underlying ETFs. Certain ETFs invest in other ETFs, and will bear a pro rata portion of the underlying ETFs’ expenses (including operating costs and management fees).
Credit Risk. An ETF could be subject to the risk that a decline in the credit quality of a portfolio investment could cause the ETF’s share price to fall. The ETF could lose money if the issuer or guarantor of a portfolio
investment or the counterparty to a derivatives contract fails to make timely principal or interest payments or otherwise honor its obligations.
Early Closing Risk. An unanticipated early closing of the exchange on which an ETF’s shares trade may result in a shareholder’s inability to buy or sell shares of the ETF on that day.
Emerging Markets Risk. There is an increased risk of price volatility associated with an ETF’s investments in emerging market countries, which may be magnified by currency fluctuations relative to the U.S. dollar.
Equity Risk. The prices of equity securities in which an ETF may invest rise and fall daily. These price movements may result from factors affecting individual companies, industries or the securities market as a whole.
Fixed Income Risk. An ETF’s investments in fixed income securities are subject to the risk that the securities may be paid off earlier or later than expected. Either situation could cause the ETF to hold securities paying
lower-than-market rates of interest, which could hurt the ETF’s yield or share price.
Foreign Currency Risk. Currency movements may negatively impact the value of an ETF’s underlying securities, even when there is no change in the value of the security in the issuer’s home country.
Foreign Securities Risk. An ETF’s investments in securities of foreign issuers involve certain risks including, but not limited to, risks of adverse changes in foreign economic, political, regulatory and other conditions, or
changes in currency exchange rates or exchange control regulations (including limitations on currency movements and exchanges). In certain countries, legal remedies available to investors may be more limited than
those available with respect to investments in the United States. In addition, the securities of some foreign companies may be less liquid and, at times, more volatile than securities of comparable U.S. companies.
High Yield Risk. Certain ETFs may invest in high yield securities and unrated securities of similar credit quality (commonly known as “junk bonds”). High yield securities generally pay higher yields (greater income) than
investment in higher quality securities; however, high yield securities and junk bonds may be subject to greater levels of interest rate, credit and liquidity risk than funds that do not invest in such securities, and are
considered predominantly speculative with respect to an issuer’s continuing ability to make principal and interest payments.
Income Risk. An ETF may derive dividend and interest income from certain of its investments. This income can vary widely over the short- and long-term. If prevailing market interest rates drop, distribution rates of an
ETF’s income producing investments may decline, which then may adversely affect the ETF’s value.
Interest Rate Risk. An ETF’s investments in fixed income securities are subject to the risk that interest rates rise and fall over time.
Investment Risk. An investment in an ETF is not a bank deposit and is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency.
Jurisdiction US-listed ETFs may not be marketed to foreign investors in certain jurisdictions, and vice versa.
Liquidity Risk. The market for certain investments may become illiquid under adverse or volatile market or economic conditions, making those investments difficult to sell. The market price of certain investments may fall
dramatically if there is no liquid trading market. The lack of liquidity in an ETF can result in its value being more volatile than its underlying portfolio securities.
Loss of Money. Loss of money is a risk of investing in an ETF.
Market Risk. Due to market conditions, an ETF’s investments may fluctuate significantly from day to day. This volatility may cause the value of your investment in the Fund to decrease.
Strategy Risk. ETFs use different strategies, all of which are associated with different risks. For example, an equities-based ETF may use a large-capitalization, mid-capitalization, small-capitalization or other type of
strategy.
Tracking Error Risk. Although many ETFs may seek to match the returns of an index, an ETF’s return may not match or achieve a high degree of correlation with the return of its applicable index.
Trading Risks. An ETF faces numerous market trading risks, including the potential lack of an active market for its shares, losses from trading in secondary markets, and disruption in the creation/redemption process of
the ETF. Any of these factors may lead to the ETF’s shares trading at a premium or discount to net asset value (“NAV”), which may be material. In certain markets, ETF prices have dropped precipitously and experienced
greater volatility than prices of other stocks.

47
 Exchange Traded Funds – ETFs
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Copyright 2011 JPMorgan Chase & Co. All rights reserved. This report or any portion hereof may not be reprinted, sold or redistributed without the written consent of J.P. Morgan.

Global Equity Derivatives & Delta One Strategy

Global Head
Marko Kolanovic

Americas J.P. Morgan Securities LLC Europe J.P. Morgan Securities Ltd.
Marko Kolanovic mkolanovic@jpmorgan.com + 1 (212) 272-1438 Davide Silvestrini davide.silvestrini@jpmorgan.com + 44 (20) 7777-1018
Min Moon min.k.moon@jpmorgan.com + 1 (212) 272-8456 Trista Rose trista.j.rose@jpmorgan.com + 44 (20) 7325-4402
Kapil Dhingra kapil.dhingra@jpmorgan.com + 1 (212) 272-7823 Bram Kaplan bram.kaplan@jpmorgan.com + 44 (20) 7325-8183
Adam Rudd adam.ch.rudd@jpmorgan.com + 1 (212) 272-1215 Peng Cheng peng.cheng@jpmorgan.com + 44 (20) 7325-6935
Amyn Bharwani amyn.x.bharwani@jpmorgan.com + 1 (212) 622-8030

Asia Pacific J.P. Morgan Securities (Asia Pacific) Limited India J.P. Morgan India Private Limited
Tony Lee tony.sk.lee@jpmorgan.com + (852) 2800-8857 Pankaj Gupta pankaj.gupta2@jpmorgan.com + (91-22) 61573296
Clara Law clara.cs.law@jpmorgan.com + (852) 2800-7736 Sahil Manocha sahil.manocha@jpmorgan.com + (91-22) 61573268
Sue Lee sue.sj.lee@jpmorgan.com + (852) 2800-7898 Nikhil Narayana nikhil.k.narayana@jpmorgan.com + (91-22) 61573351
Rishabh Khandelwal rishabh.khandelwal@jpmorgan.com + (91-22) 61573326
J.P. Morgan Securities Japan Co., Ltd.
Michiro Naito michiro.naito@jpmorgan.com + 81 (3) 6736-1352
Hayato Ono hayato.ono@jpmorgan.com + 81 (3) 6736-1347