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OrganizationalKnowledge
Management:A Contingency
Perspective
IRMA BECERRA-FERNANDEZ AND RAJIV SABHERWAL
JournalofManagement
Information /Summer2001,Vol. 18,No. 1,pp.23-55.
Systems
© 2001 M.E. Sharpe,Inc.
0742-1222/2001 $9.50 + 0.00.
24 BECERRA-FERNANDEZ AND SABHERWAL
Theoretical
Development
TheNatureofKnowledge
Knowledge has been definedas "justified truebelief [33,p. 21]. Morespecifi-
cally,definitionsof knowledgerangefrom"complex,accumulated
organizational
expertisethat residesin individuals
andis partly or largelyinexpressible"to "much
morestructured andexplicitcontent" [10,p. 70].
Thetypesoforganizational knowledge arereflectedinseveralclassification
schemes.
Forexample,Venzinet al. [48] identify a numberof categoriesof knowledge - in-
cludingtacit,embodied, encoded,embrained, embedded, event,andprocedural. Kogut
andZander[23] distinguish between"information" and"know-how" as twotypesof
knowledge, viewingthemas "whatsomething means"and"knowing howtodo some-
ORGANIZATIONAL KNOWLEDGE MANAGEMENT 25
ofKnowledge
TheManagement
Effective knowledge management is considered keyto thesuccessofcontemporary
organizations. Indeed, some authors view organizations as distributedknowledge sys-
tems[46],streams ofknowledge[e.g.,51], andsystems ofdistributed cognition[4,
53],wherein individuals actautonomously whileunderstanding theirinterdependence
withothers. WeickandRoberts[53] usethetermcollective mindrather thanorganiza-
tionalmindtohighlight thatorganizations consistofindividuals whocoordinate their
actionswitheachother. They define collectivemind as a set ofheedful interrelation-
shipsratherthana repository of knowledge. Theyalso contendthatthecollective
minddoesnotexistoutsideofhumanactionandthatitis theseactionsthatgenerate
themindrather thanvice versa:"We conceptualize mindas actionthatconstructs
mentalprocessesrather thanas mental processes construct
that action"[53,p. 374].
Theorganization thenservesas a knowledge-integrating institution,
integrating the
of
knowledge many different individuals and groups inthe process ofproducing goods
and services[17, 21, 23, 31]. Knowledgeintegration mayoccurin organizations
through organizational routines [30],direction or
[7], processesinvolving thesharing
ofexplicitor implicitknowledge[16]. The focusofthispaperis on thelastaspect,
thatis, knowledgemanagement processesfacilitating thesharingof explicitor im-
in
plicitknowledge organizations.
Explicitknowledge canbe sharedthrough variouscommunication media,butthatis
notpossibleinthecase oftacitknowledge. Tacitknowledge can sometimes be com-
municated through the establishment of shared understanding between individuals
[37]. In othercircumstances, tacitknowledge needsto be converted intoan explicit
form, andsuchconversion typically involvessubstantial knowledge loss.Focusingon
thewaysin whichknowledge is sharedthrough theinteraction betweentacitandex-
plicit knowledge,Nonaka [31] identifiesfourpossible modes: socialization,
externalization,internalization, andcombination.
Socializationis thesharing oftacitknowledge between individuals,usuallythrough
jointactivitiesrather thanwritten orverbalinstructions [31].Forexample,bytransfer-
ringideasandimages,apprenticeships allownewcomers to see thewayothersthink.
is in a
Knowledge produced groupsetting onlythrough not mereacquisition of the
individuals'knowledge, butalso through thesharing ofcommonunderstanding [14].
