Professional Documents
Culture Documents
Rationales
1. procedural fairness – you find out what the law prohibits
2. effective deterrence – if you know what’s illegal, you’ll know not to do it
3. avoid improper over-deterrence – if you know, you’ll be able to do everything
else
4. criminalization as legislative function – legislature is more representative
5. avoiding disparity in application and abuse of discretion – easier to apply things
equally if they’re written down uniformly
Counter-Arguments
1. fostering inflexibility
2. promoting technicalities
3. excluding normative judgments – hard to express moral judgments in precise
language
4. principle of analogy – you want to exclude conduct analogous to that prohibited
5. legality in liability vs. sentencing – why are there no guidelines for sentencing?
6. legality and function – not every rationale listed applies to every phase of
offense/adjud.
7. legality in rule articulation vs. adjudication – level of simplicity & precision
needed might not be the same in telling public what the rule is and in giving judges
guidelines
Deterrence
Incapacitation/Rehab
Optimized Desert
Optimized Combination
Negligence
Case: Thomas Laseter (Alaska army guy rapes drunk pregnant girl)
2.04
1-ignorance or mistake of fact or law is a defense if:
(a) it negatives something required to establish material element of offense
OR (b) law provides that state of mind established by mistake is a defense
2-mistake doesn’t negate culpability element if you would have committed
a crime if the circumstances were as you thought they were
3-mistake of law is a defense when:
(a) the statute isn’t available or (b) you act reasonably on the word of a
government official
Exculpatory Mistake
-gets you out of the crime because either not guilty or had no mens rae
-you satisfy objective elements but not culpability elements
Inculpatory Mistake
-punishment despite not committing the crime (you think you’re taking
somebody else’s umbrella but it turns out to be yours)
-you satsify culpability elements but not objective elements
Lani Anne Remick, “Read Her Lips: An Argument for a Verbal Consent
Standard in Rape”
-wants to redefine the standard to affirmative verbal consent
-helps prevent ‘nontraditional’ rapes which are currently not served
enough
Liability Doctrines
-ensures that liability is imposed only when conduct was blameworthy
-sometimes imposed extrastatutorily, e.g. de minimis, renunciation
-general excuse defenses, mistake excuses show that violator could not
have been expected to act otherwise
Grading Doctrines
-distinct from rule articulation and liability/adjudicative
-result elements play in to how much time you get
-they don’t just manifest themselves in aggravating/mitigating factors, but
also in differentiating offenses, etc.
Homicide
-levels: p/k is murder, reckless is manslaughter, negligent is neg. homicide
-premeditated vs. not is NOT in the MPC
David Crump & Susan Waite Crump, “In Defense of Felony Murder”
-reflects moral judgment that robbery + death = closer to murder than it is
to just robbery
Arguments For
-deterrence
-total incapacitation
-eye for an eye (vengeance for muder)
-on the whole, it saves innocent lives, so if some innocents get killed, it’s OK
-desert
-compromise: lots on death row, few executions
Arguments Against
-it doesn’t work as a deterrent
-there’s no getting back a false positive
-same incapacitation with life sentence
-desert argument is disingenuous: you wouldn’t actually execute prisoners in the
same way they killed people
Diminished Capacity
-not a partial insanity defense; some element is missing because of mental
illness
-at CL, provided slight mitigation or complete defense depending on the
degree to which the act was a result of the mental illness
People v. Helen Wu
-Helen Wu has Munchausen’s Syndrome which means she intentionally
makes her kids sick for the attention and the kid dies
-should her disease and cultural background play in? deterrence of kid-
killing vs. allowing ppl to see the world through their own eyes
Chapter 9: Causation
Case: Joe Paul Govan (guy shoots woman, they make up, she dies from it years
later)
Inchoate Offenses
-since we punish risk creation as well as conduct we can punish inchoate
-sufficient that the person in some way sought to commit offense
-you have to define the minimum amount of conduct for criminal liability
Culpability Requirements
-intention makes the otherwise legal activities criminal: you can enter the bank to
take out money or to rob it
-at CL: attempt was a specific intent offense requiring more culpability than the
regular offense itself
MPC 5.01
1a: circumstances would be crime if they were as thought them to be (i.e. intend
to buy coke but it turns out to be powdered sugar)
1b: causing particular result is element of crime and does/omits something w/
purpose of causing or w/ belief that it will cause w/o further conduct
1c: substantial step test
2 details activities which are not insufficient to support attempt liability under 1c
4 Types of Impossibility
-legal: missing objective element is circumstance; CL gives defense
-factual: missing objective element is conduct or result; no defense anywhere
-imaginary offense
-inherently unlikely attempt
