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Thematic Roles: Argument types
and syntactic realization
Syntax (37-287)
Limitations of Categorical Distinctions
Gabi Danon
Classifying Arguments: Thematic Roles
December 1, 2010
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
The X-bar analysis makes it possible to combine any kind of The subcategorization for the verb live is V [ _PP]. But can
head with any kind of complement, adjunct and specifier. we use any PP here?
Some other principle(s) must rule out impossible
(2) a. Max lives near/behind/outside the forest.
combinations.
Our analysis so far relies heavily on subcategorization b. * Max lives to/from/during the forest.
frames. But is this enough?
Generalization: only PPs denoting location can act as
complements of live.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions Limitations of Categorical Distinctions
Classifying Arguments: Thematic Roles Classifying Arguments: Thematic Roles
The Theta Criterion The Theta Criterion
Coordination can take 2 constituents of the same kind and At least three things get no explanation in our grammar so
combine them: NP+NP, PP+PP, etc. far:
But there are cases where coordination doesn’t work, even I Differences between different semantic classes of
though the category is the same: NPs/PPs.
b. John and Mary broke the window. I Restrictions on coordination of similar phrases.
c. * John and the stone broke the window. We need to add something else to our grammar to solve
these problems.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
(8) a. Rosa kissed Max. (9) a. Rosa put the book on the table.
b. * Rosa kissed. b. * Rosa put the book.
c. * Rosa kissed from Max. c. * Rosa put on the table.
d. */?? The wind put the book on the table.
Why are (8b) and (8c) ungrammatical?
Subcategorization: V [_ NP] Intuition: The meaning of the verb put determines the
Question: Is this an arbitrary choice, or does it follow from number and kind of ‘participants’ in an event of
the verb’s meaning? putting.
Intuition: The meaning of the verb kiss determines that Thematic roles: This verb has 3 roles, belonging to the
an event of kissing involves 2 ‘participants’, classes that we will refer to as: agent, theme,
which must both be expressed as NPs. and locative.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
I Arguments fall into general classes that we call (11) a. * Rosa kissed/cleaned/attacked.
Thematic Roles, or θ -roles (‘theta roles’) b. * The freezer kissed/cleaned/attacked Max.
I This determines how a verb can be used c. Rosa kissed/cleaned/attacked the sofa.
d. Max was kissed/cleaned/attacked (by Rosa).
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
(12) a. Rosa hit Max. Agent: the one who intentionally initiates the action
b. Rosa kicked Max. Theme: entity undergoing the effect of the action,
moved or perceived
Semantically: hit and kick are obviously not equivalent
Experiencer: entity experiencing some psychological
Syntactically: hit and kick have the same syntactic
state
properties
Instrument: means by which the action was performed
There is no syntactic process that is sensitive to the
Locative: place involved in the event
difference in meaning between these verbs.
Thematic roles are classes of arguments that are relevant to Goal: entity towards which the activity is directed
the syntax; semantic distinctions that play no role in the Source: entity from which something moves
syntax are not encoded in thematic roles.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
This process is usually allowed only if the verb’s subject is an I directionality (goal and source involve directional
agent. movement/transfer)
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Which role(s) does the verb cook assign? (16) a. The rabbit disappeared.
b. My wallet disappeared.
(15) a. John cooked the vegetables. c. * The thief disappeared my wallet.
b. * The pot cooked the vegetables.
c. * John cooked the vegetables the rice. Disappear: theme
The fact that someone might disappear intentionally doesn’t
Cook: agent, theme
make this into an agent; the roles define what is required by
the verb – and the verb disappear does not require its
subject to initiate the action intentionally, it requires it to
undergo the effect of the action.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Which role(s) does the verb admire assign? Which role(s) does the verb stay assign?
(17) a. John admires Mary. (18) a. John stayed under the bed.
b. * The table admires Mary. b. The shoes stayed under the bed.
c. * John admires. c. * John stayed.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
(19) a. John sent the letter to Mary. Which role(s) does the verb fall assign?
b. John sent the letter. (20) a. Mary fell from her bed to the floor.
c. * John sent to Mary. b. Mary fell.
d. * The truck sent the letter to Mary. c. The glass fell.
e. * John sent the letter in/on/under Mary.
f. John sent Mary the letter.