Socialprocessesplayan important roleinthetransition ofknowledge acrossindividu-
alsorgroups[20,52,53].Forexample, oneinterviewee fromtheEngineering director-
ateremarked: "Eachengineer hada mentor whowouldtransfer hisknowledge to the
26 BECERRA-FERNANDEZ AND SABHERWAL
TheModerating
Effects
ofTaskCharacteristics
Thispaperdepartsfrompriorresearchon knowledgemanagement by arguingthat
theeffectiveness ofa knowledge management processdependsonthecircumstances
underwhichitis used.In otherwords,insteadof following theuniversalistic view
thatall fourknowledge management are
processes alwayseffective, ittakes a contin-
gencytheoretic view,suggesting thattheimpactofa knowledge management process
is moderated by thecontextin whichtheknowledgeis beingused.The focusis on
one specificaspectof thecontext, namelythenatureofthetasksperformed bythe
individuals andgroupsusingtheknowledge resulting from the knowledge manage-
mentprocesses.Figure1 summarizes theoverallcontingency modelappliedin the
researchstudy.
The underlying argument hereis thattheknowledgemanagement processthata
subunit shoulduse dependsonthenatureoftasksitperforms. Thisinvolvesviewing
eachsubunit attheaggregate levelbasedonthepredominant nature ofitstasks,while
recognizing thateachsubunit performs numerous tasksthatarenotall similar.This
approachenablesthedevelopment ofmid-range theories atthesubunit level,instead
oftheextreme of
approaches viewing theentire organization as one or considering
eachtaskindividually. Furthermore, thisapproachhas considerable support inprior
literature. Forexample,Vande VenandDelbecq [47] offered a contingency viewof
therelationship betweensubunit tasksandorganization structure, suggesting thatthe
structure appropriate for a subunit depends on task difficulty (or the problemsin
analyzing theworkandstating performance procedures) andtaskvariability (or the
varietyof problemsencountered in thetasks).Lawrenceand Lorsch[25] also fo-
cusedona taskcharacteristic - taskuncertainty - atthesubunit levelandfoundsub-
unitsthatperform certain,predictable tasksto be more effective whentheywere
formally structured.Thus, a number of taskcharacteristics have been studiedat the
leveloforganizational subunits. Twotaskcharacteristics areexaminedin thisstudy
as influencing theappropriate knowledge management processes,thatis,taskorien-
tationandtaskdomain.Wearguethatthesetaskdimensions requiredifferent typesof
organizational knowledge, whichin turnimplies that different knowledgemanage-
mentprocesseswouldbe appropriate [43].
Task Orientation.Recentresearchinthefieldofstrategic management andorga-
nization theory has focused on the concept oftask orientation for differentiating firms
andorganizational subunits within on
thefirm[36].Based taskorientation, organiza-
tionalsubunits havebeenclassifiedintotwobasic categories: process-oriented and
content-oriented. Content-oriented tasksfocuson thespecificendsor goals to be
achieved.Theyconcernissuessuchas whatproducts needto be developedandthe
specificdesignfeatures that need to be achieved in theproducts. In contrast, process-
oriented tasksfocusontheprocessesormeansthatshouldbe usedtoattainthegoals.
Theyconcernissuessuchas how to perform theprocessesneededto achievethe
specificproduct design.
Content-oriented tasksrelyupon"know-what" [23] ordeclarative knowledge[41].
In contrast, process-oriented tasksrelyon"know-how" [23] orprocedural knowledge
28 BECERRA-FERNANDEZ AND SABHERWAL
I TaskCharacteristics
Knowledge Knowledge
Management * £ Management
Processes Satisfaction
Content
Externalization Combination
fj | Cell2 1Cell3
•c
O
M
M Intemalization Socialization
decisionsupport
example,models,prototypes, systems tacit
thatcaptureindividuals'
knowledge roleinsuchorganizational
playa critical
[31] wouldtherefore subunits.
TheEmpirical
Study
The empirical study was conducted in two major phases. Phase 1 involved
a qualitative tounderstand
investigation thetasksperformed andknowledge usedat
ofKSC.
variousdirectorates Thisstudy was conducted inearly 1998 anda was
report
submitted toKSC inAugust1998.Phase2 involvedtheuse ofquantitative question-
nairedatato testtheresearchhypotheses. Thissurveywas administered at KSC in
May 1999.Somekeyassumptions underlying theanalysisinPhase2 werelatervali-
datedin twointerviews,conducted part a three-day
as a of visitto KSC in October
2000.Thenexttwosubsections describethemethods andresultsfromthetwoPhases
indetail.