Lawrence Crocker, “Justice in Criminal Liability: Decriminalizing Harmless
Attempts”
-arguments vs. subjectivism, for objective (imposition) theory:
1. criminal codes built on objective theory: offenses largely graded re:
seriousness of effects; successful attempts almost always higher grade
than unsuccessful
2. subjective theory incomplete; places where committed to liability but no
offense exists to charge
3. criminal liability closely bound to criminal responsibility; no liability
unless offender responsible for creation of condition only impositions
substance enough for condition
4. linguistic
5. political philosophy argument: objective = individual liberty, less for
state coercion
6. subjective too vague to provide adequate notice; falls short of minimum
conditions of legality and due process
7. retributivist argument: unfair to impose criminality unless have done
something imposing on society
MPC 1.07(b)
-no conviction for conspiracy when you’re charged with the actual attempt
Wharton’s Rule
-you don’t charge conspiracy for something like price fixing, where the definition
of the offense includes colluding with others
Agreement Requirement
-agreement between two or more that one or more will commit substantive
offense doesn’t have to be spoken, can be written, tacit, etc. as long as there’s
assent
-old way: bilateral agreement: meeting of the minds; for actor to be liable, other
party must actually be agreeing, not a cop, etc.
-objectivist view: no actual danger, so why punish?
-new way: unilateral agreement: liability when actor agrees with another,
whether or not they agree back
Culpability Requirements
-requires “purpose of promoting or facilitating commission of offense,” meaning
the conduct element
-so conspiracy requires purpose even if recklessness, e.g., would satisfy the
substantive offense culpability-wise
-MPC requires purpose re: result as well as as to conduct
-it “elevates” the required level of culpability for each of conduct and result
individually, but NOT for circumstance element
Doctrines of Imputation
-inculpate an actor despite not meeting some element
-objective imputation: complicity, causing crime by an innocent, substituted
objective elements, transferred actus reus, omission liability
-culpability imputation: voluntary intoxication, transferred intent, substituted
culpability (from an offense they thought they were committing to the one they
did)
Involuntary Intoxication
-if it negates culpability, this can be an excuse
-typically recognized as involuntary:
-coerced intoxication
-pathological intoxication (you couldn’t have known what the effect
would be)
-intoxication by innocent mistake
-unexpected intoxication from prescribed drug
-MPC 2.08: involuntary if not “self-induced” or if “pathological”
T1/T2 Analysis
-there might be proximate cause concerns between time of intoxication (T1) and
time of offense (T2)
Voluntary Intoxication
-it’s not a defense unless it negatives an offense element
-VI does negative culpability elements if you’re really drunk, but 2.08(2) says it
imputes recklessness to you if what you did would be considered reckless sober
Imputation
-creates a legal fiction that compromises between protection for
society/punishment for bringing about VI vs. belief you’re less culpable
-imputation doesn’t get accomplished for VI if offense requires p/k
-you might criticize it for having inadequate justification for imputation, but if
you say that you are making somebody responsible when they’re not, you’re
impugning the whole idea of imputation which is central to crimlaw in general
Mitchell Keiter, “Just Say No Excuse: The Rise And Fall of the Intoxication
Defense”
-Montana v. Engelhoff: it’s not unconstitutional to equate a severe state of
intoxication with the requisite mens rae to any crime
Objective Elements
Common Law
-objectivist view: requires actual assistance
-you have to be able to point to some physical action
-perpetrator had to actually commit the offense
Modern Codes
-subjectivist: has to purposely agree or attempt to aid perpetrator
-has to make a substantial step toward aiding
-agreement to aid is only unilateral
-perpetrator must actually commit the offense or, if he fails, you’re
charged with the attempt
-many would argue you should be complicit if you are knowingly aiding
-when states adopt knowing standard it usually has to be more
significant aid if it’s knowing as opposed to purposeful
Elevation to Purposeful
-under MPC you have to be purposeful as to the conduct constituting the
aid
-you don’t need to be purposeful as to the circumstance or result elements,
you only have to have the level of culpability required by the statute for
the offense itself re: those elements
-in some jurisdictions they require purposeful across the board, though
Duty to Act
-although it’s unclear from the text, PHR thinks we should require at least
recklessness as to knowing there’s a legal duty
-Lambert v. CA: SCOTUS recognizes unfairness of recognizing duty where the
person isn’t aware of it
Discussion Materials
-justifying circumstances suggest that conduct avoided greater harm/evil than it caused
-formally recognized in about half the states
-MPC 3.02: catch-all defense that only applies when others fail
-traditional approach: only natural forces like threat of starvation, etc.