Fall: theme, (source), (goal)
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
I We saw that not all arguments are obligatory – certain An obligatory argument of a verb is associated with an
verbs have optional arguments. obligatory θ -role in the verb’s thematic grid – there must be
I Until now, we described this distinction using something in the sentence that receives it:
subcategorization frames that listed several options for
using a verb. (21) a. * Rosa loves. (missing theme argument)
I Using the thematic grid of a verb provides an alternative b. * The earthquake scared. (missing experiencer
way of describing optionality. argument)
c. * Max sent to Rosa. (missing theme argument)
Note that in the context of discussing θ -roles, the subject is
also considered to be an argument of the verb.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
(23) a. John locked the door with the key. (24) a. John broke the window with a hammer.
b. John locked the door. b. John broke the window.
c. The key locked the door.
So far, this looks the same as for lock: agent, theme, and
d. * The key locked the door with John.
instrument.
An agent does something volitionally (on purpose); an
instrument is always used by an agent, even when the agent
isn’t expressed.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Reinhart (2000, 2002): the major roles can be distinguished Using only these distinctions, we can immediately define 4
by two factors: θ-roles:
Mental state: some roles (agent and experiencer) must [ +m+c ] : mental state is involved, causes the event:
involve a mental state; other roles (theme, agent
instrument, cause) do not require a mental [ +m-c ] : mental state only, not a causer: experiencer
state. [ -m+c ] : causes the event; no mental state involved:
Cause: some roles (agent, instrument, cause) are instrument
interpreted as causing the event; others (theme, [ -m-c ] : doesn’t involve a mental state, and doesn’t
experiencer) are not. cause the event: theme
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
Introduction Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions A Typology of θ -roles
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles Obligatory and optional θ -roles
The Theta Criterion Agent, instrument and cause The Theta Criterion Agent, instrument and cause
Decomposing θ -roles Decomposing θ -roles
I The cause θ -role systematically alternates with the [ +c ] : A mental state might optionally be involved,
agent θ -role. leading to a different interpretation of the event.
I What we need is a θ -role that corresponds to [ +c-m ] : A mental state is not relevant to the verb, not
agent/cause. even optionally.
I There’s no need for something which is only cause, (36) a. Max scared Rosa (on purpose).
because this never happens.
b. The thunder scared Rosa.
We define a θ -role which is neutral (unspecified) with respect (37) a. Max scared Rosa with a mask.
to ±m:
b. Max scared Rosa with a lawyer.
[ +c ] : causes the event; may or may not involve a
relevant mental state scare: [+c], [+m-c], ([+c-m])
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Introduction
Limitations of Categorical Distinctions A Typology of θ -roles Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles Obligatory and optional θ -roles Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion Agent, instrument and cause The Theta Criterion The Theta Criterion and subcategorization
Decomposing θ -roles
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
PP as an argument of V? PP as a modifier of V?
(43) VP (44) VP
V0 V0
V0 PP
V NP PP
V NP from the library
read a book from the library
read a book
The PP cannot be a sister of V, because it gets no θ -role:
read: agent, theme, (goal), (instrument) The PP cannot be a modifier in the VP, because of its
meaning.
In the tree above, the θ -Criterion is violated.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
DetP N0
(46) Max took a book from the library.
a
N0 PP Here, there is an optional θ -role that could be assigned to
the PP – source:
N from the library take: agent, theme, (source), (goal)
book The optionality of the source makes 2 trees possible.
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
V0 V0
V NP
V NP PP took
a book from the library
took a book from the library This is grammatical:
I The NP gets the theme θ -role from the verb.
This is grammatical:
I The verb’s source θ -role, which is optional, isn’t
I The NP gets the theme θ -role from the verb.
assigned here.
I The PP gets the source θ -role from the verb.
I The PP is a modifier of the noun.
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
(49) a. Rosa put the carpet in the bedroom. ( 1 So there must be something in the VP that gets this role:
meaning) (51) VP
b. Rosa cleaned the carpet in the bedroom. (2
meanings) V0
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization
Gabi Danon Thematic Roles: Argument types and syntactic realization Gabi Danon Thematic Roles: Argument types and syntactic realization
Limitations of Categorical Distinctions θ -Roles and Argument Realization Limitations of Categorical Distinctions θ -Roles and Argument Realization
Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity Classifying Arguments: Thematic Roles The θ -Criterion and restricting ambiguity
The Theta Criterion The Theta Criterion and subcategorization The Theta Criterion The Theta Criterion and subcategorization