Qualitative
Investigation
Methods.This phasewas intended to identifytheimportant knowledgeareas for
KSC and theknowledgemanagement processes that are currentlybeingused. For
thispurpose,a seriesof groupinterviews wereconducted. These interviews, con-
ductedbetweenFebruary 1
andApril 998,obtainedinputs from 6 1 individuals
atvari-
ous levels in 9 groups:Administration Office(8 individuals),InternationalSpace
StationHardwareIntegration Office(3 individuals), BiomedicaiOffice(4 individu-
als), Shuttle
ProcessingDirectorate(12 individuals),PayloadProcessing Directorate
(14 individuals),EngineeringDevelopment Directorate (8 individuals),Safetyand
MissionAssuranceDirectorate PublicAffairs
(6 individuals), Office(4 individuals),
andKSC's ChiefInformation Office(2 individuals).
Priortotheinterviews,theinterviewees receiveda packagedesignedtofamiliarize
themwithknowledge management withintheirsubunit. Theywereaskedtoreview
thematerial inpreparationfortheupcoming meeting andtoreflect uponthefollow-
ingtopics:
32 BECERRA-FERNANDEZ AND SABHERWAL
L H1
Internalization IFocusedknowledge+
1 ' ^x. orientation
process
I : 1 H2' /H5
Extemalizationk^^^ ^S%SC
/h6
^^^^-^^
Focusedknowledge+ ^^^^'CT^Na
orientation
content ^"^^^^s^ Knowledge
Management
Broadknowledge+ ^^^ Satisfaction
orientation
content ^ '^' j
H4^^ '
I Socialization '^ Br°adknowledge +
'
processorientation
Model
Research
Figure3. Detailed
Duringeachinterview,threebroadstepswerefollowed.First,thespecifictypesof
knowledgeandtheirinternalorexternalsourcesanduses wereidentified.Next,we
KM needsforeachgroup.Finally,theinterviews
theparticular
identified wereused
usedandtobrainstorm
thetoolscurrently
toidentify possibleenhancements inknowl-
edgemanagement.
Followingthecompletion bothauthorsexaminedthenotesand
oftheinterviews,
to
transcriptsprepare forthenext A
phase. detailedreport andsubmitted
was written
toKSC.
Results.Table 1 summarizesthefunctional ofeachoftheeightorga-
descriptions
in thesecondphaseof thestudy.The
nizationalsubunitsat KSC thatparticipated
33
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stronglyagreedwithourclassification Table 1
ofthesesevensubunits.
summarizestherationale the
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Questionnaire
Survey
Methods
oftheSample
Table2. SomeCharacteristics
Numberof
Numberof Surveys
orOffice3
Directorate Respondents Distributed
Administration Officeb 12 15
Space Station Hardware IntegrationOffice 22 25
Biomedicai Office 15 20
Shuttle Processing Directorate 14 20
Payload Processing Directorate 38 40
EngineeringDevelopment Directorate 28 35
Safety and Mission Assurance Directorate 24 30
Public AffairsOffice 6 15
Standard
Characteristics
Respondent Mean Deviation
Level
Hierarchical Frequency Percent
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ORGANIZATIONAL KNOWLEDGE MANAGEMENT 47
ConclusionsandDiscussion
This paper began with two simplequestions: (1) How does theuse of knowl-
edge management processesaffectknowledgemanagement effectiveness? and (2)
How does theeffectiveness of theseprocesseschangedependingon thetasksper-
formed within theorganizational subunit? To addressthesequestions, we drewupon
Nonaka's[31] internalization, externalization, combination, and socializationpro-
cesses,and developedempiricalmeasuresforevaluating theextentto whicheach
processis used.Fourhypotheses (HI through H4) linking theuse ofthesefourpro-
cessestoperceived knowledge satisfaction were proposed. also developeda con-
We
tingency framework, involvingtwo characteristics of thetaskperformed by the
organizationalsubunit, namely process or content task orientation,and focused or
broadtaskdomain.The fourcells of thematrixcombining thesetwodimensions
werethenrelatedtothefourknowledge management processesthrough fourcontin-
gencyhypotheses, withinternalization, externalization,
combination, and socializa-
tionprocessesbeingconsidered appropriate forfocused,content-oriented tasks(H5),
focused,process-oriented (H6), broad,process-oriented (H7), andbroad,
tasks tasks
content-orientedtasks(H8), respectively.
