REX M.

ROBERTS, CISA, CGEIT

48 Woodridge Circle | West Hartford, CT 06107
(O) 860-241-7014 | (H) 860-561-4185 | (C) 860-989-1955 | rr4b7776@westpost
.net
VICE PRESIDENT OF TECHNOLOGY AUDIT/DIRECTOR OF IT AUDIT
Director-level executive with extensive experience leading complex IT and assura
nce engagements, generating ideas and services to guide diverse mid market to Fo
rtune 500 clients in a changing economic environment. Strong entrepreneurial min
dset that is able to see the "big picture" and adapt IT and operational business
strategies to achieve growth and profitability objectives.
Recognized as a subject matter expert on a variety of IT audit and IT management
issues involving project management, application implementation, data security,
change management, process improvement and regulatory compliance (SOX, GLBA, PC
I, FACT/Red Flags, HIPAA). Demonstrated capacity to recruit and motivate high pe
rformance teams to provide creative, value-added services to meet unique custome
r requirements.
CORE SKILLS - IT Strategy Development, Business Process Analysis, Third Party As
surance Auditing, Information Security, Risk Management, Internal Auditing, Info
rmation Privacy, Staff Development
PROFESSIONAL EXPERIENCE
PRICEWATERHOUSECOOPERS, LLP, Hartford, CT - Manager - Systems and Process Assura
nce - 2005 to Present
Leads the execution of, IT audits, SAS 70 engagements, 404 readiness and control
s testing, data security assessments, business process control reviews, pre-/pos
t implementation testing of ERP systems (Oracle, SAP, PeopleSoft) and other assu
rance offerings for a diverse range of clients in the technology, manufacturing,
financial services and healthcare sectors. Provides the tactical and strategic
leadership to multiple audit teams overseeing all phases of audit planning, meth
odology and management, developing detailed IT risk assessment programs, establi
shing and executing multi-year audit plans, and working with all levels of clien
t management to establish solid win-win working relationships. Frequent present
er on security related topics to industry workshops and forums.

BLUM SHAPIRO CONSULTING, West Hartford, CT - Director - Business Technology Cons

ulting Services - 1994 To 2005
Entrepreneurial personality involved in the development of a business and techno
logy consulting group servicing a diverse range of small and mid-market clients
. Implemented marketing initiatives aimed at promoting key services resulting in
mission critical projects, including development and implementation of IT strat
egic plans, system selections, IT/business process analysis and reengineering, o
rganizational analysis and data security design and management studies. Led publ
ic clients through SOX readiness process, evaluating, documenting and testing IT
controls and policies to meet regulatory standard. Administered a mixed networ
k environment (Novell, Windows, Unix, Citrix) providing support to 200 person ac
counting firm.
Early Professional Experience:
Global Senior Information Systems Auditor - United Technologies Corporation, Har
tford, CT
Senior Systems Analyst - The Travelers Insurance Corporation, Hartford, CT
EDUCATION, CERTIFICATIONS
Bachelor of Arts in English - TULANE UNIVERSITY, New Orleans, LA
Certified Information Systems Auditor (CISA) - Information Systems and Audit Con
trol Association
Certified in the Governance of Enterprise IT (CGEIT) - Information Systems and A
udit Control Association