-modern approach: can avoid unjustified threat to legally protected interest
-legally protected interest: those expressly sanctioned by law OR recognized by
community and not specifically denied by law
DISCUSSION MATERIALS
State v. Warshow, VT, 1980 (Majority)
-nuclear plant protestors wouldn’t leave site when asked, arrested for trespass
-a defense admits a criminal act, but claims it’s justified in some way
-necessity requires that an emergency situation not of D’s making presents a
reasonable expectation of harm which provides no reasonable alternative to the
criminal act
-low-level radiation is not imminent enough to satisfy this, and the danger of
meltdown was speculative
State v. Warshow (Concurrence)
-the legislature’s already made the choice, and this jury doesn’t get to contradict it
State v. Warshow (Dissent)
-protestors certainly thought there was an imminent danger
-while the legislature’s made the choice, the defendants still should have had an
opportunity to show that their only alternative to crime was nuclear disaster
Steven M. Bauer and Peter J. Eckerstrom, “The State Made Me Do It: The
Applicability of the Necessity Defense to Civil Disobedience”
-if you allowed this, it would greatly enable grassroots action
-it empowers the jury and individual expression, esp. of political minorities
-still have to show the political process failed, so it doesn’t make it overly easy
-generally helps the public debate to let juries decide whether it was justified in
each individual case
-defense for use of force necessary to protect oneself (or property) from unlawful
aggression (MPC 3.06)
-triggering conditions: necessary and proportional
-3 traditional types
-1. self-defense
-2. defense of another
-3. defense of property
Triggering Conditions
-defense triggered when (1) aggressor (2) unjustifiably threatens (3) unlawful
force
(1) aggressor
-must be actual, physical aggression
(2) unjustified threat
-justified force is excluded (e.g. being arrested by a cop)
-so, you can’t claim self-defense in using force against somebody who’s
defending themselves against your unjustifiable attack, unless their
counterattack was disproportionate or unnecessary
(3) unlawful force
-even though this seems to be underinclusive, they let you get away with
self-defense defense when the aggressor doesn’t have the required
culpability or has an excuse rendering their force lawful
-you can defend yourself unless aggressor is justified
MPC 3.11
-defines unlawful force
-permits resisting aggression with excuse or nonexculpatory defense
-this should probably just be right in 3.06, and is rather obtuse
-what does “defense not amounting to a privilege” mean?