Theresearch hypotheses, developedbasedonpriortheory, wereempirically exam-
inedinoneorganization, NASA-KSC.Followinga detailedqualitative investigation,
we collectedempiricaldatafrom159 individuals across8 subunits ofNASA-KSC.
Exploratory factoranalysisandreliabilities wereusedtotestthepsychometric prop-
ertiesofourmeasuresofknowledge management processesandknowledge satisfac-
tion.Structural
equation modeling techniques wereusedtofurther testthemeasurement
modelfortheknowledgemanagement processes. Hierarchical regression analyses
wereusedtotestthehypotheses.
We nowexamineouroverallfindings and theirimplications forpractice,while
distancingourselves from the complexities of thedata andthe analytical procedures.
Upontesting theuniversalistichypotheses (HI through H4), we foundcombination
andexternalization processes,butnotinternalization andsocialization processes,to
affectperceivedknowledgesatisfaction. Thus,bothof theknowledgemanagement
processesthatprovideexplicitknowledge - thatis, combination processes,which
helpintegrate several codified areas of knowledge, and externalization processes,
whichhelpexplicatetacitknowledge - contribute toknowledge satisfaction. On the
otherhand,internalizationandsocialization processes,whichfocusprimarily onmore
tacitknowledge, do notcontribute to knowledge satisfaction.
Thesefindings should
be usefultomanagers inorganizations resembling KSC, thatis,organizations an
with
orientationtowardscienceandengineering.
The empiricaldataprovidedconsiderable supportto thecontingency framework
we proposedfortheappropriateness ofthefourknowledge management processes.
All theknowledge management processesotherthanexternalization had an impact
on perceivedknowledge satisfactionintheexpectedcell.Moreover, withoneexcep-
tion,noneoftheknowledge management processessignificantly affected perceived
knowledge satisfactionin a cell other than the one they were to
expected havean
48 BECERRA-FERNANDEZ
AND SABHERWAL
studymakessomevaluablecontributions topracticeandidentifiessomepotentially
important directions forfuture research.
further
First, research is neededtotestourresults,obtained fromin-depth investiga-
tionofoneorganization, ina largenumber oforganizations.Suchfurtherresearch may
alsoexaminewhether ourfindings toengineering-oriented
applyprimarily and"knowl-
edge-intensive"organizations [34],suchas KSC, ortootherorganizations as well.
Second,detailedcase studiesperforming each ofthefourcells mayhelpprovide
furtherelaboration ofthiscontingency modelandmayalso producegreater insights
intotheeffects of thefourprocesseson perceivedknowledgesatisfaction. In other
words,thisstudyhascontributed tothe"know-what" byproviding someinsights into
theeffectsofvariousknowledge management but
processes, further
research is needed
togenerate the"know-how," thatis,thewayinwhichtheseeffects comeabout.
Third,themeasureswe havedevelopedforthefourknowledge management pro-
cessesandperceived knowledge satisfaction
maybeusefulinfuture researchonknowl-
edgemanagement. Similarmeasures should,however,be developedforotherrelevant
constructs,including the use of directions,
organizational taskdomain,and
routines,
taskorientation,as wellas theroleinformation technology playsinknowledge man-
agement. Moreover, considering theusuallimitationsofperceptualmeasures, objec-
tivemeasuresofperceived knowledge wouldbe usefulinfuture
satisfaction research
inthisarea.
Finally,furtherresearchis neededto buildon thecontingency modeldeveloped
andtestedhere.Otherknowledge management toolsandprocesses,suchas routines
anddirections,as wellas othercontingency factors,
including industryandproduct
and
characteristics, the business and
strategy organization structure
need to be in-
cludedin broader,and possiblymoregeneral,contingency modelsof knowledge
management.
