A platform for change.

A step-by-step guide.
A platform for change.
When designing our Investment Platform we had various aims in mind; we wanted
to create something simple yet powerful; we wanted to give you an effective
investment offering; and we wanted to offer you unique planning tools.

Our process is seamlessly linked, so with single data input you can analyse, plan,
transact and monitor business. Using unique research and planning tools, matched
with a wide and diverse range of investment funds, managers and strategies you can
more effectively and efficiently advise your clients. And our systems use those same
data inputs to automatically produce all the reports needed to show the logic of
your process for client and compliance purposes.

This guide introduces you to these processes and shows you how to begin using
them either in a specially designed demo environment or within your own system
once we make the Investment Platform live.
 1. 2.
Start. You are now logged in.
Open up your web browser.
Go to: https://v5.tpinside.com
Login with your normal details or to access the demo use:

Access Id: 6160

Username: Adviser
Password: WRAP
Passphrase: aaaaaaaaaaaa
 3. 4.
Choose your client. Navigate to research.
Either select an existing client or add a new prospect. Click the tab called ‘Research’ to get there.
If using the demo, click Start > Client Files > Add a new client.
Create a new dummy client.
 5. 6.
Add a new piece of research. Confirm your details.
Click the + icon. Re-enter your passphrase.
Choose “Wealth management” then “Investment Platform”.
 Set investment objectives.
Intelligent graphs map your questions
and client objectives.
 What Amount Do You Have To Start With?
£250,000
show monetary points
100000

What Is Your Investment Attitude? Click this box to display the £200,000
Type in the amount of money your client wants to invest. investment amounts.
Defensive Cautious Balanced Capital Aggressive
Growth £150,000
Assess Attitude larger view

£100,000
Click this box to display the
If applicable your client’s investment attitude is
How Long Do You Want To Save Or Invest For? chart full screen.
pulled from their factfind. Click the ‘assess attitude’
box to open the investment attitude questions. £50,000
Use the slider to quickly see how different attitudes
1yrs 4yrs 7yrs 10yrs 13yrs 16yrs 20yrs switch view
effect outputs. Click the purple ‘i’ icon to display
descriptions of each risk attitude. £0
Click this box to display the 0 1 2 3 4 5 6 7
Use the slider to plot your client’s desired
investment term. investment amounts in tabular format. Investment Duration (yr)

Please Set Your Investment Objective

Risk Range Investment Target Investment Projection
Capital Sum Average Rate of Growth
What Rate Of Inflation Do You Expect?
How much money do you want by this time?
proceed The Investment Objectives chart intelligently plots the ouputs from
0% 2.50% 5.00% 7.50% 10.00% 200000 your questions as soon as you answer them. The red line indicates
Once happy click proceed to begin where you client wants to be. The blue line indicates a projection based
constructing the client’s portfolio. upon your client’s attitude to risk, with the grey shaded area showing
Use the slider to plot your client’s expected rate Select your client’s investment objective between a
of inflation. Click the purple ‘i’ icon to display the capital sum or an average rate of growth. Type in the any risk fluctuation. Hover your mouse cursor over the different points
inflation table. amount of money your client wants to accumulate. to see their numerical value.
 8.
Construct the portfolio.
Categorise different products based upon
different needs and investment objectives.
Click the ‘edit’ button next to each product to treat each product
individually including naming, changing attitude to risk and
adjusting term.
Click the ‘delete’ button to remove this product. You can add new
products by selecting the ‘Add new product’ option.
Click the ‘fees’ button to set individual fees per product.
You can add an overall fee for the whole wrapper by selecting the
‘Set fees’ option.

Click the ‘Investment Objectives’ button to set individual objectives

for this product as seen in step 7.

Click the fund to choose an investment strategy, select funds using asset
allocation or choose funds without guidance. Step 9 explains how this works.

Add New Product Click to to add new products to the amount.

Click to set fees for all products across the entire
Set Fees
Investment Platform.
Once happy click ‘Confirm client details’ to proceed to the
Confirm Client Details
next step.
Click to reset client’s objectives and return to the Investment
Investment Objectives
Objectives for the overall wrap.
Document Library Click to view important information and files.
 Available investment strategies will vary based upon your client’s attitude

9. to risk and what is currently on offer. Below are some possible choices:

Select the investment strategy. Select an exclusive SEI Investment Strategy based
Click the name of any strategy to select this for your client. upon your client’s attitude to risk.
Click the strategy to select it for your client’s product. Click the blue ‘I’ icon to learn more about the
strategy itself.

Use the asset allocation engine to create a portfolio

of funds for your client based upon Morningstar
Ibbotson models.

Use Financial Express fund feeds to create a

portfolio for your client without using the risk tools.
 10.
Confirm client details.
Client records are pulled from your factfind.
Update your records where needed.
Mandatory details not entered will prompt you for input.
11.
Proceed to application.
‘Proceed Application’ to verify details
and view the client application.
 12. 13.
Verify the order. Complete the payment.
Read and understand the full summary of your client’s order. Choose the option to suit your client.
Ensure client reads and understands important information. Follow onscreen instructions.
Your client’s account and order will now be actioned.
 14. Progress
Progress: Wait for the system to automatically create
the submission and generate documents.

Produce business submission.

Wait for the system to automatically generate your submission.
Documents are automatically generated and appended
to the client file.

Documents: Choose to publish documents directly

to your client’s site.

Choose to send a secure message to inform

Message Client
them of progress.

View Submission Click to view the business submission.

 15.
Review your submission.
Ensure details are correct.
Generate suitability letter.
Select ‘Submit business’ when ready.
16.
Let your client’s view their performance.
Give client their login details.
Let them access their information on the
web, smartphones or iPad.
Head Office: True Potential, Waterfront 4, Newburn Riverside,
Newcastle upon Tyne, NE15 8NY

London Office: True Potential, 42-44 Grosvenor Gardens,

Victoria, London, SW1 0EB

T: 0871 700 0007 E: discover@tpllp.com www.tpllp.com