Necessity Requirement
-can only use when necessary (if you can wait you have to) and to the extent
necessary (you can’t use more force than you need to defend)
-explicit necessity requirement, and heightened from lesser evils
Proportionality Requirement
-this is always explicitly set out so as to take the intricate balancing involved out
of the jury’s hands
-protecting property: you can do it, but not with deadly force, and you have to
ask them to stop first, within reason
-self-defense: life-for-a-life trade is OK to protect personal autonomy
-defense of another: you can do it, but only if it would be OK for you to do it if
they were attacking you AND it would be OK for the person to do it themselves
AND you believe it’s necessary for the other person’s protection
Discussion Materials
Judgment of the German Supreme Court, 9-20-1920
-you can shoot a thief if it’s the only way to keep them away from your property
-this protects society from rampant lawlessness and theft
-but the force has to be tailored to that protection
John Q. LaFond, “The Case For Liberalizing the Use of Deadly Force in Self-Defense”
-we should think of it in terms of personal autonomy, and the state can’t always protect
-it’s more efficient to allow private remedy to curb violence
-while you want to protect life, you’re not accomplishing that by protecting aggressors
who will probably kill somebody else
Garrett Epps, “Any Which Way But Loose: Interpretive Strategies and Attitudes Toward
Violence in the Evolution of the Anglo-American ‘Retreat Rule’”
-we’re trying to protect life above all
-usually the cases are of people with a prior history of conflict
-every time used legitimately, probably also used by aggressor seeking to justify
unprovoked violence
MPC 3.09
-justification defense is unavailable if there’s no actual justification and the reason
you think there is is that there’s a mistake of law
-you can’t escape recklessness or negligence if your mistake is reckless or
negligent
-when you’re reasonably protecting yourself you’re fine if you hurt an innocent
bystander, but if you’re reckless or negligent, you’re screwed
-society wants actors to act with justification if the belief is reasonable, which this
encourages; without the defense, you’d punish blameless actor
-no defense when the act is justified, but the actor thinks it isn’t
-“privileged” conduct = objectively justified and cannot be resisted
-“unprivileged” conduct = subjectively justified and can be resisted
-unreasonable mistakes can be used to mitigate sentence in some jurisdictions
Case: Bernard Barker (thinks he’s being sent by the CIA but it’s illegal)
Mistake of Law
-you can only get off with this excuse if the law was somehow unavailable or if
you were acting on the word of a public official
-it’s also a defense if it negates an offense element but this is rarely applicable
Case: Andrew Goldstein (subway pusher knew it was wrong, couldn’t help self)
-it’s an excuse, not a justification: they’re not telling you to do the same thing in the same
situation again, but that you get off because of a special safety valve
-you lack substantial capacity to either (1) appreciate the criminality of what you’re doing
or (2) to conform your conduct to the requirements of law
-you have to have some kind of recognized disorder
-intoxication is not one
-psychopathy is not one
-sociopathy is not one
-basically, if it’s only manifested in your crimes, it’s no good
MPC Test
-it likes the fact that Durham looks at degrees of impairment
-but it sets a higher bar than but/for: substantial capacity
-after John Hinckley got off, opinion swung from MPC back to McNaghten (usually plus
II)
Jodie English, “The Light Between Twilight and Dusk: Federal Criminal Law and
the Volitional Insanity Defense”
-thinks rejecting the II test is bad public policy
-it leaves mentally impaired ppl who are blameless without a defense
-there’s no perfect measure for any impairment so it’s unfair to knock this out
4.10
-immaturity is special in that you assume it when somebody’s under 16, 16-17 the
court decides
2.09 Duress
-would a person of reasonable firmness in actor’s situation have been coerced?
Nonexculpatory Defense
-balancing of competing interests: D is fully blameworthy, but societal benefit of
defense arises from foregoing conviction
-ex. statutes of limitation, diplomatic immunity, judicial/legislative/executive
immunities, immunity after compelled testimony or pursuant to plea agreement,
incompetency to stand trial
Goals of Entrapment
-deterrence of improper police inducement
-avoiding unfairness of government initiating offense, then prosecuting you for it
Objective Formulation
-focus on police conduct
-MPC 2.13: did police create substantial risk that offense will be committed other
than by those who are already ready to commit it?
-more compatible with equality because you’re not punishing people for
predispositions that may not be of their own making
Subjective Formulation
-was entrapping conduct or actor’s choice responsible for the crime?
-focus on whether ‘inducement’ took place (ex. DE statute)
-Sorrells: SC adopts subjective view for federal crimes
Due Process
-you can get a defense independent of entrapment if police violate “canons of
fundamental fairness, shocking to the universal sense of justice”
-even if you were predisposed, and thus there was no inducement, what they did
was just so ridiculous you can’t convict
Nonexculpatory vs. Excuse
-excuse means you couldn’t expect somebody not to do the same
-if entrapment were an excuse it wouldn’t be just the police, it would be anybody,
and you would be able to use it for physical force, which you can’t
Louis Michael Seidman, “The Supreme Court, Entrapment, and our Criminal
Justice Dilemma (Rationales for Entrapment Defense Fail)”
-2 major justifications:
-entrapped are not blameworthy
-deter police
-defense is not a consistent judgment of police conduct
-does it increase or decrease crime? Decrease b/c you might put people away who
would commit crimes anyway