Notes
1. This visit was conducted afterthe questionnairesurvey.During this visit,a total of 13
interviewswere conductedwith 17 individuals,butonly 2 of these interviewsfocused on the
aspects relevantto this paper. Moreover,followingthe questionnairesurveyand before the
visitin October 2000, KSC was reorganized,and the numberof directoratesand officeswere
reduced from23 to 13.
2. Six respondentsdid not providetheirtitles,and therewere some othermissingitemsm
some responses. Following listwisedeletion,139 responses were used in the analysis.
50 BECERRA-FERNANDEZ
AND SABHERWAL
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ORGANIZATIONAL KNOWLEDGE MANAGEMENT 51
FactorAnalysisfor
AppendixA: Confirmatory
KnowledgeManagementProcesses
Items3 Lambdas0
Scale 1: Externalization
Modelingbased on analogiesand metaphors 0.63
Captureand transfer ofexperts'knowledge 0.62
Decisionsupportsystems 0.67
A problem-solving systembased on a technology like
case-based reasoning 0.73
Pointersto expertise(skills"yellowpages") 0.67
Chatgroups/Web-based discussiongroups 0.62
Groupwareand otherteamcollaboration tools 0.71
Scale 2: Combination
Repositoriesofinformation, best practices,and lessons learned 0.53
Web pages (Intranet and Internet) 0.82
Databases 0.81
Web-basedaccess to data 0.86
Scale 3: Socialization
The use ofapprenticesand mentorstotransfer knowledge 0.68
Brainstorming retreatsorcamps 0.53
Employeerotation across areas 0.49
Cooperativeprojectsacross directorates 0.72
Scale 4: Internalizaron
Learningbydoing 0.46
On-the-job training 0.53
Learningbyobservation 0.43
Face-to-facemeetings 0.64
(continued)
54
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ORGANIZATIONAL KNOWLEDGE MANAGEMENT 55
AppendixB: TheMeasuresofKnowledgeEffectiveness
Factoranalysis(principal
components method withVarimax rotation
andKaiserNor-
malization;
eigenvaluegreater than1) of the 11 itemsused to measureknowledge
effectiveness
produced two cleanfactorsonlyafter fiveofthe11 itemsweredropped.
Moreover,an examination of the screeplotindicated Factors1,2, and3
one factor.
hadeigenvalues of3.34,1.05,withthecorresponding variancesexplainedbeing0.64,
55.58,17.34,and10.39percent. Wetherefore usedthesinglefactor,includingthe11
itemsgivenbelow,to measureperceived knowledge effectiveness.
withtheknowledgeavailableto you,to
We wouldliketo access yoursatisfaction
ingeneral,andtoKSC atan overalllevel.Pleaseindicatetheextent
yourdirectorate
to whichyoudisagreeoragreewitheachofthefollowing statementbyCIRCLING
number
theappropriate from1 to 5.
Strongly Strongly
Disagree Neutral Agree
1. You aresatisfiedwiththeavailabilityof
for
knowledge your tasks. 12 3 4 5
2. The availableknowledge improves your
inperforming
effectiveness yourtasks. 12 3 4 5
3. You aresatisfiedwiththemanagement
ofknowledge youneed. 12 3 4 5
4. You aresatisfiedwiththeknowledge
availableforthetasksinyourdirectorate. 12 3 4 5
5. You aresatisfiedwithknowledge sharing
among individualsat yourdirectorate. 12 3 4 5
6. The availableknowledge improves the
ofyourdirectorate.
effectiveness 12 3 4 5
7. You aresatisfiedwiththemanagement of
at
knowledge your directorate. 12 3 4 5
8. You aresatisfiedwiththeknowledge
availableforvarioustasksacrossKSC. 12 3 4 5
9. You aresatisfiedwithknowledge sharing
among variousdirectoratesat KSC. 12 3 4 5
10. The availableknowledge improves KSC's
overalleffectiveness. 12 3 4 5
11. You aresatisfiedwiththemanagement
ofknowledge at KSC. 12 3 4 5